GLOBAL BIOGEOCHEMICAL
CARAIB:
CYCLES, VOL. 8, NO. 3, PAGES 255-270, SEPTEMBER 1994
A global model of terrestrial biological productivity
P. Warnant, L. Francois,D. Strivay, and J.-C. G•rard
Laboratoirede PhysiqueAtmosph•riqueet Plan•t•ire, Institut d'Astrophysique,Universitede Liege, Liege,Belgium
Abstract. CARAIB, a mechanistic
modelof carbonassimilationin the biosphere
estimatesthe net primaryproductivity(NPP) of the continentalvegetationon
a grid of 1ø x 1ø in latitude and longitude. The model considersthe annual
and diurnal cycles.It is basedon the couplingof the three followingsubmodels;
a leaf assimilationmodel includingestimatesof stomatal conductanceand leaf
respiration,a canopymodeldescribingprincipallythe radiativetransferthrough
the foliage,and a woodrespirationmodel. Present-dayclimate and vegetation
characteristics
allow the discriminationbetweenecotypes.In particular, specific
informationon vegetationdistributionand propertiesis successfully
usedat four
levels;the leafphysiological
level,the plant level,the ecosystem
level,andthe global
level. The productivity determinedby the CARAIB model is comparedwith local
measurements
and empiricalestimatesshowinga good agreementwith a global
valueof 65 Gt C yr-1. Thesensitivity
ofthemodelto thediurnalcycleandto the
abundance
of C4 species
is alsotested.The productivityslightlydecreases
(10%)
whenthe diurnalcycleof the temperatureis neglected.By contrast,neglecting
the
diurnal cycleof solarirradianceproducesunrealisticallyhigh valuesof NPP. Even
if the importanceof this increasewouldpresumably
be reducedby the coupling
of CARAIB with a nutrientcyclemodel,this test emphasizes
the key role of the
diurnal cycle in a mechanisticmodel of the NPP. Uncertaintieson the abundance
and spatialdistributionof Ca plants may causeerrorsin the NPP estimates,
however,as demonstrated
by two sensitivitytests,theseerrorsare certainlylower
than 10% at the globalscaleas shownby two tests.
Introduction
Continental vegetationplays an important role in the
climatic system. Indeed, the hydrologicalcycle is modified by the extraction, transpiration, and storage of
soil water in plants. Moreover,photosynthesisof green
plants is an important sink of carbon. Atmospheric
CO2 is, after water vapor, the most important greenhouse gas, and its assimilation by the biospheremodifiesthe atmosphericreservoirand therefore the heating
or coolingof Earth's atmosphere. In particular, globatL
climate changesinducedby human activitiesmay be in-.
fiuencedby the coupled atmosphere-biosphere
system.
In this scopethe study of the global carbon uptake by
the biosphereis of primary importance.
During the last years, global models of carbon as.
sirnilationby the biospherebased on empirical para-
These modelsestimate biosphericcarbon pool sizesand
fluxes. However, the parameterizations they use are
calibrated with present-day CO2 levels and climatic
conditionsbut may be less appropriate for future conditions. On the other hand, mechanisticmodels have
often been applied only at the leaf, plant, or, eventually,
the canopylevel. The study describedin this paper ten-
tativelyusesmechanistic
models[Farquharet al., 1980;
Collatzet al., 1992]to predictthe net primaryproductivity (NPP) at a globalscale. Even if this scaling-up
method restsupon many simplifications,it is a first step
toward the modeling of CO2 assimilation by continental vegetation, and it gives results as realistic as those
of previous estimations. Furthermore, improvementsof
this model are expectedas physiologicalknowledgeand
scaling-upmethodologyprogress.The sensitivity of the
model to the diurnal cycle is tested. It is shown that
meterizations
havebeendeveloped
[e.g.,Esser,1991]. ignoring this cycle may introduce important errors in
NPP
Copyright 1994 by the American Geophysical Union.
Paper number 94GB00850.
0886-6236/94/94GB-00850510.00
estimates.
Model Description
The C ARAIB
model has been built to estimate the
net primary productivity of continental vegetation at
256
WARNANT ET AL.: GLOBAL MODEL OF TERRESTRIAL BIOLOGICAL PRODUCTIVITY
a global scaleusing vegetationinformationand climatic data. A spatial resolution of 1ø x 1ø in latitude
CARAIB intendsto be as mechanistic
as possible
andis basedon the coupling
of the threefollowing
submodels:
a leafassimilation
modelincluding
estimatesof stomatalconductance
andleafrespiration,
a
and longitudehasbeenchosen
because
it permitsthe
descriptionof relativelyfine spatial variationsof the
NPP, while stayingcomputationally
manageable.At canopymodeldescribing
principallythe radiativetransthisresolution
the continents
cover15,347gridpoints. ferthroughthe foliage,anda woodrespiration
model.
The NPP is calculatedindependently
at eachof these Photosynthesis
is the majorcarbonfluxdetermining
grid points. The functioningof the modelis outlined plantgrowth.In thisstudytheemphasis
isthusputon
in Figure 1, which the diagramillustratesthe various theestimation
ofgross
primary
productivity
(GPP).By
submodels
coupled
in CARAIB withtheprocesses
they
contrast, respiration of leaves and wood is not known
consider,the input data they require,andthe timescale accurately.
Only a roughestimateof respiration
rates
(dayor season)
to whichtheyapply.In thelowerright willthusbeperformed
here,mainlyto provide
thevalue
ofnetprimaryproductivity
andto enable
thecomparitext (sections
2.3 and 3.2) for the areaand carbonal- sonofmodel
results
within situmeasurements
(existing
of Figure I is a summaryof the symbolsusedin the
locationfractionsof the differentvegetationcoversof a for NPP but not for GPP).
gridpoint. CARAIB considers
the maintwosolarcycles,thediurnalandannualcycles.Because
ofthelarge Leaf Assimilation Submodel
variationof the photosynthetic
rateduringthe day,the
Theleafgross
assimilation
rateA (/zmolm-2 s-1)
CO2uptakeiscalculated
onanhourlybasis.Thehourly isdescribed
bytwoquadratic
equations
[Collatz
et al.,
values
aresubsequently
summed
upto provide
thedaily 1991]'
assimilation.However,sincea monthlymeanclimatic
data set is used,randomday-to-dayvariationsof wea-
therconditions
cannotbetakenintoaccount.
Thedaily
NPP is thusestimatedfor a midmonthdayandmultipliedby the monthlengthto obtainthemonthlyvalue.
LEAF LEVEL
OAp
• - Ap(A1
+ A•)+ A1A•= 0
(1)
/SA
• - A(Ap
+ Aa)+ A;,Aa
=0
(2)
CANOPY LEVEL
PLANT LEVEL
Trendat
Wood
J Mainten
Respiration
Construction
,
I
I
SOIL HYDROLOGY
Wood Biotaare
VEGETATION
AREA FRACTION
ALLOCATION
,
Airhumicity
•
water
BARE
SOIL
GROUND
Bucket
,
I -f o
C,
VEGETATION
C4
fo •
0
( I - f •,)
f0• fo,
•
,
TREE
LEAVES
h o ( 1- {
fo ( 1- { )
WOOD
(1-
h0 )(
1-
CARbonAssimilation
In the Biosphere
( CARAIB)
Figure1. A schematic
diagram
showing
thestructure
ofthecarbon
assimilation
inthebiosphere
(CARAIB)
model.
