EVOLUTION
INTERNATIONAL JOURNAL OF ORGANIC EVOLUTION
PUBLISHED BY
THE SOCIETY FOR THE STUDY OF EVOLUTION
Vol. 58
March 2004
No. 3
Evolution, 58(3), 2004, pp. 455–469
EVOLUTION OF MULTIHOST PARASITES
SYLVAIN GANDON
Génétique et Evolution des Maladies Infectieuses, UMR CNRS/IRD 2724, Institut de Recherche pour le Développement,
911 Avenue Agropolis, 34394 Montpellier Cedex 5, France
E-mail:
[email protected]
Abstract. Multihost parasites can infect different types of hosts or even different host species. Epidemiological models
have shown the importance of the diversity of potential hosts for understanding the dynamics of infectious disease
(e.g., the importance of reservoirs), but the consequences of this diversity for virulence and transmission evolution
remain largely overlooked. Here, I present a general theoretical framework for the study of life-history evolution of
multihost parasites. This analysis highlights the importance of epidemiology (the relative quality and quantity of
different types of infected hosts) and between-trait constraints (both within and between different hosts) to parasite
evolution. I illustrate these effects in different transmission scenarios under the simplifying assumption that parasites
can infect only two types of hosts. These simple but contrasted evolutionary scenarios yield new insights into virulence
evolution and the evolution of transmission routes among different hosts. Because many of the pathogens that have
large public-health and agricultural impacts have complex life cycles, an understanding of their evolutionary dynamics
could hold substantial benefits for management.
Key words.
Epidemiology, evolution, parasite, transmission, virulence.
Received July 2, 2003.
Accepted October 23, 2003.
Multihost parasites can infect and exploit different types
of host. These types refer to different variants (i.e., genotypes
or phenotypes) within the same host species or to different
host species (Taylor et al. 2001; Woolhouse et al. 2001; Haydon et al. 2002; Holt et al. 2003). In particular, most emerging
human, domestic animal, and wildlife diseases are caused by
parasites infecting multiple host species (Taylor et al. 2001).
Several epidemiological studies have shown how the multiplicity of potential hosts can affect the dynamics of infectious disease (Anderson and May 1991; Dushoff 1996; Hess
1996; Woolhouse et al. 1997, 2001, 2002; Diekmann and
Heesterbeek 2000; Haydon et al. 2002; Roberts and Heesterbeek 2003; Holt et al. 2003). This theoretical knowledge
may help to design intervention measures. In particular, identifying and managing reservoirs of multihost parasites plays
a crucial role in effective disease control (Haydon et al. 2002).
Despite the proliferation of epidemiological studies, the
evolutionary consequences of multihost life cycles remain
largely overlooked as classical models of virulence evolution
focus on simpler, single-host systems (Frank 1996; Woolhouse et al. 2001). Because the machinery required for infection, exploitation, and transmission is likely to vary from
one host to another, the selective pressures acting on parasites
in different hosts may also vary. How should a parasite respond to this heterogeneity of their environment (i.e., host
diversity)? First, the parasite may alter its exploitation strat-
egies of the different habitats by, for example, evolving more
intense exploitation (virulence evolution) of better-quality
hosts. Second, the parasite may evolve habitat choice strategies (transmission evolution) to infect better-quality hosts.
The evolution and the coevolution between virulence and
transmission may yield very different parasite life cycles. For
example, evolution in multihost environments may yield one
(or several) specialist strategies able to exploit only a single
host type, and/or a generalist parasite strategy able to exploit
all these different hosts. Which factors govern the ultimate
evolutionary and coevolutionary outcomes?
Here, I present a general theoretical framework for the
study of parasite life-history evolution in a multihost context.
This framework is derived from simple epidemiological models and can be used to derive evolutionary stable virulence
and transmission strategies. This analysis demonstrates the
importance of epidemiology (the relative quality and quantity
of different types of infected hosts) and of the constraints
among the different evolving traits (both within and between
different hosts). I illustrate the potential use of this model
through different examples under various ecological and evolutionary assumptions. I begin with an analysis of the evolution of parasite exploitation strategies and virulence under
different transmission patterns. Next, I focus on the special
case of the evolution of indirect (e.g., vector-borne) transmission and its coevolution with parasite virulence. These
455
q 2004 The Society for the Study of Evolution. All rights reserved.
456
SYLVAIN GANDON
different evolutionary scenarios illustrate the diversity of
host-parasite life cycles. They show how epidemiology may
act on life-history evolution and, reciprocally, how life histories may feed back on the epidemiological dynamics of the
interaction. These complexities emerging from multihost
models yield new and testable predictions on the evolution
of parasites. In particular, these models yield new insights
for the understanding of virulence evolution. The implications for public-health policies and virulence management
are discussed.
LIFE CYCLES
AND
EPIDEMIOLOGICAL DYNAMICS
The parasite may infect n different types of host. Each host
type may have different intrinsic mortality, di, and, when
infected, they may have different recovery rates, gi. The parasite life-history traits may also vary among different hosts.
The transmission rate from one individual host to the next,
bji, may depend on both the type of origin, j, and on the
recipient type, i. The virulence of the parasite, ai (the induced
host mortality rate) may also vary across the different hosts.
This yields the following system of n differential equations
(where the dot refers to differentiation with respect to time):
ẏ i 5 x i
O b y 2 (d 1 a 1 g )y ,
j
ji j
i
i
i
(1)
i
where yi and xi refer to the density of infected and uninfected
hosts of type i, respectively. In matrix form this yields ẏ 5
m·y, with y 5 (y1, y2, . . . , yn) and m 5 B 2 D, where B is
a matrix whose elements are bjixi, the expected number of
secondary infections of host type i per infected host of type
j, and D is a diagonal matrix whose elements are di 1 ai 1
gi, the sum of mortality and recovery rates for each type of
infected host. The matrix m can be used to derive the instantaneous growth rate of the parasite population (Appendix
1). Alternatively, the matrix M 5 BD21 can be used for the
derivation of a per generation growth rate of the parasite
population (Appendix 1). In particular, the basic reproductive
ratio of the parasite (the per generation growth rate of the
parasite introduced in a naive host population) is given by
the dominant eigenvalue of M.
For the sake of simplicity, in the remainder of this paper,
I will only consider the simpler case with two hosts. Figure
1 gives a schematic representation of this life cycle. In this
case the basic reproductive ratio is:
R0 5
b11
b22
x̂1 1
x̂ ,
d1 1 a1 1 g1
d2 1 a2 1 g2 2
5
]6
2 1/ 2
(2)
where the x̂i values are the equilibrium densities of the different types of hosts in the absence of the parasite. The above
quantity can then be used to determine if the parasite can
maintain itself in the host population. If R0 . 1, the parasite
will be able to create an epidemic in a previously virgin
(3)
which is the sum of reproductive ratios on each host (Anderson and May 1991; Dushoff 1996; Gandon et al. 2001a,
2003). Note that this sum involves only within-type transmission despite the fact that between-type transmission occurs.
Imagine another situation where the parasite sequentially
exploits the two different types of hosts. This may occur when
the parasite is sexually transmitted through heterosexual contacts (from one sex to another) or with vector-borne parasites
(e.g., from vertebrate to invertebrates, see scenario 2 below).
In these situations bii 5 0 (for all i), which yields:
!(d 1 a 1 g )(d 1 a 1 g ) x̂ x̂ .
b12b21
1 2
1
(b12b21 2 b11b22 )
1
x̂ x̂
(d1 1 a1 1 g1 )(d2 1 a2 1 g2 ) 1 2
[
population, and when R0 , 1, it will always go extinct before
producing any epidemic. More complex situations with higher number of hosts can be analyzed using similar methods
(Diekmann et al. 1990; Diekmann and Heesterbeek 2000).
