A Case for Investigating the Ethics of Artificial Life
Inari Thiel
School of ITEE, University of Queensland
Phone: +61-7-33651652
[email protected]
Neil Bergmann
School of ITEE, University of Queensland
Phone: +61-7-33651182
[email protected]
William Grey
Department of Philosophy, University of Queensland
Phone: +61-7-33652620
[email protected]
A major stream of Artificial Life (ALife) research aims to build synthetic life
forms, operating in virtual worlds, implemented as computer programs. A clear
long-term target for this research is the evolution of digital life-forms with a
complexity of structure and behaviour analogous to biological life-forms, potentially exhibiting intelligence and self-awareness. The creation of intelligent,
self-aware digital life-forms has clear ethical implications, but there is no current research into how these ethical issues might be addressed. This paper argues that such ethical research is needed. Furthermore, it describes our future
research plans to build a solid philosophical foundation for the consideration of
these ethical issues.
Keywords:
Applied Ethics, Artificial Life, Complex Systems, Moral Philosophy
1 Introduction and Motivation
The potential for humans to create artificial life forms is a theme that emerges repeatedly in Western mythology, from the Greek god Hephaestus’ “golden handmaids” [1]
to the sixteenth-century Prague legend of the Golem [2]. Mary Shelley’s nineteenthcentury allegory of Frankenstein , and Karel Capek’s early twentieth century play in
which he coined the term “robots” [3], continue and develop this fascination, providing both warning and encouragement.
1.1 Synthetic and Real
Recent developments in complex computing systems supporting powerful mathematical modelling techniques, and increasing understanding of the ways in which natural
biological systems develop and operate, have combined to make the creative ambition
more achievable, though possibly more problematic, given its instantiation in cyberreality rather than in tangible form.
While ALife research has its roots in the modeling of real world environments,
many researchers have now moved beyond this purely instrumental approach and set
themselves the goal of creating fully functional worlds populated with independently
evolving digital creatures, which their creators can either manipulate directly or leave
to develop undirected. For example, Steve Grand, lead programmer of Creatures
software, writes:
By combining simple cybernetic building blocks … we can make something that is
not only alive in the technical sense but also alive in the richer, more rounded sense
too. These creatures are not very smart, but they do have individual little personalities. They live out their lives and behave in ways that I, as their creator, didn’t
program them to and sometimes didn’t even expect. [4]
Although Creatures is designed as a game, and its communities remain confined to
cyberspace, Grand’s current interest is in bringing “cyberlife” into real world applications — the ancient fables may be approaching a twenty-first century realisation.
1.2 Prudential Foresight
The prospect of creating completely synthetic intelligent life-forms raises ethical issues in itself, but the possibility of interaction between the cyber-realm and the external physical world raises additional normative and conceptual questions.
As has happened in other areas of innovation (such as genetic engineering), rapid
technological progress has outstripped the ethical resources which are required for rational deliberation about the new range of technologically-generated choices. In the
field of artificial life, we may have opportunity to consider these issues before the
more ambitious goals of the project have been achieved; but the timeframe is uncertain, and it would be prudent to begin the process of rational deliberation now.
Some practitioners in the Artificial Intelligence (AI) and ALife fields have raised
questions about whether the goals of these projects ought to be pursued at all [5, 6];
and some philosophers have discussed the moral status of naturally occurring nonsentient life forms, in the context of environmental ethics [7-9]. However, while the
extension of moral discourse to a wider domain than has been commonly allowed is a
continuing theme in environmental philosophy [10], there has been little philosophical
discussion of whether either synthetic intellects or digital biota should be admitted to
the moral community, or what the implications of such admission might be (but see
[11]).
In their paper, “Open problems in artificial life”, Mark Bedau et al. have presented
a range of questions they describe as “a clear and fruitful challenge” designed to
stimulate the ALife research community [12]. The final challenge in the third set of
grouped under the question “How is life related to mind, machines, and culissues
ture?” — is “establish ethical principles for artificial life”.
“(a) the
Here, Bedau et al. identify four areas of ethical concern, three of which
sanctity of the biosphere, (b) the sanctity of human life, [and] (d) the risks of exploitation of artificial life”
relate to the potential effects of ALife on the world beyond
its cyber-reality. It is the other area, “(c) the responsible treatment of newly generated
life forms”, that we take up here, with a view to clarifying some of the ethical issues
that are relevant.