Theparameters
defining
theareaandcarbon
allocation
fractions
(see
text)
ofthedifferent
vegetation
covers
ofa gridpointaresummarized
at lowerright.
WARNANT
ET AL.: GLOBAL
MODEL
OF TERRESTRIAL
where 0 and /• are parameters; A1, A2 and As are
functionsdescribinglimitations of the assimilationrate
BIOLOGICAL
PRODUCTIVITY
257
Finally,the leafnet assimilation
rateAn (/zmolm-2
s-1) is givenby
(•umol
m-2 s-i); andApistheassimilation
rateresul& = A-
ting fromthe couplingof the firsttwo limitations(/zmol
m-2 s-l).
These two equations indicate that the assimilation
rate is limited by three processes,with a coupling between them representedby the parameters 0 and
For Ca species, A1 is the ribulos-biphosphatecar-
boxylaseoxygenase(Rubisco)limited rate, mudA2 is
the electrontransportlimitedor light-limitedrate [Farquharet al., 1980].They are givenby
A1 = Vcmax
Pi - F.
+
+
(9)
where Rd, the dark respiration rate, is assumedto be
proportional to Vcmax. The proportionality constant
usedis 0.015for Ca plants[Sellerset al.,1992]and0.020
for C4 plants(estimatedfrom Gollatzet al.'s [1992]value of the dark respirationrate at 25øC).
The CO2 pressurein interee!!ularspacesis related to
the atmospheric
CO•.pressure,
p•tm (Pa), by a diffusion
equation
Pi
Patm
-- =
P
P
(3)
(10)
g
where Vcma•is the maximum catalytic capacity of Ru-
to
bisco(/zmolm-2 s-1); Pi istheintercellular
CO2pres- whereg, thetotal conductance
is given by
sure(10-6 Pa);O2istheintercellular
O2pressure
(Pa);
I
I
1
F. is the CO2 compensationpoint in the absenceof
- =
]
(11)
g
gst
darkrespiration
(10-6 Pa);KcistheMichaelis-Menten
constant
for CO2(10-6 Pa); andKois the Michaelis- where gst is the stomatal conductance;and gbl is the
leaf boundary layer conductmace.
The stomatal conductance to CO•. is estimated fol-
Mentenconstantfor O2 (Pa).
pi - F.
A2= J4(pi
+2r.)
(4)
lowingBall et al., [1987]'
1
whereJ is the potentialrate of electrontransport(/zEq
m-2 s-1). V•m•, F., Kc,andKoarefunctions
oftemperature, while J is a function of temperature and of
the absorbed irradiance. J saturates at a level Jmax at
high irradiance.
As is the rate limited by the capacityfor the export or
A,•hsP
gst
--•.-.•
(g0
q-glPatm-••)
(12)
where h8 is the air relative humidity at the leaf surface;
andF is the compensation
point(10-6 Pa).
The factor
1.6 accounts for the ratio
of the diffusi-
vitiesof CO2 and H20 vaporin the stomates[Collatz
the utilizationof the productsof photosynthesis
[Collatz et al., 1992];go
= 0.01(mol•_om-2 s-1) andgl= 9.2
et al., 1991]'
for Cs species[Leuning,1990];mudgo= 0.08 (moln2o
&=
Ycmax
2
m-2 s-1) and gl= 3.0 for C4 species
[Collatzet al.,
(s)
1992]. For low air relativehumidity (hs _• 0.46), gl
is decreasedlinearly with the available soil water frac-
Similar equationsdescribethe C4 speciesbehavior tion (wn•_o
- wp)/(fc - wp) = (hs- 0.1)/0.9 (seesec[Collatzet al., 1992].In this case,A1 and A2 areinde- tion 3.1). This linear decreasetends to simulatethe
pendentof p•, and As is a CO2-1imitedrate proportional
to Pi
observed behavior
of the stomatal
conductance
at low
water availability[Mc Mutttie et al., 1992]. This forA1 = V•max
Aa = a I
As= k pi
(6)
(7)
mulation of the stomatal conductanceinvolves the hypothesisthat the stomates open and closeto optimize
the uptake of CO2, while limiting the H20 losses. In
the presentversionof the model a constantvalue g• =
0.0714molco•_
m-2 s-1 isusedasa firstapproximation
(8)
where V•m• is a "Q10function"(Q10 is the factor by
which the rate, i.e. Vcmax,is multiplied for each 10øC
increase in +•empera•ure•
+
of temperasure •orrec•ed to
limit the assimilationrate at low or high temperature;
a is the slope of the photosyntheticresponseto light
for the leaf boundary layer conductmace.
Equations(1), (2), and (9)-(12) haveto be solvedsimultaneouslyto calculatethe leaf net assimilationrate
An. Since A1, A2, and As are not identical functions
of pi for Cs and C4 specie, the mathematical •!ution
of these equationswill also differ. For Cs, speciesequa-
tions (10)-(12) are combinedto give the intercellular
pressureof CO2, pi, as a function of the assimilation
(molco•_/mO]photon);
I
is
the
irradiance
absorbed
by
the
2
1
leaf (•molphoton
m- s- ; k is the initial slopeof pho- rate, An. This functionis then introducedin (3) (retosynthetic
C02 response
(mo]m-2 s-1) andis a
spectively(4)), assumingthat A1 (respectively
A2) is
functionof temperature; and P is the atmosphericpres-
the only limiting rate. This procedure leads to two cu-
sure(Pa).
bic equations,the solutionsof which yield A1 and A2.
258
WARNANT
ET AL.: GLOBAL
MODEL
OF TERRESTRIAL
Finally,(1) and (2) are solvedto provideAp, and A,
andthusAN by makinguseof (9). SinceAx and A2 are
not functionsof pi for Ca species,(1), (2), (6)-(8), and
(10)-(12) can be combinedinto a cubicequationdirectly providingthe leafgrossassimilationrate, A (Collatz
et al., 1992). A• is then calculatedfrom (9).
BIOLOGICAL
PRODUCTIVITY
canopy,LAIc (assuming,as mentionedabove,that the
layerthicknessin LAI is 0.2).
To obtain the net primary productivity of the grid
point (per unit areaof groundsurface),the respiration
rate R•, of the woody parts of the vegetation must be
substracted
from the total
Canopy Submodel
leaf net assimilation
NPP - LNA-
R•
rate
(16)
The CO2 uptake by the green vegetationis directly
Consequently,an estimate of the woody respiration
related to the net assimilationof a singleleaf, assuming
rate is needed before the net primary productivity of
that physiologicalparameters are constant throughout
the vegetation can be calculated. Woody respirationis
the canopy. The canopy is divided into layers of equal
very poorly known quantitatively, and a very crude esthickness
in leaf areaindex(LAI). The assimilation
rate
timate is made here only for completenessof the model.
of each layer is determined as describedin section 2.1.,
The approach adopted here is similar to that used by
and layer values are added to provide the canopy assiRaichet al., [1991]and McGuireet al., [1992]in their
milation. In order to perform this integrationeasily,the
calculation of total plant respiration. Maintenance and
LAI is reducedto the nearestmultiple of the layer thickconstructionrespirationrates are calculatedseparately,
ness,taken as 0.2 in this study. The temperature, relasincethe former is proportional to the biomassand the
tive humidity, and CO2 pressureof the air are supposed latter to the net carbon assimilation. Thus R,, can be
to be constantthroughoutthe canopy,while light is ab- written as
sorbedwithin the canopy. An exponentialattenuation
R• = R• + R•,
(17)
of the solar flux Ir within the foliageis implemented
whereR• is proportionalto woodybiomass,and R•,
[Sellers,1985]
It. = Io exp(-kLL)
(13)
is proportionalto the part of net assimilationallocated
to wood growth.
