Michelle Singleton
Department of Vertebrate
Paleontology, American
Museum of Natural History,
Central Park West and
79th Street, New York,
NY 10034, U.S.A.
Received 8 April 1999
Revision received 31 August
1999 and accepted
8 September 1999
Keywords: Otavipithecus,
Miocene hominoids,
Afropithecini, gap coding.
The phylogenetic affinities of
Otavipithecus namibiensis
The middle Miocene hominoid Otavipithecus namibiensis is the first
and most complete fossil ape from sub-equatorial Africa and represents a significant addition to the taxonomically sparse African middle
Miocene hominoid fossil record. The Otavipithecus hypodigm comprises the holotype mandible, which presents a unique mosaic of
dental and gnathic characters, and several attributed cranial and
postcranial elements which resemble the stem hominoid Proconsul.
Contrary to initial hopes that this discovery would provide new
insights into hominoid morphological diversity and phylogenetic
relationships, a variety of conflicting phylogenetic hypotheses have
been advanced suggesting ties to virtually every major large-bodied
hominoid group (Conroy et al., 1992; Andrews, 1992a; Conroy,
1994; Pickford et al., 1994; Begun, 1994a). Cladistic analysis of a
matrix of 22 qualitative and ten quantitative characters of the
mandible and mandibular dentition found no support for a close
phylogenetic relationship between Otavipithecus and either the
African ape or great ape clades, or with any of the Eurasian fossil
hominoids with which it has previously been compared. A close
relationship between Otavipithecus and Kenyapithecus cannot be ruled
out, but is deemed unlikely on the basis both of morphological
comparisons and the absence of support within a cladistic framework.
The present analysis indicates that Otavipithecus is most closely
related to Afropithecus, as previously suggested by Andrews
(1992a) among others. Due to lack of statistical support for this
result, a conservative interpretation, that these taxa represented
related but divergent lineages of a late early Miocene hominoid
radiation, is currently favored. Findings are consistent with the
allocation of Otavipithecus to Andrews’ (1992a) tribe Afropithecini
which represents the sister group to Kenyapithecus and the extant
ape clade.
2000 Academic Press
Journal of Human Evolution (2000) 38, 537–573
doi:10.1006/jhev.1999.0369
Available online at http://www.idealibrary.com on
Introduction
Otavipithecus namibiensis, the fossil hominoid from northern Namibia, is the first and,
with the exception of a molar fragment from
Ryskop, South Africa (Senut et al., 1997),
only known Miocene ape from subequatorial Africa (Conroy et al., 1992). In
addition to extending the known range of
Address correspondence to: Department of
Anatomy, New York College of Osteopathic Medicine,
P.O. Box 8000, Old Westbury, NY 11568, U.S.A.
E-mail:
[email protected]
0047–2484/00/040537+37$35.00/0
Miocene hominoids, Otavipithecus represents a significant addition to the taxonomically sparse African middle Miocene
hominoid record, and the holotype, a right
mandibular corpus with partial dentition,
presents a unique mosaic of dental and
gnathic characters. The mandible was recovered from dolomitic bone breccia collected
in a mine dump context at the Berg
Aukas site in the Otavi Mountain region of
Namibia (Conroy et al., 1992, 1993b).
While the disturbed context prevents
2000 Academic Press
538
.
Figure 1. Holotype of Otavipithecus namibiensis. Right
mandibular corpus in lateral (top) and medial (bottom)
views. Scale in centimeters. (Photos courtesy of Glenn
Conroy.)
stratigraphic dating, comparative analyses of
associated microfauna have given dates in
the 131 Ma range, indicating a middle
Miocene age (Conroy et al., 1992, 1996;
Conroy, 1996; Pickford et al., 1997). Subsequent work at Berg Aukas has yielded
several cranial and postcranial elements
attributed to Otavipithecus, including a partial frontal bone, an atlas vertebra, a proximal ulna, and a middle manual phalanx
(Conroy et al., 1993a, 1996; Pickford et al.,
1997). Conroy et al. (1992) provide a
detailed description and diagnosis of the
holotype mandible (see Figure 1), and the
remaining attributed material has been
published in a variety of forums (Conroy
et al., 1993a; Pickford et al., 1997; Senut &
Gommery, 1997).
The Otavipithecus holotype is a right
mandibular corpus preserving the internal
symphysis, incisor alveoli, canine and distal
P3 roots and P4–M3. Table 1 lists its diagnostic traits (Conroy et al., 1992), and
Figure 2 shows the specimen in greater
detail. The mandibular corpus is only moderately robust, both deeper and more gracile
than forms such as Kenyapithecus1 and
Sivapithecus. A lingual alveolar buttress
extends distally from the symphysis to the
level of mesial M1. The buttress is more
pronounced than that observed in Afropithecus or Sivapithecus, most closely resembling that of Proconsul. The lateral buttress
(lateral eminence) extends from the ramus
to reach the M1–M2 level anteriorly, but is
weaker than that of Kenyapithecus, Sivapithecus, and the more robust Afropithecus
specimens. The well-developed postcanine
fossa is restricted posterosuperiorly by the
lateral buttress and anteriorly by the pronounced canine-P3 eminence. A single
mental foramen lies at the anteroinferior
margin of the postcanine fossa below the
distal P3. The retromolar region is broad
and the M3 falls anterior to the root of the
ascending ramus. The medial corpus preserves the mylohyoid groove and mylohyoid
line, as well as a distinct submandibular
fossa (Conroy et al., 1992). The latter is
large and clearly demarcated, but does not
extend posteriorly to form the ‘‘intertoral
sulcus’’ (Brown, 1989) found in specimens
of Sivapithecus, Dryopithecus, and possibly
Kenyapithecus. The external symphyseal surface is largely missing; however, the right
subincisal region is present and shows distinct hollowing. The symphysis appears
1
Discussion of Kenyapithecus is complicated by the
current lack of consensus as to how many genera and
species are represented among the various sites
(Andrews, 1992a; McCrossin & Benetift, 1997;
Nakatsukasa et al., 1998; Ward et al., 1999). The
Kenyapithecus sample for this study includes material
from Maboko Island, Fort Ternan, Majiwa, and
Nyakach, representing a maximum of two genera
(Ward et al., 1999). Unless otherwise noted, ‘‘Kenyapithecus’’ is used here in the broadest sense, including
all material previously referred to Kenyapithecus and/or
Equatorius. Except as noted, morphological comparisons are restricted to features common to all
sub-samples.
Table 1
OTAVIPITHECUS
539
Diagnostic traits of Otavipithecus namibiensis (Conroy et al., 1992)
1
2
3
4
5
6
7
8
9
10
11
12
‘‘Puffy’’ molar cusps forming distinctive Y-5 pattern in which the hypoconid
lingual slope extends beyond mid-axis of the tooth
Absence of beaded buccal cingulum
Presence of protostylar ridges on M2 and M3
Molars ‘‘squared-off’’, not elongated
M2 >M3 >M1
Moderate development of the inferior transverse torus
Large retromolar space
Wear pattern suggesting thin enamel and/or high dento-enamel relief
M3 not obscured by anterior root of ascending ramus
Little differential wear on molars
Mandible depth does not decrease markedly mesiodistally
Extremely narrow incisor region
more gracile than that of Kenyapithecus or
Sivapithecus, although this may be due in
part to incomplete development of the
canine root (Brown, 1997). The internal
symphysis is exceptionally narrow, with the
alveolar planum vertically inclined and laterally restricted, particularly inferiorly at the
level of the superior transverse torus. The
inferior transverse torus is delimited by a
small but distinct genial fossa. It is slightly
larger than the superior transverse torus,
extending posteriorly to the mesial P4 level,
but is neither thickened in the manner of
Kenyapithecus and Sivapithecus (Conroy
et al., 1992), nor posteriorly elongated to
form a true ‘‘simian shelf’’.
The incisor alveoli are small relative to the
adjacent canine root, strongly mesiodistally
compressed, and vertically oriented. The
incisor region is both extremely narrow and
strongly curved. The canine root is large and
relatively stout. The P3 fragment preserves
the distal fovea, which is small and mesiodistally restricted. The position of the mesial
alveolus and orientation of the distal crown
indicate the tooth was buccally rotated
(Conroy et al., 1992). The P4 crown is ovoid
in outline, lacking the mesiobuccal flare
found in Sivapithecus and Dryopithecus, and
is slightly buccally rotated (Conroy et al.,
1992). The subequal protoconid and metaconid are joined by a poorly defined protocristid, setting off a small diamond-shaped
mesial fovea. The talonid basin is only
slightly depressed and lingually restricted by
the presence of a distinct entoconid. As
noted by Conroy et al. (1992), the molar
teeth are characterized by inflated, bunodont cusps with poorly defined shearing
crests. The lingual face of the hypoconid
extends beyond the longitudinal axis of the
crown, restricting the talonid basin. The
crowns are short and broad with lingual
margins straight and vertical, while buccal
margins are broadly curved with marked
basal flare, most pronounced on M2. Each
molar exhibits a deflecting wrinkle, a median
wrinkle of the metaconid joining the entoconid near the center of the occlusal surface
(Swindler & Ward, 1988). The first molar
shows a minute ectostylid remnant at the
mesiobuccal developmental groove, while
M2 and M3 possess distinct protostylid and
ectostylid (M3 only) cingular elements. The
cheek teeth are minimally worn; however,
M1 displays small apical pits, a wear pattern
consistent with thin cuspal enamel and/or
high dentine horn penetrance (Conroy et al.,
1992). This inference has been confirmed
via CT imaging and confocal microscopy
which have shown Otavipithecus to have thin
dental enamel with Pattern 1 enamel predominant in the more superficial layers
(Conroy et al., 1995).
Of the remaining material attributed to
Otavipithecus, the frontal fragment is the
540
.
Figure 2. Cast of Otavipithecus holotype mandible demonstrating the diagnostic morphology (see Table 1)
in clearer detail. Top to bottom: occlusal, lateral, and medial views.
only additional cranial specimen. The specimen preserves the right orbital margin, the
glabellar region, portions of the temporal
crests, and a significant portion of the
frontal squama (Pickford et al., 1997). The
specimen is described as having a narrow
superciliary ridge and lacking both supraorbital torus and supratoral sulcus, but possessing an extensive frontal sinus which
excavates the frontal squama into orbital
and endocranial plates (Pickford et al.,
1997). The interorbital region is characterized as broad, with an estimated width of
24 mm. The temporal crests are reported to
be sharp, overhanging the temporal fossa,
and failing to converge posteriorly. Their
position relative to the superciliary eminence
leads the authors to suggest that Otavipithecus was mildly klinorynch. In all
aspects, the morphology is described as
comparable to that of Proconsul (Pickford
et al., 1997).
Analyses of the known postcranial elements also depict a primitive hominoid morphology. The original description of the
Otavipithecus atlas provides comparisons
with arboreal and terrestrial cercopithecoids
and extant hominoids (Conroy et al., 1996).
