11
INTRODUCTION
BY SAMUEL BENDECK SOTILLOS
“[The human individual’s] situation is like this: an angel’s wing was
brought and tied to a donkey’s tail so that the donkey perchance might also
become an angel, thanks to the radiance of the angel’s company.”1
“By God, you were born from His Attributes in the first place: Now
return to His Attributes”2 – Rūmī
That after eight hundred years the enduring influence of a thirteenth
century Persian mystic of the Islamic tradition such as Rūmī (1207-1273),
described as the “`most popular poet in America” or that UNESCO, a division of the United Nations, declared the year 2007 as the “Year of Rumi”
is a remarkable confirmation of the timeless relevance of traditional wisdom. While the world in the post-9/11 era is quite a different place from
the one that Rūmī lived, his message still recalls anew the immutable and
eternal truths that are neither of the East or West. Regardless of the xenophobia and the myriad predicaments confronting within and without the
contemporary human psyche, Rūmī has entered the global marketplace and
become an icon of popular culture in order to satiate the spiritual hunger
that longs for an alternate world and Reality altogether.3 Rūmī, a magisterial
Sufi, understood well that esoteric knowledge could never be a commodity
for mass consumption as it has become today: “[T]hey [the masses] are not
open to receive them [things of a transcendent order]; God has set a seal
upon their ears and eyes and hearts. Their eyes see things other than as they
truly are….4 Their ears hear things other than as they truly are…” , thus,
“The world is ill in its confusion”.5
There are fewer figures of the ancient world more misunderstood than
Rūmī and by the same token when examined alongside the Enneagram or
the Presence of God (wajh Allah), one can again see how esoteric knowledge is repeatedly misappropriated by popular culture to be reinterpreted
in a new guise that is often misleading if not altogether contrary to its original source. In regards to the nine pointed symbol of the Enneagram, it is
necessary to recall: “[T]he Enneagram is being popularized in America and
used as a new psychological parlor game—‘Want to find your Self? Take
a number!’—which is very unfortunate.”6 This myopic way of approaching
both Rūmī and the Enneagram, if not the whole of the sapiential traditions,
has further obscured “The Elephant in the Dark”:
Rumi’s Original Sufi Enneagram 12
Some Hindus had brought an elephant for exhibition and placed it in
a dark house. Crowds of people were going into that dark place to see the
beast. Finding that ocular inspection was impossible, each visitor felt it
with his palm in the darkness. The palm of one fell on the trunk. ‘This
creature is like a water-spout,’ he said. The hand of another lighted on the
elephant’s ear. To him the beast was evidently like a fan. ‘I found the elephant’s shape is like a pillar,’ he said. Another laid his hand on its back.
‘Certainly this elephant was like a throne,’ he said.7
In effect all of the parts of the elephant correspond to the transcendent
unity of religions, which acknowledges both the outer and inner dimension
of religion. What is shrouded by many popularizers of spirituality is the
mistaken notion that the “elephant” of Truth is perceivable as disconnected
from the outer dimension of religion. The perception of the “elephant” requires, at least in light of the perennial philosophy, both exoteric and esoteric dimensions in order for it to be fully perceived. Al-Hujwīrī (d. 1071)
articulates the complementary facets of the inner (bātin) and outer (zāhir)
dimensions of Islam: “The exoteric aspect of Truth without the esoteric is
hypocrisy, and the esoteric without the exoteric is heresy. So, with regard
to the Law, mere formality is defective, while mere spirituality is vain.”8
Rūmī provides an astute statement on this theme, “If they do not show respect outwardly, it becomes known that inwardly they are impudent and
do not respect the men [and women] of God.”9
SUFISM AND THE NINE POINTED SYMBOL IN THE MODERN WEST
The popularization of both Sufism (tasawwuf) and the Enneagram in
the modern West share several significant features which can be traced back
to key individuals. To understand the fullness of how religion and spirituality have come be interpreted in the present era, requires knowledge of
the theoretical antecedents that have shaped these developments. The Enneagram became primarily known in the West through contact made with
the Naqshbandī Sufi order, attributed to the founder of the order Bahā adDīn Naqshband Bukhari (1318-1389). It was G.I. Gurdjieff (1877-1949)
who had contact with Shaykh Abd Allah al-Faiz ad-Daghestani (18911973) of the Naqshbandī Sufi order and learned about the Enneagram
through this encounter.10
Some have also suggested the influence of the Medieval Christian
philosopher Ramón Lull (1232-1315) and the German Jesuit scholar
Athanasius Kircher (1601-1680), who published Arithmologia in 1965,
containing the Enneagram on the frontispiece of the volume, to have in-
13 Introduction
fluenced Gurdjieff’s ideas on the nine pointed symbol of the Enneagram.11
Gurdjieff is reported to have alluded to the primacy of the Naqshbandī Sufi
order in understanding the fullness of Islamic spirituality, “‘If you really
want to know the secrets of Islam,’ he [Gurdjieff] said, ‘you will find them
in Bokhara.’ This is equivalent to saying you will find them if you can find
the centre of the Naqshbandi.”12 Gurdjieff in turn introduced the Enneagram
to his Russian pupils in Moscow and Saint Petersburg in 1916. So central
was the Enneagram to Gurdjieff’s teaching that an important disciple expressed the following: “I think you will agree that if we could only establish
where Gurdjieff found the Enneagram, we would understand where he
found what is most important about the content of his teaching. It would
tell us where he found that which is missing in the Western Tradition.”13
Several noteworthy disciples and disciples of disciples within the Fourth
Way system who brought the Enneagram to wider audiences are: P.D. Ouspensky (1878-1947), J.G. Bennett (1897-1974) and Rodney Collin (19091956).
Ouspensky authored the first book making note of the Enneagram to
those outside the Gurdjieff teaching in his, In Search of the Miraculous:
Fragments of an Unknown Teaching published in 1949. Rodney Collin, a
British disciple of Ouspensky’s made the Enneagram not only more known
in the English speaking world but also in the Spanish speaking world with
his book The Theory of Celestial Influence (El Desarrollo de la Luz) published in 1952. (A curious relationship exists between Collin relocating to
Mexico and the formulation of Oscar Ichazo’s Arica Institute or Instituto
de Gnoseologia in 1968 in Chile, which deserves more attention). Some
three decades later, in 1983, Bennett released his own work on the subject
under the title, Enneagram Studies.14
After Gurdjieff’s passing, Idries Shah (1924-1996) self-proclaimed
“Grand Sheikh of the Sufis”15 came onto the scene and directly appealed
to the followers of Gurdjieff. It was in 1961 through the appearance of an
article “Solo to Mecca” by Omar M. Burke, authored under what many
suggest to be one of the various pseudonyms of Idries Shah,16 attracted
Fourth Way students due to its similitude to Gurdjieff’s teaching.17 It was
an early disciple of Ouspensky and old friend of Bennett’s from Military
Intelligence, Reginald Hoare, who had read this article and suggested to
Bennett that he meet Idries Shah. Hoare was convinced that Shah had been
in contact with the similar esoteric knowledge of the Khwajagan that Gurdjieff encountered in Central Asia. Bennett recalls the letter that he received
from Hoare regarding the appearance of Idries Shah,
Rumi’s Original Sufi Enneagram 14
With his letter he enclosed a newspaper cutting describing a visit
made by the author to a sanctuary in central Asia in which he had found
a teaching that was unmistakably of the same origin as much that we had
learned from Gurdjieff. This letter prepared the way for the announcement
that Reggie and three or four other old friends and fellow-pupils [of Ouspensky] had met Idries Shah, who had come to England to seek out followers of Gurdjieff’s ideas with the intention of transmitting to them
knowledge and methods that were needed to complete their teaching.18
Bennett’s first meeting with Idries Shah occurred in 1962, and was
somewhat of a disappointment to Bennett, “Our first impressions were unfavourable.”19 Yet Bennett continued to meet with Shah regularly as he remained hopeful that Shah was indeed an authentic emissary of what
Gurdjieff had called “The Inner Circle of Humanity”, particularly because
Hoare “verified his credentials”.20 Bennett elaborates further: “Knowing
Reggie to be a very cautious man, trained moreover in assessing information by many years in the Intelligence Service, I accepted his assurances
and also his belief that Shah had a very important mission in the West that
we ought to help him to accomplish.”21 Hoare also emphasized that Idries
Shah had inner knowledge on the Enneagram that superseded what they
had learned from Ouspensky: “Reggie attached special significance to what
Shah had told him about the Enneagram symbol and said that Shah had revealed secrets about it that went far beyond what we had heard from Ouspensky.”22
Shah’s attempt to present the Fourth Way teaching of Gurdjieff within
the fold of Sufism is clear for all to see: “G.I. Gurdjieff left abundant clues
to the Sufic origin of virtually every point in his ‘system’; though it obviously belongs more specifically to the Khagjagan (Naqshbandi) form of
the dervish teaching.”23 Bennett while being a teacher himself and having
his own students was still determinedly seeking for a guide after Gurdjieff’s
death. When Bennett learned that Idries Shah had identified himself as the
spiritual Pole or Qutb of this age, and that he had claimed to be a representative of the “Invisible Hierarchy” and the Khwajagan of Central Asia
where the Naqshbandī Sufi order is said to originate, Bennett fell under his
influence. Bennett writes, “I had seen enough of Shah to know that he was
no charlatan or idle boaster and that he was intensely serious about the task
he had been given.”24 In 1966 Shah’s efforts to undermine Gurdjieff and
simultaneously subsume his mantle reached their zenith through the publication under a pseudonym who some suggest was prepared by Idries
Shah’s brother, Omar Ali Shah (1922-2005), under a pen-name of Rafael
Lefort, The Teachers of Gurdjieff. In this book the alleged Lefort describes
15 Introduction
a trip to the Near East and Central Asia in search of the original sources of
the Gurdjieff’s teaching by way of describing not only his own encounter
with the Naqshbandī but also entering into this Sufi order. Thus drawing a
conclusion for the reader that postulates Shah’s brand of Sufism originating
in and being a continuation of the Sarmoung Brotherhood or the Khwajagan
of Central Asia.
