UDK 903’12\’15(4\5)“633\634”>575.17< 903’12\’15(4\5)“633\634”>574.91
Documenta Praehistorica XXXIV (2007)
A Pan-European model
of the Neolithic
Kate Davison1, Pavel M. Dolukhanov2, Graeme R. Sarson1,
Anvar Shukurov1 & Ganna I. Zaitseva3
1 School of Mathematics and Statistics, University of Newcastle upon Tyne, NE1 7RU, U.K.
[email protected]<
[email protected]<
[email protected]
2 School of Historical Studies, University of Newcastle upon Tyne, NE1 7RU, U.K.
[email protected]
3 Institute for the History of Material Culture, Russian Academy of Sciences, St. Petersburg, Russia
ABSTRACT – We present a mathematical model, based on a compilation of radiocarbon dates, of the
transition to the Neolithic, from about 7000 to 4000 BC in Europe. With the arrival of the Neolithic,
hunting and food gathering gave way to agriculture and stock breeding in many parts of Europe; pottery-making spread into even broader areas. We use a population dynamics model to suggest the presence of two waves of advance, one from the Near East, and another through Eastern Europe. Thus,
we provide a quantitative framework in which a unified interpretation of the Western and Eastern
Neolithic can be developed.
IZVLE∞EK – Predstavljamo matemati≠ni model, ki temelji na kompilaciji radiokarbonskih datumov
med 7000 in 4000 BC. Ti datumi so v Evropi povezani s prehodom v neolitik, ko sta poljedelstvo in
∫ivinoreja v mnogih regijah zamenjala lov in nabiralni∏tvo; lon≠arstvo pa se je ∏irilo ∏e dlje. S pomo≠jo modela populacijske dinamike predstavljamo dva vala napredovanja, enega iz Bli∫njega Vzhoda in drugega preko Vzhodne Evrope. Z njim zagotavljamo kvantitavni okvir, v katerem lahko razvijamo enovito interpretacijo 'zahodnega' in 'vzhodnega' neolitika.
KEY WORDS – Neolithic; population dynamics; radiocarbon dates; archaeology; mathematical modelling
Introduction
The transition to the Neolithic was a crucial period
in the development of Eurasian societies, defining to
a large extent their subsequent evolution. The introduction of agro-pastoral farming, which originated in
the Near East about 12 000 years ago and then spread
throughout Europe, is usually considered to be a key
feature of this transition (Zvelebil 1996). Yet the
Neolithic was not a simple, single-faceted phenomenon. In his early definition of the Neolithic, Sir John
Lubbock (1865) specified its main characteristics to
be the growing of crops, the taming of animals, the
use of polished stone and bone tools, and potterymaking.
Ceramic pottery is one of the defining characteristics
of the Neolithic. It is true that there are examples of
early farming communities apparently not involved
in pottery-making. For example, aceramic Neolithic
cultures have been identified in the Levant, Upper
Mesopotamia, Anatolia (9800–7500 BC) and also in
the Peloponnese (7000–6500 BC) and Thessaly Plain
(7300–6300 BC). (All BC dates supplied are radiocarbon dates calibrated using OxCal v3.10 (Bronk
Ramsey 2001) with calibration curve intcal04.14c.)
Wheat, barley and legumes were cultivated at those
sites; permanent houses with stone foundations were
used. There is no widespread evidence of pottery
(Perlès 2001) but recent excavations have revealed
the occurrence of pottery in Thessaly, albeit in small
quantities (J. K. Kozłowski, personal communication 27/03/2007). In contrast, the Neolithic in NorthEastern boreal Europe is identified with a sedentary
139
Kate Davison, Pavel M. Dolukhanov, Graeme R. Sarson, Anvar Shukurov & Ganna I. Zaitseva
(or seasonally sedentary) settlement pattern, social
hierarchy and sophisticated symbolic expression, the
use of polished stone and bone tools, large-scale manufacture of ceramic ware, but not with agriculture
(Oshibkina 1996): the subsistence apparently remained based on foraging. This combination of attributes is characteristic of the ‘boreal Neolithic’; of these,
pottery is in practice the most easily identifiable.
In the present paper we attempt to develop a unified framework describing the spread of both the
‘agro-pastoral’ and ‘boreal’ Neolithic. Our quantitative model of the Neolithization is based on the large
amount of relevant radiocarbon dates now available.
Selection of radiocarbon dates
The compilation of dates used in this study to model
the spread of the Neolithic in Europe is available
upon request from the authors; unlike all other similar studies known to us it includes dates from the
East of Europe. We used data from Gkiasta et al.
(2003), Shennan and Steele (2000), Thissen et al
(2006) for Southern, Central and Western Europe
(SCWE) and Dolukhanov et al. (2005), Timofeev et
al. (2004) for Eastern Europe (EE). Our selection and
treatment of the dates, described in this section, is
motivated by our attempt to understand the spread
of agriculture and pottery making throughout Europe.
Many archaeological sites considered have long series of radiocarbon dates: often with 3–10 dates, and
occasionally with 30–50. Associated with each radiocarbon measurement is a laboratory error, which
after calibration was converted into a calibration
error σi. The laboratory error characterises the accuracy of the measurement of the sample radioactivity
rather than the true age of the archaeological site
(Dolukhanov et al. 2005) and, thus, is often unrepresentatively small, suggesting an accuracy of 30
years on occasion. Therefore, we estimated an empirical minimum error of radiocarbon age determination of the archaeological age and then used it
when treating sites with multiple dates. A global minimum error of σmin = 160 years is obtained from
well explored, archaeologically homogeneous sites
with a large number of tightly clustered dates. Such
sites are: (1) Ilipinar, 65 dates, with the standard deviation σ = 168 years (and mean date 6870 BC); (2)
Achilleion, 41 dates, σ = 169 years (mean 8682 BC);
(3) Asikli Höyük, 47 dates, σ = 156 years (mean
7206 BC). Similar estimates are σmin = 100 years for
LBK sites and σmin = 130 years for the Serteya site
in North-Western Russia (Dolukhanov et al. 2005);
140
the typical errors vary between different regions and
periods but we apply σmin = 160 years to all the data
here.
For sites with multiple radiocarbon date determinations, the dates are treated and reduced to two (and
rarely more) dates that are representative of the arrival of multiple Neolithic episodes to that location.
For the vast majority of such sites, the radiocarbon
dates available can be combined, as discussed below,
to just two possible arrival dates. Examples of sites
with multiple radiocarbon measurements are Ilipinar and Ivanovskoye-2 where, respectively, 65 and
21 dates have been published. Figures 1a and b indicate that for these sites the series of dates form
very different distributions; different strategies are
used to process these different types of date series as
described below (see Dolukhanov et al. 2005 for details). If a geographical location hosts only one radiocarbon measurement associated with the early
Neolithic, then this is taken to be the most likely
date for the arrival of the Neolithic. The uncertainty
of this radiocarbon date is taken to be the maximum
of the global minimum error discussed above and
the calibrated date range obtained at the 99.7 %
confidence level and then divided by six (to obtain
an analogue of the 1σ error). There are numerous
such sites in our collection, including Casabianca,
Dachstein and Inchtuthil.