Some simplification may occur depending on the pattern
of transmission. Suppose, for example, that transmission is
the product of two functions: bji 5 pjfi, where pj measures
the production of propagule of the parasite infecting a host
type j, and fi is the susceptibility of the host type i (see
scenario 1, below). In this situation b12b21 2 b11b22 5 0,
which yields:
R0 5
b11
b22
R0 5
x̂1 1
x̂
2(d1 1 a1 1 g1 )
2(d2 1 a2 1 g2 ) 2
b11
b22
1
x̂1 1
x̂
2(d1 1 a1 1 g1 )
2(d2 1 a2 1 g2 ) 2
FIG. 1. Schematic representation of parasite life cycle with two
different types of hosts. These two types of hosts may have different
intrinsic mortality rates (d1 and d2). They may also suffer differentially from being infected, yielding different parasite-induced
mortality rates (i.e., virulences a1 and a2) and different recovery
rates (g1 and g2). The parasite transmission pattern is described by
the four transmission rates that refer to within-type (b11 and b22)
and between-type (b12 and b21) transmission.
1
1
2
2
(4)
2
In contrast with equation (3), the basic reproductive ratio is
a product (instead of a sum) of two quantities which describe
between-type transmission. This product reflects the obligation for the parasite to exploit these two hosts sequentially.
Note that the square root comes from the fact that the completion of the whole life cycle requires two generations: one
generation from one host to the next and another generation
to go back to the original host (Roberts and Heesterbeek
2003). It is also interesting to note that the situation in which
all bii 5 0 is analogous to the case in which the parasite
infects a single host but produces free-living stages. Here,
the parasite appears sequentially in two states: (1) within
infected hosts; and (2) in the environment (as a free-living
457
MULTIHOST PARASITES
propagule). If no direct transmission occurs (i.e., b11 5 0)
and if propagules cannot reproduce in the environment (i.e.,
b22 5 0), this yields an expression of the basic reproduction
ratio very similar to equation (4) (e.g., Bonhoeffer et al.
1996).
The importance of life-cycle architecture to the basic reproductive ratio has long been recognized (Anderson and
May 1991; Dushoff 1996; Woolhouse et al. 2001, 2002; Haydon et al. 2002). Next, I emphasize the importance of such
life-cycle geometry for parasite evolution.
EVOLUTIONARY DYNAMICS
In the above analysis, the parasite life-history parameters
(ai, bji, and gi) are fixed quantities. However, virulence, transmission and recovery will evolve if there is genetic variation
in the parasite population. Consider a mutant parasite with
life-history traits that differ from the resident parasite population, where z* 5 (z*
1 , z*
2 , . . . ) is the vector of mutant traits
and z 5 (z1, z2, . . . ) is the vector of resident traits. As an
example, these vectors may be of size n(n 1 2) (i.e., n transmission rates, plus one virulence, plus one recovery rate, in
each of the n hosts). The initial dynamics of a mutant introduced in a monomorphic resident population can be described
by ẏ* 5 m*·y*, with y* 5 (y*
1 , y*
2 , . . . ) and where m* is
analogous to m but refers to the mutant parasite (Appendix
2). The fate of the mutant strategy (extinction or invasion)
can be derived from its initial growth rate, which is given
by the dominant eigenvalue, r*, of m* (Appendix 2). The
recurrent invasion and fixation of mutants may ultimately
lead to an evolutionarily stable strategy (ESS). The following
condition must be satisfied for z to be at an evolutionary
equilibrium:
)
dr*
dz*i
5 0,
for all i ∈ [1, n(n 1 2)].
(5)
z5z*
Note however, that equation (5) is the condition for an internal evolutionary equilibrium only. Additionally, higher order conditions must be used to check if this equilibrium is
locally and globally stable (Taylor 1989; Geritz et al. 1998;
Kisdi and Geritz 1999; Gandon et al. 2003; Leimar, in press).
Global and/or local instability may lead to more complex
situations (e.g., evolutionary bistability, evolutionary branching). Some of these complexities will be encountered and
discussed in the analysis of the different examples presented
below.
In the absence of any constraints (e.g., if each trait can
evolve independently of the other traits), parasite evolution
would lead to a minimization of virulences (ai) and recovery
rates (gi) and to a maximization of transmission rates (bij).
Indeed, the parasite always benefits from longer duration of
the infection and higher transmission. However, I assume
some trade-off will constrain the range of possible phenotypes. Formally, this means that parasite traits will be correlated (e.g., transmission and virulence: db11/da1 ± 0) and,
consequently, selection on a given trait (e.g., virulence) will
be governed both directly by the effect of this trait on parasite’s fitness and indirectly through the effect of correlated
traits (e.g., transmission). The strength of such indirect effects will depend on statistical regression coefficients Cij 5
dzj/dzi between traits. The use of the chain rule on equation
(5) yields:
C¹r* 5 0,
(6)
where 0 is the vector of n(n 1 2) zero elements, C is the n(n
1 2) 3 n(n 1 2) matrix of regression coefficients Cij, and ¹
is the gradient operator (]/]z*
1 , (] /]z*
2 , . . . ), where everything
is evaluated at the point where ai*, 5 ai, bij* 5 bij, and gij*
5 gij. The matrix C is thus a function of the state z of the
resident population. The constraints between the different
parasite traits may change as the population evolves (i.e., C
may change as the population proceeds toward the ESS equilibrium). However, note again that equation (6) provides only
the condition for an evolutionary internal equilibrium. A fully
dynamical theory of evolutionary change (allowing to track
the speed of evolution of the different traits) requires further
information regarding the additive genetic variance of each
trait (Lande 1982; Charlesworth 1993; Abrams 2001; Day
and Proulx 2004). In particular, note that G 5 CV, where G
is the matrix of additive genetic covariances among the different traits and V is the vector of additive genetic variance
of each trait. In the present paper, however, I assume there
is sufficient genetic variance (sufficient to reach the equilibrium obtained with eq. 6) and will focus only on the analysis
of factors that may modify this ultimate evolutionary outcome. At this ultimate equilibrium different modeling approachs all yield conditions very similar to equation (6).
Quantitative genetics yield the classical result of selection
on multivariate traits: G¹r* 5 0 (Lande 1982; Charnov 1989;
Iwasa et al. 1991; Charlesworth 1993). The canonical equation of adaptive dynamics (Dieckmann and Law 1996) yields
mys¹r* 5 0, where m is half the mutation rate, y is the
prevalence of the parasite, and s is the variance-covariance
matrix of the multivariate distribution of mutation (within
this framework, the constraints between traits are assumed
to emerge from the mutation process).
To facilitate the interpretation of equation (6), I replace r*
by an alternative fitness function (e.g., Taylor and Frank
1996; Frank 1998):
w* 5
O v m* u 5 O c m*,
j
i,j
ij i
i
i
i
(7)
where vj is the individual reproductive value of parasites
infecting an individual host of type j, m*
ij is the element at
the ith column and jth line of m*, and ui is the density of
infected hosts of type i (when the parasite has reached a stable
distribution between the different types of hosts). The vectors
u and v are dominant right and left eigenvectors of m, respectively (see Appendix 1). Note that m* is a function of
both mutant and resident strategies (z* and z, respectively),
whereas u and v depend only on the resident strategy. The
final equality in (7) derives from the definition of the class
reproductive value of parasites infecting host population of type
i, ci 5 viui, and the weighted sum of transitions between i and
j, m*
i 5 Sj (vj/vi)m*
ij (Taylor and Frank 1996). This yields the
following condition for evolutionary equilibrium:
O c [C¹(m*)] 5 0.
i
i
i
(8)
The use of equation (8) is particularly insightful because it
458
SYLVAIN GANDON
shows that the direction of evolution is given by the sum of
the selective pressures acting within the different types of
hosts, weighted by the reproductive values, ci, of parasites
infecting these different host populations (for other illustrations of the use of reproductive values to understand selection
in heterogeneous environments, see also Holt 1996; Frank
1998; Rousset 1999). In other words, evolution may be altered by three factors: (1) C¹(m*
i ), the selection occurring
in the different hosts (this includes both direct and indirect
selection); (2) vi, the quality of these hosts for the parasite
(i.e., the individual reproductive values of parasites); and (3)
ui, the prevalence of the parasite among these different hosts.
