2018 Impact Factor 1.381
Agroecology and Sustainable Food Systems
Volume 43, Number 7-8, 2019
Editorial
Special issue editorial: What do we mean by agroecological scaling?
Bruce G Ferguson, Miriam Aldasoro Maya, Omar Giraldo, Mateo Mier y Terán Giménez Cacho, Helda Morales & Peter Rosset
Pages: 722-723
Published online: 05 Aug 2019
Articles
Scaling out agroecology from the school garden: the importance of culture, food, and place
Bruce G. Ferguson, Helda Morales, Kimberly Chung & Ron Nigh
Pages: 724-743
Published online: 29 Mar 2019
Agroecology on the periphery: A case from the Maya-Achí territory, Guatemala
Nathan Einbinder, Helda Morales, Mateo Mier Y Terán-Giménez Cacho, Miriam Aldasoro, Bruce G. Ferguson & Ronald Nigh
Pages: 744-763
Published online: 26 Mar 2019
Territorial resilience the third dimension of agroecological scaling: Approximations from three peasant experiences in the South
of Mexico
Alejandra Guzmán Luna, Bruce G. Ferguson, Birgit Schmook, Omar Felipe Giraldo & Elda Miriam Aldasoro Maya
Pages: 764-784
Published online: 28 May 2019
Can the state take agroecology to scale? Public policy experiences in agroecological territorialization from Latin America
Omar Felipe Giraldo & Nils McCune
Pages: 785-809
Published online: 01 Apr 2019
Peasant balances and agroecological scaling in Puerto Rican coffee farming
Nils McCune, Ivette Perfecto, Katia Avilés-Vázquez, Jesús Vázquez-Negrón& John Vandermeer
Pages: 810-826
i
Published online: 25 Apr 2019
Seed sovereignty and agroecological scaling: two cases of seed recovery, conservation, and defense in Colombia
Valeria García López, Omar Felipe Giraldo, Helda Morales, Peter M. Rosset & José María Duarte
Pages: 827-847
Published online: 27 Feb 2019
Zero Budget Natural Farming in India – from inception to institutionalization
Ashlesha Khadse & Peter M. Rosset
Pages: 848-871
Published online: 30 Apr 2019
Agroecology and La Via Campesina I. The symbolic and material construction of agroecology through the dispositive of
“peasant-to-peasant” processes
Valentín Val, Peter M. Rosset, Carla Zamora Lomelí, Omar Felipe Giraldo& Dianne Rocheleau
Pages: 872-894
Published online: 14 Apr 2019
Agroecology and La Via Campesina II. Peasant agroecology schools and the formation of a sociohistorical and political subject
Peter Rosset, Valentín Val, Lia Pinheiro Barbosa & Nils McCune
Pages: 895-914
Published online: 15 May 2019
MST’s experience in leveraging agroecology in rural settlements: lessons, achievements, and challenges
Ricardo Serra Borsatto & Vanilde F. Souza-Esquerdo
Pages: 915-935
Published online: 12 May 2019
Reviews
Situated agroecology: massification and reclaiming university programs in Venezuela
Olga Domené-Painenao & Francisco F. Herrera
Pages: 936-953
Published online: 20 May 2019
ii
Agroecology and Sustainable Food Systems
ISSN: 2168-3565 (Print) 2168-3573 (Online) Journal homepage: https://www.tandfonline.com/loi/wjsa21
Special issue editorial: What do we mean by
agroecological scaling?
Bruce G Ferguson, Miriam Aldasoro Maya, Omar Giraldo, Mateo Mier y
Terán Giménez Cacho, Helda Morales & Peter Rosset
To cite this article: Bruce G Ferguson, Miriam Aldasoro Maya, Omar Giraldo, Mateo Mier y Terán
Giménez Cacho, Helda Morales & Peter Rosset (2019) Special issue editorial: What do we mean
by agroecological scaling?, Agroecology and Sustainable Food Systems, 43:7-8, 722-723, DOI:
10.1080/21683565.2019.1630908
To link to this article: https://doi.org/10.1080/21683565.2019.1630908
Published online: 05 Aug 2019.
Submit your article to this journal
Article views: 15
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AGROECOLOGY AND SUSTAINABLE FOOD SYSTEMS
2019, VOL. 43, NOS. 7–8, 722–723
https://doi.org/10.1080/21683565.2019.1630908
EDITORIAL
Special issue editorial: What do we mean by
agroecological scaling?
