Hegel’s Internal Critique of Naïve Realism
Kenneth R. WESTPHAL
University of East Anglia, Norwich
Journal of Philosophical Research 25 (2000):173–229.
ABSTRACT. This article reconstructs Hegel’s chapter, “Sense Certainty” (Phenomenology
of Spirit, ch. 1), in detail in its historical and philosophical context. Hegel’s chapter
develops a sound internal critique of naïve realism that shows that sensation is necessary but not sufficient for knowledge of sensed particulars. Cognitive reference to
particulars also requires using a priori conceptions of space, spaces, time, times, self,
and individuation. Several standard objections to and misinterpretations of Hegel’s
chapter are rebutted. Hegel’s proto-semantics is shown to accord in important regards
with Gareth Evans’ view in “Identity and Predication.”
1
INTRODUCTION
The first chapter of Hegel’s Phenomenology of Spirit (1807), “Sense Certainty, or the This
and the Meaning,” has probably received more comment than any other section of
Hegel’s book, even more than his notorious discussion of Master and Bondsman.
However, there has been substantial disagreement about and misunderstanding of the
aim and character of Hegel’s discussion and argument in this chapter. Only two prior
studies have examined and reconstructed Hegel’s text in detail. Those studies, by
Kettner and by Harris, have considerable merits, but I don’t believe that they have
fully or properly identified the subject of Hegel’s critique, nor have they quite properly
characterized or assessed the merits of Hegel’s argument.1 This essay reconsiders
afresh the aim and structure of Hegel’s critique of “Sense Certainty.” I begin with a
brief summary of Hegel’s argument (§2). This provides a basis for identifying the
philosophical views Hegel criticizes (§3). I then reconstruct Hegel’s analysis in detail
(§4) and assess its philosophical implications (§5).
{The pagination of this text matches that of the published article; apologies for the odd page breaks.}
WESTPHAL, Kenneth R. 2000. ‘Hegel’s Internal Critique of Naïve Realism’.
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An adequate interpretation of Hegel’s Phenomenology, as with any great philosophical
text, requires jointly fulfilling two requirements: systematically reconstructing Hegel’s
theme in view of its central issues and arguments within their philosophical and historical context, and reconstructing Hegel’s text in detail to provide a maximally complete
and accurate reconstruction, down to individual sentences, phrases, even terms.2 These
two aspects of an interpretation must match. I have reconstructed the systematic role
of “Sense Certainty” within Hegel’s epistemological argument in the Phenomenology
elsewhere.3 Harris has reconstructed its role within Hegel’s philosophical Kulturkritik.4
(Hegel’s Phenomenology combines these two prongs, and my account of Hegel’s epistemology complements Harris’ account of Hegel’s Kulturkritik.) Here I present a complete reconstruction of Hegel’s chapter in its historical and philosophical context. Thus
I return once again to “Sense Certainty” in order to provide a complete reading of
Hegel’s chapter that (1) sets it in its proper historical and philosophical context, (2)
reconstructs the complete text of Hegel’s chapter, and (3) examines and assesses its
philosophical significance.5
Hegel’s phenomenological dialectic has been likened to Platonic dialogue.6 More
illuminating, I think, is its relation to Platonic dialectic as “exercises” designed to
improve not just our wits but also our understanding of the concepts, examples, and
issues involved in some particular topic of philosophical inquiry.7 There is no question
that Hegel greatly overestimated his readers’ preparedness for, indeed often their
patience with, his exercises. However, Hegel’s expositors have worsened the situation
by disregarding epistemology, and so failing to recognize Hegel’s clear references (in
his Introduction) to Sextus Empiricus’s dilemma of the criterion. Consequently, Hegel’s expositors have assumed that the Phenomenology begins directly with metaphysics.
They have thus overlooked the absolutely central and basic epistemological issues
Hegel addresses in the Phenomenology. In particular, they have failed to interpret “Sense
Certainty” in the epistemological context Hegel provides for it. Thus it is well worth
our while to return to Hegel’s text with epistemic issues clearly in mind.8
2
PRELIMINARY SUMMARY OF “SENSE CERTAINTY”
Hegel’s chapter on “sense-certainty” argues for one of Kant’s dicta, that intuitions
without conceptions are blind, and against the possibility of aconceptual cognition of
objects.9 “Sense-Certainty” presents a naïve realism, according to which there is a
world that is what it is independently of our thought, and that can be known intuitively
or “immediately,” that is, without applying conceptions to it (G63.4-8). This view is
close to Russell’s “knowledge by acquaintance,” though its prime examples of objects
of knowledge are spatio-temporal particulars, not the sense-data, universals, or complexes
WESTPHAL, Kenneth R. 2000. ‘Hegel’s Internal Critique of Naïve Realism’.
Journal of Philosophical Research 25: 173–229.
174
favored by Russell. By beginning with a form of consciousness that holds this realism,
Hegel discharges his own realist contentions in the Introduction to the Phenomenology.10
Hegel aims to retain the realist tenet of this ontology while rejecting aconceptual empirical knowledge and, with that, rejecting correspondence as a criterion of truth.
Hegel argues on internal, phenomenological grounds rather than following Kant by
arguing against aconceptual empirical knowledge on the basis of a very controversial
philosophy of mind. He focuses on the use of singular demonstrative pronouns (tokens of indexical terms like “this,” “that,” “here,” and “now”11) in putative knowledge
claims, because the use of descriptive terms would either cede or beg the question of
the necessity of universal conceptions for knowledge.
Hegel argues that even the use of tokens of indexical terms requires understanding
indexical type terms and the implicit spatio-temporal coördinate framework they presuppose. Understanding indexical terms as tokens of types that have sense only within
an implicit coördinate framework is far too much mediation to count as “immediate
knowledge,” for it presupposes conceptions of space, time, self, and individuation.
Conceptions of identity and individuation are necessary for knowledge, insofar as they
are necessary for identifying and individuating objects of knowledge and for identifying and individuating cognitive episodes and subjects of cognitive episodes. These
conceptions thus involve or entail a conception of number, or at least of plurality.
Hegel’s argument shows the necessity of these elementary logical, spatial, and temporal
conceptions for empirical knowledge. His argument also shows that these conceptions
are a priori, insofar as having and using them is presupposed by any experience that
could serve for learning or defining any a posteriori conception. Furthermore, successful
use of indexical terms or ostensive gestures indicates that we have the ability to determine the scope or range of space or time designated as relevantly “here” or “now,”12
but this obvious ability cannot be accounted for without recognizing our use of universal conceptions to designate or circumscribe the particulars we designate. Sense certainty is an inadequate form of consciousness on all of these counts. In refuting this
view of knowledge, Hegel refutes strong forms of epistemological foundationalism.
The important point Hegel sees, unlike many recent critics of foundationalism, is that
rejecting foundationalism need not rescind realism.13 Realism survives the loss of the
myth of the given and the loss of the myth of confronting theories with the brute facts
or other unconceptualized reality. How realism survives this is, of course, a complicated story.14
3
THE (MAIN) TARGETS OF HEGEL’S CRITIQUE
Who or what views does Hegel criticize in “Sense Certainty”? Henry Harris is certainly
correct that one important target of Hegel’s critique of “Sense Certainty” is the prephilosophical naïve realism of common sense, which
WESTPHAL, Kenneth R. 2000. ‘Hegel’s Internal Critique of Naïve Realism’.
Journal of Philosophical Research 25: 173–229.
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Hegel calls “natural consciousness.” Common sense generally is confident in its ability
to know whatever particular facts or information about the world it desires. Consequently, it disregards issues in epistemology and any controversies about the “possibility” of knowledge, whether commonsense or “absolute.” One aim of Hegel’s analysis
is to show that the naïve confidence in our ordinary cognitive abilities and claims
stems from how well our cognitive abilities are suited to their aims, not from how
simple—unstructured and so failsafe—they are. Philosophy begins in perplexity, and
the first epistemic perplexity involves recognizing that our cognitive abilities and
achievements, which we take for granted, are far more complex and sophisticated than
we ordinarily recognize.15
Certainly commonsense naïve realism is part of the story, but as Harris notes,
Hegel’s methodological reflections in the Introduction to the Phenomenology follow an
important point of Aristotle’s dialectical method, namely, critically reflecting on the
opinions of the many and the wise.16 Who among the philosophically “wise” would or
could Hegel have been considering? The strategic role for aconceptual knowledge of
particulars, as a standpoint outside our propositions or conceptual schemes from
which to assess their adequacy, justifies a primarily epistemological interpretation of
“Sense Certainty” for both systematic and historical reasons. In his Introduction to the
Phenomenology Hegel rehearses the “dilemma of the criterion” propounded by Sextus
Empiricus, the problem, roughly, of establishing criteria for judging disputed claims
without dogmatism, circularity, or question-begging.17 Aconceptual knowledge of
particulars, or “sense certainty,” supposedly offers a direct escape from this dilemma
by entitling us simply to look and see what the facts are. Aconceptual knowledge of
particulars was espoused, both in Hegel’s day and in this century, just for this purpose.
Among Hegel’s German contemporaries it was espoused by G. J. Hamann, F. H.
Jacobi, G. E. Schulze, and W. T. Krug.18
These Germans were influenced by the Scottish Common Sense philosophy,
though they simplified the Scottish view by disregarding the role of conceptions in
forming beliefs about (and hence knowledge of) commonsense objects or events. Reid
rejected intermediating perceptual representations (“ideas”), but held that beliefs with
propositional, conceptual content were required for knowledge of spatio-temporal
particulars.19 In this regard, the Germans just mentioned held a view much more akin
to what Moore and Russell called “knowledge by acquaintance.” However, Moore and
Russell thought that the objects of such knowledge were not spatio-temporal particulars (physical objects and events), but rather sense data (and, in Russell’s case, universals and complexes). They took recourse to sense data in order to uphold the prospect
of indubitability, infallibility, or incorrigibility.20 Moore avowed a representationalist
account of perception of the kind those Germans rejected.21 In this regard, these
German philosophers espoused a radically naïve direct realism with regard to spatiotemporal particulars. In the
WESTPHAL, Kenneth R. 2000. ‘Hegel’s Internal Critique of Naïve Realism’.
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twentieth century, this kind of radical, direct, naïve realism was espoused by Schlick
and Ayer, precisely in order to check our propositions from without, directly against
reality.22
This purportedly simple, direct, immediate, aconceptual knowledge of particulars
raises enormously complex questions in each of the many versions in which it has
been developed. It is not germane to enter into most of these questions here because
only one specific issue about this kind of knowledge is raised by Hegel in “Sense Certainty.” In particular, Hegel does not raise issues about the infallibility, incorrigibility,
or indubitability (epistemic certainty) involved in such knowledge, nor does he raise
issues about whether the objects of such knowledge must be mind-dependent, nor
does he raise issues about whether such knowledge (if there is any) suffices to justify
even commonsense beliefs about ordinary objects and events in our immediate surroundings. The sole issue Hegel investigates is whether basic knowledge of particular
objects or events in our environs is aconceptual. The “certainty” of sense certainty is
the ‘certainty’—the conviction, the position—that sensation alone suffices for knowledge of particulars. This is Hegel’s typical usage of the term “certainty” in describing a
form of consciousness; a form of consciousness’s “certainty” indicates what that form
of consciousness is sure its knowledge and objects of knowledge are like, what their
basic characteristics are.23 Hegel contends that sensation is insufficient for knowledge
because simply picking out any alleged object of sensory knowledge requires conceptually mediated use of indexical terms or ostensive gesture. (Epistemic certainty is quite
beside this point.) It is significant that Hegel focuses on demonstrative reference, for
this involves non-logical yet non-empirical conceptions. This suffices as a preliminary
indication of the target of Hegel’s critique.24
Three facts may appear to make reconstructing Hegel’s critique of “sense certainty” a merely historical exercise: the views he criticizes are generally very strong and
hence inherently contentious; most of these views are no longer widely espoused; and
Hegel’s contemporaneous German exponents of “sense certainty” were not models of
philosophical rigor.
There are at least two reasons why Hegel’s critique of sense certainty retains philosophical interest. First, the vagueness of the views of his contemporaries, combined
with Hegel’s requirement of strictly internal critique, entails that Hegel bears the burden of analysis and proof by beginning with an utterly simple-minded view of “immediate” knowledge and distinguishing on grounds internal to that view various relevant
kinds of “mediation” within our knowledge of commonsense particulars. The very
terms of this debate—“immediacy” and “mediation”—are almost hopelessly vague
and equivocal. As I shall show, Hegel executes their difficult analysis and disambiguation brilliantly.25
Second, taking recourse to aconceptual knowledge of particulars in order to avoid
historicism or relativism (to which Hegel’s views have been wrongly assimilated) exhibits a very common pattern of argument that has been highly
WESTPHAL, Kenneth R. 2000. ‘Hegel’s Internal Critique of Naïve Realism’.
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177
influential in epistemology from Descartes to the present. It has been widely supposed
that the only way to maintain realism is to identify a certain privileged set of cognitions
that individuals can have without relying on any social (and hence also linguistic) resources, and that allow individuals to check their conceptually formulated beliefs
(propositions, judgments, theories) directly against the facts or reality. Realism thus is
thought to require rejecting a fundamentally social or historical account of human
knowledge. Conversely, those persuaded that human knowledge is fundamentally
social and historical have generally held that this entails the rejection of realism. This
alternative to realism may be called historicist relativism. In Hegel’s day it was
espoused by Herder; in ours by Richard Rorty.26 Generally Hegel has been grouped
with these historicist relativists simply because he holds that human knowledge is
social and historical and he rejects the alleged asocial, aconceptual basic cognitions
often thought to be required for realism. This dichotomy involves both a serious
philosophical confusion and a serious misunderstanding of Hegel’s epistemology.27 In
responding to Herder’s historicist relativism, Hegel was the first philosopher to recognize that realism is consistent with an astute social and historical account of human
knowledge. Thus he shows that one of the most basic and pervasive (and often only
implicit) debates in epistemology rests on a false dichotomy.28 For this reason, Hegel’s
views are of great contemporary importance.29 Although most of Hegel’s positive
views cannot be addressed here because they are not developed in “Sense Certainty,”30
it is very important to have this context of Hegel’s critique clearly in mind and to
recognize in advance that Hegel’s critique of sense certainty is only a critique of
epistemically naïve realism, not of realism per se.
4
RECONSTRUCTION OF HEGEL’S ANALYSIS OF SENSE CERTAINTY
Hegel’s discussion divides into five sections; an introduction (¶¶1–5), three sections of
analysis (¶¶6–19), and a conclusion (¶¶20–21). In the first analytical section the object
of knowledge is primary (¶¶6–11), in the second the subject of knowledge is primary
(¶¶12–14), in the third the subject and object are taken together (¶¶15–19). Though it
inverts the order of the first two phases, Hegel closely follows the classical skeptical
modes based on the subject who judges, on the object judged, and on both taken
together.31 Hegel’s arguments turn on what can be “said” using tokens of demonstrative terms (in the first two analytical sections) and on what can be ostended by gestures
(in the third analytical section). (For easy reference I designate these three central
analytical sections as Phases I–III.) The transition from “Sense Certainty” to “Perception” appears to be made only on the basis of a pun, but in fact is based on combining
utterances with ostensive gestures. This suggests that central to Hegel’s arguments are
the nature of and relation between what are
WESTPHAL, Kenneth R. 2000. ‘Hegel’s Internal Critique of Naïve Realism’.
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known since Frege as “sense” and “reference,” or in earlier terminology, connotation
and denotation or intension and extension. Now it is not to Hegel’s point to develop a
semantic theory in the first chapter of the Phenomenology; the cognitive competence of
philosophy must first be demonstrated (in the Phenomenology) before promulgating
positive philosophical theories (in the Logic and Encyclopedia).
However, it is very much to Hegel’s point to develop some basic parameters for,
inter alia, a semantic account of singular demonstrative reference so far as this pertains
to knowledge of particulars.32 In this regard, Hegel aims to explicate some basic conceptual presuppositions of cognitive reference to particulars. Hegel’s point is to show
that what one says by uttering tokens of demonstrative terms and what one points out
by ostensive gesture are linked and are only successful as referential acts and as components of knowledge of particulars by what one means, where definite meaning and
determinate reference to particulars are only possible via conceptually structured determinate thoughts about the temporal and spatial scope of the object, event, or spatiotemporal region one intends to designate. One can well argue that it belongs to the
meaning of a token-usage of a demonstrative term that some particular speaker picks
out and refers to some particular spatio-temporal region.33 The problem Hegel urges is
that determining the original point of reference (the speaker) and the scope of reference (the designated region) requires conceptions of space and time and specific determinations of spatio-temporal determinables, where these determinations involve determinate use of conceptions. Hegel’s point is that demonstrative meaning or demonstrative thought are unintelligible, indeed impossible, on the basis of allegedly aconceptual
knowledge.
4.1 Hegel’s Introduction to Sense Certainty
In the first paragraph Hegel gives an all too brief account of why sense certainty is the
first form of consciousness considered in the Phenomenology. Note that his account says
nothing of certainty (or dubitability or fallibility or corrigibility), but places all the stress
on immediacy:
The knowledge, which is at first or immediately our object, can be no other than that
which is itself immediate knowledge, knowledge of the immediate or of what is. (G63.4–6)
At the outset of Hegel’s examination of a series of apparent forms of consciousness
(including forms of cognitive consciousness) in the Phenomenology, nothing has been
introduced to justify any particular account of knowledge or of the objects of consciousness. To adopt any structured view of these matters requires justification, and at
the outset there is neither reason nor evidence for doing so. Any such grounds must be
developed through an internal critique of the most simple account there is of consciousness, of knowledge
WESTPHAL, Kenneth R. 2000. ‘Hegel’s Internal Critique of Naïve Realism’.
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and its objects. The simplest account possible just is “immediate,” that is, unmediated
knowledge; knowledge that involves no processing, no reflection, no conceptions, just
bare awareness of an object or event. Prima facie, the object of such knowledge or
awareness must also be immediate because if it were mediated, knowledge of it would
have to grasp that mediation. Perhaps that could happen without any mediations
within knowledge, but if so, that, too, needs to be shown to be the case. Hence at the
outset of Hegel’s examination, the object must be taken as immediate also. The terms
“immediate” and “mediate” and their cognates are extremely vague; it must be made
clear what sorts of “mediation” or “immediacy” are relevant to the topic at hand, in
the present case, direct knowledge of commonsense particulars. Hegel’s analysis clarifies these terms by examining various kinds or aspects of mediation or immediacy in
elementary cases of human knowledge.
Some of this clarification is provided, indirectly, in the second and final sentence
of Hegel’s first paragraph. Hegel there states that, as phenomenological observers of
this first form of consciousness, we, too, must observe this form of consciousness
without misrepresenting it:
We must likewise conduct ourselves immediately or receptively, and thus alter nothing in
it as it presents itself, and keep comprehension out of our apprehension. (G63.6–8)34
Hegel’s term for comprehension is “Begreiffen,” which means to grasp or comprehend
with conceptions—Begriffe. Because “our” approach as observers must follow the lead
of the form of consciousness under observation (“likewise,” “ebenso”), Hegel’s comment about our proper attitude also highlights the central issue for sense certainty
itself, namely, whether even the simplest knowledge of commonsense particulars is
mediated by conceptions. (That the relevant conceptions are formal but non-logical is
made especially clear in Phase III of Hegel’s discussion.)