This last point indicates how epidemiology could feed back
on parasite evolution.
As pointed out above, the relative intensity of direct and
indirect selection is governed by C. Figure 2A gives a schematic representation of C when the parasites infect two types
of hosts. It shows that constraints may occur within each type
of host (between virulence, recovery, and transmission, as
indicated by the gray cells in Fig. 2A) and/or between different types of hosts.
Within-Type Constraints
If parasite phenotypes in one host do not covary with phenotypes in the other, evolution proceeds independently in the
two hosts. Here, as in classical models of virulence evolution
(with only one host), parasite evolution is only constrained
by within-host trade-offs.
It is often assumed that transmission and virulence are two
phenotypic expressions of an underlying pleiotropic trait
(e.g., host exploitation, parasite growth rate). This yields a
positive relationship between the benefit of exploitation
(transmission) and its cost (virulence): db*
11 /da*
1 . 0. There
is some empirical data on several very different host-parasite
systems (Fenner and Fantini 1999; MacKinnon and Read
2003) supporting this hypothesis. This relationship yields
intermediate values of evolutionarily stable virulence and
transmission if it has the additional property transmission
2
saturates with high virulence (d2b*
11 /da*
1 , 0). The empirical
data supporting this hypothesis remains weak (probably because statistical tests of such saturating relationships are very
demanding).
Similarly, recovery rates could also be linked to virulence
and transmission because the ability to clear a parasite will
also depend on its within-host growth rate (which also impacts on virulence and transmission). In particular, it is often
assumed that faster reproducing parasites are more difficult
to clear (Anderson and May 1982; Frank 1996). There is
good empirical evidence supporting this hypothesis (Anderson and May 1982; Fenner and Fantini 1999; MacKinnon
and Read 2003). A single trade-off between virulence and
recovery may also yield intermediate levels of evolutionarily
stable virulence (Anderson and May 1982; Frank 1996).
However, in many situations, it would be more relevant to
envision a trade-off in virulence with both transmission and
recovery.
Between-Type Constraints
When some correlation exist between different hosts, the
evolution of a trait expressed in one host depends also on
the selection acting on traits expressed in different hosts. The
direction of evolution will thus depend on the pattern of
correlation between traits, which could potentially take any
form (correlations could be all negative, all positive, or a
mixture of positive, negative, and/or zero). However, in principle, it is possible to provide a mechanistic explanation for
the emergence of a given pattern of correlation. I will focus
here on two contrasting situations that illustrate cases with
positive or negative between-host types correlations.
First, imagine that the same parasite machinery is required
for the exploitation of both hosts but that some hosts are
more resistant than others (e.g., if the immune system is more
efficient in reducing within-host growth rate). Infection by
the same parasite would thus result in different levels of
exploitation in the two hosts, yielding also different levels
of virulence, recovery, and transmission. A mutant parasite
that adopts a more intense exploitation strategy would increase its exploitation on both hosts, and this would lead to
a positive covariance between traits expressed in different
hosts. For example, MacKinnon and Read (1999, 2003) found
that more virulent strains of Plasmodium chabaudi produce
more transmission stages (within-host trade-off between virulence and transmission) and that they are more difficult to
clear (within-host trade-off between virulence and recovery).
They also found that the most virulent strains in immunologically naive mice are also more virulent, transmissible,
and difficult to clear in semi-immune mice (Mackinnon and
Read 2003). This generates positive (virulence, transmission)
and negative (recovery) genetic covariances between parasite
traits expressed in naive and semi-immune mice (Fig. 2B).
Best and Kerr (2000) obtained similar results using different
strains of myxoma virus to infect laboratory rabbits (naive
host) and naturally resistant rabbits.
Second, imagine a situation in which different machineries
are required for the exploitation of the two hosts. This may
well be the case if the two types of hosts are different species
representing different resources for the parasite (e.g., malaria
parasites where asexual growth occurs in the vertebrate host
and sexual reproduction in the vector). Under such a scenario,
one may expect no genetic covariation between traits expressed in different hosts. However, if the optimal exploitation of one type of host (adaptation to this host) is associated with a reduced ability to exploit another host (i.e.,
trade-off between the exploitation of the two hosts), this
could result in negative genetic covariances. For example,
Davies et al. (2001) observed a trade-off in the reproductive
success of schistosomes in their mammalian and molluscan
hosts (Fig. 2C). Further evidence of negative between-hosts
correlations in parasite fitness come from serial-transfer experiments. When parasites are serially transmitted from one
host to another host of the same type, the virulence in this
host type increases but often with an accompanying decrease
of virulence (i.e., attenuation) in other types of host (Ebert
1998).
The two contrasting situations presented above illustrate
how mechanistic differences in the exploitation of the different hosts (i.e., whether the parasite uses the same machinery to exploit different hosts) influence the pattern of
genetic covariances between traits. This point has previously
been raised at the within-host level where a better under-
MULTIHOST PARASITES
459
FIG. 2. Schematic representation of the regression matrix C between parasite life-history traits. (A) The full matrix for the general twohost model as it is presented in Figure 1. I do not give the values below the diagonal because they can be derived from values above
the diagonal. I highlight in gray the regression coefficients required for the classical analysis of parasite evolution on a single host. The
white cells show that adding another host in the system substantially increases the number of constraints that may act on parasite evolution.
Covariances between traits expressed in different hosts have actually been measured in different host-parasite systems. (B) and (C)
present qualitative summaries (only the sign of the regression) of results obtained for the rodent malaria (MacKinnon and Read 2003)
and for schistosomes (Davies et al. 2001), respectively. In (B) the two types of hosts are naive and semi-immune mice (MacKinnon and
Read, 2003). In (C) the two types of hosts are the snail (intermediate host) and the mouse (definitive host). The signs in parentheses
indicate nonsignificant regression coefficients. Note that it is classically assumed that within a single host the regression between virulence
and transmission is positive, the regression between recovery and virulence is negative, and the regression between recovery and
transmission is also negative. Rodent malaria follows these assumption (see B), but not schistosome in the snails because transmission
is negatively correlated with virulence (see C). The between-host constraints also differ in these two examples: the correlations of
between-type transmission rates is positive in malaria and negative in schistosome. This qualitative difference is highlighted with a
dotted square in B and C.
standing of the interaction between parasites and the immune
system, for example, could help predict the relationship between virulence, recovery, and transmission (Antia et al.
1994; Ganusov et al. 2002; Gilchrist and Sasaki 2002; André
et al. 2003; Ganusov and Antia 2003). The generalization of
such mechanistic approach to multihost parasites may help
us understand the emerging pattern of genetic covariances at
both the within- and between-host levels (J. B. André and S.
Gandon, unpubl. ms.).
In the following, I illustrate the use of the above evolutionary model (eq. 8) through different examples. For the
sake of simplicity, I assume no recovery from infection and
focus on virulence and transmission evolution. Moreover, the
functions relating these two traits in the two different hosts
will not emerge from an explicit description of within-host
dynamics. Instead, I will use general functions derived from
a mix between some available empirical knowledge and implicit arguments regarding within-host dynamics.
In the first evolutionary scenario, I focus on the evolution
of the virulence of a parasite exploiting two hosts with different levels of resistance. This scenario is inspired from
situations in which a fraction of the host population is naturally or artificially (e.g., vaccination) immunized. The main
point here is to show how transmission routes (the relative
amount of within-host-type and between-host-type transmission) and epidemiology (the relative abundance of the two
hosts) may affect the evolutionary outcome.
The second evolutionary scenario focuses on the evolution
of alternative transmission routes via a new host. This scenario is inspired from a situation in which a parasite may
infect two different host species (the focal host and a vector).
First, I study which factors may govern the evolution of
vector-borne transmission and, second, I show how the emergence of a new transmission route may feed back on the
evolution of virulence.