The orientation of the superior and inferior
articular facets; the proportions and relative
projection of the transverse processes; and
the dorsal proportions of the vertebral canal
are intermediate between the hominoid and
cercopithecoid conditions, while the dimensions of the anterior arch and configuration
of the anterior tubercle are more hominoidlike, suggesting a transitional morphology
(Conroy et al., 1996). However, Senut &
Gommery (1997) emphasize the latter
features, and propose that Otavipithecus
habitually assumed a more orthograde posture similar to that of the bonobo. The
proximal ulna is damaged, lacking both olecranon and coronoid processes, however the
preserved trochlear (semilunar) notch is
described as distally- and inferiorly-oriented
in the manner of pliopithecids and African
early Miocene hominoids, such as Proconsul
and Dendropithecus (Conroy et al., 1993a, b;
Senut & Gommery, 1997). Although
eroded, the radial notch is described as small
and triangular, most closely resembling that
of Proconsul nyanzae (Senut & Gommery,
OTAVIPITHECUS
541
1997). The phalanx is described as long,
slender, and moderately curved, with welldeveloped insertions for the m. flexor digitorum superficialis, and articular surfaces
indicating limited potential for hyperextension (Conroy et al., 1993a). These traits are
present in Proconsul (Leakey & Walker,
1997), as well as arboreal Old and New
World monkeys (Senut & Gommery, 1997).
Thus, all known postcranial evidence is consistent with the interpretation that Otavipithecus, like Proconsul, was a slow-moving
arboreal quadruped (Conroy et al., 1993a,
b; Leakey & Walker, 1997; Senut &
Gommery, 1997).
Dental estimates give a body weight for
Otavipithecus of 14–20 kg (Conroy et al.,
1992). This figure is supported independently by weight estimates based on the
Otavipithecus phalanx (Conroy et al., 1993a)
and atlas (Conroy et al., 1996). Biomechanical studies of the Otavipithecus mandible
have suggested a capability to withstand
torsional stresses comparable to that of
Pongo or Australopithecus (Schwartz &
Conroy, 1996). However, the combination
of bunodont molar cusps lacking welldefined shearing crests, thin dental enamel,
minimal differential molar wear, and a narrow incisor region indicates a relatively soft
and non-abrasive diet requiring minimal
incisal preparation, probably soft fruits,
young leaves, and other soft plant parts
(Conroy et al., 1992, 1995). Faunal analysis
indicates the middle Miocene climate of the
Otavi region was more humid than today,
and that some degree of woodland habitat
was present (Conroy et al., 1992; Conroy,
1996), an environment consistent with this
species’ inferred locomotor pattern (Senut &
Gommery, 1997).
Thus, Otavipithecus is a Miocene Everyman: a medium-sized ‘‘hominoid of archaic
aspect’’ (Pilbeam, 1996), lacking apparent
locomotory or dietary specializations, sharing individual traits with specific taxa, but
morphologically distinct. Given its temporal
542
.
and spatial position, it was originally hoped
this discovery would provide new insights
into hominoid morphological diversity and
phylogenetic relationships. Instead, a variety
of disparate phylogenetic hypotheses have
been advanced advocating ties to virtually
every major large-bodied hominoid group
(Andrews, 1992a; Conroy et al., 1992;
Conroy, 1994; Pickford et al., 1994; Begun,
1994a). This multiplication of contradictory
reconstructions has led Pilbeam (1996:163)
to conclude that
‘‘The [Otavipithecus] mandible is uninformative and there is no reason to believe that any
of the currently available characters have any
particular phylogenetic utility’’.
By contrast, Begun proposed that, while
‘‘mandibles are poor indicators of phylogenetic
relationships among hominoids’’
(Begun, 1994a:392), a cladistic analysis of
‘‘a carefully assembled set of characters for
which ranges and pattern of variation . . . are
well established’’
(1994a:385) would clarify the affinities of
Otavipithecus. In fact, much of the debate
regarding the affinities of Otavipithecus has
surrounded the rigor of character analyses
upon which the competing hypotheses are
based (Conroy, 1994; Begun, 1994a). This
emphasis of the assessment of characters
reflects a growing awareness among
primate systematists of the need for explicit
methods of identifying and testing the
character state distributions used in cladistic
analysis. This need arises in part from the
difficulties involved in coding quantitative
morphological data into the discrete
character states required by parsimony
analysis, and is particularly pertinent to the
study of fossil taxa as a large proportion of
hard tissue characters show continuous
distributions, often with considerable
range overlap between groups, rather than
qualitative variation (Trinkaus, 1990). As
part of a broader examination of the
treatment of such characters in hominoid
phylogenetic studies (Singleton, 1998), a
cladistic analysis of hominoid mandibular
morphology was conducted in the hope
of clarifying the phylogenetic affinities of
Otavipithecus.
Materials and methods
The study sample comprised 597 mandibular specimens—complete mandibles, fragments, and isolated teeth—representing 25
extinct and extant catarrhine genera (see
Table 2). Samples of extant taxa were sexbalanced and included only wild-shot individuals of known provenience. The fossil
sample included the majority of recognized
African and Eurasian fossil hominoid genera, and sample sizes were maximized within
the limits of available material. With few
exceptions, data were collected on original
specimens. Where original material was
unavailable, data were collected on good
quality plaster or resin casts.
Standard linear measurements of the
mandible and dentition were taken emphasizing the anatomical regions preserved in
the Otavipithecus holotype, namely the postcanine tooth row, the mandibular corpus,
and the symphyseal region (see Appendix
A). Molar teeth were sorted into wear categories according to Benefit’s (1993) criteria, and measurements of cusp height
and proximity were made only where the
original positions of cusp apices could be
determined with a high degree of certainty
(wear category 5 or less). Characters for
cladistic analysis (Appendices B and C)
were drawn from the hominoid phylogeny
literature (Delson & Andrews, 1975; Fleagle
& Kay, 1983; Andrews, 1985, 1987, 1988,
1992b; Groves, 1986, 1987; Martin, 1986;
Andrews & Martin, 1987; Groves &
Paterson, 1991; Begun, 1992, 1994a),
creating a comprehensive list of mandibular
characters, both qualitative and quantitative, traditionally considered to have
phylogenetic value for Miocene hominoids.
543
OTAVIPITHECUS
Table 2 Study sample
Taxa
n Mandibles/
isolated teeth
Extant
Gorilla gorilla
Pan troglodytes
Pan paniscus
Pongo pygmaeus
Hylobates lar
European fossils
Dryopithecus brancoi
Dryopithecus crusafonti
Dryopithecus fontani
Dryopithecus laietanus
Ouranopithecus macedoniensis
Oreopithecus bambolii
Asian fossils
Sivapithecus indicus
Sivapithecus sivalensis
Sivapithecus simonsi
Griphopithecus alpani
Lufengpithecus lufengensis
African fossils
Aegyptopithecus zeuxis
Afropithecus turkanensis
Dendropithecus macinnesi
Kalepithecus songhorensis
Kenyapithecus africanus
Kenyapithecus wickeri
Limnopithecus evansi
Limnopithecus legetet
Micropithecus clarki
Micropithecus leakeyorum
Nyanzapithecus pickfordi
Nyanzapithecus vancouveringorum
Otavipithecus namibiensis
Proconsul africanus
Proconsul heseloni
Proconsul major
Proconsul nyanzae
‘‘Proconsul major’’ (Napak)
Propliopithecus ankeli
Propliopithecus chirobates
Rangwapithecus gordoni
Simiolus enjiessi
Turkanapithecus kalakolensis
Reference for
specimen attribution
36/0
35/0
34/0
41/0
40/0
2/0
1/2
3/0
9/13
9/0
9/0
Begun & Kordos, 1993
Begun, 1992
Lartet, 1856
Golpe-Posse, 1993
Bonis & Melentis, 1977
Hürzeler, 1949
9/0
12/0
2/0
1/0
2/0
Brown, 1989
Brown, 1989
Brown, 1989
Alpagut et al., 1990
Wu, 1987
16/0
8/4
16/24
7/1
2/20
2/5
13/8
5/12
5/12
5/4
0/13
1/0
1/0
4/7
11/24
5/22
12/25
5/1
2/0
7/0
6/23
3/0
1/0
Simons & Rasmussen, 1991
Leakey & Leakey, 1986a
Harrison, 1988
Harrison, 1988
Pickford, 1985
Pickford, 1985
Harrison, 1988
Harrison, 1988
Harrison, 1988
Harrison, 1989
Harrison, 1986
Harrison, 1986, 1989
Conroy et al., 1992
Walker et al., 1993
Walker et al., 1993
Martin, 1980
Walker et al., 1993
Bishop, 1958
Simons et al., 1987
Simons & Rasmussen, 1991
Harrison, 1988
Leakey & Leakey, 1987
Leakey & Leakey, 1986b
Sample sizes are broken down by ‘‘mandibles’’ (including mandible fragments and associated tooth rows) and
isolated teeth. References are to sources for fossil specimen attribution, incuding original descriptions and recent
revisions and reviews.
Qualitative character coding
The coding of qualitative characters requires
an assessment of the character states
observed in individual specimens and the
assignment of discrete character codes to
groups based on the state(s) observed in
their members (Forey et al., 1992; Thiele,
1993). Where a single character state is
544
.
present, coding simply involves assigning the
value for that state, but the presence of
multiple states in a single taxon makes coding more difficult. A common solution is to
choose an arbitrary cut-off, usually a percentage representation, below which an
observed character state is not represented
in the code for that group. For example,
Strait et al. (1997) used a 10% cut-off for
large extant samples, but advocated the use
of strict polymorphic coding for fossil
groups, i.e., groups were coded for multiple
states even if a given state appeared in only
a single individual. Because of the large
number of taxa sampled, as well as the
observed variability of some dental traits,
strict polymorphic coding was found to be
impractical. Instead, a cut-off value was
applied in the coding of all taxa, both extant
and fossil. Qualitative morphological traits
of the mandible and mandibular dentition
were scored for each specimen, individual
qualitative character scores were tallied by
group, and, where more than one state
was present within a taxon, character
state percentages were calculated and
character codes assigned based on a set
of predetermined criteria. Appendix B
summarizes the qualitative characters examined, the character states considered, and
the specific criteria by which final codes
were assigned.
In general, for simple binary characters, a
state occurring in fewer than 15% of individuals in a taxon was considered absent,
and the character was coded for the presence of the remaining state. If both states
were present in 15% or more of individuals,
the character was coded as polymorphic,
i.e., both states occurring coequally. The
15% cut-off was determined based upon the
binomial distribution of alternate binary
character states for the median taxon sample
size of n=12 [see Singleton (1998) for a
discussion of cut-off calculation]; however,
multistate characters were coded using the
same criterion. In the case of P3 Honing
Facet Development (#4), a character
whose expression is dependent on wear,
coding was modified to reflect the possibility
of sampling bias against older individuals as
well as the observed character state distributions in the present sample. Appendix D
provides the resulting qualitative character
matrix.
Quantitative character coding
Quantitative character coding involves the
computation of character variables, the
delimitation of states from the resulting distribution, and the assignment of codes to the
recognized states. Character variables traditionally have been computed from linear
metric variables expressing ‘‘shape’’ as a
proportional relationship—‘‘relative width’’
or ‘‘relative depth’’ of a feature compared to
a chosen size surrogate (Jungers et al.,
1995). The two most frequently employed
such transformations, ratios and residuals
from the allometric line, ‘‘represent competing expressions of shape within this relative
framework’’ (Jungers et al., 1995:138). Both
ratios and residuals are dimensionless variables connected for isometric size. However,
it is well established that ratios do not correct for allometric effects (Gould, 1966;
Corruccini, 1975, 1978; Atchley et al.,
1976; Dodson, 1978; Preuschoft, 1989;
O’Higgins, 1989; Smith, 1999), whereas
residuals from the ordinary least squares
(OLS) regression line may do so (Atchley
et al., 1976; Atchley, 1978; Atchley &
Anderson, 1978; Albrecht, 1978; Smith,
1984; 1999; Preuschoft, 1989; Albrecht
et al., 1993).