The remark just quoted expressly addresses Hegel’s readers, who are to “observe”
various forms of consciousness in the Phenomenology. Hegel’s view of such observation
is complex; only a few central points can be mentioned here.35 Hegel does not think
that either philosophical reflection on theories of knowledge or phenomenological
“observation” of forms of consciousness involves aconceptual knowledge. One point
of “observing” forms of consciousness is to examine a conception of knowledge
together with its associated conception of the objects of knowledge as they are (or
purportedly can be) instantiated in paradigm cases of human cognition. Each form of
consciousness has its own favored cases of knowledge and objects of knowledge; Hegel’s critical examination ascertains whether a form of consciousness can account
adequately even for those favored cases. Hegel’s advice to us, his readers, that we must
observe receptively and “keep comprehension out of our apprehension” indicates that
we should direct our attention, not to our
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own pet philosophical theory of knowledge (or to other preconceptions about knowledge and its objects), but to the cognitive phenomena generated by a form of consciousness’s attempt to instantiate a pair of conceptions of knowledge and of its objects.
In this way Hegel’s phenomenological method extends and expands Kant’s notion
of transcendental reflection. Kant defines “transcendental reflection” as the act in
which we determine the proper origin (in sensibility, in understanding, or in reason) of
various aspects or components of knowledge.36 Transcendental reflection thus requires
a complete and accurate account of the “sources” of knowledge. Kant’s claims to
prove various theses about human knowledge “apodeictically” plainly rest on his
account of the sources of human knowledge.37 Kant’s claims about the apodeictic
certainty of his conclusions have led generations of commentators and critics to suppose that Kant aims for Cartesian certainty, which requires eliminating all logically
possible alternative accounts of human knowledge (or of apparent knowledge). Descartes failed to do this, and Kant’s critics have pointed out that Kant did no better
than Descartes in this regard.38 This involves serious misunderstanding of Kant’s
methods.39 Kant recognizes that no philosopher can conclusively eliminate all logically
possible alternative accounts of human knowledge. Kant’s methods aim (inter alia) at
determining what kinds of basic cognitive capacities we in fact have—sc., we have two
particular forms of receptive sensibility, that we have a discursive kind of understanding with twelve basic forms of judgment, that certain a priori concepts guide our integration of empirical knowledge. Kant specifies our kinds of capacities by determining
what they must be in view of certain counterfactual circumstances that would preclude
unified self-conscious experience; he does not, and does not try to, determine what
they are in view of what they might be (within the limitless domain of logically possible
views), nor what account of them might withstand the evil deceiver.40 This in turn
raises the question of how to determine what are in fact our human kind of cognitive
capacities and, insofar as an account of them forms a central part of any philosophical
proofs, how to achieve agreement about that account. In the “Transcendental Doctrine of Method” Kant recognizes that an account of our cognitive capacities—his
metaphor is an inventory of the building materials of human knowledge—can only be
developed by mutual philosophical criticism.41 In the concluding part of that section,
“The History of Pure Reason,” Kant strongly suggests that the requisite mutual philosophical criticism is historical and must necessarily introduce an historical dimension
into philosophical justification. In a passage that surely would have caught Hegel’s
attention, Kant amplifies this theme in the Preface to the Metaphysics of Morals.42
Hegel’s phenomenological method recognizes and extends these points by considering a comprehensive series of “forms of consciousness” that illustrate the core principles of the wide variety of philosophical theories of human knowledge. By presenting
these forms as good-faith attempts to instantiate
WESTPHAL, Kenneth R. 2000. ‘Hegel’s Internal Critique of Naïve Realism’.
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these theories, Hegel expects and enables us to examine the principles and paradigm
examples of knowledge embedded in those theories without our having to take responsibility for those theories and their defense. By relieving ourselves of responsibility
for defending these theories, we can better attend to our own cognitive capacities and
experiences, in order better to determine what our cognitive abilities—that is, who we as
cognizers—are.43 This shift in attitude should enable us to determine what our cognitive capacities are in fact without trapping ourselves in the Cartesian conflation of
justification with defensibility against even that most obstinate of colleagues, the evil
deceiver.
Hegel grants that sense certainty initially (or “immediately”) appears to be both the
richest and the truest kind of knowledge (¶2); the richest because it appears to have an
unlimited domain in space and time, whether macroscopically or microscopically, the
truest because it omits nothing from the object. Indeed, sense certainty “has before it
the object in its entire completeness” (G63.15). Hegel’s phrase “has before it” recalls
the issue of direct, “immediate” presence to mind found in many Modern period and
recent epistemologies. This allusion is reinforced by Hegel’s further discussion of what
sense certainty excludes. Hegel indicates that the relevant “certainty” is based on the
idea that the object of knowledge is directly before the mind:
[sense certainty] still hasn’t left anything out of the object; instead, it has before it the
object in its entire completeness. This certainty ... (G63.15–16)
Directness is the main issue, not conviction, indubitability, incorrigibility, or infallibility; the relevant “certainty” is the conviction that such direct, immediate knowledge is
humanly possible and that it grasps the object in its full specificity.
Hegel directly points out that the apparent richness and veracity of sense certainty
is misleading; “this certainty in fact presents itself as the most abstract and poorest truth”
(G63.16–17). He claims that all sense certainty can say about its object is, “it is.”44 Why
is sense certainty’s cognitive claim so limited? One main reason is that its certainty
excludes rather than requires any cognitive development or manifold movement of
thought (G63.20–22, .25–27), and it excludes rather than includes any manifold
intrarelations of characteristics within the object of knowledge or any manifold of
interrelations of that object with anything else (G63.22–24, .27–28). To know such
manifold characteristics or relations would require distinguishing and integrating them,
and that would require active comprehension; passive apprehension won’t suffice.
Sense certainty, as direct or passive apprehension, specifically excludes any such “manifold representing or thinking” (G63.26–27). This unequivocally identifies the target of
Hegel’s critique as aconceptual knowledge.45 (A second reason why sense certainty’s
cognitive
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claim is so minimal is discussed just below and on p. 186.) Hegel’s entirely prospective
suggestion is that knowledge by acquaintance excludes any complexity within cognition, and thus cannot accommodate any complexity in the object known. However,
proof must come from the internal critique of sense certainty. (It is characteristic of
Hegel’s introductory presentations of a form of consciousness to alert his readers to
the main point of difficulty infecting that form of consciousness. His actual examination and critique must be strictly internal, but his introductory remarks need not.)
Because “immediate” knowledge excludes any complexity either in the act or the
object of knowledge, the cognitive claim made by sense certainty is very restricted. The
essential point for sense certainty is that its object is. Proper English usage would have
us use “exists” here, but “existence” is already a more complex conception. At the
outset only the most undifferentiated, simple conception of the object as something
that is there and can be known is permitted, because nothing more sophisticated or
complex has been justified. Likewise for cognition; it is a simple act of apprehension,
nothing more. An act of immediate knowledge is a simple direct relation between a
particular subject and some particular object (G63.28–34). One point of starting with
such simple—the philosophically wise might already say, such impoverished—conceptions of knowledge and its objects is to help us become clear about our
own presuppositions, both the theoretical presuppositions we often automatically
make about knowledge and its objects, and about the actual presuppositions of our
actual cognitive acts and claims about the objects we actually experience. Especially in
philosophy it is all too easy to oversimplify our theories and underappreciate our
cognitive resources and abilities. Einstein surely is right that everything must be made
as simple as possible, but not any simpler. The difficulty lies in distinguishing accuracy
from oversimplification. Hegel’s phenomenological method is designed to address this
difficulty. For the unphilosophical many, Hegel’s point in starting with such simple
conceptions of knowledge and its objects is to invite the philosophically uninitiated to
reconsider whether their commonsense realism is quite so simple as they pre-reflectively assume.
Hegel indicates that sense certainty’s supposition about knowledge is, of course,
too simple (¶3). First, any actual sense certainty is only some particular instance or
example of sense certainty. Sense certainty is a recurrent, that is, repeatable, phenomenon (G64.1–4). Moreover, sense certainty is a relation between knower and known. In
any instance of sense certainty, these two terms mediate each other (G64.4–11). Jacobi,
for example, thought it sufficed for immediate knowledge to reject representationalist
accounts of perception, according to which we directly perceive mental representations
and thereby indirectly perceive their cause or causes. In reply Hegel points out that
eliminating a third, mediating term (medius terminus) doesn’t eliminate mediation, namely, the mutual mediation of the two remaining terms, subject and object.46
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Hegel further indicates that these distinctions are made by or within sense certainty
itself (¶4). For purposes of internal critique, we must take these distinctions as they are
made by sense certainty (G64.12–15).47 Sense certainty is realist; it holds (“posits”;
setzt—i.e., its position is) that the object is essential (G64.15–16); it is regardless of
whether it is known (G64.19–21).48 A knower is only a subject of knowledge insofar as
it knows some object. The subject is thus inessential and mediated; the subject doesn’t
exist unto (or “in”) itself, it may or may not exist, and only exists insofar as it knows an
object, and cannot exist without an object (G64.21–22). (Here I use “exists” for stylistic reasons where Hegel has cognates of “Seyn.”)
Because of the realist position of sense certainty, the critical question to consider
(to “observe”) is whether, in any instance of sense certainty, the object is in fact the
kind of essence sense certainty purports it to be (¶5). Does the object available within
sense certainty correspond to sense certainty’s conception of it as being essential
(G64.23–25)? Hegel ends his introductory discussion by reminding us that this question is not to be answered by philosophical reflections on the true nature of the object.
Instead, it is only necessary—and only legitimate—to observe the object as sense
certainty experiences it (G64.26–28).
4.2 Hegel’s Examination of Sense Certainty: Phase I
Hegel’s examination of sense certainty begins simply by asking it “What is the this?”
(G64.29). The expression “the this” is as unconventional in English as it is in German
(das Diese). Since this usage is unusual, I have retained it throughout, starting with Hegel’s chapter title. Because it is unusual, it requires explanation. Hegel often nominalizes terms, but why does he nominalize this one? The answer can be gleaned from the
first claim—the first answer to this question—Hegel ascribes to sense certainty. That
answer, however, is given to a more specific question. Hegel divides Phase I of his
examination by distinguishing the temporal and spatial aspects of singular demonstrative reference. Hegel substitutes for “the this” the two forms “the now” and “the
here” (G64.29–31). Hegel simply claims that this substitution provides an equally
intelligible examination. If anything, it makes examining sense certainty more accessible and thorough. At the very least, this substitution is clearly foreshadowed by Hegel’s
previous indication that space and time are the two dimensions of the contents of
sense certainty (G63.9–13).49 Because sense certainty is supposed in the first instance
to provide knowledge of spatio-temporal particulars, dividing the examination of sense
certainty by distinguishing temporal and spatial examples is unobjectionable.
Hegel accordingly substitutes the question, “What is the now?” and gives the
illustrative answer “The now is the night” (G64.32–33). Both the question and the answer
are grammatically stilted. Why? Russell’s answer is that Hegel ignores the distinction
between the “‘is’ of identity” and the “‘is’ of predication.”50 Hegel does ignore that
distinction here, but why?51
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As immediate, aconceptual knowledge of particulars, sense certainty doesn’t have
the conceptual resources to distinguish identity from predication—at least not initially—and admitting predication for the purpose of identifying particulars would
admit that universal conceptions are necessary for identifying particulars after all.
(Indeed, to admit predication at the outset would give up sense certainty’s characteristic aconceptual immediacy before all!) Distinguishing between identity and predication
must be justified, and if it is to be justified on the basis of internal criticism (as required
by Hegel’s phenomenological method), that criticism must begin with the denial of that
distinction. That denial is then to be reduced to absurdity, and the affirmation of that
distinction is then inferred by disjunctive syllogism. These reflections thus raise the
question, why is sense certainty committed exclusively to identity statements? The
answer is, because it is committed to aconceptual, direct knowledge of particulars. The
only “relation” among particulars it can admit, at least initially, is the degenerate case
of a relation, namely identity. Hegel’s stilted usage of “the this,” “the now,” and “the
night” (in “The now is the night”) indicate that these designations are used by sense
certainty in a way tantamount to Russell’s logically proper names: “The this” names or
designates some one particular; “the night” also designates some one particular. The
nominative usage of “the night” thus helps disengage the predicative usage of “night”
(as in “now it is night”) and thus underscores the intended particularity of reference
and the intended avoidance of predication of universal characteristics. “The now is the
night” indicates that “the now” and “the night” designate one and the same particular
of which sense certainty purports to be directly aware.52
To test the truth of sense certainty’s claim (“the now is the night”), Hegel proposes
to preserve it by writing it down and reexamining it later (G64.33–36). The connection
between truth and timelessness is both ancient and commonsensical. The Greek notion of truth involves not only a propositional sense of truth but also a sense found in
calling someone a true friend: Something’s being true involves its being constant and
thus being dependable.53 Referring to this aspect of the Greek notion of truth is not
irrelevant, because elsewhere Hegel claimed that the ancient skeptical tropes suffice to
undermine sense certainty, and those tropes relied on this “ontological” conception of
truth.54 However, Hegel’s critique of sense certainty does not assume the Greek notion
of truth; it assumes nothing more than our commonsense conviction that truth is not
itself indexed to time. Hence genuine truths do not lose their truth-value by writing
them down or otherwise preserving them (G64.34–37). This conviction requires no
Platonic ontology; it is preserved even by that arch anti-platonist Quine in his doctrine
of eternal sentences. Of course, statements that are true may be indexed to time. Indeed, this is Hegel’s point: statements made with indexical terms must be indexed to
time (and place), and this cannot be done aconceptually. The inscription “the now is
the night” has by mid-day gone stale (G64.36–37).55
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Why should the inscription, “the now is the night,” be preserved over time? Because it is presented as something that is (G65.2). This does not involve yet another
alleged ambiguity in copula ‘is’ (as it were: identity, predication, and being). Rather, this
claim recalls the “main point” of sense certainty’s realism, namely, that the objects of
its knowledge are (exist), and are what they are regardless of their being known
(G63.17–18, .28–30). The essence of the objects of knowledge, according to sense
certainty, is to be (G63.28–30, 64.1, .15–16, .29–31). This ontological claim by sense
certainty does involve a Greek notion of being as changeless permanence. This notion,
however, is not merely Greek; it is preserved in modern European languages and in
philosophical parlance, too; in German as the contrast between “Sein” and “Existenz,”
in English in the parallel contrast between “being” and “existence.” Sense certainty is
committed to immediacy in all senses of the term—at least until self-criticism drives it to
recognize distinct senses of the term and to reject some as inessential to its core position. Consequently, at the outset sense certainty is committed to the most simple, least
differentiated ontological claim possible, namely, that something simply is. Period.
Unchangableness is sense certainty’s criterion for something being essential. This must
be the case, because any change would involve some form of “mediation.” Consequently, Hegel’s examination turns on determining what, if any, elements in sense
certainty’s experience persist unchanged in the face of its experience with the changing
truth-value of its initial claim, “the now is the night.” To preserve this initial claim by
inscribing it is to treat this claim as something that is, and thus as something changeless
that thus fulfills sense certainty’s criterion for being essential. The changing truth-value
of this inscription shows, to the contrary, by sense certainty’s own criterion, that the
claim inscribed is a non-being (G65.3). Since the inscribed claim was intended to
instantiate or illustrate “the this,” this “this” that is the night proves to be, not a being,
but a non-being. When does it prove itself to be a non-being? “... Now, this noon”
(G64.36). Temporal mediation is one kind of mediation, and its role in or influence on
the purported objects of knowledge is one count against unqualifiedly “immediate”
knowledge.
Hegel notes that “the now” preserves itself through these two different reports.
Consequently, “the now” cannot be identified with either night or day (G65.3–5). In
this regard, “the now” is something “negative”; it is distinct from (i.e., non-identical
with) the day or night it designates. Indeed, this “now” is not immediate, but rather is
mediated because it is determined as something that remains and preserves itself insofar as something else changes—namely night and day. Hegel’s language is stilted, but
for an important reason. Hegel here works to introduce a very general notion of a
“universal.” His account of universals must be very general for three reasons. First, he
must avoid philosophical controversies about the positive analysis of universals.56
Second, he needs to justify the introduction of universals to a view—namely, sense
certainty—that rejects them altogether as components
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of cognitive reference to sensed particulars. Third, for Hegel’s argument to succeed, he
only needs to show that universals must be admitted by an adequate account of our
knowledge of and reference to sensed particulars; he does not need to show how we are
able to identify or use universals, nor does he need to show just what universals are, or
what kinds of universals there are. Consequently he uses as untheoretical a formulation
as he can.
This is Hegel’s formulation:
This self-preserving now is thus not something immediate, but instead something
mediated, for it is determined as something remaining and self-preserving through [the
fact] that another is not, namely the day and the night. Nevertheless it is still as simple
as before, now, and in this simplicity it is indifferent to that which occurs in it; just as
little as night and day are its being, it is just as well also day and night. It is utterly
unaffected by this its otherbeing. Such a simple that, through negation, is to be neither this nor that, a not this, and just as indifferently, also this as well as that, we call a
universal. (G65.5–13)
Hegel’s decidedly untheoretical, minimally extensional specification of universals makes
the essential point and leaves the theoretical details for later (i.e., for the positive doctrines Hegel develops after the Phenomenology). The essential point is that one and the
same universal has multiple instances. A universal is instantiated and so is exhibited or
exemplified by its instances. Conversely, because it is a universal, the universal cannot
be identified with or reduced to any of its instances, either distributively (singly) or
collectively. This is true of functions with variable placeholders and their ‘arguments’
(or specific values), it is true of types and their tokens, it is true of predicates and the
specific characteristics of things they designate, it is true of determinables and their
determinates, and it is true of repeatables and their repetitions generally.57 There are
significant differences among these kinds of “universals” and they deserve philosophical attention—but not here, where the basic point is that there is more to human
knowledge of sensed particulars than simple direct apprehension of those particulars.
The ironic point against sense certainty is that, by its own notion of truth and
being as timeless and so changeless, the paradigm example of a known particular—the
now that is the night—is neither a being nor true. In this episode (or “experience,” as
Hegel calls it) the most obvious component that fulfills the criterion of being an
essence—changelessness—is “the now” that is recognized to be a universal, a repeatable designation, tokens of which can be used to designate various particular times
(G65.14). By its own criterion, sense certainty’s ‘object’ of knowledge is a universal.
Sense certainty could avoid this conclusion by altering instead its criterion of truth
or being, but that would require recognizing that its object of knowledge is mediated
temporally and it would raise the issue of how sense
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certainty is able to identity and distinguish particular temporally mediated objects of
knowledge. This issue is addressed in Phase III of Hegel’s examination.
Hegel then tries to reinforce the point, that the object known by sense certainty is
a universal, by appealing to the nature of linguistic expression. His argument is astonishing and easily misleading. Hence it requires careful interpretation. Hegel states:
We also pronounce [aussprechen] the sensuous as a universal. What we say [sagen] is: this,
that is, the universal this; or it is, that is being in general. Admittedly we don’t represent to
ourselves the universal this, or being in general, but we pronounce the universal; or, we
just don’t speak [sprechen] as we mean it in this sense certainty. As we see, however,
language is the more truthful; in it we ourselves immediately refute our meaning, and
since the universal is the true of sense certainty, and language only expresses [ausdrückt] this true, it is thus altogether not possible for us to be able to state [sagen] a
sensuous being that we mean. (¶8, G65.15–23)
Hegel’s argument uses several terms with closely related meanings, “aussprechen,” “sprechen,” “ausdrücken,” and “sagen.” I have tried to preserve both their close association and
their at least terminological differences by translating them respectively as “pronounce,” “speak,” “express,” and “say” or “state.” (“Say” comes closer than “state” to
“sagen,” but doesn’t afford a well-formed English translation of parts of this passage.)
