Journal of Human Evolution 59 (2010) 620e640
Contents lists available at ScienceDirect
Journal of Human Evolution
journal homepage: www.elsevier.com/locate/jhevol
The costal skeleton of Homo antecessor: preliminary results
Asier Gómez-Olivencia a, b, *, José Miguel Carretero a, c, Carlos Lorenzo a, d, Juan Luis Arsuaga a, e,
José María Bermúdez de Castro f, Eudald Carbonell d, g
a
Centro UCM-ISCIII de Investigación sobre Evolución y Comportamiento Humanos, c/Sinesio Delgado, 4 (Pabellón 14), 28029 Madrid, Spain
Leverhulme Centre for Human Evolutionary Studies, Department of Biological Anthropology, University of Cambridge, Fitzwilliam Street, CB2 1QH Cambridge, UK
c
Laboratorio de Evolución Humana, Dpto, de Ciencias Históricas y Geografía, Universidad de Burgos, Edificio IþDþi, Plaza Misael de Bañuelos s/n, 09001 Burgos, Spain
d
IPHES, Institut Catalá de Paleoecología Humana i Evolució Social, Universitat Rovira i Virgili, Pça Imperial Tarraco,1, 43005 Tarragona, Spain
e
Departamento de Paleontología, Facultad de Ciencias Geológicas, Universidad Complutense de Madrid, Ciudad Universitaria s/n, 28040 Madrid, Spain
f
Centro Nacional de Investigación sobre la Evolución Humana (CENIEH), Paseo Sierra de Atapuerca s/n, 09002 Burgos, Spain
g
Institute of Vertebrate Paleontology and Paleoanthropology, Beijing, China
b
a r t i c l e i n f o
a b s t r a c t
Article history:
Received 23 February 2010
Accepted 14 July 2010
The Lower Pleistocene TD6 level at the Gran Dolina site in the Sierra de Atapuerca (Burgos, Spain) has
yielded nine ribs that represent a minimum of three individuals of the species, Homo antecessor. We
present a detailed morphological and metric study of these costal elements, including the siding and
anatomical position of all of the rib remains. The adult or nearly adult ribs are also metrically compared
with other fossil hominins and with modern comparative samples. The costal elements recovered to date
from the TD6 level at Gran Dolina can neither confirm nor reject the hypothesis that H. antecessor had
a large thorax, similar to that of Neandertals. However, the fragmentary evidence of the H. antecessor
thoracic skeleton is not inconsistent with this suggestion based on other skeletal elements, such as
clavicles.
Resumen: En el nivel TD6 del Pleistoceno inferior del yacimiento de Gran Dolina, en la Sierra de Atapuerca
(Burgos, España) se han recuperado nueve costillas que pertenecen a un mínimo de tres individuos de la
especie Homo antecessor. Presentamos un detallado estudio métrico y morfológico incluyendo el lado y la
determinación anatómica. Las costillas pertenecientes a individuos adultos o casi adultos también son
comparadas métricamente a muestras modernas de comparación y otros homininos fósiles. Basándonos
en el registro de costillas de Homo antecessor recuperado hasta el momento no podemos probar ni refutar
la hipótesis de que esta especie presentaba un tórax grande similar al de los Neandertales. Sin embargo,
el registro de costillas no es inconsistente con la hipótesis de un tórax grande como sugiere la gran
longitud de sus clavículas.
Ó 2010 Elsevier Ltd. All rights reserved.
Keywords:
Ribs
TD6
Lower Pleistocene
Gran Dolina-TD6
Thorax
Introduction
The recent discovery of a human mandible dated to c. 1.1e1.2 Ma
at the Sima del Elefante site (Sierra de Atapuerca, Burgos, Spain) has
cemented the new paradigm of a long human occupation of Europe
(Carbonell et al., 2008). Within this paradigm shift, another site
from the Sierra de Atapuerca, Gran Dolina, has played a key role and
the recovery of human remains from the TD6 level has been
instrumental in this process. The first human remains from Gran
Dolina-TD6 level were recovered in 1994, in a stratigraphic test pit
of about 7 m2 (Carbonell et al., 1995; for a complete and detailed
history of the findings see Carbonell et al., 1999a; Bermúdez de
Castro et al., 2006, 2008). Thirty human fossils were found
* Corresponding author.
E-mail address:
[email protected] (A. Gómez-Olivencia).
0047-2484/$ e see front matter Ó 2010 Elsevier Ltd. All rights reserved.
doi:10.1016/j.jhevol.2010.07.023
together with abundant lithics and faunal remains. In the 1995 field
season, this site yielded an additional 60 new human fossils as well
as more lithic and faunal remains. This increase in the hypodigm
revealed a unique combination of morphological traits that led
Bermúdez de Castro et al. (1997) to propose a new species for this
human fossil assemblage, Homo antecessor.
The TD6 level is 2e2.5 m thick and is composed of clastic flows
that coarsens upwards with very little clay matrix (Parés and PérezGonzález, 1999). The human remains from TD6 were first thought
to derive from a single horizon within the TD6 level (the “Aurora
Stratum”). However, new analysis and excavations have revealed
that they derive from two (Canals et al., 2003) or even three
different horizons within TD6 (Bermúdez de Castro et al., 2008).
The human remains, including the ribs (Fig. 1) show diagenetic
breakage due to sediment compression, but the most extensive
modifications are those produced by other humans in the form of
A. Gómez-Olivencia et al. / Journal of Human Evolution 59 (2010) 620e640
Figure 1. ATD6-251 rib in situ during excavation. Note the diagenetic breakages
(arrows). Photo courtesy of Javier Trueba (Madrid Scientific Films).
cut marks, percussion pits, etc. The pattern of these modifications is
similar to that of other faunal remains at the site and indicates that
these humans were processed for meat by a similar butchering
process (Fernández-Jalvo et al., 1996, 1999; Díez et al., 1999).
Numerous publications have been devoted to the study of the TD6
human fossil remains. The cranial, mandibular and dental remains
have been studied by Arsuaga et al. (1999b, 2001), Bermúdez de
Castro et al. (1999a,b, 2006, 2008), Rosas and Bermúdez de Castro
(1999), Bermúdez de Castro and Sarmiento (2001), Carbonell
et al. (2005). The postcranial remains have been studied by
Carretero et al. (1999, 2001) and Lorenzo et al. (1999).
The faunal remains found in the TD6 level encompass large
herbivores (Made, 1999, 2001), carnivores (García and Arsuaga, 1999),
birds (Sánchez-Marco, 1999), micromammals (Cuenca-Bescós et al.,
1999; Cuenca-Bescós, 2002; López-Antoñanzas and Cuenca-Bescós,
2002), and small amphibians and reptiles (Blain et al., 2009). The
lithic remains are attributed to the Oldowan tradition (Carbonell et al.,
1999b) and were used for butchery and wood-working (Márquez et al.,
2001).
The magnetostratigraphic study of the Gran Dolina sequence
has located the Matuyama Chron Boundary in level TD7, indicating
that the TD6 level is older than 780 ka (Parés and Pérez-González,
1995, 1999). Uranium series and electronic spin resonance (ESR)
techniques yielded a date of between 780 and 857 ka (Falguères
et al., 1999, 2001). The paleoenvironmental data from pollen and
from quantitative studies of amphibians and squamates (scaled
reptiles) show that the upper part of the TD6 level was deposited
during a humid and relatively warm period (García-Antón, 1995;
Blain et al., 2009) that Bermúdez de Castro et al. (2008) relate to
marine isotope stage (MIS) 19 or 21. However, new thermoluminescence (TL) and infrared-stimulated-luminescence (IRSL) dating
suggest that the oldest human fossils from the TD6 level could be
between 900 and 950 ka old and attributed to MIS 25, a relatively
humid and warm interglacial period (Berger et al., 2008).
The phylogenetic position of Homo antecessor1 continues to be
debated, and conflicting hypotheses have been suggested since their
discovery. Here, we will briefly summarize the most important
publications (in our view) regarding this matter. Bermúdez de Castro
1
We refer here to the fossils from Gran Dolina-TD6. It should be noted that the
human mandible (ATE9-1) from the nearby Sima del Elefante site, dated to
approximately 1.1e1.2 Ma, has been provisionally assigned to Homo antecessor too.
In addition, some authors have also attributed the calvaria from Ceprano, Italy, to
this species (Manzi et al., 2001).
621
et al. (1997) initially proposed that H. antecessor represents the last
common ancestor of Homo neanderthalensis and Homo sapiens (see
also Arsuaga et al., 1999a,b). Subsequently, Bischoff et al. (2003)
published new radiometric dates for the Sima de los Huesos (SH),
a Middle Pleistocene site, which is 560 m from Gran Dolina and
where abundant remains of Homo heidelbergensis have been
recovered (Arsuaga et al., 1997a). The age range given by the UeTh
series dating from an in situ speleothem (SRA-3), which seals the
human-fossil bearing deposit of SH, was 400e600 ka.2 The chronological closeness between the fossil samples from SH and TD6,
both from the Sierra de Atapuerca and the differences in the dentition between them led Bermúdez de Castro et al. (2003) to question
the evolutionary continuity between these two hominin groups.
They hypothesized the replacement of the human populations from
Gran Dolina-TD6 and Ceprano, Italy, at around 500e600 ka ago
by populations probably coming from Africa that used Mode 2
lithic technology (see also Carbonell et al., 1999c). The morphology
of the upper first molar of H. antecessor is similar to that of H. heidelbergensis and H. neanderthalensis (Gómez-Robles et al., 2007;
Gómez-Robles, 2010), suggesting the probability of evolutionary
continuity between them. However, the absence of Neandertal
derived traits in the mandible of H. antecessor suggests the opposite
(Carbonell et al., 2005). For these authors, H. antecessor might be
more closely related to the Chinese populations of the late Lower and
early Middle Pleistocene, represented at the sites of Nanjing and
Zhoukoudian (Carbonell et al., 2005).
At the same time, direct comparison of the dentition and
mandibular remains of TD6 with those of Tighennif (Algeria) reveal
important differences between these hominins (Bermúdez de
Castro et al., 2007). Martinón-Torres et al. (2007) have recently
defined a Eurasian dental pattern that differs from African hominins, and proposed that Asia may have played a major role in the
hominin colonization of Europe. The debate regarding evolutionary
continuity between H. antecessor and the Neandertal evolutionary
lineage (H. heidelbergensiseH. neanderthalensis) was still open in
the description of the most recently found fossils from Gran DolinaTD6 (Bermúdez de Castro et al., 2008; Gómez-Robles, 2010).
More recently, Dennell et al. (2010, submitted for publication)
have proposed that H. antecessor is not the common ancestor of
H. sapiens and H. neanderthalensis. Rather, the similarities between
H. antecessor and Neandertals would derive from a common
ancestor. More specifically, these authors propose that there was
a central area of dispersals of Eurasia (CADE), located in southwest
Asia from which different populations would have entered Europe.
One of these hominin dispersal events from the CADE to Europe led
to a speciation event by 1.2 Ma, giving rise to H. antecessor. Subsequent dispersal event of H. heidelbergensis, could have replaced
(or may have interbred) with some remnant populations of
H. antecessor.
Background and objectives
Bermúdez de Castro et al. (1997) cite the presence of eight
human ribs among the remains recovered in the 1995 field season.