If only a few (less than 8) date measurements are
available for a site and those dates all agree within
the calibration error, we use their mean value and
characterise its uncertainty with an error equal to
the maximum of each of the calibrated measurement
errors σi, the standard deviation of the dates involved σ (ti), 1 ≤ i ≤ n, and the global minimum error
introduced above:
{
( )
}
σ = max σ i , σ t i , σ min ,
(1)
n is the total number of dates in the cluster. An
example of such a site is Bademagaci, where we
have 4 dates, all within 60 years of one another; Figure 1c shows the histogram of radiocarbon dates
of this site. The typical calibration error of these
dates is approximately 30 years, thus Eq. (1) yields
σmin as an uncertainty estimate. However, we apply
a slightly different procedure for clusters of dates
that do not agree within the calibration error.
For a series of dates that cluster in time but do not
agree within the calibration error, we use different
approaches depending on the number of dates available and their errors. Should the cluster contain less
A Pan-European model of the Neolithic
than 8 dates, we take the mean of the dates (as in
the previous case), as any more sophisticated statistical technique would be inappropriate for such a
small sample; the error is taken as in Eq. (1). An
example of such a site is Okranza Bolnica – Stara Zagora with 7 measurements, and Figure 1f shows that
the dates are tightly clustered around the mean value.
If however, the date cluster is large (i.e. more than
8 dates, such as Ilipinar, shown in Fig. 1a), the χ2
statistical test can be used to calculate the most likely
date T of a coeval subsample as described in detail
by Dolukhanov et al. (2005):
n
T =
∑ ti / σi
2
i =1
n
,
2
∑1 / σi
i =1
where σ i = max(σi, σmin). The coeval subsample is
obtained by calculating the statistic:
X
2
2
ti − T )
(
=∑
n
i =1
σ2i
and comparing it with χ2. If X2 ≤ χ2n–1, the sample
is coeval and the date T is the best representative of
the sample. If X2 > χ2n–1, the sample is not necessarily coeval, and the dates that provide the largest
contribution to X are discarded one by one until the
criterion for a coeval sample is satisfied. This process is very similar to that implemented in the R_
Combine function of OxCal (Bronk Ramsey 2001).
However, OxCal’s procedure first combines the uncalibrated dates into one single radiocarbon measurement and then calibrates it. Our approach on the
other hand first uses the calibration scheme of OxCal
and then combines the resulting calibrated dates to
give T. Furthermore, our procedure adds the flexibility of identifying and discarding dates with the largest relative deviation from T. Within R_Combine
the minimum error is not used in the calculation of
X2 but is rather only incorporated into the final uncertainty estimate. We feel that it is more appropriate to include the minimum uncertainty into the
calculation from the outset. As a check, we combined
several set of dates using both OxCal and our procedure, and the results agree within a few years in most
cases where such agreement could be expected.
If a site has many radiocarbon determinations that
do not cluster around a single date, a histogram of the
dates is analyzed. If the data have a wide range and
have no discernable peaks (i.e., are approximately
uniformly distributed in time), they may suggest prolonged Neolithic activity at the site, and we choose,
as many other authors, the oldest date (or one of the
oldest, if there are reasons to reject outliers) to identify the first appearance of the Neolithic. Examples
of such sites are Mersin and Halula where there are
6 and 9 dates with a range of 550 and 1900 years,
respectively, and no significant peaks (see Figs. 1d
and 1e), here the oldest dates are 6950 and 8800
years BC and the associated errors are 217 and 167
years.
Apart from sites with either no significant peak or
only one peak, there are sites whose radiocarbon
dates have a multimodal structure which may indicate multiple waves of settlement passing through
this location. Ivanovskoye-2 (with 21 dates) is a typical site in this category, and Figure 1b depicts two
distinct peaks. In such cases multiple dates were attributed to the site, with the above methods applied
to each peak independently. Admittedly our method
of assigning an individual date to a specific peak
could be inaccurate in some cases as appropriate
stratigraphic and/or typological data are not invoked in our procedure. In future refinements to this
technique we may consider fitting bimodal normal
distributions to the data to avoid the rigid assignment of measurements to one peak or another. After
selection and processing, the total number of dates
in our compilation is 477. In our final selection, 30
sites have two arrival dates allocated and 4 sites
have three arrival dates allocated, namely Berezovaya, Osipovka, Rakushechnyi Yar and Yerpin Pudas.
Modelling
The mechanisms of the spread of the Neolithic in Europe remain controversial. Gordon Childe (1925) advocated direct migration of the farming population;
this idea was developed in the form of the demic expansion (wave of advance) model (Ammerman and
Cavalli-Sforza 1973). The Neolithization was viewed
as the spread of colonist farmers who overwhelmed
the indigenous hunter-gatherers or converted them
to the cultivation of domesticated cereals and the
rearing of animal stock (Price 2000). An alternative
approach views the Neolithization as an adoption of
agriculture (or other attributes) by indigenous hunter-gatherers through the diffusion of cultural novelties by means of intermarriages, assimilation and
borrowing (Tilley 1994; Thomas 1996; Whittle
1996). Recent genetic evidence seems to favour cultural transmission (Haak et al. 2005).
Irrespective of the particular mechanism of the
spread of the Neolithic (or of its various signatu141
Kate Davison, Pavel M. Dolukhanov, Graeme R. Sarson, Anvar Shukurov & Ganna I. Zaitseva
Fig. 1. Histograms of calibrated radiocarbon ages from archaeological sites in kyr BC, binned into 200
year intervals representing various temporal distributions. (a) The 65 dates from Ilipinar (40.47°N,
29.30°E) are approximately normally distributed, so the χ2 criterion can be employed to calculate the
age of this site as described by Dolukhanov et al (2005). The resulting Gaussian envelope is shown solid.
(b) Ivanovskoye-2 (56.85°N, 39.03°E) has 21 dates showing a multimodal structure where each peak can
be treated as above. (c) The 4 dates from Bademagaci (37.40°N, 30.48°E) combine into a single date when
their errors are taken into account. (d) The 6 dates from Mersin (36.78°N, 34.60°E) are almost uniformly
distributed in time, so the oldest date can be used as representative of the arrival of the Neolithic. (e) The
9 dates from Halula (36.40°N, 38.17°E) are treated as in (d). (f) The 7 dates from Okrazna Bolnica – Stara Zagora (42.43°N, 25.63°E) are not numerous enough to justify the application of the χ2 test, but they
form a tight cluster, so the mean date can be used for this site.
res), the underlying process can be considered as
some sort of ‘random walk’, of either humans or
ideas and technologies. Therefore, mathematical modelling of the spread (at suitably large scales in space
and time) can arguably be based on a ‘universal’
equation (known as reaction-diffusion equation) with
parameters chosen appropriately (Cavalli-Sforza and
Feldman 1981). A salient feature of this equation is
the development of a propagation front (where the
population density, or any other relevant variable, is
equal to a given constant value) which advances at
a constant speed (Murray 1993) (in the approximation of a homogeneous, one-dimensional habitat).
This mode of spread of incipient agriculture has been
confirmed by radiocarbon dates (Ammerman and
Biagi 2003; Ammerman and Cavalli-Sforza 1971;
1973; 1984; Gkiasta et al. 2003; Pinhasi et al. 2005).
