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Neurophysiologie Clinique/Clinical Neurophysiology (2009) 39, 191—207
ORIGINAL ARTICLE / ARTICLE ORIGINAL
Chronic alcoholism: Insights from neurophysiology
Alcoolisme chronique et apports de la neurophysiologie
S. Campanella a,∗, G. Petit a, P. Maurage b, C. Kornreich a,
P. Verbanck a, X. Noël a
a
Laboratory of Medical Psychology, Psychiatry Department, CHU Brugmann, University of Brussels,
4, place Vangehuchten, 1020 Brussels, Belgium
b
Cognitive Neuroscience Unit, Faculty of Psychology, University of Louvain, Louvain-la-Neuve, Belgium
Received 20 February 2009; accepted 10 August 2009
Available online 29 August 2009
KEYWORDS
Cognitive
neuropsychiatry;
EEG;
EOG;
ERPs;
EROs;
Alcoholism
∗
Summary
Introduction. — Increasing knowledge of the anatomical structures and cellular processes underlying psychiatric disorders may help bridge the gap between clinical signs and basic physiological
processes. Accordingly, considerable insight has been gained in recent years into a common
psychiatric condition, i.e., chronic alcoholism.
Material and methods. — We reviewed various physiological parameters that are altered in
chronic alcoholic patients compared to healthy individuals — continuous electroencephalogram,
oculomotor measures, cognitive event-related potentials and event-related oscillations — to
identify links between these physiological parameters, altered cognitive processes and specific
clinical symptoms.
Results. — Alcoholic patients display: (1) high beta and theta power in the resting electroencephalogram, suggesting hyperarousal of their central nervous system; (2) abnormalities in
smooth pursuit eye movements, in saccadic inhibition during antisaccade tasks, and in prepulse
inhibition, suggesting disturbed attention modulation and abnormal patterns of prefrontal activation that may stem from the same prefrontal ‘‘inhibitory’’ cortical dysfunction; (3) decreased
amplitude for cognitive event-related potentials situated along the continuum of informationprocessing, suggesting that alcoholism is associated with neurophysiological deficits at the level
of the sensory cortex and not only disturbances involving associative cortices and limbic structures; and (4) decreased theta, gamma and delta oscillations, suggesting cognitive disinhibition
at a functional level.
Discussion. — The heterogeneity of alcoholic disorders in terms of symptomatology, course and
outcome is the result of various pathophysiological processes that physiological parameters
Corresponding author.
E-mail address:
[email protected] (S. Campanella).
0987-7053/$ – see front matter © 2009 Elsevier Masson SAS. All rights reserved.
doi:10.1016/j.neucli.2009.08.002
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S. Campanella et al.
may help to define. These alterations may be related to precise cognitive processes that could
be easily monitored neurophysiologically in order to create more homogeneous subgroups of
alcoholic individuals.
© 2009 Elsevier Masson SAS. All rights reserved.
MOTS CLÉS
Neuropsychiatrie
cognitive ;
EEG ;
EOG ;
ERPs ;
EROs ;
Alcoolisme
Résumé
Introduction. — L’étude des bases anatomiques et cellulaires des maladies psychiatriques a
pour objectif principal une meilleure connaissance des liens unissant les symptômes cliniques
présents dans une affection psychiatrique et leur traduction au niveau cérébral. Des avancées
considérables ont été réalisées dans ce domaine pour l’alcoolisme.
Matériel and méthodes. — Quatre paramètres neurophysiologiques déficitaires dans l’alcoolisme seront revus et reliés à des mécanismes cognitifs précis afin d’en arriver à une meilleure
compréhension des symptômes cliniques présentés par ces patients.
Résultats. — Les alcooliques présentent : (1) une hyperactivité bêta et thêta dans leur tracé
électroencéphalographique de base, suggérant une hyperexcitabilité de leur système nerveux
central ; (2) des troubles des mouvements de poursuite et de saccades oculaires, pouvant être
expliqués par un dysfonctionnement inhibiteur préfrontal, ainsi qu’une réaction d’alerte altérée
suggérant un déficit attentionnel également lié à un déficit préfrontal ; (3) des réponses évoquées altérées en amplitude et en latence tout au long du traitement de l’information, mettant
en évidence des déficits présents dès les étapes sensorielles du continuum cognitif ; et (4) des
réponses oscillatoires bêta, delta et gamma déficitaires, suggérant au niveau fonctionnel des
mécanismes inhibiteurs altérés.
Discussion. — Nous disposons d’outils neurophysiologiques simples nous permettant d’évaluer
diverses fonctions cognitives précises. La mise en relation de ces processus cognitifs altérés
et des symptômes cliniques auxquels ils donnent lieu peut nous amener à la création de
sous-groupes de patients alcooliques, dont l’homogénéité au niveau des troubles cognitifs
et neurophysiologiques présentés pourrait amener à une optimisation de la prise en charge
thérapeutique.
© 2009 Elsevier Masson SAS. Tous droits réservés.
Introduction
There is broad consensus that alcohol dependence (also
known as alcoholism) is a serious public health issue. Alcohol dependence is a condition characterized by the harmful
consequences of repeated alcohol use, a pattern of compulsive alcohol use, and physiological dependence on alcohol.
Physiological dependence is characterized by:
• tolerance symptoms, which refer to a need for markedly
increased amounts of the substance to achieve intoxication or the desired effect;
• symptoms of withdrawal (e.g., delirium, grand mal
seizures), or use of the same (or a closely related) substance to relieve or avoid these symptoms [4].
Only 5% of individuals with alcohol dependence ever
experience severe complications of withdrawal. However,
repeated intake of high doses of alcohol can affect nearly
every organ system, especially the gastrointestinal tract
(e.g., liver cirrhosis, pancreatitis), the cardiovascular system (e.g., low-grade hypertension, elevated risk of heart
disease), and the peripheral nervous system (e.g., muscle
weakness, paraesthesias and decreased peripheral sensation). Moreover, it is well established that, because of
alcohol neurotoxicity, chronic alcoholism leads to deleterious effects on the central nervous system (CNS), such
as brain atrophy and/or dysfunction [44,156], these brain
impairments being correlated with the lifetime dose of
ethanol consumed [112]. Improvements in neuroimaging
technology have contributed significantly to our understanding of these effects, revealing alcoholic-specific changes in
the CNS associated with neuropsychological abnormalities.
Indeed, the discipline of neuropsychiatry tries to bridge
the gap between neurology on the one hand and psychiatry
on the other, in order to achieve greater insight into the biological basis of psychiatric disorders [115]. New tools have
been developed in the last few decades to investigate these
brain deficits. Among these, brain-imaging techniques, such
as positron emission tomography (PET) and functional magnetic resonance imaging (fMRI), have offered the possibility
to investigate which brain regions are involved in specific
human cognitive functions. In addition to brain shrinkage
in alcoholics, which can largely be accounted for by loss of
white matter, alcohol-related neuronal loss has been documented in specific regions of the cerebral cortex, such
as the superior frontal association cortex, the hippocampus and the amygdala, which are known to be involved
in many ‘‘high-order’’ psychological functions, including
executive functioning. It is now largely accepted that each
cognitive function is specifically related to the activation
of a distributed neural network [18]. However, all these
brain structures do not activate at the same time; indeed,
a cognitive function can be defined as the occurrence of
different stages of information-processing that can be distinguished from each other and each of which relates to a
specific neural process. Therefore, although PET and fMRI,
because of their excellent spatial resolution, are interesting tools for defining the brain regions involved in a
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Chronic alcoholism: Insights from neurophysiology
particular cognitive function, they cannot describe the temporal dimension in which these brain regions are activated.
