arXiv:1811.04683v1 [math.LO] 12 Nov 2018
A NOTE ON COMPLEX p-ADIC EXPONENTIAL FIELDS
ALI BLEYBEL
Abstract. In this paper we apply Ax-Schanuel’s Theorem to the ultraproduct of p-adic fields
in order to get some results towards algebraic independence of p-adic exponentials for almost all
primes p.
1. Introduction
Let Qp be the field of p-adic numbers, for p a prime number. Given an algebraic closure Qalg
p
of Qp , it comes naturally equipped with a norm |·|p , uniquely extending the usual norm on Qp .
Recall that the standard normalization for |·|p is |p|p = p−1 .
Denote by Cp the completion of Qalg
p with respect to the norm |·|p . Then Cp is also algebraically
closed. It is called a complex p-adic field.
The p-adic exponential map
∞
X
xn
,
expp : Ep → C×
p , x 7→
n!
n=0
1
where Ep is the set Ep = {x ∈ Cp : |x|p < p− p−1 } (the domain of convergence of the defining power
series of the exponential) shares several properties with the complex exponential map exp (such
as expp (x + y) = expp (x) expp (y), (expp (x))′ = expp (x) where ()′ denotes the usual derivative).
There are important open problems regarding the exponential map over a non-archimedean
valued field. One of these concerns the algebraic independence of the values of the exponential
map at different arguments.
Such issues are encapsulated in the following well-known conjecture (p-adic Schanuel’s conjecture)
(p-SC) Let x̄ := (x1 , . . . , xn ) ∈ Cnp be an n-tuple of complex p-adic numbers satisfying the requirement
|x̄|p := max {|xi |p } < p−1/p−1 .
1≤i≤n
Assume that x1 , . . . , xn are Q-linearly independent, then
tdQ (x1 , . . . , xn , expp (x1 ), . . . , expp (xn )) ≥ n,
where tdQ denotes the transcendence degree of the extension
Q(x̄, expp (x̄))/Q.
In the following we will denote by G the algebraic group Ga ×Gm , with Ga denoting the additive
group of a field (say Cp ) and Gm its multiplicative group.
In the above statement we used the abbreviation f (x̄) := (f (x1 ), . . . , f (xn )) for any n-tuple x̄.
An equivalent statement to (p-SC) is the following:
(p-SC)’ Let x̄ := (x1 , . . . , xn ) ∈ Cnp be an n-tuple of complex p-adic numbers satisfying |x̄|p <
p−1/p−1 . Assume that
(x̄, expp (x̄)) ∈ V (Cp ),
for some subvariety V of Gn defined over Q (i.e. a Q-variety), which is furthermore of dimension
< n. Then, x1 , . . . , xn are Q-linearly dependent, i.e.
m1 x1 + · · · + mn xn = 0,
1
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ALI BLEYBEL
for some m1 , . . . , mn ∈ Q, not all zero.
In this paper we apply the ultraproduct construction and basic model theory in order to obtain
some results in the above direction.
The main Theorem can be obtained by applying Ax-Schanuel’s Theorem [1] to a non-principal
ultraproduct of Cp , and it reads as:
1.1. Theorem. Let V be a Q-variety of dimension n in an affine 2n space. Assume that for
infinitely many primes p, V has a Cp -point of the form (āp , expp (āp )), then there exist a finite set
S(V ) ⊂ P, and a finite set of rational tuples ᾱi , i ∈ I, (where I is a finite set) such that for all
p ∈ P \S(V ), and for all n-tuples x̄p ∈ Epn satisfying (x̄p , expp (x̄p )) ∈ V (Cp ), there is a rational
linear dependence that holds for the tuple x̄p of the form
αi,1 xp,1 + · · · + αi,n xp,n = 0,
for some i ∈ I.