In this inventory, these authors provided the side of all of the costal
remains but only the positions of the first (ATD6-108) and second
(ATD6-79) ribs were anatomically determined. The postcranial
remains recovered in the test pit during the 1994 and 1995 seasons
were published in two different papers (Carretero et al., 1999;
Lorenzo et al., 1999). Carretero et al. (1999) quote the presence of
nine labelled fragments that constitute eight ribs; five from the
2
The latest dating of the Sima de los Huesos human fossils yielded an average
age of 600 ka with a minimum age of 530ka (see Bischoff et al., 2007).
622
A. Gómez-Olivencia et al. / Journal of Human Evolution 59 (2010) 620e640
Table 1
Inventory of the Homo antecessor costal remains.
Label
ATD6-39
ATD6-66
ATD6-79
ATD6-85
ATD6-88
ATD6-89þ206
ATD6-97
ATD6-108
ATD6-251
Side
L
L
R
R
R
L
L
R
R
Initial
anatomical
positiona
Revised
anatomical
positionb
10 (9?)
3e4
2
9 (8e10)
4e5
7 (6?)
10 (11?)
1
10 (9-11)
10
3e4
2
9 (8e10)
4e5
7
1
Surface modificationsc
Anatomical region
Head
C
Neck
Tubercle
Shaft
Posterior
angle
Shaft
Sternal
end
Cutmarks
Percussion
pits
C
C
N/A
C
C
C
C
N/A
C
C
C
N/A
C
C
C
C
N/A
C
C
C
X
X
P
Cd
P
C
C
P
C
C
e
C
N/A
P
P
P
C
C
P
C
Figures
Peeling
X
X
C
e
P
C
e
e
X
9
8
6 and 7
13
8
9
9
3 and 4
13
C ¼ complete or largely preserved; P ¼ partially preserved; N/A ¼ not applicable
a
Based on morphological features.
b
Based on morphological and metrical features.
c
According to Fernández-Jalvo et al. (1999). Note that ATD6-97 was not included in their study.
d
The articular tubercle is present.
right side and three from the left side. Again, the anatomical
position was only determined for the first and second ribs. All of the
costal remains were illustrated in a figure in cranial view but no
metrical study was performed at that time (Carretero et al., 1999).
The present contribution presents a more complete and detailed
analysis of these costal remains. Work to homogenize the exposed
section of the Gran Dolina site has provided the opportunity to
excavate approximately 13 m2 of the Aurora Stratum (Bermúdez de
Castro et al., 2008). These new excavations have yielded new fossil
remains, including a rib (ATD6-97, found in 2004,) which is
described here for the first time.
The specific objectives of this paper are to provide an up-to-date
inventory and morphological description of the human costal
remains of the TD6 level, housed at the Centro Nacional de
Investigación sobre la Evolución Humana (CENIEH). This includes
determination of the anatomical position and age at death for each
of the specimens, calculating the minimum number of individuals
(MNI) represented within the sample, carrying out a comparative
metric analysis of the adult or near adult remains and discussing
the possible implications of the results.
Materials
This study includes the eight ribs recovered in the 1995 field
season (illustrated in Carretero et al., 1999) and one rib (ATD6-97)
recovered in the 2004 field season at Gran Dolina-TD6 level (Sierra
de Atapuerca, Burgos, Spain) (Table 1).
Table 2
Comparative specimens and samples.
Specimen/Sample
Sex
Ribs measured and side
Stature (in cm)a
References
H. ergaster
KNM-WT 15000b
M
1R and 1L
147
Jellema et al., 1993;
Ohman et al., 2002
M?
1R
M
M
1L
1-10 (R and L)
Krapina (n ¼ 5)f
La Chapelle-aux-Saintsg
Shanidar 3h
?
M
M
Tabun C1i
F
1R (n ¼ 3), 1L (n ¼ 2)
10 (R and L)
3R, 4R, 5R, 5L, 6R, 7R,
8R, 8L, 9R, 9L, 10R
2L, 6R, 6L,7R, 7L, 8R,
8L, 9R, 9L, 10L
H. heidelbergensis
(Sima de los Huesos)
Co1(1L)c
H. neanderthalensis
Amud 1d
Kebara 2d
Fossil H. sapiens
Ohalo 2d
Recent H. sapiens
EuroAmerican (n ¼ 26) j
EuroAmerican (n ¼ 6)k
EuroAmerican (n ¼ 35)j
Gómez-Olivencia, 2009
175
166
e
162
166
Endo and Kimura, 1970
Arensburg, 1991;
Gómez-Olivencia et al., 2009b
Radov
ci
c et al., 1988
Boule, 1911e1913
Franciscus and Churchill, 2002
154
McCown and Keith, 1939
Hershkovitz et al., 1995
M
1R
173
M
M
F
1-10 (R); 4L
1-10 (R); 4L
1-10 (R); 4L
169.9 8.1
All data collected on original specimens except KNM-WT 15000.
a
According to Ruff et al. (1997: their supplementary information), except KNM WT-15000.
b
KNM cast curated by the Max Planck Institute, Leipzig (Germany).
c
Field label: AT-2748þAT-3546þAT-3549.
d
Department of Anatomy and Anthropology, Tel Aviv University, Tel Aviv (Israel).
f
Croatian Natural History Museum, Zagreb (Croatia).
g
Musée de l’Homme, Paris (France).
h
Smithsonian Institution-National Museum of Natural History, Washington D.C. (USA).
i
Natural History Museum, London (United Kingdom).
j
Cleveland Museum of Natural History (Hamann-Todd Collection), Cleveland (Ohio, USA).
k
University of Iowa, Iowa City (Iowa, USA).
160.7 6.0
A. Gómez-Olivencia et al. / Journal of Human Evolution 59 (2010) 620e640
623
Table 3
Measurement definitions.
Variable
Description
0a
0b
0c
PrL
PrExA
PrExAVT
0d
1a
PrInA
TVC
1b
HVC
Preserved length
Preserved external arc
Preserved external arc
ventral to the tubercle
Preserved internal arc
Tuberculo-ventral
chorda
Head-ventral chord
2a
TVA
Tuberculo-ventral arca
2b
HVA
Head-ventral arca
3
TVS
4a
HCCD
5a
TNL
Tuberculo-ventral
subtense
Head cranio-caudal
diameter
Total neck length
6
NMnCCD
7
NTh
Neck minimum craniocaudal diameter
Neck thickness
8
ATH
Articular tubercle heightb
9
ATW
Articular tubercle widthb
10b
TID2
11b
PAC2
Tubercle-iliocostal line
distance 2c
Posterior angle chord 2
12b
PAS2
Posterior angle subtense 2
13
PA
Posterior angle
14
THD
15
DSMxD
16
DSMnD
17
SMxD
Tubercle horizontal
diameter
Shaft maximum diameter
at dorsal end
Shaft minimum diameter
at dorsal end
Shaft maximum diameter
at posterior angleb
18
SMnD
Shaft minimum diameter
at posterior angleb
19
MMxD
Mid-shaft maximum
diameterb
20
MMnD
Mid-shaft minimum
diameterb
23
SEMxD
24
SEMnD
Sternal end maximum
diameterd
Sternal end minimum
diameterd
Maximum straight length of the rib fragment. Ribs 1e12.
Maximum external arc length of the rib fragment. Ribs 1e12.
Maximum external arc length of the rib fragment ventral from the lateral end of the
articular surface of the tubercle. Ribs one to nine.
Maximum internal arc length of the rib fragment. Ribs 1e12.
Straight line distance between the dorsal-most margin of the articular tubercle to the
ventral-most point of the sternal end of the rib. Ribs 1e9.
Straight line distance between the lateral (dorsal) margin of the articular surface of the
head to the ventral-most point of the sternal end of the rib. Ribs 10e12.
Arc length measured along the greater curvature of the rib from the lateral end of the
articular surface of the tubercle to the sternal end of the rib. Ribs 1e9.
Arc length measured along the greater curvature of the rib from the lateral (dorsal) margin
of the articular surface of the head to the sternal end of the rib. Ribs 10e12.
Perpendicular distance from TVC to the lateral-most extent of the shaft of the rib. Ribs 2e9.
Maximum diameter in approximate cranio-caudal direction of the articular surface
of the head. Ribs 1e12.
Straight line distance between the lateral (sternal)-most margin of the articular tubercle
to the medial(vertebral)-most point of the head. Ribs 1e9.
Minimum reading of the cranio-caudal dimension of the neck, measured perpendicular
to the long axis of the neck. Ribs 1e10.
Measured at the mid part of the neck. Minimum diameter from internal to external surface
of the rib. Ribs 1e10.
Maximum cranio-caudal diameter of the articular tubercle with the rib positioned in
approximate anatomical position. Ribs 1e9.
Maximum width of the articular tubercle with the rib positioned in approximate
anatomical position. Ribs 1e9.
Straight line distance from the medial (vertebral) end of the articular tubercle to the
furthest extent of the iliocostal line. Ribs 3e9.
Straight line distance from the dorsal end of the articular tubercle to a point
on the inferior aspect of the shaft whose ventral linear distance from the iliocostal
line is equidistant to the TID2. Ribs 3e9.
The subtense from the inferior iliocostal point to the chord PAC2. The value for the
subtense is derived geometrically from a right triangle whose base is ½ PAC2
and whose hypotenuse is TID2. Ribs 3e9.
Angle between the TID2 and the line of the same distance used to determine the
PAC2 measurement. Ribs 3e9.
Maximum diameter from the internal surface of the rib to the further extent of the
articular tubercle. Ribs 1 to 2.
Measured between the tubercle and the posterior angle of the rib. Ribs 3e12.
Measured between the tubercle and the posterior angle of the rib. Ribs 3e12.
Measured at the posterior angle of the ribs. In all cases, the calipers are oriented for
maximum reading, which is approximately cranio-caudal (for rib 12, the measurement
is taken at the farthest extent of the Mm. erector spinae line). Ribs 3e12.
Measured at the posterior angle of the ribs. In all cases, the calipers are oriented for
minimum reading, which is approximately from the internal surface to the external
surface of the rib (for rib 12, the measurement is taken at the farthest extent
of the Mm. erector spinae line). Ribs 3e12.
Measured at the mid-shaft, maximum diameter (from internal to external surface in
ribs 1e2 and approximately cranio-caudal direction in ribs 3e10, following the
maximum dimension of the shaft). In rib 1, it is measured at the groove for the
subclavian artery. In rib 2, it is measured at the insertion point of the M. scalenus.
In rib 3, it is measured in the cranio-caudal narrowing approx. at mid-shaft. Ribs 1e10.
Measured at the mid-shaft, minimum diameter (approx. cranio-caudal in ribs 1 to 2 and
from internal to external surface of the rib in ribs 3e12). In rib 1, is measured at the groove for
the subclavian artery. In rib 2, is measured at the insertion point of the M. scalenus.
In rib 3, it is measured in the cranio-caudal narrowing approximately
at mid-shaft. Ribs 1e10.
Measured at the sternal end. Maximum diameter. In ribs 1 to 2, is
approximately horizontal. Ribs 1e12.
Measured at the sternal end. Minimum diameter. In ribs 1 to 2, is approximately
vertical. Ribs 1e12.
