(1990). Psychoanalytic Psychology, 7S(Supplement):33-46
An Outline of Intersubjectivity: The Development of Recognition
Jessica Benjamin, Ph.D.
This article formulates an object relations perspective based on the
complementarity of intrapsychic and intersubjective aspects of
self-development. Object relations theories, even those interested in
intersubjectivity, have not followed up on Winnicott's (1971) crucial
distinction between the subjectively conceived object and the objectively
perceived, outside other. With few exceptions, notably Stern (1985),
theorists have overlooked the core element of intersubjectivity, which is
mutual recognition. The development of the capacity for mutual recognition
can be conceived as a separate trajectory from the internationalization of
object relations. The subject gradually becomes able to recognize the other
person's subjectivity, developing the capacity for attunement and tolerance of
difference. To elaborate on this process, the article discusses differentiation
in the first 2 years of life. It suggests that Mahler's rapprochement period can
be reinterpretated as a struggle for recognition in which the outcome is not
simply object constancy, but the beginning ability to recognize another
person's subjectivity. The differentiation process consists not merely of
separation, but the continual breakdown and repair of mutuality in the
psyche's stance toward the outside. Accepting the inevitability of breakdown
and reconstruction of the outside other allows considerable room for the role
of intrapsychic fantasy and aggression, which might otherwise be neglected in
relational theories of the self.
We are all of us born in moral stupidity, taking the world as an udder to
feed our supreme selves: Dorothea had early begun to emerge from that
stupidity, but yet it had been easier to her to imagine how she would …
become wise and strong in his strength and wisdom, than to conceive with that
distinctness which is no longer reflection but feeling … that he had an
equivalent center of self, whence the lights and shadows must always fall
with a certain difference. (Eliot, 1871/1965, p. 243)
—————————————
Requests for reprints should be sent to Jessica Benjamin, PhD, 228 West
22nd Street, New York, New York 10011.
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In recent years analysts from diverse psychoanalytic schools have
converged in the effort to formulate relational theories of the self (Eagle,
1984; Mitchell, 1988). What these approaches share is the belief that the
human mind is interactive rather than monadic, that the psychoanalytic process
should be understood as occurring between subjects rather than within the
individual (Atwood & Stolorow, 1984; Mitchell, 1988). Mental life is seen
from an intersubjective perspective. Although this perspective has
transformed both our theory and our practice in important ways, such
transformations create new problems. A theory in which the individual
subject no longer reigrs absolute must confront the difficulty that each subject
has in recognizing the other as an equivalent center of experience (Benjamin,
1988).
The problem of recognizing the other emerges the moment we consider that
troublesome legacy of intrapsychic theory, the term object. In the original
usage, still common in self psychology and object relatiors theories, the
corcept of object relations refers to the psychic internalization and
representation of interactions between self and objects. Although such
theories ascribe a considerable role to the early environment and parental
objects—in short, “real” others—they have only taken us to the point of
recognizing that “where ego is, objects must be.” So, for example, neither
Fairbairn's (1952) insistence on the need for the whole object nor Kohut's
(1977) declaration that selfobjects remain important throughout life addresses
directly the difference between object and other. Perhaps the elision between
real other and their internal representation is so widely tolerated because the
epistemological question of what is reality and what is representation appears
to us, in our justifiable humility, too ecumenical and lofty for our parochial
craft. Or perhaps, as psychoanalysts, the question of reality does not really
trouble us.
But the unfortunate tendency to collapse other subjects into objects cannot
simply be ascribed to this irresoluteness with regard to reality. Nor can it be
dismissed as a terminological embarrassment, that could be dissolved by
greater linguistic precision (see Kohut, 1984). Rather, it is a symptom of the
very problems in psychoanalysis that a relational theory should aim to cure.
The inquiry into the intersubjective dimension of the analytic encounter would
aim to change our theory and practice so that “where objects were, subjects
must be.”
What does such a change mean? A beginning has been made with the
introduction of the term intersubjectivity for the analytic situation (Atwood &
Stolorow, 1984; Stolorow, Brandchaft, & Atwood, 1987), defining
intersubjectivity as the field of intersection between two subjectivities, the
interplay between two different subjective worlds. But how is the meeting of
two subjects different from that in which a subject meets object? Once we
have acknowledged that the object makes an important contribution to the life
of the subject, what is added by deciding to call this object another subject?
