A&A 601, A115 (2017)
DOI: 10.1051/0004-6361/201629916
Astronomy
&
Astrophysics
c ESO 2017
The kinematic signature of the Galactic warp in Gaia DR1
I. The Hipparcos subsample
E. Poggio1, 2 , R. Drimmel2 , R. L. Smart2, 3 , A. Spagna2 , and M. G. Lattanzi2
1
2
3
Università di Torino, Dipartimento di Fisica, via P. Giuria 1, 10125 Torino, Italy
e-mail:
[email protected]
Osservatorio Astrofisico di Torino, Istituto Nazionale di Astrofisica (INAF), Strada Osservatorio 20, 10025 Pino Torinese, Italy
School of Physics, Astronomy and Mathematics, University of Hertfordshire, College Lane, Hatfield AL10 9AB, UK
Received 17 October 2016 / Accepted 10 February 2017
ABSTRACT
Context. The mechanism responsible for the warp of our Galaxy, as well as its dynamical nature, continues to remain unknown. With
the advent of high precision astrometry, new horizons have been opened for detecting the kinematics associated with the warp and for
constraining possible warp formation scenarios for the Milky Way.
Aims. The aim of this contribution is to establish whether the first Gaia data release (DR1) shows significant evidence of the kinematic
signature expected from a long-lived Galactic warp in the kinematics of distant OB stars. As the first paper in a series, we present our
approach for analyzing the proper motions and apply it to the subsample of Hipparcos stars.
Methods. We select a sample of 989 distant spectroscopically-identified OB stars from the new reduction of Hipparcos, of which
758 are also in the first Gaia data release (DR1), covering distances from 0.5 to 3 kpc from the Sun. We develop a model of the spatial
distribution and kinematics of the OB stars from which we produce the probability distribution functions of the proper motions, with
and without the systematic motions expected from a long-lived warp. A likelihood analysis is used to compare the expectations of the
models with the observed proper motions from both Hipparcos and Gaia DR1.
Results. We find that the proper motions of the nearby OB stars are consistent with the signature of a kinematic warp, while those of
the more distant stars (parallax <1 mas) are not.
Conclusions. The kinematics of our sample of young OB stars suggests that systematic vertical motions in the disk cannot be explained by a simple model of a stable long-lived warp. The warp of the Milky Way may either be a transient feature, or additional
phenomena are acting on the gaseous component of the Milky Way, causing systematic vertical motions that are masking the expected
warp signal. A larger and deeper sample of stars with Gaia astrometry will be needed to constrain the dynamical nature of the Galactic
warp.
Key words. Galaxy: kinematics and dynamics – Galaxy: disk – Galaxy: structure – proper motions
1. Introduction
It has been known since the early HI 21-cm radio surveys that
the outer gaseous disk of the Milky Way is warped with respect to its flat inner disk (Burke 1957; Kerr 1957; Westerhout 1957; Oort et al. 1958), bending upward in the north (I
and II Galactic quadrants) and downward in the south (III
and IV Galactic quadrants). The Galactic warp has since been
seen in the dust and stars (Freudenreich et al. 1994; Drimmel
& Spergel 2001; López-Corredoira et al. 2002; Momany et al.
2006; Marshall et al. 2006; Robin et al. 2008; Reylé et al. 2009).
Our Galaxy is not peculiar with respect to other disk galaxies: more than 50 percent of spiral galaxies are warped
(Sanchez-Saavedra et al. 1990; Reshetnikov & Combes 1998;
Guijarro et al. 2010). The high occurrence of warps, even in isolated galaxies, implies that either these features are easily and
continuously generated, or that they are stable over long periods
of time. In any case, the nature and origin of galactic warps in
general are still unclear (Sellwood 2013).
While many possible mechanisms for generating warps in
disk galaxies have been proposed, which is actually at work for
our own Galaxy remains a mystery. This is due to the fact that
while the shape of the Galactic warp is known, its dynamical
nature is not; vertical systematic motions associated with the
warp are not evident in radio surveys that only reveal the velocity component along the line-of-sight. Being located within the
disk of the Milky Way, systematic vertical motions will primarily
manifest themselves to us in the direction perpendicular to our
line-of-sight. More recent studies of the neutral HI component
(Levine et al. 2006; Kalberla et al. 2007) confirm that the Galactic warp is already evident at a galactocentric radius of 10 kpc,
while the warp in the dust and stellar components are observed to
start inside or very close to the Solar circle (Drimmel & Spergel
2001; Derriere & Robin 2001; Robin et al. 2008). Thus, if the
warp is stable, the associated vertical motions should be evident
in the component of the stellar proper motions perpendicular to
the Galactic disk.
A first attempt to detect a kinematic signature of the warp
in the proper motions of stars was first made using OB stars
(Miyamoto et al. 1988). More recently, a study of the kinematic
warp was carried out by Bobylev (2010, 2013), claiming a connection between the stellar-gaseous warp and the kinematics
of their tracers, namely nearby red clump giants from Tycho2 and Cepheids with UCAC4 (Fourth US Naval Observatory
Article published by EDP Sciences
A115, page 1 of 14
A&A 601, A115 (2017)
CCD Astrograph Catalog, Zacharias et al. 2013) proper motions. Using red clump stars from the PPMXL survey (Positions
and Proper Motions “Extra Large” Catalog, Roeser et al. 2010),
López-Corredoira et al. (2014) concluded that the data might be
consistent with a long-lived warp, though they admit that smaller
systematic errors in the proper motions are needed to confirm
this tentative finding. Indeed, large-scale systematic errors in the
ground-based proper motions compromise efforts to detect the
Galactic warp. The first real hopes of overcoming such systematics came with global space-based astrometry. However, using
Hipparcos (ESA 1997) data for OB stars, Smart et al. (1998)
and Drimmel et al. (2000) found that the kinematics were consistent neither with a warp nor with a flat unwarped disk.
Before the recent arrival of the first Gaia data release
(Gaia Collaboration 2016, DR1), the best all-sky astrometric accuracy is found in the new reduction of the Hipparcos catalog
(van Leeuwen 2008, HIP2), which improved the quality of astrometric data by more than a factor of two with respect to the
original Hipparcos catalog. For the Hipparcos subsample the
Gaia DR1 astrometry is improved further by more than an order
of magnitude. The primary aim of this work is to assess whether
either the HIP2 or the new Gaia astrometry for the OB stars
in the Hipparcos shows any evidence of the systematics expected from a long-lived warp. We choose the OB stars as they
are intrinsically bright, thus can be seen to large distances, and
are short-lived, so are expected to trace the motions of the gas
from which they were born. We select stars with spectral types
of B3 and earlier. For B3 stars, stellar evolutionary models (e.g.
Chen et al. 2015) predict masses ranging from 7 to 9 M⊙ , corresponding to a MS time of about 10–50 Myr for solar metallicity.
We find that the kinematics of this young population do not follow the expected signal from a long-lived stable warp.
Our approach is to compare the observations with the expectations derived from a model of the distribution and kinematics
of this young population of stars, taking into full account the
known properties of the astrometric errors, thereby avoiding the
biases that can be introduced by using intrinsically uncertain and
biased distances to derive unobserved quantities. In Sect. 2 we
describe the data for our selected sample of OB stars from HIP2
and from Gaia DR1. In Sect. 3 we present the model developed
to create mock catalogs reproducing the observed distributions.
In Sect. 4 we report the results of comparing the proper motion
distributions of our two samples with the probability distribution
of the proper motions derived from models with and without a
warp. In the last sections we discuss the possible implications of
our results and outline future steps.
2. The data
In this contribution we will analyze both the pre-Gaia astrometry from the new Hipparcos reduction (van Leeuwen 2008),
as well as from Gaia DR1 (Gaia Collaboration 2016). First, our
approach here to analyzing the proper motions is significantly
different from that used previously by Smart et al. (1998) and
Drimmel et al. (2000) for the first Hipparcos release; any new
results based on new Gaia data cannot be simply attributed to
better data or better methods. Also a study of the Hipparcos error properties is necessary for understanding the astrometric error properties of the Hipparcos subsample in Gaia DR1 that we
consider here, because of the intrinsic connection, by construction, between the astrometry of the new Hipparcos reduction
and Gaia DR1 (Michalik et al. 2015). Finally, the two samples
are complementary, as the Hipparcos sample can be considered
more complete and is substantially larger than the Hipparcos
A115, page 2 of 14
subsample of OB stars in Gaia DR1 with superior astrometry, as
explained below.
