International Criminology (2021) 1:123–134
https://doi.org/10.1007/s43576-021-00014-1
Doing Team Ethnography in a Transnational Prison
Alison Liebling1 · Bethany E. Schmidt1 · Kristel Beyens2 · Miranda Boone3 · Berit Johnsen4 · Mieke Kox5 ·
Tore Rokkan4 · An‑Sofie Vanhouche2
Received: 5 August 2020 / Accepted: 29 March 2021 / Published online: 23 April 2021
© The Author(s) 2021
Abstract
This article has three main purposes: (1) To describe an in-prison methodology for measuring the moral quality of life,
developed organically out of experience and necessity. It is conducted over an intense but exceptionally brief period of time.
(2) To reveal and reflect on our intellectual methodology: how do we describe, think, interpret and theorise about prison life
in our work together, especially in a transnational team? (3) Finally, to consider the benefits and challenges of collaboration
and intense immersion across national boundaries, in a study of Norgerhaven prison in the Netherlands. We found that our
own implicit prison moralities varied significantly, as we worked together to describe a prison that surprised us, and our
participants, hugely.
Keywords Team ethnography · Research · Reflexivity · Penology · Transnational prison
Introduction
Sunshine, space, stillness. There are 30 prisoners
dotted about – sitting at tables, walking around the
extensive grounds, doing exercises, playing badminton, football. There are 54 mature trees. We had an
extremely smooth entry. There is such a calm atmosphere. Staff shake hands with prisoners; there is
laughing between them. Prisoners are trickling into
the theatre to complete our surveys. It’s a good turnout. A passing officer says, ‘Nice place here, eh? And
the sun shines every day!’ The lawn is being mowed.
Staff love it. They have a very natural way of relating
to prisoners. There is no authority showing – or only
* Alison Liebling
[email protected]
1
Institute of Criminology, University of Cambridge, Sidgwick
Avenue, Cambridge CB3 9DA, UK
2
Research Group Crime & Society, Vrije Universiteit Brussel,
Brussel, Belgium
3
Institute of Criminal Law and Criminology, University
of Leiden, Leiden, The Netherlands
4
Norwegian Correctional Service (Kriminalomsorgen),
Lillestrøm, Norway
5
Human Geography and Spatial Planning, Utrecht University,
Utrecht, The Netherlands
occasionally. Our liaison officer says, ‘Don’t go out of
sight!’ It is lovely to be able to do fieldwork outside.
(Norgerhaven fieldwork notes, August 2017)
The editors of the Sage Qualitative Research Methods
Series (Van Maanen, Manning & Miller) argue that collective research projects ‘have played a major role—in the
art and science of the fieldwork trade’ (1998, p. 6). They
describe the spirit of team ethnography as ‘emergent’, ‘communal’, ‘craftlike’, ‘interactive’, and ‘tentative’ (ibid, p. 7).
Doing fieldwork challenges us as individuals, wherever we
do it (see Lurie, 1967). Combining voices, expertise, and
perspectives in fieldwork-based projects, including in the
writing up process, sits awkwardly with ‘lone scholar’ models of, and reward structures for, social research. It is especially challenging where several nationalities are involved,
and the fieldwork site is a ‘dual jurisdiction’ or transnational
prison.
This article has three main purposes:
1. To describe an in-prison methodology developed organically out of experience and necessity, which the authors
and others have found to be productive and intellectually
satisfying. The ‘MQPL+’ methodology (Measuring the
Quality of Prison Life plus) generates depth and breadth,
qualitative immersion and quantitative measurement,
over an intense but exceptionally brief period of time,
requiring a team of between six and ten research col-
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leagues. This approach suits our current time-pressed
condition, but it also has legitimate benefits. We are
often asked to communicate and explain it.
2. Unusually in social research, to reveal and reflect on our
intellectual methodology: how do we describe, think,
interpret, and theorise in our work together, in a team?
How do good teams ‘work’? What are the intellectual
advantages and challenges of doing team ethnography?
3. Finally, to consider the benefits and challenges of collaboration and intense immersion across national boundaries, from the unusual vantage point of a mixed jurisdiction prison, and outline some lessons we have learned.
International Criminology (2021) 1:123–134
into the writing process. We knew from the start that Norgerhaven prison (which we introduce briefly below) was a complex and controversial site that a lone scholar would not be
able to penetrate easily. That we were a ‘transnational team’
(of friends and colleagues) in the project we describe in this
article, speaking different languages and steeped in distinct
disciplines and penal cultures, made the task both attractive and complex. Whilst there were differences in seniority
and experience amongst us, we tried to make the process as
egalitarian and collaborative as possible.2
Norgerhaven Prison
There is a developing, rich and useful literature on team
research from a variety of social fields (including geography, health, education, and penology) which identifies the
largely ‘untheorised’ politics and power dynamics of academic research teams despite the proliferation of large, interdisciplinary, and transnational research projects (e.g. Jarzabkowski et al., 2015; Mountz, 2003; Woods et al., 2000).
Mountz et al. point out the strong links between steeply
hierarchical institutional structures and research relationships that ‘ooze with power’ (Mountz et al., 2003, p. 36).
Much of this work describes the methodological challenges,
conflicts, tensions, and frustrations present in what is often
‘hierarchical’ teamwork, but most authors also welcome the
complementary and ‘stretching’ effects of collaborations in
fieldwork, recognising that ‘negotiating difference’ can be
a productive part of the research process (e.g. Erickson &
Stull, 1998; Mountz et al., 2003; Scales, 2008). The situated
and contested nature of knowledge (Gerstl-Pepin & Gunzenhauser, 2002; Wasser & Bressler, 1996; Jefferson, 2021)
makes what individuals bring into a team deeply significant.
Jarzabkowski et al. (2015, p. 8) and others (e.g. Mauthner &
Doucet, 2008) argue that team ethnography is a ‘distinctive
academic mode of production’ that is proliferating, but the
processes of intellectual as well as fieldwork collaboration,
and the links between team methodologies and the kinds of
knowledge or shared understandings produced, are rarely
discussed.1
In this paper, we describe an unusual project—a transnational team ethnography—carried out in a peculiar prison,
which brought to light, and challenged, some of our taken
for granted assumptions about how each of us did research.