Oscar Ichazo (b. 1931), the founder of the Arica Institute originally
claimed to be a “Sufi Master” either by his own admission or likely by his
student Claudio Naranjo (b. 1932). In an early book presenting firsthand
descriptions of the teachings of the Arica Institute and the Enneagram,
Transpersonal Psychologies published in 1975, gives the overall depiction
that Ichazo’s system had Sufi origins.25 Ichazo asserts that while he studied
with various Sufi orders such as the Suhrawardī, Bektāshī and the Naqshbandī, the Arica Institute is not attributed to Sufism.26 By the same token
although Ichazo first qualified his knowledge of Sufism and the Enneagram
to the “School of the Bees” the same source of Gurdjieff’s teaching, he
later denied that the Arica Institute is in anyway linked to Gurdjieff or the
Fourth Way system. Ichazo asserts, “I found the enneagon before reading
Gurdjieff.”27 With this said, Naranjo has verified that Ichazo on several occasions alluded to his affiliation with the Sarmouni: “As we worked with
Oscar [Ichazo], I had no doubt about regarding him as a link with that tradition which had been the main element in Gurdjieff’s own background.”28
Yet Ichazo later denounced Gurdjieff’s influence upon the formation of the
Arica system, as Naranjo informs us, “Originally Oscar Ichazo claimed
that the enneagram was passed on to him orally by the Sarmouni, a Sufi
brotherhood. In a recent interview, he said that he had never met a single
Sufi who knew about the enneagram.”29 In an interview Ichazo suggests to
the primacy of the Enneagram within the Arica teaching: “Every manifestation can be divided into nine points—anything.”30 This is very similar to
Gurdjieff’s own affirmation on the Enneagram: “Everything can be included and read in the enneagram.”31
Similarly, we must note Idries Shah’s influence upon “distinguished
Professor Claudio Naranjo”,32 as Naranjo writes: “I should interpolate here
for the sake of context that, as many who were deeply affected by the Gurdjieff heritage, I had been disappointed in the extent to which Gurdjieff’s
school entailed a living lineage. I had turned in my search towards Sufism
and had become part of a group under the guidance of Idries Shah”.33 Although Shah only references the Enneagram to our knowledge in one
book,34 he was a key source for the popularization of Sufism in the West
which has filtered into modern psychology and was only strengthened with
Rumi’s Original Sufi Enneagram 16
Naranjo being one of his students.
In summarizing the nexus of relationships gravitating around the events
that have lead to the popularization of Sufism and the Enneagram in the
modern West, we have Gurdjieff at the center; this is especially the case
with the Enneagram. It was then through the writings of Ouspensky, Collin
and Bennett that the Enneagram reached those outside the Gurdjieff circles.
Likewise it was through the Fourth Way teachings of Gurdjieff and his students that Oscar Ichazo and Claudio Naranjo came to learn about the Enneagram and likely some facets of Sufism. Ichazo further elaborated on the
Enneagram to some degree to Naranjo and Naranjo then developed the Enneagram of personality types and went on to teach it to his students who
then disseminated the Enneagram en masse.35 The suggestion that Gurdjieff’s teaching originated with the Khwajagan of Central Asia consequently
brought significant confusion to many seekers trying to find Islamic esoterism within Gurdjieff’s Forth Way teaching.36 It was after all, this notion
that led Bennett to Idries Shah and similarly Naranjo first to Oscar Ichazo
and then to Idries Shah. Although Gurdjieff’s system has assimilated certain
facets of Sufism, Gurdjieff himself challenges this assertion: “[T]he teaching whose theory is here being set out is completely self-supporting and
independent of other lines and it has been completely unknown up to the
present time.”37 Here we have in a nutshell the constellation of relationships
that have made both Sufism and the Enneagram known to the modern West.
In mentioning Idries Shah, we need to recall that it has been considerably demonstrated that Shah’s brand of Sufism is highly distorted and does
not reflect the authenticity of traditional Islamic spirituality. Professor Annemarie Schimmel (1922-2003) provides her appraisal on Idries Shah:
He has no scholarly background, and his ramblings combine things
which can really not be brought together; historical interest is nil, and accuracy very limited … I am willing to accept a genuine Sufi, who is not
a scholar but has a deep experience, if his words radiate truth and honesty,
even though he may be unable to express himself in an ‘academic’ style;
that is not the problem; but I cannot accept Idries Shah’s claims which
are mere pretensions.38
Elsewhere Schimmel writes: “Idries Shah, The Sufis [1964], as well as
his other books, should be avoided by serious students.”39 Much of Shah’s
work has entered both the Human Potential Movement and the New Age
Movement, including modern psychology most notably within the humanistic and transpersonal orientations and remains a central introductory
17 Introduction
source on Sufism for seekers in the contemporary West.
IN SEARCH OF THE REAL RŪMĪ
Although Jalāl al-Dīn Rūmī was a universalist in that he acknowledged
the transcendent unity of religions, it is barely stressed that he was both
pre-eminently a Sufi and a Muslim. This ecumenical spirit of Rūmī was
demonstrated by the Christians and Jews, also known as Ahl al-Kitāb or
“People of the Book,” who gathered for Rūmī’s funeral procession in order
to honor him. What is overlooked is that the universal message of Rūmī
which attracts so many is in fact a mirror reflection of the universal dimensions of Islam itself. For instance take the following passages as an example
of this universal message abiding at the heart of Islam: “Every nation has
its Messenger” (10:47) or the ensuing:
Unto every one of you We have appointed a [different] law and way
of life. And if God had so willed, He could surely have made you all one
single community: but [He willed it otherwise] in order to test you by
means of what He has vouchsafed unto you. Vie, then, with one another
in doing good works! Unto God you must all return; and then He will
make you truly understand all that on which you were wont to differ.
(Koran 5:48)
Perhaps no quotation of Rūmī’s has been more misunderstood than the
following one, which has unfortunately been exploited to support the false
notion that he was not a Muslim but a Sufi, and that as a Sufi he had no religion as such:
I am neither Christian nor Jew nor Parsi nor Muslim. I am neither of
the East nor of the West, neither of the land nor of the sea…. I have put
aside duality and have seen that the two worlds are one. I seek the One,
I know the One, I see the One, I invoke the One. He is the First, He is the
Last, He is the Outward, He is the Inward.40
Again, although Rūmī’s mystical awareness transcends the limits of
the rational mind, we cannot overlook that this oneness is at the heart of
the credo of Islam found within its first testification (shahādah) of the Islamic faith, Lā ilāha illa 'Llāh, “There is no god but God” (and the second
testification being specific to Islam, Muhammadun rasūlu Allāh, “Muhammad is the messenger of God.”) Another verse that has equally brought
misunderstanding is Rūmī’s adherence to both a given spiritual form and a
Rumi’s Original Sufi Enneagram 18
universal perspective:
Beyond Islam and unbelief there is a ‘desert plain’.
For us, there is a ‘yearning’ in the midst of that expanse.
The knower of God who reaches that plain will prostrate in prayer,
For there is neither Islam nor unbelief, nor any ‘where’ in that
place.41
We could additionally include another example:
Cross and Christians, from end to end,
I surveyed; He was not on the Cross.
I went to the idol-temple, to the ancient pagoda;
No trace was visible there.
I went to the mountains of Herāt and Candahār;
I looked; He was not in that hill-and-dale.
With set purpose I fared to the summit of Mount Qāf;
In that place was only the ‘Anqa’s habitation.
I bent the reins of search to the Ka’ba;
He was not in that resort of old and young.
I questioned Ibn Sīnā of his state;
He was not in Ibn Sīnā’s range.
I fared towards the scene of “two bow-lengths’ distance”;
He was not in that exalted court.
I gazed into my own heart;42
Rūmī summarizes with brevity the inner dimension of all faiths:
“Love’s creed is separate from all religions: The creed and denomination
of lovers is God.”43 Two additional examples are, “From the transcendent
viewpoint, all religions are one, and a hundred thousand years and a single
hour are one.”44 and, “Every prophet and every saint has his own spiritual
method, but it leads to God: All are one.”45 Although Rūmī is universalist
in his spiritual hermeneutics he remains grounded within his own tradition
of Islamic spirituality based on the Koran and the Prophet Muhammad,
while at the same time acknowledging the One Truth hidden in all of the
diverse revelations, as confirmed in the following quatrain:
I am the servant of the Qur’an as long as I have life.
I am the dust on the path of Muhammad, the Chosen one.