An equivalent statement (with a geometrical flavor) is the following:
Let V be a Q-variety of dimension n in a 2n-space. If, for infinitely many primes p, V has a Cp point of the form (āp , expp (āp )), then there exist a finite set S ⊂ P and a finite set of hyperplanes
Hi ⊂ AnQ , i ∈ I such that for all p ∈ P \S, we have
∀x̄p ∈ Epn , (x̄p , expp (x̄p )) ∈ V (Cp ) −→ (∃i ∈ I)(x̄p ∈ Hi (Cp )).
In the above Theorem, the order of quantifiers is essential: for each variety V as above, there is a
set S(V ) of exceptional primes (i.e. primes p for which the stated implication might not hold), and
such set is only dependent on the variety V . By almost all primes we mean all except a finite set
of primes. This is to distinguish from the notion of U-almost all (for a given ultrafilter U) which
will be encountered later. A uniform rational linear dependence is a linear dependence of the form
m1 x1,p + · · · + mn xn,p = 0,
for some fixed rationals m1 , . . . , mn , not all zero. The Theorem implies in particular that, for each
family of n-tuples (x̄)p as above there exists a partition of P \ S(V ) into finitely many sets, on each
of which the obtained linear dependence is uniform.
The method of proof uses Ax’s result [1] on Schanuel’s property for differential exponential
fields.
For each variety V ⊂ Gn of dimension n as above, the conclusions of Theorem 1.1 hold for all but
possibly finitely many primes belonging to some exceptional set S(V ). For a particular variety
V ⊂ Gn having dimension ≤ n, and a given prime p ∈
/ S(V ), the conclusion of Theorem 1.1 is
strictly stronger than what is given by conjecture (p-SC) (or, more precisely, its equivalent (p-SC)’).
That is, according to (p-SC), there might exist Q-linearly independent tuples x̄p (in the domain
of expp ) for which (x̄p , expp (x̄p )) ∈ V (Cp ) if V is of dimension n, while this is not the case for
Theorem 1.1 whenever p ∈
/ S(V ). This is due to the statement of Ax’s Theorem, in which the
weak inequality in (p-SC) is replaced by a strict one.
Let U be a non-principal ultrafilter over the set P of prime numbers. Consider the ultraproduct
Y
KU :=
Cp /U.
p∈P
Then KU is an algebraically closed valued field (whose valuation is induced by p-adic valuations
on each Cp ). We may define a partial exponential map on KU , induced by the maps expp . As
explained in [10], KU can be embedded in a differential exponential valued field, to which it is
possible to apply Ax-Schanuel’s Theorem.
Then by an application of Lós’ Theorem on ultraproducts, we obtain the required result.
We will consider stronger versions of these results in a forthcoming paper. Theorem 1.1 will be
proved in section 3.3, after several preliminary sections, which contain reminders of known results
concerning valued fields, ultraproducts of valued fields and other related concepts.
A NOTE ON COMPLEX p-ADIC EXPONENTIAL FIELDS
3
Acknowledgments. I am grateful to the anonymous referee for his careful reading of the manuscript, and for many valuable comments and suggestions.
2. Background
In this section we introduce background results that will be needed in the rest of the paper.
Recall that the field Cp is the completion (with respect to the norm |·|p ) of an algebraic closure of
Qp , the field of p-adic numbers. One may consider instead the additive valuation ordp defined on
Cp . This valuation is defined through the relation:
|z|p = p−ordp (z) .
In [1] J. Ax proved the following result, already conjectured by S. Schanuel:
2.1. Theorem. (Ax [1]) Let K be a differential field equipped with a derivation D, and let C be
its field of constants.
Let y1 , . . . , yn , z1 , . . . , zn ∈ K × be such that Dyi = Dzi /zi .
Assume that the yi , i = 1, . . . , n are Q-linearly independent modulo C, then
tdC (y1 , . . . , yn , z1 , . . . , zn ) ≥ n + 1.