2. ALife: Current Research and Trajectories of Development
While some writers [6, 13] have named John von Neumann as the progenitor of
ALife, Mark Bedau et al. [12] credit Christopher Langton with coining the phrase
“Artificial Life”. Langton has characterised Artificial Life as
… a field of study devoted to understanding life by attempting to abstract the
fundamental dynamical principles underlying biological phenomena, and
recreating these dynamics in other physical media — such as computers —
making them accessible to new kinds of experimental manipulation and testing. [14]
The published Proceedings of successive Artificial Life and ECAL conferences
have shown a range of ALife research areas, including the origins of life, evolutionary
dynamics, learning, and some of the philosophical issues relating to functionalism and
emergence. Many of the researchers have seen their work as contributing to an understanding of how life may have actually arisen and developed.
However, in the work cited above, Langton quickly moves from his characterisation of ALife as modeling and simulation of “life-as-we-know-it” to a Promethean vision of broader possibilities:
… Artificial Life is not only about studying existing life, but also about the
possibility of synthesizing new life, within computers or other “artificial”
media. The life that is realized in these alternative media will force us to
broaden our understanding of the proper domain of biology to include selforganizing, evolving, and even “living” machines, regardless of the specific
physical stuff of which they are constituted, or whether or not they are based
on the same chemical and physical principles as the life that has evolved here
on Earth. [15]
This development, hailed by some as potentially the next significant advance in
evolution [6], opens up a range of empirical and philosophical problems not previously considered.
2.1 Philosophy and ALife
In the mid to late twentieth century, digital computing in general, and AI research in
particular, attracted the interest of analytic philosophers working in the areas of Epistemology and Philosophy of Mind, providing an arena for extending already longrunning discussions of such issues as intentionality, consciousness, and the “mindbody problem”. [15, 16]
The ALife field has revitalised debates about the definition of “life” or “living organism”, and the distinction between “simulation” and “realisation” of complex structures [17], while providing a tool for empirically testing the evolutionary effectiveness of certain theories [18].
The question of how to discern the emergence of real life from a simulation of it is
one of the most contested in this field. ALife researchers like Langton tend to adopt
an optimistic tone, confident that a sufficiently accurate transcription of the formal
principles of biological organisation into a synthetic domain will generate truly living
organisms, even if they are not embodied in forms currently recognised in our experience. He writes, for example:
The life that is realized in these alternative media will force us to broaden
our understanding of the proper domain of biology to include selforganizing, evolving, and even “living” machines, regardless of the specific
physical stuff of which they are constituted, or whether or not they are based
on the same chemical and physical principles as the life that has evolved here
on Earth. [14]
Others are more sceptical. Theoretical biologist, Claus Emmeche, while acknowledging that non-carbon based life forms are conceivable, strongly denies that any
computer simulation could cross over into the domain of actual life [19]. His principal objection is that life requires some material basis, whereas ALife consists of
merely formal processes. Another is that all ALife simulations rely on computational
models of biological systems, models that are both limited and fallible, being constructed on the basis of human interpretations shaped by theories about the nature of
biological life. There are echoes here of Joseph Weizenbaum’s critique of AI researchers’ enthusiasm, over a generation ago [20].
3. Ethics and Ethical Theories
Ethics is the branch of philosophy concerned with the evaluation of conduct and the
criteria for moral assessment of actions as permissible or impermissible; right or
wrong. Within this field, the question of what makes something an appropriate object
of moral concern, that is, the criteria for moral considerability, and the requirements
for moral agency, also arise.
Theories of normative ethics, which provide frameworks for ethical decisionmaking and moral evaluation, fall into three broad groups: deontological, consequentialist, and virtue ethics.
3.1 Deontological Ethics
Deontological ethics posit a framework of rule-governed principles which prescribe
certain duties which moral agents ought to perform and rights which must be respected, irrespective of the consequences. These rules typically include the duty to
keep promises that are freely made, and the right to restrict access to one’s own body.
These duties and rights prescribe action irrespective of the advantage gained or disadvatage suffered by the agent or by those affected by the action.
3.2 Consequentialist Ethics
Consequentialist (also called 'utilitarian' or 'teleological') ethics, in contrast, evaluates
actions morally by reference to the outcomes they produce. A best action is the one
which produces the greatest surplus of positive over negative outcomes. If breaking a
promise yields a positive outcome on balance, then that is what an agent should do.
[22]
3.3 Virtue Ethics
Virtue ethics is a theory in which the focus is on neither the action nor the outcome
but on the character of the agent. A virtuous agent is one disposed to perform good
actions; a vicious agent, bad ones; therefore, one ought to develop one’s character by
cultivating virtuous habits (such as courage and self-control) and avoiding vicious
habits [23, 24].