Numbering of the variables follows Gómez-Olivencia (2009). TNL, NMnCCD and TID2 variables are equivalent to HAFL, SCTCH and AFTAL variables from Owers and Pastor
(2005). Our TID2 variable is similar to TID from Franciscus and Churchill (2002) except that TID2 is measured from the dorsal end of the articular tubercle.
a
McCown and Keith (1939).
b
Franciscus and Churchill (2002).
c
Gómez-Olivencia et al. (2009b).
d
Arensburg (1991).
624
A. Gómez-Olivencia et al. / Journal of Human Evolution 59 (2010) 620e640
mid-thoracic ribs (ribs 3e9) is more difficult. Franciscus and
Churchill (2002) have provided a complete set of criteria to
sequence mid-thoracic ribs based on both previous work (Dudar,
1993; Jellema et al., 1993; Mann, 1993), as well as on their own
observations. Quantitative methods for rib seriation have also been
proposed and tested (Hoppa and Saunders, 1998; Owers and Pastor,
2005). In addition, we have taken into consideration the fact that
Neandertals show a different pattern in some of the morphological
features (e.g., the distance between the tubercle and the iliocostalis
line) used to sequence the ribs in modern humans and that they
show a significant difference in thorax size and shape from H.
sapiens (see Franciscus and Churchill, 2002; Gómez-Olivencia et al.,
2009b).
Several of the TD6 ribs are fragmentary and represent different
individuals with distinct ages at death. We have used the abovementioned criteria, as well as complete rib sets from the osteological collections housed at the Laboratorio de Evolución Humana
(University of Burgos, Spain) and high quality casts of the costal
remains of the male Neandertal individual, Kebara 2, from the
Musée de l’Homme (Musée National de Histoire Naturelle, Paris).
Based on these criteria and the comparative material, we have
determined a range of possible anatomical positions for each of the
ribs. The metrical study was also used to refine the previously
determined anatomical determination (see below).
Age at death determination
Figure 2. Some of the dimensions used in the osteometric analysis, as defined in Table
3: (a) caudal view of a forth rib, (b) cranial views of a forth rib, (c) second rib, and (d)
first rib.
Ribs ossify from a primary center of ossification and there may
be three secondary centers of ossification: the head, the tubercle
and the nonarticular tubercle. The presence of an articular tubercle
depends on the articulation of the ribs with the transverse
processes of the vertebra and therefore, lower ribs lack this tubercle
(Scheuer and Black, 2000).
We have quantified the maturation stage of the TD6 ribs using
the scoring system developed by Ríos and Cardoso (2009). The
epiphyses are scored following a three-stage scale: (1) no union; (2)
partial union; (3) completed union. From these scorings, it is
possible to provide an age range (see Ríos and Cardoso, 2009: their
tables 6e8), taking into consideration three factors. First, there are
significant sex differences in rib maturation: females generally
show advanced union of all three epiphyses when compared with
males (Ríos and Cardoso, 2009). Second, since the TD6 hominins
had a shorter period of dental growth (Ramírez Rozzi and
Bermúdez de Castro, 2004) and by inference, somatic development (Smith, 1991), we could be slightly overestimating the ages at
death (see Dean and Smith (2009) for age disjunction between
dental and skeletal ages for KNM-WT 15000). Third, if we assume
that these rib remains are derived from the ten individuals
For comparative purposes, we have chosen a EuroAmerican
sample (Hamann-Todd collection), representing a population that
inhabited similar latitudes to those of the Sierra de Atapuerca, and
that had a stature similar to that estimated for H. antecessor (between
170.9 and 174.5 cm, depending on the bone used to perform the
estimation; see Carretero et al., 1999; Lorenzo et al., 1999).
The comparative fossil human sample represents three different
species of Homo. We have studied the original specimens of Ohalo 2
(Upper Paleolithic H. sapiens), the Neandertal specimens of Amud 1,
La Chapelle-aux-Saints, Kebara 2, Krapina, Shanidar 3, Tabun C1 and
a cast of KNM-WT 15000 (Homo ergaster) (See Table 2 for details).
Methods
Determination of side and anatomical position
Siding of ribs as well as sequencing of “atypical” ribs (ribs 1, 2,
10e12) is straightforward. However, the sequencing of “typical”
Table 4
Epiphyseal scoring and age at death assessment of the TD6 ribs.
Label
ATD6-39
ATD6-66
ATD6-79
ATD6-85
ATD6-88
ATD6-89þ206
ATD6-97
ATD6-108
ATD6-251
Side
L
L
R
R
R
L
L
R
R
Revised
anatomical
position
10
3e4
2
9 (8e10)
4e5
7
1
Epiphyseal scoringa
Age-at-death
Head
epiphysis
Articular tubercle
epiphysis
Nonarticular tubercle
epiphysis
e
e
e
e
3
e
e
e
e
3
3
3
e
3
3
X
3
e
X
3?
3
e
3
3
X
3
e
Adolescenteyoung
Young adult
Adolescenteyoung
Adolescenteyoung
Young adult
Adolescenteyoung
Subadult
Adolescenteyoung
Subadult
adult
adult
adult?
adult
adult
A “e” indicates that it has not been possible to score that anatomical part because it has not been preserved. An “X” indicates that that rib does not possess the mentioned
feature.
a
Based on Ríos and Cardoso (2009). 1 ¼ no union; 2 ¼ partial union; 3 ¼ completed union.
A. Gómez-Olivencia et al. / Journal of Human Evolution 59 (2010) 620e640
625
Figure 4. Lateral view of the first ribs: (a) ATD6-108, (b) Kebara 2 (cast), and (c)
a modern male. The arrow indicates the great development of the M. serratus anterior
in the first rib of Homo antecessor. Scale bar ¼ 5 cm.
still scarce. At this moment, it is not possible to study the costal
remains relative to other skeletal parts as has been done with other
fossil specimens (i.e., Shanidar 3, Kebara 2, see Franciscus and
Churchill, 2002; Gómez-Olivencia et al., 2009b). A longer term
goal would be the possibility of assigning these ribs to the dental
individuals proposed by Bermúdez de Castro et al. (2006, 2008).
Results
Figure 3. ATD6-108 (1R) in cranial (a) and caudal view (b). Scale bar ¼ 5 cm.
represented by the dental remains in TD6 level, we would have
a maximum age at death for the costal elements of 18 years
(Hominid 4) or “young adult” (Hominid 10) (Bermúdez de Castro
et al., 2006, 2008). However, some of the ribs (ATD6-85, ATD6-97
and ATD6-251) do not preserve the anatomical regions necessary to
evaluate the fusion of the head, articular and nonarticular tubercles.
In these cases, we provide rough age at death estimates based on
surface porosity and muscular scar rugosity (see below).
Osteometrics and statistical analysis
Metric analysis of the H. antecessor ribs allows us to corroborate
and refine the anatomical positions made previously based on
morphological considerations and compare the metric dimensions
in the TD6 specimens with other fossil and recent humans. We used
standard anthropometric techniques and instruments to take all
measurements (Table 3; Fig. 2) (see also Franciscus and Churchill,
2002: their Fig. 3; Owers and Pastor, 2005: their Fig. 1).
Univariate comparative analysis was performed on all of the
variables measured using z-scores. Z-score values beyond 1.96
and 2.576 SD from the mean would be significant at p < 0.05 and
p < 0.01 respectively (Sokal and Rohlf, 1981). We have also used
bivariate plots to better characterize the most complete ribs. The
curvature of the rib has been studied by analyzing the relationships
between the arc variables (TVA and HVA) and the chord variables
(TVC and HVC), and the relationship between the tuberculo-ventral
chord (TVC) and the tuberculo-ventral subtense (TVS) (see Table 3
for measurement definitions). High values of the arc variables
relative to chord variables indicate curved ribs. High values of
tuberculo-ventral subtense (TVS) relative to tuberculo-ventral
chord (TVC) would also indicate curved ribs. Anatomical position
was assessed by analyzing the relationship between the tubercleiliocostal line distance 2 (TID2) and tuberculo-ventral arc (TVA).
We are aware of the limitations of the metrical study performed
on these isolated ribs. The postcranial remains of H. antecessor are
TD6 costal remains e minimum number of individuals (MNI)
There are ten labelled fragments that represent nine ribs
attributed to H. antecessor (see below and Table 1). In Table 1, we
include two columns for the anatomical determination of the ribs.
The first column shows the results of the morphological study. The
second column shows the conjoined results of the morphological
and the metrical studies. In this table, we have included the surface
modifications recorded by Fernández-Jalvo et al. (1999). The results
of the age at death study are summarized in Table 4 and discussed
in the description of each of the ribs (see below). All the ribs are
represented in cranial and caudal views in the figures.
Based on size and age at death compatibilities, ATD6-66 and
ATD6-88 likely belong to the same individual. At the same time,
based on size, age at death and coherent degree of development of
the insertion for the serrati muscles, ATD6-108 (1R) and ATD6-79
(2R) likely belong to the same individual.
Regarding the MNI represented in the TD6 sample, there are
three ribs that are likely tenth ribs: ATD6-39 (adolescenteyoung
adult), ATD6-97 (younger immature) and ATD6-251 (older immatureeadolescent). ATD6-39 and ATD6-97 are both from the left side
but show different age at death, thus representing different individuals. ATD6-251 is from the right side and represents an immature individual. However, it would be an older individual than
ATD6-97 and thus likely represents a third individual (Table 4). The
remaining ribs could represent the same individual as ATD6-39, so
they do not represent additional individuals. Based on this analysis,
a minimum of three individuals (MNI ¼ 3) are represented among
the TD6 costal remains.
ATD6-108 (right first rib) (Fig. 3)
ATD6-108 is a first rib from the right side that preserves
approximately half of the neck (11.4 mm), the tubercle and the shaft
of the rib including the sternal end (Fig. 3). However, the shaft of
the rib has lost part of its internal surface, approximately from the
626
A. Gómez-Olivencia et al. / Journal of Human Evolution 59 (2010) 620e640
Figure 5. Curvature of the first rib ATD6-108: tuberculo-ventral chord (TVC) (x) vs. tuberculo-ventral arc (TVA) (y). Individuals closer to the straight line (y ¼ x) would have less
curved first ribs. Dashed lines represent similar curvatures, i.e., ribs between the same two dashed lines have similar curvatures. The modern human comparative samples from the
right side are represented by 95% equiprobability ellipses and show a high degree of overlap. Note that ATD6-108 is larger than the Neandertal male of Kebara 2. Regarding the
curvature, ATD6-108 shows a curvature similar to modern samples and to Co1(1L) from Sima de los Huesos but is more curved than Kebara 2.
internal part of the articular tubercle to the scalenus tubercle. The
groove for the subclavian artery and the brachial plexus is not
present, but the dorsal-most half of the sternal end is preserved.
This fossil was recovered in five fragments, four of which articulate
well with one another. The fifth fragment represents the neck and
half of the articular tubercle. A slight separation is visible in the
cranial aspect, but this fragment refits perfectly with the rest of
the rib on its caudal aspect. The three fragments that correspond to
the ventral half of the rib are somehow cracked into minor pieces.
While ATD6-108 does not preserve the head, the articular
tubercle is completely fused and shows a slight osteophytic rim on
its caudal border (maximum development of 0.5 mm). Following
Ríos and Cardoso (2009), this gives us a minimum age of 14 years at
the time of death, indicating that this specimen represents an
adolescent or young adult. In its overall dimensions, this rib is
larger than both Kebara 2 and the mean values of our modern adult
comparative sample (Table 6).