We select from the new Hipparcos catalog (hereafter HIP2)
the young OB stars, because of their high intrinsic luminosity. Moreover, being short-lived, they are expected to trace
the warped gaseous component. However, the spectral types
in the HIP2 are simply those originally provided in the first
Hipparcos release. In the hope that the many stars originally lacking luminosity class in the Hipparcos catalog would
have by now received better and more complete spectral classifications, we surveyed the literature of spectral classifications available since the Hipparcos release. Most noteworthy
for our purposes is the Galactic O-star Spectroscopic Survey
(GOSSS; Maíz Apellániz et al. 2011; Sota et al. 2011, 2014),
an ongoing project whose aim is to derive accurate and selfconsistent spectral types of all Galactic stars ever classified as
O type with BJ magnitude <12. From the catalog presented
in Sota et al. (2014), which is complete to BJ = 8 but includes many dimmer stars, we imported the spectral classifications for the 212 stars that are present in the HIP2 catalog. Thirteen of these HIP2 sources were matched to multiple GOSSS sources, from which we took the spectral classification of the principle component. Also worth noting is the
Michigan catalog of HD stars (Houk & Cowley 1994; Houk
1993, 1994; Houk & Smith-Moore 1994; Houk & Swift 2000),
which with its 5th and most recent release now covers the
southern sky (δ < 5◦ ), from which we found classifications
for an additional 3585 OB stars. However, these two catalogs together do not cover the whole sky, especially for the
B stars. We therefore had to resort to tertiary sources that
are actually compilations of spectral classifications, namely the
catalog of Stellar Spectral Classifications (4934 stars; Skiff
2014), and the Extended Hipparcos Compilation (3216 stars;
Anderson & Francis 2012). In summary, we have spectral classifications for 11 947 OB stars in Hipparcos.
We select from the HIP2 only those stars with spectral type
earlier than B3, with an apparent magnitude V J ≤ 8.5, and with
Galactic latitude |b| < 30◦ , resulting in 1848 OB stars. From this
sample of HIP2 stars we define two subsamples: a HIP2 sample whose measured Hipparcos parallax is less than 2 mas, and
a TGAS(HIP2; Tycho-Gaia Astrometric Solution) sample consisting of those HIP2 stars that appear in the Gaia DR1 whose
measured TGAS parallax is less than 2 mas. The cut in parallax,
together with the cut in Galactic latitude, is done to remove local
structures (such as the Gould Belt). Our HIP2 sample contains
1088 stars (including 18 stars without luminosity class), while
our TGAS(HIP2) sample contains only 788 stars. This lack of
HIP2 in TGAS stars is largely due to the completeness characteristics of DR1, discussed further in Sect. 3.4 below.
Notwithstanding the parallax cut we found that there were
HIP2 stars in our sample that are members of nearby OB associations known to be associated with the Gould Belt. We
therefore removed from the HIP2 sample members of the Orion
OB1 association (15 stars, as identified by Brown et al. 1994)
and, as according to de Zeeuw et al. (1999), members of the associations Trumpler 10 (two stars), Vela OB2 (seven stars), and
Lacerta OB1 (nine stars), all closer than 500 pc from the Sun.
We also removed 33 stars from the Collinder 121 association as
it is thought to also be associated with the Gould Belt. With these
stars removed, we are left with a final HIP2 sample of 1022 stars.
It is worth noting that the superior Gaia parallaxes already result in a cleaner sample of distant OB stars: only 21 members
of the above OB associations needed to be removed from the
b (deg)
E. Poggio et al.: The kinematic signature of the Galactic warp in Gaia DR1. I.
40
Table 1. Comparison of warp parameters for the models of Drimmel &
Spergel (2001) and Yusifov (2004).
20
Rw (kpc) αw h0 (kpcαw −1 ) φw (◦ )
Drimmel & Spergel (2001), dust
7
2
0.073
0
Drimmel & Spergel (2001), stars
7
2
0.027
0
Yusifov (2004)
6.27
1.4
0.037
14.5
0
Notes. The radius Rw was scaled to account for different assumptions
about the Sun – Galactic center distance in this work and in the considered papers.
−20
−40
300
200
l (deg)
100
0
Fig. 1. Our final sample of Hipparcos OB stars on the sky, plotted
in Galactic coordinates. The dashed line shows the orientation of the
Gould belt according to Comeron et al. (1992). Colored points indicate
the stars that are identified members of the OB associations Orion OB1
(red), Trumpler 10 (purple), Vela OB2 (blue), Collinder 121 (green) and
Lacerta OB1 (cyan).
TGAS(HIP2) sample after the parallax cut. Figure 1 shows the
position of the stars in our two samples in Galactic coordinates.
Due to the above mentioned parallax cut, our sample mostly
contains stars more distant than 500 pc. Though our analysis will only marginally depend on the distances, we use
spectro-photometric parallaxes when a distance is needed for
the HIP2 stars, due to the large relative errors on the trigonometric parallaxes. Absolute magnitudes and intrinsic colors are
taken from Martins et al. (2005) and Martins & Plez (2006) for
the O stars, and from Humphreys & McElroy (1984) and Flower
(1977) for the B stars.
We note that the OB stars with V J ≤ 7.5 (approximately
90% complete) beyond the Solar Circle (90◦ < l < 270◦ ) show
a tilt with respect to the Galactic plane that is consistent with a
Galactic warp: a robust linear fit in the l-b space (l normalized
to 180◦ − l) yields a slope of 0.049 ± 0.007. However, given the
possible effects of patchy extinction, it would be risky to make
any detailed conclusions about the large scale geometry of the
warp from this sample with heliocentric distances limited to a
few kiloparsecs.
proper motions (Sect. 3.5) of our two samples, including (or not)
the expected effects of a stable (long-lived) non-precessing warp
(Sect. 3.1). A comparison of the observed samples with the expectations from the different warp/no-warp models is presented
in Sect. 4.
The model that we present here is purely empirical. Many
parameters are taken from the literature, while a limited number
have been manually tuned when it was clear that better agreement with the observations could be reached. We therefore make
no claim that our set of parameters are an optimal set, nor can
we quote meaningful uncertainties. The reader should thus interpret our choice of parameters as an initial “first guess” for a
true parameter adjustment, which we leave for the future when
a larger dataset from Gaia is considered. In any case, after some
exploration, we believe that our model captures the most relevant
features of the OB stellar distribution and kinematics at scales
between 0.5−3 kpc.
3.1. Warp
In this Section we describe our model for the warp in the stellar
spatial distribution and the associated kinematics. In Sect. 3.3
below we construct a flat-disk distribution with vertical exponential profile, then displace the z-coordinates by zw , where:
zw (R, φ) = h(R) sin (φ + φw ).
The warp phase angle φw determines the position of the line-ofnodes of the warp with respect to the Galactic meridian (φ = 0).
The increase of the warp amplitude with Galactocentric radius, h(R), is described by the height function
h(R) = h0 (R − Rw )αw ,
3. The model
Here we describe the model used to produce synthetic catalogs and probability distribution functions of the observed quantities to compare with our two samples of Hipparcos OBstars described above, taking into account the error properties
of the Hipparcos astrometry (for the HIP2 sample) and of the
Hipparcos subsample in Gaia DR1 (for the TGAS(HIP2) sample), and applying the same selection criteria used to arrive at
our two samples. The distribution on the sky and the magnitude distribution of the HIP2 sample to V = 7.5 (556 stars), assumed to be complete, are first reproduced in Sects. 3.2 and 3.3,
using models of the color–magnitude and spatial distribution
of the stars, and a three-dimensional extinction model. The
completeness of the Hipparcos, and of TGAS with respect to
Hipparcos, is described in Sect. 3.4 and is used to model our
two samples down to V = 8.5. Then a simple kinematic model
for the OB stars is used to reproduce the observed distribution of
(1)
(2)
where h0 and Rw are the warp amplitude and the radius at which
the Galactic warp starts, respectively. The exponent αw determines the warp amplitude increase. Table 1 reports three different sets of warp parameters taken from the literature and used
later in our analysis in Sect. 4.2. Assuming that the Galaxy can
be modeled as a collisionless system, the 0th moment of the collisionless Boltzmann equation in cylindrical coordinates gives us
the mean vertical velocity v̄z (R, φ). If we use the warped disk as
described above and suppose that v̄R = 0 (i.e. that the disc is not
radially expanding or collapsing), we obtain:
v̄z (R, φ) =
v̄φ
h(R) cos (φ + φw ).