4. Ethical Issues in ALife
While these differing ethical approaches notoriously yield different evaluations in
particular cases, all agree that there should be a framework of action-guiding considerations which inform the decisions and choices of moral agents. But who (or what)
are moral agents? What are the requirements for moral agency? And to what sorts of
entities are moral considerations owed?
We believe it is necessary to examine a number of significant questions raised by
ALife developments, in light of each of these ethical theories. Some of the problems
are common to all moral theories, though there may be relevant points of difference as
indicated below.
4.1 Counting the Costs
As noted in section 1.2 above, there are those who would also raise the question of
whether ALife research should be pursued at all; and an anonymous reviewer of this
paper suggested that there is a pressing need for some consideration of how to weigh
the costs and benefits of such research.
Mark Bedau [12, 25] has rightly noted that there are two aspects to this set of questions. One is grounded in concern for the potential effects of ALife on human wellbeing, and even the continued existence of the species homo sapiens. Do we have a
moral obligation to refrain from pursuing lines of research that have the potential to
produce our evolutionary successors and which may lead to our species’ extinction?
Bedau further refines this concern in a later paper[12]. We have not taken up that
branch of enquiry here, though it is touched on elsewhere [26].
The other reflects a concern for the wellbeing of the digital biota themselves.
Ought we refrain from bringing into being entities capable of suffering, in worlds in
which we can reasonably expect that some suffering will befall them? How might we
determine the threshold at which the costs outweigh the benefits for such creatures in
such worlds? This second set of issues is contingent on acknowledgement that ALife
creatures are appropriate for granting the status of moral considerability.
4.2 The Question of Moral Status
A foundational issue which any ethical theory must address is the criterion (or criteria) for inclusion in the moral community as an object of moral concern. For example, we commonly set increasingly stringent constraints on the treatment of the mice
used in drug testing, but show no concern for the well-being of the bacteria used in
microbiology experiments. (Our inclusion of mice in the research community contrasts with their treatment as agricultural pests; clearly their membership of the agricultural production community is more precarious. However the social consistency of
moral judgements is not part of our present concern.)
Clearly, this question has been answered differently in different times and cultures,
and it may be useful to consider briefly a selection of these responses and the reasons
that inform them.
Some communities have drawn a moral distinction between themselves and those
of different tribes, kinship groups, or ethnicities; so, for example, some eighteenth and
nineteenth century caucasians bought and sold other human beings, constraining their
freedom of movement and even their reproductive pairings, treating them like agricultural livestock [27]. Here, the principal criterion for assessment of moral status has
been perceived similarity of form and appearance between those being evaluated and
those doing the evaluating. The perception of physical difference seems to have
generated presumptions about potential for rationality and moral character, which also
contributed to the assignment of different (usually lower) moral status.
Some cultures have provided for the exclusion of members who breach significant
norms, branding them as “outlaws”, beyond the moral protection of the culture’s laws.
There are occasional resurgences of the same impulse in our own culture, when people call for more stringent conditions in prisons, especially for those convicted of par-
ticularly heinous offences. This illustrates the fragility of moral status
even those
clearly within the moral community can be evicted, the operative criterion here centring on fidelity to some form of social contract.
Throughout the history of Western thought, there has been a range of attitudes to
the proper moral status of non-human animals, from the medieval practice of putting
them on trial in courts of law (suggesting that they were accountable for their actions)
to the early nineteenth-century treatment of animals as little more than biological machines (a view challenged by dissenters such as Jeremy Bentham) and the late twentieth-century “animal liberation” movement which called into question the exploitation
of non-human species over a wide area.
Bentham recognised that to draw the bounds of the moral community precisely
around the human community was to make an apparently arbitrary choice: even such
attributes as a capacity for reason or conversation are not universal among humans,
and may not be completely absent from the higher mammals. He proposed a criterion
for inclusion in the following terms: “[T]he question is not, Can they reason? nor,
Can they talk? but, Can they suffer?” Note that this famous criterion of sentience
does not require self-conscious intelligence, though the development of digital creatures with such capacities is a long-term goal of some ALife researchers. One might
reasonably object to the gratuitous physical torment of a canetoad, for example, without supposing that the toad has any self-awareness in the sense of understanding itself
as a self.