And what are the impediments to the meeting of two minds?
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To begin this inquiry, we must address this question: What difference does
the other make, the other who is truly perceived as outside, as distinct from
our mental field of operations? Isn't there a dramatic difference between the
experience with the other perceived as outside the self and the subjectively
conceived object? Winnicott (1971) formulated the basic outlines of this
distinction in what may well be considered his most daring and radical
statement, “The Use of an Object and Relating Through Identifications.” Since
then, with a few exceptions (Eigen, 1981; Ghent, 1989; Modell, 1984) there
has been little effort to elaborate Winnicott's juxtaposition of the two possible
relationships to the object. Yet, as I show, the difference between the other as
subject and the other as object is crucial for a relational psychoanalysis.
The distinction between the two types of relationships to the other can
emerge clearly only if we acknowledge that both are endemic to psychic
experience and hence both valid areas of psychoanalytic knowledge. If there
is a contradiction between the two modes of experience, then we ought to
probe it as a condition of knowledge rather than assume it to be a fork in the
road. Other theoretical grids that have bifurcated psychoanalytic thought
—drive theory versus object relations theory, ego versus id psychology,
intrapsychic versus interpersonal theory—insisted on a choice between the
two opposing perspectives. I am proposing, instead, that the two dimensions
of experience with the object/other are complementary even though they
sometimes stand in an oppositional relationship. By encompassing both
dimensionst, we can fulfill the intention of relational theories: to account both
for the pervasive effects of human relationships on psychic development and
for the equally ubiquitous effects of internal psychic mechanisms and fantasies
in shaping psychological life and interaction.
I refer to the two categories of experience as the intrapsychic and the
intersubjective dimensions (Benjamin, 1988). The idea of intersubjectivity,
which has been brought into psychoanalysis from philosophy (Habermas,
1970, 1971), is useful because it specifically addresses the problem of
defining the other as object. Intersubjectivity was deliberately formulated in
contrast to the logic of subject and object that predominates in Western
philosophy and science. It refers to that zone of experience or theory in which
the other is not merely the object of the ego's need/drive or
cognition/perception, but has a separate and equivalent center of self.
Intersubjective theory postulates that the other must be recognized as
another subject in order for the self to fully experience his or her subjectivity
in the other's presence. This means, first, that we have a need for recognition
and second, that we have a capacity to recognize others in return—mutual
recognition. But recognition is a capacity of individual development that is
only unevenly realized. In a sense, the point of a relational psychoanalysis is
to explain this fact. In Freudian metapsychology, the process of recognizing
the other “with that distinctness which is no longer reflection but feeling”
would
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appear, at best, as a background effect of the relationship between ego and
external reality. My purpose is to bring the process of recognition into the
foreground of our thinking.
I suggest some preliminary outlines of the development of the capacity for
recognition. In particular I focus on separation-individuation theory, showing
how much more it can reveal when it is viewed through the intersubjective
lens, especially in light of the contributions of both Stern and Winnicott.
Because separation-individuation theory is formulated in terms of ego and
object, it does not fully realize its own contribution. In the ego-object
perspective, the child is the individual, seen as moving in a progression
toward autonomy and separateness. The telos of this process is the creation of
psychic structure through internalization of the object in the service of greater
independence. As a result, separation-individuation theory focuses on the
structural residue of the child's interaction with the mother as object; it leaves
the aspects of engagement, connection and active assertion that occur with the
mother as other in the unexamined background.
This perspective is infantocentric, unconcerned with the source of the
mother's responses, which reflect not only pathology or health (“narcissistic”
versus good enough) but also her necessarily independent subjectivity. It also
misses the pleasure of the evolving relationship with a partner from whom
one knows how to elicit a response, but whose responses are not entirely
predictable and assimilable to internal fantasy. The idea of pleasure was lost
when ego psychology put the id on the backburner, but it might be restored by
recognizing the subjectivity of the other. An intersubjective perspective helps
to transcend the infantocentric viewpoint of intrapsychic theory by asking how
a person becomes capable of enjoying recognition with an other. Logically,
recognizing the parent as subject cannot simply be the result of internalizing
them qua mental object. This is a developmental process that has barely begun
to be explicated. How does a child develop into a person who, as a parent, is
able to recognize her or his own child? What are the internal processes, the
psychic landmarks, of such development? Where is the theory that tracks the
development of the child's responsiveness, empathy, and concern, and not just
the parent's sufficiency or failure?