Questions of seeing and not seeing, national identity, and
scientific outlook became visible or articulated as we negotiated our way into the field, through the data analysis, and
Norgerhaven prison in the Netherlands was adapted to house
Norwegian prisoners under a legal arrangement negotiated
between the Netherlands and Norway in 2015 (see also
Pakes & Holt, 2017). Norway had too many prisoners, and
a growing ‘queue’. In the Netherlands, the prison population
was in decline, prisons were closing, and staff were losing
their jobs. Here was an apparently promising solution which
was also an act of international cooperation and diplomacy.
This was the second ‘transnational prison’ established to
solve the problems of too many prisoners in one country
and ‘too few’ in another (the first was Tilburg, also in the
Netherlands; see Beyens & Boone, 2015).
An experienced Norwegian Governor was placed in
charge of the prison, which operated according to Norwegian Penal law. A Dutch senior manager had oversight of the
facilities and the Dutch personnel, who were mostly prison
officers. The Norwegian Director was responsible for the
treatment of prisoners and the Norwegian staff.
The prison had a diverse prisoner population (a mix
of Norwegian citizens and foreign nationals from across
Europe, and elsewhere), with a range of languages spoken
and cultures represented. Some were involuntarily transferred to Norgerhaven from Norway. The Dutch staff who
looked after them were pleased that their prison was kept
open and their jobs were secure, ‘at least for a while’, so
there were vested interests among them. All staff had to
undergo training provided by the Norwegian prison service
before the rental period began. The training consisted of
courses in Norwegian law, rules, and regulations concerning
the transfer of prisoners (by airplane) to and from the prison,
and social work. The working language was English.
2
1
We should distinguish between team ethnography as we describe
it here and ‘collaborative ethnography’, in which academics and participants work and write together (see Lassiter 2005) even if these
boundaries can be blurred.
13
It was significant that a majority of us had, and others were soon to
take up, tenure, or permanent employment. Three of us were full professors. Our diverse characteristics included nationality (Dutch, Norwegian, English, American, Belgian), language proficiency (Dutch,
Norwegian, English, French), professional status (early career and
more experienced researchers), discipline (sociology, criminology,
law, sports science, political science), and experience.
International Criminology (2021) 1:123–134
The Norwegian authorities were under significant pressure to make this ‘experiment’ a success and faced ongoing
scrutiny following a death in custody and a critical Ombudsman’s report (2016) suggesting, amongst other things,
high levels of drugs in the prison in its early days. It was
important, politically, that the prison was ‘not meant to be
a great experience’ (senior manager) and yet both countries
were famously ‘liberal and humane’ in their penal practices
(Downes, 1988; Pratt, 2008; Pratt & Eriksson, 2013; but,
see also Ugelvik & Dullum, 2012; Smith & Ugelvik, 2017).
Our research was, at first, experienced as a bit of an unwelcome threat. Labour unions in Norway had objected to the
exporting of officer labour to a country that paid its staff less.
There were other problems. Two countries who assumed
their penal values and practices were basically alike discovered that this was not the case.
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has become highly refined, and is very efficient, but it is also
adaptable. It requires the use of a (largely) experienced team,
relying on their cumulative expertise as well as the availability of a suitably ‘grounded’ questionnaire. Cambridge
University’s Prisons Research Centre team have carried out
32 MQPL+ exercises in 24 prisons (4 outside England and
Wales) since 2011, mostly on request, from Governors or
the Prison Service. Six were longitudinal studies (see e.g.,
Liebling et al., 2015). Once this proposal took root, a second
PRC member was recruited to help develop and lead this
exercise. The methodology is, the PRC members realised as
they described it to their Norwegian colleagues, unusually
intense. We needed others. Where were we going to find a
suitable and willing team?
Assembling and Organising a Research Team
Adapting the MQPL + Methodology
The study was commissioned and funded by the Norwegian prison service and was intended to assess the prison’s
quality. The two commissioned researchers, who worked for
the Research Department at the University College of Norwegian Corrections Service, approached the lead author to
request use of the Cambridge University’s Prisons Research
Centre’s ‘moral performance’ survey. This survey was originally designed to conceptualise and measure some of the
‘intuitively perceived’ but difficult to measure moral qualities of prison life: staff-prisoner relationships, respect and
humanity, safety, and the use of authority. It was originally
developed out of qualitative research involving the use of
Appreciative Inquiry (AI): a creative exercise seeking ‘peak’
or exceptional experiences (Liebling, assisted by Arnold,
2004). AI is designed to get to the heart of ‘what matters’.
The resulting questionnaire has been used in many jurisdictions, has high face validity, and an early version of it had
already been used in Norwegian prisons. The appeal of the
MQPL survey to prison service organisations was that it
seemed to capture something real and recognisable about
the quality and culture of a prison, but its mechanical or
overly managerial use left behind its true spirit and value,
which was its grounding in complex experience. It worked
best—that is, facilitated good understanding of a prison—
when it was used as part of a more qualitative exploration,
by well-trained eyes.
After some discussion, the Norwegian team invited Alison Liebling to lead the study in order to implement the more
qualitative version of it: a research exercise known as ‘Measuring the Quality of Prison Life plus’ (‘MQPL+’). This is a
quasi-ethnographic application of the MQPL (prisoner) and
SQL (staff quality of life) surveys we refer to as ‘ethnography‐led measurement’ (Liebling, 2015). This methodology
The funding available did not include salaries, although
expenses were covered. On the other hand, this was an
attractive project for experience-hungry, curious, researchexcitable colleagues, who might be willing to dedicate
their so-called holidays to a unique prison project. We set
about devising our penological ‘dream team’. This was the
penological equivalent of playing ‘fantasy football’. We
each thought of others who would add expertise, language,
and experience, who we were eager to work with, and who
might be willing. The other team members were selected
for their research expertise, but also for their kind natures
and probably, albeit less consciously at the time, their relatively moderate politics: none of us were radical activists,
or pursuing personal agendas. It was easy to think of people
we had always wanted to work with, as a result of interactions at conferences, exchanges of teaching, or exposure to
each other’s work. Some of those invited suggested other
colleagues, and their judgments were trusted. We were all
naturally invested in ‘joint intentional collaboration’ (Tomasello & Rakoczy, 2003) as well as in understanding prisons.
