Psychology
2011. Vol.2, No.9, 987-991
Copyright © 2011 SciRes.
DOI:10.4236/psych.2011.29148
Self-Rated Health and Survival: A Seven-Years Follow-up
Ofra Anson, Jenny Shteingrad, Ester Paran
Faculty of Health Sciences Ben-Gurion University of the Negev, Beer-Sheva, Israel.
Email:
[email protected]
Received July 8th, 2011; revised September 2nd, 2011; accepted October 14th, 2011.
The association between self-rated health and mortality has been well documented, but not completely understood. The purpose of this study was to search for the components of self-rated health among the elderly, drawing on the framework recently proposed by Jylhä (2009) and the degree to which these predict survival. 535
seniors were interviewed, of whom 121 passed away during the seven years that followed. Self-rated health was
significantly related to a variety of health and social indicators, which appeared to be represented by five health
and three social characteristics: chronic conditions, physical functioning, the ability to perform daily activity,
mental health, body pain, economic state, expected future health, and peers’ health. Contrary to Jylhä’s (2009)
suggestion, formal signs of illness and diagnosed life threatening conditions were not related to self-rated health.
Self-rated health was related to mortality along with age, sex, physical and cognitive functioning, and systolic
blood pressure. Only physical functioning predicted both mortality and self-rated health. It appears that selfrated health is comprised of health information that is not directly related to mortality.
Keywords: Self-Rated Health, Components of Self-Rated Health, Survival, Health Measures
Introduction
Over the past three decades, evidence of the importance of
self-rated health in predicting mortality has been accumulating
(Mossey & Shapiro, 1982; Idler & Benyamini, 1997; Benyamini & Idler, 1999; Jylhä, 2009). In some studies subjective
health evaluation was found as a predictor of mortality even
after clinical, “objective”, medical characteristics were controlled for. Such observations were reported in community
samples (e.g. Farkas, Nabb, Zaletel-Krageli et al., 2009; af
Sillèn, Nilsson, Månsson et al., 2005), as well as among patients in specific health conditions (e.g. Thong, Kaptein, Benyamini et al., 2008), and, although with differential predictive
value—among men and women (Deeg & Kriegsman, 2003;
Dowd & Zajacova, 2007; Huisman, Van Lenthe, & Mackenbach, 2007), younger as well as among older individuals (Benyamini, Blumstein, Lusky et al., 2003), persons of advantaged
and disadvantaged social position (Franks, Gold, & Fiscella,
2003; Redigor, Guallar-Castillón, Gutiérez-Fisac et al., 2010).
While the self-rated health—mortality association has been
quite consistently documented in different cultures and social
groops, it is not yet fully understood (Bailis, Segall, & Chipperfield, 2004; Benjamins, Hummer, Eberstein, & Nam, 2004;
Jylhä, Volpato, & Guralnik, 2006; Jylhä, 2009). Recently, Jylhä
(2009) suggested that in order to understand self-rated health,
the cognitive process by which individuals come to evaluate
their own health has to be understood. She proposed that this
process involves the collection of information, that is, selecting
what is culturally perceived as relevant data, then summarizing,
interpreting and weighing it.
According to Jylhä (2009), the information considered relevant to the evaluation of health includes medical diagnosis,
formal signs of health conditions such as prescribed medications, experienced bodily sensations, health risks such as health
behaviour. These data are evaluated on the bases of past health
and future health expectations, one’s age and the perceived
health of peers.
Past research largely supported the notion that individuals
apply the above information when evaluating their health. Thus,
self-rated health was found to be associated with haemoglobin
levels and white blood cells count (Jilhä, Volpato, & Guralnik,
2006), health problems and limitations of daily functioning
(Murata, Kondo, Tamakosh et al., 2006; Bath, 2003). Health
behaviour, and the possibility of changing current health behaviour, were related to self-rated health in a Canadian sample
(Bailis, Seppal, & Chipperfield, 2003). Empirical support to the
role of past health, health expectations and health of peers in
evaluation one’s health can be found in an eight-year follow-up
study in California (Wang & Satariano, 2007).
Huisman & Deeg (2010), however, argued that the cognitive
process of selecting and evaluating health-related information is
unlikely to be a rational, conscious, action of decision making.