If anyone quotes anything except this from my sayings,
19 Introduction
I am quit of him and outraged by these words.46
For those whose minds are impervious to the mystical dimension of
the Koran, Rūmī has the following message:
The Koran is like a bride. Although you pull the veil away from her
face, she does not show herself to you. When you investigate the Koran,
but receive no joy or mystical unveiling, it is because your pulling at the
veil has caused you to be rejected. The Koran has deceived you and
shown itself as ugly. It says, “I am not that beautiful bride.” It is able to
show itself in any form it desires. But if you stop pulling at its veil and
seek its good pleasure; if you water its field, serve it from afar and strive
in that which pleases it, then it will show you its face without any need
for you to draw aside its veil.47
That Rūmī had the highest regard for the Prophet Muhammad is visible
in his Fīhi mā fīhi: “Know now that Muhammad is the guide. Until a man
first comes to Muhammad he cannot reach unto Us.”48 Also, “Muhammad
does not have a state in which a stinking creature like you is not contained!”49 Furthermore, Rūmī emphasizes Prophet Muhammad’s role in establishing an unbroken chain (silsilah), which if it were not for the Prophet
no Sufi order would exist: “God’s way is exceeding fearful, blocked and
full of snow. He [the Prophet Muhammad] was the first to risk his life, driving his horse and pioneering the road. Whoever goes on this road, does so
by his guidance and guarding. He discovered the road in the first place and
set up waymarks everywhere”.50 Rūmī, as is revealed in the Koran, indicates that the Prophet Muhammad represents both the continuation and the
return to the primordial monotheism of Abraham: “Any seals which the
Prophets of the past left in place have been taken off by the religion of
Muhammad.”51 To the surprise of many, Rūmī speaks of orthodoxy and is
far from ever being accused of being narrow-minded: “The (right) thought
is that which opens a way: the (right) way is that on which a (spiritual) king
advances”.52
The following lines from Rūmī are often cited in an effort to demonstrate how modern science or rather scientism (the reduction of Reality to
what can be exclusively verified through the five senses) and in this case
evolutionary theory can be proven through the wisdom of the ages, yet this
could not be further from the truth.53 Rūmī is speaking here to the original
Unity underlying all phenomena and not the evolutionism (the notion that
the greater can derive from the lesser) of modern science:
Rumi’s Original Sufi Enneagram 20
I died as mineral and became a plant,
I died as plant and rose to animal,
I died as animal and I was a man.
Why should I fear? When was I less by dying?
Yet once more I shall die as man, to soar
With angels blest; but even from angelhood
I must pass on: all except God doth perish.
When I have sacrificed my angel soul,
I shall become what no mind e’er conceived.
Oh, let me not exist! For Non-existence
Proclaims in organ tones, ‘To Him we shall return.’54
Rūmī expresses his own thoughts on poetry, which warrants much attention to clarify the notion that he was first and foremost a poet rather than
a spiritual master who used poetry as a teaching modality:
One of my traits is that I do not like to distress anyone…. I am so
concerned to please others that when these friends come to visit me, I
dread the thought that they might become bored. So I recite poetry to
keep them busy. Otherwise, what have I to do with poetry? By God, I detest poetry. In my eyes, there is nothing worse…55
Elsewhere Rūmī emphasizes:
What is poetry that I should boast of it,
I possess an art other than the art of the poets.
Poetry is like a black cloud; I am like the moon hidden behind its
veil.
Do not call the black cloud the luminous moon in the sky.56
THE QUANDARY OF MODERN PSYCHOLOGY
From its inception through the events of the so-called Enlightenment that occurred in Europe during the 17th and 18th centuries, modern
psychology has fundamentally repudiated its roots in the spiritual domain.
In cutting itself off from the sacred it has become an illegitimate “science
of the soul” as it denies the very reality that it allegedly attempts to address.
The time seems to have come when psychology must discard all reference to consciousness; when it need no longer delude itself into thinking
that it is making mental states the object of observation.... This suggested
21 Introduction
elimination of states of consciousness as proper objects of investigation
in themselves will remove the barrier from psychology which exists between it and the other [modern] sciences.57
In no longer viewing the human state in divinis or as the intersection
the human and the Divine, has had irrevocable consequences upon the entire way that Reality was perceived in the premodern or traditional world.
These events have led to the promethean and narcissistic characteristics
that define the present era.
To begin with I must say that practically never in history has psychology stood at so low a level as at the present time. It has lost all touch
with its origin and its meaning so that now it is even difficult to define
the term “psychology”: that is, to say what psychology is and what it studies. And this is so in spite of the fact that never in history have there been
so many psychological theories and so many psychological writings. Psychology is sometimes called a new science. This is quite wrong. Psychology is, perhaps, the oldest science, and, unfortunately, in its most essential
features a forgotten science.58
The negative synopsis of the human condition tends to be a predominant feature within modern psychology, as disclosed by the founding father
of psychoanalysis Sigmund Freud (1856-1939) whose aim was: “[T]ransforming your hysterical misery into common unhappiness.”59 Meanwhile
some have also suggested the same about the Enneagram of personality
types, “This pathological view of ordinary human nature is pervasive.”60 It
is this negative and dehumanizing outlook that unfortunately frames much
of modern psychology: “I am still haunted by the reality, however, that humans—and I mean practically all humans—have a strong biological tendency to needlessly and severely disturb themselves and that, to make
matters much worse, they also are powerfully predisposed to unconsciously
and habitually prolong their mental dysfunctioning and to fight like hell
against giving it up.”61 The Diagnostic and Statistical Manual of Mental
Disorders (DSM), which has long been considered the “bible” for psychiatrists and psychologists, now in its fifth edition, is another example of
modern psychology’s quandary. Despite the fact that it attempts to procure
empirical evidence for a panacea, it in the meantime haphazardly diagnoses
and medicates human individuals in the name of treatment on a mass scale,
without realizing that this crisis, rather than being “The Elephant in the
Dark”, is the spiritual sickness that has been brought about by modernism.
“Psychoanalysis is a characteristic expression of [modern] Western man’s
Rumi’s Original Sufi Enneagram 22
spiritual crisis, and an attempt to find a solution.”62 Although there are now
more inclusive forms of modern psychology they are constructed on the
erroneous foundation of their predecessors, no matter how positive we
might wish to frame it: “Freud [through psychoanalysis and Watson
through behaviorism] supplied to us the sick half of [modern] psychology
and we must now fill it out with the healthy half.”63
Modern psychology for the most part begins and ends with the point
of view of the empirical ego. This however is not the case with the integral
psychologies of the perennial philosophy. In essence, the identification with
the empirical ego is the root of the problem and this is why modern psychology’s emphasis on ego development is precarious, if not altogether erroneous according to the perennial philosophy: “All unhappiness is due to
the ego”64 or “the ego—the cause of all misery”.65 Rūmī makes this clear,
“Concern yourself not with the thieflike ego and its business.”66 The empirical ego or self cannot leap beyond itself; it requires what is beyond its
own point of view.
Western and profane psychology…the supposed unity of the ‘self’
[or empirical ego]…is a fragmentary unity, since it refers to a part of the
being only, to one of its states taken in isolation and arbitrarily from
among an indefinite number of others (and this state, too, is far from being
envisaged in its integrality), while on the other hand this unity, even if
only considered in reference to this special state, is as relative as possible,
since this state is itself composed of an indefinite number of diverse modifications.67
The inclusion of the spiritual domain within modern psychology is a
definitive step in reconciling the mishaps of the beginnings of modern psychology that for the most part pathologized spirituality. In fact a key representative of this broader interpretation of modern psychology has made
an indispensable observation that many within psychology today can
greatly benefit from:
I should like to call attention to the following facts. During the past
thirty years, people from all the civilized countries of the earth have consulted me…. Among all my patients…there has not been one whose problem in the last resort was not that of finding a religious outlook on life. It
is safe to say that every one of them fell ill because he had lost that which
the living religions of every age have given to their followers, and none
of them has been really healed who did not regain his religious outlook.68
Even though modern psychology has come a long way in acknowledg-
23 Introduction
ing the Spirit and its role in establishing integral health and well-being, as
demonstrated: “Healing may be called a religious problem.”69 However,
the inclusion of the transpersonal within modern psychology has also presented other challenges such as psychologism and New Age thought to identify a few. “[T]wo special evils. One consists in psychologizing the spiritual
life (‘reducing’ it to psychology with nothing left over). The other evil consists in mistaking widespread, popular perversions of the spiritual life for
the real thing, thus often providing incisive analyses of something which
is familiar though incorrectly labeled. This mistake has lent support to the
reductionist error”.70
To make an important distinction between modern psychology and Sufi
psychology, like all integral psychologies is linked to a Divinely revealed
religion. It is the spiritual domain alone that possess the breadth and depth
of what psychology as a “science of the soul” requires. Since it is often forgotten, we must recall anew the etymological root of the English word “religion” is from the Latin religare, meaning to “to re-bind,” or “to bind back”
by implication to the Divine or the Supreme Identity that is at once transcendent and immanent. Modern psychology, in its more open-ended expressions—humanistic and transpersonal psychology—tends to diminish
or disregard the outer dimension of spirituality accepting only the esoteric
or mystical dimensions which are founded on the direct experience of the
Absolute while failing to recognize such esoterism as fundamentally orthodox. They do not grasp that this is not a spiritual possibility. “[O]rganized religion can actually function as a grave impediment for any serious
spiritual search, rather than an institution that can help us connect with the
divine.”71 We can see this position in the writings of the father of American
Psychology William James (1842-1910) and C.G. Jung (1875-1961), including Abraham H. Maslow (1908-1970), who were all instrumental in
the formation of both humanistic and transpersonal psychology. We might
refer to the following words by Rūmī with regard to those who adopt a pick
and choose model selecting bits and pieces from the sapiential traditions:
“Alter yourself, not the Traditions: abuse your (dull) brain, not the rosegarden (the true sense which you cannot apprehend)”.72
The conundrum that modern psychology and contemporary interpreters
of the Enneagram must face is that they cannot solve the enigma of human
identity with a viewpoint fixed in the empirical ego. Again, “the ego is
error: it is a principle of illusion”.73 In clinging to one’s relative identity,
one loses sight of the Supreme Identity that is hidden in the innermost center of the human individual.