We were eight women and two men.
Everyone we approached said ‘Yes’. The Norwegian
lead was in charge of organisation, access, accommodation
and logistics. The Cambridge pair was to lead the methods.
Everyone was to bring experience, curiosity, research skills,
and energy. For the time we stayed together, close to the
prison, we would dedicate ourselves entirely to the project.
We reflect on how the team ‘worked’ in practice later.
The fieldwork took place in the spring and summer of
2017, in a remote and beautiful part of the Netherlands. We
shared accommodation in an attractive guesthouse with outdoor seating, a restaurant and bar, and surrounded by fields
and sheep. We were all a little beleaguered and frantic in our
ordinary working lives. The ‘distraction and fragmentation’
of our usual academic worlds fell away (Berg & Seeber,
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2016, p. 90), as we created an un-corporate space for ‘proper
study’ (Hardy & Hausheer, 2013). Somehow we managed to
slow down time (see Berg & Seeber, 2016) in order to create
a space for ‘reflection, deliberation and dialogue’ (ibid p. 11)
alongside focused data collection. The experience felt like
‘a retreat’, like being on a timeless island, and yet also like
deeply intense ‘edgework’ (Ferrell & Hamm, 1998).3 Our
universities would barely recognise our voluntary engagement in this kind of project (these days) as it does not fit
the current model of ‘research capitalism’ (Berg & Seeber,
2016, p. 53). We were escaping the commercial routines of
our university lives to explore a different aspect of globalised
capitalism: the trading of prisoners across borders.
Navigating the Field: Building Trust
and Negotiating Access
We had official permission by the Norwegian authorities to
conduct the research, but now trust and cooperation had to
be established. A crucial moment in gaining informal access
to the field was a preliminary dinner held with the key actors
of the prison (the Norwegian Governor, the Dutch facility
manager, and their deputies), at our invitation. It was held
in a small, ancient local restaurant close to the prison, with
a formality allowing for ritual, organisation, and intimacy.
There was much at stake due to the political sensitiveness
of the Norgerhaven project in both Norway and the Netherlands. The research had been ‘inflicted’ on the Governor, at
the request of the Norwegian Prison Directorate. Because we
realised that formal access would not be enough to create an
open field, we thought that a meeting over dinner would be a
suitable and informal opportunity to clarify our motives and
start to build a relationship with our gatekeepers. Although
we were well aware of the risky and controversial aspects
of social hospitality (‘losing objectivity’, ‘buying cooperation’), this informal gathering turned out to be an outstanding ‘kick start’ for our project. Our gesture was intended to
communicate respect and gratitude. We knew that we were
asking for trust. We wanted to get to know our research participants as ‘complex, multi-sided, rich and engaging’ people (Hardy & Hausheer, 2013, p. 14), who were more than
able to share their own understanding of their roles.
The meeting was long, the meal was superb, and as
Erickson and Stull (1998, p. 8) suggested, coming together
over food was a meaningful way to start a relationship. We
explained our objectives and values, heard much about the
early life of the prison and its climate, and developed a good
International Criminology (2021) 1:123–134
understanding about how to proceed with our methods, and
in what order (the ‘operation’ was a complex logistical exercise). We received excellent advice—about the timings of
each phase of the research, and about how to introduce the
study to staff and prisoners. As the evening went on, we
talked of Norwegian and Dutch life and culture, built trust,
and negotiated ‘real access’ to the field. The Norwegian
senior managers had committed significant aspects of their
lives to this project: moving to Norgerhaven, or working
away from home, taking responsibility for a major international project, and working long hours to problem-solve in
new territory. We wanted to move through paradoxes and
subtleties, refusing to caricature or oversimplify. This long,
‘appreciative’ meeting set the moral and methodological
scene and established the ‘high personal engagement’ style
of the research group. We asked sensitive questions, showed
evidence of understanding, and revealed some of our own
investments in pursuing knowledge. In return, this group of
senior managers shared their own personal and professional
perspectives and some anxieties. The dinner conversation
was mutually exploratory and revealing. These kinds of
conversations and encounters set up moral obligations and
tensions: First, do no harm. Second, pursue the truth. Third,
treat each individual’s account as a precious gift. On the
other hand, disentangle empathy from any tendency towards
‘over rapport’ (O’Reilly, 2009): never stop taking notes, in
the moment or shortly afterwards.
We explained that our intention was to understand how
Norgerhaven was experienced by prisoners and staff: How
did it work? What did staff-prisoner relationships look like?
How did they make sense of this ‘experiment’? How do two
distinct prison services work collaboratively together to run
a prison? How do they negotiate differences? Could such a
prison be legitimate? We held these.
In the Field
The main fieldwork in Norgerhaven was carried out in two
phases (May and August 2017). The first period focused on
the completion of the Staff Quality of Life (SQL) survey,
including an all staff meeting to introduce the team and the
study, and the initial building of relationships with prisoners.
In the second phase, we re-established rapport with staff and
spent the remaining time engaging with prisoners and staff,
administering the MQPL surveys, and observing daily life
at Norgerhaven. In total, the team of 10 researchers4 spent
4
3
Any research in prison is fraught with emotional and moral turbulence, however attractive the physical surroundings. Most prisons
research takes place in more dysfunctional and challenging settings.
13
The core team consisted of the 8 co-authors of this article. Yvonne
Jewkes and Kristian Mjåland were invited to join the team for as long
as they could manage (2–3 days each) to offer additional insights on
prison design and Norwegian prisons, respectively.