R
(3)
Equations (1)–(3) assume a perfectly static warp. It is of course
possible to construct a more general model by introducing time
dependencies in Eqs. (1) and (2), which will result in additional
terms in Eq. (3), including precession or even an oscillating (i.e.,
A115, page 3 of 14
A&A 601, A115 (2017)
−7
1
−6
µb (mas/yr)
0
−5
(B)
−2
Mv
−1
−4
(A)
−3
−3
−2
360
270
180
l (deg)
90
0
−0.30
−0.25
−0.20
(B−V)0
−0.15
Fig. 2. According to the warp model, the true µb in the Galactic plane as
a function of Galactic longitude at heliocentric distances of 0.5 kpc (A)
and 1.5 kpc (B). For each set of curves, the thick line represents the case
with warp phase φw = 0◦ and the two thin curves show φw = ±20◦ .
Fig. 3. Color–magnitude diagram used to generate synthetic intrinsic
colors. The dark and light orange regions show, respectively, the main
sequence and the giant regions. The density of the two regions (here not
shown) depends on the ILF and on the giant fraction.
“flapping”) amplitude. For our purpose here, to predict the expected systematic vertical velocities associated with a warp, such
time dependencies are not considered.
This above model we refer to as the warp model, with three
possible sets of parameters reported in Table 1. Our alternative
model with zw = 0 will be the no-warp model, where Eq. (3)
reduces to the trivial v̄z = 0.
Figure 2 shows the prediction of a warp model, without errors, for the mean proper motions µb in the Galactic plane. For
the no-warp model (here not shown), we expect to have negative
µb values symmetrically around the Sun as the reflex of the vertical component of Solar motion, progressively approaching 0
with increasing heliocentric distance. For a warp model, a variation of µb with respect to Galactic longitude is introduced, with
a peak toward the anti-center direction (l = 180◦ ). Figure 2 also
shows that a variation of the warp phase angle has a rather minor
effect on the kinematic signature, nearly indistinguishable from
a change in the warp amplitude.
giant fraction fg has been modeled as a function of the absolute
magnitude as follows:
if M ≤ −7
1,
fg (M) =
−0.25M
−
0.75,
if
− 7 ≤ M ≤ −4
0.25,
if M ≥ −4,
3.2. Luminosity function
There are different initial luminosity functions (ILF) in the literature for the upper main sequence (Bahcall & Soneira 1980;
Humphreys & McElroy 1984; Scalo 1986; Bahcall et al. 1987;
Reed 2001). Given the uncertainties in the ILF for intrinsically bright stars (absolute magnitude M < −3), we assume
N(M) ∝ 10 αM , and use the value α = 0.72 that we find reproduces well the apparent magnitude distribution (Fig. 7) with
the spatial distribution described in Sect. 3.3. We use a main
sequence color–magnitude relation consistent with the adopted
photometric calibrations (see Sect. 2). Absolute magnitudes M
are randomly generated consistent with this ILF then, for a given
absolute magnitude, stars are given an intrinsic color generated uniformly inside a specified width about the main sequence
(Fig. 3), which linearly increases as stars get fainter. According
to an assumed giant fraction (see below), a fraction of the stars
are randomly labeled as giant. The absolute magnitude of these
stars is incremented by −0.5 mag, and their color is generated
uniformly between the initial main sequence color and the reddest value predicted by our calibrations, (B − V)0 = −0.12. The
A115, page 4 of 14
in order to roughly reproduce the fraction of giants in the observed catalog. We caution that this procedure is not intended to
mimic stellar evolution. Instead, we simply aim to mimic the intrinsic color–magnitude distribution (i.e., Hess diagram) of our
sample.
3.3. Spatial distribution and extinction
Since we wish to model the distribution of OB stars on scales
larger than several hundred parsecs, we use a mathematical
description of this distribution that smooths over the inherent
clumpy nature of star formation, which is evident if we consider
the distribution of young stars within 500 pc of the Sun. On these
larger scales it is nevertheless evident that the OB stars are far
from being distributed as a smooth exponential disk, but rather
trace out the spiral arms of the Galaxy, being still too young
to have wandered far from their birth-places. In our model we
adopt R0 = 8.2 kpc as the Sun’s distance from the Galactic center, and a solar offset from the disk midplane of z0 = 25 pc,
for galactocentric cylindrical coordinates (R, φ, z), as recommended by Bland-Hawthorn & Gerhard (2016). For the spiral
arm geometry we adopt the model of Georgelin & Georgelin
(1976), as implemented by Taylor & Cordes (1993), rescaled
to R0 = 8.2 kpc, with the addition of a local arm described
as a logarithmic spiral segment whose location is described by
RLoc = RLoc,0 exp −(tan pφ), p being the arm’s pitch angle. The
surface density profile across an arm is taken to be gaussian,
namely: ρ ∝ exp (−da2 /w2a ), where da is the distance to the nearest
arm in the R, φ plane, and wa = cw R is the arm half-width, with
cw = 0.06 (Drimmel & Spergel 2001). An overview of the modeled surface density distribution is shown in Fig. 4. The stars are
also given an exponential vertical scale height ρ ∝ exp (−|z′ |/hz ),
where hz is the vertical scale height, z′ = z − zw − zLoc , zw (R, φ)
HIP data (mv < 7.5)
Simulation No Warp
Simulation Warp
0
5
Stars / deg
10
15
E. Poggio et al.: The kinematic signature of the Galactic warp in Gaia DR1. I.
Fig. 4. Modeled surface density of the OB stars. Sun’s position is indicated by the star.
1
https://www.r-project.org
−20
−10
0
10
20
30
b (deg)
0.20
Fig. 5. Latitude distribution of the HIP2 OB stars. The red curve is a
non-parametric fit to the selected HIP2 sample, the red dashed curve
shows the additional contribution of the Orion OB1 association, while
the red dotted curve shows the added contributions of the Trumpler 10,
Vela OB2, Collinder 121, and Lacerta OB1 associations. The blue curve
and light-blue shaded area shows the average and 2σ confidence band
of the simulated longitude distribution, based on 30 simulated instances
of the sample. The black dotted and dash-dot curves show the relative
contributions of the major spiral arms (Sagittarius-Carina and Perseus)
and the local arm, respectively, while the additional black solid curve is
for a model without a warp.
0.10
0.05
Stars / deg
0.15
HIP data (mv < 7.5)
Simulation
0.00
is the height of the warp as described in Sect. 3.1 and zLoc is a
vertical offset applied only to the local arm.
We generate the above spatial distribution in an iterative
Monte-Carlo fashion. Ten thousand positions in (x, y) coordinates are first generated with a uniform surface density to a limiting heliocentric distance of 11 kpc, and with an exponential
vertical profile in |z′ |. The relative surface density Σ(x, y) is evaluated at each position according to our model described above,
and positions are retained if u < Σ(x, y)/ max(Σ), where u is a
uniform random deviate between 0 and 1. Each retained position is assigned to a (MV , (B − V)0 ) pair, generated as described
in the previous section. The extinction to each position is then
calculated using the extinction map from Drimmel et al. (2003)
and the apparent magnitude is derived. Based on the apparent
magnitude, a fraction of the stars with V ≤ 8.5 are randomly
retained consistent with the completeness model of Hipparcos,
while for a TGAS-like catalog an additional random selection
of stars is similarly made as a function of the observed apparent
magnitude and color, as described in the following section. This
procedure is iterated until a simulated catalog of stars is generated matching the number in our observed sample.
Good agreement with the HIP2 distribution in Galactic latitude was found adopting a vertical scale height hz = 70 pc and
assuming zLoc = 25 pc, as shown in Fig. 5. Figure 6 compares the
modeled and observed distributions in Galactic longitude, which
is dominated by the local arm. This observed distribution is reproduced by placing the local arm at a radius of RLoc,0 = 8.3 kpc,
with a pitch angle of 6.5◦ and a half-width of 500 pc. (The curves
in Figs. 5 and 6 are non-parametric fits to the distributions obtained through kernel density estimation with a Gaussian kernel, as implemented by the generic function density in R1 . The
smoothing bandwith is fixed for all the curves in the same figure,
with values of 2.5◦ and 15◦ for the latitude and the longitude distribution, respectively).