SCENARIO 1: VIRULENCE EVOLUTION UNDER DIFFERENT
TRANSMISSION PATTERNS
Here I address the evolution of virulence when parasite
phenotypes in both host types are under the control of a single
pleiotropic trait, the host exploitation strategy, «. The heterogeneity of the host population will affect the evolution of
this trait when the selective pressures acting on it vary among
different hosts. The weights associated with these different
selective pressures are strongly dependent on the relative
460
SYLVAIN GANDON
amount of within- and between-type transmission. These different transmission routes will necessarily fall between two
extreme cases of: (1) no between-type transmission ( bij 5 0
for i ± j, and parasite life cycle consists of two direct cycles
on two different hosts); and (2) no within-type transmission
(bii 5 0 for all i, and parasite life cycle consists of a single
indirect cycle).
To illustrate these different situations, it is convenient to
assume the following relationships:
bij[«] 5 pi[«]fij.
(9)
The parameter pi[«] refers to the production of propagules
in the host of type i. Note that this production is assumed to
depend on the host exploitation strategy, «, which also affects
parasite virulence (see below). The parameter fij specifies
the amount of transmission between propagules produced in
an individual host of type i to other individuals of type j. In
other words, the parameter fij governs the shape of the transmission pattern. In the present example I assume that this
transmission pattern is not affected by the host exploitation
strategy of the parasite (i.e., fij does not depend on «), but
this assumption will be relaxed below (scenario 2).
The characterization of the selective pressures acting in
the two different hosts requires further assumptions regarding
the within-host constraints and the relationship between virulence and transmission. Regoes et al. (2000) devised a twohost model where virulence in one host is traded off against
virulence in the second host. They showed that such a negative relationship between virulence levels yields intermediate values of the evolutionarily stable virulence even in the
absence of any link between transmission and virulence. Here
I will analyze a different situation where traits expressed in
the two hosts (virulence and transmission) are positively correlated, as in MacKinnon and Read (2003; see the above
discussion of this work). Following Gandon et al. (2001a,
2003), I assume the following relations:
p1 [« ] 5
«
,
11«
a1 [« ] 5 « ,
p2 [«] 5 p1 [(1 2 r)«]
a2 [«] 5 (1 2 r)«.
and
(10a)
(10b)
The logic behind these assumptions is as follows. Host exploitation allows the parasite to produce propagules (p is an
increasing function of exploitation «), but such exploitation
has a deleterious effect on the host (virulence, a, increases
with exploitation «). These relationships vary among different hosts, and the parameter r governs these differences. This
parameter could be viewed as a resistance mechanisms
against the parasite (the parameter r2 in Gandon et al. 2001a,
2003). Higher resistance decreases parasite within-host
growth rate and, consequently, its transmission, p, and its
virulence, a. Note that the above assumptions yield positive
covariances between all the parasite life-history traits (as in
Fig. 2B, with the exception of recovery rates).
The above assumptions also yield different optimal virulence strategies, ai, in the two hosts: a1 5 Ïd1 on host type
1 and a2 5 Ïd2/(1 2 r) on host type 2 (Gandon et al. 2001a).
One would expect that, when both hosts coexist, the selection
acting on the evolution of the parasite would push the trait
somewhere between these two optimal values. Will the evo-
lutionary outcome be closer to the optimum for one host over
the other? Will evolution in such a heterogeneous host environment always lead to a single generalist strategy, or could
it lead to a polymorphic situation with two (or more) strategies specialized on the different types of hosts? The answers
to these questions are obtained through the analysis of parasite fitness, which itself depends on the densities of each
type of host (see eq. 8). Thus, a full evolutionary analysis
requires first a complete description of the epidemiological
model and, in particular, the dynamics of uninfected hosts.
For the sake of simplicity, I assume as in Gandon et al. (2003)
that:
1 O b y 2x
5 l p 2 1d 1 O b y 2 x ,
ẋ1 5 l (1 2 p) 2 d1 1
ẋ2
2
i
i
i2 i
i1 i
2
1
and
(11a)
(11b)
where l is the rate of host immigration (this parameter refers
to both immigration and fecundity) and p measures the proportion of the second type of hosts (the resistant ones) among
immigrants.
Figure 3 illustrates the effect of different transmission patterns on the evolution of parasite virulence. I present a simple
case where f11 5 f22 5 1 and vary only the value of f12 5
f21 between 0.2 and 5.0. This allows me to contrast situations
where the ratio of between- and within-type transmission
varies.
Figure 3A shows the effect of the frequency of the second
type of host among immigrants, p, on evolutionarily stable
virulence. Not surprisingly an increase in p yields higher
virulence (because the optimal virulence on the second type
is higher, a2 . a1), but the effect of p depends strongly on
the transmission patterns. When there is more within-type
transmission (fii . fij), the evolutionarily stable virulence
is always very close to the optimal virulence on the more
abundant host. This yields a sharp increase of evolutionarily
stable virulence for small variations in p when both hosts are
abundant (p ; 0.5). In other words, this pattern of transmission favors specialization to the most abundant host. This
contrasts with the situation in which there is more betweentype transmission (fii , fij), where intermediate values of
virulence and more generalist strategies are favored.
Figure 3B shows the effect of another demographic parameter on virulence evolution, the intrinsic host death rate
of the second type of host, d2. Again, the transmission pattern
strongly affects the evolutionary outcome. When there is
more between-type transmission (fii , fij), an increase in
the intrinsic mortality of the resistant host (d2) favors higher
evolutionarily stable virulence as one would expect from the
analysis of classical single-host models of parasite virulence
(Anderson and May 1982; Frank 1996; Dieckmann et al.
1999). However, when there is more within-type transmission
the evolutionarily stable virulence may first increase but then
decreases with larger values of intrinsic mortality, d2. Again,
more within-type transmission favors specialization to the
most abundant host, and an increase in the mortality of the
second host type favors lower virulence when d2 . d1, be-
MULTIHOST PARASITES
461
FIG. 4. Deterministic simulations showing the evolution of parasite virulence. At the beginning of the simulation the parasite population is monomorphic with virulence a 5 0.5. Mutation occurs
at a rate m 5 0.01 and allows this trait to evolve. This simulation
illustrates a situation in which there is 10 times more transmission
within the same host types than between different host types (f11
5 f22 5 1 and f12 5 f21 5 0.1). This transmission pattern leads
to an evolutionary branching, yielding the coexistence of two different virulent strategies. The ratio of individual reproductive values
on the two different types of hosts (v̄1/v̄2, see Appendix 1) can be
used to measure the level of specialization of the two strains (Gandon et al. 2003). The low virulence strain is better adapted to the
first host (v̄1/v̄2 ø 2.78 . 1), and the high virulence strain is better
adapted to the second host (v̄1/v̄2 ø 0.37 , 1). Other parameter
values are as in Figure 3.
FIG. 3. Evolutionarily stable virulence (when measured on host 1)
against (A) the proportion, p, of host 2 among immigrants and (B)
the intrinsic death rate, d2, of host 2. Three different transmission
patterns are considered. The dotted line shows a situation in which
there is more within-type transmission than between-type transmission (f11 5 f22 5 1 and f12 5 f21 5 0.2). The dashed line
shows a situation in which within-type transmission is equal to
between-type transmission (f11 5 f22 5 f12 5 f21 5 1). The full
line shows a situation in which there is less within-type transmission
than between-type transmission (f11 5 f22 5 0.2 and f12 5 f21
5 1). In all these situations the equilibrium value is always evolutionarily stable (i.e., no evolutionary branching). Other parameter
values: l 5 20, d1 5 1, d2 5 1, r 5 2/3.
cause the first host (in which optimal virulence is lower)
becomes more frequent.
