Ana Achúcarro1 , Nuno D. Antunes2, Filipe Freire1∗ & Petja Salmi1,2
1 Inst.
Lorentz, Univ. Leiden, P. O. Box 9506, 2300 RA Leiden, The Netherlands
for Theoretical Physics, University of Sussex, Falmer, Brighton BN1 9QJ, U. K.
E-mail:
[email protected]
2 Centre
We study the symmetry breaking pattern of a model with an O(4) scalar field sector, with both
charged and neutral fields, interacting with a photon bath. Here it is shown that a selective condensation of the neutral fields, that are not directly coupled to photons, can be achieved in the
presence of a minimal “external” dissipation, i.e. not related to interactions with a bath. Preliminary results from simulations illustrating defect formation are also discussed. This should be
relevant in the early universe or in heavy-ion collisions where dissipation occurs due to expansion.
29th Johns Hopkins Workshop on current problems in particle theory: strong matter in the heavens
1-3 August
Budapest
∗ Speaker.
c Copyright owned by the author(s) under the terms of the Creative Commons Attribution-NonCommercial-ShareAlike Licence.
http://pos.sissa.it/
PoS(JHW2005)020
Dissipation and vacuum selection
Filipe Freire1
Dissipation and vacuum selection
1. Introduction
020/2
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PoS(JHW2005)020
In this talk I will report on an ongoing investigation about the role of dissipation in biasing vacuum selection after a symmetry breaking phase transition. This work was motivated by a
mechanism suggested by Nagasawa and Brandenberger [1] to stabilise non-topological classical
solutions by out-of-equilibrium effects. These authors studied a model with O(4) scalar field sector with charged and neutral scalars in contact with a thermalised photon bath. Assuming that only
the char ged fields receive thermal corrections they argued that the non-topological strings were
temporarily stabilised.
The analysis in [1] is focused on the stability of embedded strings when immersed in a thermalised plasma. However, the primordial question of whether the formation of the defect is dynamically favoured has never been addressed. By looking at the requirements that favour their
formation we found a close link between vacuum selection and an “external” dissipation, i.e. a
source of dissipation that is not related to the interactions between the system and the heat bath.
For example, in a cosmological context this type of dissipation is naturally associated with the expansion of the universe. As we will show as result of this the decoupled fields stabilise in steady
states that can be characterised by an effective temperature Teff < T . Our initial results have by
published in [2].
The vacuum selection we discuss can take place in the early universe and in heavy-ion collisions. In the early universe, the most relevant areas for applications are in the studies of preheating
at the end of inflation [3] and defect formation in non-equilibrium cosmological phase transitions
[4].
The mechanism we investigate will be illustrated in an O(4) scalar field theory in 3 + 1 dimensions as in [1]. Some general assumptions are required to specify the properties of the model. This
are discussed in detail in [2]. Let us summarised them here. In the context of our work the field
theory is an effective model for the soft long-wavelength modes of a system coupled to a heat bath.
At low temperatures the system has a symmetry broken phase and the symmetry is restored above a
critical temperature Tc . In the ordered phase, two of the scalar fields, say for definiteness φ 1,2 , have
decoupled from the heat bath, while the remaining fields, say φ 3,4 , stay coupled. This situation is
natural if for example if the fields φ1,2 are neutral and φ3,4 are charged and the heat bath consists of
photon. Furthermore, the coupling between φ 3,4 and the bath is assumed to be much stronger than
the scalar self-coupling. By the time φ3,4 thermalise, the φ1,2 fields have not yet reached a steady
state.
The most interesting effect occurs when the “external” dissipation is much smaller than the
dissipation in the coupled fields due to their interaction with the bath. We have that at vanishing
scalar self-coupling the limit η1,2 → 0, i.e. the “external” sources of dissipation are “switched
off”, is singular [2]. This changes the symmetry breaking pattern even for small values of η 1,2 . We
emphasise that the origin of the vacuum manifold reduction in our analysis occurs without having to
call for out-of-equilibrium effects as in [1]. The effect follows from the existence of different steady
states for the various fields due to the “external” source of dissipation. The vacuum selection takes
place above a small critical dissipation which occurs when the neutral fields stabilise at a “cold”
enough Teff .