The understandable temptation is to interpret this passage in light of Hegel’s remarks
on language in his Jena manuscripts, on the one hand, and recent semantics for
demonstratives, on the other. As recent accounts have shown, token demonstratives
have a certain kind of meaning, a “character” or “role,” that is and is understood by
competent speakers to be context- and speaker-relative, by which such terms designate
particulars.58 The implication, obviously enough, is that Hegel’s proto-semantics is
inadequate because he overlooks the fact that individual tokens of demonstrative terms
do have this kind of meaning; uttering “this ...” in some context is in fact part of stating or indicating something quite particular. Hegel’s claim to the contrary, that we only
state what is universal, appears not merely unjustified, but outright false.59
This criticism is understandable, but not ultimately tenable. Hegel’s passage must
be interpreted in context, which means in this case, in the context of examining and
assessing sense certainty. The point that token demonstratives have a certain kind of
meaning (character or role) is of course correct. The problem is that this kind of
“meaning” of token demonstratives cannot be admitted by sense certainty. Sense
certainty tries to use token demonstratives as if they were logically proper names. As a
logically proper name, an utterance of “this” should pick out one and only one particular. That it does not do. As a token demonstrative, an utterance of “this” picks out one
and only one particular, but only insofar as both the speaker and any auditors
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understand how using token demonstratives functions on the basis of speaker- and
context-relativity. This kind of relativity is too much mediation to count as “immediate” knowledge.60 Indeed, by the end of “Sense Certainty” Hegel shows that this mediation is at least in part conceptual mediation (Phase III, §4.4 below). Solving such scope
problems is precisely the point of sense certainty’s use of ostensive gestures in Phase
III. The salience of those issues, and of means for addressing them, in Phase III
strongly suggests that sense certainty overtly disregards such means in Phases I and II.
Risking the accusation of excessive interpretive charity, I propose another interpretation of this passage (¶8). There are two important clues to guide a more charitable
and ultimately more illuminating interpretation here. One is the point already mentioned, that this passage must be interpreted as part of an attempted internal critique of
a radically naïve, radically immediate sense certainty, a view tantamount to aconceptual
knowledge by acquaintance. The other is the course and culmination of Hegel’s whole
argument in “Sense Certainty.” As mentioned above, the first two phases (¶¶6–14)
focus on utterances of token demonstratives. Phase III (¶¶15–19) focuses on ostensive
designation. In the concluding paragraph (¶21) Hegel introduces descriptions, and the
transition to “Perception” is made by combining descriptions with ostensive designation (G70.21–29). (This skeletal structure of Hegel’s analysis in “Sense Certainty” has
not been previously noticed.) The purported result is to reject immediate knowledge
and to take the object truly by perceiving it. To be sure, Hegel’s paradigm example of
an object of perception is a concrete particular, a cube of salt (“Diß Saltz,” G72.26).
Hegel’s formulation of his transition from “Sense Certainty” to “Perception” is clearly
aided and abetted by a German pun on “Wahrnehmen” (perception) and “wahr nehmen”
(take truly). But the philosophical weight of Hegel’s case rests on combining descriptions with ostensive designation. This clearly indicates that Hegel’s proto-semantics
isn’t quite so crude as it initially seems. In particular, this clearly indicates Hegel’s
awareness of the joint necessity of meaning (as embodied in descriptions employing
universal terms) and reference (as embodied in context-specific designation or even
ostensive gestures) for cognition of particulars. If this is correct, one way to put Hegel’s thesis in “Sense Certainty” is that neither meaning without reference, nor reference without meaning, suffices for sensory knowledge of particulars. If these terms
sound anachronistic due to their association with Frege, the same point can be put in
contemporaneous terms as follows: Neither connotation (intension) without denotation (extension), nor denotation (extension) without connotation (intension), suffices
for sensory knowledge of particulars. In the remainder I shall show that a complete
and careful interpretation of Hegel’s chapter justifies ascribing precisely this point to
Hegel’s argument in “Sense Certainty.”
If this is Hegel’s point, then Hegel’s claims about what language expresses in ¶8
must be interpreted very minimally. In particular, linguistic “expression” must here be
taken in the minimal sense of a verbal utterance, as distinct
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from sentential or speaker meaning. Distinguishing a verbal utterance from linguistic
meaning in this way, or at least distinguishing a speaker’s intended meaning from
linguistic meaning, is directly justified by Hegel’s claim in this paragraph (¶8) that
Admittedly we don’t represent to ourselves the universal this, or being in general, but
we pronounce the universal; or, we just don’t speak as we mean it in this sense certainty.
(G65.17–19)
As a purported logically proper name, an utterance of “this” picks out indifferently any
particular whatsoever. To this extent, Hegel’s claim that uttering “this” expresses a
universal (G65.15–16) is correct. Because sense certainty’s radical immediacy commits
it to treating any token demonstrative as a logically proper name (and an unambiguous
one at that), it confronts precisely the problem Hegel brings out.61 Sense certainty
cannot, at least initially, acknowledge this ambiguity because unambiguous use of
“this” on any occasion would require disambiguation, and disambiguation would
require some kind of cognitive mediation.
The passage now under consideration (¶8) ends with what appear to be some very
strong, even flagrantly false conclusions:
As we see, however, language is the more truthful; in it we ourselves immediately
refute our meaning, and since the universal is the true of sense certainty, and language
only expresses [ausdrückt] this true, it is thus altogether not possible for us to be able
to state [sagen] a sensuous being that we mean. (¶8, G65.20–23)
If this passage is taken as Hegel’s expression of his own view, it sounds like he flatly
denies the obvious, that we can refer linguistically to particulars—as if Hegel never
ordered a beer or a coffee, and as if “Perception” didn’t begin with the example of a
particular cube of salt—specified, of course, linguistically. However, Hegel’s method
of internal criticism doesn’t permit him to pronounce conclusions on his own behalf at
this stage. His method requires that we interpret this passage as commentary internal
to the constraints upheld by sense certainty. Within those constraints, Hegel’s statements make sense, indeed good sense.
Hegel’s terms “Meynung” and “meynen” trade on the connotations of opinion, intention, and ownership (what is one’s own or ‘mine’; in German, “das ist mein”). Hegel
states that language is more truthful than sense certainty (G65.20); this comparative
statement pointedly does not say that language here already expresses the whole truth,
or even a truth.62 He does say that the universal is “the true” (das Wahre) of sense
certainty (G65.21–22), and that language only expresses this “true” (G65.22). However,
Hegel uses “true” (“wahre”) or “the true” to designate what a form of consciousness
takes to be true.63 In the present context, Hegel says only that language expresses that
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which meets the criterion of truth upheld by sense certainty. That criterion requires
changelessness. The only aspect of sense certainty’s experience so far noted that fulfills
this criterion is “the now” as a universal that recurs unchanged with regard to its changing instantiations (night and day).
For this reason, it is supposed to be impossible to state or say, sagen, a sensible
being that we mean (G65.22–23). How so? Note first that Hegel does not deny that we
mean or intend some sensed particular, nor does he deny that sense certainty intends
some sensed particular.64 He only denies that either “we” or sense certainty can simply
say so. Why not, exactly? If my above hypothesis about the skeletal structure of Hegel’s
analysis is correct (p. 26), there is a good answer to this question: mere intentions do
not suffice to determine which if any particular(s) is (or are) designated by a linguistic
utterance. No verbal tag by itself suffices to determine reference, and no verbal tag
suffices to determine reference even in conjunction with (mere) conscious intentions
to refer to some sensed particular. Hegel does not argue that determinate reference to
particulars is impossible, either linguistically or intentionally; he argues that the conditions for successful singular cognitive reference to sensed particulars are richer than
sense certainty acknowledges. To anticipate, once again, those conditions include
conceptual determination of the determinable conceptions of spaces and times via
spatio-temporal coördinates.
Hegel next devotes a single brief paragraph to the parallel case of “the here” (¶9):
The case will be the same with the other form of the this, with the here. The here for
example is the tree. I turn around; thus this truth has vanished, and has inverted itself
into the opposite: The here is not a tree, but instead a house. The here itself doesn’t vanish;
instead it is remaining in the vanishing of the house, of the tree, and so on, and indifferently is to be house, tree. The this thus shows itself again as mediated simplicity, or as
universality. (G65.24–30)
Because the case of “the here” parallels the case of “the now,” Hegel’s discussion is
quite brief. It is worth stressing that Hegel uses terms that can be used descriptively, “a
tree” or “a house,” but he uses them here simply to designate particulars. He doesn’t
press the issue that descriptive terms make sense only because they have or convey
meanings that are constituted by universals. This is in keeping with his aim to press the
issue of the a priori status of our conceptions of space, time, individuation, number
(plurality), and (as we shall soon see in Phase II) self. This charity towards sense certainty is of course also an important convenience, insofar as Hegel sought to write
down his examination and have us learn from it by reading it. That leaves him no
alternative but to use descriptive terms in a designatory manner in order to indicate his
commonsense examples of putative sense-certain particulars.65 The main point of this
episode is plain enough: any case of a particular object
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of sense certainty is only an instance; any human being who is sense-certain of one
thing has the experience of being likewise sense-certain of something, anything else. If
we can designate some one thing as “here,” it will not be long, given the vicissitudes of
human life, before we designate something else as “here.” It happens as soon as we
turn around—or turn our heads, or simply glance away. The term “here” shows the
same kind of universality as does “now”; it can be used equally well to designate any of
a wide variety of particulars that happen, on some occasion or another, to be “here”
before one. Likewise, “here” cannot be identified with any one or with any set of the
particulars designated to be “here” on various occasions. The term “here” remains
throughout all these changes of contents of sense certainty. Consequently, the type
term “here” fulfills sense certainty’s criterion of truth—changelessness—whereas the
purportedly sense-certain particulars do not.
Hegel next draws some interim conclusions about the nature and status of sense
certainty (¶10). Hegel first stresses that, insofar as the conclusion (that the universal is
the truth of the object of sense certainty) has been reached internally—within and by
sense certainty itself—this conclusion follows from the fact that pure being remains
essential to sense certainty (G65.31–32). Hegel uses the dative case here, that “pure
being remains to it [to sense certainty] as its essence.” (Indeed, his use of the dative is
clearly deliberate, since he places it for emphasis, at some cost to stylistic elegance, at
the head of his sentence; German grammar and style offer simpler, more idiomatic
alternatives had Hegel wanted to use the accusative case instead.) The dative case
indicates that this factor in sense certainty is one to which it responds, but also that
this factor has not yet become fully explicit for sense certainty.66 Hegel further indicates
that this “pure being” has become to sense certainty something that is no longer immediate, but something to which “negation and mediation are essential” (G65.32–33).
Consequently, this enriched, mediated, and yet still implicit conception of being is no
longer present to sense certainty as what is meant or intended by being—i.e., something
altogether unmediated and hence unchanging. Instead, this enriched conception of
being, present to sense certainty, is “determined” or characterized as—i.e., it simply is
(“ist”)—an “abstraction” or a “pure universal” (G65.34–35). Hegel concludes by acknowledging that “our meaning” or intention or opinion, according to which the true of
sense certainty is not the universal nevertheless remains over and against “this empty
or indifferent Now and Here” (G65.35–37). Hegel doesn’t deny intentional reference
to particulars, certainly not here. Moreover, his use of the accusative case, “für ... unsere
Meynung” indicates that sense certainty still explicitly conceives “the true”—its true, i.e.,
its conception of what truth is (das Wahre der sinnlichen Gewißheit)—not to be something
universal. (Hegel’s contrastive use of dative and accusative cases could not be plainer.)
The question this raises is, how can sense certainty retain its explicit conception of its
object while recognizing the universality of “being,” of “now,” and of “here”?
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As Hegel indicates in the next transitional paragraph (¶11), there is an obvious
revision of sense certainty that preserves its core conception in the face of Phase I of
its examination. Hegel notes that the initial relation between knowledge and object has
been reversed. Originally, the object was supposed to be essential and knowledge was
supposed to be inessential (¶4, G64.15–22). Now, however, the object doesn’t meet
sense certainty’s explicit criterion of essence. (Note that Hegel again goes out of his
way to use an accusative construction to mark something being explicit: “the universal,
which [the object] has become, is no longer such as should be essential for sense certainty”; “das Allgemeine, zu dem [der Gegenstand] geworden ist, ist nicht mehr ein solches, wie er
für sie [sc. die sinnliche Gewißheit] wesentlich seyn sollte” [G66.3–6; emphases added].) The
object of sense certainty is mediated by spaces and times, in sum by occasions on
which someone is aware of an object, and its designation is mediated by uses of tokens
of the universal type terms “here” and “now.” Yet sense certainty seeks to preserve its
original conception of immediate knowledge of particulars. This it can do by recognizing that sense certainty lies in the opposite element; that is, “it [sense certainty] is now
present in the opposite, namely in the knowledge, which previously was inessential”
(G66.6–7). Sense certainty can maintain its core conception of immediate knowledge
by holding that
its truth is in the object as my object, or in my meaning [im Meynen]; it is, because I
know of it. (G66.7–8)
By this strategy sense certainty avoids refutation by adopting a certain kind of subjectivism that purports to preserve immediate knowledge of an object—whatever object
any particular subject claims on any particular occasion to know. Hegel’s critical question then is, can this strategy account for its own paradigmatic examples? Once again,
the answer should be found by examining the experience sense certainty generates on
the basis of this modified strategy (G66.9–11). Thus begins the third part of Hegel’s
chapter, which contains Phase II of sense certainty’s examination.
4.3 Hegel’s Examination of Sense Certainty: Phase II
In the first paragraph of Phase II (¶12) of Hegel’s examination of sense certainty it is
finally made explicit that sense certainty is, of course, a sensory affair. In Phase II, sense
certainty asserts the primacy of the knowing subject, and maintains that “the force of
its truth thus now lies in the I, in the immediacy of my seeing, hearing, and so on”
(G66.12–13). Insofar as Hegel does not deny the obvious relevance of sensation for
empirical knowledge, and does not deny that we sense and refer to particular objects
and events in having knowledge of them—and we shall see that he maintains these
unquestionable theses—his thesis is that sensation is a necessary but not a sufficient
condition for empirical knowledge of particular objects and events. This second
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strategy by sense certainty avoids the problems found in Phase I—the multiple reference of the mere (type) terms “now” and “here” and the multiplicity of referents, of
objects of reference, on various occasions—by insisting on the primacy of what I see
here now:
The vanishing of the individual now and here, which we mean, is prevented because
I hold them fast. The now is day, because I see it; The here is a tree, for the same reason.
(G66.13–15)
Hegel claims that the same problem arises again in connection with the “I” as arose in
the first phase regarding “here” and “now” (G66.15–16). His argument is surprisingly
simple and brief:
I, this I see the tree, and maintain the tree as the here; an other I sees instead the house, and
maintains, the here is not a tree, but rather a house. Both truths have the same certification, namely the immediacy of seeing, and the security and assurance both have of
their knowledge; but the one truth vanishes in the other. (G66.17–21)
In view of the preoccupation in mainstream epistemology with refuting skepticism and
solipsism, Hegel’s argument is astonishing. How can Hegel so blithely ignore the
problem of other minds? The answer is that neither skepticism nor solipsism can be
defended, or even formulated, on the naïve basis represented by sense certainty. Those
pet problems of modern epistemology and its twentieth century atavars arise only on
the basis of first distinguishing our experiences or our cognitive representations from
our putative objects of knowledge. Sense certainty, which purports that we have immediate knowledge of particular objects or events in space and time, rejects such distinctions between appearances and reality, or rather, it simply does not admit them. Introducing such skeptical distinctions between appearances and reality must be justified,
and nothing found so far in sense certainty’s experience justifies any such distinction.
Naïve realism is incompatible with such representationalism and skepticism; to address
or even to formulate the issues of skepticism about the “external” world or about
other minds requires first giving up one’s naïveté about realism. Sense certainty has not
done that, because it still has no grounds to warrant such problems.67
These reflections provide the proper context for considering sense certainty’s
second strategy and Hegel’s critique of it. Taken at face value, that is, taken immediately,
the existence of other people, with their minds, together with our experience of them,
is no less doubtful and no less obvious or evident than our experience of commonsense objects and events in space and time. Nor is the fact that other people experience and report on things and events they perceive prima facie any less doubtful or
evident to us than our own experience and reports on what we perceive. Like our own
claims, claims made by others are equally certified—that is, justified—by their (purportedly)
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immediate perception of them; their claims have the same degree and kind of legitimacy as our own (G66.19–21). About this, Hegel is clearly right. Since the contents of
their claims can and often do differ from the content(s) of our own claim(s) at any
time, they cannot all be true, can they? Does “the one truth vanish in the other”
(G66.21)? If so, why?
Obviously something has gone quite wrong here, but what? Plainly there is a very
naïve mistake here, but which mistake is it, and who makes it? It is worth recalling here
a classical formulation of the law of non-contradiction by Aristotle:
the same attribute cannot at the same time belong and not belong to the same subject
and in the same respect. (Metaphysics à 3, 1005b19–20; Ross tr.)
This ontological principle, of course, has its semantic and cognitive corollary regarding
our ascription or attribution of characteristics to things or events (Met. Ã 3, 1005b25–30). The examples of sense-certain knowledge in Phase II of Hegel’s examination, one
person maintains “I see a tree here” while another maintains “I see a house, not a tree”
(G66.17–19), are only inconsistent if one fails to distinguish among the subjects of
knowledge who make these claims. Distinguishing different subjects of knowledge
enables us to distinguish different simultaneous cognitive states or claims, each of
which concern different objects of knowledge. Nothing requires us to suppose there is
some one object that is both a tree and also a house and so is also not a tree. (Hegel’s
obvious contrast between a tree and a house, retained from Phase I and continued
here, shows that no treehouse is at issue. Hegel himself is not one of those ‘hegelian
synthesizers’ who would evade Russell’s point that the present King of France must
either be bald or not bald by suggesting his Majesty wears a wig!68) The problem here
is elementary enough. Hegel’s point is that the mere immediacy of sensory perception
does not suffice to enable us to distinguish among subjects of knowledge.69 The solution to the problem is so obvious that our ability to solve it goes unnoticed, and so our
resources for avoiding this problem go unanalyzed. That is the naïvité of naïve realism,
a.k.a. sense certainty.
Philosophy begins in perplexity, and Hegel’s deliberately simple-minded examples
are designed to get us to ponder exactly why and how we do not ordinarily face the
problems he points out in sense certainty. This is good Hegelian dialectical practice, at
which Hegel is the past master: take a view absolutely literally and see what follows
from it about its own paradigm examples. Taking a view in an excruciatingly literal
manner makes it possible to expose further unacknowledged assumptions made by
those who espouse that view, assumptions that are necessary for the view to be plausible, even though those assumptions require a far richer account than the view admits.
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Hegel next points out that these examples make the same semantic point about
tokens of the demonstrative type term “I” as was made about tokens of “now” and
“here” in Phase I. The “I” who sees is a universal in two regards. First,
its—anyone’s—sensing and sensory knowledge persist through various changing
instances of sensed particulars. The ‘I’ who sees, and its seeing, cannot be identified
with any of those instances, though it recurs in each of them (G66.22–26). Second,
simply uttering the verbal tag “I,” although intended to refer to some one particular
person, namely to oneself, no more designates oneself than it does any other person,
each of whom is equally a cognizant subject who uses the term “I,” purportedly to
refer to him- or herself (G66.26–31). In this way, the case is entirely parallel to Hegel’s
case about utterances of “now” and “here”: Hegel doesn’t deny the intention to refer
to particulars, nor does he deny the particulars referred to. Hegel only denies that
sensation—here, the act of sensing—alone suffices to account for how we can use
tokens of indexical terms to refer to particulars, even to ourselves. Immediate knowledge is too naïve, too simple, to use utterances as anything more than linguistic tags, as
putative (unambiguous) logically proper names. As mere linguistic tags, tokens of
“this,” “now,” “here,” and “I” do not name, refer to, or otherwise pick out any one
particular from any others.