International Criminology (2021) 1:123–134
sixty person-days in the prison.5 It was surprising how little
our presence appeared to disrupt life in the prison (although
we may not be the best judges of this). We were armed with
translated questionnaires and chocolate biscuits, intended to
thank participants for completing the surveys. We introduced
some tailor-made items into the survey, relevant to Norgerhaven’s special features, based on our early conversations
with staff and prisoners. We made the survey available in
Norwegian, English, Spanish, Polish, and Lithuanian. The
literal translations of the surveys6 meant that the conceptual
meaning of some items was unclear. Despite this limitation,
the surveys provided a tangible way to engage with prisoners, and the mistranslations often led to fruitful discussions
about what ‘fairness’ or ‘respect’, for example, meant in this
context.
Day 1: The Full Staff Meeting
We had learned in previous studies that including staff in the
research was fundamental, and that the best way to do this
was to hold a full staff meeting followed by focus groups,
at the earliest possible stage. Around 100 staff and senior
managers attended the meeting, organised at our request.
This level of attendance demonstrated a willingness to
engage with the research, or, at least, a polite receptiveness
to their Director’s encouragement to participate. One of the
Dutch-speaking members of the research team, who had
been involved in the Tilburg study, gave a short presentation,
which we had prepared collectively in advance, introducing
the group and the study, and explaining our methodology
and the content of the survey to the staff. We advertised
our previous experience, our understanding of the work of
prison staff, and stressed the anonymity and confidentiality of the research process. There was room for questions.
One of the first was ‘well, what happened to Tilburg?’ Some
of the staff were aware (but others were not) that Tilburg
had been closed at the end of its second contract extension
(for mainly financial reasons) despite the research finding
that the prison, and particularly the staff, were positively
evaluated by prisoners, and that the staff were very happy
in their work there (Beyens et al., 2013). So, the question in
the minds of staff was how the current study might impact
5
This is the number of in-prison fieldwork days. There was much
preparation and analysis time in addition, and observation of the
movement of prisoners from Norway to Norgerhaven and back. We
spent around 500 person-hours in the prison. See also Johnsen et al.
(2017), Liebling et al. (2020).
6
We prefer detailed, conceptual translations that reflect local culture
and context. Due to time constraints and for ease of data entry and
analysis, literal translations of the surveys were used for this study.
127
their future. This clearly expressed their fear that something
similar would happen to Norgerhaven, a concern that also
came up in the staff focus groups. We acknowledged that this
was a critical time in the prison’s history and emphasised our
interest in documenting the prison’s strengths, accomplishments, and challenges, as well as the voluntary nature of the
exercise. In a similar way to our dialogues with prisoners,
staff seemed satisfied to air their views, express any anxieties, and then engage in the survey. We made no promises,
except to represent the findings authentically.
The Dutch and Norwegian staff completed the survey,
chatted with each other and with us, and then we loosely
organised those who were willing into groups, based mainly
on language (Dutch, Norwegian, and English). We had a
basic guide to inform our questioning, which primarily
focused on asking staff to reflect on the transition to reopening Norgerhaven with prisoners from Norway, and the
ways in which their professional work and life in the prison
had changed as a result. We infused ‘appreciative’ questions
into the discussion, encouraging staff to think about their
‘best days’ in the job, achievements, and proudest moments
(Liebling, Price, & Elliott, 1999). These questions were
‘reassuring’ and (staff often say) unexpected. Our aim was to
get a well-rounded articulation of their values and practices.
Many interesting themes arose from the Dutch focus groups:
the future of their prison and the security of their jobs; the
complexity of the project and the differences between Dutch
and Norwegian penal practice; and some confusion and conflict about the Norwegian disciplinary system (see Liebling
et al., 2020). Already, the main challenges of this ‘experiment’ for them were being revealed. The two jurisdictions
had assumed that they were basically alike in their values.
This turned out not to be the case.
Given the previous research experiences of some team
members in Norgerhaven (Beyens & Boone, 2013), some
staff recognised two members of the research team. Having familiar faces return to their prison rekindled rapport
and provided reaffirmation of our intentions and enduring
interest: we wanted to understand their new working world,
compared to their previous experience with ‘their own’
prisoners. Despite having housed a settled and sympathetic
long-term population formerly, the Dutch staff argued that
‘Norwegian prisoners’ were ‘easier’, ‘more compliant’, and
‘more polite’! In the end, ‘knowledgeable interest’ appealed
to most of the staff, and they began to open up. They appreciated the research engagement. Significantly, some staff
came in over the weekend, or on a rest day, in order to tell
their professional stories at leisure, at a table in the outdoor
courtyard.
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Approaching Prisoners
We also had to gain trust from prisoners in Norgerhaven,
especially as we caused the prison’s lockdown during the
all staff meeting and somewhat ‘invaded’ and disturbed the
prison routine with our presence. We tried to make up for
this by inviting prisoners to come to the ‘soos’, an indoor
social space with a café open to staff and prisoners, at any
time that we were there. We offered coffee and chocolates
and gave participants ample time over several days to share
their experiences with us and complete a survey. Our large
number, and being around all areas of the prison, gave prisoners the opportunity to fit the research into their schedules
or to take time to decide whether they wanted to engage. We
wanted to be responsive to life in the prison, movements,
the flow, and the outdoor-friendly architecture. Instead of
holding focus groups inside, and at times that competed with
gym sessions or other activities, we attuned our methods to
the rhythm and design of the prison. We relocated ourselves
to the outside space and mingled with prisoners and staff on
benches and at tables. We engaged in lengthy one-to-one
conversations, some of us scattered around the prison’s outdoor landscape, on benches, and under trees, or in relaxation
areas such as the gym or library, so these ‘meetings’ felt
leisurely and relaxed. We generally waited for prisoners to
approach us, with questions about who we were and what we
were doing there. We had prepared flyers and posters with
our photographs and names, and an outline of the research,
making it clear that participation was voluntary. Prisoners
and staff appreciated the fact that we were listening to their
narratives and the fact that some could express themselves in
their mother tongue. For prisoners, this was something many
of them missed given the lack of (frequent) visitors—the
Belgian researchers could speak French with a Moroccan
prisoner who had lived in Brussels, for example. However,
we, like staff, occasionally needed prisoners to translate to
others, as we were not able to speak an Eastern European
language. In this sense, the research had some ‘collaborative’ moments.