Ventral to the articular tubercle and parallel to the lateral border
of the shaft, ATD6-108 shows a very well-developed ridge with
a rough surface that represents the insertion point of the M. serratus
anterior muscle. The dimensions of this ridge are ca. 31 mm in
length, a mediolateral width of 5.8 mm and a maximum craniocaudal thickness of 7.6 mm. The considerable development of this
ridge is related to a great development of M. serratus anterior. The
first rib of KNM-WT 15000 shows a slight roughness in the same
place, but neither KNM-WT 15000 nor Kebara 2 show this ridge
(see Fig. 4). Finally, the scalenus tubercle, the insertion point to the
M. scalenus anterior muscle, is present in ATD6-108 but is not as
protruding as in the Kebara 2 Neandertal.
Metrically, ATD6-108 displays a significantly smaller minimum
diameter of the sternal end (SEMnD) compared with the modern
male comparative sample (Tables 5 and 6). The curvature of this rib
is similar to that of the H. heidelbergensis first rib from the Sima de
los Huesos (Co1(1L)), but higher than the male Neandertal of
Kebara 2 and within the lower limits of the modern human
comparative samples (see Fig. 5).
ATD6-79 (right second rib) (Fig. 6)
ATD6-79 is a second rib from the right side that preserves
approximately half of the length of the neck (9.8 mm), the tubercle
and most of the shaft (Fig. 4). This rib consists of one large fragment
that preserves the neck, the tubercle and a large part of the shaft,
including the very well-developed attachment for the M. serratus
anterior and 12 smaller fragments that represent a portion of the
shaft that displays post mortem crushing in the cranio-caudal
direction.
This rib does not preserve the head. However the articular and
nonarticular tubercles are completely fused. Following Ríos and
Cardoso (2009), this suggests a minimum age of 12 years at the
time of death. Based on size, age at death and coherent degree of
development of the insertion for the serrati muscles, ATD6-108 (1R)
and ATD6-79 (2R) are likely to belong to the same individual. This
association would rise the minimum age at death of ATD6-79 to 14
years, suggesting that this rib belonged to an adolescent or young
adult. The overall dimensions of this rib are similar in size to the
mean values of our modern adult comparative samples.
We have estimated the tuberculo-ventral chord (TVC) of this
specimen as longer than 130 mm, through direct comparison with
the R2 of the Kebara 2 Neandertal individual (Table 5, Fig. 7). This
minimum value is similar to the modern male comparative sample
and one standard deviation above our modern female comparative
sample (Table 7). Metrically, ATD6-79 stands out for its significantly
large tubercle horizontal diameter (THD) and mid-shaft maximum
627
A. Gómez-Olivencia et al. / Journal of Human Evolution 59 (2010) 620e640
Table 5
Raw dimensions (mm) of the Gran Dolina-TD6 ribs.a
Variable
0a
0b
0c
0d
1a
1b
2a
2b
3
4a
5a
6
7
8
9
10b
11b
12b
13
14
15
16
17
18
19
20
23
24
a
b
Preserved length (PrL)
Preserved external arc (PrExA)
Preserved external arc ventral to
the tubercle (PrExAVT)
Preserved internal arc (PrInA)
Tuberculo-ventral chord (TVC)
Head-ventral chord (HVC)
Tuberculo-ventral arc (TVA)
Head-ventral arc (HVA)
Tuberculo-ventral subtense (TVS)
Head cranio-caudal diameter (HCCD)
Total neck length (TNL)
Neck minimum cranio-caudal
diameter (NMnCCD)
Neck thickness (NTh)
Articular tubercle height (ATH)
Articular tubercle width (ATW)
Tubercle-iliocostal line distance 2 (TID2)
Posterior angle chord 2 (PAC2)
Posterior angle subtense 2 (PAS2)
Posterior angle (PA)
Tubercle horizontal diameter (THD)
Shaft maximum diameter at
dorsal end (DSMxD)
Shaft minimum diameter at
dorsal end (DSMnD)
Shaft maximum diameter at posterior
angle (SMxD)
Shaft minimum diameter at posterior
angle (SMnD)
Mid-shaft maximum diameter (MMxD)
Mid-shaft minimum diameter (MMnD)
Sternal end maximum diameter (SEMxD)
Sternal end minimum diameter (SEMnD)
ATD6-108
ATD6-79
ATD6-88
ATD6-66
ATD6-89þ206
ATD6-85
ATD6-39
ATD6-97
ATD6-251
1R
2R
4e5R
3e4L
7L
9 (8e10)R
10L
10 (11?)L
10R
78.1
85.0
55.0
48.2
53.0
49.0
147.0
(>130.0)
e
88.0
34.0
e
e
e
e
e
123.5
182.0
162.0
(90.0)
e
(107.0)
e
17.9
15.4
3.3b
156.0
182.0
e
171.0
225.0
215.0
167.0
209.0
e
>245.0
e
(190.0)
(155.0e160.0)
(192.0e198.0)
(172.0e175.0)
(237.0e240.0)
e
e
(273.0)
9.1
32.7
7.1
4.3
7.0
10.3
224.0
e
275.0
e
68.0
189.0
182.0
182.0
7.8
8.4
16.4
4.1
6.4
8.6
35.3
7.0
(52.0)
95.0
(21.2)
(129.4)
e
7.4
e
6.9
e
6.8
8.0
7.7
8.1
9.7
9.7
10.7
7.9
7.3
8.5
12.8
8.5b
5.9b
11.4
6.3
(18.7)
8.3
e
e
9.3
7.1
8.6
6.3
17.5
16.2
11.1
16.5
7.4
8.3
5.7
7.4
(14.7)
(7.0)
15.3
7.6
15.4
9.5
6.6
14.5
6.7
Values in parentheses are estimated.
Measured in cranio-caudal direction.
diameter (MMxD). In both of these dimensions, ATD6-79 is
significantly larger than our modern female sample, while
compared with males only the THD is significantly different. The
large dimension of MMxD is related to the well-developed insertion for the M. serratus anterior muscle, which rotates the scapula
for abduction and flexion of the arm and protracts the scapula
(Stone and Stone, 1999). Second ribs from the Sima de los Huesos
and the Neandertal individual of Tabun C1 show a similar pattern,
while Kebara 2 shows a cranio-caudally low and mediolaterally
wide shaft (Gómez-Olivencia et al., 2009b).
ATD6-66 (left third or forth rib) and ATD6-88 (right forth or fifth rib)
(Fig. 8)
Based on size and age at death compatibilities, it is likely that
ATD6-66 and ATD6-88 belonged to the same individual. ATD6-66
partially preserves both articular and nonarticular tubercles as well
as the posterior angle, while ATD6-88 preserves the head, neck,
both articular and nonarticular tubercles, the posterior angle and
approximately 25 mm of the shaft (Fig. 8). This latter specimen
consists of two fragments that rejoin at the posterior angle. It has
lost a slight bone chip (2.3 4.3 mm) on the caudal aspect of the
fracture line. In addition, slight exposure (4.9 4.4 mm) of the
trabecular bone is visible in the cranial aspect of the union between
the head and the neck.
ATD6-66 is from the left side and ATD6-88 is from the right
side. While they are very similar, ATD6-88 has a longer posterior
angle and a slightly larger space between the posterior angle and
the tubercle (larger TID2 value). This suggests that ATD6-66 is
a more cranial rib than ATD6-88. ATD6-88 is a third, forth or fifth
rib based on the length and narrow aspect of the neck and the
small distance between the tubercle and the iliocostal line.
However, the vertical orientation of the surface of the shaft
between the tubercle and the posterior angle points towards this
rib being a forth or fifth element (see below). Thus ATD6-66 likely
represents a left third or forth rib and ATD6-88 likely represents
a right forth or fifth rib.
In ATD6-88, the articular and nonarticular tubercles are completely
fused. In addition, the epiphysis of its head is fused, although the
epiphysis does not cover the whole metaphyseal surface and the
metaphyseal line is still present. This suggests a minimum age of 18
years at the time of death (Ríos and Cardoso, 2009). However, the
presence of a metaphyseal line is not uncommon even in middle-aged
adult modern human individuals (Ríos and Cardoso, 2009). Both
articular and nonarticular tubercles of ATD6-66 are fused, and the age
at death of this specimen is consistent with that of ATD6-88. Thus,
these two specimens represent a young adult individual.
The metric dimensions of ATD6-88 and ATD6-66 are provided
in Tables 5 and 8. The z-score analysis of these individuals has
been conducted together due to their similar anatomical position
and the fact that they likely belonged to the same individual. The
tuberculo-iliocostalis distance 2 (TID2) in ATD6-88 is above the
range of the third ribs of our modern male comparative sample
and larger than the third rib of Kebara 2, which supports the
diagnosis of this specimen as a forth or fifth rib. These ribs are
notable for showing a dorsal end of the shaft that is weakly
developed in the cranio-caudal direction and well-developed
mediolaterally (Tables 9 and 10).
Variable
ATD6-108
EuroAmerican males (1R)
EuroAmerican females (1R)
Amud 1
Kebara 2
Z-score
Z-score
1L
1R
1a
TVC
(90.0)
(0.98)
2a
TVA
(107.0)
(0.29)
6
NMNCCD
14
1.14
THD
17.9
0.50
19
MMxD
15.4
1.54
20
MMnDb
3.3
1.37
24
SEMnDb
5.9
L2.31*
a
b
84.68 5.42
(74.8e94.5)
n ¼ 30
104.24 9.35
(85.0e126.0)
n ¼ 30
4.98 0.59
(3.9e6.1)
n ¼ 33
17.08 1.63
(12.9e19.8
n ¼ 33
19.55 2.70
(14.4e23.9)
n ¼ 32
4.21 0.67
(2.9e5.3)
n ¼ 32
9.44 1.53
(7.3e12.7)
n ¼ 30
(1.54)
(1.10)
0.39
1.40
0.72
0.01
1.54
Summary statistics
79.96 6.50
(65.7e99.6)
n ¼ 31
97.77 8.36
(79.0e121.0)
n ¼ 31
4.06 0.61
(2.8e5.4)
n ¼ 32
15.36 1.82
(11.8e18.7)
n ¼ 32
16.85 2.02
(12.8e20.9)
n ¼ 33
3.30 0.50
(2.2e4.8)
n ¼ 33
7.57 1.09
(5.5e9.6)
n ¼ 31
1L
85.7
82.7
99.0
(96.0)
Krapina 117.2
Krapina 117.3
Krapina 118.2
Krapina 117.1
Krapina 118.4
1R
1R
1R
1L
1L
15.4
4.7
>19.0
19.8
19.4
17.1
(16.5)
15.2
(20.7)
20.5
14.0
13.8
13.2
15.6
3.5
4.3
4.0
3.4
4.2
3.3
3.5
8.9
8.4
9.3
Values in parentheses are estimated. Values in bold letters and with an * are significant at p < 0.05. Values in bold letters and ** are significant at p < 0.01.
Measured in cranio-caudal direction.
Figure 6. ATD6-79 (2R) in cranial (a) and caudal (b) views. Scale bar ¼ 5 cm.