FollowingMcGuireet al., [1992],the increase
of/•
whereIo is the irradianceat the top of the canopy;L is
with temperature is representedby a "Qm relationthe cumulative LAI; and kr.is the extinction coefficient.
ship," in which Q•o is, itself, temperature dependent
As leavesare assumedto be sphericallydistributed, and is calculated from a third-order polynomial fit to
kLis given by
observations.
kr. =
(1 - •)o.•
(14)
2p
where p is the cosineof the zenith angle of the solar
So we have
10 5
[j•o
Tln(Q•o)
T] (18)
R•
m= KrBwexp
where B•ois the woody phytomassin standingvegetation; Kr is the respirationrate per unit massof woody
Net Primary Productivity of a Grid Point
material at 0øC; and T is temperature in øC. Sinceonly the living part of the woodyphytomassrespires,K•
Usingthe leaf and canopysubmodelspresentedabove,
must be substantiallylower than the valueslisted by
the total leaf net assimilation(LNA) rate per unit area
McGuire et al., [1992]for averagevegetation(leaves
of ground surface at a model grid point is calculated
pluswood)in differentecotypes.In the absence
of prefrom the relationship
cise measurements,the K• value has been chosenhere
in sucha way that the globaland annual averageof the
LNA= fo , • A•(C4)
(15) respirationrate is comparableto the valuereportedby
beam;and •v is the scatteringcoefficient(0.175).
[f•Lc
Harvey[1989]. The woodyphytomass
B•ois not cal-
L=I
+ (1- fc,)
L=I
]
culated explicitly in the model. Rather, it is estimated
from a simpleparameterizationlinking the annualmean
NPP andthe phytomass
[Esser,1984,1991]
B•o= 0.59181NPP•, •%o.7v2•6 (19)
where
thesummation
extends
overcanopy
layers,
A,r (C4
andA•(C3) arethe net assimilation
of layerL for C4 where •"o is the mean stand age of woody material,
and C3 species
calculatedfrom (9) with solarirradiance and NPP,, is the annual mean NPP allocated to wood
derivedfrom (13); fc4 is the fractionof vegetationus- growth. This annual mean value of B•o is used to
ing the C4 photosynthetic pathway at the grid point calculateR•, assumingthat B•o is roughly constant
considered;fo is the fraction of the soil surface cove- throughoutthe year. The value of •% dependson the
red by vegetation; and Lc, the number of layers in the
ecotype.Note that sincethe annualmeannet primary
canopy,is determined from the leaf area index of the
productivity of the wood NPP,, is not known until the
WARNANT
ET AL.: GLOBAL MODEL OF TERI•STRIAL
calculationis performedoverthe wholeyear, it will be
necessaryto use an initial guessof Bw while starting
an iterativeprocedure(seebelow). The NPP allocated
to woodgrowthis relatedto total NPP by the simple
relationship
NPP• = (1 - H) Nee
(20)
where the herbaceous factor H is also a characteristic of
BIOLOGICAL
PRODUCTIVITY
259
adoptedbecauseit avoidsan explicitcalculationof the
biomass from mass conservationequations. This sim-
plifiedmethodneglectsthe seasonality
of carbonallocation (parameters
H and h0) associated
with the phenologicalchanges,but it, nevertheless,
allowsa correction
of the net assimilationfor wood respiration, so that the
model NPP can be compared with average measurements in the major ecotypesof the world.
the ecotypeand is calculatedhere from the fraction•
of the vegetatedsurfacecoveredby groundvegetation Input Data
(asopposedto trees)as follows:
Z = •+(1-•)ho
(21)
where h0 is the Ëaction of tree NPP allocated to leaf
growth.
Usinga similarapproach
to that of Raichet a/.,[1991],
we assumethat the rate of constructionrespiration/•
is given by
R•
= 0.2NA,, NA,,
>0
R•,=0
NA,, _<0
(22)
NA• - LNA - H x NPP - R•TM
(23)
where
is the net assimilation(NA) left for woodgrowthand
wood constructionrespirationwhen the amountsallo-
catedto growth(H x NPP) of groundvegetationand
tree leavesand to woodmaintenancerespiration
havebeensubstracted
fromleafnet assimilation
(LNA).
By substitutingNPP with its valuederivedfrom (16)
and (17) and rearanging,(23) canbe rewrittenin the
equivalent form
NA• -- (1 - H) (LNA- R•) + H R•,
(24)
Introducingthis valueof NA• into (22) and solvingfor
/•w, it becomes
R•= (•-•) (LNAR•) (LNAR•)>0
R• = 0
(LNA- R•) _<0
(25)
Whenfo, fc,, LAIc, •, andh0(characteristics
of the
ecotype)are known,(15)-(18)togetherwith (21) and
(25) canbe solvedsimultaneously
to yieldthe net primary productivity(NPP) on an hourly,diurnal,monthly, or annualbasis(dependingon whichtime interval
A• and /•
are calculated),
providedthat an initial
value of B•o is known. As mentioned earlier, in this
first versionof the model the woody phytomassB•ois
assumedconstant over the year and is estimated from
(19) and (20), that is, fromthe annualmeanNPP. As
a result, the calculationsof NPP and B•omust be repeated iteratively until convergence.In this way the
model is capableof estimatingthe NPP from hourly to
annual timescales.
The method used to calculate the
woodrespirationrate is very preliminaryand has been
The model requirestwo kinds of inputs, climatic data
usedto estimate the photosyntheticrate and vegetation
data used to differentiate the ecosystems.
Climatic
Data
All climatic inputs are monthly mean data. Mean
temperature T,• and precipitationP,• are given by the
International Institute for Applied Systems Analysis
database
[Leeroans
andCromer,1991]on a regulargrid
of 0.5ø x 0.5ø and are averagedover the 1ø x 1ø grid
elementsof the model. The monthly mean maximum
and minimum temperatures,Truaxand Trainare given
by spatial interpolation of observationsat about 3000
stations situated
all over the world.
These observa-
tion filesare thoseusedby May et al., [1992],and a
linear interpolationis carriedout, ecosystem
by ecosystem. The surfaceirradiancesare the monthlymean values for 1989 and come from the International
Satellite
CloudClimatologyProject (ISCCP) databaseavailable
at Goddard Institute for Space Studies in New York
[BishopandRossow,
1991].Theseinputsaretreatedto
providethe mean diurnal air relative humidity and the
hourly valuesof temperature and irradiance.
Air Relative Humidity.
A simplebucket model
of the surfacehydrologicalcycleconsidering
one single
soilpoolis usedto estimatethesoilwatercontentW•ao.