Our simulations are governed by phenomenological Langevin equations describing the dy-
Filipe Freire1
Dissipation and vacuum selection
namical evolution of the fields. These equations have been previously used in a relativistic context
to study non-equilibrium phenomena in cosmological phase transition [5, 6, 7]. There are known
limitations to the use of these equations, nevertheless they provide an economic and qualitative
good description of the different processes involved in the dynamic evolution of the fields where
the coupling to the heat bath is expressed by rapidly fluctuating fields and the dissipation effects are
expressed by viscosity terms. In particular, this makes it easy to analyse the effects of dissipation
terms that are not related to interactions with the heat bath.
We analyse the field dynamics in a system that undergoes a symmetry breaking transition and
where different fields sectors in the system reach distinct “thermalised” states with some heat bath.
The nature of the bath will be characterised below. Some fields arrive at a standard thermalised state
at the temperature of the bath after a relatively short relaxation time. The remaining fields stay out
of equilibrium for a longer period, which can still be small compared to observation times. The
fields that take longer to either thermalise or reach a distinct steady state are weakly or indirectly
coupled to a heat bath. For convenience we refer to them as decoupled. In particular, we are
interested in the situation where the decoupled fields condense following a finite temperature phase
transition. For this to happen these fields must lose most of their energy and for this reason we
follow closely the role of dissipation.
In order to discuss a setting where this scenario can be realised we use a model with an O(4)
scalar sector with a Lagrangean,
L =
2
1
λ
∂µ φi ∂ µ φi −
φi φi − v2 , i = 1, 2, 3, 4,
2
4
(2.1)
to describe the propagation and self-interactions of soft modes. We consider φ 1 and φ2 to be neutral
√
scalars and φ3 and φ4 to be the constituents of a charged scalar φ ± = (φ3 ± iφ4 )/ 2 with respect
to a U (1) charge. For concreteness let it be U (1) EM . Therefore, φ ± is coupled to a bath of photons
while the neutral scalars are not. In a more comprehensive analysis the effects of the fluctuations
from the hard modes of the scalar fields are also to be taken into account [2].
With this simple model we can aim at understanding better how a small dissipation can play a
role in selecting the vacuum. This is the effect we emphasise here. Alongside, we lay the conditions
for vacuum selection that favour the formation of stable embedded structures.
As mentioned, we assume that the coupling between the charged scalars and the photon bath
is much stronger than the scalar self-coupling. Without this assumption leading to an effective
separation of scales no non-trivial selection seems to take place. With these conditions, we expect
the charged scalars to thermalise “quickly”. Their relaxation time sets the scale for what we will
refer as a quick thermalisation time. In practice, at the observation scale, the charged scalars can
be said to remain in equilibrium. The neutral scalars have of course a longer thermalisation time
and are never far away from thermal equilibrium.
One of our aims is to express quantitatively the distinction between the steady state reached
by the neutral and the charged fields. If the decoupled fields have no direct process to dissipate
their energy they reach a thermal equilibrium state at the temperature T of the photon bath. This
020/3
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PoS(JHW2005)020
2. Decoupling and dissipation
Filipe Freire1
Dissipation and vacuum selection
thermalisation occurs because the decoupled fields are not completely cut off from the photon bath
due to the quartic scalar self-interaction. The rate at which the neutral fields thermalise depends
on the strength of λ . Elsewise, if they dissipate due to the expansion of the system as it cools, as
in the early universe or heavy-ion collisions, the steady state they reach is “colder”. This effect
leads to their selective condensation and suggests the use of an effective temperature Teff as a way
to parametrise the distinct steady states.