ATD6-89þ206 (left seventh rib) (Fig. 9)
ATD6-89þ206 is from the left side, nearly complete and lacks
the head and neck (Fig. 9). It is comprised of six fragments that refit
well together, although some bone chips have been lost in some of
the fracture lines. The general aspect and the degree of torsion
of the shaft and sternal end suggest that ATD6-89þ206 is a rib from
the cranial part of the rib cage (third to a seventh rib). The distance
between the tubercle and the iliocostal line reduces the possibilities to a sixth or seventh rib. The external aspect of the shaft at the
posterior angle is more consistent with a sixth rib while the
orientation of the sternal end of the shaft is more similar to
a seventh rib rather than to a sixth.
This rib does not preserve the head. However, the articular and
nonarticular tubercles are completely fused, suggesting a minimum
age of 11 years (Ríos and Cardoso, 2009). The general size of this rib
Figure 7. Cranial view of the second rib of (a) Kebara 2, (b) Tabun C1 (mirrored image),
and (c) ATD6-79. Scale bar ¼ 5 cm.
A. Gómez-Olivencia et al. / Journal of Human Evolution 59 (2010) 620e640
4.3
Summary statistics
628
Table 6
Z-score valuesa for ATD6-108 (1R) compared with modern human comparative samples, summary statistics of the modern male and female samples and measurements (in mm) of the Neandertal comparative sample.
629
A. Gómez-Olivencia et al. / Journal of Human Evolution 59 (2010) 620e640
Table 7
Z-score valuesa for ATD6-79 (2R) compared with modern human comparative samples, summary statistics of the modern male and female samples and measurements (in mm)
of the Neandertal comparative sample.
Variable
ATD6-79
(>130.0)
EuroAmerican males (2R)
EuroAmerican females (2R)
Kebara 2
Z-scores
Summary statistics
Z-scores
Summary statistics
2R
(>0.06)
129.44 9.16
(110.7e148.0)
n ¼ 27
12.12 1.59
(8.5e15.2)
n ¼ 30
15.87 1.90
(11.6e20.0)
n ¼ 29
6.18 1.45
(3.7e9.3)
n ¼ 29
(>1.01)
122.31 7.60
(106.4e136.5)
n ¼ 27
10.07 1.42
(6.6e12.3)
n ¼ 32
13.70 1.63
(10.6e17.3)
n ¼ 32
5.30 0.97
(3.2e7.4)
n ¼ 32
137,2
1a
TVC
14
THD
16.4
2.68**z
19
MMxD
12.8
1.61
20
MMnDb
8.5
1.60
4.47**z
0.55
3.30**z
Tabun C1
2L
2L
14,7
17,2
8,7
4,8
4,8
7,6
14,3
a
Values in parentheses are estimated. Values in bold letters and with an *are significant at p < 0.05. Values in bold letters and **are significant at p < 0.01. Values with a z
are outside the range of our modern comparison samples.
b
Measured in cranio-caudal direction.
is similar to the mean values of our modern adult comparative
samples and we consider that this rib belonged to an adolescent or
young adult individual.
In general dimensions (TVC and TVA), ATD6-89þ206 is similar
to the seventh rib of the Tabun C1 female Neandertal and smaller
than the male Neandertal individuals (Tables 5, 11 and 12). If this rib
belonged to a male individual, it would only stand out by its
significantly small values in the shaft maximum diameter at dorsal
end (DSMxD). If this was a seventh rib belonging to a female
individual, it would stand out for having a cranio-caudally low and
mediolaterally thick dorsal end of the shaft as well as a large
maximum diameter of the sternal end. Finally, this specimen also
shows a moderately large distance between the tubercle and the
iliocostal line (TID2), which is 1.52 SD above our modern female
comparative sample (Table 12).
To better assess the anatomical position of this rib, we have
performed a bivariate study between the tubercle-iliocostal line
distance 2 (TID2) and tuberculo-ventral arc (TVA). Modern and
fossil seventh ribs show larger TID2 than sixth ribs, while they
show similar values of TVA. ATD6-89þ206 is close to the male
centroid of the seventh rib and to the seventh rib of the Neandertal
Tabun C1 (Fig. 10), and thus we consider it more likely it to be
a seventh rib.
The curvature of this rib has been assessed by analyzing the
relationships between the tuberculo-ventral subtense (TVS) and
the tuberculo-ventral chord (TVC), and the relationship between
the tuberculo-ventral chord (TVC) and the tuberculo-ventral arc
(TVA) (Figs. 11 and 12). ATD6-89þ209 shows a curvature similar to
modern adult seventh ribs. Unfortunately, the two Neandertal
individuals that preserve the seventh ribs (i.e., Tabun C1 and Kebara
2) show evidence of taphonomic distortion (Gómez-Olivencia et al.,
2009b) and cannot be compared metrically with ATD6-89þ206.
ATD6-85 (right eighth to tenth ribs) (Fig. 13)
ATD6-85 is from the right side and is comprised of nine fragments that preserve nearly all the shaft, from a point located dorsal
to the posterior angle to a cranio-caudal narrowing of the shaft
located close to the sternal end (Fig. 13). In these fractures, this
specimen has lost small bone chips; the largest (10.7 5.5 mm)
being the one located in the cranial aspect of the rib shaft, at the
posterior angle.
ATD6-85 most likely represents a ninth rib. However, due to its
incompleteness the possibility that it represents an eighth or a tenth
rib cannot be ruled out. The ventral-most preserved part of the rib
shaft is more vertical in ATD6-39 (see below) than in ATD6-85.
Additionally, the costal groove is more marked and longer in this rib
that in ATD6-39. These two features make it more likely that this rib
is a ninth rather than a tenth rib. The presence of a cranio-caudal
narrowing in the ventral (sternal) third of the rib shaft is also more
consistent with ATD6-85 being a ninth rib rather than an eighth rib.
The age at death assessment of this rib should be regarded as
tentative since it lacks the head and the tubercles. ATD6-85 does not
display the porosity present in ATD6-97 or ATD6-251. Additionally, it
shows marked muscular insertions at the posterior angle for the
iliocostalis and at the shaft for the intercostals. Thus, we infer that
this rib likely belonged to an adolescent or young adult individual.
ATD6-85 shows shaft dimensions intermediate in size between
the Neandertal male individuals of Kebara 2 and Shanidar 3, and
the Neandertal female individual, Tabun C1 (Tables 5, 13 and 14).
Compared with our modern human comparative samples, it only
stands out for being significantly thicker at the mid-shaft. The
fragmentary nature of this specimen prevents further conclusions.
ATD6-39 (right tenth rib) (Fig. 9)
Figure 8. Cranial and caudal views of (a, d) ATD6-88, and (b, c)ATD6-66. Scale
bar ¼ 5 cm.
ATD6-39 is from the right side and preserves the articular
tubercle and the complete shaft, including the sternal end (Fig. 9). It
is comprised of 12 fragments that rejoin perfectly with one another.
In some of these unions, especially in the caudal aspect there has
been some minor bone lost. We have assessed ATD6-39 as a tenth
rib (less likely a ninth rib) based on the general size, the torsion of
630
A. Gómez-Olivencia et al. / Journal of Human Evolution 59 (2010) 620e640
Table 8
Z-score valuesa for ATD6-88 and ATD6-66 compared with modern human comparative samples.
Variable
4a
5a
6
7
10b
15
16
17
18
ATD6-88
HCCD
TNL
NMnCCD
NTh
TID2
DSMxD
DSMnD
SMxD
SMnD
9.1
32.7
7.1
4.1
35.3
6.9
8.0
9.7
7.9
EuroAmerican males
(Z-scores)
EuroAmerican females
(Z-scores)
4R
5R
4R
L2.46*z
0.79
1.70
0.98
0.00
L2.18*
0.16
0.74
0.55
L2.64**z
0.80
L2.29*
1.51
1.50
L2.56*
0.24
1.31
0.98
ATD6-66
5R
0.85
0.52
1.12
0.39
0.65
1.06
2.81**z
0.17
1.14
1.80z
0.58
1.92z
0.79
0.69
1.74
2.73**z
0.78
0.67
EuroAmerican
males (Z-scores)
EuroAmerican
females (Z-scores)
3R
3R
6.8
7.7
9.7
7.3
1.86
0.13
0.50
1.03
4L
L2.02*z
0.19
1.01
1.13
4L
1.43
1.95
0.45
0.53
1.58
1.80
0.06
0.31
a
Values in parentheses are estimated. Values in bold letters and with an *are significant at p < 0.05. Values in bold letters and **are significant at p < 0.01. Values with a z
are outside the range of our modern comparison samples.
the shaft and the cross-sectional morphology at the angle and midshaft. The presence of an articular tubercle in ATD6-39 allows the
comparison of this rib with modern and fossil ribs. The large
distance between the articular tubercle and the iliocostal line
(TID2) indicates that this is a tenth rib (Fig. 14). This rib does not
preserve the head. However, the articular tubercle is completely
fused, suggesting a minimum age of 12 years at the time of death
(Ríos and Cardoso, 2009). The general size of this rib is similar to the
mean values of our modern adult comparative samples and we
consider it to represent an adolescent or young adult. This rib
shows less torsion in the shaft at the posterior angle. The functional
significance of this remains unclear but we hypothesize that it
could be related to a more horizontal disposition of the rib.
Compared with our modern human comparative samples,
ATD6-39 has a thick shaft and a large sternal end (Tables 5 and 15).
Moreover, if this rib belonged to a female individual, it would stand
out for its large general dimensions (TVA and TVC). Compared with
Neandertals, ATD6-39 is similar to male individuals and larger than
the Tabun C1 female. ATD6-39 stands out for its large sternal end,
only comparable with that of La Chapelle-aux-Saints. However, the
dimensions of TVA and TVC are slightly smaller than those in the
right tenth rib from Kebara 2. In order to assess the curvature of this
rib, we have performed a bivariate analysis between the TVC and
the TVA (Fig. 15). ATD6-39 is within the upper limit of the 70%
equiprobability ellipse for modern adult males due to its large TVA,
which means that this rib is slightly more curved than the mean
modern male sample.
ATD6-97 (left tenth rib) (Fig. 9)
ATD6-97 is from the left side and preserves a nearly complete
shaft, lacking the head, part of the neck and the sternal end (Fig. 6).
ATD6-97 is very fragmentary and the specimen has suffered taphonomic deformation in the middle of the shaft due to crushing. This
specimen most likely represents a tenth rib. Morphologically, it is
very similar to ATD6-251 and ATD6-39. In contrast with ATD6-39,
this rib does not present an articular tubercle. The position of the
iliocostal line, the torsion of the shaft, the morphology of the
Table 9
Summary statistics (mean, SD, range and samples sizes) for ribs 3 R, 4 R, 4 L and 5 R in the modern comparative samples.