Because morphological similarities due to
allometric effects are a potential source of
homoplasy, phylogenetic analyses have
favored residual values as ‘‘size-corrected’’
shape variables (Hartman, 1983; Jungers
et al., 1995; Smith, 1999). Still, the statistical and geometric properties of these
variables and the biological assumptions
underlying their use remain sources of
dispute (Corruccini, 1987, 1995; Jungers
et al., 1995). Given this uncertainty,
Singleton (1998) compared the performance of log-ratio and log-residual representations of 23 hominoid mandibular and
dental characters (see Appendix C).
Characters were evaluated for the presence
of allometric scaling, ratio and residual
character values were converted to discrete
character codes, and parsimony analyses
were performed. Despite the prevalence of
allometry (less than half the characters
scaled isometrically), ratio and residual variables yielded equivalent taxon rankings,
character state distributions, and cladogram
topologies. However, residual-based analyses consistently resulted in more highly
resolved cladograms, shorter tree lengths,
and better goodness-of-fit indices, an apparent result of residuals’ statistical properties
(Singleton, 1998; but see Smith, 1999).
Therefore, in this study, quantitative
characters were represented by individual
residual values from the OLS regression of
log-transformed variables. The fragmentary
fossil sample precluded the use of Mosimann size variables such as the geometric
means of all measurements (Mosimann,
1970; Mosimann & Malley, 1979). Instead,
linear measurements such as M2 length or
P4 corpus depth were chosen as independent, i.e., size, variables on a character by
character basis. While less robust than
Mosimann size variables, this approach permitted the inclusion of incomplete specimens and isolated teeth. Appendix C details
the measurements used in the computation
of residual values.
A variety of approaches has been recommended for the delimitation of discrete
character states from continuous shape
variables (Mickevich & Johnson, 1976;
Simon, 1983; Thorpe, 1984; Archie, 1985;
Chappill, 1989; Goldman, 1988; Strait
et al., 1996). In this study, residual character
values were converted to discrete character
states and coded using simple gap coding
OTAVIPITHECUS
545
(Mickevich & Johnson, 1976; Thorpe,
1984), a method in which differences
between successive pairs of rank-ordered
taxon means are compared to a critical value
to identify ‘‘gaps’’ in the character distribution. Where the difference exceeds this
value, usually the pooled within-group standard deviation sp, the taxa are assigned to
different states and coded accordingly. This
approach is analogous to discriminate analysis (Archie, 1985), in so far as betweengroup differences are scaled against an
estimate of average within-group variation;
however it does not constitute a formal
statistical test.
Gap coding has been shown to be sensitive to sampling error and changes in sample
composition (Thorpe, 1984), and often fails
to recognize statistically significant differences between taxon means (Archie, 1985).
For these reasons, methods based upon
multiple pairwise comparisons tests—
homogenous subset coding (Simon, 1983)
and divergence coding (Thorpe, 1984),
among others—have been recommended on
theoretical grounds (Rae, 1998) and on the
basis of actual empirical comparisons
(Chappill, 1989). Unfortunately, these
methods have demonstrated poor performance for small and/or unequal sample sizes
(Archie, 1985), both key issues in fossil
studies. Singleton (1998) demonstrated
that gap coding provides a useful, albeit
conservative, approach to analysis of
fossil hominoid character distributions and
showed that inclusion of gap coded characters can improve the resolution of estimated
phylogenies.
Only characters exhibiting low ratios of
within-group to between-group variability
are suitable for gap coding (Thorpe, 1984;
Chappill, 1989); therefore, one-way analysis
of variance (ANOVA) was conducted for
character values across groups using SPSS
6.1.1 for the Power Macintosh. All analyses
were significant at P<0·01; however, the
assumptions of the ANOVA model were not
546
.
satisfied. Levene tests run concurrently
with each ANOVA showed that for only a
minority of characters was the assumption of
homogeneity of variance supported. This
finding was notable both because groups
must be statistically distinguishable for gap
coding to be applied meaningfully and
because the requisite critical value is derived
within the ANOVA model. To explore the
possible impact of this heterogeneity of variance, a Kruskal–Wallis test of character values was performed. This nonparametric test
allowed an examination of group distinctiveness unhampered by distributional assumptions. For all characters, groups were
significantly different at P<0·05, confirming
the statistical distinctiveness of the groups
within this sample. Having satisfied this
criterion for quantitative character coding,
all characters were retained for subsequent
analysis. To examine the impact of heteroscedasticity on the formulation of the mean
square (s2p) values from which the critical
values are derived, ANOVAs were recomputed using only the larger extant samples.
All analyses were significant at P<0·001,
and Levene statistics showed the assumption of homogeneity of variance to be satisfied in all cases. Comparison of mean square
values for the extants-only analyses with
those for the entire sample showed that
values for the extant sample were either
identical to or smaller than those for the
total sample in all cases. Under the gap
coding criterion, larger critical values
require that groups must be ‘‘more different’’ to be recognized. Thus, while the mean
square values derived from the extants-only
analyses are statistically more robust, the
values based on the entire sample are actually more conservative, and these values
were retained for use in subsequent analyses. Of the original 23 quantitative characters, 10 yielded parsimony-informative
codings under gap coding with a critical
value of 1/2sp. Appendix D provides the
resulting quantitative character matrix.
Signal tests
The
matrix
combining
parsimonyinformative qualitative and quantitative
characters was evaluated for phylogenetic
signal using both the random tree-length
distribution (g1) test (Hillis & Huelsenbeck,
1992) and the permutation tail probability
(PTP) test (Archie, 1989; Faith, 1991;
Faith & Cranston, 1991). While these tests
have been criticized as dependent upon tree
topologies and lacking sufficient discriminatory power (Slowinski & Crother, 1998;
Lyons-Weiler & Hoelzer, 1997), they do
provide a minimum standard for phylogenetic signal content. The Random Trees
option of PAUP 3.1.1 (Swofford, 1993) was
used to construct the tree-length frequency
distribution for 100,000 randomly sampled
trees. The resulting distribution was leftskewed with g1 = 0.31. Interpolating
from published critical values (Hillis &
Huelsenbeck, 1992, Tables 1 and 2), this
value is significant at P<0·01, indicating that
the tree-length distribution is significantly
more skewed than would be expected from
random data (Hillis & Huelsenbeck, 1992).
The permutation tail probability for 1000
random permutations of the character
matrix was calculated using PAUP* 4.0b
(Swofford, 1998). The resulting PTP value
of 0·001 permits rejection of the null
hypothesis of random character covariation
and indicates the presence of significant
‘‘cladistic covariation’’ within the data set
(Faith & Cranston, 1991).
Parsimony analysis
Parsimony analysis was performed upon the
combined matrix of informative qualitative
and quantitative characters using PAUP
3.1.1 (Swofford, 1993). Trees were rooted
using Propliopithecus and Aegyptopithecus as
outgroups. All characters were unordered
and equally weighted. Although a consensus
is emerging in favor of ordering multistate
characters, particularly those derived from
continuous morphological data (Lipscomb,
1992; Slowinski, 1993; Thiele, 1993),
Slowinski (1993) has shown that, while
ordering of multistate characters increases
the resolution of cladistic analyses, it does
not necessarily increase the accuracy of the
estimated phylogenies. Further, he found no
statistically significant differences in congruence between trees based upon ordered and
unordered characters. Given the goals of the
broader study, it was considered desirable to
minimize the number of assumptions, and
subsequent analyses confirmed that the use
of ordered characters would not have altered
the final conclusions.
The size of the data matrix precluded the
use of exhaustive or branch-and-bound
search algorithms (Swofford, 1991). To
maximize the chances of identifying all most
parsimonious trees, a series of heuristic
searches was performed varying stepwise
addition and branch swapping methods to
identify the approximate length of the shortest tree. This tree length was adopted as an
upper boundary for a subsequent, more
comprehensive heuristic search using ten
repetitions of random stepwise addition followed by TBR branch-swapping on all trees
in memory (Steepest Descent Option), saving all minimal trees at each repetition
(MULPARS Option). This procedure was
repeated to look for additional islands of
trees potentially missed by earlier searches.
This approach yielded 225 equally parsimonious trees (Length=332; CI=0·88;
RI=0·61), 150 of which represented unique
and fully-resolved solutions, with the
remaining trees containing one or more
polytomies. The strict consensus tree was
computed and consensus and goodnessof-fit indices calculated. Bremer support
indices (Bremer, 1988, 1994) were calculated for the strict consensus nodes, using
TreeRot (Sorenson, 1996) to generate constraint statements for nodes of an arbitrarily
selected most parsimonious tree and PAUP
3.1.1 (Swofford, 1993) to search for the
shortest trees inconsistent those nodes.
OTAVIPITHECUS
547
Bootstrap analysis (Felsenstein, 1985) to
assess statistical robustness of the tree topology was performed using 1000 replicates of
the previously outlined search protocol, performing a single random addition sequence
and saving only a single most parsimonious
tree (MULPARS off) per bootstrap
replicate. The strict consensus tree was
transferred to MacClade 3.07 (Maddison &
Maddison, 1992) for further branch swapping and character analysis. Most parsimonious character reconstructions were
produced using MacClade’s ‘‘Soft Polytomies’’ option, treating polytomies as
uncertainties in resolution (rather than
multiple speciation events) and minimizing
individual character changes accordingly.
Results
A cladistic analysis of a single anatomical
region cannot be expected to reproduce
results developed from more extensive
character sets. Nevertheless, results are
broadly congruent with recent cladistic
analyses of hominoid relationships (Begun
et al., 1997). The strict consensus [Figure
3(a)] reconstructs a clade comprising the
extant great ape and Eurasian fossil forms
with Kenyapithecus, Afropithecus, and Proconsul as successive outgroups. Otavipithecus
forms a clade with Afropithecus and the
Napak large-bodied hominoid. This clade is
rooted in a higher order polytomy, indicating uncertainty concerning the position of
the Otavipithecus clade relative to Kenyapithecus and later forms. The consensus
topology is moderately resolved. The consistency index of 0·87 indicates the presence
of only minimal homoplasy, however the
retention index value of 0·59 indicates that
actual character support for this topology is
considerably weaker (Farris, 1989a,b), as do
the small decay index values (Bremer, 1988,
1994).
The strict consensus tree and representative most parsimonious trees [Figure 3(b)]
548
.
(a) Strict consensus
Length: 334
CI: 0.87
RI: 0.59
Rohlf 's CI1: 0.68
3
4
*
2
5
5
1
5
6
2
2
2
1
2
2
3
3
0
1
2
4
3
3
4
4
* 2
5
4
1
8
1
1
2
1
3
1
2
1
3
6
4
2
10
Ouranopithecus
Griphopithecus
Lufengpithecus
Gorilla
Dryopithecus
Sivapithecus
Pan
Pongo
Kenyapithecus
Limnopithecus
Kalepithecus
Oreopithecus
Turkanapithecus
Nyanzapithecus
Rangwapithecus
Simiolus
Napak material
Afropithecus
Otavipithecus
Dendropithecus
Hylobates
Aegyptopithecus
Proconsul
Micropithecus
Propliopithecus
Figure 3. (a) Strict Consensus of 225 equally parsimonious trees. Numbers indicate approximate
maximum branch lengths (MacClade 3.07 ‘‘Almost All Possible Changes’’ option for polytomous trees).