In Figure 2a we plot the distance from a putative
source in the Near East versus the 14C dates for early
Neolithic sites in SCWE; the linear interdependence
142
is consistent with a constant propagation speed. Due
to the inhomogeneous nature of the landscape we
would not expect to see a very tight correlation between distance from source and time of first arrival, since there are many geographical features that
naturally cause barriers to travel (e.g. the Mediterranean Sea). It is also suggested in a previous work
(Davison et al. 2006) that there are local variations
in the propagation speed near major waterways;
this again detracts from the constant rate of spread.
In spite of this, the correlation coefficient is found to
be –0.80; reassuringly high given the above complications. There is also a tail of older dates that originate in early Neolithic sites in the Near East, where
a Neolithic tradition began and remained until it saturated the area and subsequently expanded across
the landscape.
In contrast to earlier models, we include the ‘boreal’,
East-European (EE) Neolithic sites, which we present
A Pan-European model of the Neolithic
in the same format in Figure 2b. It is clear that the
Eastern data are not all consistent with the idea of
spread from a single source in the Near East. A correlation coefficient of –0.52 between the EE dates and
distance to the Near East is sufficient evidence for
that. Our modeling, discussed below, indicates that
another wave of advance swept westward through
Eastern Europe about 1500 years earlier than the
conventional Near-Eastern one; we speculate that it
may even have spread further to produce early ceramic sites in Western Europe (e.g. the La Hoguette and
Roucadour groups).
scale diffusion (Davison et al. 2006; Murray 1993):
where N is the population density, γ is the intrinsic
growth rate of the population, K is the carrying capacity, and ν is the diffusivity (mobility) of the population. We solve Eq. (2) numerically in two dimensions on a spherical surface with grid spacing of 1/12
degree (2–10 km, depending on latitude). All the variables in Eq. (2) can be functions of position and
time, as described by Davison et al. (2006).
Our population dynamics model, described in detail
by (Davison et al. 2006), was refined for our present
simulations. We thus solve the reaction-diffusion
equation supplemented with an advection of speed
V, arising from this anisotropic component of the
random walk of individuals that underlies the large-
We consider two non-interacting populations, each
modelled with Eq. (2), but with different values of
the parameters V, γ, K and ν; the difference is intended to represent differences between subsistence
strategies (farmers versus hunter-gatherers) and/or
between demic and cultural diffusion.
∂N
N
+ V ⋅ ∇ N = γN 1 − + ∇ ⋅ ν∇N ,
∂T
K
(
)
(
)
(2)
Fig. 2. Radiocarbon dates of early Neolithic sites versus the great-circle distance from the assumed source.
Inset maps show the location of the sites plotted, and the straight lines correspond to spread at a constant
speed given below. (a) Sites from Southern, Central and Western Europe (SCWE) with respect to a Near
Eastern source (Jericho). The linear correlation (cross-correlation coefficient C = –0,80) suggests a mean
speed of advance of U = 1.2 ± 0.1 km/year (2σ error). (b) Sites from Eastern Europe (EE) show very poor
correlation with respect to the same Near-Eastern source (C = –0,52), so that straight-line fitting is not
useful. (c) Sites attributed, using our two-source model, to the Near-Eastern source (note a significant
number of EE sites clearly visible in the inset map) show a reasonable correlation (C = –0,77) and a mean
speed U = 1.1 ± 0.1 km/year. (d) Sites attributed to the Eastern source (from both EE and SCWE) show a
correlation similar to that of Panel (c) (C = –0,76), and a mean speed U = 1.7 ± 0.3 km/year.
143
Kate Davison, Pavel M. Dolukhanov, Graeme R. Sarson, Anvar Shukurov & Ganna I. Zaitseva
We thus numerically solve two versions of Equation
(2), one for each of two non-interacting populations
with different origins of dispersal. The boundaries of
the computational domain are at 75°N and 25°N,
and 60°E and 15°W as shown in Figure 3, they are
chosen to comfortably incorporate our pan-European
area. The environmental factors included into the
model are the altitude, latitude, coastlines and the
Danube-Rhine river system. The equation describing
the farming population also includes advection velocity V along the major waterways (the Danube, the
Rhine and the sea coastlines; V ≠ 0 within corridors
10 km wide on each side of a river or 10 km inshore
near the sea) which results from anisotropic diffusion in those areas. The prescription of the components of the advective velocity are given in Davison
et al. (2006).
The focus of our model is the speed of the front propagation U, since this quantity can be most readily
linked to the radiocarbon age used to date the ‘first
arrival’ of the wave of advance. This feature of the
solution depends only on the linear terms in Equation (2) and, in particular, is independent of the carrying capacity K. Moreover, to a first approximation
U only depends on the product γν:
U = 2 γν.
(3)
Taking the intrinsic growth rate of a farming population as γ = 0.02 year–1 (Birdsell 1957), the mean
speed of the front propagation of U ≈ 1 km/year for
the population of farmers suggests the background
(low-latitude) value of the diffusivity ν = 12.5 km2/
year (Ammerman and Cavalli-Sforza 1971; Davison
et al. 2006). For the wave spreading from Eastern
Europe, U ≈ 1.6 km/year is acceptable as a rough
estimate obtained from the EE radiocarbon dates
(Dolukhanov et al. 2005); this estimate is confirmed
by our model (see Fig. 2d). Analysis of the spread of
Paleolithic hunter-gatherers yields U ≈ 0.8 km/year;
the corresponding demographic parameters are suggested to be γ = 0.02–0.03 year–1 and ν = 50–140
km2/year (Fort et al. 2004). These authors use an
expression for U different from Eq. (3); it is plausible, therefore, that the intrinsic growth rate obtained
by Fort et al. (2004) for hunter-gatherers is a significant overestimate; for ν = 100 km2/year and U ≈
1.6 km/year, the nominal value of γ obtained from
Eq. (3) is about 0.006 year–1. A growth rate of γ =
0.01 year–1 has been suggested for indigenous NorthAmerican populations in historical times (Young and
Bettinger 1992). The range γ = 0.003–0.03 year–1 is
considered in a model of Paleoindian dispersal (Ste144
ele et al. 1998). Our simulations adopt γ = 0.007
year–1 and ν = 91.4 km2/year for the hunter-gatherers.
For the wave that spreads from the Near East carrying farming, K and ν smoothly tend to zero within
100 m of the altitude 1 km, above which land farming becomes impractical. For the wave spreading
from the East, K and ν are similarly truncated at altitudes around 1500 km as foraging is possible up to
higher altitude than farming. The low-altitude (background) values of K adopted are 0.07 persons/km2
for hunter-gatherers (Dolukhanov, 1979; Steele et
al. 1998) and 3.5 persons/km2 for farmers, a value
50 times larger than that for hunter-gatherers (Ammerman and Cavalli-Sforza 1984). The values of K
do not affect any results reported in this paper.