In order to simulate the dynamics of the fields we use phenomenological Langevin equations
h
(∂t2 − ∇2 ) − µ 2 + λ
i
2
φ
η
∂
+
∑ k i t φi = ξi,
4
(3.1)
k=1
with µ 2 = λ v2 , v the T = 0 vacuum expectation value (VEV), and η i and ξi are respectively the
viscosity coefficients and the Gaussian noises. For the fields that couple to the photon bath and
thermalise at its temperature T , we have
hξi (~x,t)ξ j (~x′ ,t ′ )i = Ωi δi j δ (3) (~x −~x′ )δ (t − t ′ ).
(3.2)
where β Ωi = 2ηi , with β = 1/T , according to the fluctuation-dissipation theorem. Below Tc this
relation applies only for i = 3, 4, while in the disordered phase it applies to all fields. In the ordered
phase the neutral fields are decoupled from the bath, ξ i = 0, but ηi 6= 0. The non vanishing value
of these coefficients are due to an “external” source of dissipation.
We use a discretised version of (3.1) in three dimensional square lattices with 50 3 to simulate
the evolution of the O(4) model (2.1). A leap-frog algorithm with time step δ t = 0.05 is used.
Larger lattices of 1003 have been used to verify the stability of our results. A Gaussian random
number generator is used for the rapidly changing fluctuations. All quantities are measured in units
of the VEV v. The dimensionless quantities are identified with a tilde, e.g. ve = 1 and βe = v/T .
When choosing the lattice spacing we need to ensure that the modes with wavelength longer than
∼ T −1 are not cut off. In our runnings, merely for reference, we took physical scales from the chiral
f = 0.25 for v = 93
symmetry breaking effective mean field model. By using a lattice spacing ∆x
MeV we can work up to temperatures of approximately T ∼ 350 MeV.
We run our simulations for successive temperatures of the heat bath determined by Ω + =
2η+ T , the amplitude for the noise of the charged scalars. Starting from a temperature T > Tc we
bring down the temperature across Tc . While in the disordered phase all the fields are taken to be
in contact with the heat bath. It is only for T < Tc , when the VEV starts to increase, that the neutral
fields are decoupled.
In Figure 1, we plot the order parameters for the condensates of neutral and charged scalars
against
the inverse temperature β . These are, respectively, h|φ 1 φ2 |i and h|φ3 φ4 |i, where h|φi φ j |i =
q
R
∑n=i, j ( V1 V φn (x))2 are averages over the entire lattice. As the details of the decoupling of the
neutral fields are not known we show the curves for three types of decoupling. For the runnings
in Figure 1, we observe a bias for the condensation of the neutral fields. We used η 0 /η+ = 1 to
emphasise the case when the condensation of the neutral sector is strongly favoured.
020/4
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PoS(JHW2005)020
3. Vacuum biasing: simulations
Filipe Freire1
Dissipation and vacuum selection
0.8
1
a
<|φ1φ2|>
0.6
0.6
Order parameter
Order parameter
0.8
<|φ1φ2|>
instantaneous
exponential
0.4
power law
<|φ3φ4|>
0.4
<|φ3φ4|>
0
4
5
6
7
~
β
8
9
10
0
Figure 1
3
4
5
6
7 ~
β
8
9
10
11
12
Figure 2
For the large value of η0 used for Figure 1 all the scalars have an equally effective channel to
cool as T decreases. However, the fluctuations from the interaction with the heat bath slow down
the dissipation of the charged fields. This favours the neutral fields to roll down more effectively to
the bottom of the potential and condense.
The neutral fields are not blind to the photon bath due to the scalar self-coupling. They dissipate through the viscosity term while gaining energy via the scalar self-coupling. But, as long as
the effects of fluctuations are small and energy is effectively dissipated, which occurs when λ is
not too large and η0 not too small compared to η+ , the neutral scalars continue to monopolise the
vacuum. This situation changes when η 0 becomes too small.