Asterisks indicate nodes with Bremer Support Index (Decay Index) values of 2 (Bremer, 1994); all other
nodes have values of 1. (b) Representative most parsimonious trees showing possible positions for the
Otavipithecus clade and alternate resolutions of the great ape clade. The inconsistent placement of
Aegyptopithecus results from the coding of relative incisor size (I1–I2). Incorrect resolution of relationships
among the extant great apes and Sivapithecus is caused by homoplasy in relative incisor size (I1–I2) and
molar cingulum development (CING).
also illustrate the limitations of the restricted
morphological sample and small character
set. The presence of an OreopithecusNyanzapithecus clade and the position of
Hylobates relative to the African large-bodied
fossil taxa are inconsistent with recent findings based upon postcranial evidence (see
Harrison & Rook, 1997; Rose, 1997; Begun
et al., 1997 for reviews), but are predictable
results of an analysis restricted to craniodental material. Prior analyses of dental morphology resulted in classifications uniting
Oreopithecus and Nyanzapithecus (Harrison,
1986), and the cladistic position of the hylobatids relative to the large-bodied African
fossils continues to turn upon differing interpretations of conflicting cranial and postcranial phylogenetic signals (Begun et al.,
1997). With so few characters, homoplasies
have disproportionate influence. The
inconsistent placement of Aegyptopithecus,
resolved incorrectly on all most parsimonious trees, appears to result from the coding
of relative incisor size (I1–I2), which unites
it with Hylobates and several of the Miocene
small-bodied forms to the exclusion of Proconsul. Likewise, similarities between Pan
and Pongo in relative incisor size (I1–I2) and
molar cingulum development (CING) result
in the incorrect resolution of relationships
among the extant great apes and Sivapithecus on the most parsimonious and bootstrap consensus trees [Figure 3(b) and 4].
The small number of available mandibular characters contributes both to the poor
resolution of some regions of the strict
549
OTAVIPITHECUS
Griphopithecus
Lufengpithecus
Ouranopithecus
Gorilla
Dryopithecus
Sivapithecus
Pan
Pongo
Kenyapithecus
Limnopithecus
Kalepithecus
Napak material
Afropithecus
Otavipithecus
Oreopithecus
Turkanapithecus
Nyanzapithecus
Rangwapithecus
Simiolus
Dendropithecus
Hylobates
Aegyptopithecus
Proconsul
Micropithecus
Propliopithecus
(b) Most parsimonious trees
Length: 332
CI: 0.88
RI: 0.61
Dryopithecus
Sivapithecus
Pongo
Pan
Griphopithecus
Lufengpithecus
Ouranopithecus
Gorilla
Kenyapithecus
Limnopithecus
Kalepithecus
Oreopithecus
Turkanapithecus
Nyanzapithecus
Rangwapithecus
Simiolus
Napak material
Afropithecus
Otavipithecus
Dendropithecus
Hylobates
Aegyptopithecus
Proconsul
Micropithecus
Propliopithecus
Figure 3. (b).
550
.
Bootstrap consensus
1000 replicates
27
13
4
29
7
20
2
17
8
2
27
63
3
22
21
12
4
11
12
1
34
17
Pan
Pongo
Gorilla
Dryopithecus
Sivapithecus
Ouranopithecus
Lufengpithecus
Griphopithecus
Otavipithecus
Napak material
Afropithecus
Proconsul
Oreopithecus
Turkanapithecus
Rangwapithecus
Nyanzapihecus
Micropithecus
Simiolus
Limnopithecus
Kalepithecus
Kenyapithecus
Dendropithecus
Hylobates
Aegyptopithecus
Propliopithecus
Figure 4. Bootstrap consensus tree. Consensus of 1000 bootstrap replicates showing all groups compatible
with majority rule consensus. Numbers indicate bootstrap percentage of the adjacent node. Only the
Oreopithecus–Turkanapithecus sister pair achieves even 50% representation.
consensus [Figure 3(a)] and the instability
of the tree structure under bootstrap resampling. The bootstrap consensus (Figure 4)
contains an Otavipithecus clade. However,
this clade now includes Griphopithecus, and
the overall topology is rather different from
the strict consensus. While the relative positions of the great ape–Eurasian clade, the
Otavipithecus clade, and Proconsul have been
retained, they now form a monophyletic
group to the exclusion of all other taxa, most
notably Hylobates and Kenyapithecus. With
the sole exception of the Oreopithecus–
Turkanapithecus sister pair, no clade achieves
even 50% representation. The Otavipithecus
clade occurs on only 10% of the bootstrap
trees, far below the threshold of statistical
support.
Expanding the dataset to include cranial
and postcranial characters would be
expected to increase resolution, correct discrepancies in the positions of key taxa, and
increase overall support for the tree topology. However, this would be unlikely to
contribute to our understanding of Otavipithecus, whose cranium and postcranium
are largely unknown and, where known,
uniformly primitive. Given that an
Otavipithecus–Afropithecus relationship is
found in both consensus topologies, and
that the phylogenetic position of Afropithecus
is reasonably well understood (Leakey &
Walker, 1997; Begun et al., 1997; Ward,
1998), it seems more productive to evaluate
the support for this relationship directly.
Should it be supported, the phylogenetic
position of Otavipithecus may then be
inferred from that of its sister taxon.
A concern which bears directly on the
position of Otavipithecus is the potential
influence of long-branch effects on the estimated phylogeny. A long branch may be
defined as ‘‘a lineage that [has] evolved so
much between nodes in the phylogeny that
551
OTAVIPITHECUS
Table 3 Parsimony analyses excluding one or more Otavipithecus clade members
Trial
1
2
3
4
5
6
7
Taxa excluded
No. of
trees
Length
CI
RI
Consensus
length*
Rohlf’s
CI1
Otavipithecus, Afropithecus, Napak
Afropithecus, Napak
Otavipithecus, Napak
Otavipithecus, Afropithecus
Napak
Otavipithecus
Afropithecus
45
10,000+
2985
798
10,000+
10,000+
10,000+
292
299
315
306
321
329
312
0·90
0·89
0·88
0·90
0·88
0·88
0·89
0·68
0·65
0·62
0·66
0·60
0·60
0·64
292
299
331
306
321
335
315
0·83
0·73
0·24
0·81
0·83
0·64
0·52
*Strict consensus length is reported for Trial 1, while majority rule consensus lengths are reported for Trials 2–7.
its character states have been effectively randomized with respect to other taxa’’ (LyonsWeiler & Hoelzer, 1997:375). It is well
established that such long branches tend to
‘‘attract’’, potentially affecting the accuracy
of a parsimony analysis and resulting in
a false inference of cladistic affinity
(Felsenstein, 1978; Hendy & Penny, 1989;
Rohlf et al., 1990; Huelsenbeck, 1995).
While long branch effects are sometimes
difficult to detect, the branch lengths
observed for the Otavipithecus clade [Figure
3(a)] immediately raise the possibility that
this clade is a product of long branch attraction. Such long branch effects may be mitigated by the exclusion of problematic taxa,
sampling of additional taxa to break up long
branches, or the use of subsets of characters
which reduce branch lengths (Lyons-Weiler
& Hoelzer, 1997). Unfortunately, in this
case the problematic long-branch taxa are
precisely those whose relationships are of
greatest interest. Given the limited morphological sample, neither inclusion of
additional characters nor exclusion of
character subsets is practical, and the middle
Miocene hominoid record provides no
additional taxa appropriately positioned to
disrupt potential long branches. Thus, it is
necessary to determine both the influence of
long-branch effects on the analysis as a
whole and the extent to which long-branch
attraction ‘‘drives’’ the inferred Otavipithecus
clade.
To explore this issue, an additional series
of parsimony analyses was run excluding
each member of the Otavipithecus clade individually, each of the three possible taxon
pairs, and all three taxa simultaneously (see
Table 3). Figure 5 shows selected consensus
trees produced by these trials. Trial 1, the
analysis excluding all three taxa, yielded 45
equally parsimonious trees whose strict consensus is shown in Figure 5(a). As can be
seen, other than excluding the Otavipithecus
clade, this tree is virtually identical to the
original analysis. This establishes that any
long-branch effect is restricted to the placement of the Otavipithecus clade members
and has no effect on the relationships of
other taxa. The reintroduction, singly or in
pairs, of the excluded taxa resulted in
extremely high numbers of equally parsimonious trees (between 798 and 10,000+) and
largely or completely unresolved strict consensus topologies. Of these, Trial 7 [Figure
5(d)] yields the most highly resolved consensus topology, including an OtavipithecusNapak sister pair which 99% of most
parsimonious trees unite with Kenyapithecus.
Similarly, Trial 5 [Figure 5(c)] unites
Otavipithecus and Afropithecus on 99% of
most parsimonious trees. Only when both
Afropithecus and Napak are excluded [Trial
2, Figure 5(b)] is Otavipithecus paired with a
non-clade member, namely Kenyapithecus.
While not definitive, these results strongly
suggest the inferred Otavipithecus clade is
552
.
Ouranopithecus
Griphopithecus
Lufengpithecus
Gorilla
Dryopithecus
Sivapithecus
Pan
Pongo
Kenyapithecus
Limnopithecus
Kalepithecus
Oreopithecus
Turkanapithecus
Nyanzapithecus
Rangwapithecus
Simiolus
Dendropithecus
Hylobates
Aegyptopithecus
Proconsul
Micropithecus
Propliopithecus
(a) Trial 1
Strict consensus
(b) Trial 2
Majority rule consensus
54
99
60
94
94
94
89
86
84
57
100
68
63
87
60
Figure 5. (a) and (b).
100
Dryopithecus
Sivapithecus
Pan
Pongo
Ouranopithecus
Griphopithecus
Lufengpithecus
Gorilla
Kenyapithecus
Otavipithecus
Limnopithecus
Oreopithecus
Turkanapithecus
Rangwapithecus
Nyanzapithecus
Simiolus
Micropithecus
Dendropithecus
Hylobates
Kalepithecus
Proconsul
Aegyptopithecus
Propliopithecus
(c) Trial 5
Majority rule consensus
63
75
84
66
98
99
99
78
100
100
85
100
90
100
55
69
(d) Trial 7
Majority rule consensus
57
100
64
100
100
100
99
100
99
64
553
OTAVIPITHECUS
61
100
68
64
100
Pan
Pongo
Sivapithecus
Dryopithecus
Gorilla
Griphopithecus
Lufengpithecus
Ouranopithecus
Afropithecus
Otavipithecus
Proconsul
Oreopithecus
Turkanapithecus
Rangwapithecus
Nyanzapithecus
Micropithecus
Simiolus
Limnopithecus
Kenyapithecus
Dendropithecus
Kalepithecus
Hylobates
Aegyptopithecus
Propliopithecus
Dryopithecus
Sivapithecus
Pan
Pongo
Ouranopithecus
Griphopithecus
Lufengpithecus
Gorilla
Napak material
Otavipithecus
Kenyapithecus
Limnopithecus
Oreopithecus
Turkanapithecus
Rangwapithecus
Nyanzapithecus
Simiolus
Micropithecus
Hylobates
Aegyptopithecus
Dendropithecus
Kalepithecus
Proconsul
Propliopithecus
Figure 5. (c) and (d).