Hegel closes this paragraph with a polemical rebuke to a polemical critic of Reinhold, Fichte, and Schelling: Willhelm Traugott Krug. Hegel reviewed three works by
Krug in a highly impatient and polemical way in 1802 in the Kritisches Journal der Philosophie.70 Hegel pointed out that Krug simply missed the fact that the theoretical part of
Fichte’s Wissenschaftslehre purported to deduce the reality of the external world.71 In this
context Krug issued his challenge to idealists to “deduce” or prove the existence of
any particular at all, including e.g. his pen.72 Hegel seized on this alleged counter-example73 and pointed out that, whatever Krug’s professed integration of transcendental
realism with transcendental idealism amounted to,74 his actual argument for the reality
of outer things was tantamount to Jacobi’s,75 and both Krug’s view and his critique
founder on the fact that he ladles out naïve commonsense facts without considering
how we are able to identify these facts.76 Although Hegel was never (quite) an orthodox Schellingian, Hegel’s philosophical enthusiasm ran quite high during his early years
in Jena.77 Philosophical sobriety returned when G. E. Schulze published his brilliant
anonymous satire and critique of Schelling and Hegel in his “Aphorismen über das
Absolute” (“Aphorisms on the Absolute”) in 1803.78 Among much else, Schulze
brought home to Hegel the point that no philosophy, not even transcendental idealism, and certainly not any form of it that appeals to alleged intellectual intuition, can
dismiss the problem of begging the question against dissenters.79 This set the problem
for Hegel’s Phenomenology, especially his re-consideration of Sextus Empiricus’s dilemma
of the criterion, his phenomenological re-examination of epistemology, and his requirement of internal critique of opposed views.80 In the closing lines of this
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paragraph (¶13) Hegel again taunts Krug and the naïve common sense he espouses so
confidently for overlooking the crucial question about the conditions for the possibility
of singular demonstrative reference and, through that, of knowledge of particulars.81
Hegel’s positive point, again, is that uttering linguistic tags does not suffice for such
reference or knowledge.
The fact that the same problem with the use of token demonstrative terms recurs
both in tokens that purport to designate particular objects and in tokens that purport
to designate particular subjects sets the stage for the third and most important phase of
Hegel’s examination. Hegel develops the strategy sense certainty deploys in Phase III
in the next paragraph (¶14). Here Hegel reports that sense certainty has experienced
that neither its express criterion of essence nor its express criterion of immediacy is
fulfilled either by its object or by itself (G66.37–39). The intended particular referents
are found to be inessential (G66.39–67.1)—not in the sense that they are dispensable
or otherwise not necessary for knowledge, but in the sense that they have no permanence and hence have no being, in that undifferentiated, “immediate” sense of the
term canvassed earlier (G67.1–2).82 Hegel states that “the object and I are universals”
(G67.1). Hegel uses the term “Gegenstand” here, by which he surely means object of
knowledge, for he explains this by saying that in “the object and I ... that previous now
and here and I, which I mean, do not remain constant, or are not” (G67.1–2). (Note
again the explicit association of “being” with constancy.) In this sense “the object of
knowledge” is a universal in the sense that this phrase indifferently designates any of
the objects one happens to know on any of the occasions one has sensory knowledge
of some particular object or event. Each of the two previous phases purported to
locate the essence and the required immediacy in one or another aspect (or “moment”)
of sense certainty. Phase I focused on the object of knowledge, Phase II on the subject
of knowledge. In neither case could sense certainty sustain its claim immediately to
know something essential (something that “is”). The third and final strategy is to take
both of these aspects together (G67.2–6). The third strategy for sustaining sense certainty’s claim to immediate knowledge of something that is takes both moments together as a whole and seeks in this way to exclude the oppositions (among instances
and between repeatables and repeateds) that occurred in the first two phases (G67.6–8). This strategy ushers in the third and most important phase of Hegel’s examination
of sense certainty.
4.4 Hegel’s Examination of Sense Certainty: Phase III
The problem found in the first two phases of sense certainty’s examination is that
sense certainty’s use of tokens of indexical type terms as mere verbal tags doesn’t
suffice to restrict the scope of any of its claims. Only by restricting the scope of any
particular claim to a particular time, place, and person can sense certainty plausibly
claim to have immediate knowledge of any particular.
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Indeed, given the impoverished use of language to which sense certainty is committed,
it is a mistake for it to make a verbal claim to knowledge at all. If there is immediate
knowledge of particulars within the strictures of naïve realism, it must be found in the
particular cognitive act itself. That is the core of sense certainty’s third strategy. Hegel
develops its strategy in two paragraphs (¶¶15, 16). In the first Hegel sketches sense
certainty’s restriction to some one particular cognitive act; in the second he notes that
this restriction requires that sense certainty only use ostensive or demonstrative gestures, and rescind even the use of token demonstrative terms.
Hegel expressly indicates that sense certainty now restricts itself to some one
cognitive act regarding some one object of knowledge, and simply disregards any other
cognitive acts regarding any other objects of knowledge, whether its own or those of
others (¶15, G67.9–12, .15–19). The inverted order of Hegel’s first sentence places the
accusative object at the head of the sentence, “This pure immediacy” (“Diese reine
Unmittelbarkeit” [G67.9]); here again Hegel uses the accusative case to indicate something that is explicitly for sense certainty. The explicitness of sense certainty’s third
strategy is emphasized later in the paragraph by locutions concerning what sense certainty maintains (“This I thus maintains ...”; “Ich dieses behaupte also ...” [G67.15]), what
it “takes” no notice of (“I also take no notice that ...”; “ich nehme auch keine Notiz davon
...” [G67.16–17]), and especially what sense certainty expressly upholds and what
comparisons it does not make:
For myself I remain by the now that is day, or also by the here that is a tree; I also
don’t compare the here and now themselves with each other, but rather hold fast to
one immediate connection: now is day. (G67.19–22)83
The immediacy of this purported cognitive connection again requires relinquishing
predication. Hegel’s phrasing accordingly stresses the non-predicative use of the descriptive terms used to designate the relevant examples of objects of knowledge. He
omits, that is, an article (whether definite or indefinite) when referring to “tree,” “nontree,” “day,” “night” (in line 11 “das” before “Nacht” is a relative pronoun referring to
“Itzt”; “Nacht” is feminine), “non-day,” and he uses a non-predicative copula, an “is”
of identity. This makes the full connotations of this paragraph even less idiomatic in
translation (German retains from Latin many ordinary uses of nouns without an article), but the philosophical point behind Hegel’s deliberately stilted usage is plain. A
new key to sense certainty’s third explicit strategy is no longer to distinguish either the
object or the subject as the essential moment in immediate knowledge of particulars
(G67.12–15). By rejecting this distinction, by disregarding other subjects and instances
of knowledge, and by holding fast to one particular cognitive connection, sense certainty proposes to avoid scope problems and to obtain immediate knowledge of some
one particular.
The question is, which particular does sense certainty know on any given occasion?
How does sense certainty determine which particular it knows on
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any given occasion? Its answer requires ostensive designation, as Hegel notes (¶16). In
effect, sense certainty’s response to the previous difficulties is to suppose that the
“mediations” that have been uncovered all concern exporting its cognitive claim out of
the immediate context of its direct cognition of an object. The immediacy of its knowledge cannot be preserved either through time or across space, and so cannot be reported to anyone else (G67.27–30). Cognitive immediacy can only be had, if at all, by
rigorously restricting one’s scope to the object present here and now (G67.23–25, .27).
Whatever object this is can only be indicated by ostensive designation, the gesture of
pointing (G67.25–27, .30–32). For these two reasons, we as phenomenological observers (that is, as Hegel’s readers who observe, assess, and learn from the various forms of
consciousness examined in the Phenomenology) must enter into the same point of space
and time and allow ourselves to be pointed to the very object here and now that sense
certainty purports to know (G67.30–32). This thought experiment is an act of interpretive charity on Hegel’s and on our part. In making this thought experiment, it is significant that Hegel insists that sense certainty must point out to us which object is meant to
be known now and here; Hegel’s passive constructions emphasize that we are not
interfering with or taking over sense certainty’s activity or strategy.84
Hegel’s express contrast between the lack of immediacy involved in reporting a
claim to another and the purported immediacy involved in directly pointing out an
object of knowledge in the here and now (¶16) clearly marks the contrast between the
use of linguistic utterances as verbal tags to designate particulars (in Phases I and II)
and the use of ostensive gestures to designate particulars (in Phase III). This contrast
needs to be noted here, for it will be important later for properly interpreting Hegel’s
conclusion (in §4.7).
Having set out the essential points of sense certainty’s third strategy, Hegel devotes
three paragraphs to its examination (¶¶17–19). In general, Hegel’s point is that scope
problems are neither avoided nor resolved by recourse to ostensive gestures. The
punctual here and now does not contain any object of knowledge, and any extended
here and now that can contain an object of knowledge can only be specified or determined by conceptual mediation of the sort eschewed by sense certainty. The first of
these three paragraphs briefly develops the problem of the punctual present (¶17).85
Simple ostensive designation, the gesture of pointing, by itself at most indicates a
punctual present that vanishes just as it is pointed out. (The bare gesture of pointing
can only indicate a punctual present because indicating a period of time, however
short, requires specifying the indicated period, and that requires mediation, including
the use of conceptions of times, durations, beginings and ends, and some sort of temporal framework of reference within which to specify these parameters of any indicated period of time.) Hegel of course grants that there is a punctual ‘now’ at present,
but as present this punctual moment is distinct from whatever punctual moment was
just now ostended. Hegel also grants that the moment that is or was pointed out of
course did occur. However,
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because that moment is past, it is no longer. This is at odds with sense certainty’s
purported knowledge of a particular object that is here and now. The extended present
in which any particular object can be or can be known is not specified simply by ostensive gesture. Or rather, as Hegel goes on to show, the extended present in which any
particular object can be known can be specified by ostensive gesture, but not in the
simple, immediate way purported by sense certainty.
Hegel develops the problems of the punctual present and the temporal scope
involved in ostensive designation in the subsequent paragraph (¶18). Here he reiterates
(twice) the points of the previous paragraph in greater detail (G68.1–7, .10–12) in
order to show that the “now” that is presently pointed out in any knowledge of any
particular is at least to some extent temporally extended; it is a “now” that contains a
plurality of moments (G68.7–9). The crucial point is that this enduring “now” crucially
differs from the punctual “now” that was initially intended and ostended because the
enduring now is not immediate; it is complex or mediated because it contains a plurality of moments or specious “nows” (G68.12–16). Because sense certainty officially
intends something immediate, it is committed to intending a punctual now. This raises
the issue of how to specify or determine the proper scope of the actually intended,
extended present “now” in which any particular is known. Hegel raises this issue simply by noting that “now” could specify simply a day, which contains a plurality of
nows measured as hours; or the “now” could specify an hour, which likewise contains
a plurality of nows measured as minutes; and likewise again for any minute designated
as occurring “now” (G68.16–18). Hegel doesn’t develop this point further in this
paragraph, but the import of this point is plain: designating any period of time as
occurring “now” requires specifying, at least approximately, how long this period lasts,
and this can only be done by distinguishing that period of time from other periods
before and after it. (This point is reinforced subsequently in connection with the
“here,” in ¶19.) Even rough, approximate specification of any present period of time
requires having a conception of time and a conception of specific times or periods of
time by which alone one can specify the actually intended, relevant scope of any period
of time indicated by ostensive gesture (or, analogously, to specify the relevant scope of
any use of the token demonstrative type term “now”).
Ascribing this point to Hegel does not exceed interpretive charity; he highlights
this point in the final sentence:
Pointing out is thus itself the movement which pronounces what the now is in truth,
namely a result, or a plurality of nows taken together ... (G68.18–20)
Taking a plurality of moments, of “nows,” together requires grouping those moments
together and distinguishing that group from any and all other periods of time. That is
(at least in part) a conceptual achievement because it
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requires conceptions of time and of periods of time, and it requires the ability to use
these conceptions in order to identify and distinguish specific times. This achievement
may be ordinary enough, for it is presupposed by any of our ostensive gestures (or our
uses of temporal token demonstratives). However, the fact that this achievement is
ordinary does not justify its disregard in an analysis of sensory knowledge of particulars, nor does it justify disregarding the fact that it is a conceptual achievement. Realism in epistemology may be defensible—Hegel certainly seeks to defend it—but not
naïve realism.
Hegel closes this paragraph by stating that “pointing is the experience, that now is
universal” (G68.20–21). This statement is puzzling because it is not entirely clear what
considerations are supposed to lead to this statement as a conclusion. The immediate
sentential antecedent concerns the true now as a result or as a plurality of nows taken
together. This suggests that any particular, cognitively actual, temporally extended
“now” is a universal insofar as it contains within it a variety of punctual nows. This
does not quite fit even the very general sense of “universal” Hegel uses in this
chapter;86 any particular extended now contains a plurality of moments; thus it cannot
be identified with any one of those moments, but it can be identified with the set of
those moments.
However, a more satisfactory and sensible interpretation is available by emphasizing Hegel’s point that any particular extended now is a “result.” It results from taking
some set of specious moments together, because taking those moments together is
only possible by—it only results from—distinguishing that intended set of moments
from any and all others, both preceding and succeeding. In this way Hegel drives home
the point that designating any particular moment or period of time as occurring “now”
requires some temporal coördinate system, and it requires understanding that system of
temporal coördinates. Only by presupposing and understanding a temporal coördinate
system of some sort can one intelligibly use gestures to designate some occurrent time
(or period of time) ostensively; and likewise only in that way can one intelligibly use
tokens of the demonstrative type word “now.” Note that this condition for intelligible
use of temporal gestures (and demonstrative terms) holds for any and every one of us,
either to use ourselves or to understand anyone else’s use of those terms or gestures.
Token gestures or token terms only make sense to ourselves or to others as instances
of type gestures or type terms, and those type gestures or type terms only make sense
(to ourselves or to others) by reference to some temporal coördinate, and such a
coördinate only makes sense (to ourselves or to others) insofar as we have conceptions
of time and of specific periods of time, and insofar as we can and do use these conceptions in order to identify specific periods by distinguishing them from other periods of
time. All of this is presupposed by any designation of any object as being presently
before one, and hence as an object of knowledge now. Sensory knowledge of particulars is conceptually mediated;
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sensation alone is insufficient for knowledge of sensed particulars because sensation
alone does not suffice even to designate or identify which particular is known—wherever, whenever, and by whomsoever it may be known.
To say all this is to give a rather fulsome account of the point of one paragraph
(¶18), but saying less fails to make sense of Hegel’s deliberately foreshortened expression. (Hegel’s dialectical exercises can be strenuous, but philosophical insight cannot
be won by stinted effort.) This account does, however, anticipate some of what Hegel
says in his concluding paragraphs (¶¶20, 21) and will facilitate their analysis. Before
turning to Hegel’s final conclusions, however, his brief parallel case about “here” must
be considered.
Having spelled out his case about time in comparative detail, Hegel is briefer about
space (¶19). Hegel notes that the two cases are parallel (ebenso, G68.22, .24; cf. .32–33).
The way he develops his point about spatial designation thus helps to confirm the
above interpretation of temporal designation as requiring the conceptual use of a
temporal coördinate system. His argument about space also helps illustrate the importance of a strictly immanent interpretation of his text, as undertaken in the present
essay.
Hegel’s case about spatial designation is straightforward. Any space that is pointed
out as relevantly “here” is relative to what is in front and behind, above and below,
and to the right and left (G68.22–24). The same holds for whatever is above the relevant “here,” and likewise for any other point in any direction (G68.24–25). Any space
that is designated relevantly as “here” is a “negative this” and is something that “is” (Hegel’s emphases) only insofar as it is contradistinguished from other locations (that is
the relevant sense of “negative”: negation as contradistinction). This is the point of
Hegel’s otherwise obscure remarks that “the heres are taken as they should be, but in
this they sublate each other” and that this is a “simple complex [Complexion] of many
heres” (G68.27–29). Hegel then says:
The here that is meant would be the point; but it is not. (G68.29–30)
Hegel’s use of the definite article in connection with the point indicates, once again,
that some one particular point is meant, regardless of any other points; it is not meant
as one point among many. This isolated, independent, context-free point is all that
could be “meant” or intended by immediate knowledge. Hegel makes this clear by contrasting actual ostension of a spatial region with “immediate knowledge” later in the
same sentence (G68.30–31). Before developing this positive part of Hegel’s case, it is
worth pausing to note an important hermeneutic point.
4.5 A Brief Hermeneutic Excursus.
Hegel’s premise quoted above, that “the here that is meant would be the point; but it
is not,” matches perfectly an historically prominent school of thought: materialistic
atheism. As radical materialists, modern atheists contended, in the words of Ralph
Cudworth, that “whatsoever is not Extended, is
Nowhere and Nothing.”87 As John Yolton notes, Locke’s Essay refers to the same view
en passant.88 Now Hegel was very interested in materialism; indeed, his account of
religion was strongly influenced by D’Holbach.89 Does this fact, together with the
virtually identical wording of Hegel’s premise and the main ontological principle of
atheistic materialism, show that Hegel introduces a reductive materialist premise into
his case against sense certainty? Certainly not, and not merely because Hegel’s naturalism is non-reductive. Interpreting Hegel’s premise as an expression of reductive materialism is ruled out by the philosophical context of Hegel’s chapter. That chapter aims
to prove a specifically epistemic conclusion, opposed to naïve realism, based on an
internal critique of naïve realism. Reductive materialism is not relevant to this issue,
and appeal to such materialism is ruled out by Hegel’s method, which requires strictly
internal criticism.
This case is worth stressing for three reasons: First, it is unprecedented; no one has
previously noticed the coincidence in the formulation of Hegel’s premise and the key
ontological principle of atheistic materialism. Second, it is clearly implausible; no one
could seriously suggest that Hegel espoused reductive atheistic materialism—certainly
not in the middle of “Sense Certainty,” not even as part of an internal critique of it
(which would relieve Hegel of responsibility for the premise). And third, interpreting
Hegel’s premise in this way is no less justified than the common practice among Hegel’s expositors of finding passages or statements elsewhere in Hegel’s vast corpus—or
indeed elsewhere in the history of philosophy—that match or echo a passage or sentence in the Phenomenology, and then importing whatever the interpreter thinks Hegel
(or another author) meant in that other context into the interpretation of the Phenomenology.90 If the present example is indeed far-fetched, so is the common hermeneutic
practice of Hegel’s commentators. The connotations of Hegel’s statements must be
interpreted strictly in context. In the Phenomenology, this means in the context of internal
critique of opposed views, where the key issues addressed by those views are set by
Hegel’s Introduction, not his Preface. Hegel’s Introduction provides the properly prospective view of Hegel’s problem and project. There he makes clear that his main
project is to defend the legitimacy—the justifiability—of philosophical claims to
knowledge, and that his main problem is to defend that legitimacy against the absolutely fundamental problems posed by Sextus Empiricus’ dilemma of the criterion.91
Hegel’s Preface, written after completing the Phenomenology, provides a preliminary
conspectus of his entire projected “philosophical science,” that is, the Phenomenology
plus the projected “system of science” that subsequently became the Logic and Encyclopedia. Hegel’s Introduction places quintessential epistemological problems at center stage.