More recently, some philosophers have argued that not only sentient beings, but
also naturally occurring ecosystems might be included among the objects of moral
concern, on the grounds that they have interests that can be furthered or harmed by
the choices that [human] moral agents make [7]. This claim is currently rather more
controversial than that for the inclusion of animals. [8, 28, 29]
4.2.1 Genesis and Worth
In most of the cases considered above, there is a common restriction of morally significant entities to naturally occurring living things, or networks in the case of ecosystems. Among the questions one might ask in this context are: Why is natural origin
morally significant? What distinguishes living from non-living entities in morally
significant ways?
Philosophers have, in general, been much more willing to argue for the moral significance of wombats, butterflies, or forests than to champion the interests of chessplaying computers, industrial robots or power stations. While wombats may share an
apparent kinship which elicits sympathy (cf.[30]), it’s difficult to claim the same for
the forest, or even a butterfly, so we would need to base a difference in moral standing on other grounds.
Andrew Brennan [29] argues for the moral standing of inanimate natural objects on
the ground of “their lack of intrinsic function”, a feature they have in common with
plants and animals, but which is not shared by human artefacts, which Brennan sees
as having a function by virtue of their origin and placement in human symbolic systems. However, Brennan briefly considers one of Stanislaw Lem’s artificial world
scenarios, and concedes that some artefacts may develop in ways that place them in
the same realm of moral considerability as natural things.
The appeal of Lem’s cyber-persons is grounded principally in their representation
as perfect simulations of human beings, with all the attendant human qualities, including capacities for physical and psychological suffering. As a character in one of these
stories says, “…when the imitator is perfect, so must be the imitation, and the semblance becomes the truth, the pretense a reality!” [31]. So we are invited to put aside
the question of origins and consider the matter from the cyber point of view, as it
were, a point of view which is in morally relevant aspects indistinguishable from our
own.
Though some may see this as a clever authorial sleight-of-hand, the issue may arise
in the development of sophisticated simulations of living systems as experimental
subjects in lieu of conducting potentially damaging experiments on “real” systems.
At some point, when the virtual subject responds precisely as a real subject would,
Lem’s challenge may well confront us.
While many of the arguments for the ethical treatment of non-human animals have
been structured around their physical well-being [32], the question of ethical treatment for "digital biota" raises a new range of issues which must be evaluated on different grounds, such as their capacity for “psychological” or “mental” suffering. This
is not an entirely novel idea, resonating as it does with medieval theologians’ consideration of the suffering of non-physical beings (evil angels) by virtue of the “saddening” of their wills [33].
4.3 “Did I request thee, Maker, from my Clay to mould me Man…?”
If, as Langton and others have indicated, a goal of ALife research is the development
of a virtual realm of autonomous entities, and if digital biota or “animats” are granted
membership of the moral community, there may be grounds for evaluating the ethical
standard not only of researchers’ interactions with the realms they have created but
even of the care they have taken in initially setting up those realms. The literature of
western culture, from the biblical story of Job to Milton’s Paradise Lost and Mary
Shelley’s Frankenstein, has repeatedly raised the issue of the responsibility of lifecreators for the lives they create. In each of these stories, a creature challenges the
creator who has placed it in a position of unnecessary suffering [34]. Conversely,
Christian theology has developed a range of theodicies in an attempt to deflect these
and similar challenges.
A common element of both the challenges and responses is a recognition that one
who presumes to embark on the creation of worlds or the sentient beings that inhabit
them has a moral obligation to avoid or at least minimise the suffering attendant on
such creations. In the case of world-creators, traditional arguments flow around
whether there is a responsibility to create the worlds inhabited by sentient beings in
such a way that those beings are given the opportunity to avoid meaningless or unnecessary suffering; and responses tend to find justification in some sort of optimisation thesis: it is impossible to have a richly complex world, permitting the benefits of
individual autonomy, in which there isn’t also at least the potential for attendant evils.
“You have to take the bad with the good,” as it were. Artificial life research provides
scope for testing some of these arguments empirically.
While these concerns overlap with ethical issues about the creation and modification of new life forms through genetic manipulation (see [35, 36]) they also pose
novel ethical questions which need to be addressed. Although raising such issues
may now seem speculative in the extreme, they are in keeping with the directions already established by current developments and goals in the field of ALife research.