Our very visible presence around the establishment had
the advantage of raising prisoners’ interest. We were noticeable because we were not in uniform, did not look like prison
staff, had not been seen before, and we were disproportionately female. The grounds were large enough that prisoners
who did not want to participate in the study could keep a
distance. In the end, prisoners (and staff) invited us to their
units for tea and coffee, and to a shared Ramadan meal they
had cooked, or they initiated a conversation (‘who are you,
then?’) from an outdoor bench. We always asked permission to ‘sit down and chat’. We found the right language,
and let the conversation develop as naturally as possible.
Some preferred to talk in two’s and three’s (socially, the
13
International Criminology (2021) 1:123–134
prisoners tended to hang out in language groups, unsurprisingly). Others appreciated a one-to-one discussion. We tried
to judge each encounter, and location, sensitively. Prisoners
often suggested areas we should visit, or places we should
linger. Some expressed regret that we would not be there
long enough to join in with the ‘annual fishing competition’.
Operation ‘Observe and Describe’
The fieldwork was short but intense, with each of us covering different parts of the prison, or gravitating towards areas
we felt at home in, or were most curious about. The surveys
provided ‘the hinge’ and enabled us to ‘roam free’ in all
other respects (see also Gariglio, 2016).
At the earliest stages of the research, the less experienced
‘MQPL + sceptic migrants’ in our team were nervous or
critical about what initially felt like a rather unstructured
process, or a departure from their training in ‘scientific
methods’: there was no research script (or overt question),
no digital recordings or transcriptions of the interviews, no
‘selection’ of respondents, and no observation plan. Deliberative debriefings replaced transcription and coding, and
in many ways, kept us closer to the data (see Gerstl-Pepin &
Gunzenhauser, 2002). Trust had to be placed in the process,
as well as in the more seasoned MQPL researchers, who had
always worked in fairly intuitive ways (albeit with a familiar
and ‘homegrown’ team).
Gradually, the art of trusting our instincts, being open and
curious, following leads, accepting invitations, asking questions and exploring puzzles worked, particularly when we
could check between us which areas we were beginning to
understand, and which we were unsure about (see Anderson,
1961). We ‘analysed’ (or rather, synthesised) the qualitative
data intersubjectively and in situ, as we debriefed at every
meal and long into the evenings, each of us taking notes
and reviewing our progress.7 We compared and contrasted
experiences and encounters and drew from our individual
expertise to make sense of what we were observing. This
process assisted us in finding ‘collective insight’ in order
to form a cohesive narrative (Jarzabkowski et al., 2015).
Towards the end of the week, we organised our thoughts
more systematically, drawing out themes and identifying
7
Analysis means ‘detailed examination of anything complex in
order to understand its nature or to determine its essential features’
(Stanford Encyclopedia of Philosophy https://plato.stanford.edu/entri
es/analysis/s1.html). We worked the other way round—from immersion and detail to synthesis, discovering ideas, but also reaching
for already developed conceptual terms that helped us arrange our
thoughts about what we were seeing. Later, drawing on the quantitative data in addition, our analysis became more systematic, and
refined, but the basic elements remained intact.
International Criminology (2021) 1:123–134
differences between the penal systems we knew well and
what we were seeing here. Team dialogue, in this sense,
served as an interpretive tool in the analytical process (Wasser & Bresler, 1996, p. 6; and see Reiter et al., 2021).
Erickson and Stull (1998, p. 11) argue that group research
is especially well suited to studying ‘big’ issues like immigration, intergroup relations, and the structuring of ethnic
diversity. This is, in part, because ethnographic inquiry in a
team transcends individual limitations by pooling expertise
(ibid, pp. 3–4). Members of the group brought complementary skills, but also distinct expectations, which allowed for
greater reach than any of us would have managed on our
own, and enhanced interpretation and understanding (Erickson & Stull, 1998, p. 21). We had ‘many eyes’ in all areas
of the prison, ‘separately and together’ (Scales et al., 2008).
Our individual expertise and experience allowed us to ‘see
the same thing differently’ (Erickson & Stull, 1998, p. 18).
This aided us in comparing, contrasting, validating, and triangulating our data—a form of ‘collective self-reflection’
(Schratz, 1993).
Some team members, for example, noticed the absence
of birds, because they had been present before, in Norgerhaven, or because they used to be present more generally in
long-term prisons:
In my notes I find several reflections (some with officers) on the absence of the birds in the cells. During
the first Norgerhaven study, prisoners were allowed to
keep birds in their cells which gave the place (in my
opinion) a cosy feeling. Their absence was striking and
officers stressed that they preferred it liked this. It was
quieter without the birds (I preferred the atmosphere in
the cells with the birds though). (Team member, email
exchange from fieldwork notes)
We also interpreted staff-prisoner relationships differently. Some of us thought relationships seemed relaxed,
friendly and respectful. Others thought staff were too ‘laidback’ and too distant. This took some working out. Whilst
we observed professionally competent behaviour, and
friendly attitudes, we also noticed that staff spent much of
their time either in offices or at the doors of the edge of the
courtyard. They were accessible and helpful, but reactive
rather than proactive. The staff had friendly and casual conversations with prisoners, but these were kept at the surface.
Most of the staff did not really ‘know’ their prisoners, their
stories, who was on or off the wings, or what prisoners’
routines were like. They viewed this as being ‘intrusive’.
They were more focused on maintaining order than engaging
with prisoners or their ‘rehabilitation’ (Johnsen et al., 2017).
These fine distinctions turned out to be critical.
As a team, we each supplied different pieces of the jigsaw,
responding in distinct ways to a picture we all could see was
there, once we had all the pieces. To get to this point, we
129
needed to contextualise these complex staff-prisoner dynamics by exploring ‘the substantive comparative base, and the
interpretive perspective through which those comparisons
are made’ (Woods et al., 2000, p. 94). Staff were having the
same deliberative conversations that we were having as they
went about their daily practice.