Variable
EuroAmerican males
4a
HCCD
5a
TNL
6
NMnCCD
7
NTh
10b
TID2
15
DSMxD
16
DSMnD
17
SMxD
18
SMnD
EuroAmerican females
3R
4R
4L
5R
3R
4R
4L
5R
10.50 1.37
(7.7e13.5)
n ¼ 26
34.24 1.79
(29.2e38.5)
n ¼ 29
8.61 1.34
(6.3e11.2)
n ¼ 29
4.95 0.83
(3.4e6.3)
n ¼ 29
29.74 3.03
(22.7e33.8)
n ¼ 29
8.71 1.03
(6.2e11.3)
n ¼ 29
7.83 1.03
(5.4e10.4)
n ¼ 29
10.26 1.14
(7.3e12.2)
n ¼ 29
8.37 1.04
(6.1e10.4)
n ¼ 28
11.85 1.12
(9.9e14.5)
n ¼ 28
34.50 2.29
(29.4e38.4)
n ¼ 28
10.02 1.72
(5.3e12.4)
n ¼ 29
5.19 1.11
(3.8e9.9)
n ¼ 29
35.29 2.91
(29.5e40.5)
n ¼ 29
8.90 0.92
(6.9e11.3)
n ¼ 29
7.78 1.42
(5.9e13.1)
n ¼ 29
10.83 1.54
(7.6e13.8)
n ¼ 29
8.74 1.52
(5.9e12.0)
n ¼ 29
12.12 1.44
(9.3e15.8)
n ¼ 26
34.34 2.36
(29.9e38.5)
n ¼ 26
10.93 1.64
(7.1e13.4)
n ¼ 26
5.17 0.61
(4.2e7.0)
n ¼ 27
36.00 3.22
(29.8e41.1)
n ¼ 27
8.83 1.00
(6.7e11.3)
n ¼ 27
7.90 1.06
(6.3e9.8)
n ¼ 27
11.04 1.32
(8.5e13.3)
n ¼ 27
8.63 1.18
(6.4e10.8)
n ¼ 27
13.49 1.66
(10.1e17.5)
n ¼ 28
34.52 2.27
(29.7e37.8)
n ¼ 29
12.01 2.14
(7.7e15.2)
n ¼ 29
5.39 0.86
(3.8e7.3)
n ¼ 29
40.69 3.58
(32.7e47.2)
n ¼ 29
9.56 1.04
(6.9e12.0)
n ¼ 29
7.76 0.99
(5.2e9.7)
n ¼ 29
12.07 1.80
(8.6e14.8)
n ¼ 29
9.17 1.30
(6.6e11.6)
n ¼ 29
9.22 1.57
(7.0e12.8)
n ¼ 27
31.29 2.09
(26.6e37.0)
n ¼ 28
7.49 1.20
(5.4e10.6)
n ¼ 29
4.24 0.73
(3.2e7.1)
n ¼ 29
27.94 3.23
(22.0e36.0)
n ¼ 29
8.02 0.85
(6.4e10.1)
n ¼ 29
6.17 0.79
(4.8e8.2)
n ¼ 29
9.27 0.97
(6.7e11.7)
n ¼ 29
6.66 1.22
(4.6e9.1)
n ¼ 29
10.28 1.39
(8.1e13.3)
n ¼ 28
31.64 2.04
(27.1e35.2)
n ¼ 29
8.56 1.31
(6.2e11.7)
n ¼ 30
4.42 0.81
(3.2e7.6)
n ¼ 30
33.23 3.18
(29.3e40.1)
n ¼ 29
8.01 1.04
(6.2e10.1)
n ¼ 30
5.98 0.72
(4.6e7.4)
n ¼ 30
9.94 1.44
(7.3e12.7)
n ¼ 30
6.91 0.87
(5.4e8.8)
n ¼ 30
10.62 1.24
(9.1e13.0)
n ¼ 22
31.58 2.28
(27.3e35.4)
n ¼ 24
8.47 1.22
(6.5e10.5)
n ¼ 23
4.42 0.55
(3.2e5.3)
n ¼ 24
31.84 3.03
(26.6e36.9)
n ¼ 24
8.19 0.88
(6.3e10.0)
n ¼ 24
6.08 0.90
(4.2e7.8)
n ¼ 24
9.78 1.29
(7.3e11.9)
n ¼ 23
7.01 0.94
(5.1e9.1)
n ¼ 24
11.17 1.15
(9.7e14.1)
n ¼ 28
31.36 2.28
(26.1e35.9)
n ¼ 29
10.63 1.84
(8.1e14.4)
n ¼ 29
4.39 0.37
(3.6e5.1)
n ¼ 29
37.29 2.90
(29.7e44.7)
n ¼ 30
8.52 0.93
(6.9e10.9)
n ¼ 29
5.98 0.74
(4.6e8.1)
n ¼ 29
11.20 1.93
(8.5e14.9)
n ¼ 28
7.24 0.97
(5.8e9.3)
n ¼ 29
631
A. Gómez-Olivencia et al. / Journal of Human Evolution 59 (2010) 620e640
Table 10
Measurements (in mm) of the Neandertal comparative sample for ribs 3 to 5.
Variable
Kebara 2
3R
4a
5a
6
7
10b
15
16
17
18
HCCD
TNL
NMnCCD
NTh
TID2
DSMxD
DSMnD
SMxD
SMnD
5.0
32.1
3L
Kebara 2
3R
4R
4L
Shanidar 3
Kebara 2
4R
5R
Shanidar 3
5L
5R
5L
9.6
11.9
6.7
41.7
8.9
9.6
12.1
9.7
9.9
32.9
9.1
4.9
9.7
(15.5)
7.9
Shanidar 3
7.8
11.1
7.2
14.9
7.4
9.2
8.1
9.5
cross-section of the shaft at the posterior angle and at the mid-shaft
and the overall size suggest that ATD6-97 is a tenth rib. In fact, the
orientation of the iliocostal line in external view is similar to
modern tenth ribs. Although it is less likely to represent an eleventh
rib, we cannot rule out this possibility. This rib does not preserve
the head, thus its age at death assessment should be regarded as
tentative. The external surface of the rib shaft is porous and the
porosity increases towards the sternal end, indicating that the
growth process was still ongoing. Thus, this rib likely belonged to
an immature individual, younger than ATD6-251 (see below).
ATD6-251 (right tenth rib) (Fig. 13)
ATD6-251 is from the right side and preserves a nearly complete
shaft, from the point equivalent to the tubercle in other ribs to the
sternal end (Fig. 13). This rib is broken in six fragments that
generally rejoin well with each other, but some taphonomic
distortion of the specimen is present in the mid-shaft. There is
slight bone loss at all the fracture points. This specimen most likely
44.8
8.7
8.2
16.7
7.6
11.7
8.0
(17.0)
9.6
9.4
(17.7)
9.4
represents a tenth rib. Morphologically, it is very similar to ATD639, but it does not present an articular tubercle. The position of the
iliocostal line, the torsion of the shaft and the morphology of the
cross-section at the mid-shaft and at the posterior angle indicate
that this is a tenth rib, although the possibility that it represents an
eleventh rib cannot be entirely ruled out. The articular tubercle is
present in the 91% of the ninth ribs of a pooled sex sample of 98
modern human individuals. Thus, its absence in ATD6-251 rules out
this specimen representing a ninth rib. The ventral third of the shaft
shows a very porous surface, indicating that the growth process
was still ongoing and this rib likely belonged to an immature
individual.
Discussion
Anatomical position
Metric analysis has been shown to be a useful and complementary approach to morphological criteria for refining the
Figure 9. Caudal and cranial views of (a, f) ATD6-89þ206, (b, e) ATD6-39, and (c, d) ATD6-97. Scale bar ¼ 5 cm.
632
A. Gómez-Olivencia et al. / Journal of Human Evolution 59 (2010) 620e640
Table 11
Z-score values for ATD6-89þ206 compared with modern human comparative samples and summary statistics of the modern male and female samples.a
Variables
ATD6-89þ206
EuroAmerican males
6R
EuroAmerican females
7R
Z-scores
1a
TVC
224.0
0.54
2a
TVA
275.0
0.54
3
TVS
68.0
0.03
10b
TID2
(52.0)
(1.00)
11b
PAC2
95.0
1.19
12b
PAS2
(21.2)
(0.27)
13
PA
(129.4)
(0.29)
15
DSMxD
7.4
L2.58**z
16
DSMnD
8.1
0.32
17
SMxD
10.7
1.30
18
SMnD
8.5
0.75
19
MMxD
11.4
0.35
20
MMnD
6.3
0.95
23
SEMxD
(18.7)
(1.58)
24
SEMnD
8.3
0.40
Summary statistics
216.28 14.33
(184.5e235.5)
n ¼ 26
283.69 16.10
(244.0e305.0)
n ¼ 26
68.17 6.21
(55.1e79.6)
n ¼ 26
47.32 4.67
(38.2e57.4)
n ¼ 29
85.24 8.23
(70.1e103.2)
n ¼ 29
20.51 2.59
(15.1e25.2)
n ¼ 29
128.49 3.18
(119.7e133.3)
n ¼ 29
10.14 1.06
(7.8e12.3)
n ¼ 29
7.82 0.88
(5.9e9.3)
n ¼ 29
13.35 2.04
(9.9e18.3)
n ¼ 29
9.45 1.26
(7.1e12.1)
n ¼ 29
12.00 1.71
(9.1e15.3)
n ¼ 29
7.10 0.84
(5.7e8.7)
n ¼ 29
16.03 1.69
(13.0e20.3)
n ¼ 23
8.81 1.25
(7.2e11.3)
n ¼ 24
6R
Z-scores
0.05
0.56
0.71
(0.01)
0.28
( 0.99)
(0.74)
L2.63**z
0.07
1.53
0.92
1.13
0.90
(1.03)
0.34
Summary statistics
223.27 14.87
(189.0e244.8)
n ¼ 26
284.56 16.96
(244.0e315.0)
n ¼ 26
63.42 6.42
(52.0e84.3)
n ¼ 26
51.95 3.90
(42.9e58.0)
n ¼ 29
92.96 7.37
(77.0e105.1)
n ¼ 29
23.15 1.97
(18.7e26.9)
n ¼ 29
126.93 3.34
(121.9e132.3)
n ¼ 29
10.57 1.21
(8.8e13.4)
n ¼ 29
8.04 0.85
(6.6e10.0)
n ¼ 29
13.88 2.08
(9.0e18.3)
n ¼ 29
9.64 1.24
(7.7e12.4)
n ¼ 29
13.32 1.70
(10.3e17.0)
n ¼ 29
7.13 0.92
(5.3e9.0)
n ¼ 29
17.01 1.64
(14.5e20.8)
n ¼ 25
8.74 1.31
(6.8e11.5)
n ¼ 26
7R
Z-scores
2.09*z
0.75
0.24
(3.19)**z
3.15**z
(1.80)
( 0.32)
1.78
2.83**
0.96
1.09
0.27
0.97
(3.80)**z
1.05
Summary statistics
Z-scores
1.46
198.52 12.20
(171.4e218.7)
n ¼ 22
266.09 11.89
(242.0e283.0)
n ¼ 22
66.69 5.47
(57.5e77.8)
n ¼ 23
42.93 2.84
(37.4e47.9)
n ¼ 30
78.01 5.39
(66.9e87.8)
n ¼ 30
17.86 1.86
(14.4e21.0)
n ¼ 30
130.81 4.42
(119.5e137.5)
n ¼ 29
9.40 1.12
(7.5e12.5)
n ¼ 30
6.21 0.67
(5.2e8.4)
n ¼ 30
12.63 2.01
(9.3e17.6)
n ¼ 30
7.47 0.95
(6.0e9.3)
n ¼ 30
10.98 1.53
(8.3e14.3)
n ¼ 30
5.39 0.94
(4.0e7.5)
n ¼ 30
13.90 1.26
(11.2e15.5)
n ¼ 22
7.44 0.82
(6.2e9.3)
n ¼ 21
0.83
1.18
(1.52)
1.59
(0.48)
(0.00)
L2.49*z
3.30**z
1.34
1.21
0.45
1.11
(2.03)*z
1.22
Summary statistics
206.86 11.76
(179.4e231.0)
n ¼ 29
264.55 12.52
(239.0e282.0)
n ¼ 29
60.78 6.10
(52.6e74.6)
n ¼ 29
47.03 3.28
(40.2e53.7)
n ¼ 30
84.95 6.32
(72.1e98.8)
n ¼ 30
20.07 2.39
(15.9e24.4)
n ¼ 30
129.39 5.51
(116.1e137.8)
n ¼ 29
9.67 0.91
(7.6e11.9)
n ¼ 30
6.06 0.62
(4.8e7.1)
n ¼ 30
12.97 1.69
(9.2e16.6)
n ¼ 30
7.19 1.08
(5.3e9.2)
n ¼ 30
12.08 1.52
(9.1e15.1)
n ¼ 30
5.28 0.92
(3.7e7.2)
n ¼ 30
14.59 2.02
(10.2e18.1)
n ¼ 23
7.43 0.71
(6.2e8.7)
n ¼ 27
a
Values in parentheses are estimated. Values in bold letters and with an *are significant at p < 0.05. Values in bold letters and **are significant at p < 0.01. Values with a z
are outside the range of our modern comparison samples.