Moreover, increasing knowledge about the anatomical structures and cellular processes underlying psychiatric disorders
may help to bridge the gap between clinical manifestations and basic physiological processes [17]. The specialty
of neurophysiology offers tools that can monitor brain electrical activity with a high temporal resolution (up to 1
millisecond) and is therefore of interest in determining the
relationships between behavioural performance and cerebral activity [146].
Alcoholism is a multi-factorial psychiatric disorder, with
psychosocial and biochemical/genetic factors associated
with its manifestation in any individual [43]. Tension
reduction models suggest that type I alcoholics use alcohol
to reduce negative affect [23]. In other words, while type II
alcoholics are characterized by earlier onset and are related
more to a familial history of alcohol consumption, type I
alcoholics use alcohol because of a perceived inability to
cope with stressors that lead to high-arousal, negative emotional states [14]. Interestingly, reduced skin conductance
(SC) reactivity to threats of punishment has been demonstrated in men at high risk of alcoholism [49] and in alcohol
dependent persons [161]. Accordingly, it has been shown
that SC hyporeactivity in conjunction with poor perceived
coping is associated with an increased risk of substance use
disorder [14]. Indeed, SC hyporeactivity suggests a weakness
in the ‘‘behavioural inhibition system’’, which responds,
for example, to cues for punishment [50]. SC hyporeactivity
also suggests a deficit in ‘‘attention allocation processes’’
that interact with motivational system, as these attentional
processes are supposed to detect and monitor environmental and interoceptive stimuli relevant to the motivational
state of the organism [105,118]. From this perspective,
alcohol dependence may be seen as an impaired ability to
respond to interoceptive cues in ‘‘stressful’’ conditions,
which affects the person’s subjective feeling of being able
to cope with these stressors. This deficient emotional
reaction leads individuals to engage in excessive use of
alcohol, because of the impaired ability to inhibit behaviour
in the presence of punishment cues, in order to decrease
negative affect. What is important here is that Bobadilla and
Taylor [14] suggest an interaction between motivational,
attentional and executive systems explaining the lower
rate of substance use disorder symptoms among persons
displaying a concordant pattern of physiological (SC) reactivity and perceived coping. Indeed, their study suggests
that:
• people with low SC reactivity and low perceived coping
displayed substance abuse;
• people with low SC reactivity and high perceived coping
may process stressors more deeply in order to feel able
to cope with them;
• people with high SC reactivity and low perceived coping
may be better attuned to their high arousal state, but
these people are associated with an intermediate level
of alcohol use, suggesting that alcohol may help them to
cope with anxiety but not to the extent of people with low
SC reactivity, because they are able to avoid engagement
in behaviours that could result in punishment.
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The authors stress that these interpretations are still
speculative and need to be confirmed. However, the findings
highlight the importance of examining cognitive and physiological factors when trying to understand substance use
disorders.
We fully agree with Bobadilla and Taylor’s perspective.
Indeed, psychiatry has the great potential to define the array
of clinical symptoms that constitute a disorder and that
can specifically affect an individual patient. Today, cognitive neuropsychology offers the possibility to relate precise
clinical symptoms to definite psychological constructs, and
clinical neurophysiology has developed different tools to
monitor the integrity of this information-processing system
in humans. Our aim in this review is, therefore, to discuss
how the clinical applicability of these electrophysiological
parameters is hampered by the fact that most are diagnostically non-specific and not reliable enough to be useful for
the individual patient. However, if we link these physiological parameters to precise psychological constructs, that can
themselves be related to the definition of a precise neural network, we will be able to define for an individual
psychiatric patient the disturbed cognitive processes that
lead to specific clinical manifestations, and link these disturbances to precise anatomical dysfunction. This may help
optimize our choice of medication (by adapting drugs to the
specific pathophysiology in that patient) and psychotherapy
(by focusing psychotherapeutic interventions to the specific
disturbed cognitive processes, e.g., perception, attention,
mnesic, executive functions). Moreover, this highlights the
need to integrate data from several disciplines (neurology,
psychiatry, psychology) into a common framework; neurophysiology has the potential to act as the interface between
these separate branches [17].
The present paper will focus on clinical data from:
•
•
•
•
electroencephalogram (EEG);
oculomotor measures;
cognitive event-related potentials (ERPs);
event-related oscillations (EROs).
The purpose is to compare data from alcoholic patients
and healthy control subjects in order to link specific physiological dysfunctions to specific cognitive disturbances
inducing particular clinical symptoms in chronic alcoholism.
We suggest that subgroups of alcoholics that display specific
clinical symptoms and cognitive disturbances with consistent biological markers could be identified and that this may
help a future generation of clinicians to develop preventive
programs aimed at helping predisposed individuals to avoid
the development of alcohol problems.
Clinical neurophysiology and alcoholism
The brain activity of alcoholics and non-alcoholics differs in
several characteristic ways, and various electrophysiological
methods have been used to investigate these differences.
The resting electroencephalogram
The resting EEG registers the ongoing rhythmical electrical activity of the brain while the person being examined is
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S. Campanella et al.
relaxing [131]. The EEG can be described by various parameters, including amplitude (magnitude of oscillation voltage
measured in microvolts -V) and rhythm (oscillation frequency measured in Hertz - Hz). EEGs can be divided into
frequency bands, each one reflecting a different degree of
brain activity. The bands that are typically distinguished are:
delta (1—3 Hz), theta (3.5—7.5 Hz), alpha (8.0—11.5 Hz),
beta (12—28 Hz), and gamma (28.5—50.0 Hz). In the awakeresting EEG of a healthy adult, medium (8—13 Hz) and fast
(14—30 Hz) frequencies predominate, with only a sparse
occurrence of low (0.3—7.0 Hz) and high (greater than 30 Hz)
frequencies. The resting EEG is stable throughout healthy
adult life and is highly heritable [164].
Others have shown that men with alcoholic fathers as well
as women at high risk for developing alcoholism have higher
voltage alpha power than controls [37]. Further, Enoch et al.
[40] reported the presence of a distinctive EEG phenotype
in 5 to 10% of individuals, referring to an ‘‘alpha variant’’,
i.e., low-voltage alpha (LVA). This EEG trait is characterized
by the virtual absence of alpha rhythmicity, and, if present,
the alpha waveform is scanty and of low amplitude [40]. The
same authors reported that this variant is associated with
a subtype of alcoholism that co-occurs with anxiety disorder. More recently, while studying young African-American
adults, Ehlers et al. [38] found evidence of considerable
ethnic variation in the prevalence of LVA EEG variants.
Theta rhythm
The normal adult awake EEG record contains very low
theta power. It has been demonstrated that tonic theta
is decreased under conditions that are associated with
increased processing capacity (e.g., during high alertness).
On the contrary, tonic theta is increased under conditions
that are associated with reduced cognitive processing capacity [82], as in altered cholinergic functioning states, such
as Alzheimer’s disease [69], with age [110], and in altered
neurophysiological states of the brain, such as the transition from wakefulness to sleep [160], in slow wave sleep or
in fatigue [85].
Numerous studies have shown higher tonic theta power in
alcoholics; compared to respective matched controls, theta
power seems to be higher in male alcoholics, particularly in
the central and parietal regions, and in the parietal region
in female alcoholics [136]. Increased resting theta does not
seem to be present in the offspring of alcoholics, suggesting
that this measure may indicate a state-dependent condition
[132].