In Figure 2, where we set η0 = 0 the charged scalars condense. This suggests that as η 0 is
decreased below some critical value the charged fields condense instead of the neutral ones. This
results in a “superconducting” background where the photons are massive. However, this situation
violates our working assumption that the photon bath is thermalised. The condensation of the
charged scalars in Figure 2 is an artifact of our simulations.
We predict the existence of a critical dissipation η cr = η0 /η+ in the interval 0< ηcr <1. A precise determination of ηcr at this phenomenological stage of our study does not justify the dedicated
effort it requires. At most this critical value indicates the end of the validity of our working conditions and a qualitative change in the nature of the condensation. This matter is further discussed in
[2].
Let us now analyse the interplay between the various parameters in the model. We look at
the kinetic energy of each set of fields to learn how thermalisation is affected by the ratio of the
viscosity coefficients η = η0 /η+ and the scalar coupling λ . In Figure 3 the time evolution of the
e0 = 0.005, η
e+ = 1
kinetic energies for both types of scalar fields are plotted. The parameters η
3
e
and β = 6.5, all in units of the VEV v in a 100 box, are the same for all the curves, whereas
three different values for λ are used. The equilibrium curve corresponds to the coupled fields that
thermalise quickly.
The most interesting feature of Figure 3 is the λ dependence of the asymptotic values for the
kinetic energy of the decoupled fields. We can interpret these as effective equilibration temperatures Teff . We observe that the larger λ is, the faster the decoupled fields approach a steady state.
020/5
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PoS(JHW2005)020
0.2
0.2
Filipe Freire1
Dissipation and vacuum selection
2.0
2.0
a
η = 0.005
equilibrium curve
1.5
b
λ = 8.0
equilibrium curve
1.5
η = 0.0
5
Ekinetic/10
Ekinetic/10
5
λ = 16.0
λ = 8.0
1.0
0.5
η = 0.005
1.0
0.5
0.0
0
100
200
300
400
500
0.0
0
100
200
300
Time
Time
Figure 3
Figure 4
400
500
This is to be expected as the decoupled fields interact indirectly with the photon bath via the quartic
scalar coupling. It explains not only the shorter relaxation times for larger values of λ but also the
higher Teff values which get closer to the temperature of the bath. The value of the asymptotic
kinetic energies is independent of the initial conditions.
In Figure 4 we complement the curves shown in Figure 3 by keeping now the same scalar
coupling for all the curves, here we use λ = 8, and vary η 0 , or equivalently η as we again set
η+ = 1. We observe that the larger the viscosity coefficient η 0 the faster the decoupled fields
equilibrate. On the other hand, as η increases Teff shifts away from T . The asymptotic steady
state approaches the equilibrium curve only in the opposite limit, i.e. when the external dissipative
channel is “switch off”. In this case, the kinetic energy does eventually reach the value expected
by equipartition but at a very slow rate set by the magnitude of λ via the fluctuations mediated by
the scalar coupling.
If in addition to what we have discussed here we introduce fluctuation terms to the evolution
equations for the decoupled fields, the external dissipation can not be neglegible with relation to
both thermal dissipation coefficients [2] in order to have observable effects. In our simulations the
effects are noticeable because η+ ≫ η0ext = η0 , but η0ext > η0fl = 0. The first of these two inequalities
justifies neglecting non thermal terms in the equations for the coupled scalars. In general, the
biasing should occur as long as η0ext & η0fl 6= 0. Furthermore, adding an explicit coupling to a heat
bath would only have the effect of decreasing the relaxation time.
4. Summary and outlook
We have shown that under quite general conditions a non thermal dissipation in the evolution
of the neutral fields effectively reduces the vacuum manifold of a system described by an O(4)
scalar model from S3 to S1 , above a small dissipation threshold. From this analysis we identify
the conditions that favour the formation and stabilisation of embedded defects as first argued by
Nagasawa and Brandenberger [1].