Rumi’s Original Sufi Enneagram 24
HUMAN COMPLETION ACCORDING TO ISLAMIC SPIRITUALITY
Essential to understanding any of the sapiential traditions is that they
are not a man-made system; they originate in a supra-individual source.
With regard to Sufism it is contains three facets: the Law (sharī’ah), the
Path (tarīqah) and the Truth (haqīqah). In this connection Sufi’s refer to
the saying of the Prophet Muhammad: “The Law is my words, the Way is
my works, and the Truth is my inward states.” For those who presume that
Rūmī has thrown morality and metaphysics to the winds, we point out:
“The Law is like a lamp: It shows the way. Without a lamp, you will not be
able to go forward. When you enter the path, your going is the Way. And
when you reach the goal, that is the Truth.”74 Sufism devoid of sharī’ah,
leaving only tarīqah and haqīqah is no longer Sufism: “[T]he Law is not
the cloak or the symbol of haqīqa, of a hidden truth that might be reached
by transgression. It is the haqīqa”.75 This is also apparent in the Koranic
verse, “Enter houses by their doors” (2:189). To disregard the exoteric dimension of a religion in favor of its esoteric dimension is to enter the houses
of the Spirit through their back doors, which is a betrayal of Spirit. This is
a core challenge that contemporary spiritual approaches face, especially
the ones appealing to consciousness expansion. A hallmark of this outlook
is situated in the confusion of the psychic with the Spirit. It is through participating in the fullness of an integral tradition that one’s lower soul may
be transmuted, as Rūmī illustrates: “When you become straight, all those
crookednesses will disappear.”76
Each of the spiritual traditions recognizes that the human microcosm
is a reflection of the macrocosm. This important interrelationship between
the human and cosmic order is articulated in the well-known Hermetic
axiom of the Emerald Tablet, “As above, so below”. While this not only
challenges but contradicts the widespread notion that the human individual
is a tabula rasa, we might look at it from another point of view to see that
the sapiential traditions make a tabula rasa out of the human individual in
the Absolute. Rūmī articulates this doctrine of correspondences:
Therefore in outward form thou art the microcosm,
While in inward meaning thou art the macrocosm.77
“Sufi psychology, like everything else in Sufism, is based on Koranic
ideas—the ideas on the nafs, the lowest principle of man…. Higher than
the nafs is the qalb, ‘heart,’ and the rūh, ‘spirit.’”78 In acknowledging the
integral psychology found within the spiritual traditions, one can allow
25 Introduction
each domain—the psychic and the Spirit—to function in their respective
levels without confusing them. The confusion of levels is unfortunately a
problematic feature of modern psychology. “This confusion moreover appears in two contrary forms: in the first, the spiritual is brought down to
the level of the psychic...in the second, the psychic is...mistaken for the
spiritual”.79 Rūmī confirms: “The soul is one thing, and the spirit is another.”80 It goes without saying that the lower is included in the higher, the
human microcosm consisting of Spirit/Intellect, soul and body requires all
of these facets to be complete, however what cannot be forgotten is that
the lower is subordinate to higher. Rūmī makes this clear: “Only a knowledge that comes directly from Him can take one to Him.”81
In the same way that contemporary interpretations of the Enneagram
have distorted this sacred symbol, so too has the spiritual message of Rūmī
been distorted. It is in the traditional interpretation of the spiritual path that
the inner dimension of both Rūmī and the Enneagram come alive.
Sufi psychology could then be defined as “the science of the transformations undergone by the spirit in its journey to God.” One must remember, however, that this science bears no resemblance to “psychology”
as known in the West today. For in Rūmī’s terminology, modern psychology is based totally upon the ego’s study of itself. But the “ego” (nafs) is
the lowest dimension of man’s inward existence, his animal and satanic
nature. Only God or the spirit can know the spirit…. Ultimately the ego
cannot even know itself without a totally distorted viewpoint, for it gains
all of its positive reality from the spirit that lies above and beyond it.82
In varying ways each of the sapiential traditions has outlined a corresponding doctrine of human identity in divinis, which recognizes the integral relationship between the human state and the Divine. The Koran
declares, “We are nearer to him than his jugular vein” (50:16). This is why
it has been said that to know oneself is to know the Divine. As the Prophet
Muhammad has confirmed: “He who knows himself knows his Lord.”83 In
contradistinction, Kabīr (1398-1518) asserted, “He who knoweth not himself is mad”.84 Identity itself belongs to the Divine and thus the mystery of
human identity cannot be resolved without the inclusion of what transcends
egoism. Rūmī astutely writes: “The idol of your self is the mother of (all)
idols...”85 True identity lies beyond one’s relative identity. What is unanimous about the doctrine of identity is the process of thought in forming
identity, as articulated in the Ashtavakra Gita, “You are what you think.”86
or in the Dhammapada, “All that we are is the result of what we have
thought”.87 In order to fully comprehend what is meant by both of these
Rumi’s Original Sufi Enneagram 26
profound teachings requires discernment between the relative and the Absolute or the horizontal and the Vertical.
Perhaps the quintessence of Hinduism or the sanātana dharma is exemplified by Vedantic metaphysics, tat tvam asi, “thou art That” and in
Islam the tenth-century Sufi Mansūr al-Hallāj (858-922) who pronounced
anā’l-Haqq, that is, “I am the Truth” or “I am the Real”. It becomes known
that identity itself in its most complete form belongs to the Divine and for
this reason it is the Divine that alone can remove the veil of one’s relative
identity. Shankarāchārya (788-820) has exclaimed, “only the Self [Ātmā]
knows the Self [Ātmā]”.88 According to certain Fathers of the Church, “God
became man so that man might become God”.89 Rūmī describes a similar
point through his poetic verse: “You see yourself as the drop in the ocean,
but you are also the ocean in the drop.”90 The process by which the empirical ego or relative self becomes transmuted to allow for the transcendent
Self to be known is articulated by Rūmī: “Make a journey from self to
Self…. Purify yourself from the attributes of self, so that you may see your
own pure essence!”91 Most importantly the root cause of all suffering is:
“Forgetfulness of the Self is the source of all misery.”92
Sufi psychology does not separate the soul either from the metaphysical or from the cosmic order. The connection with the metaphysical order
provides spiritual psychology with qualitative criteria such as are wholly
lacking in profane psychology, which studies only the dynamic character
of phenomena of the psyche and their proximate causes. When modern
psychology makes pretensions to a sort of science of the hidden contents
of the soul it is still for all that restricted to an individual perspective because it has no real means for distinguishing psychic forms which translate universal realities from forms which appear symbolical but are only
the vehicles for individual impulsions.93
The goal of human existence is to restore ones transpersonal identity, imperative to this task is reclaiming the noetic faculty of the Intellect, which
is both transcendent and immanent: “We shall show them Our signs upon
the horizons and within themselves, until it is clear to them that it is the
truth” (Koran 41:53). By definition the human state cannot be completed
without returning to one’s primordial nature (fitrah), the “image of God”
(imago Dei), Buddha-nature (Buddha-dhātu) or the Self (Ātmā), our true
identity in divinis. As communicated in the hadīth of Sahih al-Bukhārī (d.
256/870) and Sahih Muslim (d. 261/875), “Each is facilitated for that for
which he was created.” This process is not about forging a new identity,
but to reclaim the identity that always was. As cogently conveyed in Tao-
27 Introduction
ism, “Realize thy Simple Self. Embrace thy Original Nature.”94 Rūmī similarly writes, “Return to the root of the root of your own self!”95 After all,
it is the Divine seeking the Divine, as conveyed in the hadīth qudsi: “I was
a Hidden Treasure. I loved to be known. Therefore, I created the world so
that I would be known.”
The Supreme Identity is mirrored in the doctrine the Perfect Man or
Universal Man, found in the traditional exegesis of the world that symbolizes the completion of the human condition in divinis. The idea of Perfect
Man or Universal Man is found throughout the plenary traditions known
in Hinduism as Purusha, in Taoism as Chen Jen, in Judaism as Adam Kadmon, in Islam as al-insān al-kāmil. Again we are reminded of the symbol
of the mirror in relation to human identity and its fulfillment in the Divine
prototype of Perfect Man or Universal Man, “As a mirror in which a person
sees the form of himself and cannot see it without the mirror, such is the
relation of God to the Perfect Man, who cannot possibly see his own form
but in the mirror of the name Allah; and he is also a mirror to God, for God
laid upon Himself the necessity that His names and attributes should not
be seen save in the Perfect Man.”96 We must be clear that both men and
women are insān, in the same way that each human individual originated
in Spirit and was the original anthrōpos or androgyne, both male and female before the sexes were divided, prefixed in the Divine Archetype prior
to being born into the world of duality.