At the functional level, elevated tonic theta power
in the EEG may reflect a deficiency in the informationprocessing capacity of the CNS [85]. Indeed, it has been
suggested that theta rhythms are associated with different
cognitive processes, such as conscious awareness, episodic
retrieval, recognition memory, and frontal inhibitory control
[86,84,85,74]. Steriade et al. [156] reported a link between
slow EEG activity (theta and delta) and cholinergic activity
and central cholinergic pathways. In vitro studies [99] have
revealed that acetylcholine may have an inhibitory or an
excitatory effect on cortical pyramidal neurons. Inhibition
results from the excitation of the intrinsic inhibitory neurons
in the cortex [136]. Therefore, it has been suggested that
the increase in theta power observed in alcoholics may be an
electrophysiological indicator of the imbalance in excitatory
and inhibitory neurons in the cortex [132].
Beta band
Beta rhythm is a fast, low-voltage rhythm that is distributed over the scalp and occurs while the subject is
alert. Beta rhythm implies a balance in networks of excitatory pyramidal cells and inhibitory interneurons engaging
gamma-aminobutyric acid type A (GABA A) action as a
pacemaker [173]. Porjesz et al. [128] found a genetic link
between a GABA A receptor gene and beta rhythm. Several
studies also reported a very strong association of the same
GABRA2 receptor gene (GABA A receptor, alpha 2) with both
alcohol dependence and the beta frequency [36,25,175].
These discoveries, combined with biological evidence for a
role of GABRA2 in both phenotypes, suggest that variations in
this gene affect the level of neural excitability, which in turn
affects the predisposition to develop alcohol dependence
[36]. Neuroimaging studies have reported specific deficits in
GABA benzodiazepine receptors in the brains of alcoholics
[1] and of individuals at risk [167], supporting the involvement of the GABAergic system in alcoholism. Taken together,
these data suggest that the lack of CNS inhibition (due to
hyperexcitability) in the brains of alcoholics and individuals
at risk may be explained by GABA deficits, which may play
a role in the predisposition to develop alcoholism [132].
Studies of scalp-recorded EEGs in alcoholics and individuals at risk tend to confirm this hypothesis. Indeed, most
of these studies have reported that alcoholics differ from
controls by having increased beta power [8,173,135]. The
children of male alcoholics also show this difference [136].
Moreover, relapsing alcoholics show faster beta power than
abstainers [173,8], suggesting that desynchronized beta
activity may be a valuable indicator of relapse in abstinent
alcoholics. This aberrant beta activity has been localized
especially over frontal areas, suggesting a functional disturbance of the prefrontal cortex [173]. Given that the
increase in beta power in abstinent alcoholics is not related
to length of abstinence [135] and is also present in children
of alcoholics at risk of alcohol dependence [137], excess
beta power is believed to be a vulnerability marker rather
than a trait or a state variable (i.e., may be antecedent to
the development of alcoholism). The strong association of a
GABA A receptor gene with the beta frequency band of the
EEG, coupled with GABAergic deficits observed in the brains
of alcoholics and the elevated beta power in the EEG of alcoholics and subjects at risk is consistent with Begleiter and
Porjesz’s idea that instability in neural excitation—inhibition
homeostasis is at the origin of the development of alcohol
dependence [12] as well as the susceptibility to relapse [8].
Alpha band
The alpha rhythm is the predominant EEG rhythm in most
normal individuals during states of alert relaxation. It is
obtained whether the eyes are open or closed, and when
the person’s eyes are closed it is strongest over the occipital
regions [131].
Early studies, dating back to the 1940s, found evidence
of unstable or poor alpha rhythm in alcoholics [10], indicating a poor capacity for relaxation. Finn & Justus [48]
reported reduced alpha power in the children of alcoholics.
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Chronic alcoholism: Insights from neurophysiology
EEG data and alcoholism: a summary
Studies indicate that the resting EEG in alcohol-dependent
patients and individuals at risk of developing the disease differs significantly from that of normal controls. Indeed, even
though the alpha band differences are not poorly defined,
high beta and theta power is a characteristic feature in
alcoholics and high-risk subjects. Using the resting EEG for
diagnostic and preventive purposes, therefore, makes sense.
Moreover, EEGs may also be of prognostic value, as EEG patterns in patients who relapse differ from those in patients
who continue to abstain [147]. In summary, as slow theta
activity is believed to be inhibitory, alpha activity to reflect
normal brain functioning, and fast beta activity to be excitatory, the low-voltage fast desynchronized patterns described
in alcoholics may reflect hyperarousal of the CNS.
Oculomotor measures
Smooth pursuit paradigm
Smooth pursuit eye movements (SPEM) have proven to be
a valuable measure in the assessment of the neurophysiological effects of a wide range of clinical and subclinical
conditions [24]. In healthy individuals, the oculomotor system can track a visual target moving continuously across the
visual field at velocities of up to 30◦ /s, thereby maintaining a stable foveal image [7]. In impaired individuals, this
pursuit movement is not smooth, and may be disrupted or
replaced by more rapid saccadic movements. Impairments
in SPEM have been detected among patients with cerebellar
disease [106], Parkinsonism [138], and Huntington’s disease
[9]. Acute and chronic alcohol use have also been related
to SPEM abnormalities. More specifically, Moser et al. [107]
recorded horizontal and vertical eye movements in response
to unpredictable target jumps and during scanning of a classical kitchen scene and a traffic scene in healthy volunteers
under various blood alcohol concentrations. The results indicated that alcohol consumption impaired the velocity and
initiation of saccadic and smooth-pursuit eye movements,
but that subjects could nevertheless still recognize exciting
and relevant areas of visual scenes. The significant increase
in fixation time did not, however, allow the entire visual
scene to be scanned for an adequate period of time. SPEMs
are complex because oculomotor activities depend on the
presence of motion signals from a stimulus, on intact pathways in the brain for processing the motion signals, and on
an intact motor apparatus for executing the eye movements.
For this reason, pursuit has traditionally been viewed as a
relatively automatic behaviour, driven by visual motion signals and mediated by pathways that connect visual areas
in the cerebral cortex to motor regions in the cerebellum.
However, recent findings indicate that pursuit involves an
extended network of cortical areas (including structures
previously associated with the control of saccades, such as
the basal ganglia, the superior colliculus, and nuclei in the
brainstem reticular formation), and, of these, the pursuitrelated region in the frontal eye fields appears to exert
the most direct influence. This viewpoint considers that eye
tracking movements result from descending control signals
interacting with circuits in the brainstem and cerebellum
responsible for gating and executing voluntary eye movements [91,92]. In other words, pursuit eye movements are
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not automatic responses to retinal inputs but are regulated
by a process of target selection that involves a basic form
of decision making, including many higher order functions
(such as attention, perception, memory and expectation),
which can influence behaviour and the singular and coordinated motor actions that follow [91]. Therefore, the
reduced visual exploration caused by alcohol, which is independent of a subjective feeling of sedation after ethanol
consumption [68], reflects impaired sensori-motor processing of active visual perception.
Antisaccade paradigm
The antisaccade task requires a subject to make a saccade to
an unmarked location in the opposite direction to a flashed
stimulus. This task was originally designed to study saccades made to a goal specified by instructions. Interest in
this paradigm surged after the discovery that frontal lobe
lesions specifically and severely affect human performance
of antisaccades, while prosaccades (i.e., saccades directed
to the visual stimulus) are facilitated [3]. Vorstius et al.