Figure 7 shows the resulting apparent magnitude distribution, as compared to the HIP2 sample. Comparing the observed
and the simulated longitude distributions in Fig. 6, we note that
our model fails to reproduce well the observed distribution in
the longitude range l = 300−360 degrees. This probably reveals a deficit in the geometry adopted for the Sagittarius-Carina
arm, which we have not attempted to modify as we are primarily interested in the kinematics toward the Galactic anti-center.
−30
360
315
270
225
180
135
90
45
0
l (deg)
Fig. 6. Longitude distribution of the HIP2 OB stars. Meaning of the
curves are as in the previous figure.
It should also be noted that, for both the longitude and latitude
distributions, the presence or absence of a warp (modeled as described in Sect. 3.1) has very little effect.
Our approach assumes that the Hess diagram is independent
of position in the Galaxy. We recognize this as a deficit in our
model, as the spiral arms are in fact star formation fronts, in
general moving with respect to Galactic rotation. We thus expect
offsets between younger and older populations, meaning that the
Hess diagram will be position dependent. However, if the Sun is
close to co-rotation, as expected, such offsets are minimal.
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A&A 601, A115 (2017)
5
0
0.2
0.4
5
6
Log ( N )
100
0.6
Vmag
Vmag
10
7
0.8
8
15
10
9
20
1
4
5
6
mv
7
10
25
8
0
Fig. 7. Apparent magnitude distribution for the data (histogram) and the
simulations (black dots). The error bars show 2σ uncertainty, calculated
with 30 simulated samples.
0.05
100.5
15
(B−V)obs
(B−V)
1.0 20
1.5
25
Fig. 9. Fraction of HIP2 OB stars present in HIP-TGAS as a function
of the observed color and the apparent magnitude.
as a function of apparent magnitude and color. The completeness reaches a maximum plateau of about 80%; however, this
is not uniform across the sky. Due to the scanning strategy of
the Gaia satellite, and the limited number of months of observations that have contributed to the DR1, some parts of the sky
are better covered than others. This results in a patchy coverage,
which we have not yet taken into account. However, this random
sampling caused by the incomplete scanning of the sky by Gaia
is completely independent of the stellar properties, so that our
TGAS(HIP2) sample should trace the kinematics of the stars in
an unbiased way.
1.0
0.8
fHIP
0.6
0.4
0.2
3.5. Kinematics
0.0
5
6
7
8
9
10
11
12
VTmag
Fig. 8. Fraction of Hipparcos completeness in function of apparent
magnitude VT with respect to the Tycho-2 catalog. The dashed and the
dotted line represent, respectively, the Hipparcos fraction for the stars
above and below δ = −30◦ .
3.4. Completeness
The completeness of the Hipparcos catalog decreases with apparent magnitude, as shown by the fraction of Tycho-2 stars in
the Hipparcos catalog (Fig. 8). At VT ≤ 7.5 the HIP2 catalog
is approximately 90% complete, reaching approximately 50%
completeness at VT = 8.5. The fact that the Hipparcos catalog
was based on an input catalog built from then extant groundbased surveys results in inhomogenous sky coverage. In particular we find a north/south dichotomy at Declination δ ≈ −30◦ .
We assume that the completeness fraction of Hipparcos stars in
function of VT decreases in a similar way for the Johnson magnitude, that is fHIP (VT ) ≈ fHIP (V J ).
As already noted in Sect. 2, TGAS contains only a fraction
of the stars in Hipparcos. We find that the completeness of
TGAS with respect to Hipparcos is strongly dependent on the
observed magnitude and color of the stars: 50% completeness
is reached at V J = 6.5 mag and B − V = 0, with the brightest and bluest stars missing from TGAS. This incompleteness is
a result of the quality criteria used for constructing TGAS and
of the difficulty of calibrating these stars due to their relative
paucity. Figure 9 shows a map of the TGAS(HIP2) completeness
A115, page 6 of 14
Now that the spatial distribution has been satisfactorily modeled, we can address the observed distribution of proper motions.
We point out that the kinematic model described in this section
is independent from the inclusion (or not) of the warp-induced
offset in latitude proper motions (Sect. 3.1). We adopt a simple model for the velocity dispersions along the three main axes
of the velocity ellipsoid: σ(1,2,3) = σ0(1,2,3) exp (R⊙ − R)/2hR ,
where hR = 2.3 kpc is the radial scale length and σ0(1,2,3) =
(14.35, 9.33, 5.45) km s−1 are the three velocity dispersions in
the solar neighborhood for the bluest stars (Dehnen & Binney
1998). A vertex deviation of lv = 30◦ is implemented, as measured by Dehnen & Binney (1998) for the bluest stars, although
we find that it has no significant impact on the proper motion
trends.
As recommended by Bland-Hawthorn & Gerhard (2016), we
adopted Θ0 = 238 km s−1 for the circular rotation velocity at the
Solar radius R0 . Given that current estimates of the local slope
of the rotation curve vary from positive to negative values, and
that our data are restricted to heliocentric distances of a few kpc,
we assume a flat rotation curve. In any case, we have verified that
assuming a modest slope of ±5 km s−1 /kpc does not significantly
impact the expected trend in proper motions.
After local stellar velocities (U, V, W) of the stars are generated, proper motions are calculated assuming a Solar velocity of
v⊙ = (U⊙ , V⊙ , W⊙ ) = (11.1, 12.24, 7.25) km s−1 (Schönrich et al.
2010). Observed proper motions in (α, δ) are derived by adding
random errors as per an astrometric error model, described in the
Sect. 3.6. Finally, the proper motions in equatorial coordinates
E. Poggio et al.: The kinematic signature of the Galactic warp in Gaia DR1. I.
-2
-4
-8
-6
μl (mas/yr)
0
2
orientation vector (all three components) and within 0.25 mas/yr
in the spin vector ω (all three components) at the epoch 1991.25
(van Leeuwen 2008). It is evident that a non-zero residual spin
of the HCRF with respect to the ICRF introduces a systematic
error in the Hipparcos proper motions. Depending on the orientation and on the magnitude of the spin vector, the associated systematic proper motions can interfere or amplify a warp
signature and must therefore be investigated and taken into account (Abedi et al. 2015; Bobylev 2010, 2015). In the following section, when modeling the HIP2 sample, we consider the
effects of such a possible spin, adding the resulting systematic proper motions to the simulated catalogs following Eq. (18)
of Lindegren & Kovalevsky (1995), and using the residual spin
vector (ω x , ωy , ωz ) ≃ (−0.126, +0.185, +0.076) mas yr−1 as measured by Gaia (Lindegren et al. 2016).
360
270
180
l (deg)
90
0
Fig. 10. µl in function of Galactic longitude for the data (red curve) together with the 95% bootstrap confidence band (pink shaded area). The
three black dotted curves show the trend obtained with simulations with
circular velocity 260, 238 and 220 km s−1 , respectively, from the lowest to the highest curve. Simulations with an additional velocity to the
Local Arm (see text) produce the blue curve, for which the light blue
shaded area shows the 2σ confidence band, calculated with 30 simulated catalogs.
are converted to Galactic coordinates, that is (µl ∗, µb ), where
µl ∗ = µl cos b.
Figure 10 shows the derived proper motions in Galactic longitude for both the data and simulations using the bivariate localconstant (i.e. Nadaraya-Watson) kernel regression implemented
by the npregbw routine in the np R package with bandwidth
h = 45◦ . The solid black line shows the trend obtained for the
simulation with the above listed standard parameters. Our simple
model of Galactic rotation fails to reproduce the observations,
even if we assume Θ0 = 220 or 260 km s−1 (upper and lower
dash-dotted black lines, respectively). We also tried modifying
the (U⊙ , V⊙ , W⊙ ) components of the solar motion (equivalent to
adding a systematic motion to the Local Standard of Rest), but
without satisfactory results. We finally obtained a satisfactory
fit by assigning to the stars associated with the Local Arm an
additional systematic velocity of ∆VC = 6 km s−1 in the direction of Galactic rotation and ∆VR = 1 km s−1 in the radial direction. Such a systematic velocity could be inherited from the
gas from which they were born, which will deviate from pure
rotation about the Galactic center thanks to post-shock induced
motions associated with the Local Arm feature. Similar, but different, systematics may be at play for the other major spiral arms,
which we have not tried to model given the limited volume that is
sampled by this Hipparcos derived dataset. In any case, the addition (or not) of these systematic motions parallel to the Galactic plane does not significantly influence the the proper motions
in Galactic latitude, as discussed in Sect. 4.