More generally, all these results can be explained by the
differences in class reproductive values of parasites infecting
different types of hosts. Reproductive values are the proper
weights associated with the selective pressures acting in these
different habitats. For example, with only between-type transmission (fii 5 0), the ratio of class reproductive values is
(d2 1 a2)/(d1 1 a1) (Appendix 1). This ratio is independent
of p, which explains why this parameter has no effect on
evolution. With a larger fraction of within-type transmission,
the ratio of class reproductive values depends more on the
availability of the different hosts. In particular, Gandon et
al. (2001a, 2003) studied a model with fii 5 fij and showed
how p (which could be viewed as a parameter measuring
vaccination coverage) affects the evolution of parasite virulence. At the other extreme, when fij 5 0 with i ± j, the
parasite population consists of two subpopulations evolving
in different directions. This favors the emergence and coexistence of different virulence strategies, a1 and a2, adapted
to each host. But evolution toward polymorphism may also
occur with low values of between-type transmission. For example, Figure 4 shows a situation in which evolutionary
branching may occur and lead to a polymorphic parasite population in which two virulence strategies coexist and each
strain is specialized to a different host (reproductive values
can be used to measure the level of specialization; see caption
of Fig. 4).
SCENARIO 2: COEVOLUTION OF INDIRECT TRANSMISSION
WITH VIRULENCE
The previous examples illustrate the importance of the pattern of transmission on virulence evolution. Here, I allow
different transmission patterns to evolve and coevolve with
virulence. As above, I assume the epidemiological dynamics
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SYLVAIN GANDON
described by equations (1) and (11). I will also follow the
assumption that transmission rates are the product of two
components, the production of propagule and the transmission route (bji 5 pjfji). The parasite can be transmitted directly from one individual to the next (where both individuals
are of type 1) or it can be transmitted indirectly via another
host species (host 2), which can be used as a vector toward
the infection of the first host (the focal host). To keep things
simple, this second host species is assumed not to suffer from
the parasite (i.e., a2 5 0, because the parasite exploits only
the focal host), but this assumption will be discussed later.
First, I analyze the evolution of the transmission pattern
and explore what factors may favor indirect (e.g., vectorborne) transmission. Second, because vector-borne transmission is likely to affect the evolution of parasite virulence on
the exploited host (Day 2001, 2003), I analyze the coevolution between the pattern of transmission and virulence.
Evolution of Indirect Transmission
Under what conditions will the parasite evolve strategies
allowing transmission via a new host (e.g., a vector) when
direct transmission may represent a seemingly simpler alternative? Of course, in the absence of any constraint on transmission, evolution would favor the strategy maximizing both
direct and indirect transmission routes. But, as discussed
above, it is very likely that different transmission routes will
require specific adaptations. For example, a specialization
toward more efficient between-type (indirect) transmission
may yield less efficient within-type (direct) transmission. In
the following, I thus assume a trade-off between these different transmission strategies:
f11 [t ] 5 t q1
and
f12 [t ] 5 (1 2 t ) q2 ,
(12a)
(12b)
where the parameters q1 and q2 allow consideration of different forms of trade-offs. For the sake of simplicity, I assume
that no transmission occurs between vectors (f22 5 0) and
that transmission from the vector to the exploited host is
constant (f21 5 1). I also assume that the production of
transmissible stages are constant in the two hosts (p1 5 p2
5 1, but this assumption will be relaxed below). This yields
the following transmission rates: b11[t] 5 tq1, b12[t] 5 (1
2 t)q2, b21 5 1, and b22 5 0.
Figure 5 shows the effect of the abundance of the vector
(where the ratio p/[1 2 p] measures the immigration rate of
vectors relative to the immigration rate of exploited hosts)
on the evolution of between-type transmission. Higher immigration and lower mortality of this second type of host
(the vector) yields higher level of evolutionarily stable between-type transmission. Indeed, both larger densities and
lower mortality makes it a better vector. Higher mortality of
the first type of host (i.e., d1 1 a1) also yields higher evolutionarily stable between-type transmission (not shown) because this mortality lowers the efficacy of transmission by
direct contact.
In Figure 5, I present a case with a convex trade-off (i.e.,
q1 5 q2 5 0.5). This favors intermediate levels of betweenhost transmission. However, other types of constraints (e.g.,
linear or concave) can yield complex evolutionary outcomes.
FIG. 5. Evolution of new transmission routes in response to a
change in the abundance of the different types of host. The evolutionarily stable (ES) between-type level of transmission is plotted
against the proportion, p, of the vector among immigrants. Note
that the ratio p/(1 2 p) gives the rate of immigration of the vector
relative to the exploited host. The upper line presents a case in
which the virulence on the first type of host is a1 5 5 (full line).
Lower virulence (a1 5 1, dashed line) and higher intrinsic host
mortality of the vector (d2 5 3, dotted line) favor lower ES betweentype transmission. Default parameter values: l 5 20, a1 5 1, d1 5
d2 5 1, q1 5 q2 5 0.5.
Evolutionary bistability may occur where the two alternative
equilibria are two extreme cases: (1) no indirect transmission
(i.e., the parasite adopts a direct life cycle and exploits a
single host); and (2) no direct transmission (i.e., the parasite
adopts an indirect life cycle and exploits the two hosts sequentially). Under some situations evolutionary branching
may also occur, leading to the coexistence of different transmission strategies (not shown).
Virulence Coevolution
Next, I explore how different transmission routes can coevolve with parasite virulence. I assume again that parasite
transmission depends on both the production of propagules
(p) and the transmission route (f):
bij[«, t] 5 pi[«]fij[«, t].
(13)
In contrast to the previous model, parasite transmission depends on two traits that may evolve independently.
First, the exploitation of host type 1, «, affects the production of propagules and the virulence in the first type of
host (p1[«] 5 «/(1 1 «) and a1[«] 5 «). However, it neither
affects the transmission from the vector nor the virulence on
this second host (p2 5 1 and a2 5 0). Second, as in equation
(12), the transmission strategy, t, measures the allocation
toward within-type transmission:
f11 [«, t ] 5 t q1 e2m«
f12 [t ] 5 (1 2
and
t ) q2 .
(14a)
(14b)
As above, I assume that no transmission occurs between vectors (f22 5 0) and that transmission from the vector to the
exploited host is constant (f21 5 1). Note the important difference that f11 is now assumed to be a decreasing function
of «, while f12 does not depend on «. This is to express the
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MULTIHOST PARASITES
FIG. 6. Coevolution of the transmission pattern with virulence in
response to a change in the abundance of the different types of
host. The evolutionarily stable (ES) between-type level of transmission (in gray) and virulence on the first type of host (in black)
are plotted against the proportion, p,, of the vector among immigrants. Parameter values: l 5 20, d1 5 d2 5 1, q1 5 q2 5 0.5, m
5 1.
fact that morbidity may impose some cost on direct transmission but not on vector-borne transmission (Ewald 1983,
1994; Day 2001, 2003; Ewald and De Leo 2002). Indeed,
the altered behavior of infected host may limit the contact
with some hosts (host 1) but not with others (host 2). In the
present model the parameter m refers to such morbidity cost.
Figure 6 presents the effect of the abundance of the vector
on the evolution of both transmission and virulence. Higher
vector densities yield more between-type transmission (as in
Fig. 5) but also higher virulence. The increase in evolutionarily stable parasite virulence is due to an increase in the
fraction of vector-borne transmission. Such transmission
route releases the morbidity cost of virulence expressed only
via direct transmission. Note the synergistic effects emerging
through the coevolution between transmission and virulence.
The evolution of larger between-type transmission increases
the selection for higher virulence (because this reduces the
morbidity cost of virulence) and, reciprocally, larger virulence tends to select for larger between-type transmission
(because, as explained above, higher virulence lowers the
efficacy of direct transmission). The above results suggests
that the relative abundance of the different types of host
(controlled by the parameter p in Figs. 5, 6) may be one of
the key factors explaining the evolution of very different
parasite life cycles.