In this model the precipitatingwater which is not evaporatedfills in the soilpool until the field capacityfc is
reached. Excessprecipitation leavesthe site as runoff.
The potential evapotranspirationrate is calculatedwith
a parameterization, dependingon temperature and so-
lax irradiance(Turc formula).The thicknessof the soil
layer (rootingdepth) dependson the vegetationtype
and the soil texture. It variesbetween1.0 and 2.5 m,
except for lithosols, for which a value of 0.1 m is assumed. The soil water content is limited to a minimum
equalto the wiltingpoint,wp. The fieldcapacityand
the wilting point are fianctionsof soil texture. The air
relativehumidity h8 is estimatedwith a formulaadapted from Sellers[1983]
hs= 0.1+0.9(wH,
O
(fc
- -wp)
(26)
In this formula,wH,Ois limitedto topto be consistent
with the hydrologicalmodel.
260
WARNANT ET AL.: GLOBAL MODEL OF TERRESTRIAL BIOLOGICAL PRODUCTIVITY
Temperature.
The diurnal variationof tempera-
ture is introduced in the model using a rough estimate
=
(h- 14)
parameters
arethoseof Collatzet al. [1992].
Canopy or plant characteristics. At this stage
24 )
+ AT cos(2•r
the leaf area index of the canopyLAIc is fixed by a parameterizationdependingon the monthlytemperature
where h is the local solar hour, and A T = Tm.x- Train.
Surface Irradiance.
in Table1. For C4 species
the valuesof the physiological
The hourly irradiance /surf
(W m-2) is deduced
fromdailymeanvaluesandfrom
the irradiance calculated at the top of the atmosphere,
I,o, (W m-2)
Tm[Pitmanet al., 1991]
LAIc = LAIm,x- ALAI[1 - f(T•,)]
= o
<_ooc
f(Tm) = 1-0.0016(25-Tin)
f(Tm)= I
Is,rf(h) = Itoa(h)exp[-kd(h)]
(31)
0øC<Tm < 25øC;
Tm _>25øC.
(28)
whered(h), the lengthof the path of the solarbeam
throughthe atmosphere(km), is calculatedfrom the
solar zenith angle at hour h, assuminga sphericalatmosphere. The monthly mean atmosphericextinction
where LAIm,x is the maximum leaf area index, and
ALAI is the amplitude of the seasonalvariation of the
leaf area index. LAIc is minimum for temperatureslower than 0øC, increasesquadraticallywith temperature,
coefficient
k (km-1) is determined
by comparing
the
and reaches its maximum
ISCCP monthly means of daily irradiancesat the sur-
lue LAImax and the amplitude of the seasonalvariation
ALAI of the leaf area index differ betweenecotypesdependingon their seasonalbehaviorand their growthpotentiality. Owing to this rough parameterization, some
canopy layers may have negative annual NPP. These
layersare not considered,and the canopyLAI is lowered accordingly. The valuesused here for LAIm•x and
face,Isurf(W m-2), withthe dailymeanirradiances
at
the top of the atmospherecalculatedfor the middle of
the samemonth. Its averagedaily value,usedin (28),
is obtained from linear interpolation of the monthly valueso
The direct and diffuseparts of the irradiance/air and
at 25øC. The maximum
va-
Iaig are estimated,assuggested,
by Gruntet al. [1989] ALAI aretakenfromPitman et al. [1991]andaregiven
in Table
Iaig = 1.2 {1-exp[-kd(h)]) I•urf
=
(29)
-
Finally, similarly to the formulationof Raich et al.
[1991],
it issupposed
that45%ofthedirectand65%of
the diffuseradiation are photosyntheticallyactiveradia-
1.
The stand age of woody material rw is listed in Table I as a function of the ecotype; these values are de-
rivedfrom Esser[1991]. The Ëactionh0 of tree NPP
allocated to leaf growth has been estimated from data for some speciesof tropical, temperate deciduous
and coniferousforests reported by Bray and Gorham
tion (PAR),while0.825(= 1-•) ofthe PARis absorbed
[1964],Dajoz[1982],Duvignaud
[1971],andSchlesinger
by the vegetation[Sellers,1985].The averageenergyof
[1991].
The
average
values
obtained
are0.30fortropical
oneabsorbed
PARphotonis 3.6 x 10-x9 J.
species,0.27 for temperate deciduoustrees, and 0.20 for
Vegetation Characteristics
coniferous trees.
These values are assumed to be con-
stant over the year. This hypothesis of constancy is
The ecotypeclassificationby Wilsonand Hendersonmade for the sakeof simplicity, although it is obviously
Sellers[1985]is used.It givesthe distributionof con- not correct. For instance, cold deciduousleavesgrow
tinental ecotypeson a 1ø x 1ø grid. For each ecoessentiallyduring spring. However,the consequence
of
type, severalpiecesof informationsaboutthe vegetation
this hypothesison the model results discussedin this
arerequiredincludingphysiological
parameters( V•max,
paper are minor. Indeed, h0 is used only to calculate
Jm,x),canopyor plant characteristics
(LAI, standage
of the woodymaterial, the fraction h0 of tree NPP al-
locatedto leaf growth),and spatialdistributions(the
fraction f0 of the soil surface coveredby vegetation,
the herbaceous
factor H usedin (19) and (25) to estimate B•, and R•,. The first of these two variables,
B•,, is calculated on a yearly averaged basis and thus
the mean annual value of h0 must be used, while the
the fractionfc• of vegetationusingC4 photosynthe- secondvariable,R•,, is a flux of secondaryimportance
tic pathway,and the relative areascoveredby ground for the estimate of the NPP.
vegetation(•) and by trees(1-•)).
Physiological parameters. Measurements
of the
maximum rate of carboxylation and of the maximum
rate of electrontransport havebeen listed and grouped
intobroadcategories
by Wullschleger
[1993].Thesedata are used to estimate the value of Vcm•xand Jm•x
Spatial Distribution.
The seasonalvariation of
the Ëaction f0 of the surface covered by vegetation is
describedwith a parameterization similar to that used
for LAIc [Pitmanet al., 1991]
fo -- f0,max-- Afo (1 - f(T.,))
(32)
appropriateto eachecotype. To do this, valuesrepresentativeof groundvegetationand trees are averaged wherefO,m•xis the maximumfo valueoverthe year.
with the weightfactor •. V•m•x,Jm•x,and • are listed The amplitudeA fo of the seasonalvariationof fo is
262
WARNANT
ET AL.:
GLOBAL
MODEL
OF TERRESTRIAL
generally small, except for cultivated ecotypes,where
it simulatesthe cycleof sowingand harvesting. As for
LAImaxand ALAI, the valuesusedhere for fo and Afo
are taken from Pitman et al. [1991]and are givenin
BIOLOGICAL
PRODUCTIVITY
areas(Sahara,Australianlow-productivity
regions,Himalaya)are clearlyvisible;andevensmallergeographical entities suchas the Alps or the Ural Mountains can
be seen. Very high NPP values in the United States
Table 1. Values of • listed in Table I have been de-
and in centralEuropeare due to the presenceof maize
crops.Sincemaizeusesthe C4 photosynthetic
pathway,
(21) are comparable
to thosegivenby Esser[1991]for its productivity may be much higherthan that of other
similar ecotypes. The fraction • is assumed constant culturesand eventhan that of natural specieswheninthroughout the year.