Because his commentators have generally disregarded epistemology (or have treated it
only in extremely general terms), they have failed to understand Hegel’s Phenomenology,
beginning already with its Introduction and certainly its first chapter, “Sense Certainty.”
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4.6 Conclusion of Hegel’s Examination of Sense Certainty, Phase III
To recall, Hegel’s premise is this:
The here that is meant would be the point; but it is not. (G68.29–30)
Hegel uses a definite article in connection with “point,” i.e., “the point,” to contrast
with an indefinite article, “a point,” which would more clearly connote one point
among others. Sense certainty can only maintain its claim to immediate knowledge if it
can point to or ostend some one point without referring to or distinguishing that point
from other points in space. That is not humanly possible. That is Hegel’s point in
claiming that “the” point “is” not; no point we can designate fulfills sense certainty’s
utterly simple, unmediated sense of “being.” Any actual, extant point in space that any
human being can point out is located within the context of, and its location is identified by contradistinguishing it from, other points in or regions of space. Consequently,
no actual ostended point is identified or known immediately. It is only identified or
known within the context of a spatial coördinate system, and identifying any one point
within that system requires using conceptions of space and of particular spaces in
order to contradistinguish some one intended point in space from any and all others.
That is the lesson Hegel clearly if somewhat loosely sketches in his closing remark:
Instead, since it [the point] is pointed out as being [seyend], pointing out shows itself to
be, not immediate knowledge, but instead a movement, from the meant here out
through many heres, to the universal here, which, is a simple plurality of heres, just as
the day is a simple plurality of nows. (G68.30–33)
The corollary for knowledge of particular objects in space is plain: if we cannot designate their location “immediately,” then we cannot know them “immediately” either.
Whatever mediation in terms of a spatial coördinate system, and whatever mediation
via conceptions of space and of particular spaces or points in space is required to use
that system, is likewise required for knowledge of particulars in space—and, analogously, in time.92
4.7 Hegel’s Conclusions
Hegel develops his conclusions in two long paragraphs. The first of them develops
Hegel’s sole ontological conclusion of his critique of naïve realism (¶20); the second
develops his epistemological conclusions, and indeed, it extends his argument in an
important regard (¶21). Hegel’s discussion is compressed, highly allusive, and sometimes polemical. However, with care good sense can be made of it.
WESTPHAL, Kenneth R. 2000. ‘Hegel’s Internal Critique of Naïve Realism’.
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Hegel’s ontological conclusion is simply that thinking in terms of “being” or “reality” is not the proper way to conceive the sensible spatio-temporal particulars we
experience. Why not? Obviously that depends on the sense, meaning, or connotations
of these terms. As noted above,93 the sense of “being” intended by sense certainty, the
only sense it, as “immediate” knowledge, can admit, is entirely undifferentiated and
hence changeless. (Recall, any change would be some form of mediation.) “Reality” in
the relevant sense is equally unmediated. Any more complex or sophisticated conception of “reality” requires justification, and ab initio no grounds to specify or to justify
such a conception have been or could be introduced. Specifically, this undifferentiated
or “immediate” sense of “reality” includes something not being dependent for its
existence or characteristics on anything else; that is a key form of causal mediation.
Hence this rarefied and highly metaphysical sense of “reality” is inherent in sense certainty’s conception of “being” or “reality” precisely because it intends to exclude any
and all forms of mediation.
Hegel formulates the thesis he rejects (and purports to refute) as follows:
the reality or the being of external things as thises, or as sensibles, has absolute truth
for consciousness. (G69.4–6)
The new term here, “absolute,” contrasts here with “relative,” “conditional,” or “mediated,” and thus joins the connotations of “being” and “reality” implicit or explicit in
immediate knowledge. The conclusion of Hegel’s critique of sense certainty simply is
that no allegedly immediate human knowledge of sensed particulars warrants ascribing
such absolute being or reality to those particulars. Indeed, Hegel generalizes this point
to contend that no human sensory knowledge of particulars warrants ascribing such
absolute being or reality to those particulars. This generalization is involved in Hegel’s
pointing out that several different forms or accounts of human knowledge all converge
in upholding the thesis Hegel rejects, and that they are all mistaken in doing so. In
particular, Hegel mentions “sense certainty” (G68.34)—the idealized form of consciousness analyzed in the first chapter of his Phenomenology, “natural consciousness”
(G68.36–37)—pre-philosophical commonsense or naïve realism, and the supposed
“universal experience” (G69.3, .8), “philosophical contention” (G69.3–4), and “result
of skepticism” (G69.4), all of which issue in the thesis of the reality of sensed particulars. This provides five routes to the thesis Hegel rejects. His mention of an alleged
“universal experience” generalizes the point of his conclusion, and he reinforces this
generalization by reference to “such a contention” (G69.6); which is to say, any view
that upholds the thesis that sensed particulars are absolutely real or are absolute beings
is mistaken. Hegel’s counter-thesis is not that we do not sense or know particulars, nor
that there are no particulars we sense, experience, and know. His point is that those
particulars do not qualify as absolutely real or as absolute beings, in the abstract, unmediated sense often intended or expressed or presupposed by insufficiently sophisticated
views.
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Who holds such views? Only a preliminary answer should be given here. First, any
commonsense or naïve realism that holds that we simply sense and thereby know
things and events in our immediate vicinity. Second, the editors of the critical edition
of Hegel’s works rightly note that Jacobi’s naïve realism is a prime instance of the
“philosophical contention” (G69.3–4) Hegel refers to, just as G. E. Schulze’s skepticism about reason is a prime instance of the “skepticism,” to the result of which Hegel
also refers (G69.4).94 To these specific references can be added W. T. Krug’s naïve
commonsense realism, to which Hegel explicitly alluded earlier.95 I return to the question of the targets of Hegel’s critique below (§5).
To be sure, Hegel’s sole explicit conclusion regarding the thesis of the absolute
reality or being of sensed particulars is only that we do not experience them as such.
Our universal experience, Hegel points out again, is that each of us experiences a wide
variety of sensed particulars, and that any particular we happen to sense is an instance of
an object-known-here-and-now (G69.8–17). Consequently, none of the particulars we
experience is experienced as a changeless, stable, persisting being or reality not relative
to anything else. At the very least, as an instance of an object of sensory knowledge, it
is relative to our experiencing it, and none of us direct our attention only to one thing
all the time.
Hegel then extends his conclusion by anticipating the parallel case in the domain
of practice. His explicit mention of “anticipation” (G69.18) indicates Hegel’s clear
awareness of going beyond what he has proved so far. Since he does not argue a further point here, he extends his ontological conclusion by appealing, in a highly ironic
way, to what we all know quite well on the basis of our universal experience: sensed
particulars don’t count as absolute realities or beings just because of our fluctuating
attention or cognition; they don’t count as absolute realities or beings because they are
subject, if not to generation, at least to corruption. Even animals know that sensed
particulars are subject to change insofar as they eat things. That, Hegel suggests, is the
most basic school of wisdom taught in the ancient eleusinian mysteries of Ceres and
Bacchus through the mystery of eating bread and drinking wine (G69.20–31). Anyone
who maintains that sensed particulars are absolute beings or realities has forgotten this
basic point (G69.18–20) and ought to reconsider it at mealtime. Hegel’s reminder may
be heavy-handed, but it is not misguided. We do know of the corruption of things on
the basis of our quite general experience of them. The question then is: how do we
know this about sensed particulars? What cognitive abilities are required or presupposed by this knowledge? Hegel’s main point in “Sense Certainty” is that this is a
genuine and legitimate philosophical question, one that cannot be answered simply by
saying “we open our senses and voilà we know!”
Hegel’s final paragraph (¶21) is compressed, allusive, and easily misunderstood.
However, it contains some very important points that must be disentangled in order to
understand and assess the proper conclusion to Hegel’s
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internal critique of naïve realism. Hegel once again stresses the tension between the
express thesis, that “the reality or the being of external things as thises, or as sensibles,
has absolute truth for consciousness” (¶20, G69.4–6; this thesis is the grammatical
antecedent to “such a contention” [G69.32]), and what strictly speaking is said by
proponents of naïve realism. Indeed, Hegel insists that they say quite the opposite of
what they mean or intend, and that this phenomenon (Erscheinung [G69.34]) ought best
to stimulate their reflection on the nature of sense certainty (G69.32–35). Hegel reports:
They speak of the being of outer objects, which can be determined still more precisely
as actual, absolutely individual, utterly personal, individual things, none of which has an
exact duplicate; this existence is to have absolute certainty and truth. They mean this
piece of paper, on which I write, or rather have written, this. But what they mean they
do not say. (G69.35–70.3; cf. G70.10–13)96
The problem with such descriptions, Hegel rightly notes, is that they are entirely general; they utterly fail to pick out any one particular because these terms apply equally
well to any and every particular. Consequently, such expressions characterize similarities
among particulars instead of their particularities (G70.14–19). It is important to note
that only in this last paragraph of Hegel’s chapter, does he so much as mention “absolute certainty,” and this is only the second time Hegel mentions “certainty” as an
element of cognition. (The first mention is at G66.17–21; discussed above, p. 34f.)
This confirms as clearly as possible that the point of Hegel’s chapter is not to dispute
the corrigibility, fallibility, or dubitability of allegedly basic sensory knowledge of particulars. His concern is more basic than those issues about epistemic certainty: How do
we, under what conditions is it possible for us to, refer cognitively to particulars?
Before explicating the positive point of Hegel’s argument, it is very important to
note two claims that Hegel does not deny. First, Hegel does not deny that particulars
are particular. On the contrary, his argument depends on the premise that they are:
... everything is an individual thing. Similarly, this thing is anything one wants. If it is
more precisely indicated as this piece of paper, then every and any piece of paper is a this
piece of paper ... (G70.19–21)
Second, Hegel does not deny that we mean or intend to refer to particulars. He grants
repeatedly that proponents of sense certainty do mean or intend particulars (G70.2, .3,
.4), most explicitly in this passage: “[t]hey of course mean this piece of paper here ...”
(G70.10). These points must be noted, because Hegel’s chapter has been misunderstood to aim to show either that the world consists of nothing but universals or that
we simply cannot refer to particulars.97 The first supposition is wildly at odds with any
examples, premises, or arguments
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Hegel develops in “Sense Certainty”; the second rests on too hasty an interpretation
and on disregarding the fact that the next chapter, “Perception,” begins with the example of perceiving a particular cube of salt (G72.26). Hegel’s argument may be difficult
to interpret, but it makes much better sense than these interpretations suppose!
The notion that Hegel argues either that there are no particulars or that we cannot
refer to them rests mainly on this admittedly puzzling passage:
If [proponents of sense certainty] actually wanted to say this piece of paper, which
they mean, and would want to say, this is impossible, because the sensuous this that is
meant is unreachable by language, which belongs to consciousness, to the universal in
itself. In the actual attempt to say it, it would therefore decompose. Those who began
its description couldn’t complete it. Instead they must leave it to others who themselves ultimately would have to admit that they were speaking about a thing that is
not. (G70.3–10)
It is certainly surprising to read that “the sensuous this that is meant is unreachable by
language,” and even more so, to read that this is because language belongs to consciousness, which is inherently universal. (This formulation recalls the end of ¶8, which
was puzzling for similar reasons.98) Here Hegel’s final emphasis on “is” indicates that
he is still criticizing sense certainty on internal grounds, and that introducing descriptions, whether brief or exhaustive, is inconsistent with the undifferentiated sense of
“being” sense certainty ascribes to its putative object(s) of knowledge. To resort to
descriptions is to introduce conceptual mediation into empirical knowledge because
descriptions only convey knowledge if the predicates they contain are understood and
if those predicates pick out actual characteristics of the item allegedly known. If knowledge of a particular requires distinguishing and identifying its characteristics, then
knowledge of particulars cannot be “immediate”; especially it cannot be aconceptual.
Moreover, what any particular object of knowledge is, is a function of, or—to put it in
the terms Hegel is trying utterly to wear out—is mediated by, its properties. In this
regard, “the sensuous this that is meant” (emphasis added) is indeed “unreachable by
language,” insofar as what is “meant” is supposed to be something unmediated (a mere
being) that is immediately accessible to cognition. Sense certainty’s official conception
of being (of what it is for something to be) is completely at odds with its own experience and with its actual conception of particular beings—of sensed particulars—regarding which it now admits that each has a variety of characteristics.
Hegel’s rejection of the merely meant as untrue and irrational also must be interpreted as commentary internal to sense certainty’s own strictures on knowledge and its
objects. Hegel states:
They of course mean this piece of paper here, which is completely different from the
one above. But they say actual things, outer or
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sensuous objects, absolutely individual beings [Wesen], and so on. That is, they say about
them only the universal. Consequently, what is called the inexpressible is nothing other
than the untrue, the irrational, the merely meant. (G70.10–14)
Hegel’s surprising conclusion, “consequently ...” follows (if at all) only from the preceding premises. (In the original, this quotation is a single sentence; Hegel’s conclusion
is introduced with the inferential connective “daher,” which functions grammatically
like a relative pronoun to refer to the earlier clauses in the sentence.) Sense certainty
finally took recourse to descriptions in order to try to specify a particular linguistically.
The problem is that, however extensive a description may be, the amount of descriptive detail it contains does not insure that any extant thing satisfies the description, nor
does it insure that no more than one thing satisfies the description. Consequently,
descriptive detail does not suffice to secure cognitive reference to any particular. Consequently, just introducing descriptions does not suffice to express any particular that
sense certainty may intend. Thus, on these grounds, sense certainty would have to
admit that any intended particular is “inexpressible” (G70.13), it cannot be designated
by this use of language. Because sense certainty is committed to knowledge of particulars, but because it has now taken recourse to descriptions to try to achieve that knowledge, it must conclude that the particular it intends is something “untrue” (G70.14).
This conclusion follows in either of two ways: Its intended particular would count as
untrue because sense certainty now expresses its truth and knowledge in a description,
but that description fails to express (designate) the intended particular. Alternatively, it
would count as untrue because sense certainty associates the truth of something with
its “being,” and sense certainty now realizes that, because the particular it purports to
know is characterized by a variety of characteristics, it is not a simple or unmediated
being after all. Hegel does not make clear which of these alternatives is intended or is
most important. I don’t believe that this question must be decided; each is sufficient
and both are relevant.
Hegel’s claim that the intended particular would now count as something “merely
meant”—“bloß Gemeynte” (G70.14)—deliberately puns on what is merely intended,
what is merely meant, and what is opined or believed in contrast with what is known.
This, too, follows from sense certainty’s recourse to descriptions, together with the
realization that descriptive detail alone does not suffice to insure that the description is
satisfied by one and only one particular. Once sense certainty takes recourse to expressing its knowledge verbally, if verbal specification is insufficient to secure particular cognitive reference, then sense certainty fails to know any particular at all. If it does
not have knowledge, but intends and maintains that it does, this is a prime instance of
mere doxa, belief that does not count as knowledge. Likewise, the contrast between
sense certainty’s intention to refer cognitively to a particular and the
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inherent generality of any description it can provide to express its purported knowledge, shows that its purported particular knowledge is merely meant or intended, but
not achieved.
The remaining term of abuse in Hegel’s list is “irrational” (G70.14). Hegel has not
previously discussed reason or rationality in this chapter. Consequently, its meaning
and appropriateness cannot be judged solely on local terminological grounds. There is,
however, a clear thematic ground for interpreting this term. One target of Hegel’s
critique of sense certainty is Jacobi. Jacobi’s intensive attack on discursive reasoning
led to the charge that he was an irrationalist. Jacobi responded to this objection by
claiming the mantle of reason for his own view, by claiming that “reason” is our capacity for direct, immediate knowledge of particulars.99 Hegel’s point is that Jacobi cannot
make his view of immediate knowledge hold up, and that once he is driven to use
descriptions, he would have to confess that any merely intended particular is an object
of unreason, not of reason—in his own use of the term “reason.”
Hegel’s discussion of what is “unreachable” by language or what is “inexpressible”
(G70.13) is very compressed and initially quite puzzling, but I believe good sense can
be made of it. In particular, if these remarks are interpreted in view of what Hegel
suggests at the end of this paragraph, very good sense can be made of them. Notice
that Hegel only once refers to “language” (G70.5); otherwise he consistently refers to
what can be said or (once) expressed. This usage is, I believe, deliberate and is intended
to recall Hegel’s point about linguistic usage in Phases I and II, namely, that sense
certainty can use terms only as linguistic tags. At the very least, sense certainty does not
admit (in Phases I and II) that conceptual mediation in terms of a spatio-temporal
coördinate system and conceptions of time, times, space, and spaces is necessary to use
(and to understand the use of) tokens of demonstrative type terms. Hegel has been
criticized for disregarding the possibility of definite descriptions, descriptions that
happen to describe one and only one thing. Such descriptions do refer to and pick out
only one thing.100 This criticism is misguided. A definite description ex hypothesi picks
out only one thing. Does that suffice for knowledge? The issue in “Sense Certainty” is
cognitive reference to particulars. Definite descriptions per se do not suffice for knowledge
of particulars. To have knowledge of a particular by means of a definite description
requires that we know that the description is satisfied by something; an empty description provides no knowledge of any particular. Such knowledge also requires that we
know that the description is satisfied by no more than one thing; any description
satisfied by more than one thing does not refer to only one thing and so does not
provide knowledge of only one thing. Yet that was the point at issue. Hegel is quite
right that listing characteristics—whether cursory or extensive—does not suffice to
secure cognitive reference to any one particular (G70.6–10, .17–21).
And now for the crucial move: Hegel expressly combines descriptions with ostensive designation. His discussion is compressed, but clearly hits the main point:
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... if I wanted to help speech by pointing out this piece of paper, then I would have
experience of what in fact is the truth of sense certainty. I point it out, as a here, which
is a here among other heres, or which has within itself a simple togetherness of many
heres, that is, it is a universal. By taking it up in this way, as it is in truth, instead of
knowing something immediate, I perceive. (G70.21–29)
Hegel’s main point is clear: Neither merely uttering descriptions nor merely pointing
things out suffices for knowledge of particulars. Combining ostensive gestures with a
verbal description overtly constitutes attributive use of the predicates contained in the
description, and using a description attributively in this way either acknowledges or
concedes, first, that the particular in question occupies some amount of space within a
larger spatial region and coördinate spatial framework (and likewise endures for some
period of time within a larger temporal period and coördinate temporal framework),
and second, that the predicates contained in that description designate (putatively—no
issues about fallibility need be raised here) characteristics exhibited by that particular.
Here, at last, is genuine predication, though Hegel does not label it with a distinct
sense of “is.” Note that predication as a necessary component of cognitive reference
to particulars is based on an ability to identify (at least approximately) the spatio-temporal boundaries of objects or events, and that such predication is used to determine
(at least approximately) the temporal and spatial scope of token demonstrative reference (whether by ostension or by token indexical terms).101
Note, too, that Hegel’s argument is sensitive to the important contrast between
specificity and particularity. Specificity of description—the detail involved in compiling
ever more predicates—does not suffice for particularity of reference. No matter how
specific a description may be, as a description it may be satisfied by nothing or by
several things. In either case, descriptive specificity alone does not suffice for particularity of reference. If a description (lacking overt or covert indexicals) counts as a
definite description, that is a contingent fact about the contents of the world. Particularity of reference is secured by ostensive gesture, but only if the relevant region of
space and time is indicated by distinguishing it from other spaces and times, and that
can be achieved only by recognizing and characterizing at least some of the properties
of the particular(s) occupying that region. Ostensive gestures only suffice for particular
cognitive reference if these further conceptual achievements are involved in or
coördinated with such gestures.