Rather, health evaluation is an ongoing process, affected, distorted, and modified by internal and external factors. Indeed,
several studies provided evidence suggesting that mental health,
such as depressive symptoms, moral, and life satisfaction, were
important for the way persons rated their health status (Nunley,
Hall, & Rowles, 2000; Bath, 2003; Murata et al., 2006).
Moreover, perceived social isolation and lack of social support seemed to lead to poor self-rated health (Bailis et al., 2003;
Murata et al., 2006). Franks et al. (2010) reported that socioeconomic position have also been found to influence the way
individuals rate their own health status, yet with a differential
relationships with survival: self-rated health was a stronger
predictor of mortality among whites and better educated respondents. Similarly, self-rated health differentially predicted
mortality in different age-sex groups (Benyamini et al., 2003;
Franks et al., 2010).
At the same time, all these physical, psychological, social
support, and demographic characteristics were found to be related to mortality risk in past research (Berkman & Syme, 1979;
Cambois, Robine, & Brouard, 1998; Grémy & Cambois, 2000;
Boyle, Barnes, Buchman et al., 2009). The present study seeks
to add to this body of knowledge by first, test for Jylhä’s (2009)
suggesting regarding the variables related to one’s self-rated
health and second, by exploring which of the variables that
construct self-rated health are independently related to survival.
O. ANSON
988
Finally, we shall examine weather self-rated health contributes
to the explanation of seven-years survival among a sample of
elderly men and women after controlling for the variables with
which it is directly related.
Method
The Sample
A sample of 750 elderly, aged 70 to 85 was drawn from three
sources, to cover, as much as possible, the diverse population of
the Beer-Sheva area, a city of about 200,000 in the South of
Israel: members of the General Sick Fund, which covers 81%
of the aged in the region; public sheltered housing (whose two
important admission criteria are independent daily functioning
and the absence of privately owned residence); and day clubs
for the aged. Criteria for inclusion in the study were age and
willingness to participate. Criteria for exclusion were dementia
(known or indicated by preliminary Mini-Mental State Exam
(18, 19) and a severe systemic disease such as actively treated
malignancy, past stroke, cardiovascular conditions (unstable
ischemic heart disease, arrhythmia, clinically significant valvular disease), liver and renal diseases, and Parkinson’s. These
criteria were used to enable us to explore the research question
net of life threatening conditions.
Of the 750 sampled seniors, 535 (157 men and 378 women)
completed the interview. The major reasons for exclusion were
death, younger or older than the age indicated in the records,
incorrect address, major disease, and inability to complete the
interview. The age and sex distribution of respondents and nonrespondents was similar.
Six years later, a follow-up study was conducted. Using the
ministry of interior population register, 330 survivors were
identified and date of death was recorded for 121 deceased.
Twenty four subjects were lost to follow-up.
The Instrument
A structured questionnaire was constructed, including the
following measures:
1) Socio-demographic characteristics: age, sex, educational
level, subjective measure of economic state, marital status,
country of birth, and age at immigration;
2) Health status: self reported chronic conditions; cardiovascular risks; the SF-36 (McHorney, Ware, & Raczek, 1993)
which measures four dimensions of physical health: physical
functioning (PF), limited role performance as a result of physical health (RP), body pain (BP), general health attitudes (GH);
three dimensions of psychological well being: limited role performance as a result of emotional difficulties (RE), mental
health (MH), vitality (VT), and social functioning (SF). In the
current study, Chronbach’s alpha = 0.94 was observed at baseline for the whole scale after using standardized items.
3) Health behaviour: respondents were asked whether or not
they kept a certain diet, performed physical activity, and consumed tobacco or alcohol.
4) Cognitive functioning: the Mini-Mental State Examination
was administered (Folstein, Folstein, & McHugh, 1975; Folstein, Antony, & Parhad, 1985).
5) Cardio-vascular risk: blood pressure, overweight, and the
presence of diabetes were used as objective health risk factors.
Procedure
The first contact with the respondent was a short telephone
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conversation, performed by trained interviewers. Interviewers
insisted on speaking with the potential participant, and subjects
who were not able to speak on the phone because of chronic
health problem or cognitive status, were excluded from the
study. The purpose and the procedure of the study were then
explained, and respondents were invited to participate. Subjects
willing to participate were briefly interviewed to assess exclusion criteria, and if eligible a time for a home visit was set.
On the average, each interview lasted for 40 minutes. Nurses
and paramedics were specially trained for the study. Interviewers presented the purpose of the study and asked the subject to
sign the informed consent form. At both times the study was
approved by the ethics committee.