Dutch officers had to negotiate, defend, and adapt their
everyday practices in the light of questioning, critique or
opposition from the Norwegian authorities. The Norwegian
senior team, on the other hand, had to explain, insist, or
compromise when Dutch staff explained their reasoning,
and trust in their own traditional practice. These reflexive
conversations went on continually, and included disciplinary procedures, the use of segregation, movements around
the prison, the length of the prison day, religious provision,
visits, the organisation of work and prisoners’ pay, access to
sexually explicit DVDs, the approach taken to ‘soft’ versus
‘hard’ drug use, and the question of privacy (should prisoners’ names be on cell doors?). These discussions were
linked to a larger underlying question, still tacit, about what
staff–prisoner relationships were for. The answer to that
question determined what they should look like. We were
wrangling with the same questions in our struggle to ‘get
the description right’.
The stated values of each correctional service may have
been aligned, but the meaning of these values, once translated into practice, varied. Concepts travelled, but they
changed their shape (Karstedt, 2012; Nelken, 2010). Practices were rooted in the meaning of words, but the meanings
(e.g. decency, humanity, freedom) were implicit: Which is
more decent—care or privacy? Should violence against staff
be prosecuted? How much responsibility should staff have,
and for what? What role do prison staff play in the rehabilitation of prisoners? The extent of this variation came as
a complete surprise to both the Dutch and the Norwegian
authorities. It also came as a surprise to us. So did the realisation that we each held different positions on these subjects
ourselves. In both cases (between staff, and between us), the
differences were revealed via dialogue.
After some deliberation, we worked out that in Norway,
prison staff were engaged in, and trained for, a ‘change’ and
rehabilitation process. Their emphasis was ‘pedagogical’.
Offence-related talk with prisoners was common and encouraged. Intervention was required. This was a future-oriented
and arguably paternalistic approach (working towards reintegration post-release). In the Netherlands, prison staff worked
towards ‘good order’ and providing a humane and relaxed
space for prisoners to do their time, ‘alone’ if they wished
(a present-oriented model; see Liebling et al., 2020). The
Dutch prioritised ‘freedom from’, and even ‘leniency’, over
‘correction’ (arguably, a form of ‘freedom to’): ‘you can
choose for yourself here’; ‘I don’t want to idealise, this is
not paradise’. The Dutch approach to disciplinary procedures
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130
was swift and discretionary compared to Norway’s slower
and more bureaucratic model, grounded in the protection of
liberty: ‘It is a terrible responsibility to give people more
time’ (Norwegian senior manager). The Dutch were more
explicitly committed to ‘being egalitarian’. We identified
this basic distinction between a present-autonomous or
future-paternalistic orientation or perspective throughout
the fieldwork and analysis process. Each jurisdiction, and
therefore the staff who carried out prison work, used key
concepts—justice, normalisation, humanity, punishment,
discipline—differently. At one point, a senior manager
said, whilst thinking-out-loud about the other jurisdiction,
‘I mean, how do they bring up their children?’ The differences went deep.
Only by talking together, across several countries, did we
work out that the differences we were seeing were systematic, specific to each jurisdiction, and grounded in distinct
penologies. Two different models of punishment were moving into focus (‘The Norwegians start with trust; the Dutch
start with distrust’, as one prisoner remarked). Within the
team, we each viewed staff and their professionalism through
different lenses, given our own jurisdictional expectations
and divergent views on the purpose and aims of imprisonment (and therefore the role of staff). We debated the advantages and disadvantages of the two approaches, once we had
identified them, as well as the legitimacy (and limits of)
Norgerhaven prison as a model of ‘humane containment’.
The Norwegian team members saw staff-prisoner relationships in Norgerhaven as ‘superficial’ and staff as somewhat
indifferent, in this respect (just as some of the Norwegian
senior managers did, in interviews). Other team members
thought the dynamics were respectful and affable: that ‘noninterference’ was penologically defensible, especially when
compared with the intrusive correctional model found in
the UK and elsewhere (see Warr, 2019). Some staff thought
the Dutch model was ‘too laissez-faire’ (relaxed). The complexities of this process of coming to an understanding or
moral diagnosis was compounded by prisoner narratives,
which were, at times, at odds with each other, depending
on citizenship: Norwegian prisoners felt disadvantaged by
being in Norgerhaven, as they were not able to access the
same kind of support and opportunities they would have
back home, whilst foreign national prisoners discussed feeling better and more ‘equally’ treated than in Norway, where
they were often excluded from its apparent ‘liberal humanitarian/welfare-ist’, but also correctionalist, penology. This
was one of many occasions where we deliberated on the
interpretation and construction of knowledge (Creese et al.,
2008, p. 213).
‘Being there’ together was critical in order to make
sense of this methodologically, morally, and politically
complex field site and helped to illuminate and unpick
the nuances of everyday life in the prison. In the end,
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International Criminology (2021) 1:123–134
identifying and describing these ‘two contrasting penologies’ was helpful, to us and to the prison, and was more
important than trying to decide which one was ‘right’.
There were more differences to come.
During our last evening debriefing the team took a vote
on the rental of Norgerhaven, as this was currently being
debated by the Norwegian authorities. This final ‘over dinner’ conversation—‘So, do you think the contract should
be extended?’—was daring, as each of us declared a position. Underneath each answer (they were not all the same)
lay acres of not yet articulated feeling, conviction, preconception, and politics. We had to ‘go for the jugular’ (ask
ourselves the right, pertinent, loaded question, out loud)
to complete the investigation. What were we doing there?
Had we done the task justice? We disagreed, on the question of the contract, but came away respecting each other’s
views and able to agree on a deep reading of the prison.
There was generative value in this ‘conflict’, as we each
articulated our moral or political position to the group.
Instead of destabilising the team, this discussion led us
into a more nuanced examination of how we understood
and interpreted transnational prisons (Scales et al., 2008,
p. 26). By then, the team dynamic allowed for these kinds
of dialogic (and respectful) ‘safe spaces’ (Gerstl-Pepin &
Gunzenhauser, 2002, p. 151), which was crucial in advancing our collective thinking.
Mutual play (these long evenings over food and wine)
allowed for some real resistances to others’ interpretations
to be aired, exposed, and negotiated. We had national allegiances, political sympathies, cultural assumptions, emotional understandings, blind spots, as well as epistemological
frameworks. We were human beings, trying to understand,
or maybe defend, an ‘outrageous’ and barely visible prison.