DISCUSSION
Single-host models of parasite evolution have been very
useful for understanding some of the selective pressures acting on parasite life histories (Frank 1996; Stearns 1999; Diekmann et al. 2002). However, many parasites live in different
environments and exploit different types of host. The multihost framework presented here is an attempt to provide more
general tools to understand the evolution of parasite life histories. The general condition (8) for evolutinary equilibrium
identifies two main factors acting on this evolution. First,
evolution depends on direct and indirect selection occurring
in the different hosts (where indirect selection depends on
correlations among parasite life-history traits) and, as discussed above, this is mainly governed by within-host dynamics. Second, evolution depends also on the relative quality of the different hosts (i.e., the class reproductive values),
via the relative abundance of the different types of infected
hosts and the transmission patterns among these hosts. In
other words, evolutionary predictions strongly depend on
both microscopic (within-host dynamics) and macroscopic
(epidemiological dynamics) details of the host-parasite interaction.
The complexity emerging from the effects of both microscopic and macroscopic processes has practical implications
for virulence management of multihost parasites. These two
processes are likely to vary from one parasite species to another (e.g., cf. Figs. 2B and 2C) or even from one location
to another if the abundances of the potential host species vary
in these different locations. General recommendations to limit virulence evolution should thus be very cautious and virulence management, like more classical tools against infectious diseases, should focus on the development of specific
strategies against specific pathogens.
General models, however, may help to provide a broader
understanding of what shapes parasite life history. In particular, the generalization of simple single-host models generates new insights into the evolution of both virulence and
transmission strategies.
Virulence Evolution
The different evolutionary scenarios presented here illustrate how transmission pattern among different hosts may
affect virulence evolution. This pattern will affect virulence
evolution as long as different costs of virulence are associated
with the different transmission routes. Before analyzing the
evolutionary consequences of various transmission patterns
(i.e., the relative proportion of within- and between-type
transmission), it might be useful to contrast different types
of virulence costs. First, there might be fixed costs associated
with some transmission routes. For example, virulence may
carry a morbidity cost when transmission is direct (Ewald
1994; Day 2001). One may thus expect evolution to yield a
positive correlation between virulence on the focal host and
the amount of indirect transmission (Day 2001; Ewald and
De Leo 2002; see also Fig. 6, where transmission and virulence are coevolving). There is some empirical evidence
suggesting that, indeed, the case mortality is higher for vector-borne and water-borne diseases where morbidity has only
little effect on transmission efficiency (Ewald 1983, 1994;
Ewald and De Leo 2002). But these results are based on
correlations that could also emerge because of confounding
factors associated with these different transmission modes
(e.g., vector-borne and water-borne diseases are more prevalent in developing countries). More controlled comparative
studies and experiments artificially manipulating the mode
of transmission are required to demonstrate the importance
of different transmission patterns for virulence evolution. For
example, Bull et al. (1991) showed experimentally that vertical transmission selects for decreased virulence. This evolution results from the fixed cost of virulence associated with
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SYLVAIN GANDON
vertical transmission. Indeed, under this route of transmission, the parasite fails to infect new hosts when the parasite
kills its host before reproduction.
Second, there might also be dynamical costs associated
with transmission routes via some habitats (e.g., hosts), which
emerge from maladaptations to these habitats. This is a dynamical cost because the level of maladaptation results from
several factors including underlying constraints among the
different parasite traits, the transmission pattern itself, and
the relative abundance of the different hosts. Parasite adaptation to the most abundant host (Fig. 3A) may lead to maladaptive exploitation strategies in other, less frequent, hosts.
In these situations the parasite individual reproductive values,
vi, provide a relevant measure of the level of adaptation to
different types of hosts (Frank 1996, 1998; Gandon et al.
2001a, 2003). The maladaptation may either result from suboptimal exploitation of the host (avirulence) or, on the contrary, from overexploitation of the host (hypervirulence).
Ganusov et al. (2002) illustrated this point with a model of
parasite evolution that examined the effect of host population
heterogeneity induced by variations in the efficacy of immunity on optimal virulence. In this model the proportion of
different hosts is fixed (contrasting with the present framework, where heterogeneity depends on host demography and
parasite transmission strategy). In the absence of host heterogeneity, parasites evolve toward a host exploitation strategy that maximizes transmission without incurring mortality.
However, some heterogeneity yields an optimal strategy in
which some case mortality occurs because parasite occasionally infect hosts with inefficient immune systems. This
optimal strategy could appear maladaptive in both the most
sensitive hosts (where infection is lethal) and the most resistant ones (where this strategy does not maximize the duration of the infection). Understanding virulence evolution
thus requires a characterization of the selective pressures acting outside the focal host.
Biological examples of apparently maladaptive virulence
of parasites living in different environments are increasingly
coming to the forefront. For example, it has been suggested
that avirulence genes may be retained in Salmonella enterica
because they facilitate survival in nonhost environments. In
comparison with the wild-type parent, mutation of the pcgL
gene increased virulence and growth in vivo but strongly
reduced survival in vitro under nutrient-limiting conditions
(Mouslim et al. 2002; Foreman-Wykert and Miller 2003).
Also, the virulence of Cryptococcus neoformans, a soil fungus
that can infect mammalian hosts, may be the byproduct of
an adaptation for protection against soil predators such as
amoebae (Steenbergen et al. 2001).
There is also empirical evidence that different hosts may
constrain virulence evolution in the focal host. In humans,
the high virulence evolution of many zoonotic pathogens such
as Echinococcus multilocularis is probably driven by selection occurring in the main animal hosts (Woolhouse et al.
2001). A human host infection may thus appear as an accidental event for both the host and the parasite.
A reduction of the relative amount of between-type transmission decreases the cost of specialization (i.e., maladaption
in less frequent host) because these less frequent hosts are
rarely infected. More within-type transmission thus favors
specialization to the most frequent host (Fig. 3A). When the
different hosts are equally frequent, small variation in the
abundance of the different host may result in dramatic changes of the evolutionarily stable virulence. This variation of
host frequency may be due to differences in host immigration
rates (Fig. 3A) or to host mortality rates (Fig. 3B). This latter
result contrasts with the classical prediction derived from the
simplest host-parasite models that higher mortality should
select for higher virulence (Anderson and May 1982; Frank
1996; Dieckmann et al. 1999). Recent theoretical studies have
shown that other factors (superinfections, predation) may also
alter this prediction (Gandon et al. 2001a,b; Williams and
Day 2001; Choo et al. 2003). This demonstrates the potential
impact of the ecological setting on parasite evolution.
Extreme bias toward within-type transmission may result
in evolutionary branching and coexistence of different virulence strategies. Each of these strategies are specialized to
the different types of hosts (Fig. 4). Note that evolutionary
branching is favored in situations where the two hosts are
equally frequent (not shown) because the density of the less
frequent host may reach a threshold below which the parasite
density cannot be maintained. Evolutionary branching may
also emerge from other processes. For example, Regoes et
al. (2000) showed that concave trade-offs between virulence
in the two hosts favors coexistence of different virulence
strategies. Similarly, in the second evolutionary scenario (i.e.,
evolution of indirect transmission), concave trade-offs may
also favor the coexistence of different transmission strategies.
The occurrence of multiple or superinfections (Nowak and
May 1994; Gandon et al. 2001b; Pugliese 2002) and variable
recovery rates among different hosts (J. B. André and S.
Gandon, unpubl. ms.) may also yield evolutionary branching
and virulence polymorphism.
In contrast, an increase in the relative amount of betweentype transmission favors more generalist strategies. In these
situations virulence evolution is relatively independent of the
abundance of the two hosts (Fig. 3a) and is mainly governed
by within- and between-hosts constraints on parasite lifehistory traits. Such between-host constraints may select for
increased virulence in a given host if it is beneficial in another
host. For example Davies et al. (2001) pointed out that the
schistosome virulence on snails (the vector) may be a pleiotropic consequence of an increased reproductive output in the
mice (i.e., db21/da1 . 0, Fig. 2C). Between-host trade-offs
may also select for lower virulence in some focal host. For
example, the high parasite burdens associated with malaria
virulence in rodents generate reduced survival in mosquito
vectors (Ferguson et al. 2002). Such correlation may impose
an extra cost on virulence and thus select for lower virulence
strategies in the human host. A laboratory experiment of
Ferguson et al. (2003), however, failed to find an overall
relation between virulence levels in the different hosts. Nevertheless this interesting hypothesis deserves to be tested in
natural populations of human malaria and with other vectorborne diseases. The examples discussed above show that the
vector-borne scenario that I considered in the second evolutionary scenario (i.e., no virulence on the vector) is clearly
an oversimplification. Even if vectors are classically assumed
to suffer weakly from infection, there are multiple examples
in which parasites have been shown to reduce vector survival
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MULTIHOST PARASITES
(Buxton 1935; Turell 1992; Anderson et al. 2000; Davies et
al. 2001; Ferguson and Read 2002) or fecundity (Hacker
1971; Elsawaf et al. 1994; Hogg and Hurd 1995, 1997; Ferguson et al. 2003). The analysis of these more complex situations deserves further theoretical investigation.