As is well known, the International Celestial Reference
Frame (ICRF) is the practical materialization of the International
Celestial Reference System (ICRS) and it is realized in the radio frequency bands, with axes intended to be fixed with respect
to an extragalactic intertial reference frame. The optical realization of the ICRS is based on Hipparcos catalog and is called
Hipparcos Celestial Reference Frame (HCRF). The reference
frame of the new reduction of Hipparcos catalog was identical
to the 1997 one, aligned with the ICRF within 0.6 mas in the
3.6. Error model
Our approach to confronting models with observations is to
perform this comparison in the space of the observations.
Fundamental to this approach is having a proper description
(i.e. model) of the uncertainties in the data. For this purpose
we construct an empirical model of the astrometric uncertainties in our two samples from the two catalogs themselves. Below
we first describe the astrometric error model for the HIP2 sample, based on the errors in the HIP2 catalog, and then that of
the TGAS(HIP2) sample based on the error properties of the
Hipparcos subsample in Gaia DR1. We note that, while we are
here principally interested in the proper motions, we must also
model the uncertainties of the observed parallaxes ̟ since we
have applied the selection criteria ̟ < 2 mas to arrive at our
OB samples, and this same selection criteria must therefore be
applied to any synthetic catalog to be compared to our sample.
3.6.1. Hipparcos error model
It is known that the Hipparcos astrometric uncertainties mainly
depend on the apparent magnitude (i.e. the signal-to-noise ratio
of the individual observations) and on the ecliptic latitude as a
result of the scanning law of the Hipparcos satellite, which determined the number of times a given star in a particular direction
on the sky was observed. These dependencies are not quantified
in van Leeuwen (2008), which only reports the formal astrometric uncertainties for each star. To find the mean error of a particular astrometric quantity as a function of apparent magnitude
and ecliptic latitude we selected the stars with (B − V) < 0.5
from the HIP2 catalog, consistent with the color range of our selected sample of OB stars. We then binned this sample with respect to apparent magnitude and ecliptic latitude and found, for
each bin, the median errors for right ascension α, declination δ,
parallax ̟, proper motions µα∗ , and µδ . The resulting tables are
reported in the Appendix, which gives further details on their
construction.
However, before using these formal HIP2 uncertainties to
generate random errors for our simulated stars, we first evaluated whether the formal errors adequately describe the actual
accuracy of the astrometric quantities. For this purpose the distribution of observed parallaxes is most useful, and in particular
the tail of the negative parallaxes, which is a consequence of the
uncertainties since the true parallax is greater than zero. In fact,
using the mean formal uncertainties in the parallax to generate
random errors, we are unable to reproduce the observed parallax
distribution in our sample (see Fig. 11). Assuming that our model
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150
0
¡0:1
50
log10(¾$)
Frequency
100
¡0:2
¡0:3
¡0:4
¡0:5
0
¡0:6
−3
−2
−1
ϖ (mas)
0
1
Fig. 11. Histogram of the observed parallax distribution. The dashed
and the solid curves show, respectively, the synthetic distributions with
F = 1 and 1.5 (see text for explanation).
correctly describes the true underlying distance distribution, we
found that the formal HIP2 uncertainties must be inflated by a
factor of F = 1.5 to satisfactorily reproduce the observed distribution. This factor F is then also applied to the mean formal
uncertainties of the other astrometric quantities. We note that this
correction factor is larger than that implied from an analysis of
the differences between the Hipparcos and Gaia DR1 parallaxes. (See Appendix B of Lindegren et al. 2016.)
To better fit the HIP2 proper motion distributions we also
take into consideration stellar binarity. Indeed, approximately
fb ≈ 20% of stars of our sample have been labeled as binary, either resolved or unresolved, in the HIP2 catalog. For these stars,
the uncertainties are greater than for single stars. Therefore, we
inflated the proper motion errors for a random selection of 20%
of our simulated stars by a factor of fbin = 1.7 to arrive at a
distribution in the errors comparable to the observed one.
Finally, we also performed similar statistics on the correlations in the HIP2 astrometric quantities published by
van Leeuwen (2008), using the four elements of the covariance matrix relative to the proper motions (see Appendix B of
Michalik et al. 2014). We found that the absolute median correlations are less than 0.1, and therefore we do not take them
into account.
3.6.2. TGAS(HIP2) error model
A detailed description of the astrometric error properties of
the TGAS subset in Gaia DR1 is described in Lindegren et al.
(2016). However, on further investigation we found that the error
properties of the subset of 93 635 Hipparcos stars in Gaia DR1
are significantly different with respect to the larger TGAS sample. In particular, we found that the zonal variations of the median uncertainties seen with respect to position on the sky are
much less prominent for the Hipparcos stars in DR1, and are
only weakly dependent on ecliptic latitude. The parallax errors
with respect to ecliptic latitude are shown in Fig. 12. Meanwhile the TGAS(HIP2) parallax errors show no apparent correlation with respect to magnitude or color. Figure 13 shows
the distribution of parallax uncertainties for three ecliptic latitude bins, which we model with a gamma distribution having the
A115, page 8 of 14
0
2
10
20
30
40
50
j¯j(deg)
60
70
80
90
Fig. 12. Logarithm of the parallax errors (mas) in function of ecliptic
latitude for the Hipparcos subsample in TGAS. The points show the
medians, while the error bars show the 10th and the 90th percentiles of
the distribution.
6000
j¯j < 40
40 < j¯j < 60
5000
j¯j > 60
4000
N
−4
3000
2000
1000
0
¡0:7
¡0:6
¡0:5
¡0:4 ¡0:3
log10(¾$)
¡0:2
¡0:1
0
Fig. 13. Distribution of the logarithm of the parallax uncertainties (mas)
for the HIP-TGAS stars. Three subsets with different ecliptic latitude
are shown.
Table 2. Shape parameter k and scale parameter θ of the gamma distributions used to model the log10 (σ̟ ) distributions shown in Fig. 12.
Ecliptic latitude |β| (deg)
0–40
40–60
60–90
k
1.5
1.2
1.1
θ
0.113
0.115
0.08
Offset
–0.658
–0.658
–0.67
Notes. An additional offset is required in order to fit the distributions.
parameters reported in Table 2. However, Lindegren et al. (2016)
have warned that there is an additional systematic error in the
parallaxes at the level of 0.3 mas. In this work we only use the
parallaxes to split our sample into two subsets, and we have verified that adding an additional random error of 0.3 mas to account
for these possible systematic errors does not affect our results.
E. Poggio et al.: The kinematic signature of the Galactic warp in Gaia DR1. I.
0:5
0:4
0
0:3
¡0:5
0:2
¡1:0
1:0
0:1
0
½ ( ¹®¤ ; ¹± )
0:5
0:5
0
0:05
0:10
0:15
0:20
F ¢ ¾®(HIP2)=¢t (mas=yr)
0:25
Fig. 14. Comparison of the published error σµα∗ (TGAS) to the prediction based on Hipparcos uncertainties F σαH (m, β)/∆t for each star of
the Hipparcos subset in TGAS (see text). The dashed line represents
the bisector. The solid line has null intercept and coefficient Cα = 1.42,
which is used to calibrate our error model (see text).
0
½ ( $ ; ¹®¤ )
¾¹®(TGAS)( mas=yr)
1:0
¡0:5
¡1:0
1:0
The errors for the proper motions also show a weak dependence on ecliptic latitude, as well as additional dependence
with respect to magnitude. Indeed, we find that the proper
motion errors for the Hipparcos subset in Gaia DR1 are
strongly correlated the Hipparcos positional errors, as one
would expect, given that the Hipparcos positions are used to
constrain the Gaia DR1 astrometric solutions (Michalik et al.