Recall that a derivation over a (commutative) field K is a map D : K → K satisfying additivity
(D(x + y) = Dx + Dy) and Leibniz rule (D(xy) = xDy + yDx). The field of constants for D is the
set of x ∈ K for which Dx = 0. Using additivity and Leibniz rule, one can see that C is indeed a
subfield of K.
In [10] this result was restated as follows:
k
2.2. Theorem. Let y1 , . . . , yn , z1 , . . . , zn ∈ K × be such that Dyk = Dz
zk for k = 1, . . . , n.
Pn
If tdC C(y1 , . . . , yn , z1 , . . . , zn ) ≤ n, then i=1 mi yi ∈ C for some m1 , . . . , mn ∈ Q not all zero.
A corollary of the above is given by (this is essentially Corollary 3 in [10]):
2.3. Proposition. Let (K, exp) be a partial differential exponential field (that is, a field equipped
with a partial exponential map exp, satisfying D exp(x) = exp(x)Dx), with a field of constants k.
Then, for any n-tuple x̄ := (x1 , . . . , xn ) ∈ K n of elements of K, where x1 , . . . , xn belong to the
domain of the exponential map.
If (x̄, exp(x̄)) P
∈ V (K) for some algebraic variety V of dimension n with rational coefficients,
n
V ⊂ Gn , then i=1 mi xi ∈ k, for some m1 , . . . , mn ∈ Q not all zero.
2.4. Language and Logical Setting. Let L = (+, −, ·, ( )−1 , 1, 0) be the language of fields, with
the standard interpretation of the symbols involved. We consider the expansion L of L:
L = L ∪ {R, Exp},
where R is a unary predicate symbol while Exp is a function symbol (to be interpreted as an
exponential map K → K × , with K × being the set of invertible elements of K).
Let K be a differentially valued partial exponential field. Denote by val the valuation on K, Γ its
value group, and let R be the valuation ring with maximal ideal P. As we will see below, in many
cases of interest one can extend the partial exponential on K to a total exponential map (which
is not uniquely determined though). Notable exceptions are Laurent power series fields, as well as
generalized power series fields (whose definition will be recalled below). It follows that by making
the appropriate interpretation of each symbol of L, the field K is then naturally an L-structure
(with Exp denoting the (extended) exponential map).
Furthermore, the maximal ideal P of R can be defined as follows:
x∈P
iff
x ∈ R & x−1 ∈
/ R.
Assume now that R is a discrete valuation ring, and let π ∈ R be a uniformizer, i.e. val(π) = 1.
Let Lπ be the expansion L ∪ {π}, with π denoting a constant in K.
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ALI BLEYBEL
Using π, the valuation val can be defined using the predicate R in a standard way: val(x) ≥ 0
iff R(x) (x is in the valuation ring), and for all x ∈ K, val(x) = n ∈ Z iff val(x/π n ) ≥ 0 &
val(x/π n ) ≤ 0.
For any valued field (K, val) (with a possibly non discrete, or even, a non-archimedean value group
G where we fix a (generally non-canonical) embedding Z ֒→ G and identify Z with its image in
G), one can still use the language Lπ (for some π satisfying val(π) = 1), and in this case any set of
the form {x ∈ K | val(x) > e}, e ∈ Q is Lπ -definable. Explicitly, the above set is defined through
the formula (below e = n/m):
xm
πn
ϕe (x) : R( n ) & ¬R( m ).
π
x
The complex p-adic field Cp falls in particular in the above
case:
the value group of the standard valQ
uation ordp is Q, and any non-principal ultraproduct p Cp /U (see below) has a non-archimedean
value group.
From the above remarks, one can see that a formula of the form val(x) = val(y) is an abbreviation
of R(x/y) & R(y/x). Note that the expressive power of the language L falls short of defining
every ball in K (a set of the form val(x − a) ≥ g for g ∈ G and some a ∈ K), since g might be a
non-standard element.