The vacuum manifold reduction is due to the existence of different asymptotic steady states
for the two types of scalar fields considered. This effect is caused by an “external” source of
dissipation, in the sense that it does not arise from fluctuations resulting from interactions with the
020/6
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PoS(JHW2005)020
η = 0.04
η = 0.08
λ = 1.0
Filipe Freire1
Dissipation and vacuum selection
h
(∂t2 − ∇2 ) − µ 2 + λ
2
∑ φk2 + ηi∂t
k=1
i
φi = ξi ,
i = 1, 2
(4.1)
where φ1 is decoupled from the heat bath below Tc as in the case we have been discussing. We
study the defect formation by subjecting the system to a sudden quench in the temperature of the
thermal bath, from a high initial Ti to a final low T f . This approach captures some of the main
features of the continuous transition. In particular, the quench reproduces qualitatively the stage of
the transition where the fields do not remain in equilibrium around Tc due to critical slowing down.
The quench is accompanied by the decoupling of the φ 1 field from the bath. We look for signs
of defect formation by looking at the zeroes of the decoupled field following the quench. The three
graphs in Figure 5 provide evidence for the formation of kinks when the external dissipation is
η1 = 0.05 and η2 = 1. As the temperature is dropped from β initial = 1 to βfinal = 20 at tquench = 50,
020/7
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PoS(JHW2005)020
photon bath. The neutral field steady state is characterised by an effective temperature Teff < T ,
“colder” than the photon bath, which drives their selective condensation.
The remarkable feature is that even a small amount of “external” dissipation can be sufficient
to cause qualitatively distinct effects, such as the vacuum selection. In principle, one would be
inclined to neglect the possible effects of a small amount of dissipation. For instance, the asymptotic state of the charged field sector is hardly affected by the “external” dissipation. What changes
things is the existence of an indirect thermal dissipation due to the coupling between the coupled
and decoupled fiels. As a result, the external dissipation needs at least to be of the order of the
indirect one which is in principle smaller than the direct thermal dissipation.
We can naturally generalise the system to a more realistic one where the external dissipation
is considered in both scalar field sectors. However, for the charged field sector this leads only to
negligible corrections. We can also consider that neutral scalars are coupled directly to the heat
bath although with a much weaker coupling than the charged scalars so that the resulting thermal
dissipation for the former does not dominate over the non thermal external dissipation. Under these
general conditions our results on vacuum selection are not qualitatively changed.
Corrections to the scalar fields potential coming from the interactions with the gauge bosons
can also be taken into account. However, they should not play an important role for our analysis.
We know from the work of Nagasawa and Brandenberger [1] that the asymmetry created by the
decoupling from the neutral fields from the photon bath bias the effective potential in a way that
stabilises non topological defects when immersed in a photon plasma. Moreover, equilibrium thermal corrections to the potential tend to reduce the instability of these embedded configurations [8].
Therefore, at a perturbative level we do not expect corrections to counteract the vacuum selection
we analyse here. A less investigated difficulty, but potentially an important one, is the contribution
from very soft photons. Because of infra-red divergences reliable corrections similar to those in
[9, 10] are not to our knowledge currently available. More dedicated simulations including the full
dynamics of both the scalars and the gauge bosons are necessary to clarify this problem.
Finally, we discuss preliminary results from simulations illustrating the formation of defects
resulting from the vacuum selection mechanism presented here. We have looked at systems in
1 + 1 and 2 + 1 dimensions with Lagrangeans analogous to 2.1 but with a reduced number of
fields. Starting with the lower dimensional case we consider a system of two fields governed by
the Langevin equation
Filipe Freire1
Dissipation and vacuum selection
blue: φ1, red: φ2,
η1=0.05,η2=1.0, βinitial=1.,βfinal=20.