One cannot perceive Divine immanence without first perceiving Divine
transcendence. Paradoxically, it has been also affirmed that the opposite is
also not possible:
It is not possible to understand that the statement “I am not Brahma”
is false before having understood that it is true. Likewise it is not possible
to understand that the statement “Brahma is outside me” is not precise
before having understood that it is; and likewise again it is not possible
to understand that the statement “Brahma is the almighty Creator” contains an error before having understood that it expresses a truth.97
Foremost in the transmutation of the empirical ego or self is the spiritual battle that wages within the seekers heart. Rūmī writes: “Two persons
are warring within this one entity.”98 It is the spiritual battle acknowledged
within the various sapiential traditions that is neglected within modern psychology and its way of looking at the human psyche. Rūmī poetically outlines this spiritual battle within the seeker:
Outside this world of which we are speaking there is another world
Rumi’s Original Sufi Enneagram 28
for us to seek. This world and its delights cater to the animality of man;
these all feed his animality, whilst the root principle, man, goes into a decline. After all, they say, ‘Man is a rational animal.’ So man consists of
two things. That which feeds his animality in this material world is these
lusts and desires. But as for that which is his true essence, its food is
knowledge and wisdom and the sight of God. The animality in man flees
away from God, whilst his humanity flees away from this world.99
Rūmī makes it very clear that the battle of all battles is not an external
one but wagged within the seeker: “[W]ithin me is a mighty enemy whom
the sword cannot reach. I have no greater enemy in the world than he.”100
Spiritual combat is a transformative process that is connected to a doctrine
and method of a Divinely revealed tradition. Spiritual combat, like any integral practice, involves the human psyche and the Spirit/Intellect. Again,
the spiritual domain includes the psychological but the same is not true of
the psychological.
Travelling the spiritual path requires not only human effort, but most
importantly requires grace (barakah) from the Divine. Rūmī confirms this,
“Grace is one thing and effort another. The prophets did not achieve the
station of prophethood through effort; they found that good fortune through
grace.”101 Elsewhere he has stated, “Divine favour is one thing, and personal effort is something other.”102 Within both modern psychology and the
enneagram circles the inclusion of grace is virtually absent, yet grace is
quintessential to traveling the spiritual path as reflected in the following:
“Nothing happens that is not an expression of God’s grace.”103 Since the
human individual is reliant upon the Divine for everything, it is the Divine
alone that is capable of providing integral health and well-being. Without
the aid of the Divine, the seeker is incapable of moving beyond the relative
point of reference of the empirical ego. Rūmī impeccably describes the
restless and overstimulated human mind of today:
So many thousands of thoughts and moods come over you without
your having any hand in them, for they are completely outside your power
and control. If you only knew whence these thoughts arise, you would be
able to augment them. All these things have a passage over you, and you
are wholly unaware whence they come and whither they are going and
what they will do. Since you are incapable of penetrating your own
moods, how do you expect to penetrate your Creator?104
This is a poignant example of why spiritual practice is essential for
taming the mind which is identified with the empirical ego or self in order
29 Introduction
to reestablish the noetic faculty of the Intellect or the Eye of the Heart. In
contrast, we must be weary of the popular appeals to accept ourselves as
we are in our egoism devoid of the most vital element that makes the human
what it is: “[T]he curious paradox is that when I accept myself as I am,
then I change.”105 The human individual will not be content with anything
less than the full recovery of one’s integral identity in divinis. “The health
of this body is the sickness of the spirit.”106 Furthermore,
Analogically speaking: if a man is distressed by a flood and seeks a
way to escape from it, psychoanalysis would remove the distress and let
the patient drown…. This is not to say that it never happens that a psychoanalyst discovers and dissolves a dangerous complex without at the
same time ruining the patient; but we are here concerned with the principle, in which the perils and errors involved infinitely outweigh the contingent advantages and fragmentary truths.107
Although the metaphysical principles within Sufism have been far
more overlooked than acknowledged by the users of the Enneagram, which
is evident in their attempt to establish a personality typology that correlates
with the diagnostic criteria of modern psychology, it goes without saying
that it fundamentally differs from Sufism’s perspective on what the human
state is. Rūmī makes this principial knowledge available by way of allegory
in his “Story About an Argument Between a Husband and Wife” found in
his Mathnawi, Book 1:2253 ff. It is in this rich and symbolic story that
Rūmī unfolds the inner dimension of the Enneagram or the Presence of
God (wajh Allah). Even though Rūmī makes use of simple and down-toearth language to articulate the dynamic nature of the nine pointed symbol,
he does so by touching upon the most intimate facet of human relationships.
The husband and wife depicted in the tale are speaking and relating together
not only conveying lessons on how we relate to one another on a daily
basis, but the deeper implication or inner message which is more important
is the dialectic that occurs between the Intellect and the ego. “Let not your
animal nature rule your intellect….”108 It is from this perspective that we
are travelling the nine points of the Enneagram from moment to moment.
To understand the deeper nuances of Sufism and the Enneagram requires the participation in a spiritual path. To study them from the outside
is of very limited value. As the cardinal Koranic principle states, “There is
no compulsion in religion” (2:256), yet without traveling a spiritual path
the mystical dimension of the world’s religions will remain opaque to the
outsider. It is commitment to a single spiritual form while remembering
that Spirit takes on myriad forms is what is common to both the message
Rumi’s Original Sufi Enneagram 30
of Rūmī and the Enneagram. Rūmī provides seekers with the tools to lead
the human psyche back to its source, which may very well be the medicine
for a world in escalating disarray: “Through the invocation man is reintegrated into his center and ultimately attains union with God.”109
Instrumental to the teachings of both Rūmī and the Enneagram is Sufi
psychology which must be contextualized within the fullness of Islamic
spirituality. Laleh Bakhtiar has made an utmost discovery to the field of
Islamic studies and Enneagram studies in identifying an essential connection between the two. Her tireless work that began over two decades ago
has now culminated in this sublime summation that distills the timeless
wisdom of nine pointed symbol. We recall that Rūmī predates the life of
Bahā ad-Dīn Naqshband Bukhari, who was born over four decades after
Rūmī’s death. Although the Enneagram primarily became known to those
outside Sufism through contact made with the Naqshbandī Sufi order,
Bakhtiar has again led us into a deeper layer of the enigmatic origins of the
Enneagram, not only illuminating its roots within Sufism, but now attributing Rūmī as its originator within Islamic spirituality. It is unclear who first
formulated the nine points on the circumference of the circle of the Enneagram. It might have been Nasīr al-Dīn Tūsī (1201-1274) a contemporary
of Rūmī or Rūmī himself, yet an instrumental facet of the enigmatic origins
of the Enneagram has been unveiled.
While the transcendent wisdom found within Rūmī’s poetry can bring
much clarity to the post-9/11 era that is besieged on all fronts with Islamophobia, we must be additionally mindful of the attempts from New Age
enthusiasts to co-opt Rūmī in order to contextualize him outside the Islamic
tradition, which is not only problematic but erroneous. This timely work
by Laleh Bakhtiar presents a definitive case, appearing to be air tight ensuring the Enneagram’s origins within the inner dimension of the Islamic
tradition by the magisterial Sufi Rūmī. The Sufi origins of the Enneagram
or the Presence of God (wajh Allah) affirm the Divine Unity or tawhīd at
the heart of all sapiential traditions. We hope that this work Rumi’s Original
Sufi Enneagram will draw more seekers to this authentic presentation and
that it will also renew interest for those within the enneagram community
who are interested in recovering the original Enneagram. We conclude with
Rūmī’s directive on excavating our human type in divinis: “Before you
were this body, you were a pure spirit. How long will you keep yourself
separate from that?”110
31 Endnotes to the Introduction
ENDNOTES TO THE INTRODUCTION
1 Rūmī, quoted in Annemarie Schimmel, “A Donkey’s Tail with Angel’s
Wings,” in I Am Wind, You Are Fire: The Life and Work of Rumi (Boston, MA:
Shambhala, 1992), p. 90.
2 Rūmī, quoted in William C. Chittick, “The Descent and Reascent of the
Spirit,” in The Sufi Path of Love: The Spiritual Teachings of Rumi (Albany, NY:
State University of New York Press, 1983), p. 81.
3 Some interesting examples of Rūmī becoming a commodity for Western
consumption are noted in the following: John Ryle, “Madonna Loves a Whirling
Dervish,” The Guardian (February 15, 1999); Ptolemy Tompkins, “Rumi Rules!”
Time Magazine (October 29, 2002); Satya Paul Anand, “Rumi: On a Journey from
Persia to Hollywood,” Span Magazine (March/April 2008), pp. 50-53; Yahiya Emerick, The Complete Idiot’s Guide to Rumi Meditations (Indianapolis, IN: Alpha
Books, 2008); For an important essay exposing the errors in the popularized versions of Rūmī, see Charles Upton, “The Real Rumi,” in Vectors of the CounterInitiation: The Course and Destiny of Inverted Spirituality (San Rafael, CA: Sophia
Perennis, 2012), pp. 182-193.
4 Rūmī, quoted in A.J. Arberry, Discourses of Rumi (London: RoutledgeCurzon, 2004), p. 38.
5 Rūmī, quoted in William C. Chittick, “The Discipline of the Way,” in The
Sufi Path of Love: The Spiritual Teachings of Rumi (Albany, NY: State University
of New York Press, 1983), p. 154.
6 Ken Wilber, “The Enneagram and the Basic Skeleton,” in A Brief History
of Everything (Boston, MA: Shambhala, 1996), p. 210.
7 Rūmī, quoted in A.J. Arberry, “The Elephant in the Dark,” in Tales from the
Masnavi (Surrey, UK: Curzon Press, 1994), p. 208.