An L-structure is a tuple (K, R, Exp), where K is a valued field, R its valuation ring and Exp
is an exponential map Exp : K → K × .
2.5. The field KU . Let P be the set of prime numbers, and let U be a non-principal ultrafilter on
P.
Here the predicate R is interpreted as the set C◦p of complex p-adic numbers with non-negative
p-adic valuation.
Define the field KU as the ultraproduct of the fields Cp :
Y
KU :=
Cp /U.
p∈P
The field KU becomes an L-structure upon interpreting the function and predicate symbols in the
standard way, for instance R([(xp )p∈P ]) if and only if the set of p ∈ P for which xp ∈ C◦p is in U.
In this case we say that xp ∈ C◦p for U-almost all primes.
By application of Loś Theorem on ultraproducts, KU is shown to be an algebraically closed field
equipped with the valuation induced by ordp (for p running over P). Equip KU with the valuation
val defined as:
val([x]) = [(ordp (xp ))p∈P ],
where we have used the notation [x]
Q := [(xp )p∈P ] ∈ KU . The elements (ordp (xp ))p∈P belong to the
Cartesian product of value groups p∈P Q, and [(ordp (xp ))p∈P ] belongs to the ultrapower of Q, i.e.
QU . It is immediate to verify that val is indeed a valuation on K×
U.
For more details about ultraproducts of valued fields (and ultraproducts in general), see, e.g. [14].
Let kU be the residue field, kU = R/P , with R and P the valuation ring and its maximal ideal. It
follows from Loś Theorem that kU is an algebraically closed field of characteristic zero, hence KU
is an equicharacteristic valued field.
2.6. The exponential map. Let p be a prime number. Fix an extension EXPp of the p-adic
exponential expp such that EXPp is an exponential map defined for all elements of Cp , i.e. EXPp :
Cp → C×
p and
∀x ∈ Cp , |x|p < p−1/p−1 , EXPp (x)
=
∀x, y ∈ Cp EXPp (x + y) =
expp (x),
EXPp (x)EXPp (y).
The existence of such an extension is guaranteed by Zorn Lemma (see [13] chap. 5, section 4.4).
However, it is not unique. It can be seen that EXPp is a continuous homomorphism from the
A NOTE ON COMPLEX p-ADIC EXPONENTIAL FIELDS
5
additive group (Cp , +) to the multiplicative group (C×
p , ·).
For each prime p, the field Cp equipped with the exponential map EXPp : Cp → C×
p is a structure
for L.
Note that the use of the extension EXPp (rather than just the standard p-adic exponential expp )
seems to be useful from the model-theoretic point of view, in view of the intended application. More
precisely, since we are considering an ultraproduct of the Cp ’s, the map E([x]) := [(expp (xp ))p ]
(see below) is defined on an open disc around the origin of radius 1 − ǫ, with ǫ > 0 an infinitesimal,
whereas the domain of expp is the open disc of radius rp := p−1/(p−1) as already observed. Using
instead the maps EXPp , allows us to have a uniform definition of the domain of the exponential
map.
2.7. Ordered abelian groups. Let (G, +, ≤) be an ordered abelian group under the law +,
where ≤ denotes the order relation on G. Let G>0 be the semi-group of positive elements of G
(i.e. elements greater than 0).
Let ∆ be the set of archimedean classes of G>0 (see, e.g. [6]). The archimedean class of an element
g ∈ G will be denoted by [g].
If ∆ is not a singleton, we say that G is non-archimedean. The set ∆ comes equipped with the
inherited order defined as: δ1 = [g1 ] δ2 = [g2 ] iff (|g2 | ≤ |g1 |), for any δ1 , δ2 ∈ ∆. Obviously,
we may define the induced relations ≺ and ≻ in a similar way. Let [0] = ∞. The order can then
be extended to ∆ ∪ {∞} by setting δ ∞ for all δ ∈ ∆ ∪ {∞}.