The actual “truth” (die Wahrheit) of sense certainty (G70.25), in the sense of what is
actually going on that underlies and explains the phenomena encountered in and by
sense certainty—including its apparent cognitive claims—is that we perceive things
(and events) that have some temporal and spatial extension and that have a variety of
sensed characteristics. Correlatively, we are able to identify sensed particulars because
we identify their
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sensed characteristics and, through that, we can identify (at least approximately) the
relevant region of space and time occupied by that particular.
In this way Hegel introduces the much richer account of knowledge discussed in
the subsequent chapter, “Perception.” His transition is no mere pun (on “Wahr-nehmen”), but is a legitimate result of his internal critique of sense certainty: nothing as
simple as “sense certainty” can be, and nothing simpler than “perception”—as anticipated here and as sketched in the opening of Hegel’s next chapter—suffices as, an
account of human knowledge of sensed particulars.
5
SUMMARY AND ASSESSMENT OF HEGEL’S CONCLUSIONS IN “SENSE CERTAINTY”
Insofar as sense certainty espouses “immediate” knowledge, Hegel’s chapter analyzes
out of sense certainty’s own experience a whole budget of ineluctable, cognitively
relevant kinds of mediation. The most elementary kind of mediation involved in sensory knowledge of particulars is the mutual mediation of subject and object in any
cognitive act. More significantly, our knowledge of sensed particulars is mediated both
by time and space in terms of when and where we know various particulars; sensory
knowledge of particulars is occasional and repeatedly instantiated by various referents.
Likewise, our cognitive reference to particulars is mediated by the distinction between
types and tokens of the demonstrative terms “now,” “here,” “this,” and “I,”—terms
we can only use significantly by distinguishing, for any occasion, what is here now
before me from what was experienced there or then by myself (on that occasion) or by
others. Identifying what is here and now before me involves distinguishing the relevantly present spatial location and temporal duration from other spatial regions and
other periods of time. Specifying the scope of “here” and “now” in these ways presupposes that we have and can effectively use conceptions of time and of periods of time,
and of space and regions of or points within space.
Our effective use of these conceptions requires that we understand and can effectively use some kind of temporal and spatial coördinate system. Our effective use of
conceptions of time, times, space, and spaces to delimit the scope of the relevant
“now” and “here” also requires that we can identify at least some of the manifest
characteristics of the things or events we know. Identifying characteristics of things
requires our possession, understanding, and effective use of predicates to designate
those characteristics. In this regard, our knowledge of sensed particulars is also “mediated” by the variety of characteristics they have. More importantly, singular cognitive
reference to particulars requires integrated understanding and integrated use of token
demonstratives and descriptive predication. Thus sensation is necessary, but in all
these regards is not sufficient, for knowledge of sensed particulars. In this regard,
finally, knowledge of sensed particulars, though not effected solely
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by sensation, is mediated by sensation. All of this has been shown by Hegel’s internal
critique of radically naïve realism.
These are significant results; how significant they are can be better appreciated by
considering, again, who among the philosophically wise is subject to Hegel’s critique.
Space does not permit researching particular philosophers at this point, but two closely
related, highly influential views can be discussed briefly. (For ease of expression, I shall
here revert to the ordinary use of “concept.”) Concept empiricism is the thesis that
every term in a language is either a logical term, a term defined by ostending a sensory
object, or can be defined by means of these two kinds of terms.102 Closely related to
concept empiricism is a thesis about concept acquisition which holds that non-logical
concepts are learned by ostending a sensory object, or by recombining terms learned
by such ostension by use of logical operators. Taken together, these two theses, about
meaning and about learning respectively, form the view known as “abstractionism,”
traditionally (if wrongly) associated with Aquinas’ dictum, nihil in intellectu nisi prius in
sensu.103 This dictum has been central to empiricism, both in the modern period and in
this century. In opposition to this, a priori concepts were and are defined by rationalists
as just those terms that cannot be defined in accord with concept empiricism or learned in accord with abstractionism. Insofar as defining a term ostensively or learning a
term by ostensive definition requires identifying the ostended object or event (or its
relevant, ostended characteristic), Hegel shows in “Sense Certainty” that rationalists
are correct to hold that our conceptions of identity and individuation, of self, object,
time, and space are all a priori; they are all presupposed by any cognitive experiences of
any objects or events that could serve to define or to learn any a posteriori conception.
The same holds for a rudimentary conception of number or plurality, by use of which
alone we can have conceptions of identity and individuation, and so can distinguish
different objects and occasions of knowledge.
Before closing it is worth noting that a more radical form of empiricism can evade
these objections. Hume mostly espouses abstractionism as defined above. However,
when pressed his laws of association are cast, not as propensities “we” have to associate impressions or ideas, but as propensities of or indeed statistical regularities by
which ideas happen to agglomerate together and thus to produce certain complex
ideas.104 On this more radical view, complex ideas aren’t learned by us or defined by us,
rather they just come about within a—“our”—bundle of impressions following upon
a certain kind of pattern of impressions and their consequent ideas. This is a drastic
view, but radical enough to avoid refutation by Hegel’s critique of sense certainty. It is
thus noteworthy that Hegel criticizes Hume’s view directly in his next chapter, “Perception,” for Hegel saw more deeply than Hume the troubles faced by this radical
empiricism in attempting merely to account for our very concept of the identity of
perceptible things.105
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6
CONCLUSION
In “Sense Certainty” Hegel develops a powerful internal critique of radically naïve
realism. In the course of his critique, Hegel also defends the a priori status of a number
of key conceptions necessary for knowledge of sensed particulars—and for defining or
learning a posteriori conceptions. By placing Hegel’s chapter in its proper philosophical
and historical context, as a key debate in epistemology, it is possible to provide a complete, accurate, and philosophically illuminating interpretation of Hegel’s brief but
challenging analysis. Hegelians who would resist such a strong epistemological interpretation of Hegel’s chapter must find another way of completing Hegel’s dialectical
exercises that provides an equally, if not more, complete, accurate, and illuminating
interpretation.106
[AFTERWORD: One final step in Hegel’s anlaysis of Sense Certainty I examine in:
K. R. Westphal, „Analytischer Gehalt und zeitgenössische Bedeutung von Hegels Kritik des
unmittelbaren Wissens“, Jahrbuch für Hegel-Forschungen 8/9 (2002/2003):129–43.
The body of this text matches the pagination of the published article; not so the endnotes.]
NOTES
1. Matthias Kettner, Hegels »Sinnliche Gewißheit«. Diskursanalytischer Kommentar (Frankfurt/Main: Campus,
1990). Kettner’s analysis is by far the most rigorous and detailed heretofore, and should be studied much
more widely. However, I do not believe that he sufficiently maintains the proper immanence of Hegel’s
critique of sense certainty. Kettner is right that Hegel opposes ontological atomism (9), but he
unnecessarily brings this point into “Sense Certainty” from Hegel’s Logic (67, 77). This undermines one
key aim of Hegel’s Phenomenology, namely, to provide an exoteric introduction to his Logic (G23.3–4; cf.
47.34–48.4; 55.18–24/M 14–15, 42–43, 49). Kettner later recognizes that Hegel’s arguments in “Sense
Certainty” cannot presuppose any of Hegel’s positive doctrines (the Encyclopedia or the Logic) because
Hegel’s critique must be strictly immanent (109, 173, 196, 205–08, 213, 240–41, 243, 246). Kettner’s
reconstruction rightly focuses on reconstructing Hegel’s account of indexical reference (9, 83).
Unfortunately, Kettner’s discussion of the “strong immediacy thesis” mixes these ontological and semantic
issues. The real point of Hegel’s ‘relational’ theses in “Sense Certainty” is to explicate the conceptions
necessary for determining the spatio-temporal scope of particular uses of tokens of indexical type terms,
and to show that such determination is presupposed by normal usage of token-demonstrative terms. On
this count, our reconstructions largely coincide in substance.
Harris’s commentary, Hegel’s Ladder (2 vols.; Indianapolis: Hackett, 1997), on “Sense Certainty,” I ch.
4, reconstructs Hegel’s philosophical Kulturkritik brilliantly. However, by deemphasizing the Phenomenology
as a “self-completing skepticism” (G56.12–13, M50), he disregards most of Hegel’s engagement with the
philosophically ‘wise’ and their myriad of (inter alia) epistemological views. See my discussion, “Harris,
Hegel, and the Spirit of the Phenomenology” (Clio, 1998 [cited as Westphal 1998a]).
The present essay is thus only the third attempt to meet Wolfgang Wieland’s important demand to
come to grips with the details of Hegel’s text and arguments—and Harris does not dig into the textual
details. (See Wieland, “Hegels Dialektik der sinnlichen Gewißheit,” rpt. in H. F. Fulda & D. Henrich, eds.,
Materialien zu Hegels »Phänomenologie des Geistes« [Frankfurt/Main: Suhrkamp, 1973], 67–82; 67–68).
Elsewhere I have reconstructed in detail Hegel’s Introduction (in Hegel’s Epistemological Realism; Dordrecht:
Kluwer, 1989; abbreviated “HER”) and “Perception” (in Hegel, Hume und die Identität wahrnehmbarer Dinge;
Frankfurt/Main: Klostermann, 1998; abbreviated “HHW”).
I refer throughout exclusively to the critical edition of Hegel’s Phänomenologie in his Gesammelte Werke
WESTPHAL, Kenneth R. 2000. ‘Hegel’s Internal Critique of Naïve Realism’.
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(Hamburg: Meiner, 1968f.), vol. 9. (This volume is designated “G”; otherwise this edition is designated
“GW.”) All translations are my own. Neither Miller’s (Phenomenology of Spirit; Oxford: Clarendon Press,
1977) nor Baillie’s (The Phenomenology of Mind; London: Macmillan, 1931) translations are accurate enough
to support the detailed analysis undertaken here. Howard Kainz’s translation (in Hegel’s Phenomenology of
Spirit; University Park, Pa.: Pennsylvania State University Press, 1994) is better, but not altogether
satisfactory. I refer throughout to the 21 paragraphs of Hegel’s chapter. These may be numbered in
Baillie’s, Miller’s, or Kainz’s translation. (Miller and Kainz number Hegel’s paragraphs from the beginning
of Hegel’s book; “Sense Certainty” is ¶¶90–110.) On the few occasions that I cite passages from Hegel’s
Phänomenologie outside of “Sense Certainty,” I provide a page number in Miller’s translation, designated
“M.”
2. To determine a philosopher’s meaning, there are generally three sources of information. One is
contemporaneous usage, both popular and technical. A special case of this, of course, are texts a
philosopher cites, alludes to, or is known to have used. A second source is explicit definitions a
philosopher may provide. A third is the particular way in which a philosopher uses a term or phrase. A
special and especially important case of this is the philosopher’s use of a term or phrase in an argument.
One main component of linguistic meaning is the inferential role played by key terms or phrases. (The
idea, made explicit by Carnap, is that terms or phrases with different meanings can be used to draw
different inferences. Hence distinguishing among those inferences that can be drawn only with the use
of a particular proposition and those that cannot is Carnap’s method for specifying and distinguishing
between the meanings of propositions [The Unity of Science, London: Routledge & Kegan Paul, 1931, 91;
“The Methodological Character of Theoretical Concepts,” Minnesota Studies in Philosophy of Science 1, 1956,
38-76; 49-52]. Carnap’s account of “explication” is virtually identical to Kant’s account of “Erklärung;” see
KdrV A727–9/B755–7.) All of these considerations are relevant, indeed often crucial, to determining what
a philosopher means and what he or she has proven or has failed to prove. Ideally, these three
considerations about meaning should complement each other, not conflict. One of the challenges of
philosophical interpretation of historical texts is to construct the most charitable and coherent account
of a philosopher’s intent, regarding both what he or she meant to claim and also the persuasiveness or
conclusiveness of the grounds he or she provided for those claims. One of the great hermeneutical
benefits of analytic philosophy is that it involves careful attention to usage, inference, potential
equivocation, and enthymemes or other implicit assumptions. This alone enables us to understand and
assess the justification a philosopher provides for his or her views, along with a precise understanding of
the main claims, principles, or theses expressed in those views. This is especially important in interpreting
Hegel, for these techniques alone enable us to understand how and why Hegel contextually redefines his
terms and principles as his analyses develop. Unfortunately, almost none of the vast commentary on
Hegel’s philosophy has even tried to fulfill these requirements. Rather than bemoaning the continuing
fallout of the split between “continental” and “analytic” philosophy, Hegel scholars should study, admire,
and emulate the classic works on Greek philosophy. Research in ancient philosophy has flourished by
using just the procedures recommended here. For further discussion of these issues and circumstances,
see Westphal 1998a, and my review article, “Hegel’s Epistemology? Reflections on Some Recent
Expositions” (Clio, 1998 [cited as Westphal 1998b]), on the work of Klaus Hartmann, Joseph Flay, Robert
Pippin, Michael Forster, Terry Pinkard, and Justus Hartnack.
3. HER ch. 11.
4. 1997 1: ch. 4.
5. Space considerations require brevity about which views are subject to Hegel’s critique. I take up this
issue in detail elsewhere. I comment on secondary literature only where I wouldn’t simply repeat Kettner’s
or Harris’s remarks.
6. E.g, by Wieland (1973).
7. Cf. Plato’s references to exercises in the Parmenides (135d, 136c, 136e). Hegel admired the Parmenides as
“indeed the greatest work of art of the ancient dialectic” (G48.34–35/M44), in which Plato ascribed to
Parmenides “the most sublime dialectic ... there has ever been” (Vorlesungen über die Geschichte der
Philosophie I [E. Moldenhauer & K. M. Michel, eds., Werke in 20 Bände; Frankfurt/Main: Suhrkamp, 1971;
designated “MM”] 18:286, cf. 19:79; [E. S. Haldane & F. H. Simson, trs., Hegel’s Lectures on the History of
Philosophy; New York: Humnaities, 1955; designated “H&S”] 2:250, cf. 2:56).
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8. Most of the recent attempts to explicate Hegel’s epistemology suffer from inadequate grasp of
epistemology (see Westphal, 1998a, 1998b). The general disregard of epistemology among Hegel scholars
has the additional cost that, because epistemology centrally concerns issues of justification, Hegel scholars
have not attended adequately to the issues of justification Hegel addresses, nor to the issues of how and
how well Hegel justified any of his views about those issues. This has had disastrous consequences for
Hegel’s image and reputation outside of Hegel studies.
9. Throughout I use the term “conception” in order to underscore the point that mental constructs and
our abilities to use them are at issue, and to leave the tern “concept” aside for the ontological structure
Hegel designated by “Begriff.” For an analogous contrast, see Peter Geach, who uses “concept” for mental
structures in contrast to Russell’s “concepts” and Frege’s “Begriffe” as non-mental structures (Mental Acts;
rpt. Bristol: Thoemmes, 1992; 14). On Hegel’s ontology, see HER ch. 10. I summarize some main points
of contrast between Hegel’s and Bradley’s ontologies in Westphal 1998b, §4.
10. HER, chs. 7, 8.
11. G63.18-20, 64.29-31, 65.24-25.
12. G67.33-39, 68.22-33.
13. Evan Fales comments: “Philosophers who oppose the doctrine of the given have often made use of
the findings of twentieth-century work on the psychology of perception in arguing that the doctrine is
untenable. To a philosopher of foundationalist stripe who maintains the doctrine, it might at first seem
that such empirical discoveries could hardly be used to undermine the empirical foundations upon which
any such discoveries must depend” (A Defense of the Given; Lanham, Md.: Rowman & Littlefield, 1996; 41).
Fales cites Price as an example of this rejoinder (85 n1); to his credit, Fales takes these psychological
findings seriously. However, he does not comment on how this rejoinder, exemplified by Price, assumes
that foundationalism is the only candidate for realism in epistemology. Fales does insist that foundationalism is “the best hope” for realism in epistemology (xiv), and he is convinced that coherentism is inherently
anti-realist and skeptical (xiii).
14. This summary is drawn from HER 158–59. The present essay aims to substantiate this sketch. On
Hegel’s socially and historically grounded realism, and the role of “Sense Certainty” in it, see HER ch. 11.
15. Note that amidst his lengthy list of commonsense propositions he’s quite sure he knows, Moore states
that “We are all, I think, in this strange position that we do know many things, with regard to which we
know further that we must have had evidence for them, and yet we do not know how we know them, i.e.
we do not know what the evidence was” (“A Defence of Common Sense,” in Philosophical Papers; New
York: Collier, 1962; 44). That Moore restricts the question of “how” we know to the question of what our
evidence was indicates his lack of concern with questions Hegel examines of how we are able to identify
the various particular objects and events about which we have or from which we derive evidence.
16. 1997 1:82, 166.
17. See HER chs. 1, 7, 8. For a summary of some main points, see “Hegel’s Solution to the Dilemma of
the Criterion” (revised version published in: J. Stewart, ed., The Phenomenology of Spirit Reader: A Collection
of Critical and Interpretive Essays; Albany: State University of New York Press, 1998; 76–91 [cited as
Westphal, 1998c]).
18. See: F. H. Jacobi, David Hume Über den Glauben: Ein Gespräch (in: Werke; Leipzig: G. Fleischer, 1815-),
2:34–35, 58–62, 175–76; G. di Giovanni, ed. & tr., The Main Philosophical Writings and the Novel ALLWILL
(Montreal: McGill Queen’s University Press, 1994), 276–78. Cf. Humboldt’s report of Jacobi’s own
account of his view from November 1 and 4, 1788 (Tagebuch, A. Leitzman, ed., in Humboldt’s Gesammelte
Schriften; Berlin: Behr, 1916; vol. 14], 1:58, 61).
J. G. Hamann, Sokratische Denkwürdigkeiten (Amsterdam: 1759; Sämtliche Werke, J. Nadler, ed.; Vienna:
Herder, 1949–57), 2:57–82; bilingual edition in: Socratic Memorabilia (J. C. O’Flaherty, tr.; Baltimore: Johns
Hopkins University Press, 1967), 73–74.
G. E. Schulze, Kritik der theoretischen Philosophie (Hamburg, 1801) 1:55–63; esp. 56, 58, 62–63.
W. T. Krug, Briefe über den neuesten Idealismus. Eine Fortsetzung der Briefe über die Wissenschaftslehre (Leipzig,
1801), rpt. in: Krug’s Gesammelte Schriften (Leipzig: Fleischer, 1839), 7:449–95; 489, 491.
Hegel criticized Jacobi’s views in detail in his ‘conceptual preliminaries’ (Vorbegriff) to his Encyclopedia.
For discussion see my article, “Hegel’s Attitude Toward Jacobi in the ‘Third Attitude of Thought Towards
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Objectivity’” Southern Journal of Philosophy 27 No. 1 (1989), 135-56 [cited as Westphal, 1989].
The clearest and most developed representative of “sense certainty” is G. E. Schulze. Even in his
most mature works, Schulze insisted that sensation sufficed for knowledge of particular physical objects,
that such knowledge was immediate rather than mediate (i.e., inferential), and that such knowledge
required no representations or thoughts to identify the object in question. He rejected Kant’s view that
all knowledge requires judgment, and he rejected representational theories of perception because they lead
to idealism. To criticize Kant, he adduced Reid’s objections to representational theories of perception, but
he neglected Reid’s doctrine that a conception of the object is required to identify it (see next note).