[168] showed that the saccade latency data strongly suggest that alcohol intoxication impairs temporal aspects of
saccade generation, irrespective of the level of processing
triggering the saccade. Furthermore, the specific impairment of saccade amplitude in the anti-saccade task under
alcohol suggests that higher level processes involved in the
spatial remapping of target location in the absence of a
visually specified saccade goal are specifically affected by
alcohol intoxication. Moreover, children at high risk of alcohol use disorder also display impaired oculomotor response
inhibition in this kind of antisaccade task [59].
The startle response
In the startle eye blink modification paradigm, the startle eye blink is reliably modified in humans by presenting
a non-startling stimulus (prepulse tone) shortly before a
startling stimulus [55]. When the interval between the prepulse tone and the startle stimulus is short (around 250 ms),
the magnitude of the startle eye blink response is reduced
compared with that evoked in response to the startle stimulus alone. This ‘‘prepulse inhibition’’ reflects the action
of an automatic sensori-motor gating system that is protective of early pre-attentive processing of the prepulse
(i.e., a pre-attentional habituation phenomenon). However,
if the interval is longer (e.g., 2000 ms), the startle eye blink
reflex is enhanced: This ‘‘prepulse facilitation’’ reflects
a combination of arousal and sustained attention elicited
by the prepulse (see [47] for a review). A PET study in
healthy individuals showed that greater prepulse inhibition
during prepulse tones was correlated with higher glucose
metabolism in the medial and lateral prefrontal cortex
[65].
A common finding is that alcohol significantly diminishes
the magnitude of the startle response [71,58]. Moreover, a
significant association between startle magnitude after alcohol consumption and the frequency of drinking alcohol has
been shown [70]. The acoustic startle reflex also seems to
be reduced in sons of alcoholics, independently of comorbid anxious disorders [179]. A recent study [94] showed that
although drinking behaviour and craving decreased significantly over time, the pattern of the affective modulation
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196
of the startle reflex did not change. However, startle modulation and relapse were related, and within the group
of relapsers, startle modulation was a significant predictor of drinking behaviour. These results suggest that the
startle reflex may reflect more enduring and permanent processes of emotional response to alcohol-related cues than
autonomic arousal and self-reported craving, and that startle modulation by alcohol-associated cues may be a better
predictor of drinking behaviour for relapsers than other measures.
Oculomotor measures: summary
Oculomotor tasks have been designed as highly sensitive tools to evaluate components of executive function.
Findings indicate that alcohol consumption impairs the
velocity and initiation of saccadic and smooth-pursuit eye
movements as well as the response inhibition to a prepotent response and the sensori-motor gating of the startle
response. These results reflect deficits in executive function
and sensori-motor control, and are consistent with dysfunction of a large and distributed neural network, including the
frontal lobes, possibly due to disrupted inhibitory mechanisms [57,174].
Cognitive event-related potentials (ERPs)
ERPs allow us to monitor brain activity during the entire
information-processing stream, ranging from sensory to
higher cognitive processes. Therefore, during a cognitive
task, ERPs allow one to identify the electrophysiological
component representing the onset of a dysfunction, and
then to infer the impaired cognitive stages [146].
The P300 component (P3a, P3b)
Numerous studies have identified a number of neuroelectric
features that seem to be anomalous in abstinent alcoholics
[120,119,22,157]. In all of these studies, the primary findings
were P300 abnormalities.
P300 (or P3) is a long-lasting positive component that
occurs between 300 and 700 ms after the stimulation onset
[30,31,159]. It appears when a subject detects an informative task-related stimulus [64]. The P3 is thought to
reflect premotor decisional processes, such as memory
updating [126] or cognitive closure [165], and to involve
activation of inhibitory processes over widespread cortical
areas [150,165,162]. The amplitude of P3 is associated with
stimulus probability, stimulus significance, task difficulty,
motivation and vigilance [152]. P300 latency is believed to
reflect classification speed, which is proportional to the time
required to detect and assess a target stimulus [96].
The ERP task most usually used to elicit the P300 is the
‘‘oddball task’’, in which two different types of stimuli are
delivered: Rare oddball stimuli and frequent stimuli. In this
task, the subject is asked to monitor and identify infrequent ‘‘target’’ stimuli implanted within a series of rapidly
presented frequent ‘‘standard’’ stimuli. This response may
take the form of verbal reporting (silent-counting task) or
of an overt signal, typically button-pressing. In normal individuals, the P300 occurs following the presentation of the
target stimulus. It is a large positive response that is of maximum amplitude over the parietal area with a peak latency
S. Campanella et al.
of about 300—350 ms for auditory and 350—450 ms for visual
stimuli.
The P300 response is not a single phenomenon but can
be divided into two main subcomponents: P3a and P3b
[153]. The P3b is the component recorded in response to
task—relevant targets. It has a more centro-parietal distribution and a longer latency, usually comprised between 280
to 600 ms [64]. The P3a component occurs after novel events
independently of task relevance, i.e., when the subject is
ignoring (is not asked to attend to rare stimuli). It has a
more frontal distribution and its latency usually ranges from
220 to 280 ms [64]. At a functional level, P3a is thought to
reflect initial signal evaluation (and is particularly modulated by stimulus novelty) whereas P3b is associated with
subsequent attention resource and memory processes that
store stimulus information [87].
The P300 is thus produced by brain processes related to
attention and memory operations. In keeping with global
neurophysiological patterns and various physiological explanations for the P3 component [30,53], several investigators
[151,67] have proposed that the P3 component might be
elicited by a widely distributed inhibitory event that operates under various processing functions. Hence the P300 and
its underlying subprocesses could reflect rapid neural inhibition of ongoing activity to ease transfer of stimulus/task
information from frontal (P3a) to temporal-parietal (P3b)
locations [124]. P300 signals could arise from the initial
need to increase focal attention during stimulus detection
relative to the contents of working memory [88]. Consequently, minimization of inappropriate stimulus processing
would facilitate the transmission of incoming stimulus information from frontal to temporal—parietal areas to heighten
memory operations.
An alternative to the oddball task to obtain the P300 is
the ‘‘Go—NoGo’’ task, requiring participants to respond to
one type of stimulus (Go), but to not to another (NoGo).
In the No-Go task, the ‘‘No-Go P3’’ has been identified as
one of the markers for response inhibition [151]. Response
inhibition involves activation of the executive system of
the frontal lobes [73]. Conversely, the neural basis for this
executive system is believed to be a distributed circuitry
that involves the prefrontal areas and anterior cingulate
gyrus [133], the orbitofrontal cortex [52], the ventral frontal
regions [15], the dorsal and ventral prefrontal regions
[80,172], the anterior cingulate cortex [34], the premotor and supplementary motor areas [163], and the parietal
regions [172,34]. In summary, P3a and P3b involve a circuit
pathway between the frontal and temporal/parietal brain
areas [87,123].
In alcoholics, a reduced amplitude and a delayed latency
of P3 to task-relevant target stimuli (P3b) has been widely
observed, particularly over the parietal regions [11,158].
This deficit appears in both auditory and visual tasks, but
is more pronounced in visual tasks [130,132]. Although not
as significant as in males, recent studies have indicated
that smaller P3 amplitudes are also present in female alcoholics [158]. Other studies [119,75] documented not only
low amplitude P3b components to target (Go) stimuli, but
also reduced frontally distributed P3 amplitudes to No-Go
stimuli. These deficits observed in both Go and No-Go conditions suggest that both response activation and response
inhibition are dysfunctional in alcoholic individuals [75].