In seas, for both farmers and hunter-gatherers, both
the intrinsic growth rate and the carrying capacity
vanish as seas are incapable of supporting a human
population. The diffusivity for both farmers and
hunter gatherers tails off exponentially as
ν ∝ exp(–d/l),
with d the shortest distance from the coast and l =
40 km, allowing the population to travel within a
short distance offshore but not to have a sustained
existence there. The value of l has been fine-tuned
in this work in order to reproduce the delay, indicated by radiocarbon dates, in the spread of the Neolithic from the continent to Britain and Scandinavia.
This provides an interesting inference regarding the
sea-faring capabilities of the times, suggesting confident travel within about 40 km off the coast.
The inclusion of advection along the Danube-Rhine
corridor and the sea coastlines is required to reproduce the spread of the Linear Pottery and Impressed
Ware cultures obtained from the radiocarbon and
archaeological evidence (see Davison et al. 2006 for
details). The speed of spread of farming in the Danube-Rhine corridor was as high as 4 km/yr (Ammerman and Cavalli-Sforza 1971) and that in the
Mediterranean coastal areas was perhaps as high as
20 km/yr (Zilhão 2001); we set our advective velocity in these regions accordingly. However, there are
no indications that similar acceleration could occur
for the hunter-gatherers spreading from the East.
Thus, we adopt V = 0 for this population.
The starting positions and times for the two waves
of advance – i.e., the initial conditions – were selected as follows. For the population of farmers, we position the origin and adjust the starting time so as
A Pan-European model of the Neolithic
to minimize the root mean square difference between the SCWE 14C dates and the arrival time of
the modelled population at the corresponding locations; the procedure is repeated for all positions between 30°N, 30°E and 40°N, 40°E with a 1° step.
This places the centre at 35°N, 39°E, with the propagation starting at 6700 BC. For the source in the East
of Europe, we have tentatively selected a region centered at 53°N, 56°E in the Ural mountains (to the
east of the Neolithic sites used here), so that the propagation front reaches the sites in a well developed
form. We do not suggest that pottery-making independently originated in this region. More reasonably,
this technology spread, through the bottleneck between the Ural Mountains and the Caspian Sea, from
a location further to the east. The starting time for
this wave of advance was fixed by trial and error at
8200 BC at the above location; this reasonably fits
most of the dates in Eastern Europe attributable to
this centre. For both populations, the initial distribution of N is a truncated Gaussian of a radius 300 km.
Comparison of the model with radiocarbon
dates
The quality of the model was assessed by considering the time lag ∆T = T–Tm between the modelled
arrival time(s) of the wave(s) of advance to a site,
Tm, and the actual 14C date(s) of this site, T, obtained as described in Sect. 2. The sites were attributed
to that centre (Near East or Urals) which provided
the smallest magnitude of ∆T. This procedure admittedly favours the model, and the attributions have
to be carefully compared with the archaeological and
typological characteristics of each site. Such evidence is incomplete or insufficient in a great number of cases; we leave the laborious task of incorporating independent evidence in a systematic and de-
Fig. 3. Time lags, ∆T = T–Tm , between the actual and modelled arrival times for the early Neolithic sites
shown against their geographical position: panels (a)–(c) refer to a model with a single source in the Near
East, and panels (d)–(f) to our best model with two sources (with the second on the Eastern edge of Europe).
The positions of the sources are shown in grey in panels (c) and (f). Sites with |∆T| < 500 are shown in
(a) and (d), those with 500 yr < |∆T| < 1000 yr in panels (b) and (e), and those with |∆T| > 1000 yr in
panels (c) and (f). There are 265, 132, 80 sites in panels (a)–(c) and 336, 113, 28 sites in (d)–(f), respectively. Many data points corresponding to nearby sites overlap, diminishing the apparent difference
between the two models. The advantage of the two-source model is nevertheless clear and significant.
145
Kate Davison, Pavel M. Dolukhanov, Graeme R. Sarson, Anvar Shukurov & Ganna I. Zaitseva
tailed manner for future work. Our formulaic method of attribution has inevitably failed in some cases,
but our preliminary checks have confirmed that the
results are still broadly consistent with the evidence
available, (see below).
First, we considered a model with a single source in
the Near East (see Fig. 4a for histogram of time lags).
The resulting time lags are presented in Figure 3a–c.
The best fit model with two sources is similarly illustrated in Figure 3d–f. The locations of the two sources are shown with grey ellipses in panels (c) and (f).
In Figure 3a the sites shown are those at which the
model arrival date and the radiocarbon date agree
within 500 years (55 % of the pan-European dates);
Figure 3d gives a similar figure for the two source
model (now 70 % of the pan-European dates fit within 500 years). The points in the EE area are significantly more abundant in Figure 3d than in Figure 3a,
while the difference in the SCWE area is less striking. The SCWE sites are better fitted with the one
source model, with |∆T| < 500 years for 68 % of
data points, but the fit is unacceptably poor for EE,
where only 38 % of the radiocarbon dates can be fitted within 500 years. A convenient measure of the
quality of the fit is the standard deviation of the
time lags
s=
(
1 N
∑ ∆Ti − ∆T
N i =1
)
with
∆T =
1 N
∑ ∆Ti .
N i =1
The standard deviation of the pan-European time
lags here is s = 800 years. Outliers are numerous
when all of the European sites are included (illustrated by the abundance of points in Figure 3c), and
they make the distribution skewed, and offset from
∆T = 0 (see Fig. 4a). The outliers are mainly located
in the east: for the SCWE sites, the distribution is
more tightly clustered (s = 540 years), has negligible
mean value, and is quite symmetric. In contrast, the
time lags for sites in Eastern Europe (EE), with respect to the centre in the Near East, have a rather flat
distribution (s = 1040 years), which is strongly skewed and has a significant mean value (310 years).
Fig. 4. Time lags, ∆T = T–Tm, between the actual and modelled arrival times for the early Neolithic sites.
(a)–(c): Histograms of the time lags, with a normal distribution fit (solid), for a model with a single source
in the Near East (a), for a single source in the Urals (b) and for a two-source model (c). (d)–(f): The cumulative probability distribution of the time lags from panels (a)–(c), respectively, rescaled such that a
normal probability distribution corresponds to a straight line (known as a normal probability plot). The
straight lines show the best-fitting normal distribution, and the 95 % confidence interval. A significant
reduction in the number of outliers can be seen in (f) or (c) as compared to (d) or (a) and (e) or (b).
The distributions of panels (d) and (e) fail the Anderson-Darling normality test, while (f) passes the test
confirming that ∆T is normally distributed (p-value = 0.149).
146
A Pan-European model of the Neolithic
The failure of the single-source model to accommodate the 14C dates from Eastern Europe justifies our
use of a more complicated model that has two sources of propagation. Attempts were made at locating
the single source in various other locations, such as
the Urals, but this did not improve the agreement
(see Fig. 4b for the histogram of time lags for the
model with single source in the Urals).
Adding another source in the East makes the model
much more successful: the values of the time lag,
shown in Fig. 3d–f, are systematically smaller; i.e.
there are significantly fewer points in Fig. 3f (5 %)
compared to Fig. 3c (17 %). The resulting ∆T distribution for all the sites is quite narrow (s = 520 years)
and almost perfectly symmetric, with a negligible
mean value (40 years), see Fig. 4c. The distributions
remain similarly acceptable when calculated separately for each source (with s = 490 and 570 years
for the sites attributable to the Near East and Urals,
respectively). The improvement is especially striking
in EE, where the sites are split almost equally between the two sources.