It is in regard to these questions that most theories of the self have fallen
short. Even self psychology, which has placed such emphasis on attunement
and empathy, which has focused on the intersubjectivity of the analytic
encounter, has been tacitly one sided in its understanding of the parent-child
relationship and the development of intersubjective relatedness. Perhaps in
reaction against the oedipal reality principle, Kohut (1977, 1984) defined the
necessary confrontation with the other's needs or with limits in a selfreferential way—optimal failures in empathy (parallel to analysts' errors)—
as if there were nothing for children to learn about the other's rights or
feelings. Although the goal was to enable individuals to open “new channels
of empathy”
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and “in-tuneness between self and selfobject” (1984, p. 66), the self was
always the recipient, not the giver of empathy. The responsiveness of the
selfobject, by definition, serves the function of “shoring up our self”
throughout life; but at what point does it become the responsiveness of the
outside other whom we love? The occasionally mentioned (perhaps more
frequently assumed) “love object,” who would presumably hold the place of
outside other, has no articulated place in the theory. Thus, once again the
pleasure in mutuality between two subjects is reduced to its function of
stabilizing the self, not of enlarging our awareness of the outside, nor of
recognizing others as animated by independent though similar feelings.1
In this article, I outline some crucial points in the development of
recognition. It is certainly true that recognition begins with the other's
confirming response that tells us that we have created meaning, had an impact,
revealed an intention. But very early on we find that recognition between
persons—understanding and being understood, being in attunement—begins to
be an end in itself. Recognition between persons is essentially mutual. By our
very enjoyment of the other's confirming response, we recognize her or him in
return. I think that what the research on mother-infant interaction has
uncovered about early reciprocity and mutual influence is best conceptualized
as the development of the capacity for mutual recognition. The frame-byframe studies of face-to-face play at 3-4 months have given us a kind of early
history of recognition.
The pathbreaking work of Stern (1974, 1977, 1985) and the more recent
contributions of Beebe (1985); (Beebe & Lachmann, 1988; Beebe & Stern,
1977) have illuminated how crucial the relationship of mutual influence is for
early self-development. They have also shown that self-regulation is achieved
at this point through regulating the other: I can change my own mental state by
causing the other to be more or less stimulating. Mother's recognition is the
basis for the baby's sense of agency. Equally important, although less
emphasized, is the other side of this play interaction: The mother is dependent
to some degree on the baby's recognition. A baby who is less responsive is a
less “recognizing” baby, and the mother who reacts to her apathetic or fussy
baby by overstimulating or withdrawing, is a mother feeling despair that the
baby does not recognize her.
In Stern's view, however, early play does not yet constitute intersubjective
relatedness (1985). Rather, he designates the next phase, when affective
attunement develops at 8 or 9 months, as intersubjectivity proper. This is the
moment that we discover “there are other minds out there!” and that separate
minds
—————————————
1 My remarks may be more apt for Kohut than self psychology as a whole,
which has recently shown an impetus to correct this one-sidedness and to
include the evolution of difference in relation to the other (e.g., Lachmann,
1986) as well as the relationship to the “true” object (Stolorow, 1986).
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can share a similar state. I would agree that this phase constitutes an advance
in recognition of the other, but I think the earlier interaction can be considered
an antecedent, in the form of concrete affective sharing. Certainly, from the
standpoint of the mother whose infant returns her smile, this is already the
beginning of reciprocal recognition. Therefore rather than designate the later
phase exclusively as intersubjective relatedness, I would rather conceptualize
a development of intersubjectivity in which there are key moments of
transformation.
In this phase, as Stern (1985) emphasized, the new thing is the sharing of
the inner world. The infant begins to check out how the parent feels when he
or she is discovering a new toy and the parent demonstrates attunement by
responding in another medium. By translating the same affective level into
another modality (e.g., from kinetic to vocal) the adult conveys the crucial fact
that it is the inner experience that is congruent. The difference in form makes
the element of similarity or sharing clear. I would add that the parent is not
literally sharing the same state, because the parent is (usually) excited by the
infant's reaction, not the toy itself. The parent is in fact taking pleasure in
contacting the child's mind.