tensivelycultivated.The deserticareasappearto be too
For agricultural vegetationthe fraction of C4 species extensive, as, for example, in South Africa. This feais fc4 = 0.5 when the ecotypeis maize or cane sugar ture can be attributed to the hydrologicalmodel which
(assuming
only 50%of the 1ø x 1ø grid elementis cove- underestimates the soil water content of semidesertic arred with corn or cane sugar, the rest of the cell being eas. Presumably,this low soilwater contentis, at least
coveredwith natural grassland)and is fc4 = 0.0 for the partly,linkedto the assumption
madein the hydrologiother agricultural ecosystems.
cal modelthat the monthlytotal precipitationof a site
In the absenceof global data for natural vegetation is distributed uniformly over time within the month.
the C4 speciesare very roughly distributed in natural
This assumption,obviouslynot correctin semidesertic
ecosystemsas follows:fca = 0.1 • between15øSand areas,leadsto too lowdailyprecipitation,implyingthat
15øN latitude; fc, -- 0.1 • to 0, decreasinglinearly be- precipitatedwater can be readily reevaporatedwithout
tween 15ø and 30ø; and fca -- 0.0 at latitudes higher filling the soil pool.
than 30 ø .
The modelglobalnet primary productivityis 65 Gt C
fined so that the herbaceous
factors H calculated
from
yr-•, slightly
higher
thanotherestimates.
Forexample,
TinkerandIncson[1990]giveNPP rangingbetween45
and 62 Gt C yr-• with a mostprobablevalueof 60
Gt C yr-•. This relativelyhighglobalNPP valueis
Results
The spatial distribution of the annual NPP calculated by the CARAIB model is presentedin Plate 1.
The general features appear realistic; the productivi-
ty is high in tropical regions(Amazionianand tropical forests)and decreasesat higher latitudes; desertic
certainly due, in large part, to the lack of couplingwith
a model of nutrient cycle in the vegetation and soils.
This couplingwould certainly limit the productivity of
certain areas and therefore decreasethe global annual
estimate.
,
0
100
-
!
1 O0
-
200
œ'L'• -
300
40O
-
50O
500
-
7O0
700
-
900
IlOO
-
!300
t500
-.
] 50O
900-
AnnualNet PrimaryProductivity(gO m-2 y-l)
Plate 1. Globalmap of the annualmeannet primaryproductivity(NPP) calculatedwith the
C ARAIB
model.
Note that the color scale is nonlinear.
WARNANT
ET AL.:
GLOBAL
MODEL
OF TEtLRESTRIAL
In Figure 2 the annual valuesof the NPP calculated
by our model are comparedwith the measuredlocal
NPP used to calibrate the terrestrial ecosystemmodel
BIOLOGICAL
PRODUCTIVITY
263
[Houghton
et al., 1990]scientific
assessment
of climatic
change(Table2). To makesucha comparison
possible,
we groupedthe ecosystemsof Wilson and Henderson-
[Raichet al., 1991;McGuireet al., 1992]coveringa
Sellers[1985]into 13broadvegetation
types,definedas
wide range of natural ecotypes.The climatic data used
in this test are thoseof the grid point coveringthe measurement site. The representativeecotypesare chosen
to be as closeas possibleto the vegetation types of the
measurements. Two different behaviors appear clear-
follows(the numbersin parentheses
referto Wilsonand
Henderson-Sellers
ecotypes):desert(70,71,73),tundra
(61,62), grassland(30,31,34,36), savanna (32,33,37),
shrubland(16,24,27,28,35,39),
needleleafforest(10,18),
borealand temperatewoodland(11,13,14,17,21),temperatebroadleafand mixedforest(12,15,19,20),tropical woodland(23,26),tropicaldeciduous
forest(25,52),
equatorialrain forest(50,51),wetland(2,5), and cultivation(4,40-49,80).Threeotherecotypesfor whichwe
do not calculatethe NPP (inlandwater, semidesert,human area) are addedto providea list compatiblewith
the IPCC publishedone. Unfortunately,eventhe broad
vegetationtypes differ between authors. This is obviously emphasizedby the differencesin global areas
coveredby each ecotype(Table 3). In particular, it
ly in Figure 2; in somecases(twelvegrid points)the
estimated NPP is equal to or higher than the measure-
ments,in the other cases(sevengrid points)the NPP
is underestimatedby the model. In the first category
we find the boreal and temperate ecosystems.Only the
lessproductivevegetation(arid shrublandor tundra)
shows a large discrepancy. If we do not considerthe
three grid points that belong to these latter ecotypes,
then the mean error is 33%. Regardingthe secondcategory for which carbon assimilationis underestimated,a
meanerror of 36% is obtained. Local conditions,in particular, regional climatic ones,can explain, in part, the
differences between
estimates
and measurements.
The
test of the model results at a global scalewill, for example, show that the calculated NPP of tropical savanna
is relatively high, while it is underestimatedin this first
test. However, even at a global scale the tundra seems
to be less productive than expected from the model,
and equatorial forestsmay have a higher productivity
than the calculated
ones.
A further test of our model is performed by comparing our results with empirical estimatesgathered in
the Intergovernmental
Panelon Climate Control(IPCC)
is clear from Table 3 that the ecotypesnamed here as
woodlandsare consideredforestsby other authors. This
discrepancymay induce some differencesbetweenthe
variousestimates.Moreover,it is not alwayspossibleto
find a correspondence
betweenWilson and HendersonSellers and IPCC's ecotypes,so that we compare our
calculated NPP
for needle leaf forest with the boreal
forest estimates. As already pointed out, the global
NPP estimatedby CARAIB is rather high. Consistently, for almostall ecotypesthe calculatedNPP is in the
higher part of the spectrumof empirical values. However, the relative NPP variationsbetweenecotypesare
similar to empirical ones. Moreover, in almost all cases,the CARAIB NPP is within the rangeof the IPCC
valuesand even very closeto the valuesof Atjay et al.
[1979].In fact, our estimates
differfromAtjay et al.'s
valuesby lessthan 20% for sevenecotypes(grassland,
savanna,shrub land, needleleaf forest, temperate forest, tropical deciduousand equatorialforest),this differencebeinglessthan 10% for five of them. For deserts
15oo
the difference
is 3 gC m-2 yr-1. Forfourecotypes
(inland water, semidesert,boreal temperate, and tropical
1 ooo
woodland)the comparison
is impossible,and for woodlands our estimates are relatively closeto the valuesof
correspondingforests. Only two ecotypesshowimportant discrepancies,tundra and wetland. The reasons
for the differencesin the NPP of tundra may be multi-
5O0
ple. First of all Atjay et al. [1979](asdo Whittakerand
Likens[1975])obviously
usea definitionof tundramore
restrictivethan ours, as can be seenby comparingthe
globalarea coveredby tundras(Table 3). Someof our
0
500
1000
1500
meosuredNPP (gC m-' yr-')
Figure 2. Comparisonof calculated annual mean net
primary productivitieswith local measurementswhich
were used to calibrate the terrestrial ecosystemmodel
[Raichet al., 1991;McGuireet al., 1992].