Figure 5. Selected consensus trees based upon exclusion trials (see Table 3): (a) Trial 1 excluding
Otavipithecus, Afropithecus, and Napak; (b) Trial 2 excluding Afropithecus and Napak; (c) Trial 5 excluding
Napak; (d) Trial 7 excluding Afropithecus. Numbers indicate bootstrap percentage of the adjacent node.
Only when both Afropithecus and Napak are excluded (Trial 2) is Otavipithecus united with Kenyapithecus.
554
P4ECD
21 steps
0
1
2
Polymorphic
Equivocal
Propliopithecus
Micropithecus
Proconsul
Aegyptopithecus
Hylobates
Dendropithecus
Otavipithecus
Afropithecus
Napak material
Simiolus
Rangwapithecus
Nyanzapithecus
Turkanapithecus
Oreopithecus
Limnopithecus
Kalepithecus
Kenyapithecus
Sivapithecus
Dryopithecus
Pongo
Lufengpithecus
Griphopithecus
Ouranopithecus
Gorilla
Pan
.
(a)
Figure 6. Most parsimonious character reconstructions of apparent synapomorphies supporting the
Otavipithecus clade (MacClade 3.07 ‘‘Soft Polytomies’’ option for reconstructing character changes on
polytomous trees). This clade is characterized by (a) possession of a P4 entoconid (P4ECD, State 2); (b)
presence of a molar deflecting wrinkle (DEFWRIN, State 1); and (c) molar basal flare (MBF, States 1 and
2) which achieves its greatest expression (State 2) in Otavipithecus.
not merely an artefact of long-branch
attraction.
What, then, is the basis for this finding?
Andrews (1992a) listed six characters
shared by Otavipithecus and Afropithecus,
namely, inflated molar cusps, absence of the
beaded buccal cingulum, square molars,
moderate inferior transverse torus development, even mandibular depth, and a narrow
incisor region. Neither inflated molar cusps
nor incisor region breadth were addressed in
this study, and coding of corpus shallowing
(even mandibular depth) was uninformative under gap coding. The remaining
characters—reduced buccal cingulum, relatively broad molars, and a moderate inferior
transverse torus—are reconstructed on the
strict consensus as shared characters of all
post-Proconsul large-bodied Miocene hominoids. Ramus position, a trait discussed in
the literature (Conroy et al., 1992; Andrews,
1992b) but excluded from Andrews’
(1992a) list, was likewise a shared character
for this more inclusive group. Thus the
presence of these traits within the Otavipithecus clade appears to reflect a common
hominoid ancestry rather than specific cladistic affinities. Character reconstructions
(see Figure 6) identified several additional
potential synapomorphies of the Otavipithecus clade. These taxa share the presence
of a P4 entoconid and a molar deflecting
wrinkle. The clade is also characterized by
molar basal flare, which achieves its most
pronounced expression in Otavipithecus.
However, the presence of this trait in both
Aegyptopithecus and Propliopithecus admits
the possibility that the Otavipithecus clade
retains a more primitive catarrhine condition. Given the observed variability of the
Gorilla
Ouranopithecus
Griphopithecus
Lufengpithecus
Pongo
Pan
Gorilla
Ouranopithecus
Griphopithecus
Lufengpithecus
Pongo
Dryopithecus
Sivapithecus
Sivapithecus
Kenyapithecus
Kenyapithecus
Limnopithecus
Limnopithecus
Kalepithecus
Kalepithecus
Oreopithecus
Oreopithecus
Turkanapithecus
Turkanapithecus
Nyanzapithecus
(b)
(c)
Dryopithecus
Nyanzapithecus
Rangwapithecus
Simiolus
Simiolus
Napak material
Napak material
Afropithecus
Afropithecus
Otavipithecus
Otavipithecus
Dendropithecus
Dendropithecus
Hylobates
Hylobates
Aegyptopithecus
Aegyptopithecus
Proconsul
Proconsul
Micropithecus
Micropithecus
Propliopithecus
Propliopithecus
OTAVIPITHECUS
Rangwapithecus
DEFWRIN
8 steps
0
1
Polymorphic
MBF
4 steps
0
1
2
Equivocal
Pan
555
556
.
former traits—in each case a number of taxa
received polymorphic codings—and the
questionable polarity of the latter, their
status as shared derived characters is
uncertain.
Discussion
Previously stated hypotheses concerning the
phylogenetic affinities of Otavipithecus namibiensis have included: (1) that it represents
the sister group to the African ape–human
clade (Conroy, 1994); (2) that it is a member of the great ape–human clade with no
special relationship to the African apes
(Begun, 1994a); (3) that it is a member
of a middle Miocene ‘‘Kenyapithecus–
Dryopithecus complex’’ predating the African
ape–human divergence (Pickford et al.,
1994); or, (4) that it is most closely related
to the early Miocene form Afropithecus and
a member of the tribe Afropithecini
(Andrews, 1992a). Given the limited nature
of the available sample, a decisive resolution
of the ‘‘Otavipithecus problem’’ remains elusive. However, cladistic analysis is a useful
tool for the exploration of character distributions and the separation of homoplasies
from synapomorphies, issues which have
clouded the Otavipithecus debate. While
inconclusive in many respects, results do
permit the exclusion of several hypotheses,
and clarify the evidence for those remaining.
No support was found for a close relationship to the African ape or great ape clades or
to any of the late Miocene Eurasian hominoids with which Otavipithecus has been
compared. While Otavipithecus and Dryopithecus both possess thin dental enamel
(Andrews & Martin, 1991; Conroy et al.,
1996), they differ in most other aspects of
molar morphology. Dryopithecus molars lack
the restricted talonid basins and pronounced
basal flare of Otavipithecus, and possess
expanded mesial foveae, more peripheral
cusps, and tapering M3s. Otavipithecus
shares with Sivapithecus a narrow symphy-
seal region, the presence of accessory cusplets on the M3, and reduced molar cingula;
however, cingulum reduction is considerably more pronounced in Sivapithecus, and
Otavipithecus lacks its thickened dental
enamel, robust mandibular corpus, and
heavily buttressed symphysis (Conroy et al.,
1992). Further, there is currently no evidence to indicate that Otavipithecus shares
the derived elbow morphology which unites
both Dryopithecus and Sivapithecus with the
great ape clade (Pilbeam et al., 1990; MoyàSolà & Köhler, 1996; Ward, 1997; Begun &
Kordos, 1997). While Otavipithecus clearly
represents an outgroup to the ‘‘hominoids of
modern aspect’’ (Pilbeam, 1996), this is
equally true of Afropithecus and Kenyapithecus. Current evidence clearly favors one
or both of the major Kenyapithecus groups as
the most likely immediate sister group to
(McCrossin & Benefit, 1997; Begun et al.,
1997), if not an actual member of
(McCrossin et al., 1998a), the extant ape
clade, a position the present analysis also
supports.
Several sub-analyses do suggest a closer
relationship between Otavipithecus and other
middle Miocene hominoids. The bootstrap
consensus reconstructs Otavipithecus and
Griphopithecus as sister taxa on 17% of the
bootstrap trees, and Trials 2 and 7 reconstruct relationships between Otavipithecus
and Kenyapithecus. Although most parsimonious character reconstructions fail to
identify even a single trait supporting an
Otavipithecus–Kenyapithecus sister relationship, less parsimonious trees uniting Kenyapithecus with various Otavipithecus clade
members are not significantly different from
the most parsimonious solution at P=0·05
(Templeton’s Wilcoxon signed-ranks test;
Templeton, 1983).
Numerous similarities between Otavipithecus and Kenyapithecus have been previously noted (Andrews, 1992a; Conroy
et al., 1992; Pickford et al., 1994). Certainly,
the Otavipithecus inferior transverse torus
OTAVIPITHECUS
557
Figure 7. Comparison of Otavipithecus M1 (left) and KNM-NC 9740 (right), an isolated right molar from
Nyakach attributed to Kenyapithecus africanus (Pickford, 1985). While the Otavipithecus M1 is more worn
and its crown is slightly less ‘‘flexed’’ than KNM-NC 9740, these teeth share similar crown dimensions,
cusp size and position, cingulum configuration, and degree of basal flare.
more closely resembles that of Kenyapithecus
than Afropithecus, and their molar teeth
share, in varying degrees, bunodont and
inflated cusps, restricted talonid basins, and
buccal cingulum reduction. The resemblance between the Otavipithecus M1 and
KNM-NC 9740 (see Figure 7), an isolated
molar from Nyakach attributed to Kenyapithecus africanus (Pickford, 1985), is particularly striking. Despite different levels of
wear, these teeth are clearly similar in crown
dimensions, cusp size and position, cingulum configuration, and degree of basal flare.
Whether this is evidence for Otavipithecus–
Kenyapithecus affinities or cause for reassessment of the Nyakach material and further
revision of the Kenyapithecus hypodigm
(Ward et al., 1999) remains an open
question.
At the same time, Otavipithecus lacks the
thickened dental enamel, enlarged and
procumbent incisors, proclined symphyseal
axis, and robust mandibular corpora which
have led to suggestions that Kenyapithecus
had a pitheciine-like adaptation (McCrossin
& Benefit, 1997). While both show
reduced buccal cingula, in Kenyapithecus
this reduction is less marked and cingular
remnants are generally restricted to the
bases of the buccal transverse developmental
grooves (McCrossin & Benefit, 1997),
whereas in Otavipithecus the cingulum
remnants manifest as stylar shelves. Finally,
the Otavipithecus ulna and phalanx are not
consistent with the unique postcranial
features of Kenyapithecus, which ally the
latter taxon more closely with the ‘‘hominoids of modern aspect’’ (Begun et al.,
1997; Rose, 1997; McCrossin, 1997;
McCrossin & Benefit, 1997; McCrossin
et al., 1998a).
The results of this analysis invariably indicate cladistic affinities among Otavipithecus,
Afropithecus, and the Napak large-bodied
hominoid, giving partial support to
Andrews’ (1992a) Afropithecini hypothesis.
This group is generally characterized by
primitive hominoid morphology. In addition
to the observed predominance of primitive
mandibular and dental traits, both Otavipithecus and Afropithecus exhibit primitive
hominoid skeletal morphology, in most
cases indistinguishable from Proconsul
(Conroy et al., 1993a,b; Pickford et al.,
1997; Leakey & Walker, 1997). However,
Afropithecus possesses specializations of the
jaws and dentition, most notably thickened
dental enamel and procumbent incisors,
which have been interpreted as specializations for sclerocarp feeding (Leakey &
558
.
Walker, 1997). These characters are not
shared by Otavipithecus, which has thin dental enamel and, based on the preserved
alveoli, is thought to have had narrow, vertically implanted incisors (Conroy et al.,
1992, 1995). Conversely, Afropithecus lacks
the more strongly developed inferior transverse torus and pronounced molar basal
flare observed in Otavipithecus. These facts,
in combination with the primitive status of
the majority of traits characterizing this
group, the uncertain significance of the few
putative synapomorphies supporting it, and
the absence of statistical support under
bootstrap analysis, clearly warrant cautious
reading of this result.