Denote by v1 the map (called natural valuation) v1 : G → ∆ ∪ {∞} defined as v1 (g) = [g].
2.7.1. Hahn Embedding Theorem. A central result in the theory of linearly ordered abelian groups
is the following:
Let G be a linearly ordered abelian group. Then there exists an embedding of ordered groups
i : G ֒→ H(∆) ⊂ R∆ where ∆ is the set of archimedean classes of G, and H(∆) (the Hahn group
with respect to ∆) is given by
H(∆) := {a = (aγ )γ∈∆ : aγ ∈ R and Supp(a) is well ordered}.
Here H(∆) is equipped with the lexicographic order, and Supp(a) (for a ∈ R∆ ) is defined as
Supp(a) := {γ ∈ ∆ : aγ 6= 0}.
P
Any element g of G can be written as g = φ∈∆ gφ 1φ where gφ ∈ R and 1φ , φ ∈ ∆ the element
of Γ that corresponds through the embedding i to (aψ )ψ∈∆ ∈ R∆ , with aφ = 1 aψ = 0, for ψ 6= φ.
We have v1 (g) = min(Supp(g)) ∈ ∆ ∪ {∞}.
Q
Let Γ be the value group of KU , Γ := ( p∈P Q/U, +).
Observe that we have a canonical embedding Q ֒→ Γ, r 7→ [(rp )p∈P ] (with rp = r for all p ∈ P).
An element of Γ is called standard if it is in the image of Q by this embedding.
Let γ := [(gp )p∈P ] be an element of Γ such that for any ε > 0, there exists p0 ∈ P for which
∀p ∈ P, p > p0 ⇒ |gp | < ε. Then clearly, γ is an infinitesimal element, since it is smaller (in
absolute value) than any element of Q>0 . Similarly, an element [(gp )p∈P ] of Γ is infinite iff it
satisfies
∀A ∈ Q>0 , ∃p0 ∈ P(p > p0 → |gp | > A).
Note that the above definitions are not first-order, since we have no way of quantifying over
standard positive rationals in the language. We have:
2.8. Proposition. The group Γ is an ordered abelian group. Furthermore, the set ∆ of archimedean
classes of Γ is an infinite, unbounded, densely linearly ordered set having uncountable cofinality.
Proof. The first assertion follows using standard properties of ultraproducts, e.g. [2]. To see that
∆ is unbounded we equip Γ with the multiplicative operation (compatible with the order) induced
by standard multiplication on Q, endowing Γ with an ordered field structure. Hence ∆ acquires a
group structure through v1 (α)+v1 (β) = v1 (αβ), for all α, β ∈ Γ>0 , where v1 : Γ → ∆∪{∞}, g 7→ [g]
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as defined above.
It follows that ∆ is the value group for the natural valuation v1 . Now the required conclusion
follows since Γ is nonarchimedean.
Let us now show that ∆ has uncountable cofinality.
Assume there exists a countable sequence (δn )n∈N , δn ∈ Γ such that
∀α ∈ Γ, ∃n0 ∈ N, ∀n > n0 , [α] [δn ].
(†)
Writing δn = [(δnk )k∈P ], δnk ∈ Q+ , one can check that the double sequence (δnk )n≥0,k∈P is strictly
increasing (beyond some n0 , k0 ). Now let α := [(αk )k ] be defined by αk = δkk .
Then it can be checked that (†) does not apply for α, contradiction. Since Γ has cardinality 2ℵ0 ,
the cofinality of ∆ is at most 2ℵ0 .
Finally, to see that ∆ is densely ordered, assume the contrary. It suffices then to observe that
the induced order on the set Γ≥0 is of type > ω, on which there exists no possible cancellative
semi-group structure compatible with the ordering. This contradiction proves the result.