We tentatively consider a model acceptable if the
standard deviation, s, of the time lag ∆T is not larger
than 3 standard dating errors σ, i.e., about 500
years, given our estimate of σ close to 160 years
over the pan-European domain. This criterion cannot be satisfied with any single-source model, but is
satisfied with two sources. While we would never
expect a large-scale model of the sort proposed here
to accurately describe the complex process of the
Neolithization in fine detail (and so the resulting values of ∆T cannot be uniformly small), the degree of
improvement in terms of the standard deviation of
∆T clearly favours the two-source model. The reduction in s is statistically significant, and cannot be explained by the increase in the complexity of the model alone. The confidence intervals of the sample
standard deviations s for one-source and two-source
models do not overlap (740 < σ < 840 and 480 < σ
< 550, respectively); the F-test confirms the statistical significance of the reduction at a 99 % level.
It is also instructive to perform some further basic
statistical analysis of the time lags ∆T. We use the
Anderson-Darling test to assess if the sample of time
lags can be approximated by the Gaussian probability distribution (i.e., in particular, have a symmetric
distribution with an acceptably small number of outliers). The null hypothesis of the test is that the time
lags have a Gaussian distribution with the sample
mean and standard deviation, while the alternative
hypothesis is that they do not. This test leads us to
accept the null hypothesis in the case of the twosource model (p-value = 0.149) while rejecting the
null hypothesis for both one source models. Figure
4d–f show the cumulative probability distributions
of the time lags for each model studied, rescaled such
that a normal probability distribution corresponds
to a straight line (known as a normal probability
plot). The straight lines show the best-fitting normal
distribution together with its 95 % confidence interval. As quantified by the test, the time lags more closely follow the straight line in (f) than in (d) or (e);
the number of outliers is reduced very significantly
in (f). Table 1 shows those sites that have |∆T| >
1000 years, i.e., where the disagreement between
the data and the best-fit, two-source model is the
strongest. There are 28 such sites: 14 of these have
not undergone any statistical treatment, while the
remaining 14 are a result of date combination or selection as described in Section 2. Five of the dates in
Table 1 arise from the four sites (Berezovaya, Osipovka, Rakushechnyi Yar and Yerpin Pudas) where
we have been unable to isolate less than three representative dates (see Section 2). This may suggest
that a reinvestigation of these sites in particular is
required and improved stratigraphic and typological
data are required for these sites.
As further quantification of the quality of the model,
the χ2 statistic has been calculated for each model:
N
X2 = ∑
i =1
(∆Ti )2 .
σ2i
(4)
The results are shown in Table 2.
The values of X2, given in Table 2, may then be compared to the χ2 value at the 5 % level with N–1 degrees of freedom (χ2N–1 = 527.86). On all occasions
the value of X2 significantly exceeds χ2N–1 (at 5 % level) this is not surprising given the simplicity of our
model. The χ2 statistical test would be satisfied if we
discard about one third of the sites. It should be highlighted however that there is an approximate threefold increase in the accuracy of the model with two
sources with respect to a single-source model. Some
increase in the fit would be expected since we have increased the complexity of the model, but an increase
of this magnitude surpasses what we believe could be
attributed simply to the increase in model complexity. Development and application of further statistically robust techniques for comparison of our model
with archaeological evidence is subject to our ongoing study.
147
Kate Davison, Pavel M. Dolukhanov, Graeme R. Sarson, Anvar Shukurov & Ganna I. Zaitseva
Site Name
Sample
Site
Error Age
Calib- Age Calib- Note
cal BC ration cal BC ration
yr
Error
yr
Error
Lab Index
Latitude
deg.
Longitude
deg.
Age
BP
yr
UCLA-1657A
Ly-2439
LV-1415
LE-6706a
LE-67066
LE-6556
BM-1666R
BM-1664R
BM-1660R
BM-1667R
BM-1662R
BM-1663R
BM-1665R
BM-1656R
HU-12
BM-1658R
HU-11
BM-1657R
Lu-1840
UB-2413
39.64
42.41
47.47
60.38
60.38
60.98
37.50
22.47
1.58
6.70
44.17
44.17
29.63
33.50
7100
5600
6000
6775
7800
6650
7450
7450
7375
7450
7450
7300
7200
7050
7600
7025
7635
7050
4575
4695
400
130
170
92
267
150
133
133
108
100
100
233
133
150
40
142
38
133
215
245
400
130
170
92
267
150
233
-8.53
-9.82
100
85
70
75
300
180
150
140
140
110
110
210
160
170
66
130
65
130
85
100
7100
5600
6000
6775
7800
6650
7338
54.27
51.72
8130
6670
7130
7840
8700
7750
8460
8470
8390
8480
8460
8350
8270
8090
8543
8060
8584
8080
5750
5845
4575
4695
215
245
Choinovtyi-1
LE-5164
64.42
49.95
4640
25
3435
28
4070
595
Choinovtyi-1
Choinovtyi-1
DobriniöËe
LE-1729
LE-4495
Bln-3785
41.83
23.57
5320
5750
6650
60
70
60
4160
4615
5575
57
55
32
5575
32
Dubokrai-5
Le-3003
55.85
30.37
4720
40
3505
45
3578
160
Dubokrai-6
Golubjai-1
Grotta del Sant
della Madonna
Grotta di Porto
Badisco
Kamennaya Mogila
Koshinskaya
Kurkijokki
Marevka
Osipovka
Planta
Racquemissou
VIII c1
Le-6279
LE-4714
R-284
54.95
40.90
22.98
15.78
4820
7060
5555
130
270
75
3650
5950
4395
117
167
155
5950
4395
R-1225
40.08
18.48
5850
55
4675
135
Ki-4023
LE-6629
LE-6929
OxA-6199
OxA-6168
CRG-280
47.20
57.63
60.18
48.35
49.93
46.23
35.35
48.23
29.88
35.30
30.40
7.37
5120
8350
7900
7955
7675
6500
80
100
80
55
70
80
3975
7360
6825
6865
6535
5465
44.42
2.73
7400
300
47.55
40.67
4830
Argisa Magula
Balma Margineda
Bavans
Berezovaya
Berezovaya
Bolshoe Zavetnoye
Canhasan III
Canhasan III
Canhasan III
Canhasan III
Canhasan III
Canhasan III
Canhasan III
Canhasan III
Canhasan III
Canhasan III
Canhasan III
Canhasan III
Carrowmore
Cashelkeelty
3517
3585
2445
2267
2963
5374
One date
Average of
middle peak
6700
4199
4628
5025
167
155
Older date
One date
4577
5722
4703
3326
4675
135
One date
5815
3452
92
73
75
62
38
155
3975
7360
6825
6865
6535
5465
92
73
75
62
38
155
Younger date
Older date
One date
Older date
Older date
One date
5675
3896
3973
5566
5473
6700
4984
5767
4963
5042
4896
3697
6400
233
6400
233
One date
5209
3445
90
3585
72
3862
283
Average of
younger cluster
5417
5209
5060
5290
230
260
3850
4150
183
217
40.67
7180
250
6050
167
6600
319
Average from
older cluster
5417
5209
100
105
130
140
74
6600
6750
6775
6825
5080
83
100
108
125
230
5080
230
One date
Average of
older dates
6165
3471
4571
5081
One date
One date
5969
4708
3980
4716
Rakushechnyi Yar
Le-5387
Rakushechnyi Yar
Rakushechnyi Yar
Le-5340
Le-5327
Rakushechnyi Yar
Le-5344
Rakushechnyi Yar
Rakushechnyi Yar
Rakushechnyi Yar
Rakushechnyi Yar
Saliagos
Ki-6475
Ki-955
Ki-6477
Ki-6476
P-1311
37.05
25.08
7690
7840
7860
7930
6172
Serteya-10
Le-5260
56.22
31.57
7350
180
6200
133
6225
317
Serteya-10
Theopetra Cave
Zapes
Le-5261
DEM.576
Vs-977
39.68
54.08
21.68
23.67
7300
8060
4860
400
32
260
6250
6980
3600
317
53
233
6980
3600
53
233
148
47.55
Model arrival time
From From
Near Urals,
East, yr BC
yr BC
One date
6052 3975
One date
6700 3256
One date
4903 3777
Older date
3697 5509
Oldest date
3697 5509
Oldest date
3836 4913
Chi-Squared
5814 3664
One date
One date
Average of
site one
A Pan-European model of the Neolithic
It is instructive to represent the data in the same format as in Figure 2a, b, but now with each date attributed to one of the sources, as suggested by our model. This has been done in Figure 2c, d, where the
close correlation of Figure 2a is restored for the panEuropean data. Now, the dates are consistent with
constant rates of spread from one of the two sources. Using straight-line fitting, we obtain the average
speed of the front propagation of 1.1 ± 0.1 km/year
for the wave originating in the Near East (Fig. 2c),
and 1.7 ± 0.3 km/year for the source in the East (Fig.