This is a good point to consider the contrast between intersubjective theory
and ego psychology, a contrast that Stern made much of. The phase of
discovering other minds coincides roughly with Mahler's differertiation and
practicing, but there is an important difference in emphasis. In the
intersubjective view, the infant's greater separation, which Mahler
emphasizes in this perioc, actually proceeds in tandem with, and enhances the
felt connection with, the other. The joy of intersubjective attunement is: This
other can share my feeling. According to Mahler (see Mahler et al., 1975),
though, the infant of 10 months is primarily involved in exploring, in the “love
affair with the world.” The checking back to look at mother is not about
sharing the experience, but about safety/anxiety issues, “refueling.” It is a
phase in which Mahler sees the mother not as contacting the child's mind, but
giving him a push from the next.
Although Stern emphasized his differences with Mahler, I think the two
models are complementary, not mutually exclusive. It seems to me that
intersubjective theory amplifies separation-individuation theory at this point
by focusing on the affective exchange between parent and child and by
stressing the simultaneity of connection and separation. Instead of opposite
endpoints of a longitudinal trajectory, connection and separation form a
tension, which requires the equal magnetism of both sides.
Now it is this tension between connection and separation that I suggest we
track beyond the period of affective attunement. If we follow it into the 2nd.
year of life, we can see a tension developing between assertion of self and
recognition of the other. Translating Mahler's rapprochement crisis into the
terms of intersubjectivity, we can say that in this crisis the tension between
asserting self and recognizing the other breaks down and is manifested as a
conflict between self and other.
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My analysis of this crisis derives, in part, from philosophy, from Hegel's
formulation of the problem of recognition in The Phenomenology of Spirit
(1807/1952). In his discussion of the conflict between “the independence and
dependence of self-consciousness” Hegel showed how the self's wish for
absolute independence conflicts with the self's need for recognition. In trying
to establish itself as an independent entity, the self must yet recognize the
other as a subject like itself in order to be recognized by it. This immediately
compromises the self's absoluteness and poses the problem that the other
could be equally absolute and independent. Each self wants to be recognized
and yet to maintain its absolute identity: The self says, “I want to affect you,
but I want nothing you do or say to affect me, I am who I am.” In its encounter
with the other, the self wishes to affirm its absolute independence, even
though its need for the other and the other's similar wish give the lie to it.
This description of the self's absoluteness covers approximately the same
territory as narcissism in Freudian theory, particularly its manifestation as
omnipotence: The insistence on being one (everyone is identical to me) and
all alone (there is nothing outside of me that I do not control). Freud's (1911,
1915) conception of the earliest ego with its hostility to the outside, or its
incorporation of everything good into itself is not unlike Hegel's absolute self.
Hegel's notion of the conflict between independence and dependence meshes
with the classic psychoanalytic view in which the self does not wish to give
up omnipotence.
But even if we reject the Freudian view of the ego, the confrontation with
the other's subjectivity and the limits of self-assertion is a difficult one to
negotiate. The need for recognition entails this fundamental paradox: In the
very moment of realizing our own independent will, we are dependent on
another to recognize it. At the very moment we come to understanding the
meaning of I, myself, we are forced to see the limitations of that self. At the
moment when we understand that separate minds can share similar feelings,
we begin to find out that these minds can also disagree.
We return to Mahler's description of rapprochement, and see how it
illustrates the paradox of recognition and how the infant is supposed to get out
of it. Prior to rapprochement, in the self-assertion of the practicing phase, the
infant still takes himself or herself for granted, and his or her mother as well.
He or she does not make a sharp discrimination between doing things with
mother's help and without it. The infant is too excited by what he or she is
doing to reflect on who is doing it. Beginning about 14 months, a conflict
emerges between the infant's grandiose aspirations and the perceived reality
of his or her limitations and dependency. Although now able to do more, the
toddler is aware of what she or he can't do and what she or he can't make
mother do—for example, stay with her or him instead of going out. Many of
the power struggles that begin here (wanting the whole pear, not a slice) can
be summed up as a demand, “Recognize my intent!” The child will insist that
mother share everything, participate in all her or his deeds, acquiesce to all
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her or his demands. The toddler is also up against the increased awareness of
separateness, and consequently, of vulnerability: She or he can move away
from mother, but mother can also move away from her or him.