2015). We use this correlation to model the proper motion errors of the Hipparcos subsample in DR1. Figure 14 show the
agreement which results when we take as our model σµα =
Cα F σαH (m, β)/∆t , where F is the correction factor applied
to the Hipparcos astrometric uncertainties, as described in
Sect. 3.6.1, σαH (m, β) is the Hipparcos error in right ascension,
interpolated from Table A.1 in the Appendix, and ∆t is the difference between the Gaia (J2015) and Hipparcos (J1991.25)
epoch.
The adopted coefficient Cα = 1.42 is the median of
σµα / F σαH (m, β)/∆t for the stars of the TGAS(HIP2) sample.
An analogous model is used for σµδ , with Cδ = 1.44.
Finally, in contrast to the correlations in the HIP2 sample, we
find that the correlations in DR1 between the astrometric quantities of the Hipparcos subsample vary strongly across the sky,
but are significantly different from the complete TGAS sample,
shown in Fig. 7 of Lindegren et al. (2016). Figure 15 shows the
variation across the sky of the correlations between the parallaxes and the proper motions. As we can see, the correlations between proper motion components are relevant. To take this into
account, we generate the synthetic proper motion errors from
a bivariate Gaussian distribution with a covariance matrix which
includes the σµα and σµδ predicted by the above described model
and the correlations from the first map in Fig. 15.
4. Comparison between models and data
In this section we first attempt to derive the systematic vertical
motions from the observed proper motions and compare these
with those predicted from the model, to demonstrate the weaknesses of this approach. We then compare the observed proper
0
½ ( $ ; ¹± )
0:5
¡0:5
¡1:0
Fig. 15. Median correlations between parallaxes ̟ and proper motions µα , µδ in HIP-TGAS.
motions of our two samples with the proper motion distributions
derived from models with and without a warp.
4.1. Mean vertical velocity in function of Galactocentric
radius
We first consider the mean vertical velocity vz as a function of
Galactocentic radius R that one would derive from the measured
proper motions and spectro-photometric distances, comparing
the data with what we expect from the no-warp and warp models. In the no-warp case, the true mean vertical velocities are
zero, while a warp model predicts that they increase with R outside the radius Rw at which the Galactic warp starts (see Eq. (1)).
Figure 16 shows the mean vertical velocities, after removing
the solar motion, for the data and the no-warp and warp simulated catalogs. The simulated catalogs include the modeled errors, as described in Sect. 3.6. Taking into account both distance
and proper motion errors, the observed trend is biased toward
negative velocities with increasing distance. This bias is particularly evident with the no-warp model, where the true vz (R) = 0
(dashed line in Fig. 16), but similarly affects the warp model.
One might be tempted to proceed to compare models to the data
in this space of derived quantities, assuming the error models
are correct, but this approach gives the most weight to the data
at large distances, that is, those with the highest errors and the
most bias. Indeed, from Fig. 16 one might quickly conclude that
A115, page 9 of 14
A&A 601, A115 (2017)
0
-10
-5
Vz - Vz(RSun)
5
HIP data (mv < 7.5)
Simulation no warp
Simulation with warp
6.5
7.0
7.5
8.0
8.5
9.0
9.5 10.0
R (kpc)
Fig. 16. Bivariate Nadaraya-Watson regression estimator of stellar vertical velocities as a function of Galactocentric radius, using a bandwidth
of h = 0.5 kpc. The same regression bandwidth has been used for the
data (red), the no-warp model (black) and warp model of Yusifov (2004)
(blue). The 95% bootstrap confidence band is shown for the data. For
each of the two models, the non parametric regressions are performed
for 20 simulated catalogs, obtaining the curves as the mean values and
the shaded areas as the 95% uncertainty.
the data was consistent with the no-warp model, based however
on trends that are dominated by a bias in the derived quantities.
A better approach is to compare the data to the models in
the space of the observations, that is, the mean proper motions
as a function of position on the sky, thereby avoiding the biases
introduced by the highly uncertain distances. That is, it is better
to pose the question: which model best reproduces the observations? Our approach will make minimum use of the spectrophotometric distances and parallaxes to avoid the strong biases
introduced when using distances with relatively large uncertainties to arrive at other derived quantities, as in the example above.
Indeed, whether based on spectrophotometric data or parallaxes,
distance is itself a derived quantity that can suffer from strong
biases (Bailer-Jones 2015). Nevertheless, distance information
is useful. We have already used the distance information contained in the parallaxes for selecting our two samples with the
criteria of ̟ < 2 mas (see Sect. 2), while in Sect. 4.2, we will
split our HIP and TGAS(HIP) samples into nearby and distant
sources.
4.2. Proper motion µb in function of Galactic longitude
The aim of the present work is to determine whether a warp is favored over a no-warp model in either of our Hipparcos or Gaia
A115, page 10 of 14
DR1 samples. In Sect. 3.1 we showed that the Galactic warp,
if stable, results in a distinct trend in the proper motions perpendicular to the Galactic plane µb with respect to Galactic longitude, with higher (i.e. more positive) proper motions toward
the Galactic anti-center (see Fig. 2). Our approach is to compare
the distribution of the observed proper motions with the expectations derived from a warp model and a no-warp model, taking
into full account the known properties of the astrometric errors.
To achieve this we adopt the approach of calculating the likelihood associated with a given model as the probability of the observed data set arising from the hypothetical model (as described
in Peacock 1983).
Given an assumed model (i.e. parameter set), we generate
500 thousand stars and perform a two-dimensional kernel density estimation in l − µb space to derive the conditional probability density function (PDF), P(µb |l), the probability of observing
a star with proper motion µb at a given
Galactic longitude, where
R
P(µb |l) is constrained to satisfy P(µb |l) dµb = 1. The motivation for using P(µb |l) is that we want to assign the probability
of observing a given value of µb independent of the longitude
distribution of the stars, which is highly heterogeneous. That is,
we wish to quantify which model best reproduces the observed
trend of the proper motions with respect to longitude. In any
case, we also performed Rthe below analysis using P(l, µb ), imposing the normalization P(l, µb ) dldµb = 1, and obtain similar
results. Figure 17 shows the conditional PDFs for the warp/nowarp models for the TGAS(HIP2) sample. The PDFs for the
HIP2 sample (not shown) are very similar, as the proper motion
distribution is dominated by the intrinsic velocity dispersion of
our sample rather than by the proper motion errors.
Once the PDFs for the two different models are constructed,
we found the probability P(µb,i |li ) associated with each ith observed star according Q
to each PDF. The likelihood associated
N
with the model is L = i=1
P(µb,i |li ), where N is the total number of stars in our dataset; for computational
PN reasons, we used
instead the log-likelihood ℓ = ln(L) = i=1
ln(P(µb,i |li ). Also
for practical reasons we applied a cut in µb , considering only
the range (−10 < µb < 5) mas/yr when calculating ℓ, reducing our HIP2 dataset to 989 stars, and our TGAS(HIP2) sample
to 791 stars. Below we will confirm that this clipping of the data
does not impact our results by considering alternative cuts on µb .
For a given sample, the difference between the loglikelihoods of a warp model and the no-warp model (i.e. the ratio
of the likelihoods), ∆ ≡ ℓWARP − ℓNOWARP , is found as a measure of which model is more likely. We performed a bootstrap
analysis of the log-likelihood to quantify the significance level
of the obtained ∆. Bootstrap catalogs were generated by randomly extracting stars N times from the observed set of N stars
of the dataset (resampling with replacement). As suggested by
Feigelson & Babu (2012), NB ≈ N(ln N)2 bootstrap resamples
were generated. For each bootstrap resample, the log-likelihood
was computed for the two models and the log-likelihood difference ∆ was calculated. Finally, after NB resamples, the standard
deviation σ∆ of the distribution of ∆ is determined, while the integral of the normalized ∆ distribution for ∆ > 0 gives P(∆ > 0),
the probability of the warp model being favored over the no-warp
model.
Table 3 collects the results for the TGAS(HIP2) dataset for
the three different warp models whose parameters are given in
Table 1, for the full dataset as well as for the two subsets of distant (̟ < 1 mas) and nearby (2 > ̟ > 1 mas) stars. For the
full dataset none of the warp models are favored over a no-warp
model, though the model of Yusifov (2004) cannot be excluded.
E. Poggio et al.: The kinematic signature of the Galactic warp in Gaia DR1. I.
Fig. 17. Distribution of the TGAS-HIP data in the l-µb plane (black dots), together with the probability density function P(µb |l) predicted by the
no-warp model (left panel) and the warp model of Yusifov (2004; right panel).