2d); 2σ values are given as uncertainties here and
below. The spread from the Near East slowed down
in Eastern Europe to 0.7 ± 0.1 km/year; the dates
from the west alone (as in Fig. 2a) gives a higher
speed of 1.2 ± 0.1 km/year. The estimates for the data in both western and eastern Europe are compatible with earlier results (Dolukhanov et al. 2005;
Gkiasta et al. 2003; Pinhasi et al. 2005). Care must
be taken when using such estimates, however, since
the spread occurs in a strongly heterogeneous space,
and so cannot be fully characterised by a single constant speed. The rate of spread varies on both panEuropean scale and on smaller scales, e.g., near major waterways (Davison et al. 2006).
Our allocation of sites to sources suggested and used
above requires careful verification using independent evidence. Here we briefly discuss a few sites.
Taking Ivanovskoye-2 (56.85°N, 39.03°E) as an
example, the data form two peaks (Fig. 1b); the times
at which each of the waves arrive at this location are
4349 BC (for the Near-Eastern wave) and 5400 BC
(for the Eastern wave) closely fitting the two peaks
in 14C dates. As another example, we accept two dates
for the Mayak site (68.45°N, 38.37°E); one from the
younger cluster (2601 ± 192 BC), and also the older
date (4590 ± 47 BC) detached from the cluster. The
younger cluster is consistent with the near-eastern
wave (arriving at 2506 BC) and the older date with
the Eastern wave (arriving at 4718 BC).
Tab. 1 (on previous page). The 28 sites where the
deviation of the model arrival times from the 14C
dates exceeds 1000 years,|∆T| > 1000 years: (1) site
name; (2) laboratory index; geographical (3) latitude and (4) longitude in degrees; (5) uncalibrated age and (6) its 1σ laboratory error in years
(BP); (7) calibrated age and (8) its 1 σ error in
years (BC); (9) combined site calibrated age and
(10) its 1σ error in years (BC) obtained as discussed in Section 2; (11) method used to select this
date; and the model arrival times (years BC) for
the wave spreading from (12) the Near East and
(13) the Urals. The data are presented in alphabetical site name order.
Model
Single source in Near-East
Single source in Urals
Two-source model
X2
9553
28268
3740
Tab. 2. The X2 test statistic, given by Eq. (4), for
each model.
We further consider those sites which are geographically in the west (i.e., to the west of a boundary set
to join the Baltic Sea to the Black Sea) but are allocated to the source of pottery making in the Ural
mountain area. These sites are shown in Table 3.
There are 40 such sites (i.e., 14 % of sites in the
west); they deserve further analysis in order to verify the attribution suggested by the model and, if
necessary, to further refine the model to improve
the agreement with the archaeological data. There
are also 104 sites in the east of the above boundary
that are allocated to the source of farming in the Near
East (i.e. 56 % of data points in the east). These sites
are listed in Table 4. Where a site is characterised by
a combined date obtained as described above, only
the final age estimate is given (see entry in the column labelled ‘Note’ for the selection technique applied). All sites in Tables 3 and 4 should be reassessed both in terms of the statistical processing of multiple measurements and in terms of the agreement
with independent archaeological data.
Conclusions
Our model has significant implications for the understanding of the Neolithization of Europe. It substantiates our suggestion that the spread of the Neolithic involved at least two waves propagating from
distinct centres, starting at about 8200 BC in Eastern
Europe and 6700 BC in the Near East. The earlier
wave, spreading from the east via the ‘steppe corridor’, resulted in the establishment of the ‘eastern
version’ of the Neolithic in Europe. A later wave, originating in the Fertile Crescent of the Near East, is
the better-studied process that brought farming to
Europe.
It is conceivable that the westernmost extension of
the earlier (eastern) wave of advance produced the
pre-agricultural ceramic sites of La Hoguette type in
north-eastern France and western Germany, and
Roucadour-type (also known as Epicardial) sites in
western Mediterranean and Atlantic France (Berg
and Hauzer 2001; Jeunesse 1987). The available
dates for the earlier Roucadour sites (7500–6500 BC)
(Roussault-Laroque 1990) are not inconsistent with
149
Kate Davison, Pavel M. Dolukhanov, Graeme R. Sarson, Anvar Shukurov & Ganna I. Zaitseva
Latitude
deg.
Abri de la Coma Franceze
Gif-9080
42.83
Bridgemere
BM-2565
51.21
Burntwood Farm. R6
OxA-1384
51.12
Bury Hill
50.92
Chatelliers du Viel
Gif-5717
46.43
Cherhill
BM-493
51.43
Coma Franceze
Gif-7292
42.83
Corhampton
BM-1889
50.98
Coufin
Ly-3321
45.07
Derriere les Pres
WM
49.07
Feldbach
UCLA-1809A 47.23
Fendmeilen
UCLA-1691F 47.28
Fengate
GaK-4196
52.57
Frankenau
VRI-207
47.50
Frigouras
GIF-8479
44.13
Grande Louvre
GIF-7618
48.87
Greifensee
WM
47.37
Grotta dei Ciclami
WM
45.70
Grotta del Sant della Madonna
R-284
40.90
Grotte de la Vieille Eglise
WM
45.92
Grotte du Sanglier
WM
44.68
Honeygore Track
GaK-1939
51.18
Horné Lefantovce
Bln-304
48.42
Le Coq Galleux
WM
49.40
Le Trou du Diable
Ly-6505
47.32
Les Coudoumines
WM
42.75
Les Longrais
Ly-150
46.58
Mannlefelsen
Gif-2634
47.45
Millbarrow
OxA-3172
51.45
Peak Camp
OxA-1622
51.83
Phyn
WM
47.58
Redlands Farm
OxA-5632
52.33
Sente Saillancourt
Gif-5840
49.08
Shurton Hill
UB-2122
50.92
Source de Reselauze
WM
43.52
Windmill Hill
OxA-2395
50.92
Winnall Down
HAR-2196
51.08
Zurich
UCLA-1772B 47.37
Zurich-Bauschanze
WM
47.41
Zurich-Wollishofen
WM
47.41
Site Name
Lab index
Longitude
deg.