tundras are more southern onesand are thus more productive. However,this is certainly not the only reason
for the discrepancy,and uncertaintiesin the hydrological cycle,the absenceof nutrient cycles,or the inaccu-
racy of physiologicalparametersmay be responsiblefor
someof the difference. The problem causedby wetlands
is not surprising,sinceCARAIB doesnot take into accountthe specificitiesof suchan ecotype. Nevertheless,
264
WARNANT
ET AL.: GLOBAL
MODEL
OF TERRESTRIAL
BIOLOGICAL
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Table 2. Net Primary Productivity(NPP)
NPP
Ecotype
Inland
0
1
water
2
3
200
200
125
7
0
4
25
Semidesert
Tundra
213
39
63
62
95
69
132
Grassland
341
267
352
388
Tropical savanna
Shrub land and interrupted wood
649
458
407
318
787
489
435
359
358
379
487
558
-657
598
720
988
711
1019
550
775
Desert
Needle leaf forest
419
Boreal and temperate woodland
Temperate broadleaf deciduousand mixed forest
Tropical woodland
Tropical deciduousforest
Equatorial rain forest
558
659
728
711
925
Wetland (bog,mangrove)
483
1350
1143
1037
Cultivation
771
293
425
761
481
354
100
401
401
65
53
60
61
Human
Mean
area
Global values
NPP valuesare in gC m-2 yr-1, and globalvaluesare in GtC yr-1. The resultsof the CARAIB model
(column0) are compared
with estimates
citedin Houghtonet al., [1990];[Whittakerand Likens,1975](column
1); [Atjayet
199] (column2); and [Olsonet al., 1985](column3). It is assumed
that the needleleafforests
are representativeof the boreal forests.
Table 3. Surface Area as a Function of the Ecosystem
SurfaceArea,106km2
Ecotype
Inland water
Desert
Semi desert
Tundra
Grassland
Tropical savanna
Shrubland and interrupted wood
Needleleaf forest
Boreal and temperate woodland
Temperate broadleaf deciduousans mixed forest
Tropical woodland
Tropical deciduousforest
Equatorial rain forest
Wetland (bog, mangrove)
Cultivation
Human area
0
I
2
3
12.0
23.3
2.0
24.0
18.0
8.0
9.0
2.0
24.5
21.0
9.5
12.5
3.2
20.4
13.0
13.6
6.7
20.0
3.8
15.0
8.5
22.5
4.5
24.6
12.8
4.0
12.0
9.5
11.7
12.0
7.0
8.2
7.5
17.0
4.5
10.3
6.0
12.0
20.2
12.4
2.4
7.4
1.4
12.8
1.0
13.4
2.0
14.0
3.5
16.0
2.0
2.9
15.9
[Olsonet al., 1985](column3). It is assumed
that the needleleaf forestsare representative
of the borealforests.
Notethat desertandsemidesert
categories
of columns
1, 2, and3 includeAntarctica(-• 14x 106km2),a continent
not consideredby CARAIB.
WARNANT
ET AL.:
GLOBAL
MODEL
OF TER_RIgSTRIAL
BIOLOGICAL
PRODUCTIVITY
265
the mean NPP of paddy rice (actually consideredas
correlated with the seasonalvariation of the tempera-
cultivation
and not as wetland)is 1024gC m-2 yr-1
ture (Figure4). However,in the formulationof Pitman
et al. [1991],the leafareaindexis nonzeroin winterfor
which is not far from IPCC valuesfor wetland. A part
of the error on the estimate of the NPP of wetlandsmay
thus be causedby inappropriate vegetation characteristics rather than by a misunderstandingof the specific
physiologicalprocesses.This problem applies only to
a small part of the continental surface but has to be
studied in more detail in the future. The productivity
of cultivated areas also appearsslightly too high. Cultivated plants often need addition of nutrients to grow,
since they are not naturally the best adapted to climatic and soil conditions. Thus in regionswhere fertilizers are not intensivelyused, CARAIB overestimates
the productivity of cultivated areas.
Figure 3 illustrates the seasonalvariability of the
all nondeserticecotypes. The seasonalvariation of the
LAI is illustrated in Figure 5 for the three test sitesjust
described. Since in winter the LAI is nonzero, leaves
can assimilateCO2, provided that the daily maximum
temperature is positive, even when the averagetemperature of the day is negative. For example, in Figure
3 the NPP
of the broadleaf
deciduous forest in March
is low but nonzero, owing to a positive daily maximum
temperature and despitethe negative monthly average
temperature shown in Figure 4.
Sensitivity Tests
NPP. The solidline corresponds
to a tundra (111.5øW
The diurnal variation of CO2 assimilation by plants
longitudeand 77.5øN latitude), the dotted line to a
broadleafseasonalforest(131.5øElongitude,47.5øNla- is important but difficult to take into accountin a getitude), and the dashedline to an equatorialrain forest neral model of the carbon cycle in the biospheredue to
(65.5øWlongitude,1.5øNlatitude). Differentseasonal limitations in computationalcapacities. Neglectingthis
behaviors can easily be observed;a zero productivity,
except for 3 or 4 monthsfor the tundra, a seasonalproductivity occuringduring morethan half of the year for
deciduousforest, and a quasi-constanthigh productivity with small oscillationsfor the equatorial forest. The
photosyntheticrate highly dependson temperature and
is even equal to zero for temperatures lower than 0øC.
The seasonalvariation of the productivity is therefore
cycle by the use of daily mean climatic data as input
to the model would substantiallyincreasethe computational efficiency. The influenceof such a simplification
on the productivity has been tested by comparing the
results of four runs summarized in Table 4 and Figure 6.
The
first run is the standard
one discussed in
the section4 (run 0, solid line in Figure 6). In the
secondrun the hourly temperature is replaced by the
150
•
125-
"'
100 -
75-
o
o•,•
5o-
i• 25-
Oz
-25
0
I
I
I
I
I
I
I
I
I
I
I
30
60
90
120
150
180
210
240
270
300
330
365
Day Number
Figure 3. Seasonal
variationof the net primaryproductivity
(gC m-2 month-1).The solid
line corresponds
to a tundra (111.5øW,77.5øN);the dottedline, to a broadleafseasonalforest
(131.5øE,47.5øN);and the dashedline is an equatorialrain forest(65.5øW,1.5øN).
266
WARNANT
ET AL.: GLOBAL MODEL OF TERRESTRIAL
BIOLOGICAL
PRODUCTIVITY
3O
20-
o
-10 -
-:zo-:30 -
-4O
0
I
I
I
I
I
I
I
I
I
I
I
30
60
90
120
150
180
210
240
270
300
330
365
Day Number
Figure 4. Seasonalvariationof the temperature(øC). The solidline is a tundra (111.5øW,
77.5øN);the dottedline is a broadleafseasonal
forest(131.5ø E, 47.5øN);and the dashedline is
an equatorialrain forest(65.5øW,1.5øN).
_
_
_
_
0
I
I
I
I
I
I
I
30
60
90
120
150
180
210
{
240
I
I
I
270
300
330
3(
Day Number
Figure 5. Seasonalvariationof the leaf area index. The solidline is a tundra (111.5øW,
77.5øN),the dottedlineis a broadleaf
seasonal
forest(131.5øE,47.5øN);andthe dashedline is
an equatorialrain forest(65.5øW,1.5øN).