2.8.1. Kaplansky embedding theorem. Let Γ be an ordered abelian group and k a commutative
field. Let k((tΓ )) be the field of generalized power series with a well-ordered set of exponents in Γ
and coefficients in k. Denote by v the t-adic valuation of k((tΓ )). We are now able to apply the
following:
2.9. Theorem. (Kaplansky [8]) Let (K, val) be a valued field of zero equi-characteristic, with value
group Γ and algebraically closed residue field k. Then (K, val) is analytically isomorphic to a
subfield of (k((tΓ )), v), i.e. there exists a value preserving embedding of fields K ֒→ k((tΓ )).
The original statement in [8] is more general, allowing non-algebraically closed residue fields
at the expense of introducing factor sets into the definition of the multiplicative operation of
monomials in the power series field. By Theorem 7 of [8], this turns out not to be necessary in the
special case of an algebraically closed residue field.
3. A differential exponential valued field
Now we consider again the field KU . Observe that the valuation ring of KU is given by
R = {x := [(xp )p∈P ] : val(x) ≥ 0},
where the order relation (on the value group of KU ) has already been explained in the previous
section.
We can easily show that the residue class field kU (kU = R/P where P is the maximal ideal of R)
is given by
Y
kU =
Falg
p /U,
p∈P
Falg
p
where
is the algebraic closure of the finite field Fp . By Lefshetz principle (see, e.g. Theorem
2.4.3 [14]) we have kU ≃ C, since both are algebraically closed fields of cardinality 2ℵ0 having
characteristic zero.
Applying Kaplansky’s result mentioned above, there exists an embedding of valued fields KU ֒→
LU := kU ((tΓ )). For each non-principal ultrafilter U over P, we fix an embedding ιU
ιU : KU ֒→ LU ,
and we will denote by v the canonical valuation on LU .
The p-adic exponential map on each Cp can be used to introduce a total exponential map on KU .
More precisely, one may show (using Loś Theorem) that the map Exp : [(xp )p ] 7→ [(EXPp (xp ))p ]
is indeed an exponential map, KU → K×
U (satisfying Exp(x + y) = Exp(x) · Exp(y)).
A NOTE ON COMPLEX p-ADIC EXPONENTIAL FIELDS
7
3.0.1. An exponential differential field. In order to be able to apply Ax’s Theorem, we need to
define an embedding of KU into a (partial) exponential differentiable field, along the lines of [9]
and [10] (see also [11] for a general survey). As will be seen, this embedding need not be an
embedding of differential fields, neither this is assumed.
First we define a right-shift map σ : ∆ → ∆, φ 7→ σ(φ) such that σ(φ) ≻ φ and σ is orderpreserving.
Let δ be the archimedean class of some infinitesimal element of Γ. We set:
σ : ∆ → ∆, φ 7→ δ · φ.
Here by δ · φ we mean the archimedean class of any product of two elements in δ and φ respectively.
It can be seen that this is independent of the choices, and that, indeed σ(φ) ≻ φ, ∀φ ∈ ∆.
Then, as in ”Case 1” of Example (6) in [10], one may define a derivation D : LU → LU with field
since D is a series derivation
of constants kU , and which satisfies furthermore: Dx = D(exp(x))
exp x
(see [7], Corollary (3.9)).
Let us denote by L◦U the ring of bounded elements of LU , and by L◦◦
U its maximal ideal, i.e. the
◦◦
Γ>0
ideal of infinitesimal elements. Note that LU = kU ((t )) (the set of generalized power series
with strictly positive support).
Let DU be the set defined as:
1
for U−almost all p ∈ P .
DU := x = [(xp )p∈P ] ∈ KU : ordp (xp ) >
p−1
×
Consider the map E : DU → K×
U ⊂ LU defined by
[(xp )]p∈P 7→ E([(xp )]p∈P ) := [(expp (xp ))p∈P ].
Using Lós Theorem we see that E is a partial exponential map on LU (i.e. E(x + y) = E(x)E(y)).