Table 3. Difference of the log-likelihoods of the warp and no-warp models ∆ ≡ ℓWARP − ℓNOWARP according to the warp parameters reported in
Drimmel & Spergel (2001) (dust and stellar model) and Yusifov (2004).
Warp model
Drimmel & Spergel (2001), dust
Drimmel & Spergel (2001), stars
Yusifov (2004)
∆
–41.24
–5.47
–2.69
̟ < 2 mas
σ∆
P(∆ > 0)
9.72
0.00
3.93
0.09
6.99
0.35
(1 < ̟ < 2) mas
∆
σ∆
P(∆ > 0)
–2.94 5.04
0.28
3.13
1.92
0.95
13.93 3.47
1.00
∆
–60.35
–22.54
–10.48
̟ < 1 mas
σ∆
P(∆ > 0)
10.90
0.00
16.79
0.04
25.81
0.32
Notes. Log-likelihoods are calculated with the TGAS(HIP2) sample (̟ < 2 mas), containing 758 stars. We also show the results for the nearby
((1 < ̟ < 2) mas, 296 stars) and for the distant objects (̟ < 1 mas, 462 stars). The standard deviation σ∆ and the probability P(∆ > 0) are
calculated using bootstrap resamples (see text).
Table 4. Difference of the log-likelihoods of the warp (Yusifov 2004) and no-warp models ∆ ≡ ℓWARP − ℓNOWARP for the TGAS(HIP2) sample.
Sample
All
mv < 7.5
∆Q < ∆Q95%
∆Q < ∆Q90%
No HIP2 binaries
95% Conf. Int.
90% Conf. Int.
Nstars
758
310
749
690
672
730
692
̟ < 2 mas
∆
σ∆
–2.69 6.99
0.68
4.44
–3.73 6.90
–7.35 6.56
–2.75 6.81
–0.86 5.94
2.79
4.91
P(∆ > 0)
0.35
0.57
0.30
0.13
0.34
0.44
0.72
N stars
296
129
293
257
267
289
273
(1 < ̟ < 2) mas
∆
σ∆
P(∆ > 0)
13.93 3.47
1.00
4.59
2.09
0.99
13.86 3.50
1.00
10.97 3.07
1.00
15.03 3.40
1.00
10.30 3.23
1.00
9.11
2.71
1.00
Nstars
462
181
456
433
405
444
420
̟ < 1 mas
∆
σ∆
–10.48 25.81
–0.47
4.03
–11.54 25.89
–12.18 25.93
–11.85 26.27
–13.99
5.23
–10.85
4.13
P(∆ > 0)
0.32
0.45
0.31
0.30
0.31
0.00
0.00
Notes. Results are shown for the whole sample (All, mv < 8.5) and for the bright sample (mv < 7.5). We also report the results obtained removing the
objects with high ∆Q, where ∆Q is the difference between the TGAS and Hipparcos proper motion (Lindegren et al. 2016). For the Hipparcos
subset in TGAS, the 95th and 90th percentiles of the ∆Q distribution are ∆Q95% = 23 and ∆Q90% = 11. We also present the results excluding
the stars labeled as binaries in van Leeuwen (2008). The 95% (90%) confidence interval is obtained considering the stars with proper motions µb
between the 2.5th and the 97.5th (the 5th and the 95th) percentiles of the whole µb distribution (with 767 stars), without restricting to the range
(−10 < µb < 5) mas/yr (see text). The standard deviation σ∆ and the probability P(∆ > 0) are calculated using bootstrap resamples (see text).
However, on splitting our sample into distant and nearby subsamples, we find some of the warp models are clearly favored
over the no-warp model for the nearby stars.
In Tables 4 and 5 we show the results of our analysis, for both
the HIP2 and TGAS(HIP2) samples, considering various subsamples with alternative data selection criteria to test for possible
effects due to incompleteness and outliers. Separate PDFs were
appropriately generated for the selections in magnitude and parallax. Here we show the results using the Yusifov (2004) model,
as it is the most consistent with the data, as indicated by the the
maximum likelihood measurements shown in Table 3. Again, the
chosen warp model is not clearly favored nor disfavored until we
split our sample into distant and nearby subsamples.
Various selection criteria were applied to investigate the role
of possible outliers in biasing the outcome. We tried to remove the stars identified as binaries in the Hipparcos catalog
(van Leeuwen 2008) and, for the TGAS subset, the objects with
a high difference between the Gaia and Hipparcos proper motion (Lindegren et al. 2016). We also removed the high proper
motion stars (i.e., the tails in the µb distributions), to exclude
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Table 5. Difference of the log-likelihoods of the warp (Yusifov 2004)
and no-warp models ∆ ≡ ℓWARP − ℓNOWARP for the HIP2 sample.
HIP2 subset
All
All No HIP2 binaries
mv < 7.5
mv < 7.5 No HIP2 binaries
Nstars
989
838
498
404
∆
–14.99
–11.86
–1.68
–2.29
σ∆
6.50
5.74
4.47
4.21
P(∆ > 0)
0.01
0.02
0.35
0.29
Notes. Results are shown for the whole sample (All, mv < 8.5) and for
the bright sample (mv < 7.5). We also present the results obtained removing the stars labeled as binaries in van Leeuwen (2008). The standard deviation σ∆ and the probability P(∆ > 0) are calculated using
bootstrap resamples (see text).
possible runaway stars or nearby objects with significant peculiar motions. As shown in Tables 4 and 5, the exclusion of these
possible outliers does not change our findings, confirming that
the warp model (Yusifov 2004) is preferred for the nearby objects, but rejected for the distant stars.
A further test was performed, removing the most obvious
clumps in the l, b, and in the l, µb space (for example the one
centered on l ≈ 80◦ and µb ≈ 2.5 mas/yr, see Fig. 17), to study
the effect of the intrinsic clumpiness of the OB stars. We also
removed the stars which are part of the known OB association
Cen OB2 according to de Zeeuw et al. (1999). The obtained results (here not shown) are very similar to the ones in Tables 4
and 5.
5. Discussion
We have used models of the distribution and kinematics of
OB stars to find the expected distribution of proper motions,
including astrometric uncertainties, for two samples of spectroscopically identified OB stars from the new Hipparcos reduction and Gaia DR1. The resulting PDFs of the proper motions
perpendicular to the Galactic plane produced by models with and
without a warp are compared to the data via a likelihood analysis. We find that the observed proper motions of the nearby stars
are more consistent with models containing a kinematic warp
signature than a model without, while the more distant stars are
not. Given that the warp signal in the proper motions is expected
to remain evident at large distances (see Sect. 3.1), this result is
difficult to reconcile with the hypothesis of a stable warp, and we
are forced to consider alternative interpretations.
Keeping in mind that our sample of OB stars is tracing the
gas, one possibility is that the warp in the gas starts well beyond the Solar Circle, or that the warp amplitude is so small that
no signal is detectable. However, most studies to date suggest
that the warp in the stars and in the dust starts inside or close to
the Solar Circle, (Drimmel & Spergel 2001; Derriere & Robin
2001; Yusifov 2004; Momany et al. 2006; Robin et al. 2008),
while the warp amplitude in the gas at R ≈ 10 kpc (Levine et al.
2006) is consistent with warp models of sufficiently small amplitudes. Indeed, Momany et al. (2006) found an excellent agreement between the warp in the stars, gas and dust using the
warp model of Yusifov (2004), the same model that we used
in Sect. 4.2. Another possible scenario is that the warp of the
Milky Way is a short-lived/transient feature, and that our model
of a stable warp is not applicable. This hypothesis would be consistent with the finding that the warp structure may not be the
same for all Milky Way components, as argued in Robin et al.
(2008), but in contradiction to the findings of Momany et al.
(2006) cited above. Finally, our expected kinematic signature
A115, page 12 of 14
from a stable warp could be overwhelmed, or masked, by other
systematic motions. Evidence has been found for vertical oscillations (Widrow et al. 2012; Xu et al. 2015), suggesting the
presence of vertical waves, as well as kinematic evidence of internal breathing modes (Williams et al. 2013) in the disk. Both
have been attributed as being possibly caused by the passage
of a satellite galaxy (Gómez et al. 2013; Widrow et al. 2014;
Laporte et al. 2016), while breathing modes could also be caused
by the bar and spiral arms (Monari et al. 2015, 2016). If such effects as these are present, then sampling over a larger volume of
the Galactic disk will be necessary to disentangle the kinematic
signature of the large-scale warp from these other effects. Also,
a comparison of the vertical motions of young stars (tracing the
gas) and a dynamically old sample could also confirm whether
the gas might possess additional motions due to other effects.