WARNANT
ET AL.' GLOBAL
MODEL
OF TERRESTRIAL
BIOLOGICAL
PRODUCTIVITY
267
Table 4. Calculated Net Primary Productivity for variousRuns of the CARAIB Model
Standard
Ecotype
Diurnal Cycle
Sensitivity
C4 Distribution
Sensitivity
Run 0
Run I
Run 2
Run 3
Run 4
Run 5
Tundra
Grassland
7
213
341
7
191
303
8
253
410
35
333
967
2
213
317
15
215
447
Tropical savanna
Shrub land and interrupted wood
649
458
614
403
838
546
2071
1249
463
440
692
528
Desert
Needle leaf forest
419
344
424
680
419
423
Boreal and temperate woodland
Temperatebroadleafdeciduousand mixed forest
Tropical woodland
Tropical deciduousforest
Equatorial rain forest
558
659
728
711
925
473
569
681
666
880
580
713
924
911
1186
953
1250
2171
2135
2555
557
658
650
684
900
573
666
743
717
926
Wetland (bog, mangrove)
483
442
594
1145
478
492
Cultivation
Mean
Global values
771
481
65
706
440
59
946
586
79
1889
1260
170
699
433
59
787
513
69
Valuesfor net primaryproductivity
are in gC m-2 yr-•, and globalvaluesare in GtC yr-•. Testsof the
sensitivityto diurnalcycle(runs1, 2, and 3) and the spatialdistributionof Ca species(runs4 and 5) are shown.
In run I the temperature T is set constantduring the diurnal cycle;run 2 usesa 24-hour constanttemperature
and a constant nonzero irradiance during the daylight hours; run 3 uses constant values of temperature and
irradiance throughout the 24 hours of the day; in run 4 no Ca speciesis introduced; and in run 5 the amount of
Ca vegetationin natural ecotypesis highestfrom 0 to 30ø of latitude and decreaseslinearly between30ø and 60ø
of latitude.
5
I
Lat'
I
50.50øN
Long' 5.50'E Belgium
_
-1
0
I
I
I
I
I
I
I
3
6
9
12
15
18
21
24
SolarTime (h)
Figure 6. Diurnal variation in June of the calculatedleaf assimilationfor the upper canopy
layer of a mixed vegetationpixel centeredover Belgium. The four followingtests are presented;
the standardrun (run 0, solidline), a run without diurnalvariationof the temperature(run
1, dotted line), a run with a 24-hour constanttemperatureand a constantnonzeroirradiance
duringdaylighthours(run 2, dashedline), and a run with constanttemperatureand irradiance
throughoutthe 24 hoursof the day (run 3, dash-dottedline).
268
WARNANT
ET AL.: GLOBAL
MODEL
OF TERRESTRIAL
daily mean temperature(run 1, dotted line in Figure
6). In the third run the daily meantemperatureis used
with the solar irradiance evenly distributed over day-
light hours(run 2, dashedline in Figure6). Finally,in
the fourth run the temperature and the surfaceirradiance are constant throughout the 24 hours of the day
BIOLOGICAL
PRODUCTIVITY
that the Ca speciesextend to higher latitudes, and the
fractionof the grid point areacoveredby Ca grassfc4 is
givenby fc4 = 0.1 • between30øSand 30øNlatitude;fc•
- 0.1 • to 0, decreasinglinearly between30ø and 60ø;
fc• = 0.0 at latitudes higher than 60ø. The estimated
globalNPP reaches
69 Gt C yr-•, a valueincreased
by
and are equalto their daily meanvalues(run 3, dash- 4 Gt C yr-• with respectto the standardrun.
dottedline in Figure 6). Thesetestshavebeenchosen
becauseirradiance and temperature are the main parameters influencing the daily variation of the leaf assimilation. Unfortunately, the diurnal variation of the
hydrologicalcycle is too complexto be incorporatedin
the model and cannot be tested. Estimated global pro-
ductivity is loweredby about 10% whenthe diurnal cycleof temperatureis turnedoff (Table4, run 1). When
the solar irradiance is evenly distributed over daylight
hours(run 2), the globalNPP increases
by morethan
20%. The increasebecomesvery strong(about 160%)
whenthe diurnalcycleis completelyeliminated(run 3).
Figure 6, showingthe leaf net assimilationof the upper
layer of the canopy, helps to explain these important
variations. In the standard case, leavesrespire during
the night; photosynthesisbegins at sunrisebut is still
limited by light availability; and finally, the assimilation rate saturates due to other limitations for midday
hours. The reverseprocessoccursduring the afternoon.
The saturation level of midday hoursvariesslightly due
to temperature variations. When diurnal temperature
variationsare neglected(run 1, dotted line in Figure
6), the saturationlevel is constantand somewhatlower. This behavior explains the decreaseof the daily
assimilationrate in this case. As the daily mean irradiance is usually high enough, the assimilation of the
upper canopy layer is generally not limited by light in
runs 2 and 3 (dashedand dash-dottedlinesin Figure
6). The leaf assimilationreachesits maximumduring
the whole daylight period in run 2 or during the whole
24 hours of the day in run 3, resultingin an important
overestimateof the daily value. For lower canopy layers, light may becomelimiting even at midday,thereby
reducingthe differencesamongthe four tests. However,
theselayershave only a small contributionto the plant
NPP, and the abovediscussionis still valid at plant level. The unrealistic importance of the NPP increasein
run 3 will be reduced when CARAIB is coupledwith
a nutrient cycle model. However,the generaltendency
and the conclusionsreachedhere will remain, showing
the needto includethe diurnal cyclein NPP calculation
when physiologicalmodelingof photosynthesisis used.
The influenceof C4 speciesis oftenneglectedin global
modelsof NPP, introducinga subtantialerror (about
10%at a globalscaleforrun4, Table4). Thiserrormay
Discussion
CARAIB is a new global model of terrestrial biological productivity. It is built to estimate the influenceof possibleclimate changesdue to human activities
on carbon exchangesbetween the atmosphereand the
biosphere. From this perspective the emphasisis put
on photosynthesis,the major carbon flux determining
plant growth. An underlying hypothesisof this mo-
del is that at any scalestudied(leaf, canopy,plant, grid
point,ecotype,or global)the response
of photosynthesis
to environmental conditionsis largely dependenton its
responseat the leaf level. The first needof sucha model
is thus to relate correctly the leaf CO2 assimilationto
given environmentalconditions. The mechanisticmo-
del developed
by Farquharet a/.[1980]hasbeenchosen
for Cs plants, owing to its ability to calculate the CO2
assimilationof a single leaf from a detailed description
of the major physiologicalprocesses.The influenceof
C4 speciescannot be neglectedat the global scale. The
modelproposed
by Collatzet al. [1992],comparable
to
Farquharet al's [1980]model,is thususedto studythe
behaviorof C4 plants.A conductance
formulation[Ball
et al., 1987]is coupledto the leafassimilation
modelsto
describe the modulation of the CO2 flow into the leaf in
responseto stomatal openingor closure. This combination of models allows calculationsof instantaneousCO2
fluxesbetweena leaf and the surroundingair. C ARAIB
can thus study photosynthesisat all timescaleslonger
than the characteristictime of the leaf-air exchanges,
provided climatic and irradiance conditionsare known
and enough computing time is available. These sub-
modelsrequirethe knowledge
of manyparameters(1)
to (12). In its presentversion,CARAIB uses,generally, for theseparametersthe valuesfound in the original
papers. Nevertheless,the valuesused for the maximum
catalytic capacity of Rubisco Vcma•and the maximum
rate of electron transport Jmax differ for the various
vegetation types considered. The uncertainties on the
valuesof Vcmax
and Jmaxare important[Wullscb•eger,
1993]. However,the useof ecotype-dependent
values
allowsthe implicit considerationof differencesin physiology,morphology,or even leaf nutrient content among
be particularly important for tropical and equatorial the major plant types. An improved model would use
herbaceousecosystems
suchas savannas.The accuracy similar ecotype-dependentlists for the other parameters
and would calculate explicitly the influence of factors
of the spatial distribution of the Ca speciesdoes not
allow an exact estimate of the quantitative importance such as nutrient availability.