P
n
In what follows we note that, using Neumann Lemma (see [12]), the series n∈N xn! is summable
>0
for all x ∈ k((tG )), for any field k and ordered abelian group G, and exp(x) ∈ k((tG )). In
P
×
xn
particular the map exp : L◦◦
U → LU , x 7→ exp(x) :=
n∈N n! is well defined.
P
n
3.1. Theorem. The map E coincides with the map x 7→ exp(x) = n∈N xn! on DU , i.e. E(x)
is given by the Taylor formula for the standard exponential map. In other words, the embedding
ιU : KU ֒→ LU commutes with the exponential, i.e. ιU (E(x)) = exp(ιU (x)) for all x ∈ DU .
1
Proof. Let α ∈ DU . Then α = [(αp )p ], and ordp (αp ) > p−1
for U-almost all p. Consider the fields
F0 = kU (α) and F = kU (α, E(α)) and let Γ0 be the divisible hull of the group val(F × ). By ( [2]
Theorem 3.4.3) Γ0 is an ordered abelian group having finite dimension as a linear space over Q.
This will be shown directly below.
From the embedding F ֒→ LU we get an embedding of valued fields F ֒→ kU ((tΓ0 )) such that the
following diagram commutes
// LU
F
::
✈✈
✈
✈
✈
✈✈
✈✈
kU ((tΓ0 ))
obtained by identifying F with its image in LU .
PN
n
Let sN (α) be the partial sum sN (α) := n=0 αn! . For every p, the sequence (sN (αp ))N is a Cauchy
sequence in Cp , hence in particular it is pseudo-Cauchy, and expp (αp ) is a (pseudo-)limit. Thus
we obtain using Lós Theorem that for all positive integers N1 < N2 < N3
KU |= val(sN3 (α) − sN2 (α)) > val(sN2 (α) − sN1 (α)),
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ALI BLEYBEL
(where we used the abbreviation val defined in section 2.4) and (sN (α))N is pseudo-Cauchy in KU .
In particular, (sN (α))N is pseudo-Cauchy in F0 . Also, we have
KU |= val(E(α) − sN (α)) = val(sM (α) − sN (α)),
(by Lós Theorem) for all sufficiently large N , and all M > N .
It follows by [8] (Theorems 2 and 3) that the extension F0 ֒→ F0 (E(α)) = F is an immediate
valued field extension, and Γ0 = Q · γ where γ = val(α), hence Γ0 has finite dimension as a linear
space over Q, as claimed. It follows in particular that the field kU ((tΓ0 )) is Hausdorff and complete
with respect to the topology induced by the valuation v|kU ((tΓ0 )) .
For any x ∈ DU , one has
N +1
xp
Cp |= ordp (expp (xp ) − sN (xp )) = ordp
(N + 1)!
for all N , for U-almost all p. Hence, in this case we have:
αN +1
KU |= val(E(α) − sN (α)) = val
(N + 1)!
for all N .
From the above observation we see that the sequence val(αN ) is cofinal in Γ0 , hence αN → 0 as
N → ∞ (in F ) and the sequence E(α) − sN (α) converges to zero in kU ((tΓ0 )). Also, in kU ((tΓ0 ))
we have that sN (α) → exp(α). Consequently, E(α) = exp(α) as required.
Using the above, we reach the following corollary:
3.2. Corollary. For all x ∈ DU , one has: D(E(x)) = E(x)Dx.
P
xn
Proof. This follows from E(x) =
n∈N n! = exp(x) and that Dx =
subsection 3.0.1.
D(exp(x))
exp(x)
as observed in
3.3. Proof of Theorem 1.1. In this section we apply the above considerations in order to obtain
Theorem 1.1.
Let V be a variety of dimension n in the affine 2n-space A2n
Q . For each prime p, denote by W (Cp )
the set of tuples āp ∈ Epn for which (āp , expp (āp )) ∈ V (Cp ).