2.92
-2.41
-1.29
-1.37
-0.87
-1.95
2.92
-1.15
5.40
-0.05
8.78
8.63
-0.21
16.50
5.95
2.33
8.68
4.92
15.78
6.28
5.33
-2.82
18.17
2.73
4.78
2.57
2.77
7.23
-1.87
-2.15
8.93
-0.59
2.00
-0.58
4.98
-1.88
-1.32
8.58
8.52
8.52
Age
BP,
yr
5180
4630
4750
4750
5200
4715
5200
4790
5260
5110
5170
5415
4960
5660
5450
5260
5140
5445
5555
5295
5440
4590
5775
5300
5105
5135
5290
5140
4900
4865
4993
4825
5220
4750
5380
4730
4800
5145
5320
4993
Sample
Model arrival time
Age CalibraFrom
From
Error cal BC,
tion
Near East, Urals,
yr
Error
yr BC
yr BC
60
4010
220
5338
3327
50
3375
275
4291
3156
50
3510
140
4324
3232
50
3510
140
4343
3223
110
4025
325
4829
3402
90
3400
300
4276
3186
70
4025
225
5338
3327
70
3535
165
4334
3237
120
4050
300
5188
3565
70
4030
320
4576
3502
70
4010
220
4998
3861
60
4200
160
4998
3857
64
3145
225
4198
3200
100
4525
125
5377
4213
100
4250
210
5341
3506
70
4105
155
4612
3619
49
3920
130
5010
3861
60
4245
205
5114
3597
75
4395
155
5722
3326
52
4115
135
5018
3657
130
4250
300
5268
3531
40
3305
205
4298
3130
140 4700
200
5396
4318
140
4100
350
4554
3652
55
3905
135
4870
3682
36
3920
120
5309
3315
150
4100
167
4898
3561
140
3950
300
4954
3800
110
3675
325
4277
3191
80
3650
300
4224
3163
28
3820
120
5029
3883
65
3545
165
4209
3211
110
4050
300
4569
3609
50
3510
140
4346
3282
110
4210
240
5424
3460
80
3505
155
4335
3183
80
3540
180
4324
3226
70
3975
275
5010
3857
60
4155
175
5018
3857
46
3805
145
5018
3857
Tab. 3. The 40 sites which are allocated to the source of spread in the Urals but are located to the west of
a west-east borderline joining the Baltic Sea to the Black Sea: (1) site name; (2) laboratory index; geographical (3) latitude and (4) longitude in degrees; (5) uncalibrated age and (6) it’s 1σ laboratory error in
years (BP); (7) calibrated age and (8) it’s 1σ error in years (BC); and the model arrival times (years
BC) for the wave spreading from (9) the Near East and (10) the Urals. The data are presented in alphabetical site name order.
150
A Pan-European model of the Neolithic
Site Name
Babshin
Bara
Bazkov Isle
Bazkov Isle
Berendeevo-2a
Bernashovka
Besovy Sledki
Besovy Sledki
Bilshivtsy
Chapaevka
Chernaya Guba-4
Chernushka-1
Choinovtyi -2
Choinovtyi-1
Daktariske
Drozdovka
Dubokrai-5
Dubokrai-5
Gard-3
Ivanovskoye-2
Kääpa
Kamennaya Mogila
Kizilevyj-5
Kodrukõla
Korman
Koshinskaya
Krivina-3
Krivun
Krivun
Kuzomen
Lanino-2
Lasta -8
Lasta -8
Maieri-2
Mamai Gora
Marevka
Marevka
Mariupol Cemetry
Marmuginsky
Mayak
Modlona
Mys-7
Navolok
Navolok
Nerpichya Guba
Nerpichya Guba
Okopy
Orovnavolok
Ortinokh-2
Osa
Oshchoy - 2
Osipovka
Osipovsky Liman
Pechora
Latitude
deg.
48.47
60.00
48.08
48.08
56.57
48.55
64.38
64.38
48.93
47.30
62.82
57.68
64.30
64.42
55.82
68.33
55.85
55.85
47.70
56.85
57.87
47.20
48.25
59.45
48.57
57.63
54.95
68.28
68.28
66.27
57.18
64.77
64.77
61.88
47.47
48.35
48.35
47.15
60.80
68.45
60.35
67.98
66.50
66.50
68.37
68.37
49.97
62.77
68.05
56.85
63.77
49.93
48.87
48.83
Site
Longi- Age Calibratude cal BC, tion
deg.