8 Al-Hujwīrī, quoted in Cyril Glassé, The New Encyclopedia of Islam, Revised
Edition (Walnut Creek, CA: AltaMira Press, 2002), p. 10; “[W]here exoterism and
esoterism are directly linked to the constitution of a traditional form in such a way
as to be as it were the two faces, exterior and interior, of one and the same thing,
it is immediately comprehensible to everyone that one must first adhere to the exterior in order subsequently to be able to penetrate to the interior, and that there
can be no other way than this.” (René Guénon, “The Necessity of Traditional Exoterism,” in Initiation and Spiritual Realization, trans. Henry D. Fohr, ed. Samuel
D. Fohr [Ghent, NY: Sophia Perennis, 2001], p. 42); “The exoteric viewpoint is,
in fact, doomed to end by negating itself once it is no longer vivified by the presence within it of the esoterism of which it is both the outward radiation and the
veil. So it is that religion, according to the measure in which it denies metaphysical
and initiatory realities and becomes crystallized in literalistic dogmatism, inevitably engenders unbelief; the atrophy that overtakes dogmas when they are deprived of their internal dimension recoils upon them from outside, in the form of
heretical and atheistic negations.” (Frithjof Schoun, “The Limitations of Exoterism,” in The Transcendent Unity of Religions [Wheaton, IL: Quest Books, 1993],
Rumi’s Original Sufi Enneagram 32
p. 9).
9 Rūmī, quoted in A.J. Arberry, Discourses of Rumi (London: RoutledgeCurzon, 2004), p. 158.
10 See Shaykh Muhammad Hisham Kabbani, “A Meeting with Gurdjieff,” in
Classical Islam and the Naqshbandi Sufi Tradition (Washington, DC: Islamic
Supreme Council of America, 2004), pp. 403-405. Gurdjieff’s disciple J.G. Bennett
also made contact with Shaykh Abd Allah al-Faiz ad-Daghestani in May of 1955,
See Shaykh Muhammad Hisham Kabbani, “A Meeting with John Bennett,” in
Classical Islam and the Naqshbandi Sufi Tradition (Washington, DC: Islamic
Supreme Council of America, 2004), pp. 449-451; J.G. Bennett, “North Persia,”
in Witness: The Autobiography of John G. Bennett (Charles Town, WV: Claymont
Communications, 1983), pp. 308-311.
11 James Webb, “The Sources of the System,” in The Harmonious Circle:
The Lives and Work of G.I. Gurdjieff, P.D. Ouspensky, and Their Followers (New
York: G.P. Putnam’s Sons, 1987), pp. 499-542. We might make note of Kircher’s
warning about unqualified individuals pursuing the esoteric knowledge of the nine
pointed symbol of the Enneagram: “And I have exposed to the curious reader
things which are told to few. Farewell, and guard your tongue.” (James Webb,
“The Sources of the System,” in The Harmonious Circle: The Lives and Work of
G.I. Gurdjieff, P.D. Ouspensky, and Their Followers [New York: G.P. Putnam’s
Sons, 1987], p. 508).
12 J.G. Bennett, “The Sources of Gurdjieff’s Ideas,” in Gurdjieff: A Very Great
Enigma (Surrey, UK: Coombe Springs Press, 1963), p. 41.
13 J.G. Bennett, “The Sources of Gurdjieff’s Ideas,” in Gurdjieff: A Very Great
Enigma (Surrey, UK: Coombe Springs Press, 1963), p. 38.
14 See also J.G. Bennett, “Appendix II: The Great Laws,” in Gurdjieff: Making a New World (New York: Harper & Row, 1976), pp. 281-296.
15 See the back cover of the book, Idries Shah, The Sufis (New York: Doubleday, 1964).
16 “From time to time I have had occasion to tell people that I write under
names other than my own—pen-names. Can you believe that, in at least nine instances out of ten, after hearing this, the person has said: ‘Indeed? And what are
your pen-names?’ This is a good illustration of the almost complete automatism
of much thinking. If people write under pseudonyms, it is surely because they do
not want their real name to be known as attached to that writing. Why, then, would
such a person be thought likely to tell anyone else what that pen-name was? This
is all the more remarkable because the people reacting in this way were almost always strangers, comparatively—people who would be supposed less likely than
close friends to receive such confidences.” (Idries Shah, “Pen-Names,” in Reflections [London: Octagon Press, 1968], p. 88); See also Augy Hayter, Fictions and
Factions (Reno, NV: Tractus Books, 2002).
17 Omar M. Burke, “Solo to Mecca,” Blackwood’s Magazine, Vol. 290, No.
1754 (December 1961), pp. 481-495; See also Roy Weaver Davidson (ed.), Documents on Contemporary Dervish Communities (London: Hoopoe Ltd., 1966).
18 J.G. Bennett, “Service and Sacrifice,” in Witness: The Autobiography of
33 Endnotes to the Introduction
John G. Bennett (Charles Town, WV: Claymont Communications, 1983), p. 355.
19 J.G. Bennett, “Service and Sacrifice,” in Witness: The Autobiography of
John G. Bennett (Charles Town, WV: Claymont Communications, 1983), p. 355.
20 J.G. Bennett, “Service and Sacrifice,” in Witness: The Autobiography of
John G. Bennett (Charles Town, WV: Claymont Communications, 1983), p. 355.
21 J.G. Bennett, “Service and Sacrifice,” in Witness: The Autobiography of
John G. Bennett (Charles Town, WV: Claymont Communications, 1983), p. 355.
22 J.G. Bennett, “Service and Sacrifice,” in Witness: The Autobiography of
John G. Bennett (Charles Town, WV: Claymont Communications, 1983), p. 355.
23 Idries Shah, “Notes and Bibliography,” in The Way of the Sufi (London:
Octagon Press, 1968), p. 40.
24 J.G. Bennett, “Service and Sacrifice,” in Witness: The Autobiography of
John G. Bennett (Charles Town, WV: Claymont Communications, 1983), p. 358.
25 See Charles T. Tart (ed.), Transpersonal Psychologies (New York: Harper
& Row, 1975).
25 See Dorothy De Christopher, “I am the Root of a New Tradition,” in Interviews with Oscar Ichazo, ed. John Bleibtreu (New York: Arica Institute Press,
1982), p. 133.
27 Dorothy De Christopher, “I am the Root of a New Tradition,” in Interviews
with Oscar Ichazo, ed. John Bleibtreu (New York: Arica Institute Press, 1982), p.
144.
28 Claudio Naranjo, “A Report to the ‘First International Enneagram Conference,’” Enneagram Monthly, Vol. 2, No. 2 (February 1996), p. 16.
29 OM C. Parkin and Boris Fittkau, “The Distorted Enneagram: The Gnosis
Interview with Claudio Naranjo,” Gnosis, No. 41 (Fall 1996), p. 22.
30 Dorothy De Christopher, “I am the Root of a New Tradition,” in Interviews
with Oscar Ichazo, ed. John Bleibtreu (New York: Arica Institute Press, 1982), p.
144.
31 P.D. Ouspensky, In Search of the Miraculous: Fragments of an Unknown
Teaching (New York: Harcourt, Brace and World, 1949), p. 294.
32 Idries Shah, “Notes,” in The Dermis Probe (London: Octagon Press, 1980),
pp. 190-191.
33 Claudio Naranjo, “Foreward,” to Character and Neurosis: An Integrative
View (Nevada City, CA: Gateways/IDHHB, Inc., 2003), p. xxviii.
34 Idries Shah, “Symbols, especially the Enneagon,” in The Commanding Self
(London: Octagon Press, 1997), pp. 286-287.
35 “The paradigm of the enneagram community is a little peculiar. It’s peculiar
in that it’s mainly rooted in the work of one person, Oscar Ichazo, as interpreted
by one other person, Claudio Naranjo. Most of the leading teachers of the enneagram were originally students of Naranjo’s. He taught his students, and they in
turn taught their students. With each succeeding generating of enneagram teachers,
the enneagram community grew in numbers.” (Susan Rhodes, “Let’s De-pathologize the Enneagram,” Enneagram Monthly, Vol. 12, No. 9 [October 2006], p. 21).
36 “I concluded...that this symbol and the ideas for which it stands, originated
with the Sarmān society about 2500 years ago and was revised when the power of
Rumi’s Original Sufi Enneagram 34
the Arabic numerical system was developed in Samarkand in the fifteenth century”
(J.G. Bennett, “The Great Laws,” in Gurdjieff: Making a New World [New York:
Harper & Row, 1973], p. 293). In response we might provide the following observation: “Gurdjieff’s provocative claim to have found and entered ‘the chief Sarmoung Monastery’ is in effect a litmus test, differentiating literal minds from those
preferring allegory.” (James Moore, “The Long Search,” in Gurdjieff: The Anatomy
of a Myth [Longmead, UK: Element, 1991], p. 31).
37 P.D. Ouspensky, In Search of the Miraculous: Fragments of an Unknown
Teaching (New York: Harcourt, Brace and World, 1949), p. 286. Paradoxically, Ichazo appears to be affirming the same position as Gurdjieff, yet now divorced from
the Fourth Way system, “Since I am proposing a completely new method, I am
certainly correct when I say ‘I am the root of a new tradition.’” (Oscar Ichazo,
“Letter to the Transpersonal Community,” The Arican: International Journal of
Arica Institute, No. 5 [Autumn 1991], p. 104); See also Dorothy De Christopher,
“I am the Root of a New Tradition,” in Interviews with Oscar Ichazo, ed. John
Bleibtreu (New York: Arica Institute Press, 1982), pp. 129-150.