If we reframe this description from the intersubjective perspective, the
infant now knows that different minds can feel differently, that he or she is
dependent as well as independent. In this sense, rapprochement is the crisis of
recognizing the other, specifically of confronting mother's independence. It is
no accident that mother's leaving becomes a focal point here, for it confronts
the child not only with separation but with her independent aims. For similar
reasons, the mother may experience conflict at this point; the child's demands
are now threatening, no longer simply needs, but expressions of his or her
independent (tyrannical) will. The child is different from her mental fantasy,
no longer her object. He or she may switch places with her: from passive to
active. The child, not the mother, is now the repository of omnipotence she
once attributed to the “good” all-giving mother. How she responds to her
child depends on her ability to mitigate such fantasies with a sense of real
agency and separate selfhood, on her confidence in her child's ability to
survive conflict, loss, and imperfection. The mother has to be able both to set
clear boundaries for her child and to recognize the child's will, to both insist
on her own independence and respect that of the child—in short, to balance
assertion and recognition. If mother and child fail to work out this balance
together, omnipotence continues, attributed either to the mother or the self; in
neither case can we say that the development of mutual recognition has been
furthered.
From the standpoint of intersubjective theory, the ideal resolution of the
paradox of recognition is for it to continue as a constant tension between
recognizing the other and asserting the self. However, in Mahler's theory the
rapprochement conflict appears to be resolved through internalization, the
achievement of object constancy—when the child can separate from mother or
be angry at her and still be able to contact her presence or goodness. In a
sense, this sets the goal of development too low: it is difficult and therefore
sufficient for the child to accomplish the realistic integration of good and bad
object representations (Kernberg, 1980). The sparse formulation of the end
of the rapprochement conflict is, shall we say, anticlimactic, leaving us to
wonder, is this all? In this picture, the child only has to accept mother's
disappointing him or her, he or she does not begin to shift his or her center of
gravity to recognize that mother does this because she has her own center.
The breakdown and recreation of the tension between asserting one's own
reality and accepting the other's is a neglected aspect of the crisis, but it is
equally important. This aspect emerges when we superimpose Winnicott's
(1971) idea of destroying the object over Mahler's rapprochement crisis. It is
destruction—negation in Hegel's sense—which enables the subject to go
beyond relating to the object through identification, projection, and other
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intrapsychic processes having to do with the subjectively conceived object. It
enables the transition from relating (intrapsychic) to using the object, carrying
on a relationship with an other who is objectively perceived as existing
outside the self an entity in his or her own right. That is, in the mental act of
negating or obliterating the object, which may be expressed in the real effort
to attack the other, we find out whether the real other survives. If the other
survives without retaliating or withdrawing under the attack, then we know
him or her to exist outside ourselves, as not just our mental product.
Winnicott's thesis suggests a basic tension between denial and affirmation
of the other (between omnipotence and recognition of reality). Another way to
understand the conflicts that occur in rapprochement is through the concepts of
destruction and survival: The wish to absolutely assert the self and deny
everything outside one's own mental omnipotence must sometimes crash
against the implacable reality of the other. The collision Winnicott has in
mind, however, is not one in which aggression occurs “reactive to the
encounter with the reality principle,” but one in which aggression “creates the
quality of externality” (Winnicott, 1971, p. 110). When the destructiveness
damages neither the parent nor the self, external reality comes into view as a
sharp, distinct contrast to the inner fantasy world. The outcome of this process
is not simply reparation or restoration of the good object, but love, the sense
of discovering the other (Eigen, 1981; Ghent, 1990).
The flipside of Winnicott's analysis would be that when destruction is not
countered with survival, when the other's reality does not come into view, a
defensive process of internalization takes place. Aggression becomes a
problem—how to dispose of the bad feeling. What cannot be worked through
and dissolved with the outside other is transposed into a drama of internal
objects. It shifts from the domain of the intersubjective into the domain of the
intrapsychic. In real life, even when the other's response dissipates
aggression, there is no perfect process of destruction and survival; there is
always also internalization. All experience is elaborated intrapsychically, we
might venture to say, but when the other does not survive and aggression is not
dissipated, it becomes almost exclusively intrapsychic. It therefore seems to
me fallacious to see internalization processes only as breakdown products or
defenses; rather I see them as a kind of underlying substratum of our mental
activity—a constant symbolic digestion process that constitutes an important
part of the cycle of exchange between the individual and the outside. It is the
loss of balance between the intrapsychic and the intersubjective, between
fantasy and reality—that is the problem.