This analysis admits several possible
interpretations:
( 1) The synapomorphies uniting Otavipithecus, Afropithecus and the Napak
large-bodied hominoid are valid and
the strict consensus is an accurate
reconstruction of the phylogenetic
position
of
Otavipithecus.
This
interpretation is given some weight by
the relative stability of this relationship
in the various elimination trials, even
as the exact position of this group
relative to the great ape clade remains
unresolved.
( 2) The observed pattern of uniquely
derived traits superimposed on a
broader suite of shared primitive similarities is evidence that Otavipithecus,
Afropithecus, and the Napak largebodied hominoid represent divergent
lineages of an early Miocene hominoid
radiation similar to that which gave
rise to the ‘‘proconsulids’’ (Harrison,
1993). In this case, these taxa have no
resolvable sister group relationship
(Harrison, 1993) but, lacking the
derived traits of other middle and late
Miocene taxa, are united under the
parsimony criterion. This would
explain the long branches observed for
Otavipithecus and Afropithecus. It might
also account for the dramatic difference in resolution between the original
analysis and Trial 1 (excluding all Otavipithecus clade members), on the one
hand, and subsequent trials excluding
subsets of this group, on the other.
Under this scenario, the character distributions of the constituent taxa are
most effectively explained in terms of
traits shared by the group as a whole,
whereas the individual taxa, sharing
relatively few traits with the more
derived forms, occupy any number of
positions equally well, or poorly, as the
case may be.
( 3) The strict consensus is incorrect, and
Kenyapithecus does, in fact, have cladistic affinities with members of the
Otavipithecus clade, as implied by
Andrews (1992a) and supported by
Trials 2 and 7. In fact, Begun et al.
(1997) proposed that the dental
complex of thickened molar enamel
and enlarged procumbent incisors
might represent a synapomorphy of an
Afropithecus–Kenyapithecus clade, in
which case Otavipithecus would be best
interpreted as a less derived basal
member of a group which subsequently underwent specialization for
hard object feeding (Leakey & Walker,
1997; McCrossin & Benefit, 1994,
1997).
Of these possibilities, the last is considered least probable. Branch-swapping
showed all trees uniting Kenyapithecus with
one or more members of the Otavipithecus
clade to be at least two steps longer than the
most parsimonious solution. Acceptance of
such a clade would require homoplasy in the
form of postcranial convergences between
Kenyapithecus and later Eurasian hominoids
and reversion to a more primitive inferior
transverse torus morphology in Afropithecus.
An exclusive Otavipithecus–Kenyapithecus
sister relationship is deemed even less likely.
While the similarities between these taxa are
well documented, they appear to result from
a more distant common heritage. In fact,
character reconstructions based on Trial 2
failed to identify even a single dental or
mandibular synapomorphy to support
such a relationship. Nevertheless, an
Otavipithecus–Kenyapithecus
relationship
cannot be rejected statistically, and pending
the recovery of additional Otavipithecus
material, this possibility cannot be excluded.
In particular, any evidence that Otavipithecus
shared more derived postcranial traits with
Kenyapithecus would alter the current
picture drastically.
Of
the
original
hypotheses,
the
Otavipithecus–Afropithecus clade is clearly the
strongest, however the lack of statistical support for this group and the weakness of the
putative synapomorphies defining it cannot
be overlooked. As with Kenyapithecus, more
definitive answers must await the recovery of
additional material. Should the facial morphology of Otavipithecus prove to resemble
Afropithecus (Leakey et al., 1991), the ‘‘Afropithecini Hypothesis’’ (Andrews, 1992a)
would be considerably strengthened. At
present, the most conservative interpretation, that Otavipithecus and Afropithecus
represent divergent lineages of an earlier
hominoid radiation, is favored. This
interpretation may be considered a null
hypothesis, subject to revision as new
material of the relevant taxa is recovered.
However, it may also be an accurate depiction of later early to middle Miocene hominoid diversification. It is unclear what, if
any, positive evidence could be marshaled in
favor of this hypothesis. But, should future
additions to the African Miocene hominoid
record fail to resolve this ‘‘muddle in the
middle Miocene’’, this scenario may gain
greater currency.
Conclusions
Counter to initial expectations, the addition
of Otavipithecus namibiensis to the African
OTAVIPITHECUS
559
fossil hominoid record has failed to clarify
significantly our understanding of stem
hominoid diversification. Rather, the
present analysis highlights the complexity of
early hominoid evolutionary relationships
and the limitations of the cladistic methods
we employ to infer them. While this analysis
permits the rejection of several prior hypotheses concerning the affinities of Otavipithecus, a strictly cladistic framework
provides no solid basis for distinguishing
among the remaining possibilities. A phylogenetic relationship between Otavipithecus
and Kenyapithecus is neither supported by
the present analysis, nor can it be rejected
with any statistical confidence, and parsimony analysis is ill-suited to differentiate
between a true Otavipithecus–Afropithecus
sister relationship and a star phylogeny
indicative of rapid radiation.
If one takes a wider perspective, however,
several general conclusions can be drawn.
While the precise details of the ecological
adaptation of Otavipithecus are unknown,
the general pattern is fairly clear. The few
known postcranial elements give no indication of locomotor behaviors outside the
primitive hominoid repertoire (Leakey &
Walker, 1997; Ward, 1998). The mandible,
reportedly designed to withstand considerable masticatory loads (Schwartz & Conroy,
1996), seems over-engineered for a postcanine dentition lacking the extreme bunodonty and thick molar enamel associated
with hard-object specialists. As noted by
McCrossin & Benefit (1997) thin dental
enamel need not preclude hard object feeding, however Otavipithecus lacks the compensatory anatomical adaptations reported
in thin-enameled seed predators, and the
observed pattern of gross molar wear is more
consistent with a soft, probably frugivorous,
diet (Conroy et al., 1992, 1995). This combination of a unique dentognathic mosaic
and primitive postcranium is consistent with
the established pattern for stem hominoid
taxa (Ward, 1998). Whether true sister taxa
560
.
or not, Otavipithecus and Afropithecus appear
to represent a similar grade of hominoid
evolution.
Comparisons between Otavipithecus and
Kenyapithecus are hampered by the current
diversity of opinion as to how many genera
and species are represented among the various sites (Andrews, 1992a; McCrossin &
Benefit, 1997; Nakatsukasa et al., 1998;
Ward et al., 1999). McCrossin and Benefit
have consistently maintained that Kenyapithecus africanus from Maboko Island and
Kenyapithecus wickeri from Ft. Ternan fall
within the range of variation for extant
hominoid species, although they have not
formally referred the Maboko material to the
type species (McCrossin & Benefit, 1997;
Benefit, 1999). By contrast, Andrews
(1992a) considers Kenyapithecus africanus,
as represented by the Maboko Island and
Nachola samples, to be generically distinct
from Kenyapithecus wickeri. Ward et al.
(1999) concur, and have recently referred all
material previously attributed to Kenyapithecus africanus—i.e., Maboko Island,
Nachola, and Tugen Hills, as well as the
limited samples from Ombo, Majiwa,
Kaloma, and Nyakach—to the new genus
Equatorius. Finally, based on significant
differences
in
postcranial
anatomy,
Nakatsukasa et al. (1998) have suggested
that the Maboko Island and Nachola
samples represent separate species. However, Kenyapithecus samples from all these
sites share characters indicating a significant
adaptive shift involving more varied locomotor behaviors and increased dietary specialization. Of these, traits related to increased
range of forearm pronation/supination—a
narrower humero–radial articulation and
laterally oriented radial notch—are shared
exclusively with the extant ape clade
(McCrossin & Benefit, 1997; Rose, 1997;
Nakatsukasa et al., 1998). Regardless of
whether Kenyapithecus sensu lato pre- or
postdates the hylobatid divergence (Begun
et al., 1997; McCrossin & Benefit, 1997),
these features ally it with the extant hominoids to the exclusion of Otavipithecus and
the early Miocene hominoids.
All results, regardless of choice of
interpretation, are broadly consistent with
classifications in which Otavipithecus, Afropithecus, Heliopithecus, and Kenyapithecus/
Equatorius africanus are united in the tribe
Afropithecini (Andrews, 1992a; Ward et al.,
1999; Delson & Andrews, 1999). However,
inclusion of the latter taxon is problematic
because of conflicting opinions concerning
the (con)generic status of Kenyapithecus africanus and Kenyapithecus wickeri (Andrews,
1992a; McCrossin & Benefit, 1997) and
uncertainty concerning the phylogenetic
position of the various Kenyapithecus taxa
relative to the extant ape clade (Begun et al.,
1997; McCrossin et al., 1998a; Ward et al.,
1999). Both the present analysis and the
postcranial synapomorphies noted above
recommend the placement of all Kenyapithecus material in Andrews’ (1992a) Kenyapithecini (cf. Kenyapithecinae: Harrison
& Rook, 1997). So revised, the tribe Afropithecini is wholly consistent with the
phylogenetic analysis results, reflecting the
cladistic affinities of Afropithecus and Otavipithecus as well as their inferred gradistic
similarities. One or both tribes are certainly
paraphyletic (Delson & Andrews, 1999), but
the Afropithecini may be broadly considered
the out group to both the Kenyapithecini
and the extant ape clade.
Biostratigraphic concerns should not
influence phylogenetic analyses, at least in
their initial stages. Still, the grouping of
Otavipithecus, a southern African species
which may be as young as 12 Ma, with east
African fossils 4–5 million years older is
somewhat troubling. However, given the
tremendous geographic gap between Otavipithecus and all other known Miocene hominoids, we should not be surprised that its
closest apparent relatives are temporally as
well as spatially remote. By contrast, the
paleoecological implications of this finding
are quite unanticipated. If the present
picture of Otavipithecus is correct, it represents the persistence in southern Africa of a
primitive hominoid during a period when
east African forms were expanding into new
locomotor and dietary niches in response to
increasing seasonality, the expansion of
open country habitats, and intensified competition from the newly emergent cercopithecoid monkeys (McCrossin & Benefit,
1997; McCrossin et al., 1998b; Nakatsukasa
et al., 1998).
The extent to which these factors were
prevalent in the Otavi Mountain region is
unclear. Although the earliest recorded presence of cercopithecoids in southern
Africa—isolated teeth and postcrania
dated to approximately 9 Ma from the
northern Namibian site of Harasib—is
considerably later (Conroy et al., 1996), it
would be imprudent to attribute the
continued presence of a generalized stem
hominoid in the region to absence of Old
World monkey competitors. Similarly,
palynological studies (Scott, 1995) show
progressive climatic aridification across
southern Africa from the late middle
Miocene onward comparable to that seen in
contemporary East African sites (McCrossin
et al., 1998b). However, the faunal unit
which includes the Otavipithecus type specimen contains a mix of riparian forest and
savanna woodland species, suggesting the
presence of riverine forest in close proximity
to drier, more open habitats (Conroy et al.,
1992, 1993b). Such forests might have provided refugia for generalized hominoids, at
least during the initial period of climate
change. Clearly, more detailed paleoenvironmental studies are needed to evaluate
this possibility.