Let S ′ ⊂ P denote the set of primes p for which V has a Cp -point of the form (āp , expp (āp )) (hence,
in particular, |āp |p < p−1/p−1 ). The following will be assumed throughout:
(⋆) There are infinitely many primes p such that V has a Cp -point of the form (āp , expp (āp )). In
other words, S ′ is an infinite set.
The proof of Theorem 1.1 proceeds by assuming the contrapositive. More precisely, let (†) denote
the following statement:
(†) There exists no uniform rational linear dependence that holds for āp , for infinitely many p ∈ S ′ .
Let U be a non-principal ultrafilter on P, such that S ′ ∈ U. Define x̄ = (x1 , . . . , xn ) = [(x̄p )p ] ∈
KnU ⊂ LnU as follows:
If p ∈ S ′ , then x̄p = āp . Otherwise, we let x̄p be an arbitrary n-tuple of complex p-adic numbers
which lie in the domain of the corresponding expp (this last assumption, though harmless, is not
strictly necessary). Then x̄ is an n-tuple of elements of DU .
Applying Lós Theorem to KU it follows that (x̄, Exp(x̄)) ∈ V (KU ), consequently (x̄, E(x̄)) ∈
V (KU ) ⊂ V (LU ). Hence, applying Proposition 2.3 to the (partial) exponential valued field LU , it
follows that
m1 x1 + · · · + mn xn ∈ kU ,
for some m1 , . . . , mn ∈ Q (not all zero). Clearing denominators, we can assume that m1 , . . . , mn
are integers.
A NOTE ON COMPLEX p-ADIC EXPONENTIAL FIELDS
9
Furthermore, since the elements x1 , . . . , xn lie in the maximal ideal L◦◦
U , any Z-linear combination
of x1 , . . . , xn will necessarily be in L◦◦
.
Writing
x
=
[(x
)
]
for
i
=
1, . . . , n, it follows
i
p,i
p
U
m1 xp,1 + · · · + mn xp,n = 0,
(∗)
for U-almost all p ∈ P, i.e., the set of primes p for which (∗) holds belongs to the ultrafilter U. In
particular, observing that the intersection of any two sets in U is in U (so it is an infinite set, U
being a non-principal ultrafilter), one has, for infinitely many primes p
m1 ap,1 + · · · + mn ap,n = 0,
(‡)
with fixed m1 , . . . , mn (not all zero), contradicting the hypothesis.
In particular it follows from the above argument that the set of rational n-tuples (m1 , . . . , mn )
(up to a non-zero multiplicative constant) for which (‡) holds uniformly for infinitely many primes
p ∈ S ′ is finite. Let us denote this set by A.
In order to show the remaining statement of Theorem 1.1, let us define ᾱ := (ᾱp )p (i.e. ᾱ defines
a family of n-tuples of complex p-adic numbers that belong to W (Cp ) for infinitely many p’s) and
denote by Sᾱ the set of primes for which (‡) does not hold for the tuple ᾱp for any (m1 , . . . , mn ) ∈ A.
By the above reasoning, Sᾱ is a finite set. Assume, for the sake of contradiction, that there is no
finite set S for whichSSᾱ ⊂ S for all ᾱ. Choose a countable subset of these ᾱ enumerated as
∞
ᾱ1 , ᾱ2 , . . . , such that i=1 Sᾱi ⊂ P is an infinite set. Without loss of generality the sets Sᾱi can
be assumed disjoint. One can then construct an infinite family of tuples (β̄p )p which satisfy (†):
/ Sᾱi , ∀i. Repeating the above
set β̄p = ᾱi,p for p ∈ Sᾱi , and assign arbitrary values to β̄p for p ∈
reasoning, we reach a contradiction. This proves the claim.
Combining the above results, we see that Theorem 1.1 is now fully proved.
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Lebanese University, Faculty of Sciences, Beirut, Lebanon
E-mail address:
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