Schulze insisted on these views, even though he recognized that any belief that something is true
(Fürwahrhalten) required judgment by the understanding. See Kritik der theoretischen Philosophie (Hamburg:
Bohn, 1801) 1:58–62; Psychische Anthropologie (Göttingen: Vandenhoeck & Ruprecht, 1826), §§22, 52–55,
59, 60, 120–22; and Ueber die menschliche Erkenntniß (Göttingen: Vandenhoeck & Ruprecht, 1832), Vorrede,
§§5, 9, 11, 13, 17, 18. Though his mature works appeared well after Hegel’s Phänomonologie, Logik, and
Encyclopädie (1st ed.), indeed after Hegel’s call to Berlin, Fichte was the most recent idealist Schulze took
notice of.
C. A. Crusius espouses views similar to Schulze’s, but he ascribes the power of sensation to the
understanding and speaks freely of “sensation-ideas” (Empfindungs-Idee). This mixture of issues and
capacities disables Crusius from even posing the question that Schulze could and should have addressed,
namely, how we identify (and thus know) the thing(s) we sense. See Weg zur Gewißheit und Zuverlässigkeit
der menschlichen Erkenntnis (Leipzig: J. F Gleditsch, 1747; rpt. S. Tonelli, ed., Die philosophische Hauptwerke;
Hildesheim: G. Olms, 1965; vol. 3), §§64, 65, 435, 437.
19. Essays on the Intellectual Powers of Man (Cambridge, Mass.: MIT Press, 1969), 111–12, 212, 249, 265,
287–90, 302; cf. 251.
20. Roughly, infallibility is the impossibility of error, indubitability is the impossibility of grounds for
doubt, and incorrigibility is the impossibility of grounds for revision. For discussion, see William Alston,
Epistemic Justification (Ithaca: Cornell University Press, 1989), 249–85.
21. Moore 1962, 54.
22. Schlick: “I have maintained ... [that statements can be compared with facts]. I have often compared
propositions to facts; so I had no reason to say that it couldn’t be done. I found, for instance, in my
Baedeker the statement: ‘This cathedral has two spires’, I was able to compare it with “reality” by looking
at the cathedral, and this comparison convinced me that Baedeker’s assertion was true ... I meant nothing
but a process of this kind when I spoke of testing propositions by comparing them with facts” (“Facts and
Propositions,” Analysis 2 No. 5, April 1935, 65-70; 65-66). Ayer expressly agrees with most of Schlick’s
view, though he tends toward a phenomenalism according to which reality is nothing but our sensations
(“The Criterion of Truth,” Analysis 3 Nos. 1 & 2, 1935, 28-32). For discussion see HER 62–64, 245–46.
(HER 246 note 121 concerns Schlick, not Ayer, and the correct page in “FK” is 213, not 214.)
23. See HER 92. Wieland (1973, 73), Quentin Lauer (A Reading of Hegel’s Phenomenology of Spirit; New York:
Fordham, 1976; ch. 2), Caroline Dudeck (“Hegel on Private Experience,” Philosophy Research Archives 3,
1977, 103–112 [B–5–B–14], 105), Martin De Nys (“‘Sense Certainty’ and Universality: Hegel’s Entrance
into the Phenomenology,” International Philosophical Quarterly 18, 1978, 445–65; 446); and Willem de Vries
(“Hegel on Reference and Knowledge,” Journal of the History of Philosophy 26, 1988, 297–307; 298) rightly
understand the thesis Hegel seeks to refute, but do not adequately work out the details of Hegel’s analysis.
24. The idea persists that Hegel’s critique of sense certainty “must” somehow address sense data theories
or (mutatis mutandis) unsynthesized Kantian sensations, because these are the most basic candidates for
objects of knowledge and Hegel addresses them nowhere else. This suggestion is understandable, but
mistaken. These topics are intricate, and deserve more detailed discussion than can be given here. I shall
try to indicate briefly why these views cannot, are not, and need not be Hegel’s concern in “Sense
Certainty.”
What counts as “epistemically basic”? Sense data or unsynthesized Kantian sensations count as
epistemically basic only on the basis of quite definite theories of human knowledge. At the beginning of
Hegel’s Phenomenology, no theory of knowledge has yet been introduced, and none has been justified in any
way. Hence no theory of human knowledge can be used to identify what is supposed to be “epistemically
basic.” To do that would be to engage in what Hegel calls in Jena a “philosophy of reflection”--a
philosophy that constructs an account of knowledge and its objects based on an assumed view of what
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human knowledge and its objects are like--rather than to engage in Hegelian phenomenology. Also, to
begin with those views would fail to engage Hegel’s most serious philosophical challenge at the beginning
of the Phenomenology, namely, to show that we should and must engage in philosophizing about our
knowledge and its objects. The point and validity of such philosophizing must be justified to naïve
common sense, to advocates of “immediate knowledge” (especially Jacobi and Krug), and to skeptics
about philosophy, none of whom would accept Kantian or sense-data starting points. Both Kantian
sensations and sense data can be analyzed and defended only on the basis of fairly recondite philosophical
psychology. Philosophical psychology is legitimate only if philosophy is a genuine mode or kind of
knowledge. Hegel’s Phenomenology aims to establish this latter, more basic thesis before propounding
positive philosophical doctrines, including in philosophical psychology. Hegel does aim to justify Kant’s
thesis that intuitions without conceptions are blind, that objects and events can be known only by
identifying them conceptually. But Hegel cannot justify this thesis by assuming a starting point of
pre-synthesized sensations that are not objects of awareness, because that starting point begs the question.
For all of these reasons, neither sense data nor Kantian sensations can be Hegel’s concern in “Sense
Certainty.”
At no point in “Sense Certainty” do Hegel’s examples, or the conclusions he draws from them,
involve a plurality of sensations or sense data. Those issues are all reserved--rightly, I believe--for his
subsequent chapter, “Perception.” Hegel’s examples in “Sense Certainty” involve a plurality of similarly
ranked objects: day and night, tree and house, etc. Those objects are perfectly legitimate examples if indeed
naïve realism is Hegel’s target, and they do not raise problems of internal complexity until they are
understood, i.e., conceived differently as things with multiple properties. That conception is neither
reached nor justified until the very end of “Sense Certainty.”
Second, at no point in “Sense Certainty” do Hegel’s examples, or his critical arguments, turn on the
purported hallmarks of sense data, their epistemic certainty, i.e., their infallibility, incorrigibility, or
indubitability. (Compare Robert Meyers’ critique, which does focus on these issues; The Likelihood of
Knowledge [Dordrecht: Kluwer, 1988], chs. 1–3.) For these two reasons, Hegel’s concern in “Sense
Certainty” are not sense data.
The reasons Hegel need not concern himself in “Sense Certainty” with sense data are indirect. First,
philosophers have appealed to sense data as the only possible foundations for empirical knowledge. If
Hegel can provide a non-foundationalist account of empirical knowledge that responds to skepticism, then
he will have removed one of the primary motivations for espousing sense data (see HER, passim); those
motivations always have been fundamentally programmatic.
Second, sense data require an internalist account of thought (roughly, the view that the content of
any particular thought is nothing but a subjectively accessible mental act or entity). Hegel argues against
such internalism, and in favor of an externalist account of thought (according to which the contents of
many thoughts typically are or involve objects or events in the world) in “Self-Consciousness” and
“Reason.” (I sketch Hegel’s argument for this externalism in HER, 160–71. I argue independently for it,
though in line with Hegel’s arguments, in “Transcendental Reflections on Pragmatic Realism,” in: K. R.
Westphal, ed., Pragmatism, Reason, & Norms [New York: Fordham, 1998], 17–59; cp. “Kant, Hegel, and the
Transcendental Material Conditions of Possible Experience,” Bulletin of the Hegel Society of Great Britain 33,
1996, 23–41).
Third, I believe that Hegel’s arguments against naïve realism, that is, against aconceptual knowledge
of spatio-temporal particulars, in fact also hold against sense data. (This I shall undertake to show
elsewhere.) The basic problem is that sense data conflate two senses of “object”; one is an entity of which
one is aware, the other is a propositional content expressing one’s awareness that something or other
“appears” to be the object of one’s awareness. “Appears” is ambiguous between whatever sensory
characteristics some object or event exhibits, and whatever sensory characteristics one takes that object
or event to reveal; sense data theories require supressing this ambiguity. Also, as particulars, sense data
must be located, individuated, and in a word identified within (phenomenal) space and time. Hegel’s
arguments focus on the requirements for such identification of particulars; substituting sense data for
spatio-temporal objects does nothing to evade Hegel’s critique.
25. De Nys (1978) tries to no avail to use the terms “immediacy” and “mediation” to explicate Hegel’s
arguments.
26. On Herder’s historicism, see Frederick Beiser, The Fate of Reason (Cambridge, Mass.: Harvard
University Press, 1987), ch. 5.
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27. See, e.g., Thelma Z. Lavine, “Knowledge as Interpretation: An Historical Survey,” Philosophy and
Phenomenological Research 10, 1949–50, 526–40, & 11, 1950–51, 88–103. According to Lavine, “The
distinguishing feature of interpretationism, from the German Englightenment through American
pragmatism to mid-twentieth century Wissenssoziologie is an affirmation of the activity of mind as a
constituent element in the object of knowledge. Common to all of these philosophical movements ... is
the epistemological principle that mind does not apprehend an object which is given to it in completed
form, but that through its activity of providing an interpretation or conferring meaning or imposing
structure, mind in some measure constitutes or ‘creates’ the object known” (526). Hegel argues that
empirical knowledge must be interpretive in order to recreate, not to create, the object known. (See the
next note.) That Lavine also misunderstands at least one main current of American pragmatism has been
well argued by Frederick L. Will, Pragmatism and Realism (Lanham, Md.: Rowman & Littlefield, 1997).
28. I document this specious dichotomy in HER, 62–64, 245–46. I show that Hegel was well aware of this
specious dichotomy in HER, 67, and “Harris, Hegel, and the Truth about Truth” (in: G. Browning, ed.,
Hegel’s Phenomenology of Spirit: A Reappraisal; Dordrecht: Kluwer, 1997; 23–29). That Hegel was not an
historicist-relativist is shown by Frederick C. Beiser, “Hegel’s Historicism” (in: F. C. Beiser, ed., The
Cambridge Companion to Hegel; Cambridge: Cambridge University Press, 1993; 270–300). Also see HER, esp.
chs. 10, 11.
29. Only very recently have analytic epistemologists begun to explore the prospects of a socially and
historically based epistemological realism. See the contributions by Alston, Kornblith, Kitcher, Longino,
and Solomon to F. Schmitt, ed., Socializing Epistemology (Lanham, Md.: Rowman & Littlefield, 1994).
30. I summarize Hegel’s positive epistemological views in HER ch. 11.
31. Sextus Empiricus, Outlines of Pyrrhonism 1:38. Hegel knew Sextus very well, and he remarks on this set
of three tropes in his Lectures on the History of Philosophy (MM19:376; Vorlesungen: Ausgewählte
Nachschriften und Manuskripte (Hamburg: Meiner, 1983-; designated “V”) 8:152; H&S2:347). Although he
recounts the main 17 tropes in his early essay on skepticism (GW4:214–18), Hegel does not mention these
three there.
32. Cp. Kettner 1990, 197, 252, 256, who suggests (mistakenly, I believe) that Hegel intended or is
required to establish more than parameters. Because Hegel aims only to establish some parameters of a
positive account of indexicals in human knowledge, it is not germane to develop any detailed relations
between “Sense Certainty” and recent semantic theories of indexical reference.
33. Cf. Kettner, 1990, 160; G. Evans, The Varieties of Reference (Oxford: Clarendon Press, 1982), ch. 6.
34. Charles Taylor mistakenly quotes this passage as if it characterized sense certainty itself, instead of our
proper attitude as Hegel’s readers and phenomenological “observers” (Hegel; Cambridge: Cambridge
University Press, 1975; 141). Lauer (1976, 42) cites it to the same effect.
35. Hegel discusses the relevant kind of “observation,” not here, but in his Introduction. The main point
to bear in mind is that Hegel’s phenomenological examination of forms of consciousness rests squarely
on internal criticism of those forms of consciousness. Hence whatever grounds are developed to reject
one form of consciousness and to adopt a more sophisticated form of consciousness must be developed
on the basis of principles and examples inherent in the criticized form of consciousness itself. See HER,
chs. 6–9. For a brief discussion of some key points, see Westphal, 1998c, or more briefly my entry
“Dialectic (Hegel)” (in: E. Sosa & J. Dancy, eds., A Companion to Epistemology; Oxford: Blackwell, 1992;
98–99).
36. KdrV A262–3=B318–9. For discussion of Kant’s view of transcendental reflection, see Herbert
Schnädelbach, Reflexion und Diskurs: Fragen einer Logik der Philosophie (Frankfurt/Main: Suhrkamp, 1977),
87–133. He points out that transcendental reflection is the very method Kant employs in the Critique of
Pure Reason. Also see Dieter Henrich’s outstanding essay, “Kant’s Notion of a Deduction and the
Methodological Background of the First Critique” (in: E. Förster, ed., Kant’s Transcendental Deductions;
Stanford: Stanford University Press, 1989; 29–46), 40–46. Although Kant defines “transcendental
reflection” in his prefatory remarks about distinguishing phenomena and noumena, Schnädelback and
Henrich point out that this kind of reflection has a much broader, indeed fundamental role in Kant’s first
Critique.
37. Kant claims apodeictic certainty, e.g., KdrV Axv, Bxxii note.
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38. On Descartes’ failure, see HER ch. 3. The classic criticism of Kant in this regard is Stephen Körner,
“The Impossibility of Transcendental Deductions” (in: L. W. Beck, ed., Kant Studies Today; La Salle, Ill.:
Open Court, 1969; 230–44). His view has obtained wide currency.
39. See Eckart Förster, “How are Transcendental Arguments Possible?” (in E. Schaper & W. Vossenkuhl,
eds., Reading Kant; Oxford: Blackwell, 1989; 3–20).
40. On Kant’s “transcendental” (as opposed to empirical) psychology, see Paul Guyer, “Psychology and
the Transcendental Deduction” (in Förster, 1989, 47–68) and Patricia Kitcher, Kant’s Transcendental
Psychology (New York: Oxford, 1990). On Kant’s Table of Judgments, see Michael Wolff’s brilliant study,
Die Vollständigkeit der kantischen Urteilstafel (Frankfurt/Main: Klostermann, 1995).
41. See Onora O’Neill’s excellent discussion in “Vindicating Reason” (in: P. Guyer, ed., The Cambridge
Companion to Kant; Cambridge: Cambridge University Press, 1992; 280–308).
42. Ak 6:206–07.
43. Cf. HER chs. 7–9; Kettner 1990, 101–02; J. Lowenberg 1935, 27.
44. Cf. Jacobi, who could only say about the fact that something, anything, everthing is, “Es ist!”—It is!
(Briefe über die Lehre von Spinoza, 7. Beylage; Werke 4/1–2a:155, cf. 150–151; di Giovanni, 376, cf. 374).
45. Kettner sometimes overlooks this (1990, 70–71), but elsewhere clearly recognizes that the target of
Hegel’s critique is an aconceptual, direct cognition of particulars (1990, 233, 242). Unfortunately, his
criticism of Hegel turns on pointing out the rich pragmatic aspects of the meaning (Bedeutung) of particular
uses of tokens of indexical terms (1990, esp. 256–65). Hegel’s point is that this kind of Bedeutung is, inter
alia, conceptually mediated, and so is not available to sense certainty. If sense certainty thus seems to be
too strong and hence too vulnerable a position, one must recall the enormous philosophical compulsion
to espouse it as (supposedly) the only way to assess the truth of our propositions or conceptual schemes,
the only way to provide secure foundations for empirical knowledge, the only way to defend realism, or
(in fine) the only adequate way to settle epistemological controversies.
46. See Westphal, 1989, 147. Cf. MM 11:181–2 (cited by Kettner 1990, 91), and the passage quoted from
G. E. Schulze in note 48.
47. Wieland mistakenly suggests that the critical issue concerns the match between “our” view of sense
certainty and its own view of itself. His attempt to substantiate this in the text disregards the contrast
between Hegel’s introductory presentation of the issues (¶¶1–5) and his subsequent internal critique of
a form of consciousness (¶¶6–19) (1973, 71–74). Occasionally Wieland does recognize that only internal
criticism is legitimate (ibid., 74).
48. Cf. G. E. Schulze: “And because even in immediate knowledge of objects, these objects do not stand
to our ‘I’ in the relation of an accident to a subject, but rather are related to the ‘I’ as self-sufficient things
relate to each other, [things] that are compared with one another in order to grasp (einzusehen) their
relations; we thus judge, that the objects of intuition (des Anschauens) would be there, even if our ‘I’ were
not there, and didn’t intuit them” (Kritik der theoretischen Philosophie, op. cit., 1:61, cf. 62).
49. Cf. Kettner 1990, 109.
50. See Russell, “Hegel and Common Sense” (1912; review of H. S. Macran, tr., Hegel’s Doctrine of Formal
Logic; in: The Collected Papers of Bertrand Russell; London: Routledge, 1994; 6:365) and Our Knowledge of the
External World (London: George Allen & Unwin, 1914), 48–49 note. Although Russell raises this objection
against Hegel’s Logic, his point also applies to Hegel’s analyses in “Sense Certainty” and “Perception.” (On
this latter, see HHW §7.)
51. Wieland (1973, 69–70) recognizes the importance of raising such questions, but does not adequately
answer them. Plumer overlooks these important questions, and criticizes Hegel for making elementary
errors (“Hegel on Singular Demonstrative Reference,” Southwestern Journal of Philosophy 11, 1981, 71–94; esp.
84). His critique of Hegel is completely misguided. Likewise, Werner Becker (wrongly) charges that
Hegel’s argument turns on a mere solecism, treating the adjectives “here” or “now” as if they were nouns
(Hegels Begriff der Dialektik; Stuttgart: Kohlhammer, 1969; 114–16). Becker fails to raise the proper logical
and semantic questions Hegel addresses. Cast in his terms, the question is, What must we understand, and
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what conceptions are involved in this understanding, in order to use the terms “now” and “here”
adjectivally?
52. Because sense certainty disregards predication, it eludes the issues about the relation between
predicates, properties, and particulars as characterized by properties. Consequently, “Sense Certainty” does
not address issues regarding “bare particulars.” Taylor (1976, 166; “The Opening Arguments of the
Phenomenology” [in: A. MacIntyre, ed., Hegel: A Collection of Critical Essays; New York: Anchor, 1972; 162–63],
144) and De Nys (1978, 456, 458) mistakenly import this terminology and concern into Hegel’s chapter.
For the same reason, sense certainty makes no judgments, causal or otherwise, about the objects it senses,
contra R. Wiehl, “Über den Sinn der sinnlichen Gewißheit” (Hegel-Studien Beiheft 3, 1966, 103–34), 112–34.
Compare Gareth Evans’s deliberately simplified, non-predicative language in “Identity and
Predication” (Journal of Philosophy 72 No. 13, 1975, 343–63), 347–50.
53. See G. Vlastos, “The Third Man Argument in the Parmenides” (in: R. E. Allen, ed., Studies in Plato’s
Metaphysics; London: Routledge and Kegan Paul, N.Y.: Humanities Press, 1965; 231-63), 245-48; M.
Burnyeat, “Can the Sceptic Live his Scepticism?” (in: M. Schofield, M. Burnyeat, & J. Barnes, eds., Doubt
and Dogmatism; Oxford: Clarendon Press, 1980; 20–53), 25; and Charlotte Stough, Greek Skepticism
(Berkeley: University of California Press, 1969), 142f..