Data Analysis
Self-rated health was categorized into a dichotomy of “excellent or good” and “fair or poor”. Bivariate statistics was used
to assess the association between self-rated health and demographic characteristics, health, cognitive functioning, and health
behaviour. Cox proportional hazards regression was employed
to explore the relationships between these variables and length
of survival.
Results
The mean age at baseline was 76.4 ± 3.6 years (Table 1).
Less than one third of the participants were men, half were
married. Some half had less than high school, and, on the average, respondents evaluated their economic state as intermediate.
About a half of the sample evaluated their health as excellent
or good. The mean cognitive functioning score was somewhat
below the accepted cut-off point for mild impairment (24). The
distribution of the variables suggested by Jylhä (2009) is presented in Table 1.
We now turn to explore what are the variables which predict
self rated health. Following the model suggested by Jylhä
(2009), we started by analysing the relevant components of
health (Table 2). With few exceptions, all the variables proposed were related to self-rated health in the expected direction.
Persons evaluating their health more favourably, on the average,
reported fewer chronic conditions, fewer limitation on daily
activity, fewer formal signs of ill-health better cognitive abilities and somewhat better health behaviour. Yet, the exceptions
should be noted. Diagnosed diabetes did not affect self-rated
health, and those with higher blood-pressure perceive their
health to be better. Accepted preferred health behaviour, that is,
watching one’s diet and exercising, were associated with better
self-rated health. However, risky behaviour—being overweight,
the consumption of tobacco and alcohol—did not affect
self-rated health.
In the next stage of the analysis we set out to examine which
of the health variables independently contributes to favourable
self-rated health. The results of logistic regression analysis
showed that just five health variables play a statistically significant role in defining one’s health as excellent or good: the
reported number of chronic conditions (ExpB = 0.56, p < 0.001);
physical functioning or disability (ExpB = 0.91, p < 0.001); the
ability to perform daily activity (role performance, ExpB = 1.16,
p < 0.05); good mental health (ExpB = 1.09, p < 0.01); and body
pain (ExpB = 0.87, p < 0.01). Note that none of the formal signs
of illness and risks and strengths had statistically significant
contribution to self-rated health after controlling for these five
variables.
O. ANSON
Table 1.
Baseline characteristics (percent, means and standard deviations).
Variable
Sample
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Table 2.
Self-rated health and health characteristics (percents, means, and
standard deviations).
Range
Variable
Socio-demographic
Age
Sex (men)
Education (highschool or higher)
Marital status (married)
Economic state
76.4 (3.6)
70 - 85
compared to others your age (good,
excellent)
Number of chronic conditions
0.9 (1.0)
2.0 (1.5)
t = 10.0***
23.3 (5.2)
17.4 (5.5)
t = 12.5***
23.4 (4.7)
18.9 (5.1)
t = 10.2***
10.9 (1.7)
9.0 (2.2)
t = 10.8***
Energy1
5.8 (2.6)
3.9 (2.3)
t = 8.7***
Pain1
8.6 (2.5)
6.1 (2.6)
t = 10.8***
Vitality1
8.5 (2.0)
6.9 (2.4)
t = 8.3***
Medications taken regularly
(1 or more)
46.0%
71.3%
χ2 = 33.3***
Hospitalized past year
(1 or more)
16.9%
27.9%
χ2 = 8.7**
Respiratory disease (yes)
4.2%
14.3%
χ2 = 14.8***
Heart condition (yes)
15.6%
37.4%
χ2 = 29.9***
CVA
0.4%
3.4%
χ2 = 5.7*
14.7%
9.7%
χ2 = 3.0
143.8 (21.2)
139.4 (19.7)
t = 2.5*
23.3 (4.0)
21.6 (4.4)
t = 4.5***
Mental health
46.2%
2 = poor; 8 = good
1
1
1
Role performance
Body sensations
52.1%
59.8%
1.5 (1.4)
Formal signs of illness
Of these: % with condition
Respiratory
9.4%
Heart
27.0%
CVA
1.9%
Cancer
1.5%
20.0
(6.1)
2 = disabled;
30 = not disabled
Mental health
21.3 (5.2)
6 = poor; 30 = good
Diabetes (yes)
Role performance
9.9 (2.1)
6 = poor; 12 = good