We have compared the proper motions of our two samples with the expectations from three warp models taken from
the literature. Among these the model based on the far-infrared
dust emission (Drimmel & Spergel 2001) can be excluded based
on the kinematic data from Gaia DR1 that we present here.
In addition, the Drimmel & Spergel (2001) dust warp model
also predicts a vertical motion of the Local Standard of Rest
of 4.6 km s−1 , which would result in a vertical solar motion
that is clearly inconsistent with the measured proper motion
of Sag A∗ (Reid 2008). This calls into question the finding of
Drimmel & Spergel (2001) that the warp in the dust and stars
are significantly different. However, the proper motion data do
not strongly favor the other two warp models, that of Yusifov
(2004) and Drimmel & Spergel (2001) based on the stellar nearinfrared emission. As pointed out in Sect. 3.1, the local kinematic signature produced by a warp model with φw , 0 is quite
similar to that of a warp model with φw = 0 of smaller amplitude.
In short, the parameters of even a simple symmetric warp cannot be constrained from local kinematics alone. In any case, we
stress that the observed kinematics of the most distant OB stars
are not consistent with any of the warp models.
6. Conclusion and future steps
Our search for a kinematic signature of the Galactic warp presented here is a preliminary study that adopts an exploratory approach, aimed at determining whether there is evidence in the
Gaia DR1 and/or in the pre-Gaia global astrometry of the new
Hipparcos reduction. While unexpected, our finding that distant OB stars do not show evidence of the kinematic signature of
the warp is in keeping with the previous results of Smart et al.
(1998) and Drimmel et al. (2000), who analyzed the original
Hipparcos proper motions using a simpler approach than employed here.
We point out that this work only considers a small fraction
of the Gaia DR1 data with a full astrometric solution, being restricted to a subset of Hipparcos stars in DR1 brighter than
mVT = 8.5. Gaia DR1 TGAS astrometry is complete to about
mVT = 11, and potentially will permit us to sample a significantly
larger volume of the disk of the Milky Way than presented here.
In future work we will expand our sample to a fainter magnitude
limit, using selection criteria based on multi-waveband photometry from other catalogs. We will also compare the kinematics
of this young population to an older population representative of
the relaxed stellar disk.
Understanding the dynamical nature of the Galactic warp
will need studies of both its structural form as well as its associated kinematics. Gaia was constructed to reveal the dynamics of
the Milky Way on a large scale, and we can only look forward to
E. Poggio et al.: The kinematic signature of the Galactic warp in Gaia DR1. I.
the future Gaia data releases that will eventually contain astrometry for over a billion stars. We expect that Gaia will allow us to
fully characterize the dynamical properties of the warp, as suggested by Abedi et al. (2014, 2015), and allow us to arrive at a
clearer understanding of the nature and origin of the warp. At the
same time, Gaia may possibly reveal other phenomena causing
systematic vertical velocities in the disk of the Milky Way.
Acknowledgements. This work has been partially funded by MIUR (Ministero dell’Istruzione, dell’Universitá e della Ricerca), through PRIN 2012 grant
No. 1.05.01.97.02 “Chemical and dynamical evolution of our Galaxy and of
the galaxies of the Local Group” and by ASI under contract No. 2014-025R.1.2015 “Gaia Mission – The Italian Participation to DPAC”. E. Poggio acknowledges the financial support of the 2014 PhD fellowship programme of
INAF. This work has made use of data from the European Space Agency (ESA)
mission Gaia (http://www.cosmos.esa.int/gaia), processed by the Gaia
Data Processing and Analysis Consortium (DPAC, http://www.cosmos.esa.
int/web/gaia/dpac/consortium). Funding for the DPAC has been provided
by national institutions, in particular the institutions participating in the Gaia
Multilateral Agreement. The authors thank the referee for comments and suggestions that improved the overall quality of the paper. They also thank Scilla
degl’Innocenti for the helpful discussions.
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A&A 601, A115 (2017)
Table A.4. Median formal uncertainties for σµα∗ .
Appendix A: Hipparcos astrometric errors
Tables A.1–A.5 show the median formal errors of right ascension α, declination δ, parallax ̟, proper motion components µα
and µδ in function of apparent magnitude and ecliptic latitude
for the HIP2 stars. They were obtained considering the entire
HIP2 catalog (as given by van Leeuwen 2008) excluding the
stars redder than (B − V) = 0.5. We also excluded stars for which
there was a claim of binarity in van Leeuwen (2008), taking account for binary systems after the single stars errors are generated, as described in the text. To construct the tables, we binned
the resulting sample of 15 197 HIP2 stars with respect to apparent magnitude and ecliptic latitude and found the median errors
for each bin. Table A.6 shows the number of objects in each bin.
Table A.1. Median formal uncertainties for σα .
mV
3–4
4–5
5–6
6–7
7–8
0–10
0.22
0.24
0.34
0.49
0.66
10–20
0.19
0.25
0.32
0.46
0.64
Ecliptic latitude (|β|, (deg))
20–30 30–40 40–50
0.40
0.23
0.12
0.25
0.20
0.15
0.31
0.27
0.21
0.44
0.37
0.29
0.60
0.51
0.40
50–60
0.11
0.16
0.19
0.29
0.39
60–90
0.20
0.15
0.20
0.29
0.40
Table A.2. Median formal uncertainties for σδ .
mV
3–4
4–5
5–6
6–7
7–8
0–10
0.16
0.16
0.23
0.32
0.44
10–20
0.12
0.18
0.22
0.32
0.44
Ecliptic latitude (|β|, (deg))
20–30 30–40 40–50
0.31
0.19
0.12
0.18
0.17
0.17
0.23
0.24
0.23
0.33
0.32
0.32
0.44
0.44
0.45
50–60
0.13
0.17
0.21
0.31
0.42
60–90
0.26
0.16
0.21
0.29
0.40
50–60
0.13
0.19
0.26
0.38
0.53
60–90
0.14
0.16
0.22
0.31
0.45
Table A.3. Median formal uncertainties for σ̟ .
mV
3–4
4–5
5–6
6–7
7–8
0–10
0.20
0.25
0.36
0.51
0.71
10–20
0.19
0.26
0.34
0.51
0.70
A115, page 14 of 14
Ecliptic latitude (|β|, (deg))
20–30 30–40 40–50
0.19
0.21
0.16
0.25
0.23
0.24
0.35
0.34
0.33
0.49
0.47
0.47
0.69
0.66
0.66
mV
3–4
4–5
5–6
6–7
7–8
0–10
0.24
0.28
0.41
0.58
0.80
10–20
0.22
0.29
0.37
0.55
0.77
Ecliptic latitude (|β|, (deg))
20–30 30–40 40–50
0.18
0.19
0.13
0.26
0.21
0.17
0.35
0.30
0.24
0.50
0.43
0.33
0.70
0.60
0.47
50–60
0.12
0.17
0.22
0.32
0.44
60–90
0.15
0.16
0.23
0.32
0.45
50–60
0.13
0.17
0.24
0.34
0.48
60–90
0.15
0.16
0.23
0.33
0.46
50–60
15
51
183
514
1321
60–90
18
61
196
577
1447
Table A.5. Median formal uncertainties for σµδ .
mV
3–4
4–5
5–6
6–7
7–8
0–10
0.16
0.19
0.27
0.37
0.53
10–20
0.16
0.20
0.27
0.38
0.53
Ecliptic latitude (|β|, (deg))
20–30 30–40 40–50
0.16
0.18
0.13
0.19
0.17
0.18
0.26
0.26
0.26
0.38
0.36
0.36
0.52
0.52
0.52
Table A.6. Number of stars in each bin.
mV
3–4
4–5
5–6
6–7
7–8
0–10
20
69
209
565
1274
10–20
20
65
193
550
1287
Ecliptic latitude (|β|, (deg))
20–30 30–40 40–50
20
12
17
63
57
61
209
169
167
581
538
522
1416
1372
1355