That some prisoners preferred it to other prisons in Norway puzzled and challenged us. Identifying our own, and
each other’s, ‘strong expectations’ or ‘intellectual desires’
made it easier to allow all ‘the facts’, welcome and unwelcome, ‘to vibrate’ (Stitzman, 2004, p. 1144). This process
caused discomfort but enabled us to collectively separate
‘the wheat [plausible interpretations] from the chaff [false
assumptions]’ (ibid). Perhaps we gained in tolerance of such
discomfort with experience. Unlike Barry et al (1999), who
advocate trying to be reflexive at the start of a team project,
we were not able to reach this stage properly until the end.
We did not know what our own presuppositions were.
The next day (our last), we heard that the Norwegian
prison service would not extend the three year contract. We
gave organised verbal feedback to the senior management
team. This resulted in an extensive and honest discussion
including about future planned improvements: ‘This prison
would not be built now. It is a rich prison, historically,
and in relation to the experience that is here’. Its time was
limited.
International Criminology (2021) 1:123–134
Reflections on a Team Ethnography
The marvellous capacity of the human mind to make
sense of a lifetime’s collection of experience and to
connect patterns from the past to the present and future
is, by its very nature, hard to capture ... While individual creativity is important, exciting, and even crucial to
business, the creativity of groups is equally important.
(Leonard & Sensiper, 1998, p. 112)
We started out in this project with (we thought) similar values in research and scholarship, but slightly different
expectations of fieldwork. We liked each other and welcomed the opportunity to work closely together for the first
time. Other team members had never met but were drawn in
on the basis of ‘trust by proxy’. We shared a profound love
for prisons research, and for trying to ‘see as if seeing for
the first time’ (Stitzman, 2004, p. 1140).
This was a ‘best experience’ of working in a team (most
of us have had other kinds of experiences, at times). There
were still challenges. How do team members know who
ideas or interpretations are becoming evident to? For example, the lead author sometimes became frustrated when her
practices had to be explained and defended, or when others
seemed (to her) to be hesitant in their thinking-out-loud,
for the purpose of ‘working things out’. They might have
just been (understandably) shy. Finding a balance between
‘intellectual leadership’ and ‘generating spaces for others’
contributions to appear’, or collectively noticing who might
be working towards a new thought, was tricky for someone
who felt a responsibility to lead. Having reflected on this
process, we can see the need for explicit attention to be paid
to this; for several kinds of thinking and articulation space:
differently configured groups, one-to-one dialogue, correspondence, and probing. Ideas evolved slowly, and unexpectedly, sometimes quietly: sometimes they had to be found.
Oscillations between patience, uncertainty and accomplishment were necessary.
We learned a great deal more than we expected, despite
a short research stay (we cannot know how far our findings may have changed if we had stayed longer). The main
‘aha’ moment was a realisation that this transnational prison
forced its staff, from two different jurisdictions, out of ‘practical’ and into ‘discursive’ consciousness (see Sparks, Bottoms & Hay 1996; and Giddens, 1986), as they discovered
and negotiated differences in their values, criminologies,
theories of punishment, and practices. ‘Practical consciousness’ is skilled action so grounded in experience that it is
hardly noticed. Discursive consciousness is the ability to
articulate this skill, or what we say about and how we understand what we do. We went through the same experience,
being forced to articulate practices, reflections and responses
to the field that we were otherwise ‘taking for granted’.
131
Being able to express our reasons for action and thought
helped us to become ‘reflexive monitoring agents’ (Giddens,
1986) and better prison scholars.
Our collaboration encouraged us to be more interdisciplinary (see Creese et al., 2008; Jarzabkowski et al., 2015)
as well as more international. It increased our reach into
the prison and provided respondents with a range of ways
in which they could engage and share their stories, as we
brought different identities, experiences, language skills,
and expertise into the field (Scales et al., 2008). We had different habits and research orientations, as well as different
ways of seeing. Our collective aim was to combine all the
advantages of meaningful quantification (the survey) with
a qualitative and collaborative foray into the prison. The
methodological ‘leaders’ had not realised how intuitive their
research style was. This aspect of the research, too, had to
be articulated, and the term argued over, as team members
challenged, reflected on, or defended, aspects of what we
would normally take for granted:
Intuition is ‘the sense … that is capable of seeing’ …
of ‘perceiving connections’ that might not at first sight
be visible, that requires suspending, or holding back,
‘the curiosity-ridden anxiety of arriving at facts and
reason’. Sometimes the ‘fleeting wild truth … does
not arrive by means of reasoning or slow preparation
– but by surprise, revelation’. It ‘exceeds’ the existing
‘thinking apparatus’. (Stitzman, 2004, pp. 1144–47)
Stitzman refers to psychoanalysis, but research can be like
this too. We can develop a good ‘radar’ through experience,
but we won’t always know where to point it, or when it is
likely to be at its most active. Sometimes we do not know
why we ask certain questions, but we know ‘from where’ we
ask it—we ‘know that something must be conjugated there’
(ibid, p. 1152).
In the end, we came to agree that what we decided to
call ‘practised intuition’, grounded in expertise and accumulated knowledge, played a very important role in our
research, despite some discomfort amongst some members
of the team with this term (it was ‘risky’, or methodologically inappropriate). Intuition, as well as rigour, had always
played a significant role for some of us, but those of us who
relied upon it more had not articulated this aspect of our
work before because it was so ‘taken for granted’. Whilst
social scientific methods provided a scaffold, judgement,
feeling, and instinct guided us through each decision, each
day, and towards each insight. It was not always possible to
distinguish between ‘practical consciousness’ (built up experiential knowledge, or ‘scientific intuition’; Miller, 1996)
and good instincts, but a capacity to read a situation and
know what it calls for, drawing on a wide range of information beyond ‘scholarship’, and cumulative experience, was
essential to our research practice. We know much of what
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132
we know (for example, in a prison, that a riot is brewing,
that violence is in the air, or that someone is upset), but we
also often theorise, non-cognitively. Paying attention to the
moods and sensitivities of those around us, the unspoken
sub-text, the feeling in a room, and the connections between
observations, required keeping the pathway to our intuitions
or instincts fully open. Being receptive and questioning, and
checking our readings against those of others in the team,
produced better readings of complex situations than being
certain, or slavishly following all the methodological rules
(e.g. the gathering of a representative sample, or the strict
following of the ordering of questions in an interview schedule, as ethical committees often expect). The idea of the
dinner with senior managers on our first evening, before the
fieldwork began, for example, just ‘felt right’. It broke some
methodological rules about levels of engagement and ‘taking sides’, but it felt to us, in an instant, that trust, as well
as sensitivity, could be built via taking semi-social time to
be real, attentive, and hospitable. We were walking into an
international diplomatic experiment, in which people had
invested their professional identities. Not to work through
some understanding of what that felt like seemed neglectful. Feeling and care can be integrated into our work without us taking sides, or ‘going native’ (Belenky et al., 1997;
Engelke, 2017).