Systolic blood pressure
Cognitive functioning
Physical functioning
Statistics
Current Health
Physical functioning
53.3%
5.5 (1.4)
Excellent-good Faire-poor
Number of chronic conditions
29.2%
Health
Self rated heath (good, excellent)
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Energy
4.8 (2.6)
2 = low; 12 = high
Pain
7.3 (2.8)
2 = severe; 12 = none
MMSE1
Risks and strengths
Vitality
7.6 (2.4)
2 = low; 12 = high
Social activity
7.8 (2.3)
2 = low; 10 = active
Diet (keeping)
64.2%
50.2%
χ2 = 10.4**
Health attitudes
17.2 (3.3)
4 = negative;
28 = positive
Smoking (yes)
25.6%
21.7%
χ2 = 0.1
Alcohol (consuming)
8.5%
6.5%
χ2 = 0.7
Physical activity (yes)
43.3%
20.1%
χ2 = 33.1***
Overweight (yes)
3.2%
2.4%
χ2 = 0.3
Medicines taken regularly (% none)
44.5%
Hospitalization past year (% none)
78.0%
Cognitive functioning
MMSE
22.4 (4.3)
0 = poor; 30 = good
Health Behavior
Diet (keeping)
57.4%
Smoking
25.7%
Alcohol (consuming)
7.5%
Physical activity (yes)
31.2%
Cardiovascular risk
Diabetes
Systolic blood pressure
Overweight
12.5%
141.9 (20.6)
2.9%
Examining the social characteristics, we observed that the
probability of an excellent or good self-rated health was greater
for men than for women; for the better than for the lesser educated; for married than for unmarried persons; and for those
who experienced fewer economic strains (Table 3). Moreover,
the ability to be socially active also increased the tendency to
feel healthy. As may have been expected, respondents evaluated their health relative the health of peers and their expecta-
1
Higher score indicates better economic state and better health. *p < 0.05; **p <
0.01; ***p < 0.001.
tions for future health.
Nevertheless, the results of logistic regression analysis
showed that only three variables independently contribute to
positive self-rated health: better economic state (ExpB = 1.37, p
< 0.01; positive perception of future health (ExpB = 1.59, p <
0.001); and rating one’s health positively compared to peer1
(ExpB = 12.98, p < 0.001).
To assess the degree to which self-rated health independently
predicted the length of survival during the follow-up period,
stepwise Cox proportional hazard regression was performed.
Variables were entered to the equation in blocks: first health
variables, second than cognitive functioning, risks and strengths,
and last social characteristics. At each stage the variables which
had no statistically significant contribution to the explanation of
survival since baseline were excluded from the equation.
Self-rated health was added to the equation after this procedure.
The final model is presented at Table 4.
Of the health variables, only disability decreased the odds of
1
It should be noted that the correlation between self-rated health and comparing one’s health with that of peers was r = 0.64.
O. ANSON
990
Table 3.
Self-rated health and social characteristics (percents, means, and
standard deviations).
Variable
Excellent-good
Faire-poor
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Table 4.
Proportional hazzard ratios for seven-year mortality (Cox regressions
coefficients).
Statistics
Socio-demographic
Age
ET
Variable
B
Hazard ratio
95% CI
Wald
–0.51
0.95
0.92 - 0.98
10.54***
0.01
1.01
1.00 - 1.02
7.83**
0.93 - 0.99
6.68**
Health
76.7 (3.7)
76.0 (3.5)
t = –2.1
Sex
Physical functioning1
Formal signs of disease
men
59.0%
41.0%
women
41.7%
58.3%
χ2 = 13.1***
Systolic blood pressure
ns
Body sensations
Education
Cognitive functioning
less than highschool
37.7%
62.3%
highschool or higher
53.3%
44.7%
2
χ = 15.7***
MMSE1
–0.04
0.96
ns
Risks and strengths
Social characteristic
Marital status
married
not married
1
54.1%
45.9%
40.8%
59.2%
2
χ = 9.3**
Economic state
6.0 (1.3)
5.0 (1.3)
t = –9.1***
1
8.8 (1.7)
6.9 (2.4)
t = 10.0***
19.8 (2.8)
14.8 (3.1)
t = 18.7***
73.8%
8.3%
χ2 = 208.4***
Social activity
Age
0.08
1.08
1.04 - 1.13
13.27***
Sex (men)
0.83
2.23
1.65 - 3.16
25.0***
Self evaluation of health
(excellent/good)
–0.49
0.62
0.44 - 0.86
7.92**
1
Higher score indicates better health; *p < 0.05; **p < 0.01; ***p < 0.001.