Transmission Pattern Evolution
Transmission patterns may evolve in response to variation
in host heterogeneity. Under the mass action law, when a
host is more abundant it becomes more likely to be infected.
It may thus be adaptive to evolve higher transmission to host
types that are more frequent (Fig. 5). For example, it has
been suggested that the evolution of a new route of transmission (direct oral transmissibility between intermediate
hosts) in Toxoplasma gondii may be due to the human agricultural expansion (Su et al. 2003). The analysis of genetic
polymorphism of T. gondii revealed that oral transmission
ability emerged within the last 10,000 years. Su et al. (2003)
thus suggested that this new transmission strategy may have
been adaptive in the new environment resulting from the
emergence of agriculture and, consequently, the high concentration of cats (definitive host) and other mammals (intermediate hosts). More generally, the dramatic diversity of
parasite life-cycles ranging from the exploitation of a single
to many different host species could have evolved from very
different ecological and epidemiological settings. The extinction of previously exploited host species or the immigration a new host species may drive the evolution of new
transmission strategies. Figure 5 illustrates the impact of host
demography (i.e., the relative immigration rate of the two
hosts) for the evolution of between-host transmission. But
other transmission strategies could also evolve. The multihost
framework could be used to study the evolution of free-living
transmission (e.g. air-borne, water-borne) or trophic transmission (Lafferty 1999; Brown et al. 2001; Choisy et al. 2003;
Parker et al. 2003). In particular, this formalism may provide
some insights into the evolution of host behavior manipulation to facilitate transmission (Moore 2002).
Another potential use of this framework would be to study
the evolution of vertical versus horizontal transmission. It is
classically assumed that horizontally and vertically infected
hosts are identical (Nowak 1991; Lipsitch et al. 1996) and
that transmission evolution is constrained by a trade-off between vertical and horizontal transmission (for empirical evidence of such a trade-off see Turner et al. 1998; Vizoso and
Ebert 2004). However, vertically infected hosts, because they
are infected earlier in their development, may have much
higher parasite density than horizontally infected ones. This
may alter both the level of parasite virulence and the transmission efficiency. Vertically and horizontally infected hosts
may thus appear to be very different habitats for the parasite.
For example, Vizoso and Ebert (2004) studied the interaction
between Daphnia magna and the microsporidian Octosporea
bayeri. This parasite can be transmitted both vertically and
horizontally, but vertically infected hosts have higher longevity and larger spore load than horizontally infected ones.
This demonstrates the need for models that incorporate such
between-host heterogeneity to understand the selective pressures acting on the evolution of vertical transmission.
Another interesting example is provided by other microsporidian species in which the level of virulence (and other
traits) may be altered not only by the route of transmission,
but also by the sex of the infected host. Indeed, male-killing
microsporidia such as Amblyospora sp. benefit from killing
the males through horizontal transmission to the intermediary
hosts (various copepode species). When they infect female
mosquitoes, however, the same parasite are often avirulent
and achieve transmission via the infection of the offspring
mosquitoes (Hurst 1991). It would be interesting to analyze
models with the two routes of transmission and two host sexes
(i.e., with four different types of hosts) to study the emergence of these fascinating conditional virulence behaviors.
Further Theoretical Developments
Transient dynamics
The above framework focused on evolutionary endpoints
and therefore assume both epidemiological and evolutionary
equilibrium. Ronce and Kirkpatrick (2001) showed how a
transient perturbation of the demographic equilibrium may
alter the evolutionary outcome (i.e., the level of adaptation
to different habitats) in a general quantitative genetics model.
With infectious diseases, this equilibrium assumption is likely to be violated in many important situations. For example,
emerging infectious diseases which, by definition, acquired
recently the ability to infect new host species are likely to
be far from their optimal life-history strategy (Woolhouse et
al. 2001). In addition, any therapeutic intervention (e.g., vaccination) will affect the prevalence of the disease and the
heterogeneity of the host population. These modifications
will only reach a new epidemiological equilibrium after several parasite generations. In all these situations, it would thus
be more satisfying to develop a dynamical framework allowing follow-up of changes in both prevalence (epidemiology)
and various parasite life-history traits (evolution). Day and
Proulx (2004) developed a quantitative genetics model for a
single-host model and showed how this formalism could be
used to predict the instantaneous direction of evolution under
different epidemiological situations. This quantitative genetics approach is particularily interesting because it allows
us to make evolutionary predictions even if the host-parasite
system is far from its epidemiological equilibrium. It would
be interesting to extend this framework to multiple host parasites. The power of this approach comes from the possibility
of measuring the variance-covariance matrix G of parasite
populations (Davies et al. 2001; Mackinnon and Read 2003;
see also Fig. 2B, C) and thus derive short-term predictions
on their life-history evolution (Day 2003; Gandon and Day
2003). Note that this could only yield short-term predictions
because G is likely to change through time because both the
matrix of regression coefficients, C, and the additive genetic
variance of parasite traits, V, may evolve. It would thus be
particularly interesting to follow G across time and, in particular, after some medical interventions (e.g., vaccination).
One potential limit to the quantitative genetics formalism
comes from the difficulty arising as soon as the evolutionary
equilibrium is not locally and/or globally stable (Abrams
2001).
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SYLVAIN GANDON
Host heterogeneities
I focused on the analysis of simple scenarios with only
two types of hosts. These black-and-white scenarios are inspired by realistic situations (e.g., vaccinated vs. unvaccinated hosts, human host vs. insect host for vector-borne diseases), but it is important to explore the evolutionary consequences of other sources of host heterogeneity. For example, I discussed above the situation in which vertically and
horizontally infected hosts should be considered as two different types of hosts. It is interesting to note that in this
situation susceptible hosts are assumed to be identical and
host heterogeneity only emerge from the transmission pattern
itself. Another example of this type of infection-driven heterogeneity occurs with multiple infections because hosts infected with different numbers of strains could be viewed as
different types of hosts (van Baalen and Sabelis 1995).
It would also be interesting to study models with a higher
number of different hosts. For example, natural immunity
against malaria is slowly acquired in humans. Different age
classes are thus associated with different levels of resistance.
It may be interesting to explore how a perturbation in the
age structure of the host population may affect parasite evolution.
The heterogeneity may also emerge from genetic differences among the host. This would allow host population to
coevolve with the parasite. Classical host-parasite coevolutionary models fall between two extreme situations. On the
one hand, some models focus on life-history coevolution between a single host and a single parasite (e.g., van Baalen
1998; Gandon et al. 2002a). On the other hand, other models
focus on gene-for-gene coevolution between multiple hosts
and multiple parasites (Hamilton 1980; Frank 1992). The
generalization of the above framework to the coevolution
between multihost parasite and multiparasite hosts may allow
us to fill the gap between these two extreme cases (for an
attempt to mix gene-for-gene coevolution with virulence evolution see Gandon et al. 2002b). Note also that the present
framework could be easily modified to study the evolution
of a single host infected by several parasites. For example,
this extension could be used to study the evolution of various
resistance mechanisms. Host evolution depends not only on
the direct costs of resistance (e.g., fecundity, survival) but
also on the correlated effect of resistance against the different
parasites (Fellowes and Kraaijeveld 1998). Like multihost
parasites, the evolution of multiparasite hosts will be governed by the matrix of constraints among the different evolving traits involved in the interspecific interaction.