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Furthermore, while normal controls manifest their largest
P3b amplitudes in response to targets over parietal regions
of the scalp and their largest P3a amplitudes in response
to rare non-targets over frontal regions, alcoholics manifest poor differentiation (i.e., similar low amplitude P3 s)
between task conditions [75]. Hada et al. [60,61] showed
different current source density (CSD) between alcoholics
and controls in an oddball paradigm in terms of topographic
differences. Assessing the amplitude and topographic features of ERPs and CSD in a Go/No-Go task, Kamarajan et
al. [75] also found less anteriorization of CSD polarity in
alcoholics during No-Go processing. This finding indicates
an impaired/decreased frontal lobe participation. These
authors also showed that the topographic patterns of CSD
in alcoholics are significantly different from controls, which
suggests that alcoholics maybe activate extraneous brain
networks during cognitive processing. The reduced No-Go
P3b along with the less anteriorized CSD topography during No-Go conditions suggests poor inhibitory control in
alcoholics [75], perhaps reflecting underlying CNS hyperexcitability [12].
In summary, compared to control subjects, abstinent
chronic alcoholics show decreased amplitudes and delayed
latencies in both P3a and P3b components. They also
exhibit a difference in the distribution of CSD maps to
the non-target stimulus suggesting that their P3a generation is disrupted. Although the frontal region is not the
only source of P3a [176], it is the most important area
associated with P3a generation. Taken together, the lower
amplitude and weaker sources to rare stimuli associated
with the lack of topographic specificity in the CSD maps
suggests that alcoholics respond in a disorganized way, perhaps reflecting an inefficiency in brain functioning. This
global pattern of electrophysiological response suggests a
lack of differential inhibition in alcoholics, perhaps reflecting underlying CNS hyperexcitability. Moreover, differences
in P300 amplitude and latency were found between alcoholics and non-alcoholics, between unaffected relatives of
alcoholics and relatives of controls, and between unaffected
children of alcoholic fathers and of controls. These data provide significant support for P300 as an endophenotype for
alcohol dependence.
Most studies have focused on measuring P3 components
while investigating electrophysiological deficits in alcoholics. Indeed, impairment of the P3 component in this population is well established. The P300 is functionally linked
to decisional processes and closure of cognitive processing before activating the motor response, which therefore
would be deficient in alcoholics. However, stimulus processing is not a ‘‘one-step process’’ but is composed of different
stages, each having electrophysiological correlates; for
example, perception level with P100 and N170, attention
level with N200 [63], and decision level with P300 [18].
Therefore, the impairment observed in alcoholics does not
necessarily reflect problems at the decision level, which only
represents the end of the cognitive information-processing
stream. A deficit in the earlier stages of processing cannot
be excluded. Surprisingly, until recently, very few studies
had explored other electrophysiological components. Thus,
little was known about the initial level of impairment during
the processing of stimuli. More recent studies have, therefore, taken earlier ERP components into account in order to
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define whether earlier deficits of the information-processing
stream can be demonstrated in alcoholism.
Error-related negativity (ERN)
One of these earlier components involves error-related negativity (ERN). An ERN is a negative deflection in the EEG
detectable over the fronto-central regions of the scalp and
elicited around 50—150 ms after an error response during tasks that require speed and correct response choices
[42]. ERN appears in tasks where subjects know the accurate answer but fail to execute the correct response,
and is followed by a later positivity peak at 200—250 ms
[28].
Although error positivity has remained elusive to date,
ERN has generated a high level of interest and investigation
by cognitive neuroscientists because of the importance of
online action monitoring for theories of cognitive regulation.
A distinction can be made between two types of ERN. In tasks
that demand prior knowledge of correct stimulus—response
mappings (e.g., a Stroop or flanker task), the subject knows
that he/she has made a mistake without needing any feedback. In this case, an ERN occurs about 50—150 ms after the
mistake, and is called a response-locked ERN (R-ERN) [41].
A R-ERN reflects low-level error recognition, as it does not
require conscious awareness of the error [113]. Some other
tasks have unpredictable outcomes (e.g., pseudo-random
gambling games), and they require subjects to use positive
and negative feedback to evaluate their response as correct or incorrect. In this case, another type of ERN occurs:
Feedback ERN (F-ERN), which arises about 200—300 ms after
negative feedback [62]. A few studies [102,141,35] have
demonstrated that consumption of moderate amounts of
alcohol leads to a reduction in the ERN amplitude. ERN has
been shown to be generated by a high-level evaluative system in the brain that involves the anterior cingulate cortex
[23]. Authors have, therefore, suggested that alcohol consumption impairs the monitoring of ongoing performance.
Of particular note is that this system partly overlaps with
brain regions involved in response inhibition [103]. Ruchsow
et al. [145] found that impulsivity, which is strongly related
to alcoholism, was associated with weakened R-ERNs in a
flanker task.
Mismatch negativity (MMN)
Mismatch negativity (MMN) (also called N2a) is an ERP
component that is usually evoked by a physically deviant
auditory stimulus that occurs in a series of frequent standard stimuli [108,109]. MMN generation involves a neural,
sensory-memory representation of the standard stimulus
[90]. This sensory-specific mechanism is related to preconscious detection of stimulus deviation that activates
frontal mechanisms associated with conscious discrimination of stimulus deviation and with the orienting response
[90]. MMN probably reflects cortical information-processing
at the earliest level of the sensory cortex, although recent
findings suggest that the transient auditory sensory memory representation underlying the MMN is facilitated by
a long-term memory representation of the corresponding
stimulus. MMN overlaps the N100 and the P200 components, with a peak latency around 150 ms after stimulus
onset and reaches maximal amplitude at frontal scalp loca-
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tions [148]. The amplitude of the MMN has been found
to be lower in alcoholics than in non-alcoholic controls
[140]. The component has been proposed as an index of the
brain inhibitory deficit associated with alcoholism [78,178].
Thus, as indexed by MMN and P300, alcoholics seem to
exhibit impairments in early and in late cortical informationprocessing. Therefore, in terms of automatic-controlled
processing theory, the deficit in MMN observed in alcoholics
could be interpreted as automatic dysfunction processing
in contrast with the deficits in P300 that would reflect
attentive (or effortful) information-processing impairment.
However, not all studies found differences in ERP between
alcoholic and control subjects [56,45,56]. Thus, while there
is a strong link between alcohol abuse and symptoms of
disinhibition, the MMN response does not offer any direct
physiological evidence of this fact. These results question
the use of MMN as an index of disinhibition in alcoholism
[45].
P50 sensory gating
The auditory P50 component is the earliest (around 50 ms)
and the smallest in amplitude of the auditory ERPs [134].
When normal controls are confronted by repetitive auditory
stimuli, an inhibitory mechanism is activated to block out
irrelevant, meaningless or redundant stimuli. The inhibition
of responsiveness to the repeated stimuli is neurophysiologically indexed by a reduced P50 [122]. The P50 sensory
gating effect refers to this amplitude diminution of the P50
ERP to the second stimulus of a pair of identical stimuli presented with a short inter-stimulus interval [2]. P50 gating
is one of the early brain sensory processing stages linked to
screening-out and filtering mechanisms of redundant incoming information that can be measured, and it reflects a
neuronal inhibitory process [51]. It has been reported that
abstinent chronic alcoholics show reduced P50 sensory gating [97], which would indicate an inhibitory deficit in early
pre-attentive auditory sensory processing.