yr
Error
26.57 5160
50
40.15 2900
150
28.47 5568
160
28.47 6143
160
39.17
3883
187
27.50
5565
212
34.43 3190
60
34.43 4010
205
24.58 5307
160
35.52
5853
160
34.87
3414
316
48.77 3995
276
49.87 3668
11
49.95 4070
595
22.87 4350
100
38.28
1535
52
30.37
3578
160
30.37 4700
600
31.20
5722
160
39.03 4094
201
27.10 3509
217
35.35
5717
460
35.15
5640
53
28.08 3590
160
27.23
5193
160
48.23
3550
167
29.63 4145
58
38.43 2685
65
38.43
3375
92
36.77 2100
200
33.00 4779
533
53.73 2690
70
53.73
3500
267
30.57
2975
125
34.38 5940
160
35.30 6477
167
35.30 6865
62
37.57
5518
160
46.30 3500
47
38.37 2601
192
38.80 3067
575
34.97 2660
63
40.58 2975
125
40.58
3575
68
38.38
2275
108
38.38
3325
108
26.53
5458
223
35.08 2790
33
54.13
2035
55
24.58 4434
435
48.58 3230
47
30.40 6535
38
34.92 6400
57
28.70 6117
160
Model arrival time
From Near From
East,
Urals,
yr BC
yr BC
One date
5518
4680
One date
3884
5386
Average of the younger cluster
5660
4745
Average of the older cluster
5660
4745
Average of middle peak
4376
5408
Average of older cluster
5552
4722
Younger date
3310
4993
Average of older three dates
3310
4993
Average
5353
4610
Average
5663
5000
Average of younger cluster
3558
5104
Average
3875
5784
One date
2977
5379
Average of site one
2963
5374
Oldest date
4454
4707
One date
2510
4716
Average of middle peak
4628
5025
Oldest Date
4628
5025
Average
5800
4839
Weighted average of younger peak. X2
4349
5400
Average of older cluster
4299
4898
Average of older cluster
5675
4984
One date
5580
5031
Average
4081
4929
Average
5541
4712
Younger Date
3896
5767
Older date
4755
4986
Younger date
2518
4726
Older date
2518
4726
One date
2733
4791
Average of older cluster
4431
5144
One date
2780
5381
One date
2780
5381
One Date
3657
4971
Average
5664
4964
Average
5566
5042
One date
5566
5042
Average
5636
5075
One date
3564
5554
Weighted average. X2
2506
4718
Average
3873
5327
Older date
2665
4685
Younger date
2777
4922
Older date
2777
4922
Younger date
2506
4718
Older date
2506
4718
Average
5334
4730
One date
3570
5116
One date
2317
5132
Average of middle cluster
4380
4795
One date
3099
5406
One Date
5473
4896
One date
5514
5047
Average
5573
4782
Note
151
Kate Davison, Pavel M. Dolukhanov, Graeme R. Sarson, Anvar Shukurov & Ganna I. Zaitseva
Pegrema-3
Pleshcheyevo-3
Povenchanko-15
Pugach-2
Pyalitsa-18
Rakushechnyi Yar
Rakushechnyi Yar
Razdolnoye
Repishche
Rudnya Serteyskaya
Sakhtysh-8
Sarnate
Savran
Semenovka
Semenovka-5
Serteya-10
Sev. Salma
Sheltozero-10
Silino
Skibinsky
Sokoltsy-2
Spiginas
Sukhaya Vodla-2
Sulka
Suna-12
Surskoi Isle
{ventoji 9
Syaberskoye-3
Tamula
Tekhanovo
Tokarevo
Tugunda-14
Vashutinskaya
Vodysh
Voynavolok-24
Voynavolok-24
Vozhmarikha -4
Vyborg
Yazykovo-1a
Yerpin Pudas
Yumizh-1
Zalavruga-4
Zapes
Zarachje
Zatsen’ye
Zedmar-D
Zejmati[ke
Zolotets-6
Zveisalas
Zvejnieki
62.58
56.78
62.82
47.85
66.18
47.55
47.55
47.60
58.35
55.63
56.80
57.33
48.12
48.28
45.42
56.22
68.03
61.35
60.85
48.57
48.72
56.02
62.40
56.75
62.10
48.32
56.02
58.78
57.85
57.07
60.50
64.37
57.37
58.13
62.90
62.90
63.33
60.67
57.27
63.35
62.23
62.80
54.08
56.15
54.40
54.37
55.25
62.78
57.83
57.82
34.43
38.70
34.85
31.23
39.83
40.67
40.67
38.03
33.88
31.57
40.47
21.53
30.02
30.13
29.50
31.57
35.18
35.35
29.73
29.35
29.12
21.85
37.10
27.00
34.22
35.07
21.08
29.10
26.98
39.28
28.77
33.30
40.13
41.53
34.57
34.57
35.78
28.65
33.37
34.48
44.35
36.47
23.67
38.63
27.07
22.00
26.15
36.53
27.25
25.17
3433
3505
2875
5633
3500
5456
6600
5475
3313
4381
4068
3290
5853
5863
5455
3688
3050
3000
3820
6303
6253
3850
3540
3890
4005
6110
3950
3750
4150
4100
3450
2848
3835
3275
2838
3115
3620
3260
4700
4175
3000
3333
3600
4515
4255
3898
4355
3688
3730
4211
506
45
72
160
47
333
319
160
160
233
189
233
160
262
179
200
483
117
160
160
160
167
57
346
75
160
100
217
60
47
183
160
45
125
160
72
160
80
177
160
221
286
233
52
68
250
38
442
70
273
Average of younger cluster
Oldest date
One date
Average of older cluster
One date
Average from middle cluster
Average from older cluster
Average
One Date
Chi-Squared
Weighted average
Average
Average
Average
Average
Ave of young dates (exc. Corded)
One date
Youngest date
Average of younger cluster
Average
Average
Older date
One date
Average of middle cluster
One Date
Average
Oldest date
Older date
Oldest date
One date
One date
Average
Yougest date
One date
Average of younger cluster
Older date
Average of younger cluster
One date
Chi Squared
Average of yougest cluster
Average
Average of older cluster
One date
One date
One date
Weighted average. X2
Oldest date
Average of older cluster
One date
Average of younger cluster
3598
4371
3558
5780
2823
5417
5417
5571
4252
4656
4296
4201
5720
5702
5979
4571
2661
3791
3865
5631
5600
4393
3604
4452
3677
5570
4354
4193
4298
4308
3883
3324
4243
4087
3546
3546
3477
3855
4416
3482
3446
3547
4708
4448
4778
4607
4640
3560
4302
4257
5099
5386
5104
4850
4945
5209
5209
5112
5176
5077
5465
4639
4808
4822
4615
5081
4687
5173
4919
4801
4796
4670
5194
4891
5108
5032
4653
4975
4894
5409
4904
4974
5445
5487
5092
5092
5113
4893
5157
5072
5416
5159
4716
5387
4868
4651
4841
5162
4904
4824
Tab. 4 (beginning on previous page). The 104 sites which are allocated to the source of spread in the Near
East but are located to the east of a west-east borderline joining the Baltic Sea to the Black Sea: (1) site
name; geographical (2) latitude and (3) longitude in degrees; (4) calibrated age and (5) its 1σ error in
years (BC); (6) method used to select this date; and the model arrival times (years BC) for the wave spreading from (7) the Near East and (8) the Urals. For sites with multiple 14C dates only one (or a few) representative dates are given, obtained as discussed in Section 2. The selection method applied is given in
the column labelled Note. The data are presented in alphabetical site name order.
152
A Pan-European model of the Neolithic
this idea, but a definitive conclusion needs additional work.
wave attributable to the Near East does not seem to
have introduced farming in the East. The reason for
this is not clear and may involve the local environment where low fertility of soils and prolonged winters are combined with the richness of aquatic and
terrestrial wildlife resources (Dolukhanov 1996).
The nature of the eastern source needs to be further
explored. The early-pottery sites of the Yelshanian
Culture (Mamonov 2000) have been identified in a
vast steppe area stretching between the Lower Volga
and the Ural Rivers. The oldest dates from that area
are about 8000 BC (although the peak of the culture
occurred 1000 years later) (Dolukhanov et al. 2005).
Even earlier dates have been obtained for pottery
bearing sites in Southern Siberia and the Russian Far
East (Kuzmin and Orlova 2000; Timofeev et al.
2004). This empirical relation between our virtual
eastern source and the earlier pottery-bearing sites
further east may indicate some causal relationship.
Regardless of the precise nature of the eastern source,
the current work suggests the existence of a wave
which spread into Europe from the east carrying the
tradition of early Neolithic pottery-making. If confirmed by further evidence (in particular, archaeological, typological, and genetic), this suggestion will require serious re-evaluation of the origins of the Neolithic in Europe.
ACKNOWLEDGEMENTS
According to our model, the early Neolithic sites in
Eastern Europe belong to both waves in roughly
equal numbers (56 % to near-eastern wave and 44 %
to eastern wave). Unlike elsewhere in Europe, the
Financial support from the European Community’s
Sixth Framework Programme under the grant NEST–
028192–FEPRE is acknowledged.
∴
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