In conclusion, rather than resolving old
questions concerning Miocene hominoid
evolutionary relationships, the discovery of
Otavipithecus has raised a series of new questions concerning the patterns of stem hominoid diversification and the spatiotemporal
OTAVIPITHECUS
561
distribution of primitive hominoid morphotypes. Future discoveries will almost certainly amend the present assessment of
Otavipithecus. But, barring total revision
and reinstatement of Otavipithecus as an
unequivocal extant ape ancestor, the issues
raised by the present interpretation should
focus renewed attention on the complexities
of stem hominoid evolution. Ultimately, this
may prove the most significant contribution
of Otavipithecus to Miocene hominoid
studies.
Summary
Otavipithecus namibiensis is a medium-sized
‘‘hominoid of archaic aspect’’ (Pilbeam,
1996), derived relative to the stemhominoid Proconsul, but lacking apparent
locomotor or dietary specializations. Based
on a cladistic analysis of hominoid mandibular morphology, there is no support for a
close cladistic relationship between Otavipithecus and either the African ape or great
ape clades, or with any of the Eurasian fossil
hominoids with which it has previously been
compared (Conroy et al., 1992; Pickford
et al., 1994). While suggested by several
analyses, a relationship between Otavipithecus and Kenyapithecus is deemed
unlikely on the basis both of morphological
comparisons and the absence of support
within a cladistic framework. The present
analysis indicates Otavipithecus is most
closely related to Afropithecus and the largebodied Napak hominoid. Given the lack of
statistical support for this result, a conservative interpretation, that these taxa represent
related but divergent lineages of a later early
Miocene hominoid radiation, is currently
favored. All results are consistent with the
taxonomic allocation of Otavipithecus to
Andrews’ (1992a) tribe Afropithecini, which
may be considered the sister group to
Kenyapithecus and the ‘‘hominoids of
modern aspect’’.
562
.
Acknowledgements
For access to materials and curatorial assistance, thanks are due to the following individuals and institutions: Glenn C. Conroy;
David Begun; Stephen Ward; Barbara
Brown; John Alexander and the American
Museum of Natural History; Bruce Latimer,
Lyman Jellema and the Cleveland Museum
of Natural History; Elwyn Simons, Friderun
Ankel-Simons, Prithijit Chatrath and the
Duke University Primate Center Paleontology Laboratory; Maria Rutzmoser and the
Harvard Museum of Comparative Zoology;
Richard Thorington, Linda Gordon, Karie
Darrow and the National Museum of Natural History; Mary Ann Turner and the Yale
Peabody Museum; Peter Andrews, Louise
Humphrey and the British Museum (Natural History); Brigitte Senut, Martin Pickford
and the Muséum National d’Histoire
Naturelle; Paul Mazza, Lorenzo Rook and
the Museo di Geologia e Paleontologia; S.
Schüffler and the Institut für Geologie und
Minerologie, Universität Erlangen; Meike
Köhler, Salvador Moyà-Solà and the Institut
Paleontològic M. Crusafont; Antonio Abad
and the Museo y Laboratoria de Geologia,
Seminario de Barcelona; Wim Van Neer and
the Royal Central African Museum; George
D. Koufos and the Geological Laboratory,
Aristotle University of Thessaloniki; Ezra
Musiime and the Uganda Museum (Paleontology); Meave Leakey, William Anyonge,
Emma Mbua, the Board of Governors of the
Kenya National Museum, and the Office of
the President of Kenya.
I owe a tremendous debt to my doctoral
advisor, Glenn Conroy, and members of my
thesis committee—Tab Rasmussen, Richard
Smith, Jim Cheverud, Allan Larson, and
Jonathan Losos—for their assistance and
feedback at various stages of this project.
Many thanks to Eric Delson for his
helpful comments on several drafts of this
manuscript and to Terry Harrison and an
anonymous reviewer whose suggestions
improved the final version considerably. Any
errors of fact or interpretation are, of course,
my own.
I wish to thank Glenn Conroy for providing photos of the Otavipithecus holotype
specimen: Meave Leakey and the Board of
Governors of the Kenya National Museum
for permission to use the photo of
KNM-NC 9740; and Barbara Brown for
permission to reproduce the line drawings in
Appendix A. My immense gratitude to
Chester Tarka and Lorraine Meeker for
photographic and layout assistance.
This research was supported by the
National Science Foundation, the WennerGren Foundation for Anthropological
Research, the Boise Fund, the Foundation
for Science and Disability, and the New
York Consortium in Evolution Primatology.
Appendix A. Measurements of the
mandible and mandibular dentition
Mandibular measurements (see Figure 8)
( 1) Symphyseal chord (CORD)—length
from infradentale to most posteroinferior point on symphysis.
( 2) Symphyseal
breadth
(SYMB)—
maximum breadth measured perpendicular to CORD.
( 3) Corpus depth at P3/P4 (P3D)—
perpendicular to the alveolar plane.
( 4) Corpus depth at P4/M1 (P4D)—
perpendicular to the alveolar plane.
( 5) Corpus depth at M2/M3 (M2D)—
perpendicular to the alveolar plane.
( 6) Corpus depth at mental foramen
(FORD)—perpendicular
to
the
alveolar plane.
( 7) Mental foramen depth below alveolar
margin (MFD)—perpendicular to the
alveolar plane.
( 8) Bicanine breadth (BCB)
( 9) Bimolar breadth (BMB)
(10) Corpus breadth at P4 (P4B)
OTAVIPITHECUS
563
7
2
36
64
5
1
8
9
10
11
12
Figure 8. Measurements of the mandible as described in Appendix A. Diagrams adapted from Brown
(1989, Figure 5.1).
(11) Lateral eminence breadth (LAT)
(12) M1–M3 Length (M1M3)
Dental measurements
( 1) Incisor
length
(IL)—mesiodistal
length at incisive edge.
( 2) Incisor breadth (IB)—maximum buccolingual breadth normal to length.
( 3) Incisor height (IHT)—maximum
crown height measured buccally from
the cemento-enamel junction (CEJ) to
the incisive edge.
( 4) Canine length (CL)—maximum crown
length measured along the long axis.
( 5) Canine breadth (CB)—maximum
crown breadth measured normal to
length.
( 6) Canine maximum crown height
(CMAX)—maximum crown height
measured buccally from the CEJ to the
crown tip.
( 7) Canine
mesial
crown
height
(CMES)—crown height measured
from mesial CEJ to the crown tip.
( 8) Canine
mesial
ridge
length
(CMRL)—measured along mesial
ridge from crown tip to union with
lingual cingulum.
564
.
( 9) P3 Maximum crown length (P3ML)—
measured along the long axis.
(10) P3
Maximum
crown
breadth
(P3MB)—measured normal to the
maximum length.
Mesial
height
(P3MHT)—
(11) P3
perpendicular distance between the
protocone apex and the most inferior
point on the mesiobuccal CEJ.
Distal
height
(P3DHT)—
(12) P3
perpendicular distance between the
distobuccal CEJ and the distal marginal ridge.
(13) P4 Maximum mesiodistal length (P4L)
(14) P4
Mesial
breadth
(P4MB)—
maximum
buccolingual
breadth
measured across the trigonid basin.
(15) P4 Distal breadth (P4DB)—maximum
buccolingual breadth measured across
the talonid basin.
(16) P4 Metaconid height (P4MHT)—
perpendicular height measured lingually from the CEJ to the metaconid
apex.
(17) P4 Talonid height (P4DHT)—
perpendicular height measured lingually from the CEJ to the lowest point
of the lingual notch or talonid rim.
(18) Molar maximum mesiodistal length
(MxL)
(19) Molar mesial breadth (MxMB)—
maximum
buccolingual
breadth
measured across the trigonid basin.
(20) Molar distal breadth (MxDB)—
maximum
buccolingual
breadth
measured across the talonid basin.
(21) Molar cuspal breadth (MxDB)—linear
distance between the protoconid and
metaconid apices.
(22) Molar metaconid height (MxMHT)—
perpendicular height measured lingually from the CEJ to the metaconid
apex.
(23) Molar
lingual
notch
height
height
(MxDHT)—perpendicular
measured lingually from the CEJ to the
lowest point of the lingual notch.
Appendix B. Qualitative character
definition and coding
With the exception of P3 honing facet development (see P3HF below), all characters
were coded using a 15% cut-off, i.e. a state
occurring in fewer than 15% of individuals
was considered absent, and the character
was coded for the presence of the remaining
state. Where multiple states were each
present in 15% or more of individuals, the
character was coded as polymorphic.
CBH
Canine basal heel: 0=the crown
cross-section is ovoid; 1=the
distolingual crown is elaborated
to form a heel (often continuous
with the lingual cingulum)
producing a waisted or
triangular cross-section.
CMG
Canine mesial groove: 0=the
mesial ridge is weakly defined
and the crown surface is
continuous across it; 1=a
vertical groove is present distal
to a sharply defined and
elevated mesial ridge.
P3HF
Prevalence and extent of P3
honing facet: 0=present in
<33% of individuals; 1=present
d33% of individuals;
2=extends to mesial root in one
or more individuals.
P3MLB P3 crown shows distinct
mesiolingual projection or
‘‘beak’’ (Begun, 1994a):
0=absent; 1=present.
P3MCD P3 metaconid development:
0=absent; 1=present as enamel
tubercle on the distolingual
ridge; 2=present as cusp(ule)
connected to the protoconid by
a transverse cristid distinct in
orientation from the distolingual
ridge.
P4ECD P4 entoconid development:
0=absent; 1=present as enamel
tubercle on the lingual talonid
P4HCD
CING
DEFW
HCLD
HPOS
ACC
SEXT
LMR
rim; 2=present as cusp(ule)
demarcated from talonid rim by
developmental groove.
P4 hypoconid development:
0=absent; 1=present as enamel
tubercle on the buccal talonid
rim; 2=present as cusp(ule)
demarcated from talonid rim by
developmental groove.
Molar buccal cingulum is:
0=absent; 1=reduced with
discontinuous cingular remnants
largely restricted to buccal
developmental grooves;
2=largely continuous around
buccal margin, with or without
‘‘beading’’.
Molar deflecting wrinkle, a
median wrinkle of the
metaconid joining the entoconid
near the center of the occlusal
surface (Swindler & Ward,
1988), is: 0=absent; 1=present
on one or more molars.
Molar hypoconulid
development: 0=absent;
1=present with crown area less
than hypoconid or entoconid;
2=present with crown area
comparable to hypoconid or
entoconid.
Molar hypoconulid is:
0=centrally positioned,
impinging on the longitudinal
axis; 1=positioned buccal of the
longitudinal axis.
Multiple accessory cusps on the
distal talonid rim are: 0=absent;
1=present on one or more
molars.
Tuberculum sextum (Swindler,
1976): 0=absent; 1=present.
Lingual marginal ridges
(Swindler, 1976) are:
0=restricted to lingual fissure;
1=extend along lingual
metaconid face to create a shelf
OTAVIPITHECUS
WRIN
RAMA
RAMP
PCF
OBL
ITT
STT
565
continuous with the
talonid;2=extend as (1)
approximating mesial marginal
ridge.
Unworn molar occlusal surfaces
show: 0=absence of enamel
wrinkling; 1=presence of
enamel wrinkling; 2=dense
enamel wrinkling.