Contingent negative variation (CNV)
CNV [169] is a slow negative shift in the human EEG that
occurs between two successive stimuli that are associated
with or contingent on each other. The first stimulus (S1)
usually serves as a preparatory or warning signal for the second imperative stimulus (S2), which necessitates a motor
response. It is believed that the CNV reflects neuronal
activity that is needed for sensorimotor integration and is
linked to the planning or execution of externally paced,
voluntary movements [20]. In addition to the reticular formation and the limbic system, the frontal cortex has long
been considered a prime candidate for generation of the
scalp-recorded CNV [95], in part because the CNV has a
fronto-central scalp distribution and in part because the
CNV occurs in situations that involve behaviours typically
ascribed to the frontal lobes (e.g., anticipation, preparation, initiation, and behaviour dependent upon delayed
consequences) [27,114,54]. There is considerable evidence
that the frontal lobes are especially vulnerable to the
chronic effects of alcoholism [171,121,45]. Moreover, heavy
alcohol use has been shown to impair executive or frontal
lobe functions [117,139]. Thus, one would expect alcoholics
to exhibit abnormal CNV and frontal lobe functions. How-
S. Campanella et al.
ever, Olbrich et al. [116] and Wagner et al. [170] reported no
significant differences in late CNV between abstinent alcoholics and controls. This is in contrast to previous studies
that have found the amplitude of the CNV to be reduced by
acute [144] and chronic [149] alcohol use. Recently, several
investigators have attributed enhanced ERP components in
abstinent alcoholics to post-withdrawal CNS hyperexcitability [127]. Because it is possible that a similar mechanism may
have masked CNV differences between alcoholics and controls in the studies by Olbrich et al. [116] and Wagner et al.
[170], Chao et al. [20] examined CNV in active heavy drinkers
who were not under treatment for alcoholism. They found
inverse relationships between frontal lobe grey matter volume, performance on the Trail Making Test B, and late CNV
amplitude in heavy drinkers. They suggested that the ERP
abnormalities observed may be indices of alcohol-related
damage to the frontal lobe. They did not find any significant
relationship between CNV amplitude and reaction time in
heavy drinkers, which they suggest is a manifestation of a
disrupt response preparation.
Other earlier components: visual P100 and N170
P100 is a positive potential which appears around 100 ms
after stimulus onset and is maximal at occipito-temporal
sites. The P100 is classically associated with the basic visual
perceptual processing of the stimulus [66]. Chronic alcoholism leads to delayed latency [16], reduced amplitude [19]
and abnormal topography [103] of this component. These
aberrant findings seem to be associated with the lifetime
dose of ethanol consumed [112] and to disappear after a
period of abstinence [19]. A recent study by Maurage et
al. [13] confirmed and expanded these results to complex
stimuli (namely faces). These authors also found delayed
latency and reduced amplitude in the N170 component, a
negative ERP maximally recorded around 170 ms at occipitotemporal sites and particularly sensitive to face processing
[13].
ERP findings: summary
In summary, impairment of the P3 component in alcoholics
is well established. Moreover, many researchers agree that
the decreased P3 could be an indicator of a global or
regional lack of cortical inhibition. Current findings on ERN
support this interpretation. However, more recent studies
indicate that the deficit in alcoholism is not exclusively
due to an ‘‘executive’’ impairment, and provide evidence
that deficient early processes underlie the failure of later
‘‘higher-level’’ processing. Indeed, even though some studies have failed to detect any difference between alcoholic
individuals and controls for some early components, for
example mismatch negativity [45] or N100 [77], it has
been shown that alcoholics also exhibit deficits in ERP
components preceding P300, which reflect earlier levels
of information-processing. Indeed, perceptive (P100, N100,
N170) and attentional components (P50, MMN, N200) have
been shown to be altered. So, reconsidering the P3 deficit
in alcoholism by investigating its potential association with
earlier impairments may help determine at which stage of
cognitive processing the deficit observed in an individual
alcoholic patient originates.
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Event-related oscillations (EROs)
The neural oscillations that underlie ERPs are called EROs.
EROs are measured in the same frequency bands as
spontaneous resting EEGs namely, delta (1—3 Hz), theta
(3.5—7.5 Hz), alpha (8.0—11.5 Hz), beta (12—28 Hz), and
gamma (28.5—50.0 Hz). However, at a functional level, EROs
are different from spontaneous resting EEG rhythms [76].
EROs are temporally associated with the sensory and cognitive processing of stimuli [5]. Faster frequencies correspond
to synchronization of groups of neurons in more local areas,
whereas slower frequencies are involved in synchronization
over larger distances in the brain [89]. Sensory reception
involves communication between groups of neurons that are
close together and that fire together at fast rates in the
gamma range. During cognitive processing (e.g., attention
to an auditory rather than a visual stimulus), however, brain
regions that are far from each other need to communicate
and this involves synchronization between the brain regions
in the alpha and beta frequency ranges. Higher cognitive
processing (e.g., working memory, determining if a stimulus
has been seen before) involves interactions between widely
separated brain regions (e.g., frontal and parietal lobes)
and, therefore, represents slow synchronization in the theta
or delta frequency range [93].
Theta and delta oscillations underlie visual P3
There is evidence that P3 responses are primarily the result
of oscillatory changes in delta and theta rhythms during
stimulus processing [154,29], with a higher proportion of
delta oscillations from the posterior regions of the brain,
and theta occurring more in the frontal and central regions
[5,76]. During attention tasks, the hippocampus and frontal
and parietal regions of the brain synchronize in the theta
range. The diminished P3 amplitudes reported in alcoholics
may be induced by deficits in the theta and delta oscillations that underlie P3. Indeed, evoked delta and theta
power were found to be significantly decreased among alcoholics compared with control subjects when processing the
target stimuli in a visual oddball paradigm. Alcoholics also
showed impaired delta and theta oscillatory responses in a
Go/No—Go task, particularly during No—Go processing [74].
Further, lower NoGo-P3 amplitude has also been demonstrated in alcoholics [75]. An amplification in theta power
is related to an intensification in theta power in the hippocampus, known to be an inhibitory rhythm associated
with GABAergic activity [83]. An increase in theta power is
associated with inhibition of non-relevant information while
attending to relevant information (e.g., a target stimulus).
As most information is irrelevant and must be concealed,
this yields the high amplitude of P3 to relevant stimuli.
Thus, the deficit in inhibitory theta oscillations underlying P3 in alcoholics suggests deficient inhibitory control
during information-processing (e.g., attention and memory
mechanisms). This finding provides further support for the
hypothesis of Begleiter and Porjesz [12] that alcoholism is
associated with CNS disinhibition.
Frontal midline theta
Suresh et al. [158] investigated event-related EEG changes
during mental arithmetic in alcoholics and control subjects.
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EEGs were recorded during the performance of a simple
addition problem (active theta) and during a resting interval (resting theta). The processing capacity is reflected by
the difference between resting and active theta power; the
lower the resting theta power and the higher the active
theta power, the more efficient the brain processing [84].
Alcoholics manifested reduced resting theta and reduced
active theta, indicating decreased and inadequate processing capacity. These deficits in performance, indexed by low
evoked (active) theta power during mental effort, reflect
frontal lobe dysfunction in alcoholics [158]. These deficits
are manifested as deficits in working memory and sustained
attention and involve inhibitory processes [76].