Table 12
Measurements (in mm) of the Neandertal comparative sample for ribs 6 to 7.
Variable
Kebara 2
6R
1a
2a
3
10b
11b
12b
13
15
16
17
18
19
20
23
24
TVC
TVA
TVS
TID2
PAC2
PAS2
PA
DSMxD
DSMnD
SMxD
SMnD
MMxD
MMnD
SEMxD
SEMnD
6L
(18.2)
11.8
Shanidar 3
Tabun C1
6R
6R
6L
11.7
6.7
(12.7)
4.3
(185-190)a
290.0
(87.5)a
47.5
78.4
26.8
136.2
6.9
7.0
(11.3)
6.4
10.6
5.8
14.3
9.8
21.9
(10.0)
Values in parentheses are estimated.
a
These measurements may be affected by taphonomical distortion.
Kebara 2
7R
7L
Shanidar 3
Tabun C1
7R
7R
(340.0)
57.4
103.5
25.7
16.4
11.8
14.5
9.3
56.3
65.0
9.6
8.2
15.1
9.3
(12.5)
9.2
20.2
12.3
11.0
10.1
16.4
9.9
17.0
8.1
13.1
6.0
7L
213.0a
290.0
79.1a
52.7
92.3
25.4
137.2
7.2
7.1
(14.0)
8.1
13.7
8.1
16.6
9.3
A. Gómez-Olivencia et al. / Journal of Human Evolution 59 (2010) 620e640
633
Figure 10. Tuberculo-ventral arc (TVA) (x) vs. tubercle-iliocostal line distance 2 (TID2) (y) in the sixth and seventh ribs. The modern human comparative samples are represented by
70% equiprobability ellipses and show a high degree of overlap. Neandertals show larger dimensions for the TVA and TID2 than the modern human comparative samples of the
same sex and anatomical position. ATD6-89þ206 is similar in dimensions to the modern male seventh rib sample and to the seventh rib of the Tabun C1 female Neandertal. Note
that both Tabun C1 and Kebara 2 show larger values for TVA than modern females and males respectively, and thus are displaced to the right of the plot.
Figure 11. Curvature of the ATD6-89þ206 rib: tuberculo-ventral subtense (TVS) (x) vs. tuberculo-ventral chord (TVC) (y). The modern human comparative samples are represented
by 70% equiprobability ellipses and show a high degree of overlap. ATD6-89þ206 is similar in size to our modern male sample, but using these variables it could represent either
a sixth or a seventh rib.
634
A. Gómez-Olivencia et al. / Journal of Human Evolution 59 (2010) 620e640
Figure 12. Curvature of the ATD6-89þ206 rib: tuberculo-ventral chord (TVC) (x) vs. tuberculo-ventral arc (TVA) (y). The modern human comparative samples are represented by
70% equiprobability ellipses and show a high degree of overlap. ATD6-89þ206 is similar in size to our male sample but using these variables it is more likely to be a seventh rib.
Figure 13. Cranial and caudal views of (a, d) ATD6-85, and (b, c) and ATD6-251. Scale bar ¼ 5 cm.
(3.33)**z
(0.45)
1.04
1.19
(2.43)*z
(0.82)
0.73
1.84
(2.15)*
( 0.08)
0.04
15.42 1.76
(12.7e19.5)
n ¼ 29
7.35 1.20
(5.0e9.5)
n ¼ 29
14.85 1.97
(10.8e18.8)
n ¼ 29
5.12 0.88
(3.7e7.4)
n ¼ 29
1.18
(1.51)
( 0.32)
0.54
0.58
260.50 16.24
(225.0e285.0)
n ¼ 23
16.33 2.01
(12.9e20.3)
n ¼ 29
7.94 1.00
(5.5e9.9)
n ¼ 29
15.28 1.79
(12.4e19.7)
n ¼ 29
5.60 0.93
(3.9e7.3)
n ¼ 29
(0.74)
(7.0)
MMnD
20
(0.03)
MMxD
19
(14.7)
7.4
SMnD
18
1.09
17.5
SMxD
17
1.19
280.04 15.01
(255.0e307.5)
n ¼ 25
15.01 2.09
(9.8e18.7)
n ¼ 29
8.72 1.22
(5.9e11.9)
n ¼ 29
14.64 1.93
(11.8e18.3)
n ¼ 29
6.14 1.16
(3.8e9.0)
n ¼ 29
>245.0
TVA
2a
a
Values in parentheses are estimated. Values in bold letters and with an * are significant at p < 0.05. Values in bold letters and ** are significant at p < 0.01. Values with a z are outside the range of our modern
comparison samples.
(3.92)**z
(0.76)
1.76
1.68
237.61 14.29
(208.0e261.0)
n ¼ 23
14.79 2.29
(9.7e19.2)
n ¼ 30
6.40 0.96
(4.5e8.7)
n ¼ 30
14.01 1.55
(10.9e17.8)
n ¼ 30
4.39 0.78
(3.2e6.9)
n ¼ 30
256.00 13.49
(232.0e276.0)
n ¼ 24
14.00 1.90
(10.1e17.5)
n ¼ 30
6.59 1.12
(5.0e9.2)
n ¼ 30
13.27 1.74
(8.6e16.1)
n ¼ 30
4.55 1.01
(3.0e6.9)
n ¼ 30
10R
9R
Summary
statistics
Z-scores
8R
10R
9R
Z-scores
Summary
statistics
8R
Z-scores
Summary
statistics
Z-scores
Summary
statistics
EuroAmerican females
EuroAmerican males
ATD6-85
Variable
Table 13
Z-score valuesa for ATD6-85 compared with modern human comparative samples and summary statistics of the modern male and female samples.
Z-scores
Summary
statistics
Z-scores
Summary
statistics
13.99 2.09
(9.7e17.4)
n ¼ 30
5.68 0.98
(3.6e8.1)
n ¼ 30
13.26 1.90
(9.7e19.1)
n ¼ 30
3.80 0.82
(2.6e6.6)
n ¼ 30
A. Gómez-Olivencia et al. / Journal of Human Evolution 59 (2010) 620e640
635
anatomical position of some of the Gran Dolina ribs (Table 1). In the
case of the specimen ATD6-88, it has been possible to discount that
it represents a third rib. In addition, ATD6-39 has been confirmed as
it being a tenth rib, and the possibility of representing a ninth rib
was ruled out. Finally, in the case of ATD6-89þ206, the metric study
suggests that it is most likely a seventh rib rather than a sixth rib.
Thus, the combination of morphological and metric criteria can
provide an accurate assessment of the anatomical position of
isolated ribs.
Thorax size of the TD6 hominins
Larson (2007: 182) has hypothesized that “H. antecessor is
unlikely to have had the cold climate adaptation of an enlarged
chest as do later Neandertals”. This assertion was based on the
absence of cold-adapted taxa among the ungulates of TD6 (van der
Made, 1999, 2001) and the assumption that the large chest of
Neandertals represents a cold adaptation. A recent reassessment of
the costal remains from the Kebara 2 male Neandertal individual
(Gómez-Olivencia et al., 2009b) has corroborated the hypothesis
that H. neanderthalensis had a capacious thorax, as previously
proposed by other authors (Franciscus and Churchill, 2002;
Weinstein, 2008). Moreover, a shape difference in the thorax of
Kebara 2 in comparison with modern humans was also demonstrated. While the uppermost and lowermost ribs of the Kebara 2
individual are similar to modern males, the mid-thorax ribs are
significantly larger. Following Churchill (2006), a large chest would
better supply the large oxygen demands of a relatively large body
and high activity levels, and would have been advantageous in cold
climates. It has been argued that this would have been the result of
an exaptation rather than cold adaptation per se (Gómez-Olivencia
et al., 2009b). Moreover, the large size of the Neandertal thorax was
argued to represent one manifestation of a primitive body bauplan,
consisting of wide and heavy bodies inherited from their Middle
Pleistocene ancestors (Arsuaga et al., 1999a; Gómez-Olivencia et al.,
2009b).
Up until the 2007 field season, the Sima de los Huesos Middle
Pleistocene site has yielded a total of 503 costal fragments
belonging to the species H. heidelbergensis, a taxon which has been
argued to be ancestral to H. neanderthalensis (Arsuaga et al., 1993,
1997b). Ongoing efforts at reconstruction and rejoining of these
costal fragments have yielded 400 remains belonging to
a minimum of 114 ribs, but only two of them (a first and an eleventh
rib) are complete. Although the size of these complete specimens as
well as the other fragmentary remains suggests that the hominins
from Sima de los Huesos also possessed a large thorax (GómezOlivencia, 2009; Gómez-Olivencia et al., 2009a), this observation
cannot be confirmed until more complete mid-thoracic ribs are
recovered or reconstructed in the future.
Regarding the TD6 remains, the only complete mid-thoracic rib
of H. antecessor is ATD6-89þ206 (left seventh rib). This specimen is
similar in size to our modern male comparative sample and among
the fossil specimens most closely resembles the female Neandertal
individual, Tabun C1, in size. Being an isolated element, we have no
independent elements to assess its sex. The direct application of
discriminant analysis based on modern comparative samples
(which relies on the unproven assumption that the TD6 hominins
show a modern thorax size and shape) would suggest a male sex
diagnosis. ATD6-89þ206 belonged to a late adolescenteyoung
adult individual. Among the 11 dentally-defined individuals represented in the TD6 level, only four correspond to adolescent or
young adults: an adolescent male (Hominid 1: age at death 12.9
years), a young adult male (Hominid 10), an adolescenteyoung
adult female (Hominid 7, age at death 16.6 years) and one young
adult of undetermined sex (Hominid 4, age at death 18 years)
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A. Gómez-Olivencia et al. / Journal of Human Evolution 59 (2010) 620e640
Table 14
Measurements (in mm) of the Neandertal comparative sample for ribs 8e9.