0.8
<φ2>
0.6
0.4
0.2
0
200
400
600
t
800
1000
1200
0
200
400
600
t
800
1000
1200
0
200
400
600
t
800
1000
1200
<π2>
10
5
0
4000
zeros
3000
2000
1000
0
Figure 5
the time evolution before and after the quench is plotted for the square of both fields < φ i2 >, for
the square of their momentum < πi2 >, and their zeros, respectively. In the first plot we see that φ 1
is selected to condense. The second plot shows the decoupled field reaching a steady state with an
effective temperature lower than the heat bath temperature. Finally, the third plot shows the number
of zero crossings. For the field coupled to the heat bath, this number counting is high because of
the thermal fluctuations while for the decoupled one the lower counting corresponds to the actual
number of kinks. The presence of the kinks is better illustrated in Figure 6 where we plot the profile
of the decoupled field just before the quench and at a later time t = 1200.
A similar study in 2 + 1 dimensions is also been carried out. We consider a three field model
where one of the fields φ1 is decoupled from the bath after a quench while the two remaining ones,
φ2 and φ3 , stay coupled to the bath. In this system we are also observing the formation of defects,
now in the form of domain walls. We present results for two values of the external dissipation,
η1 = 1 and η1 = 0.1, and in both cases the direct thermal dissipation is taken to be 1. We show
the time evolutions for < φi2 >, < πi2 > and the zero crossings in Figures 7 and 10 for η 1 = 1 and
η1 = 0.1 respectively. As in the analogous plots in 1 + 1 dimensions shown in Figure 5 there is
evidence for defect formation.
020/8
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0
Filipe Freire1
Dissipation and vacuum selection
η =0.05,η =1.0, β
1
2
=1.,β
initial
=20.
final
3
2
φ1, t=50
1
0
−1
−3
0
50
100
150
200
250
150
200
250
x
1.5
0.5
0
1
φ , t=1200
1
−0.5
−1
−1.5
0
50
100
x
Figure 6
The formation of the domain walls is clearly illustrated in Figures 8 and 9 for the η 1 = 1. In
Figure 8, we show the profile of the decoupled field and in Figure 9 the total potential energy. The
zero crossings of the decoupled field overlap with the loci of the maxima of the potential energy as
was to be expected. The corresponding plots for η 1 = 0.1 are shown in Figures 11 and 12. In both
cases, the presence of the domain walls is much more tenuous in the figure for the potential due to
the large thermal fluctuations of the fields coupled to the bath which almost wash out the defects.
The effect increases as the external dissipation is reduced.
The profiles for a lower value of external dissipation also show a decrease in the density of
domain walls. In order to improve the visualisation of profiles for even lower values of η 1 we would
require using larger lattices. One last effect that our simulations are revealing is an increase in the
rate of annihilation of domain walls as η 1 is lowered. With less dissipation the defects move faster
and evaporate quickly. This might indicate a possible limitation for the stabilisation mechanism
that we are studying. Further investigation is required to clarify this point.
020/9
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PoS(JHW2005)020
−2
Filipe Freire1
Dissipation and vacuum selection
blue:φ , red,green:φ ,φ ,
1
2 3
η =1.0,η =1.0, β
1
2
=1.,β
initial
=5.
final
0.8
2
<φ >
0.6
0.4
0.2
0
20
40
60
80
100
t
120
140
160
180
200
0
4
x 10
20
40
60
80
100
t
120
140
160
180
200
0
20
40
60
80
100
t
120
140
160
180
200
1.5
2
<π >
1
0.5
0
4
zeros
3
2
1
0
Figure 7
Figure 8
Figure 9
020/10
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PoS(JHW2005)020
0
Filipe Freire1
Dissipation and vacuum selection
blue:φ1, red,green:φ2,φ3,
η1=0.1,η2=1.0, βinitial=1.,βfinal=5.
0.8
2
<φ >
0.6
0.4
0.2
0
20
40
60
80
100
t
120
140
160
180
200
0
4
x 10
20
40
60
80
100
t
120
140
160
180
200
0
20
40
60
80
100
t
120
140
160
180
200
1.5
2
<π >
1
0.5
0
4
zeros
3
2
1
0
Figure 10
Figure 11
Figure 12
020/11
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0
Filipe Freire1
Dissipation and vacuum selection
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