Gamma
Gamma oscillations are believed to be involved in visual perception, cognitive integrative function such as ‘‘binding,’’
and frontal input during sensory processing (top—down processing) [6,76]. Early phase—locked gamma is involved in
selective attention and its response is larger to attended
stimuli than to unattended stimuli, particularly over frontal
regions [5,177]. Basar et al. [5] reported that in an oddball task, gamma oscillations and P3 components obtained
in response to target stimuli were associated. One recent
study found that alcoholics manifested lower gamma power
than control subjects during target processing between 0
and 150 ms in a visual oddball paradigm. This effect was
strongest frontally and lateralized to the left side. In contrast, no difference in gamma power was found between
the groups for non-target and novel stimuli. Control subjects
manifested significantly higher gamma power in the processing of the target relative to the processing of the non-target
stimulus, whereas alcoholics did not manifest higher gamma
power during target processing. Increased evoked gamma is
thought to reflect a matching process between the template
in working memory and the current stimulus. These findings
of gamma deficits in response to target stimuli, particularly
in the frontal regions, provide further evidence for deficits
in cognitive processes (e.g., attention allocation, working
memory) in alcoholics [131].
ERO findings: summary
In summary, ERO studies indicate that gamma, theta and
delta power are decreased in alcoholics. These decreased
responses are coherent with the hypothesis of cognitive and
neural disinhibition in alcoholism.
Discussion
Merging electrophysiological findings with
disturbed cognitive processes and clinical
symptoms of chronic alcoholism
Pathological and imaging studies have demonstrated that
heavy alcohol use structurally damages the human brain.
Neuropsychological tests and electrophysiological studies
have also shown that heavy alcohol use impairs cognitive
function. Electrophysiological techniques have been extensively used to study the correlates and consequences of
alcohol use.
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From one aspect, looking at the electrophysiological
measures described above, we can observe that alcoholic
patients display:
• a resting EEG that differs significantly from that of normal controls, with increased theta (inhibitory) and beta
(excitatory) activities indicating hyperarousal of the CNS;
• abnormalities in SPEM, saccadic inhibition during antisaccade tasks, and decreased prepulse inhibition that may
stem from the same prefrontal ‘‘inhibitory’’ cortical dysfunction;
• decreased amplitude for cognitive ERPs situated along the
continuum of information-processing, i.e., from P50 to
P100, N170, ERN and P300, suggesting that chronic alcoholism is associated with neurophysiological deficits from
the level of the sensory and attentional cortex and not
only disturbances involving associative cortices and limbic
structures;
• decreased theta and delta oscillations, that may indicate
impaired inhibitory control.
From another aspect, chronic alcoholism is defined
by a variety of clinical symptoms, such as a compulsive
preoccupation with obtaining alcohol despite devastating
consequences affecting social and occupational functioning,
and a high vulnerability to relapse after cessation of drinking [4]. Many studies have been devoted to the identification
of cognitive candidates that could trigger these habits. The
most important are probably:
• the ability to inhibit or suppress mental representation
loaded in working memory and behaviour, which is a
fundamental aspect of behavioural control and leads to
general states of ‘‘disinhibition’’ or ‘‘dyscontrol’’ characterized by impulsive and exaggerated behaviour [46];
• the capacity to shift from one idea to another, as it has
been shown that alcohol-related stimuli have acquired
conditioned incentive properties, so that these stimuli
become perceived as highly attractive, thereby ‘grasping’
attention [143].
In other words, alcoholics suffer from deficits in their
cognitive control mechanisms of ‘inhibiting’ and of ‘shifting’
and these deficits are exacerbated by cognitive biases for
alcohol-related stimuli.
As described above, neurophysiology provides us with a
large array of tools to examine these executive ‘‘inhibitory’’
and attentional ‘‘shifting’’ processes. One must also not
forget that alcoholism is a complex and heterogeneous disorder with genetic and environmental determinants. We
suggest that, in order to be able to identify subgroups
of alcoholic patients displaying specific clinical symptoms
and cognitive disturbances linked to consistent biological
markers (identified thanks to neurophysiological tools), we
need to integrate data provided by independent disciplines
(neurology, psychiatry, psychology, genetic) into a common
framework. This may help clinicians to improve their treatment of alcoholic patients by:
• focusing therapy on individual cognitive disturbances;
S. Campanella et al.
• adapting pharmaceutical approaches to the impaired
pathophysiology.
Indeed, current medications, such as acamprosate and
naltrexone, are effective as adjuvant therapies for alcohol
dependence in adults. Acamprosate appears to be especially useful in a therapeutic approach targeted at achieving
abstinence, whereas naltrexone seems more indicated in
programmes geared to controlled consumption. We believe
that this integrative approach may serve to target symptoms
and to target the deficient (cognitive and neural) mechanisms on which medication should act in an individual
patient. For example, patients showing inhibitory problems
associated with great impulsivity or marked anxiety should
probably be treated differently. Moreover, such an approach
may also have a preventive role: by providing a better understanding of how the different parameters combine to lead
to alcohol abuse, it could help to:
• decrease the number of relapses;
• help predisposed individuals to avoid alcohol problems.
Towards an integrative framework
Alcoholism and relapse: a fundamental problem
If we look, for example, at the reduction in the P3 amplitude, we can see that it is not only observed in alcoholism,
but in a series of disinhibitory disorders, such as conduct disorder (CD), attention-deficit hyperactivity disorder
(ADHD), oppositional defiant disorder (ODD), and antisocial personality disorder (ASPD) [81]. Clinically, one of
the most common manifestations of disinhibitory disorders is ‘‘altered impulsiveness’’. Impulsivity can be defined
as ‘‘action without planning’’ or ‘‘behaviour that is prematurely executed and has maladaptive consequences’’
[104]. This construct seems to be due to a decline in
behavioural filtering processes outside of consciousness and
leads to a compromised ability to make appropriate judgments about incoming stimuli [104]. Recent studies indicate
that alcoholic subjects have higher levels of impulsivity, particularly those with cluster B personality disorders
(antisocial and borderline symptoms) [33] or early-onset
type alcoholism [32]. Chen et al. [21] also suggested
that impulsivity may be an important factor underlying
the pathogenesis of alcohol dependence. Indeed, these
authors showed that subjects with alcohol dependence
exhibited increased impulsivity which was linked to cognitive deficits and reduced P3 amplitudes. Moreover, dipole
source localization of P3 revealed less activation in the
frontal lobes, these brain regions being involved in response
inhibition. The prevalence of enhanced impulsivity among
substance abusers has been extensively discussed. Obviously, other ‘‘psychological constructs’’, such as depression
or coping abilities, are also important in alcohol abuse.
Comorbidity is another important feature that is often
not taken into consideration in studies on alcoholism [98].
Yet, comorbidity is more the rule than the exception in
the alcoholic population. Alcohol dependence and affective disorders (anxiety and particularly depression) co-occur
at significantly higher rates than would be expected by
chance within the general population [79]. In keeping with
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this observation, a recent study by McKellar et al. [100]
showed that self-efficacy was a robust predictor of shortand long-term remission after treatment. These authors
suggest that clinicians should focus on keeping patients
engaged in Alcoholics Anonymous, addressing depressive
symptoms, improving patient coping, and enhancing social
support during the first year, and reduce the risk of
relapse by monitoring individuals whose alcohol problems
and impulsivity improve unusually quickly. This view supposes that an individual framework should be created for
each alcoholic patient, which would include assessment
of:
• cognitive disturbances, notably concerning inhibition and
attentional shifting;
• comorbid symptoms, evaluating degree of impulsiveness,
ability to cope with stressors and the existence of psychiatric symptoms associated with alcoholism, such as
depression or antisocial personality disorder;
• social environment, notably to evaluate potential social
support from friends and/or family.