54. Hegel claims that the ancient tropes suffice to refute sense certainty in his Lectures on the History of
Philosophy, MM19:369–70, 372, 374–75, 395, 400; V8:145, 149, 151; H&S2:343–34, 347, 351. On the role
of the Greek conception of truth in pyrrhonian skepticism, see HER 15, 162–63, and Westphal (1998c),
§7.1. On the pyrrhonist roots of Hegel’s arguments in “Sense Certainty” see Klaus Düsing, “Die
Bedeutung des antiken Skeptizismus für Hegels Kritik der sinnlichen Gewißheit” (Hegel-Studien 8, 1973,
119–30). That Hegel’s arguments have pyrrhonist roots, however, does not entitle us to assimilate Hegel’s
arguments to Sextus’s. (Düsing does not propose such an assimilation.) On this, see Andreas Graeser,
“Hegels Kritik der sinnlichen Gewißheit und Platons Kritik der Sinneswahrnehmung im Theaitet” (Revue
de Philosophie Ancienne 3 No. 2, 1985, 39–57). Whatever may be the roots of Hegel’s issues, examples, or
arguments, the main point must be to reconstruct and assess Hegel’s own analysis as accurately and
thoroughly as possible.
55. It is worth noting that the examples “it is day” and “it is night” are among those presentations of sense
(phantasia) that Sextus Empiricus grants are not equally credible, so that not all phantasia can be accepted
as true (Against the Logicians [Works 2] I:391); “those things are pre-evident which come to our knowledge
of themselves—such as, at the present moment, that fact that ‘it is day’ and that ‘I am conversing’” (AL
II:144).
56. For this reason alone, Hegel’s topic in “Sense Certainty” cannot concern the debate between realism
and nominalism about universals, contra many interpretations of this chapter. We shall see that none of his
arguments address that debate.
57. Cf. Kettner 1990, 129.
58. D. Kaplan uses “character” (“On the Logic of Demonstratives,” Journal of Philosophical Logic 8, 1970,
81–98), John Perry uses “role” (“Frege on Demonstratives,” The Philosophical Review 86 No. 4, 1977,
474–97; 493f.), to designate that feature of token demonstratives that, in context, enables us to understand
what object(s) is or are referred to.
59. Cf. Kettner 1990, 130–38.
60. Kettner appears to recognize this elsewhere (1990, 146, 157).
61. Russell recognizes that “this” is an ambiguous logically proper name (“Philosophy of Logical
Atomism,” Collected Papers 8:179).
62. M. Westphal (History and Truth in Hegel’s Phenomenology; Atlantic Highlands: Humanities, 1979; 73) and
De Nys (1978, 456) miss this important point. Much of what M. Westphal says about Feuerbach’s critique
of Hegel is vaguely relevant to Hegel’s discussion, but it does not come to grips with the details of Hegel’s
argument. At least he recognizes that “none” of what he says “is explicit in the text” (M. Westphal, 1979,
79). This is the typical result of trying to summarize rather than to analyze and explicate Hegel’s text and
arguments: In attempting to speak on Hegel’s behalf, the “commentator” speaks in Hegel’s stead.
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63. See HER 104, 116, 121, 123, 129–30, cf. 164 and below, p. 31.
64. Findlay entirely misunderstands this crucial point (Hegel: A Re-examination; New York: Oxford, 1958;
90–91).
65. Taylor suggests that Hegel’s objection turns on the requirement that knowledge be expressible in
language, and that descriptions or classifications are inherently selective (1972, 141–42, 145). Basically the
same idea is presented by Terry Pinkard (Hegel’s Phenomenology: The Sociality of Reason [Cambridge:
Cambridge University Press, 1994], 24, 26–27). Their claims disregard the carefully articulated details of
Hegel’s analysis.
66. On Hegel’s use of dative and accusative cases to mark distinct levels of explicitness, see HER chs. 7,
8; esp. 105–06. In his review of HER, Harris claimed that Hegel did not mean to make a conceptual
distinction by use of dative and accusative cases (Philosophy of the Social Sciences 22 No. 4, 1992, 512–34),
514. In Hegel’s Ladder he admits that Hegel does distinguish between what is implicit and what is explicit
by using dative and accusative cases (1997, 1:203 note 43). Hegel’s use of such case distinctions here and
below further substantiates my analysis in HER. On whether my analysis of Hegel’s criterion is
“unnecessarily complicated” (Harris, 1997, 1:204 note 45) see Westphal, 1998a, §7.1.
67. Hegel offers no refutation of solipsism here, naive or otherwise, because solipsism is not espoused or
adopted by sense certainty, contra e.g., J. Lowenberg (“The Comedy of Immediacy in Hegel’s ‘Phenomenology’ II,” Mind 44, 1935, 21–38; 32), J. Hypolite (Genesis and Structure of Hegel’s Phenomenology of Spirit; S.
Cherniak & J. Heckman, trs., Evanston: Northwestern University Press, 1974; 94), Lauer (1976, 49), David
Lamb (“Hegel and Wittgenstein on Language and Sense-certainty,” Clio 7 No. 2, 1978, 285–301; 292–95,
and “Sense and Meaning in Hegel and Wittgenstein,” in: D. Lamb, ed., Hegel and Modern Philosophy;
London: Croom Helm, 1987, 70–101; 77–81), and Plumer (1981, 73, 76–78). If sense certainty did adopt
solipsism, Hegel’s internal critique, which turns on what others purport to be directly aware of, would be
irrelevant. Likewise, Hegel’s argument does not concern private sense data because sense certainty
maintains that it knows spatio-temporal particulars, pace, e.g., M. Westphal (1979, 70).
68. Russell, “On Denoting,” Collected Papers 4:420.
69. Hegel only makes a semantic point about the demonstrative type term “I” and token uses of it; he does
not offer any grounds here for a social conception of human individuals (pace Hypolite 1974, 95–96).
Hypolite claims that “Hegel’s argument here can be understood only if we already know where it is
leading” (96). This is a sure principle by which to get out of a text only what one already expects to find
in it, and to disregard and fail to assess the character and soundness of an author’s actual argument. This
principle condemns Hegel to the cardinal Hegelian sin of begging the question and insures that Hegelian
legends shall be perpetuated without checking them against Hegel’s text.
70. “Wie der Gemeine Menschenverstand die Philosophie nehme, – Dargestellt and den Werken des
Herrn Krug’s,” GW 4:174–87; tr. H. S. Harris in G. di Giovanni & H. S. Harris, eds, Between Kant and Hegel
(Albany: State University of New York Press, 1985), 292–310. I shall refer to the pagination in GW; both
it and the translation carry the pagination of the original edition.
71. GW 4:176.7–14. In his translator’s notes, Harris points out that Krug clearly misunderstood Schelling’s
argument on this count (308 note 20).
72. Briefe über den neuesten Idealismus (Leipzig: H. Müller, 1801), 31f., 38, 73–74.
73. He mentions it repeatedly in his review (GW 4:178.26, .35, 179.1, .4, .22, .32, 180.3, 184.14), and recurs
to it in later (Enz. §250 note) as well as here in the Phenomenology.
74. GW 4:181.30–182.7, 182.22–34.
75. GW 4:184.30. In his translator’s notes, Harris points out that Krug does not identify his view with
Jacobi’s, although his formulation (Entwurf eines neuen Organon’s der Philosophie [Meissen & Lübben: Erbstein,
1801], 27, 37–38) is strikingly similar (309 note 48).
76. GW 4:180.5–11, 181.16. Hegel suggests the issue of the conditions for the possibility of singular
reference and knowledge of particulars in the early idealist language of “constructing” consciousness (GW
4:181.3).
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77. See Klaus Düsing, “Spekulation und Reflexion: Zur Zusammenarbeit Schellings und Hegels in Jena”
(Hegel-Studien 5, 1969, 93–128), “Vernunfteinheit und Unvordenkliches Daßsein: Konzeptionen der
Überwindung negativer Theologie bei Schelling und Hegel” (in: K. Gloy & D. Schmidig, eds.,
Einheitskonzepte in der idealistischen und in der gegenwärtigen Philosophie; Bonn: Lang, 1987; 109–36), and
especially “Die Entstehung des spekulativen Idealismus. Schellings und Hegels Wandlungen zwischen
1800 und 1801" (in W. Jaeschke, ed., Transzendentalphilosophie und Spekulation: Der Streit um die Gestallt einer
Ersten Philosophie (1799–1807); Hamburg: Meiner, 1993; 2:144–63).
78. G. E. Schulze, “Aphorismen über das Absolute,” in F. Bouterwek, ed., Neues Museum der Philosophie und
Literatur; Leipzig, 1 No. 2, 1803, 107–48; rpt. in Transzendentalphilosophie und Spekulation, op. cit., Quellenband
2.1:337–55; see K. R. Meist, “‘Sich vollbringender Skeptizismus.’ G. E. Schulzes Replik auf Hegel und
Schelling” (ibid. 2:192–230). Schelling’s apologists should consider Schulze’s critique very carefully.
79. See my essay, “Kant, Hegel, and the Fate of ‘the’ Intuitive Intellect,” in: S. Sedgwick, ed., The Idea of
a System of Transcendental Idealism (forthcoming). [Published in: S. Sedgwick, ed., The Reception of Kant’s Critical
Philosophy: Fichte, Schelling, and Hegel. (New York: Cambridge University Press, 2000), 283–305.]
80. On these topics, see HER passim.
81. Hegel states: “If the demand is made of science as its crucial test, which it simply could not pass, to
deduce, construct, to find a priori, or however one wants to put it, a so-called this thing, or a this person, it’s
only fair that this demand say, which this thing or which this I it means, but it is impossible to say this”
(G66.31–36).
82. See above, p. 21.
83. “Ich für mich bleibe dabey, das Itzt ist Tag, oder auch dabey, das Hier ist Baum; vergleiche auch nicht
das Hier und Itzt selbst mit einander, sondern halte ein Einer unmittelbaren Beziehung fest: das Itzt ist
Tag.”
84. “... we must go to it, and allow the now that is maintained to be pointed out to us. We must allow it
to be pointed out to us ...” (G67.25–26); “We must therefore enter into the same point of time or of space
which it shows us, that is, we must allow ourselves to be made into the very same this I who knows with
certainty” (G67.30–32). Both Miller and Baillie fail to preserve Hegel’s deliberate passive constructions.
On the importance of our non-interference as phenomenological observers, see HER 134–39. M.
Westphal (1979, 72) seriously misunderstands Hegel’s point here.
85. “The now is pointed out, this now. Now; it has already ceased to be as it is pointed out. The now that is,
is an other than the one pointed out, and we see, that the now is just this: insofar as it is, already no longer
to be. The now, as it is pointed out to us, is something that has been [ein gewesenes], and this is its truth;
it doesn’t have the truth of being. It is therefore of course true that it has been. But what has been, is in fact
no being [Wesen]; it IS not, and the concern was with being” (¶17, G67.33–39).
86. See above, p. 22f.
87. The True Intellectual System of the Universe: Wherein, All the Reason and Philosophy of Atheism Is Confuted; and
Its Impossibility Demonstrated, 1678, 9; quoted by John Yolton, Thinking Matter (Minneapolis: University of
Minnesota Press, 1983), 5.
88. An Essay Concerning Human Understanding (P. Nidditch, ed., Oxford: Clarendeon Press, 1975), Bk. 2 Ch.
13 §24; cited by Yolton, op. cit., 64. Yolton has “§25"; this must be a misprint. Yolton also argues
persuasively that Hume likely was influenced by this materialist doctrine (ibid., 83).
89. For D’Holbach’s influence on Hegel’s Phenomenology, see Harris 1997 (see his index for references).
90. Perhaps the prime instance of this procedure with regard to “Sense Certainty” are the parallels Purpus
draws between Hegel’s discussion and ancient Greek sources (Die Dialektik der sinnlichen Gewißheit bei Hegel;
Nürnberg: Schrag, 1905; Zur Dialektik des Bewusstseins nach Hegel; Berlin: Trowitzsch, 1908), which Hypolite
(1974) follows. Lauer (1976, 42) rightly cautions against this procedure. Displaying thematic parallels,
similarities, or echoes does not suffice to show that Hegel’s analysis is about those texts or issues. Rather,
which textual parallels or allusions are relevant must be determined by reconstructing the aim and course
of Hegel’s argument(s). See above, note 2. This point holds also of appealing to Hegel’s remarks about
Stilpo (MM18:534–38, H&S1:464–69) in order to interpret his remarks about language in “Sense
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Certainty” (¶¶8, 21; see pp. 24, 27, 55). Obviously there are thematic relations between these texts, though
there are also thematic differences, and Hegel’s lectures are too unspecific to prove anything, much less
to prove exactly what or how he argues in “Sense Certainty.” Documenting possible or probable sources
does not suffice to identify a topic, issue, or argumentative strategy. This is all the more the case regarding
Kant’s “Transcendental Aesthetic,” which M. Westphal (1978, 68) claims forms the background to Hegel’s
argument. Whatever arguments are “familiar” from Kant’s Transcendental Aesthetic, they are not
reiterated in “Sense Certainty.” See note 92.
91. See HER passim and Westphal, 1998a.
92. Hegel’s arguments in Phase III parallel an important set of arguments in Kant’s Transcendental
Aesthetic. Kant argues that space and time are each wholes and that any of their “parts” exist only by
distinguishing regions of (or point in) space or periods (or moments) of time within space or time as
wholes (KdrV A25/B39, A31–32/B47–48). However, Kant’s arguments primarily concern the nature of
space and time themselves (namely, Kant contends, they are forms of human intuition) and only
secondarily concern our conceptions of space or time, where those conceptions must reflect the properties
of space and time themselves (A25, 26, 32/B39, 42, 49; 4:33.2, 33.16, 37.11/3:53.13, 55.1, 59.18; Kant
added explicit reference to the “concept” of space and of time in the second edition: B38, 40, 48;
3:52.15–19, 54.1–8, 59.1). Hegel’s arguments do not address the nature of space or time themselves (and
so do not invoke Kant’s idealism at all), but address solely and explicitly our conceptions of space and
time.
93. Page 21.
94. See the editor’s notes to G69.3–6 at G495. Cf. Schulze’s 1801 claim: “What we intuit (anschauen), is
altogether an individual, determinate thing, and no universal property of several objects. We do not
perceive or immediately know an extension, an animal, a triangle in general, but rather an individual and
determinate body, an individual and determinate animal, an individual and determinate triangle” (Kritik
der theoretischen Philosophie, op. cit., 1:57). Note the emphasis Schulze himself places on the contrast between
particularity and any universal characteristics of things.
95. ¶13, G66.31–36; see above, p. 37.
96. Cf. the passage quoted from Schulze (1801) above, note 94.
97. E.g., D. W. Hamlyn (Sensation and Perception; New York: Humanities, 1961; 140–46), Ivan Soll (An
Introduction to Hegel’s Metaphysics; Chicago: University of Chicago Press, 1969; 91–110), Plumer (1981), and
M. J. Inwood (Hegel; London: Routledge & Kegan Paul, 1983; 311–17) contend that Hegel’s whole
argument aims to deny the possibility of singular demonstrative reference. Their mistake is corrected by
de Vries (1988).
Joseph Flay contends that Hegel simply accepts the cognitive claims made by sense-certainty; that
sense-certainty claims absoluteness, totality, and totalization; and that Hegel seeks merely to develop the
absolute standpoint that warrants these claims (Hegel’s Quest for Certainty [Albany: State University of New
York Press, 1984], 35, 50, 256–58, 266). However, sense-certainty only claims to know various particulars
wherever each may be found; it does not make the “totalizing” claim (to be able to know everything all
at once) Flay ascribes to it. In logical terms, Flay mistakes a distributive claim to know each particular
where- and whenever it is found for the collective claim to know all particulars en masse. “Sense-certainty”
never makes that collective claim; hence Flay’s objection is misguided.
98. See above, p. 28.
99. Werke 2:34–35, 58–62; cf. Westphal 1989, §V.1, and Beiser 1987, ch. 2.
100. Soll has urged this criticism most strongly. Soll (1969, 101, 103-104) thinks that the target of Hegel’s
attack is reference to (and with that, knowledge of) particulars, and notes accordingly that definite
descriptions, comprising solely universal terms, may successfully pick out particulars. For a detailed
refutation of Soll’s interpretation of “Sense-certainty,” see Katharina Dulckheit, “Can Hegel Refer to
Particulars?” (The Owl of Minerva 17 No. 2, 1986, 181-94). Also see Dudeck, 1977.
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101. Cf. Evans 1975, 351–52. (By referring to Evans I do not mean to suggest that Hegel had a prescient,
if nascent, objection to Quine.) Evans concludes: “... the line tracing area of relevance delimits that area
in relation to which one or the other, but not both, of a pair of contradictory predicates may be chosen.
And that is what it is for a line to be a boundary, marking something off from other things” (ibid., 352; cp.
Geach 1992, 69.) This idea bears careful comparison with Michael Wolff’s very insightful discussion of
Kant’s and Hegel’s views on the law of contradiction and logical reflection in Der Begriff des Widerspruchs
(Königstein/Ts.: Hain, 1981). (The main points of his study relevant to the present point are summarized
in HHW §18.) Fales supports his account of a conceptually informed “given” that can include “primitive
acts of recognition” in large part because he equates intellect (and learning!) with inference (1996, 82,
104–06, 123). This is an absurdly limited and historically uninformed equasion; identifying particulars by
subsuming them under concepts (classifications, or “stereotypes” in Putnam’s sense) has been recognized
from the Port Royal Logic onward to be a paradigm case of judgment, an act of the intellect. (Fales does
once allow that classification is an intellectual operation [121], but this idea is strikingly absent from his
polemic—because of its absence his ‘argument’ is only a polemic—against the idea that unconscious
inference or other information processing undermines the “givenness” of sensory elements in perception.)
Fales admits so much historical, educational, conceptual, and memorial mediation into his version of “the
given” that he is no exponent of “sense certainty” as characterized and criticized by Hegel; indeed, he
proffers such a vitiated version of the “given” that almost any coherentist could accept it—to say nothing
of those philosophers, such as Hegel and Haack, who reject the supposed exclusive and exhaustive
dichotomy between foundationalism and coherentism. Nevertheless, Fales flirts with a pure and
unqualified concept empiricism that is refuted by Hegel’s critique of sense certainty when he states: “...
propositions, and propositional thought, have the form they do just because that is the form of our
experience of the world—and our conception of that world is formed by our experience of it” (119). (Also
see note 103.)
102. For discussion, see HER 48f. Lauer (1976, 42–43, 50, 52) rightly notes that empiricism must be a
main target of Hegel’s critique in “Sense Certainty,” but he does not specify which kinds or aspects of
empiricism Hegel criticizes.
103. Geach (1992, 130–31) argues that Aquinas did not hold the radically empiricist thesis usually
associated with this slogan. Geach’s discussion and critique of abstractionism is excellent. Geach addresses
this view in the abstract. For an excellent analysis and critique of a recent proponent of abstractionism,
C. D. Broad, see Robert Turnbull, “Empirical and A Priori Elements in Broad’s Theory of Knowledge”
(in: P. A. Schilpp, ed., The Philosophy of C. D. Broad; New York: Tudor, 1959; 197–231). Fales espouses a
very weak form of “the given,” one that admits a good deal of conceptualization into “the given,” but
even his view requires an untenable abstractionist account of empirical concepts and their acquisition
(1996, 100, 103, 106, 108).
104. See Barry Stroud, Hume (London: Routledge, 1977), ch. 6.
105. See HHW. A summary is given in “Hegel and Hume on Perception and Concept-Empiricism,”
Journal of the History of Philosophy 33 No. 1 (1998), 99–123.
106. I wish to thank Robert Wicks and two anonymous referees for suggesting clarifications.
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