38 Quoted from a letter dated May 25, 1985 in Peter Lamborn Wilson, “The
Strange Fate of Sufism in the New Age,” in New Trends and Developments in the
World of Islam, ed. Peter B. Clarke (London: Luzac Oriental Press, 1997), pp. 193194; See also L.P. Elwell-Sutton, “Sufism and Pseudo-Sufism,” Encounter, Vol.
XLIV, No. 5, (May 1975), pp. 9-17; James Moore, “Neo-Sufism: The Case of
Idries Shah,” Religion Today: A Journal of Contemporary Religions, Vol. 3, No. 3
(1986), pp. 4-8.
39 Annemarie Schimmel, “What is Sufism?” in Mystical Dimensions of Islam
(Chapel Hill, NC: University of North Carolina Press, 1975), p. 9.
40 Rūmī, quoted in William Stoddart, What Do the Religions Say about Each
Other? Christian Attitudes towards Islam, Islamic Attitudes towards Christianity
(San Rafael, CA: Sophia Perennis, 2008), p. 76; “I am neither Christian, nor Jew,
nor Gabr [Parsi], nor Moslem. I am not of the East, nor of the West, nor of the
land, nor of the sea.... I have put duality away, I have seen that the two worlds are
one; One I seek, One I know, One I see, One I call. He is the first, He is the last,
He is the outward, He is the inward” (Jalāl al-Dīn Rūmī, Selected Poems from the
Dīvāni Shamsi Tabrīz, trans. and ed. R.A. Nicholson [Abingdon, Oxon, UK: Routledge, 2006], pp. 125, 127).
41 The Quatrains of Rumi: Rubā 'īyāt-é Jalāluddīn Muhammad Balkhī-Rūmī:
Complete Translation with Persian Text, Islamic Mystical Commentary, Manual
of Terms, and Concordance, trans. Ibrahim Gamard and Rawan Farhadi (San
Rafael, CA: Sufi Dari Books, 2008), p. 407.
42 Jalāl al-Dīn Rūmī, Selected Poems from the Dīvāni Shamsi Tabrīz, trans.
and ed. R.A. Nicholson (Abingdon, Oxon, UK: Routledge, 2006), pp. 71, 73.
43 Rūmī, quoted in William C. Chittick, “The Religion of Love,” in The Sufi
Path of Love: The Spiritual Teachings of Rumi (Albany, NY: State University of
New York Press, 1983), p. 213.
44 Rūmī, quoted in Ibrahim Gamard, “The Seal of the Prophets,” in Rumi and
Islam: Selections from His Stories, Poems, and Discourses Annotated & Explained
35 Endnotes to the Introduction
(Woodstock, VT: SkyLight Paths, 2004), p. xvii.
45 Rūmī, quoted in William C. Chittick, “The Role of the Saints,” in The Sufi
Path of Love: The Spiritual Teachings of Rumi (Albany, NY: State University of
New York Press, 1983), p. 136.
46 The Quatrains of Rumi: Rubā 'īyāt-é Jalāluddīn Muhammad Balkhī-Rūmī:
Complete Translation with Persian Text, Islamic Mystical Commentary, Manual
of Terms, and Concordance, trans. Ibrahim Gamard and Rawan Farhadi (San
Rafael, CA: Sufi Dari Books, 2008), p. 2.
47 Rūmī, quoted in William C. Chittick, “Understanding Poetry and Speech,”
in The Sufi Path of Love: The Spiritual Teachings of Rumi (Albany, NY: State University of New York Press, 1983), p. 273.
48 Rūmī, quoted in A.J. Arberry, Discourses of Rumi (London: RoutledgeCurzon, 2004), p. 232.
49 Rūmī, quoted in A.J. Arberry, Discourses of Rumi (London: RoutledgeCurzon, 2004), p. 232.
50 Rūmī, quoted in A.J. Arberry, Discourses of Rumi (London: RoutledgeCurzon, 2004), p. 232.
51 Rūmī, quoted in Ibrahim Gamard, “The Seal of the Prophets,” in Rumi and
Islam: Selections from His Stories, Poems, and Discourses Annotated & Explained
(Woodstock, VT: SkyLight Paths, 2004), p. 157.
52 Rūmī, quoted in William C. Chittick, “Knowledge and Method,” in The
Sufi Doctrine of Rūmī: Illustrated Edition (Bloomington, IN: World Wisdom,
2005), p. 88.
53 “There is no evolution for that which is Eternal.” (Sri Ramana Maharshi,
quoted in B. Sanjiva Rao, “Bhagavan Sri Ramana and the Modern Age,” in Golden
Jubilee Souvenir [Tiruvannamalai: Sri Ramanasramam, 1995], p. 87).
54 Rūmī, quoted in Reynold A. Nicholson, Rūmī: Poet and Mystic (London:
George Allen and Unwin, 1978), p. 103.
55 Rūmī, quoted in William C. Chittick, “The Worth of Poetry,” in The Sufi
Path of Love: The Spiritual Teachings of Rumi (Albany, NY: State University of
New York Press, 1983), p. 270; “My disposition is such that I do not want anyone
to suffer on my account. . . . I am loved by those who come to see me, and so I
compose poetry to entertain them lest they grow weary. Otherwise, why on earth
would I be spouting poetry? I am vexed by poetry. I don’t think there is anything
worse. It is like having to put one’s hands into tripe to wash it for one’s guests because they have an appetite for it. That is why I must do it.” (Jalāl al-Dīn Rūmī,
Signs of the Unseen: The Discourses of Jelaluddin Rumi, trans. W.M. Thackston,
Jr. [Putney, VT: Threshold Books, 1994], p. 77).
56 Rūmī, quoted in Seyyed Hossein Nasr, “Rūmī and the Sufi Tradition,” in
Islamic Art and Spirituality (Albany, NY: State University of New York Press,
1987), pp. 140-141.
57 John B. Watson, “Psychology as the Behaviorist Views It,” Psychological
Review, Vol. 20 (1913), pp. 163, 177.
58 P.D. Ouspensky, “First Lecture,” in The Psychology of Man’s Possible Evolution (New York: Vintage Books, 1974), p. 3.
Rumi’s Original Sufi Enneagram 36
59 Joseph Breuer and Sigmund Freud, “The Psychotherapy of Hysteria
(Freud),” in Studies on Hysteria, ed. James Strachey (New York: Basic Books,
1957), p. 305; “‘Happiness,’ said Freud, ‘is no cultural value.’” (Herbert Marcuse,
“Introduction,” to Eros and Civilization: A Philosophical Inquiry into Freud [New
York: Vintage Books, 1962], p. 3).
60 Susan Rhodes, “Let’s De-pathologize the Enneagram,” Enneagram
Monthly, Vol. 12, No. 9 (October 2006), p. 1.
61 Albert Ellis, “The Impossibility of Achieving Consistently Good Mental
Health,” American Psychology, Vol. 42, No. 4 (April 1987), p. 365.
62 Erich Fromm, “Psychoanalysis and Zen Buddhism,” in D.T. Suzuki, Erich
Fromm, and Richard De Martino, Zen Buddhism and Psychoanalysis (New York:
Grove Press, 1960), p. 80.
63 Abraham H. Maslow, “Introduction: Toward a Psychology of Health,” in
Toward a Psychology of Being (Princeton, NJ: Van Nostrand, 1968), p. 5.
64 Ramana Maharshi, “Suffering,” in The Teachings of Ramana Maharshi in
His Own Words, ed. Arthur Osborne (New York: Samuel Weiser, 1978), p. 36.
65 Ramana Maharshi, “Self-Enquiry,” in The Collected Works of Ramana Maharshi, ed. Arthur Osborne (Boston, MA: Weiser Books, 1997), p. 38.
66 Rūmī, quoted in William C. Chittick, “The Ego and the Intellect,” in The
Sufi Path of Love: The Spiritual Teachings of Rumi (Albany, NY: State University
of New York Press, 1983), p. 33.
67 René Guénon, “Foundation of the Theory of the Multiple States,” in The
Multiple States of the Being, trans. Henry D. Fohr, ed. Samuel D. Fohr (Ghent,
NY: Sophia Perennis, 2001), p. 27.
68 C.G. Jung, “Psychotherapists or the Clergy,” in Modern Man in Search of
a Soul, trans. W.S Dell and Cary F. Baynes (New York: Harcourt, Brace & World,
1933), p. 229.
69 C.G. Jung, “Psychotherapists or the Clergy,” in Modern Man in Search of
a Soul, trans. W.S Dell and Cary F. Baynes (New York: Harcourt, Brace & World,
1933), p. 237.
70 Herbert Fingarette, “Introduction,” to The Self in Transformation: Psychoanalysis, Philosophy and the Life of the Spirit (New York: Harper & Row, 1963),
p. 6.
71 Stanislav Grof, “The Cosmic Game: Exploration of the Farthest Reaches
of Human Consciousness,” in Psychology of the Future: Lessons from Modern
Consciousness Research (Albany, NY: State University of New York Press, 2000),
p. 285.
72 Rumi, quoted in William C. Chittick, “Knowledge and Method,” in The
Sufi Doctrine of Rūmī: Illustrated Edition (Bloomington, IN: World Wisdom,
2005), p. 89.