As support for agroecology grows around the world, an urgent question spanning our field’s
scientific, practical, and movement dimensions is how agroecology can “scale” to include more
people in more places in fair, sustainable food systems. Our challenge is to seize this opportunity while pushing back against the tendency to strip agroecology of its transformative potential
by reducing it to a set of technical solutions for the resource degradation produced by
agribusiness (Giraldo and Rosset 2017). Here, we lay out what we mean (and do not mean)
by agroecological scaling and explain the scope of this special issue.
Agroecologists have not settled on a unified vocabulary for the aspiration we describe
above. There are many complementary and competing concepts, including amplification,
mainstreaming, territorialization, multiplication, irradiation, reconfiguration, transformation, regime change, and revolution. Our own research group (www.ecosur.mx/
masificacion-agroecologia/) is called Masificación de la Agroecología in Spanish, with
the intention of describing both engagement with masses of people and development of
a movement that is increasingly dense in terms of the practices and relationships
involved in any given territory. However, “massification” in English is rarely used in
this way, while the Portuguese massificação (like its Spanish cognate) can connote
homogenization (Freire 1970), which is far from our meaning. Here, we refer to “scaling”
because it seems to be the most commonly used term in English (Rosset and Altieri
2017). However, that word can cause an almost visceral reaction in our colleagues who
are familiar with the literature on international development, perhaps because scaling
often refers to the imposition of solutions that have worked well elsewhere, and because
those transplanted solutions so often fail or have unintended consequences (Hobbes
2014). Furthermore, the concept of scaling is far from straightforward. Changes can scale
up and out, horizontally and vertically, through active processes or as an emergent
property (Rosset and Altieri 2017; Wigboldus and Leeuwis 2013).
The nuances and pitfalls of scaling are of particular concern for agroecology because
agroecological science and practice are rooted in knowledge developed by indigenous and
peasant farmers in relation to specific territorial contexts (Brescia 2017; Rosset and Altieri
2017). Although general patterns and principles may emerge from that knowledge, attempts to
transplant practices from one place to another are risky. Furthermore, because agroecological
movements place a high value on autonomy and food sovereignty, effective agroecological
scaling can only occur when local actors – particularly those whose views are often disregarded,
including peasants, indigenous people, women, and people of color – are protagonists as well as
beneficiaries of scaling (Rosset and Altieri 2017).
What emerges from this unresolved discussion around terminology is a consensus
that scaling cannot be performed through the cookie-cutter transfer of agroecological
practices from one place to another. Instead, scaling is about relationships, processes,
policy, power, and practice that nurture social organization, learning, and adaptation.
Agroecological movements and academics will need to continue to address the questions
and conflicts that arise from diverse terminology, disciplines, and contexts. However, we
argue that agroecology is based on a plural epistemology, and thus we should not waste
© 2019 Taylor & Francis
AGROECOLOGY AND SUSTAINABLE FOOD SYSTEMS
723
too much energy seeking homogeneity, but rather foster horizontal dialog among multiple currents of thought.
Our own initial approach has been to explore cases in which scaling of peasant and
family farm agroecology has occurred and to distill from them key drivers of scaling
(Mier y Terán Giménez Cacho et al. 2018). This special issue delves more deeply into
some of these drivers, particularly teaching/learning processes, effective agroecological
practice, crises, and favorable markets and policies. Additionally, several articles emphasize the fundamental role of social movements and collective peasant identity in resilience, expansion, and deepening of agroecological practice. Another emerging theme is
the interaction – often mutually reinforcing – among drivers. We expand on one of our
initial case studies (Zero Budget Natural Farming in India), and develop several others
over a broad range of geographic and organizational scales, from incipient, communitylevel experiences to the international peasant movement.
Our hope is to document and contribute to change that is pluralistic, transformative,
holistic, revolutionary, even spiritual. Such an agroecological worldview takes economies into
account without putting them at the center of our interactions. It embraces the role of science
while celebrating other ways of knowing. It focuses not on scarcity, but on our collective
knowledge and abilities, and on just relationships among ourselves, and with the land.