of this error, as shown by the results of the last test
At its presentstage of development,CARAIB scales
presentedin Table 4 (run 5). In this test we assume up from the leaf to the canopy,plant, ecotype,and glo-
WARNANT
ET AL.:
GLOBAL
MODEL
OF TER/tESTRIAL
BIOLOGICAL
PRODUCTIVITY
269
bal levels to provide global NPP values. This method,
though it may be crude, permits the descriptionof all
spatial scalesand, in particular, also allows CARAIB
to be applied locally or regionally.
At the canopylevel it is supposedthat leavesare distributed in a discrete number of layers.Environmental
timated from more empirical models. This somewhat
high value can be at least partly explainedby the fact
that nutrient limitation of NPP is not yet implemented
in our model. Nevertheless,the distribution of the NPP
overthe continentsor amongthe world major ecotypes
appears realistic and also comparableto. the djstribu-
conditions(only the solar irradiancein the present
study) may vary from one layer to the other, but leaf
physiologicalcharacteristicsare kept constants. This
tion established
latter assumptionis certainly not always verified, and
the influence
of leaf characteristic
variations
within
the
canopyon C ARAIB resultshave to be tested in future
studies. The radiative transfer module is very simple
but certainly accurate enough for global applications.
However, improvementswould result from a better estimation of the extinction coefficientkL, dependingon
plant type. The total leaf area index is presently evaluated from a simple parameterization. This estimate
will be improved by the addition of an explicit calculation of green and woody phytomassin the model. This
calculation of phytomass, consideringthe allocation of
carbon to leaves, roots, and wood during the various
phenologicalstages,will also be important for the evaluation of the wood respiration rate. Nevertheless,experimental estimatesof this respiration rate are needed
to determinemore accuratelyits K•value per unit mass
of woody material.
The hypothesisused to scale up from the plant to
the grid point or ecotype level is that the vegetation
cover of a grid point is homogeneous.For grid point
coveredwith mixed vegetation the ecotype-dependent
from observational data.
One characteristic of CARAIB is its consideration of
both the seasonaland the diurnal cycles. The latter
cycle is often neglectedin existing biosphericmodels
for computationalefficiency. This approximationis,
of course,justified in empiricalmodelsbasedon parameterizationsvalidated on a monthly or annual basis.
More mechanisticcalculations,however,cannota priori
neglectthe diurnalcyclewhenthey consider(nonlinear)
physiologicalprocessesat the leaf level with characteristic times much shorter than I day. For this reason,
CARAIB
takes into account the diurnal variation of the
surfacesolarirradianceand temperature.A sensitivity
test has thus been performed in which the diurnal oscillation of one or both of these environmental
variables
has been neglected. The results indicate that the model showsa high sensitivityto the diurnal cycle. This
sensitivity is especiallyhigh for the variation of surface
irradiance,sincethe assimilationof top of canopylayers saturates under relatively low irradiances reached
during most of daylight hours.
In summary,CARAIB, an initial attempt to scaleup
from the leaf level to the globalscale,is rather successful in predictingNPP. Many not well known parameters are, however, needed by the model such as aveparameters(Table 1) are assumedto be representative rage physiologicalparametersof ecotypes,someplant
of a "mean plant type." This simplificationis partialcharacteristics,
or the spatialdistributionof Ca species.
ly corrected by making separate productivity calcula- These parameterswere very roughly estimated in this
tions for Ca and C4 species. The geographicdistribustudy. For future applicationsan improvedknowledge
tion of the ecotypesusedhere (as are other onessuch of thesecharacteristics
is expected. A better descripasthoseproposed
by Matthews[1983]and Olsonet al. tion of many processessuch as carbon allocation, for
[1985])are realistic.However,a better distributionof instance, is also necessary. In this regard it must be
C4 grasseswill complementusefully these data and enremindedthat CARAIB emphasizes
the leaf level prohanceone major characteristicof CARAIB, which is the
cesses
usingrather detailedleaf photosyntheticmodules
use of a specificmodel for C4 species.The net CO2 flufor both Cs and Ca plants, but still treats higher lexes between the atmosphereand the continentswill be
velsin a very preliminary way, and totally neglectsthe
obtained by couplingCARAIB with litter production- role of nutrient cyclesand microbialprocesses.Another
decompositionand soil respiration modules.
Summary and Conclusions
CARAIB is an attempt to scale up from a leaf level, physiological
modelto a globalvegetation,primary
productivity model usingcanopyand wood respiration
submodelsas well as vegetationparameter characteristic of ecosystems.This approachis a first steptoward a
mechanisticmodel of th4 terrestrial biosphere,capable
of predicting possible future sequestrationof anthropogenic carbon in continental vegetation or soils. The
globalmean net primary productivity calculatedby the
modelis 65 Gt C yr-•, in the upperrangeof that es-
key aspectconcernsthe validation of CARAIB. Here we
principally tested the averagebehaviorof the model in
all the major world ecotypes,by comparingmodelmean
NPP with a representativeecotypeaverage.However,a
completevalidationshouldbe performedat every ecologicallevel, from the leaf to the biome, on the basisof
both in situ and remote sensingdata. Thesevariousimprovementsare scheduledin our future plans. They are
the necessarysteps in the climb toward the construction of a detailed
mechanistic
model of the terrestrial
biosphere, a model to be used to predict the fate of
anthropogenicCO2 releasedinto the atmosphere.
Acknowledgments.
Support for this work was
provided by the Belgian National Impulse Program
270
WARNANT
ET AL.' GLOBAL MODEL OF TERRESTRIAL
"Global Change,"contractGC/12/017 (P. Warnant)
and by the Belgian National Fund for Scientific Research(J.-C. G•rard and L. Francis). Fundingfor this
researchwas also provided by the European Communi-
ty Environmentprogram(contractEV5V-CT92-0119).
W. Knorr and W. May, who provided us data on the observedmaximum and minimum temperature, are gratefully acknowledged.We thank F. Robinet, C. Delire, T.
Wautelet, A. Della Vecchia, and all of the team at the
Laboratory of Planetary and AtmosphericPhysicsfor
helpful discussionsand encouragement.
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(ReceivedDecember20, 1993;revisedMarch 10, 1994;
acceptedMarch 29, 1994.)