73 Frithjof Schuon, “The Spiritual Virtues,” in Spiritual Perspectives and
Human Facts: A New Translation with Selected Letters, trans. James S. Cutsinger
(Bloomington, IN: World Wisdom, 2007), p. 196.
74 Rūmī, quoted in William C. Chittick, “Three Dimensions of Sufism,” in
The Sufi Path of Love: The Spiritual Teachings of Rumi (Albany, NY: State Uni-
37 Endnotes to the Introduction
versity of New York Press, 1983), p. 10.
75 Ibn ‘Arabī, quoted in Michel Chodkiewicz, An Ocean Without Shore: Ibn
Arabi, the Book, and the Law, trans. David Streight (Albany, NY: State University
of New York Press, 1993), p. 57.
76 Rūmī, quoted in A.J. Arberry, Discourses of Rumi (London: RoutledgeCurzon, 2004), p. 21. Similarly without taming the human ego, it can lead to myriad abnormalities, which contemporary spiritual circles and the New Age are not
immune to, “There are other of these spiritual persons, again, who fall into another
kind of spiritual wrath: this happens when they become irritated at the sins of others, and keep watch on those others with a sort of uneasy zeal. At times the impulse
comes to them to reprove them angrily, and occasionally they go so far as to indulge it and set themselves up as masters of virtue. All this is contrary to spiritual
meekness.” Including the following profile, “There are others who are vexed with
themselves when they observe their own imperfectness, and display an impatience
that is not humility; so impatient are they about this that they would fain be saints
in a day. Many of these persons purpose to accomplish a great deal and make grand
resolutions; yet, as they are not humble and have no misgivings about themselves,
the more resolutions they make, the greater is their fall and the greater their annoyance, since they have not the patience to wait for that which God will give
them when it pleases Him” (St. John of the Cross, “Chapter V,” in Dark Night of
the Soul, trans. and ed. E. Allison Peers [Garden City, NY: Doubleday, 1959], p.
53).
77 Rūmī, quoted in Seyyed Hossein Nasr, “Rūmī and the Sufi Tradition,” in
Islamic Art and Spirituality (Albany, NY: State University of New York Press,
1987), p. 139; “So you are the microcosm in form, the macrocosm in meaning.”
(Rūmī, quoted in William C. Chittick, “Man,” in The Sufi Path of Love: The Spiritual Teachings of Rumi [Albany, NY: State University of New York Press, 1983],
p. 67).
78 Annemarie Schimmel, “Some Notes on Sufi Psychology,” in Mystical Dimensions of Islam (Chapel Hill, NC: University of North Carolina Press, 1975),
p. 191.
79 René Guénon, “The Confusion of the Psychic and the Spiritual,” in The
Reign of Quantity and the Signs of the Times, trans. Lord Northbourne (Ghent,
NY: Sophia Perennis, 2001), p. 237.
80 Rūmī, quoted in A.J. Arberry, Discourses of Rumi (London: RoutledgeCurzon, 2004), p. 68.
81 Rūmī, quoted in William C. Chittick, “Seeing Things As They Are,” in The
Sufi Path of Love: The Spiritual Teachings of Rumi (Albany, NY: State University
of New York Press, 1983), p. 25.
82 William C. Chittick, “Introduction,” to The Sufi Path of Love: The Spiritual
Teachings of Rumi (Albany, NY: State University of New York Press, 1983), p.
12.
83 “The greatest of all lessons is to know oneself; for if someone knows himself, he will know God” (Clement of Alexandria, quoted in Bishop Kallistos Ware,
The Orthodox Way [Crestwood, NY: St Vladimir’s Seminary Press, 1995], p. 55);
Rumi’s Original Sufi Enneagram 38
“If you want to seek the Buddha, you ought to see into your own Nature, which is
the Buddha himself.” (D.T. Suzuki, “On Satori—The Revelation of a New Truth
in Zen Buddhism,” in Essays in Zen Buddhism [New York, Grove Press, 1987], p.
234).
84 Kabīr, quoted in S.N. Dasgupta, Hindu Mysticism (New York: Frederick
Ungar Publishing, 1959), p. 161.
85 Rūmī, quoted in William C. Chittick, “The Nafs,” in The Sufi Doctrine of
Rumi: Illustrated Edition (Bloomington, IN: World Wisdom, 2005), p. 82.
86 “The Self,” in The Heart of Awareness: A Translation of the Ashtavakra
Gita, trans. Thomas Byrom (Boston, MA: Shambhala, 1990), p. 3.
87 “The Twin Verses,” in The Dhammapada, trans. Irving Babbitt (New York:
New Directions, 1965), p. 3.
88 Shankara, quoted in Reza Shah-Kazemi, Paths to Transcendence: According to Shankara, Ibn Arabi, and Meister Eckhart (Bloomington, IN: World Wisdom, 2006), p. 207.
89 Quoted in Martin Lings and Clinton Minnaar (eds.), The Underlying Religion: An Introduction to the Perennial Philosophy (Bloomington, IN: World Wisdom, 2007), p. 243.
90 Rūmī, quoted in Mark Perry, The Mystery of Individuality: Grandeur and
Delusion of the Human Condition (Bloomington, IN: World Wisdom, 2012), p.
105.
91 Rūmī, quoted in William C. Chittick, “Naughting the Self,” in The Sufi
Path of Love: The Spiritual Teachings of Rumi (Albany, NY: State University of
New York Press, 1983), p. 173.
92 Ramana Maharshi, “Self-Enquiry,” in The Collected Works of Ramana Maharshi, ed. Arthur Osborne (Boston, MA: Weiser Books, 1997), p. 37.
93 Titus Burckhardt, “The Branches of the Doctrine,” in Introduction to Sufi
Doctrine, trans. D.M. Matheson (Bloomington, IN: World Wisdom, 2008), pp. 2627.
94 Tao Te Ching (XIX), quoted in Mehrdad M. Zarandi (ed.), Science and the
Myth of Progress (Bloomington, IN: World Wisdom, 2003), p. 102.
95 Rūmī, quoted in William C. Chittick, “The Beloved’s Beloved,” in The
Sufi Path of Love: The Spiritual Teachings of Rumi (Albany, NY: State University
of New York Press, 1983), p. 339.
96 Reynold A. Nicholson, “The Perfect Man,” in Studies in Islamic Mysticism
(Cambridge, UK: Cambridge University Press, 1921), pp. 106-107.
97 Frithjof Schuon, “Vedānta,” in Spiritual Perspectives and Human Facts:
A New Translation with Selected Letters, trans. James S. Cutsinger (Bloomington,
IN: World Wisdom, 2007), p. 116.
98 Rūmī, quoted in A.J. Arberry, Discourses of Rumi (London: RoutledgeCurzon, 2004), p. 69.
99 Rūmī, quoted in A.J. Arberry, Discourses of Rumi (London: RoutledgeCurzon, 2004), pp. 68-69.
100 Rūmī, quoted in A.J. Arberry, Discourses of Rumi (London: RoutledgeCurzon, 2004), p. 129.
39 Endnotes to the Introduction
101 Rūmī, quoted in William C. Chittick, “Man’s Effort and God’s Grace,”
in The Sufi Path of Love: The Spiritual Teachings of Rumi (Albany, NY: State University of New York Press, 1983), p. 161.
102 Rūmī, quoted in A.J. Arberry, Discourses of Rumi (London: RoutledgeCurzon, 2004), p. 183.
103 Śrī Ānandamayī Mā, “Matri Upadeshamrita,” Ānanda Vārtā, Vol. 38, No.
3 (July 1991), p. 232; From the perspective of non-duality it has been affirmed:
“Grace is always there.” (Ramana Maharshi, “From Theory to Practice,” in The
Teachings of Ramana Maharshi in His Own Words, ed. Arthur Osborne [New York:
Samuel Weiser, 1978], p. 76); See also Marco Pallis, “Is There Room for ‘Grace’
in Buddhism?” in A Buddhist Spectrum: Contributions to Buddhist-Christian Dialogue (Bloomington, IN: World Wisdom, 2003), pp. 65-88.
104 Rūmī, quoted in A.J. Arberry, Discourses of Rumi (London: RoutledgeCurzon, 2004), p. 219.
105 Carl R. Rogers, “‘This is Me’,” in On Becoming a Person: A Therapist’s
View of Psychotherapy (Boston, MA: Houghton Mifflin Company, 1961), p. 17.
106 Rūmī, quoted in William C. Chittick, “Separation and Union,” in The Sufi
Path of Love: The Spiritual Teachings of Rumi (Albany, NY: State University of
New York Press, 1983), p. 245.
107 Frithjof Schuon, “The Psychological Imposture,” in Survey of Metaphysics and Esoterism, trans. Gustavo Polit (Bloomington, IN: World Wisdom
Books, 1986), pp. 196-197.
108 Rūmī, quoted in William C. Chittick, “Spirit, Heart, and Intellect,” in The
Sufi Path of Love: The Spiritual Teachings of Rumi (Albany, NY: State University
of New York Press, 1983), p. 34.
109 Rūmī, quoted in William C. Chittick, “Knowledge and Method,” in The
Sufi Doctrine of Rumi: Illustrated Edition (Bloomington, IN: World Wisdom,
2005), p. 92.
110 Rūmī, quoted in William C. Chittick, “Man,” in The Sufi Path of Love:
The Spiritual Teachings of Rumi (Albany, NY: State University of New York Press,
1983), p. 70.