As Bedau et al. write:
Artificial life’s ethical issues somewhat resemble those concerning animal
experimentation, genetic engineering, and artificial intelligence. The extensive literature on the ethical issues raised in those three fields may provide
some guidance for exploring the ethical issues in artificial life. On the other
hand, creating novel forms of life and interacting with them in novel ways
will place us in increasingly uncharted ethical terrain. [12]
4.4 Implications for ALife Researchers
There are two importantly distinct categories of ethical issues which arise in connection with ALife. First there are ethical issues which arise in connection with any
category of research: what are the impacts which such research will have (or may
have) on the community? Examples of these issues are those (reasonably) familiar
questions raised in relation to the use of expert systems; e.g., who should bear responsibility for harms caused by the use of such systems? However as Bedau et al. suggest, there are further questions that arise when the gap between the creator’s intention and the creation’s behaviour widens, and the created entity, albeit a synthetic
artefact, acquires in very real sense a "life of its own". At this point we need to address the ethical status of ALife entities which are (or may be, or may become) in
Kant's terms, "ends in themselves" and therefore "something whose existence has in
itself an absolute value".
If it can be shown that there are good reasons for taking the well-being or interests
of ALife creations seriously, then some forms of ALife research may need to be reviewed by the ethics committees of the institutions in which they are conducted, as
now happens routinely with projects using human or animal subjects. In addition,
there may be new issues that arise as we chart the emerging terrain in this area. For
example, a current precept in animal research is "replacement"; that is, an injunction
to use, where possible, non-animal models in preference to animals in biological experiments. However what if the models themselves were to cross a threshold of complexity and become morally considerable, albeit synthetic, entities?
It may be, however, that investigation will show that there are not yet any compelling reasons to admit ALife creations into the realm of moral subjects in their own
right, in which case, ethicists may appropriately adopt a “watching brief” in conjunction with ALife researchers, periodically reviewing progress in the field to evaluate
whether there have been any salient developments.
5. Summary and Conclusions
A clear long-term goal of ALife research is the development of highly complex, intelligent artificial life forms. Equally clearly there are many ethical questions that
arise and should be addressed before such ALife forms become a reality. Many of
these potential ethical questions have already been posed in popular science fiction. It
is perhaps surprising that there has been very little solid academic research into the
ethical issues involved in ALife research. Ethical research must be distinguished
from the ruminations of popular science fiction writers by seeking to build an ethical
framework based on solid philosophical foundations.
Ethical research in ALife should combine the skills of computer science and philosophy by building a team with experts from both. Computer Science expertise can
be used to predict the likely capabilities and actions of digital biota, and to understand
the limits and possibilities of the artificial worlds that such biota will inhabit. Philosophy and Applied Ethics expertise can be used to build a solid philosophical
framework from which to view these actions, capabilities, limits and possibilities in
terms of ethical considerations.
However the significance of this research is not just restricted to this pragmatic requirement. As is the case for much artificial life research, results obtained from research in artificial worlds often reflect back to give new insights and understandings
about the nature of real life. Research into the philosophy of artificial life is no different. We expect that the deliberation about ethical implications of ALife will reflect
back as new insights about ethical implications in a variety of current real-life situations. Indeed, we expect that this research will throw up many more research questions which span the disciplines of philosophy and complex systems, and we hope to
use this project as the springboard for a subsequent broader program of research in
this area.
5.1 Our Roadmap for Research
The above outline of the history and current goals of ALife research, together with a
review of philosophers’ current engagement with that field, shows clearly that there is
both scope and a need for further research. Our future aims in this area are:
• To sketch an appropriate set of ethical guidelines for current and future ALife
research.
• To develop proposals for the threshold of moral considerability for artificial life.
• To explore the need for a possible set of ethical constraints which might circumscribe permissible developments in ALife research
• To further understanding of philosophical aspects of ALife.
• To promote cross-disciplinary discussion between the IT and Philosophy communities.
An initial survey of the field of ALife research and a critical review of relevant
philosophical literature are currently being undertaken in order to catalogue more
fully the potential ethical issues that arise in this area.
The next stage of our research will consist of an examination of philosophical
frameworks relating to the threshold conditions for the classification of an entity as
“living”, and further conditions for the inclusion of living entities within the community of moral concern. This investigation will take as its context current and plausible
future developments in artificial life.
Another research direction will be to examine existing guidelines for research ethics review committees in the biological and behavioural sciences and catalogue the
normative ethical theories and effective decision-making strategies embedded in
them. In light of these findings, consideration can be given to their applicability in relation to ALife research.
Finally, results of the investigations in all previous stages will be drawn together to
develop a position on the scope of the responsibility that ALife researchers may have
towards their creations, and to propose guidelines for the ethical conduct of further research in this field.
This paper represents a snapshot of work in progress, in terms of the exploration of
the ethical issues involved in ALife research. Its main contribution is to argue the
case for why such research needs to be undertaken in conjunction with technical research in ALife. As such it provides more questions than answers, but it does describe at least one pathway for seeking to explore these ethical issues.
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