The present framework is based on the assumption that the
parasite evolves in a single well-mixed population where
heterogeneity occurs between host individuals. It would be
interesting to explore the effects of heterogeneities produced
at both lower and larger spatial scales (i.e., within host individuals and between host populations). First, the ability to
invade new host tissues is analogous to the ability to invade
new host types and is often associated with important virulence consequences (Frank and Jeffrey 2001; Meyers et al.
2003). For example, several species of bacteria belonging to
the genus Borrelia produce antigenic variants that accumulate
in the brain, where they can avoid the host immune response
and may cause later relapses after the host has cleared the
parasite from the blood (Frank 2002). These different tissue
tropisms may thus prolong the infection period, increase the
total parasitemia, and thus the virulence of the parasite. Second, at a larger spatial scale, host metapopulation structure
may also strongly impact on parasite evolution. For example,
if the different types of hosts tend to be clustered together
(e.g., because of local host dispersal) and if the parasite is
transmitted by direct contact, transmission will be more likely
to occur between the same types of hosts. This biased transmission pattern will promote the evolution of specialized
parasite strategies (Figs. 3, 4). But it is difficult to extrapolate
from the simple effect of biased transmission patterns because
the emergence of competition among related parasites may
strongly affect evolution (e.g., for the analysis of single host
models of parasite virulence in space see van Baalen 2002).
Spatial structure may also introduce an additional layer of
heterogeneity in the host population if the abiotic environment of the host varies in the different populations. Heterogeneity may be produced by phenotypic variations (e.g., increased fecundity and survival in better-quality habitats) but
also by genotypic variations if the host is allowed to evolve
in the different habitats. The study of host-parasite interactions in metapopulations have shown that both local (e.g.,
selection within populations) and global processes (e.g., host
and parasite migration among populations) govern the ultimate coevolutionary outcome (Thompson 1994, 1999; Gandon et al. 1996; Hochberg and van Baalen 1998; Dybdahl
and Storfer 2003; Nuismer and Kirckpatrick 2003). More
generally, the integration of the diversity of selection pressures acting at different spatial scales (host tissues, individual
host, host type, host population, host habitat, host metapopulation) is a necessary step toward a general theory of the
coevolution among multiple parasites and their multiple
hosts.
ACKNOWLEDGMENTS
I am grateful to H. M. Ferguson for inspiring discussions
on multihost parasites and for helpful comments on an early
version of the manuscript. I thank T. Day, S. Frank, M.
MacKinnon, and A. Rivero for very useful comments on the
manuscript. This research was funded by the Centre National
de la Recherche Scientifique.
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Corresponding Editor: R. Poulin
APPENDIX 1: EPIDEMIOLOGICAL DYNAMICS
The dominant eigenvalue, r, of m gives the instantaneous growth
rate of the parasite population after reaching its stable distribution
among the different hosts. In other words, r . 0 when the parasite
is in an epidemic regime and r 5 0 refers to an endemic situation
where parasite prevalence is stable. However, it is often more convenient to manipulate a per generation growth rate because it gives
the number of secondary cases produced by a typical infected host
during its entire period of infectiousness. The per generation growth
rate, R, is the dominent eigenvalue of the matrix M 5 BD21 that
projects the population from one generation to the next (Caswell
2001).
Let us now consider a virgin host population (i.e., with no parasite) at a demographic equilibrium x̂ 5 (x̂1,x̂2. . . ,x̂n), where the
hat denotes the fact that there are no parasite. In this situation, the
dominant eigenvalues r0 and R0 of m and M, respectively, give the
ability of the parasite to invade such a virgin host population (i.e.,
the parasite can invade if r0 . 0 or if R0 . 1).
469
MULTIHOST PARASITES
For example, when there are only two types of hosts (as in the
main text):
1b x b x 2
d 1a 1g
D51
0
B5
b11 x1
b21 x1
12 2
22 2
1
1
and
(A1)
0
1
2,
d2 1 a2 1 g2
(A2)
and the dominant eigenvalue of M at x̂ yields equation (2). This
method can be generalized to a situation with a higher number of
potential hosts for the parasite (Diekmann et al. 1990; Diekmann
and Heesterbeek 2000).
The utility of the instantaneous rate of increase comes from the
fact that the notion of generation may depend on the type of host.
In particular, generations will necessarily overlap when the expected duration of an infection varies among hosts. The stable distribution of the different types of infected hosts can be derived from
the dominant right eigenvector u of m, which yields:
u1
y1
r 1 d2 1 a2 1 g2 2 b22 x2
5
5
.
(A3)
u2
y2
b12 x2
The individual reproductive values of parasites infecting individual
hosts of different types can be derived from the dominant left eigenvector v of m (or M), which yields:
v1 r 1 d2 1 a2 1 g2 2 b22 x2 R(d2 1 a2 1 g2 ) 2 b22 x2
5
5
.
(A4)
v2
b21 x1
b21 x1
Note that when the parasite can invade a virgin host population
(i.e., r0 . 0 and R0 . 1) the system will ultimately reach an endemic
equilibrium where r 5 0, R 5 1,
ū1
ȳ1
d2 1 a2 1 g2 2 b22 x̄2
5
5
,
ū2
ȳ2
b12 x̄2
v̄1
d2 1 a2 1 g2 2 b22 x̄2
5
,
v̄2
b21 x̄1
egies ai, bij, and gi). In principle, it is possible to track the evolution
of the parasite population whatever the epidemiological state of the
resident population (for nonequilibrium situations see the analyses
of Frank 1996; Day and Proulx, in press). However, I focus here
on situations where the mutant parasite is introduced in a resident
population at its epidemilogical equilibrium (x̄ and ȳ, see Appendix
1). The logic behind this assumption is that epidemiological dynamics is assumed to be much faster than evolutionary dynamics.
As for the epidemiological analysis, the invasion of a mutant
parasite in a resident parasite population may be measured with
instantaneous or per generation growth rates. The initial instantaneous rate of increase of the mutant is given by the dominant eigenvalue, r*, of
m* 5 B* 2 D*
5
[
* 1 g1* )
b*
11 x̄1 2 (d 1 1 a1
b*
x̄
12 2
R* 5
1
5(d 1 a(*b 1bg*2)(db 1ba*) 1 g*) x̄ x̄
*
*
12 21
APPENDIX 2: EVOLUTIONARY DYNAMICS
I will focus here on the ability of mutant parasite (with strategies
ai*, bij*, and gi*) to invade a resident parasite population (with strat-
* 22
*
11
1 2
1
with x̄i and ȳi being the equilibrium densities of uninfected and
infected hosts of type i, respectively.
(A6)
b*
b*
11
22
x̄1 1
x̄2
*
2(d1 1 a*
1
g
)
2(
d
1
a*
1
1
2
2 1 g*
2)
(A5a)
(A5b)
,
where B* and D* are analogous to B and D but refer to the mutant
parasite.
The initial per generation growth rate of a small population of
mutant parasite introduced in a resident parasite population (at its
endemic equilibrium) is given by the dominant eigenvalue, R*, of
M* 5 B*D*21. For a parasite infecting two types of hosts this
yields:
1
and
]
* x̄1
b21
b*
22 x̄2 2 (d 2 1 a*
2 1 g*
1)
1
[
1
2
2
2
]6
*
b11
b*
22
x̄1 1
x̄2
2(d1 1 a*
2(d2 1 a*
1 1 g*
1)
2 1 g*
2)
2 1/ 2
(A7)
Both r* and R* can be used to study the evolution of any parasite’s
trait (here I only give R* to facilitate comparison with eq. 2). However, a convenient alternative to the derivation of r* and R* is
provided by the use of w*, which is defined in equation (7). Note
that there is another fitness function, W*, which can be derived from
M*, as w* is derived from m*. The fitness function w* presents
the advantage that it decouples selection and parasite class reproductive values in the different hosts (see Discussion in the main
text).