Indeed, the problem in psychoanalytic theory has been that
internalization—either the defensive or the structure-building aspects
(depending on which object relations theory you favor) has obscured the
component of destruction that Winnicott (1964, p. 62) emphasized:
discovering “that fantasy and fact, both important, are nevertheless different
from each other.” The
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complementarity of the intrapsychic and intersubjective modalities is
important here: As Winnicott made clear, it is in contrast to the fantasy of
destruction that the reality of survival is so satisfying and authentic.
Winnicott thus offered a notion of a reality that can be loved, something
beyond the integration of good and bad. Whereas the intrapsychic ego has
reality imposed from the outside, the intersubjective ego discovers reality.
This reality principle does not represent a detour to wish fulfillment, a
modification of the pleasure principle. Nor is it the acceptance of a false life
of adaptation. Rather, it is a continuation under more complex conditions of
the infant's original fascination with and love of what is outside, his or her
appreciation of difference and novelty. This appreciation is the element in
differentiation that gives separation its positive, rather than simply hostile,
coloring: love of the world, not merely leaving or distance from mother. To
the extent that mother herself is placed outside, she can be loved; then
separation is truly the other side of connection to the other.
It is this appreciation of the other's reality that completes the picture of
separation and explains what there is beyond internalization—the
establishment of shared reality. First (1988) provided some very germaine
observations of how the toddler does begin to apprehend mutuality as a
concomitant of separateness, specifically in relation to the mother's leaving.
The vehicle of this resolution is, expanding Winnicott's notion, cross
identification: the capacity to put oneself in the place of the other based on
empathic understanding of similarities of inner experience. The 2–year-old's
initial role-playing imitation of the departing mother is characterized by the
spirit of pure retaliation and reversal—“I'll do to you what you do to me.” But
gradually the child begins to identify with the mother's subjective experience
and realizes that “I could miss you as you miss me,” and, therefore, that “I
know that you could wish to have your own life as I wish to have mine.” First
showed how, by recognizing such shared experience, the child actually moves
from a retaliatory world of control to a world of mutual understanding and
shared feeling. This analysis adds to the idea of object constancy, in which
the good object survives the bad experience, the idea of recognizing that the
leaving mother is not bad but independent, a person like me. By accepting
this, the child gains not only his or her own independence (as traditionally
emphasized) but also the pleasure of shared understanding.
Looking backward, we might trace the outlines of a developmental
trajectory of intersubjective relatedness up to this point. Its core feature is
recognizing similarity of inner experience in tandem with difference. We
could say that it begins with “We are feeling this feeling,” and then moves to
“I know that you, who are an other mind, share this same feeling.” In
rapprochement, however, a crisis occurs as the child begins to confront
difference—“You and I don't want or feel the same thing.” The initial
response to this discovery is a breakdown of recognition between self and
other: I insist on my way, I refuse
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to recognize you, I begin to try to coerce you; and therefore I experience your
refusal as a reversal: you are coercing me. Here the capacity for mutual
recognition must stretch to accomodate the tension of difference, the
knowledge of conflicting feelings.
In the 3rd year of life, this issue can emerge in symbolic play. Here, the
early play at retaliatory reversal may be a kind of empowerment, where the
child feels “I can do to you what you do to me.” But then the play expands to
include the emotional identification with the other's position, and becomes
reflexive so that, as First put it, “I know you know what I feel.” In this sense,
the medium of shared feeling remains as important to intersubjectivity in later
phases as in early ones. But it is now extended to symbolic understanding of
feeling so that “You know what I feel, even when I want or feel the opposite
of what you want or feel.” This advance in differentiation means that “We can
share feelings without my fearing that my feelings are simply your feelings.”
The child who can imaginatively entertain both roles—leaving and being
left—begins to transcend the complementary form of the mother-child
relationship. The complementary structure organizes the relationship of giver
and taker, doer and done to, powerful and powerless. It allows you to reverse
roles, but not to alter them. In the reversable relationship, each person can
play only one role at a time: One person is recognized, the other person is
negated; one subject, the other object. This complementarity does not dissolve
omnipotence, but shifts it from one partner to the other. The movement out of
the world of complementary power relations into the world of mutual
understanding thus shows us an important step in the dismantling of
omnipotence: Power is dissolved, rather than transferred back and forth in an
endless cycle between child and mother.