Mandibular ramus angle:
0=ramus is raked back, meeting
corpus at ]>110; 1=ramus is
vertical, meeting corpus at
]90.
In lateral view, mandibular
ramus: 0=partially or wholly
obscures the M3; 1=does not
obscure the M3.
Postcanine fossa development:
0=no discernible hollowing of
the lateral corpus posterior to
the C-P3 eminence;
1=hollowing is present but
restricted to basal corpus
immediately posterior to the
C–P3 eminence; 2=hollowing is
more pronounced, extending
both distally and superiorly.
Oblique line (Brown, 1989):
0=extends inferiorly and is
continuous with the basal line;
1=terminates superior to the
basal line.
Inferior transverse torus
development: 0=no discernible
torus with median symphyseal
surface running inferoanteriorly
below the genial fossa;
1=present as distinct posterior
swelling inferior to the genial
fossa; 2=extends posteriorly to
mid-P4 level or beyond.
Superior transverse torus
development: 0=no discernible
torus with superior symphyseal
surface continuous with genial
fossa; 1=present as distinct
566
RTS
ITS
.
posterior swelling superior to
the genial fossa; 2=extends
posteriorly to mid-P4 level or
beyond.
Relative transverse torus size:
0=STT>ITT; 1=STT<ITT;
2=STT]ITT.
Intertoral sulcus (Brown, 1989),
a longitudinal depression of the
medial corpus continuous with
the sublingual fossa between the
superior and inferior transverse
tori, is: 0=absent: 1=present.
DIG
IDG
GGF
Impressions for the mandibular
attachment of the right and left
digastric muscles are: 0=absent;
1=present as discrete paired
structures; 2=continuous across
the midline.
Interdigastric tubercle is:
0=absent; 1=present.
Genioglossal fossa is oriented:
0=posteriorly and inferiorly;
1=directly posteriorly.
Appendix C. Quantitative character variable calculation
Character
Abbreviation
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
ISHP
I1–I2
CSHP
CHT
CMRL
P3SHP
P3HT
P4SHP
P4HT
P3–P4
MSHP
M3TAP
MBF
MHT
M1–M2
BUCC
CORPD
CORPS
CORPR
LAT
DIV
SYMR
MFD
Incisor shape
Relative incisor size
Canine shape
Canine crown height
Canine mesial ridge length
P3 Shape
P3 Crown projection
P4 Shape
P4 Talonid height
Relative premolar size
Molar shape
M3 Taper
Molar basal flare
Molar cusp relief
Relative molar size
Buccinator groove width
Relative corpus depth
Corpus shallows posteriorly
Corpus robustness
Lateral mass development
Tooth row divergence
Symphysis robustness
Mental foramen depth
OLS residual transformation
lnI1L on lnI1HT
ln(I1L*I1HT) on ln(I2L*I2HT)
lnCB on lnCL
lnCMAX on lnCL
lnCMRL on lnCMES
lnP3B on lnP3L
lnP3MHT on lnP3DHT
lnP4MB on lnP4L
lnP4MB on lnP4DHT
ln(P4MB*P4L) on ln(P3MB*P3ML)
lnM2MB on lnM2L
lnM3MB on lnM3DB
lnM2CB on lnM2MB
lnM2MHT on lnM2DHT
ln(M1MB*M1L) on ln(M2MB*M2L)
lnLAT on lnM3MB
lnP3D on lnM1M3
lnP3D on lnM2D
lnP4B on lnP4D
lnLAT on lnM2B
lnBMB on lnBCB
lnSYMB on lnCORD
lnMFD on lnFORD
Quantitative character variables were calculated as individual (rather than group mean) residual values from the
ordinary least squares regression line and coded by simple gap coding (Mickevich & Johnson, 1976).
Appendix D. Matrix of parsimony-informative qualitative and quantitative characters
CMG
P3HF
P3MLB
P3MCD
P4ECD
P4HCD
CING
DEFW
HCLD
HPOS
ACC
Pan
Gorilla
Pongo
Hylobates
Propliopithecus
Aegyptopithecus
Ouranopithecus
Oreopithecus
Dryopithecus
Griphopithecus
Lufengpithecus
Sivapithecus
Napak Material
Afropithecus
Turkanapithecus
Dendropithecus
Micropithecus
Kalepithecus
Limnopithecus
Kenyapithecus
Rangwapithecus
Proconsul
Nyanzapithecus
Simiolus
Otavipithecus
0
0
0&1
1
1
0&1
1
?
0&1
0
0&1
0&1
?
0&1
?
1
0&1
0&1
0&1
0
0
0&1
?
0&1
?
0&1
0&1
0&1
0&1
0&1
0&1
0&1
?
0&1
0
0&1
?
?
1
?
0&1
0&1
0&1
0&1
0&1
0&1
0&1
?
0&1
?
1
1
1
2
1
2
0
0
2
0
0
2
0
2
0
2
1
2
1
1
2
2
0
1
?
1
1
1
0&1
0
0
1
0
1
1
1
0&1
0
0
0
0
0
0
0
0
0
0&1
0
0
?
0&1&2
0&1
0&1&2
0
0
0&1
0
2
0&1
?
2
0&2
?
0
?
0
0
0
0&1
0&2
0&2
0
0
0
?
0&1&2
0&1&2
0&2
0&1
0
0
0
0
0&1&2
2
0&2
0&1&2
0&2
2
?
0&1&2
0&1
0
0&1
0&2
0&1
0&1
0
0
2
0&1
0&1&2
0&2
0&1
0
0
0
0
0&1
?
0&2
0&2
1&2
2
?
0&1&2
0&1
0&1
0&1
0&1&2
0
0&1&2
0
0&1
0
0
1&2
0&1
0
2
1&2
1
1
0&1
1
1
0
1&2
1
1
1&2
1&2
1&2
1&2
0&1
1
1&2
0&1
1&2
1
0
0
0&1
0
0
0
0&1
0
0
0
0&1
0
1
0&1
?
0
0
0
0
0&1
0
0&1
0
0&1
1
1&2
2
1
1&2
1
1
1&2
1&2
2
2
2
1
1&2
1
1
1&2
1
1&2
1
1&2
1
1&2
1
1&2
1
1
0&1
1
0
0
0
1
0&1
1
0
1
0&1
1
0&1
1
1
0&1
0&1
0&1
1
0&1
0&1
0&1
1
1
0
0
0
0
0
0
0&1
0&1
0&1
1
0&1
0&1
0
0&1
?
0
0
0
0
0&1
0
0&1
0
0
1
OTAVIPITHECUS
CBH
Genus
567
568
Appendix D. (Continued).
Genus
LMR
WRIN
RAMA
RAMP
PCF
OBL
ITT
STT
RTS
ITS
DIG
0&1
0
0&1
0
0
0
0&1
1
0
0
0&1
0
0&1
1
?
0
0
0
0
0&1
0
0&1
0
0
0
0
1&2
0
0
0
0
0
0
0
0
0
0
0&1
0
?
0
0
0
0
0
0
0
0
0
0
1
1
2
0
0
0
1
0
0&1&2
?
1&2
0&1
0&1&2
1&2
?
0
0
0
0
0&1
2
1&2
0&1
0
1
0&1
1
0&1
0&1
0&1
1
1
1
0&1
?
1
1
?
0
0
1
1
1
1
?
?
0&1
?
?
1
0&1
0&1
0&1
1
1
1
0
0&1
0&1
?
0
0
?
0&1
0
0&1
1
1
1
?
0
0&1
1
0
1
1
1&2
1&2
1&2
1&2
1&2
1&2
1&2
1&2
?
2
1&2
?
2
1
1&2
0&1
1
0&1
1&2
1&2
1&2
2
1
1
0&1
0
0&1
0
0
0
?
0
0
?
?
0
0
0
0
0
0
0
0&1
0
0
0&1
0
?
0
1&2
2
2
1
1
1
1&2
0
1&2
?
2
1&2
1
0&1
0
0&1
0&1
0&1
0&1
1&2
0
0&1
0
0&1
1
1
1&2
1
1
1
1
1&2
0
1
?
1
1
1
0&1
0
1
1
1
1
1
1
1&2
1
1
1
1
1
1
0&1
0&1&2
0&2
1
?
1
?
1
1
0&2
1
?
0&2
0&2
0&2
0&2
1
0
0&2
0
0&2
2
0&1
1
1
0&1
0&1
0&1
0&1
?
0&1
?
1
1
?
0
0
0
0
1
0&1
0&1
0
0
0
?
0
1&2
1&2
0
1
0&1
1
1
1
0&1
?
1
0&1
1
0&1
1
1
1
1
1
1
1
1
1
1
1
.
Pan
Gorilla
Pongo
Hylobates
Propliopithecus
Aegyptopithecus
Ouranopithecus
Oreopithecus
Dryopithecus
Griphopithecus
Lufengpithecus
Sivapithecus
Napak Material
Afropithecus
Turkanapithecus
Dendropithecus
Micropithecus
Kalepithecus
Limnopithecus
Kenyapithecus
Rangwapithecus
Proconsul
Nyanzapithecus
Simiolus
Otavipithecus
SEXT
Appendix D. (Continued).
GGF
ISHP
I1_I2
CSHP
CHT
P3SHP
P3HT
P3_P4
MSHP
MBF
CORPR
Pan
Gorilla
Pongo
Hylobates
Propliopithecus
Aegyptopithecus
Ouranopithecus
Oreopithecus
Dryopithecus
Griphopithecus
Lufengpithecus
Sivapithecus
Napak Material
Afropithecus
Turkanapithecus
Dendropithecus
Micropithecus
Kalepithecus
Limnopithecus
Kenyapithecus
Rangwapithecus
Proconsul
Nyanzapithecus
Simiolus
Otavipithecus
0&1
0&1
0
0&1
0&1
0&1
1
0
1
?
1
0&1
1
0&1
1
1
1
0&1
0&1
0&1
0
1
0
1
0
1
1
1
1
1
0&1
1
1
1
?
1
1
1
1
1
0&1
1
0&1
0&1
1
1
0&1
0
1
1
3
3
3
3
0
0
2
3
1
?
0
3
1
2
?
1
0
?
1
1
1
0
?
1
?
4
2
4
3
2
3
2
3
1
?
3
1
?
0
?
3
?
?
4
?
4
2
?
3
?
1
1
1
1
1
1
1
2
1
1
0
1
?
1
?
1
1
1
1
1
2
1
?
1
?
2
2
2
2
2
2
2
2
2
0
2
?
?
0
?
2
2
2
2
1
2
2
?
2
?
0
0
0
0
0
0
0
1
0
0
0
0
0
0
1
0
0
0
0
0
0
0
0
0
?
0
1
1
0
1
1
1
1
1
?
1
1
3
1
?
1
1
2
1
2
1
1
1
1
?
0
0
0
0
0
0
0
0
0
0
0
0
?
2
?
0
0
?
0
0
2
1
?
0
?
2
2
2
2
3
2
2
1
2
2
2
2
2
2
1
2
1
2
2
2
1
2
0
1
2
2
2
2
2
1
1
2
2
2
?
2
2
1
1
?
2
2
2
2
2
2
2
2
2
0
1
1
1
1
1
1
1
3
1
?
1
1
?
0
1
1
1
1
1
3
1
1
2
?
1
OTAVIPITHECUS
IDG
Genus
569
570
.
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