In theory, and in practice, this means working not toward a single big endeavor, but
a multitude of contextualized, articulated agroecologies. We are not talking about small
agroecological farms expanding to become latifundios. Rather, we embrace a vision of
scaling in which many small farms and many families in many territories produce and
eat agroecologically. Thus, scaling means recovery of a sense of solidarity, reciprocity,
and healthy proportion in our food systems. This vision of agroecological scaling
reinforces autonomy, biocultural diversity, spirituality, and conviviality. It situates agroecology as one key element of broader societal transformations that challenge capitalism,
colonialism, standardization, industrialization, patriarchy, and other forms of injustice.
References
Brescia, S., ed. 2017. Fertile ground. Scaling agroecology from the ground up. Canada: Food First Books.
Freire, P. 1970. Pedagogy of the oppressed. New York: Herder and Herder.
Giraldo, O. F., and P. M. Rosset. 2017. Agroecology as a territory in dispute: Between institutionality and
social movements. The Journal of Peasant Studies 45:545–64. doi:10.1080/03066150.2017.1353496.
Hobbes, M. 2014. Stop trying to save the world. Big ideas are destroying international development. The New
Republic. https://newrepublic.com/article/120178/problem-international-development-and-plan-fix-it.
Mier y Terán Giménez Cacho, M., O. F. Giraldo, M. Aldasoro, H. Morales, B. G. Ferguson, P. Rosset,
A. Khadse, and C. Campos. 2018. Bringing agroecology to scale: Key drivers and emblematic cases.
Agroecology and Sustainable Food Systems 42:637–65. doi:10.1080/21683565.2018.1443313.
Rosset, P. M., and M. A. Altieri. 2017. Agroecology: Science and politics. Canada and United Kingdom:
Fernwood and Practical Action.
Wigboldus, S., and C. Leeuwis. 2013. Towards responsible scaling up and out in agricultural development:
An exploration of concepts and principles. The Netherlands: Wageningen.
Bruce G Ferguson
El Colegio de la Frontera Sur (ECOSUR), San Cristóbal de Las Casas, Mexico
[email protected] http://orcid.org/0000-0003-3963-2024 El Colegio de la
Frontera Sur (ECOSUR), San Cristóbal de Las Casas, Mexico
Miriam Aldasoro Maya, Omar Giraldo, Mateo Mier y Terán Giménez Cacho, Helda Morales
and Peter Rosset
Masificación de la Agroecología research group, El Colegio de la Frontera Sur, Mexico
Agroecology and Sustainable Food Systems
ISSN: 2168-3565 (Print) 2168-3573 (Online) Journal homepage: https://www.tandfonline.com/loi/wjsa21
Scaling out agroecology from the school garden:
the importance of culture, food, and place
Bruce G. Ferguson, Helda Morales, Kimberly Chung & Ron Nigh
To cite this article: Bruce G. Ferguson, Helda Morales, Kimberly Chung & Ron Nigh (2019):
Scaling out agroecology from the school garden: the importance of culture, food, and place,
Agroecology and Sustainable Food Systems, DOI: 10.1080/21683565.2019.1591565
To link to this article: https://doi.org/10.1080/21683565.2019.1591565
Published online: 29 Mar 2019.
Submit your article to this journal
View Crossmark data
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https://doi.org/10.1080/21683565.2019.1591565
Scaling out agroecology from the school garden:
the importance of culture, food, and place
Bruce G. Ferguson
a
, Helda Morales
a
, Kimberly Chungb, and Ron Nigh
c
a
Departamento de Agricultura, Sociedad y Ambiente, El Colegio de la Frontera Sur, San Cristóbal de
Las Casas, Chipas, Mexico; bDepartment of Community Sustainability, Michigan State University, East
Lansing, Michigan, USA; cCentro de Investigaciones y Estudios Superiores en Antropología Social, San
Cristóbal de Las Casas, Chiapas, México
ABSTRACT
KEYWORDS
We explore potential and limitations for agroecological scaling
through formal education, using the LabVida school gardens
program in Chiapas, Mexico as a case study. Through LabVida
training, educators gained an appreciation of agroecology and
learned to apply agroecological practices, although their
understanding of agroecological principles and scientific process remained limited. The greatest program impact was on
educators’ eating habits, and their perception of the value of
local knowledge and its relevance to school work. The case
study demonstrates the potential of garden and food-system
work to leverage institutional resources in ways that can
improve educational outcomes, including agroecological literacy. Increased awareness of agroecology and the value of
local knowledge may intersect with other drivers of scaling,
including markets, organizational fabric, and policy.