When mutual recognition is not restored, when shared reality does not
survive destruction, then complementary structures and “relating” to the inner
object predominate. Because this occurs commonly enough, the intrapsychic,
subject-object concept of the mind actually fits with the dominant mode of
internal experience. This is why, notwithstanding our intersubjective
potential, the reversable complementarity of subject and object
conceptualized by intrapsychic theory illuminates so much of the internal
world. The principles of mind Freud first analyzed (e.g., the reversal of
opposites, like active and passive, the exchangeability or displacement of
objects) thus remain indispensr able guides to the inner world of objects.
But even when the capacity for recognition is well developed, when the
subject can use shared reality and receive the nourishment of “other-than-me
substance,” the intrapsychic capacities remain. The mind's ability to
manipulate, to displace, to reverse, to turn one thing into another is not a mere
negation of reality, but the source of mental creativity. Furthermore, when
things go well, complementarity is a step on the road to mutuality. The
toddler's insistent reciprocity, his efforts to reverse the relationship with the
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mother, to play at feeding, grooming, and leaving her, is one step in the
process of identification that ultimately leads to understanding.
Thus “using” the other properly remains in counterpoint to “relating
through identifications.” Using, that is recognizing, implies the capacity to
transcend complementary structures, but not the absence of them. It does not
mean the disappearance of fantasy or of negation but that “destruction
becomes the unconscious backcloth for love of a real object” (Winnicott,
1971, p. 111). It means a balance of destruction with recognition. In the
broadest sense, internal fantasy is always eating up or negating external
reality—“While I am loving you I am all the time destroying you in
(unconscious) fantasy.” (p. 106) The loved one is being continually destroyed
but its survival means that we can eat our reality and have it too. From the
intersubjective standpoint, all fantasy implies the negation of the real other,
whether its content is negative or idealized. Just as, from the intrapsychic
view, external reality is simply that which is internalized as fantasy. The
ongoing interplay of destruction and recognition is a dialectic between fantasy
and external reality.
In the analytic process, the effort to share the productions of fantasy
changes the status of fantasy itself, moving it from inner reality to
intersubjective communication. The fantasy object, who is being related to or
destroyed and the usable other, who is there to receive the communication and
be loved, complement each other. What we find in the good hour is a
momentary balance between intrapsychic and intersubjective dimensions, a
sustained tension or rapid movement between the patient's experience of us as
inner material and as the recognizing other. (This suspension of the conflict
between the two experiences bears on the understanding of transitional space
as well.) The opportunity to engage at both levels is, in part, what is
therapeutic about the relationship. The restoration of balance between
intrapsychic and intersubjective in the psychoanalytic process should not be
construed as an adaptation that reduces fantasy to reality, but rather as
practice in the sustaining of contradiction.
When the tension of sustaining contradiction breaks down, as it frequently
does, the intersubjective structures—mutuality, simultaneity, and paradox—
are subordinated in favor of complementary structures. The breakdown of
tension between self and other in favor of relating as subject and object is a
common fact of mental life. But this breakdown cannot be accounted for or
counteracted simply by adopting the ideal of balance, an idea of normalcy
which decrees that breakdown reflects failure, and that the accompanying
phenomena—internalization/fantasy/aggression—are pathological. If the clash
of two wills is an inherent part of intersubjective relations, then no perfect
environment can take the sting from the encounter with otherness. The
question becomes how the inevitable elements of negation are processed. It is
“good enough” that the inward movement of negating reality and creating
fantasy should eventually be counterbalanced by an outward movement of
recognizing
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the outside. To claim anything more for intersubjectivity would invite a
triumph of the external, a terrifying psychic vacuity, an end to creativity
altogether. A relational psychoanalysis should leave room for the messy,
intrapsychic side of creativity and aggression; it is the contribution of the
intersubjective view that may give these elements a more hopeful cast,
showing destruction to be the other of recognition.
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Article Citation [Who Cited This?]
Benjamin, J. (1990). An Outline of Intersubjectivity. Psychoanal. Psychol.,
7S(Supplement):33-46
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