Variable
Kebara 2
8R
2a
17
18
19
20
TVA
SMxD
SMnD
MMxD
MMnD
16.8
10.1
(16.1)
(8.3)
Shanidar 3
8L
(325.0)
15.8
10.0
8R
Tabun C1
8L
8R
Kebara 2
Shanidar 3
Tabun C1
8L
9R
9L
9R
9L
13.2
6.6
11.7
6.4
17.2
8.8
16.1
7.4
18.1
8.8
18.1
9.8
15.0
9.2
15.3
8.5
9R
9L
(12.7)
(6.0)
(13.5)
7.3
13.5
6.0
269.0
16.9
9.8
16.3
8.2
18.4
9.3
(11.8)
(5.4)
(Carbonell et al., 2005; Bermúdez de Castro et al., 2006, 2008,
2010). Thus, even assuming that the rib remains recovered from
TD6 belong to one of the individuals represented by the dental
remains, we still cannot reliably infer the sex of this individual.
We can, however, explore the implications of ATD6-89þ206
belonging to a male or a female individual. If this rib belonged to
a male individual and if we assume that this rib is from an average
individual (i.e., is not abnormally small or large), then the thorax
size in H. antecessor would appear to be similar to H. sapiens. On the
other hand, if ATD6-89þ206 belonged to a female individual, then
H. antecessor would show a large thorax similar to that of H.
neanderthalensis, which would be consistent with our hypothesis
that the large size of the Neandertal thorax is linked to a primitive
body bauplan consisting of wide and heavy bodies (GómezOlivencia et al., 2009b). Evidence for heavy-bodied hominins (i.e.,
large body mass) has been found in the Middle Pleistocene of
Africa, Asia and Europe (Arsuaga et al., 1999a; Rosenberg et al.,
2006; Trinkaus, 2009; Churchill et al., in press) and has been
proposed for the Lower Pleistocene of Africa (KNM-WT 15000, see
Grine et al., 1995).
In addition, other skeletal elements, in particular the clavicles
from the TD6 level at the Gran Dolina, can also provide some
information about the thorax size of H. antecessor. Because the
clavicle is functionally part of the shoulder, its length is related to
the breadth of the upper torso and provides information on this
aspect of the upper body trunk. The extreme length of Neandertal
clavicles is related to their broad shoulders (Boule, 1911e1913;
Heim, 1976; Trinkaus, 1983; Churchill, 1994a; Vandermeersch and
Trinkaus, 1995). At the same time, Carretero et al. (1999)
proposed that the long absolute length of the adult clavicle,
ATD6-50, also strongly suggest H. antecessor, like the Neandertals, is
characterized by a relatively long clavicle compared with H. sapiens.
Moreover, the ratio of the medial length to the total length of the
clavicle has been suggested as informative of the anteroposterior
depth of the upper thorax (Vrba, 1979). Churchill (1994a,b) found
support to this suggestion among modern humans. Based on the
measurements of the ATD6-50 clavicle reported by Carretero et al.
(1999), we can calculate its conoid index (Conoid length/Maximum
length 100). This calculation results in an index of 79.3, similar to
that reported by Churchill (1994a) for the deep chested Aleutian
Figure 14. Tuberculo-ventral arc (TVA) (x) vs. tubercle-iliocostal line distance 2 (TID2) (y). The Kebara 2 ninth rib is incomplete. Its TVA was estimated through regression analysis
based on our modern male comparative samples using the complete eighth and tenth ribs, which have yields two different estimates. In addition, the TID2 from both sides was
used, resulting in a total of four estimates. Kebara 2 follows the modern human pattern for the ninth rib, but is larger. On the contrary, ATD6-39 shows a large tubercle-iliocostal line
distance, more compatible with a tenth rib rather than a ninth rib.
637
A. Gómez-Olivencia et al. / Journal of Human Evolution 59 (2010) 620e640
Table 15
Z-score valuesa for ATD6-39 compared with modern human comparative samples and summary statistics of the modern male and female samples.
Variable
ATD6-39
EuroAmerican males (10R)
EuroAmerican females
(10R)
Tabun C1
Kebara 2
Z-scores
Summary
statistics
Z-scores
Summary
statistics
10L
10R
188.92 14.42
(155.4e216.5)
n ¼ 24
252.52 20.81
(208.0e284.0)
n ¼ 24
9.56 0.86
(7.9e11.7)
n ¼ 29
6.51 0.76
(5.4e8.3)
n ¼ 29
15.42 1.76
(12.7e19.5)
n ¼ 29
7.35 1.20
(5.0e9.5)
n ¼ 29
14.85 1.97
(10.8e18.8)
n ¼ 29
5.12 0.88
(3.7e7.4)
n ¼ 29
10.94 1.38
(8.8e15.2)
n ¼ 24
7.12 0.92
(5.2e8.6)
n ¼ 24
(1.79)
170.74 10.77
(151.7e194.1)
n ¼ 25
227.92 17.41
(186.0e260.0)
n ¼ 25
8.54 0.84
(7.1e10.0)
n ¼ 29
5.42 0.51
(4.4e6.3)
n ¼ 29
13.99 2.09
(9.7e17.4)
n ¼ 30
5.68 0.98
(3.6e8.1)
n ¼ 30
13.26 1.90
(9.7e19.1)
n ¼ 30
3.80 0.82
(2.6e6.6)
n ¼ 30
9.12 1.11
(6.9e11.5)
n ¼ 25
5.69 1.13
(1.7e7.0)
n ¼ 25
1b
ChCaV
(190.0)
(0.07)
2b
ACaV
(273.0)
(0.98)
15
DiCrCdEDCu
9.3
0.30
16
GEDCu
8.6
2.76**z
17
DiCrCdAngP
18
GAngP
19
DiCrCdCuM
20
GCuM
7.6
2.83**z
23
SEMxD
15.4
3.22**z
24
SEMnD
9.5
2.58**z
16.2
0.44
8.3
0.79
15.3
0.23
(2.59)**z
0.90
6.25**z
1.06
2.68**z
1.07
4.65**z
5.64**z
3.38**z
10L
La Chapelle-auxSaints
Shanidar 3
10R
10R
10L
(225.0)
(285.0)
11.4
8.8
9.7
7.5
8.2
9.3
8.3
7.4
9.8
9.2
8.4
(16.5)
6.8
9.7
12.3
15.4
5.5
6.6
14.9
9.8
(16.0)
9.9
9.2
14
9.1
(16.0)
(8.1)
8.2
10.8
7.5
>10.0
9.4
a
Values in parentheses are estimated. Values in bold letters and with an *are significant at p < 0.05. Values in bold letters and **are significant at p < 0.01. Values with a z
are outside the range of our modern comparison samples.
Figure 15. Curvature of the ATD6-39 rib: chord variables (x) vs. arc variables (y) for the ninth and tenth ribs. The modern human comparative samples are represented by 70%
equiprobability ellipses and show a high degree of overlap. If ATD6-39 was a ninth rib, it would be located in the overlapping zone between the males and females. However, ATD639 is a tenth rib (see text) and thus, is in the upper limits of the male comparative sample, indicating that this rib is relatively curved.
638
A. Gómez-Olivencia et al. / Journal of Human Evolution 59 (2010) 620e640
Islanders. This is consistent with an anteroposteriorly large thorax
as suggested by the ATD6-79 rib.
A second complete left clavicle (ATD6-37) representing
a subadult individual is also present in the fossil sample from TD6
(Carretero et al., 1999). The maximum length of ATD6-37 (83.7 mm)
suggests an age at death of between five and seven years old when
compared with specimens of similar length from H. sapiens juveniles. However, when compared with the adult clavicular length for
H. antecessor, based on the ATD6-50 specimen, an age at death of
two to four years is suggested for ATD6-37. This indicates that this
subadult H. antecessor individual is also characterized by a relatively long clavicle compared with modern human children of
similar age (García-González et al., 2009). Relatively long clavicles
have been also noted in the Neandertal children from Roc de Marsal
1 (Madre-Dupouy, 1992), Amud 7, Dederiyeh 1 and Teshik-Tash
(García-González et al., 2009). Thus, the relatively long clavicle in
both adult and subadult individuals of H. antecessor provides
additional support for the hypothesis that, like the Neandertals,
these hominins had a broader thorax than living humans.
The costal elements recovered to date from the TD6 level at the
Gran Dolina can neither confirm nor reject the hypothesis that
H. antecessor had a large thorax similar to that of Neandertals.
However, the fragmentary evidence of the H. antecessor thoracic
skeleton is consistent with this suggestion based on other skeletal
elements. Future discoveries of additional costal remains from the
Gran Dolina may prove more informative and help elucidate the
size and shape of the thorax of the first inhabitants of Europe.
Acknowledgements
We are grateful to the Atapuerca excavation team, especially the
team involved in the test pit excavation at Gran Dolina during mid
1990s and the team involved in the excavation of the TD6 level
during the last few years, for their dedication and effort. The
restoration of these specimens has been performed by Lucía LópezPolín. We are also grateful to Philip Mennecier (Musée de l’Homme,
Paris), Yohannes Haile-Selassie (Cleveland Natural History
Museum), Chris Stringer and Rob Kruszynski (Natural History
Museum, London), Yoel Rak (Department of Anatomy, Sackler
School of Medicine, Tel Aviv University, Israel), Richard Potts
(Smithsonian Institution-National Museum of Natural History,
Washington D.C.), Jakov Radov
ci
c (Croatian Natural History
Museum, Zagreb), Jean-Jacques Hublin (Department of Human
Evolution, Max Planck Institute, Leipzig) for providing access to the
important specimens under their care. We are also indebted to
Aurélie Fort, Véronique Laborde, Liliana Huet, Lyman Jellema and
Jennifer Clark for curatorial assistance.
Further thanks go to our colleagues at the Centro UCM-ISCIII de
Investigación sobre Evolución y Comportamiento Humanos, Laboratorio de Evolución Humana (LEH) of the Universidad de Burgos,
the Centro Nacional de Investigación sobre la Evolución Humana
(CENIEH, the Institut Catalá de Paleoecología Humana i Evolució
Social (IPHES) and LCHES-University of Cambridge. Special thanks
to Aimara for her comments, support and help with the figures.
Thanks to R.G. Franciscus, K.L. Eaves-Johnson, J.C. Ohman, A. Bartsiokas, S.E. Churchill, J. Ríos, A. Gómez-Robles, M. Martinón, J.
Rodríguez, L. Prado, A. Bonmatí, I. Martínez and J. Tardy for fruitful
discussion. F. Gracia has kindly revised the English on a previous
version. R. Quam has revised the English and provided helpful
comments. We would like to thank D. Begun, an associate editor
and two referees for helpful comments that have improved the
manuscript.
The first author has been partially supported by a grant from the
Ministerio de Educación y Ciencia, a travel grant from Universidad
de Burgos, and a postdoctoral fellowship of the Ministerio of
Educación (Programa Nacional de Movilidad de Recursos Humanos
del Plan Nacional de I-Dþi 2008-2011). This research was supported by the Ministerio de Ciencia e Innovación, Proyectos
CGL2006-13532-C03-01/02/03 and CGL2009-12703-C03-01/02/03
and by Junta de Castilla y León Project BU00509. This research
received support from the SYNTHESYS Project http://www.
synthesys.info/, which is financed by European Community
Research Infrastructure Action under the FP6 “Structuring the
European Research Area” Programme. Funding for the fieldwork
came from the Junta de Castilla y León and Fundación Atapuerca.
Help in the field from the Grupo Espeleológico Edelweiss was
essential. The first author (AGO) would like to thank his family for
all their support.
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