The first two factors can be achieved using neurophysiological tools, which may identify the pathophysiological
mechanisms linking the clinical symptoms and deficient cognitive processes. Placing the patient into an integrative
framework including psychological and social dimensions
should help clinicians to:
• optimize the pharmaceutical approach;
• optimize the support given to the patient after detoxification, by identifying patients with a ‘‘high-risk’’ of relapse
and offering them strong therapeutic support.
Indeed, as far as alcoholic pathology intervention is concerned, an important point is to offer a post-rehabilitation
program. It is well known that a high percentage of
treated alcohol-dependent patients resume drinking after
treatment has stopped [125]. Therefore, identification of
variables involved in this relapse is a major issue in current
research on alcoholism. Investigation of the neurobiological basis of relapse may represent a promising approach.
Indeed, a longitudinal follow-up study [26] showed that
the electrophysiological profile of relapsers differed from
that of abstainers; the auditory oddball P300 amplitude
was significantly higher at Cz and Pz among patients who
relapsed during the 3-month follow-up. The same effect
appeared on a CNV protocol, where the amplitude of P300
was higher in patients who subsequently relapsed than
for those who remained abstinent. Authors like SaletuZyhlarz et al. [147] also showed a significantly more
pronounced hyperarousal of the CNS in relapsers compared
to abstainers. Cognitive ERPs may, therefore, be clinically useful to improve the prediction of risk of relapse
among alcoholic patients. Further, awareness that impulsivity, depression, low coping abilities and absence of social
support are prominent risk factors for relapsing behaviour,
should encourage assessment and treatment of these variables, which could help in the clinical management of
alcohol dependence.
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The future: identify predisposed alcoholics
Identifying factors that precede the development of alcoholism is crucial to fully understand the pathology of
alcoholism. Initially, the smaller P300 found in alcoholics
was thought to be a consequence of alcoholism and/or to
be due to nutritional deficiencies [129]. However, it has
been shown that after a sufficient period of abstinence,
while many of the aberrant clinical characteristics of alcohol
dependence — as well as the electrophysiological measures
of hearing deficits returned to normal, the abnormality in
P3 amplitude persisted [129]. This long-lasting deficit in
chronic abstinent alcoholics suggests that P300 deficits may
be genetically mediated and could antedate the development of alcoholism. Hence, P300 impairments might be
a trait marker rather than a state marker of alcoholism.
Indeed, several ‘‘high-risk’’ studies have revealed a reduction in P300 amplitude in children determined to be at high
risk of developing alcoholism compared to those who are
at low risk, based on their familial loading for alcoholism
[11,155,72]. Furthermore, non-alcoholic high-risk individuals also have a different sensitivity to acute alcohol intake
than low-risk individuals [111]. Recent findings indicate
that, in addition to P3, many of the aberrations in resting and
event—related oscillations reported in alcoholics are already
apparent in high-risk children of alcoholics before alcohol
exposure [137,158]. As the electrophysiological differences
are not linked to length of abstinence and are manifest in
individuals at risk although they have not yet been exposed
to alcohol, these neural oscillations could be considered
as markers of risk [131]. The electrophysiological imbalances in excitation-inhibition observed in the children of
alcoholics may be involved in the predisposition to develop
alcoholism [12]. Inherited factors also include biologically
rooted individual differences in behavioural tendencies and
self-regulation. A number of authors have provided compelling evidence for the presence of externalizing traits
(disinhibitory behaviour such as impulsivity, conduct disorder, and failure to conform to social norms) not only in
alcoholics but also in children at high risk of developing
alcohol dependence [180,49,101].
Alcoholism is a complex disorder and its development and
evolution are influenced by underlying biological factors and
by intricate interactions among genes and between genes
and the environment. Taking all of these factors into account
is necessary to bridge the gap from the laboratory to the
clinic and to create clinical research protocols to optimize
therapy. Therapy must include preventive and rehabilitation
measures. Preventive measures must be targeted at families
at high risk of alcoholism as well as at individuals with binge
drinking habits.
Firstly, since there is evidence that some factors underlying the disease, such as impulsivity and neural disinhibition
are genetically influenced, evaluating those vulnerability
characteristics in subjects at high risk may be a promising strategy to prevent alcohol dependence. This approach
would involve assessments of electric components known to
underlie these characteristics using EGG, ERP and ERO measures as well as the presence of externalizing traits using
behavioural measures. The aim would be to elaborate clinical therapy protocols in order to work on these potentially
dangerous traits and to prevent subjects from developing
alcoholism. However, one should remember that, in addition
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to the popular P3 component, earlier components may be at
the origin of the pathology and its associated impairments.
Hence, a useful evaluation must consist of the identification
of the origin of the deficit at the different stages of cognitive
processing in every single patient.
Secondly, in adolescence, consuming a large number of
drinks over a short interval of time (e.g., binging) is quite a
common phenomenon. However, adolescence is an important neurodevelopmental period. Health researchers are,
therefore, concerned about the effects of binge drinking
on the adolescent brain. Ehlers et al. [39] showed in a
recent study that adolescent alcohol exposure is linked to
delayed latency of an early P3 component (P350). In the
same study, decreases in P450 amplitude, a later component, were also found in young adults exposed to alcohol.
However, that finding appears to be an integrated result of
predisposing factors, such as a family history of alcoholism
and the presence of other externalizing diagnoses. Taken
together, these preliminary results suggest that adolescent
binge drinking may lead to decreased P3 latencies and
amplitudes, perhaps reflecting a loss or delay in the development of inhibitory brain systems [39]. These inhibitory
deficiencies could in time lead to alcohol dependence.
Binge drinking and alcohol dependence have indeed been
shown to be strongly associated. Most binge drinkers are
diagnosed as alcohol dependent [166]. Binge drinking in
adolescence is associated with an increased risk of alcohol
dependence and harmful drinking in adulthood [142,166].
Assessments of binge drinking patterns as well as appropriate treatment should therefore be included in prevention
strategies.
Conclusions
The main purpose of the present paper was to show how clinical neurophysiology may help to improve our understanding
of psychiatric disorders. Clinical neurophysiology has developed different tools to evaluate the integrity of the neural
system in humans. If we take these tools separately (ERPs,
EEGs, EOG, EROs, SC reactivity), their clinical applicability is hampered by the fact that most of these parameters
are diagnostically non-specific (relative to bipolar disorder, schizophrenia or personality disorders) and not reliable
enough to be useful for the individual patient. However,
if we consider a large array of these electrophysiological
parameters (from the emergence of the disease to remission periods and family studies) in conjunction, and use
them to develop precise psychological constructs that can
themselves be related to the definition of a precise neural
network, we will be able to define, for an individual psychiatric patient, the disturbed cognitive processes that lead to
specific clinical manifestations, and link these disturbances
to precise anatomical dysfunctions. This may help us to optimize our pharmaceutical (by adapting drugs to the patient’s
specific pathophysiology), neuropsychological (by focusing
interventions at the specific disturbed cognitive processes,
i.e., perception, attention, mnesic, executive functions),
and psychotherapeutic (mainly for psychological support if
needed) approaches. Obviously, in addition to the evaluation of genetic and neuronal factors, it is also essential to
detect environmental factors that may play a role and to
S. Campanella et al.
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