Future health
Health attitudes1,2
Own health compared
with others
(excellent, good)
1
Higher score indicates better economic state, social activity, and positive health
attitudes; 2Taken from the SF-36; *p < 0.05; **P < 0.01; ***P < 0.001.
survival. Of the formal signs of illness, blood pressure alone
was associated with shorter survival. Of the social characteristics—older age and being a man increased the risk of dying
during follow-up. Self-rated health had statistically significant
addition to the explanation of mortality. Note that none of the
variables that predicted self-rated health predicted the likelihood to die during the seven years follow-up.
Discussion
In this study we explored part of Marija Jylhä’s (2009) proposed process of health evaluation. Namely, our research question focussed on the data which is relevant to self-rated health.
We sought for the health and social variables a sample of elderly individuals took into account when coming to rate their
own health as excellent-good or faire-poor. Second, we examined which of these information items predicted seven-years
survival among seniors. For this purpose, 535 men and women
70 to 85 years of age were interviewed in 1999-2000, of whom
121 passed away during the seven year follow-up period. Date
of death was taken from the national vital statistics records.
As suggested by Jylhä’s (2009) and documented in previous
reports, a plethora of health indicators were related to self-rated
health: medically diagnosed conditions and formal signs of
illness along with chronic health problems, disability and mental health, cognitive functioning, social involvement and
watching over what one eats. Yet, only few of these had a
unique, independent, contribution to self-rated health. It appeared that all “relevant health information” in Jylhä’s (2009)
terminology, were compressed into five components: the number of chronic conditions, disability and difficulties in performing daily roles and tasks, mental health and body pain. Note
that none of the formal signs of illness or diagnosed health
conditions were included in the final model. Not only the number of medications taken regularly and diagnosed health risks,
such as diabetes and hypertension, factors were excluded, but
also what is often considered as life threatening conditions such
as cardio-vascular disease.
We would like to propose that these findings can be explained in light of Huisman and Deeg’s (2010) criticism on
Jylhä’s model. As mention in the introduction, they argued that
health evaluation is not necessarily a rational, deductive and/or
inductive, cognitive process of collecting and weighing data.
According to them, people rate their health, modify and refine
their evaluation, continuously throughout life, as a result of
internal as well as external experiences. Thus, diagnosed health
problems and other formal signs of ill-health, healthy or risky
behaviour, seem to be less important than the accumulation of
chronic conditions, even if minor and not life threatening, negative bodily or mental sensations, and the ability or increasing
difficulties in being active according to one’s expectations and
desire.
In accordance with this approach and shown by past research,
social roles and positions, social life and experiences are also
taken into account when evaluating health. Thus, one’s age and
sex, marital status and economic state appeared as relevant to
health evaluation along with social activity, health attitudes and
perceived health of peers. However, multi-variate analysis
showed that of these just three independently construct selfrated health: economic state, expected future health, and the
perception of the health of peers. Note that age and gender were
not related to self-rated health in the multivariate analysis in
this sample, probably because of the limited age range. Moreover, gender differences, almost universally observed in past
research, fell below the level statistical significance once these
three variables were taken into account. This finding can be the
result of gender gradient mortality which is reflected in the
large proportion of women at this age.
In this sample, as in many others, self-rated health was associated with survival net of health and social characteristics.
Advanced age, being a men, higher blood pressure, and poorer
cognitive capability predicted shorter survival, though none of
O. ANSON
these predicted self-rated health. The only variable which was
independently associated with both self-rated health and the
risk of death physical functioning, or the level of disability.
It is plausible that self-rated health predicts mortality above
and beyond physical (age, sex) and medical statuses (cognitive
functioning and blood pressure) precisely because it is comprised of information generally not considered by scientific
medicine. It may reflect one’s feeling if life is worth living,
given one’s ability to conduct the way and the quality of life
he/she would like to have. Looking at one’s social environment
and at peers may bring about the feeling that the time has come
similar to the effect of special days in one’s own life or holidays (see for example, Anson & Anson, 2000, 2001). Health
professionals should be aware of the importance of self-rated
health and take it into considerations when making medical
evaluation and treatment plans.
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