Likewise, our struggle to ‘read’ the prison at first, and to
position the staff, was linked to the presence of two competing models of criminal justice, which we could only identify once we helped each other to bring our own ‘hidden
penologies’ out in the open. This was an inductive, intuitive,
dialogic process.
Practical or ‘intelligent’ intuition looks out for the feel
of the situation, for resonance, surprising connections, and
creative possibilities. It involves cognitive and emotional
resources working in tandem; an artist’s as well as a scientist’s imagination (Gompertz, 2015). Emotions are, after all,
appraisals of experiences or thoughts—in this sense, they are
also a form of information processing (van Mulukom, 2018):
In order to make our best decisions, we need a balance
of intuition -- which serves to bridge the gap between
instinct and reasoning -- and rational thinking … There
is a cultural bias against following one’s instinct or
intuition. We don’t have to reject scientific logic in
order to benefit from instinct. We can honor and call
upon all of these tools ... By seeking this balance we
will finally bring all of the resources of our brain into
action. (Francis Cholle, 2011 The Intuitive Compass)
This is hard work. It requires time and sharpened sensibilities. It means ‘seeing deeply’, being fully present and connected, and staying agile and attuned at all times. It means
holding plans in suspense, making decisions along the way,
feeling our way through the fieldwork, solving unexpected
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International Criminology (2021) 1:123–134
problems, and interpreting puzzles moment by moment.
It requires full engagement throughout. We worked at the
edges of our competence, in intimate dialogue with each
other, learning as much from our relatedness to others as
we did from formal ‘data’. ‘Ethnography-led measurement’
(Liebling, 2015) relies upon a kind of ‘discerning’—trying
to detect and articulate rather than create or impose a shape
in the social universe. Here, we were doing this discerning
together. It is a very ‘alive’ and often joyful way of doing
research, even in challenging contexts. Intuition can be disciplined, shared, and tested. It is a skilled resource in social
research (see Wright Mills, 1959).8
Doing this in a transnational team, asking questions of
each other continually, helped to develop and refine our conceptual and theoretical instincts, made us more overtly aware
of what was and was not ‘there’ in the field, and helped us
to formulate an account that was informed by cultural differences and tensions as well as shared understandings. We
pooled our collective experience, enabling insight to develop
between us. Expressing these differences ‘awakened the
mind’s attention from the lethargy of custom’, and ‘removed
the film of familiarity’ that sometimes obscures our vision.9
We developed both trust in, and scepticism about, our own
instincts by sharing them with others.
Via these methods, we found our way to two different
prison moralities, each inarticulate until confronted by
another. We also identified our own, often for the first time,
by ‘occupying’ the perspectives of distinct groups of staff,
prisoners, and project managers engaged in a tricky experiment at the limits of penal legitimacy, trying their utmost to
be professional, in a place where force and different models
of penal justice collided. There were contradictions, and
incompleteness, in our account. Participants sometimes
gave very partial accounts of their model, or thought it was
fading, in the Dutch case, beyond the special case of Norgerhaven. But there were also moments of insight and learning:
Our staff work the Norwegian way now. They do a
second interview. It’s exclusive to this prison. They ask
about offending. That’s not in our standard training.
(Dutch Senior manager)
Prisons interest us precisely because we see ‘concepts
in action’, intensified, absent and present, and starkly made
real. This project helped us to recognise more explicitly than
we had before that there are ‘interdependencies between
concepts and the lives of people who use them’ (Winch,
2008, p. 20). This includes the concepts that researchers use,
and the ‘ideas’ we can see.
8
9
See especially his ‘On Intellectual Craftmanship’, ibid: 195–226.
Coleridge, on Wordsworth, in Preface to the Lyrical Ballads, 1802.
International Criminology (2021) 1:123–134
Acknowledgements We would like to acknowledge the assistance of
the Norwegian Correctional Service (KDI) for commissioning this
research, staff and prisoners at Norgerhaven for their gracious assistance, and Irene Fortuyn for the invitation to AL and YJ to visit the
site in 2016, and for inspiring our interest in the prison. We are deeply
grateful to Luigi Gariglio, Prisons Research Centre colleagues, and
our anonymous reviewers, for thoughtful feedback on a first version
of this article.
Funding This research was partially funded by the Norwegian Correctional Service (KDI).
Data Availability The study was approved by the Norwegian Centre for
Research Data (Project Numbers 53502 and 51243). Because of sensitivity, access to the data is restricted to the research team members.
Declarations
Conflict of interest Berit Johnsen and Tore Rokkan are employed by
the Norwegian Corrections Service (KDI) Research Institute (KRUS).
Open Access This article is licensed under a Creative Commons Attribution 4.0 International License, which permits use, sharing, adaptation, distribution and reproduction in any medium or format, as long
as you give appropriate credit to the original author(s) and the source,
provide a link to the Creative Commons licence, and indicate if changes
were made. The images or other third party material in this article are
included in the article’s Creative Commons licence, unless indicated
otherwise in a credit line to the material. If material is not included in
the article’s Creative Commons licence and your intended use is not
permitted by statutory regulation or exceeds the permitted use, you will
need to obtain permission directly from the copyright holder. To view a
copy of this licence, visit http://creativecommons.org/licenses/by/4.0/.
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