Inquiry-based learning;
participatory action
research; place-based
education; science
education; teacher training
Introduction
Food system actors, from the Food and Agriculture Organization to the
international peasant movement increasingly embrace agroecology as a key
to food system transformation (FAO 2018; Rosset and Martínez-Torres
2013). However, there are relatively few documented instances of agroecological scaling, defined as involving “transformative social processes for the
diffusion of agroecological practice; and to broaden access to food grown in
healthy, environmentally friendly ways” (Mier y Teran Giménez et al. 2018
and other articles in this issue). Contextualized, integrative teaching-learning
processes are one key driver of this social transformation (Mier y Teran
Giménez et al. 2018), and some examples of scaling are organized around
methodologies for informal education. Yet, embedding agroecology training
into formal education systems may amplify scaling efforts by leveraging
existing institutions to expose students to agroecological principles and
practice beginning at an early age. We use our school garden program in
CONTACT Bruce G. Ferguson
[email protected]
Departament of Agriculture, Society, and the
Environment, El Colegio de la Fronter Sur, San Cristóbal de Las Casas, Chipas, Mexico
© 2019 Taylor & Francis
2
B. G. FERGUSON ET AL.
Chiapas, Mexico, Laboratorios para la Vida (LabVida; redhuertos.org/
Labvida/), as a case study to analyze potential contributions and constraints
of agroecological scaling through formal education.
The science and practice of agroecology are products of ongoing dialog
among farmers, scientists, and others, representing a transdisciplinary body
of knowledge that creates unique pedagogical challenges (David and Bell
2018, Code 2017; Rosset et al. 2011; Østergaard et al. 2010). Agroecological
pedagogy must embrace the complexity and variability in agroecosystems as
well as the role of farmers in knowledge creation and adaptation (David and
Bell 2018; Rosset et al. 2011). Farmer organizations and movements have
been protagonists in the construction of innovative methodologies for informal education around agroecology and food (Meek et al. 2017). Social movements have also contributed to the institutionalization of agroecology
education (e.g. Brem-Wilson and Nicholson 2017, Barbosa 2016) and their
methodologies sometimes include school and community garden work
(Mariano, Hilário, and Tarlau. 2016, Meek 2015).
These efforts are part of an international boom in garden-based learning
that embraces a broad range of objectives (e.g. FAO 2010, Gibbs et al. 2013).
In Mexico, the history of school gardens dates back at least as far as the postrevolutionary 1920’s, when each rural school was assigned a “parcela escolar”
for action learning (Loyo 2006). Recent NGO, academic, and government
efforts have revived interest in garden-based learning (Morales 2017, sites.
google.com/site/huertosescolaresciceana/el-huerto/heen-mexico, www.colme
namx.com/, www.si-kanda.org/, redhuertos.org, rhecredhuertos.wixsite.com/
rhec), motivated in part by challenges in Mexico’s educational and food
arenas. Modern education in Mexico, as in other countries (Smith 2002),
generally privileges “universal” knowledge and skills that are divorced from
local context, thus alienating students from the kinds of knowledge that
ground traditional agroecological practice (Gutiérrez Narváez 2011).
Schools work largely from a centralized curriculum developed in Mexico
City. In places like rural Chiapas, where teachers often commute from cities
and generally don’t speak local indigenous languages, the gap between school
and community becomes a chasm.
Intentionally or not, students are taught that peasant and indigenous
life ways are inferior to those represented in the formal curriculum
(García Vasquez et al. 2014). Lack of cultural relevance in public education is a long-standing grievance of indigenous chiapanecans. Teachers’
disdain toward indigenous and peasant people and their traditions manifests itself in physical and psychological abuse, and helps explain why
autonomous, decolonial, intercultural education has figured among the
priorities of the Zapatista uprising (Baronnet 2011). Food is one arena in
which this cultural subordination plays out in schools. By secondary
school the status quo is to bring a few pesos for soda, chips and candy,
AGROECOLOGY AND SUSTAINABLE FOOD SYSTEMS
3
and students are embarrassed to be seen with traditional foods (Jenatton
2017). Food aid programs, including school breakfasts, are based on
unfamiliar, packaged products (García-Parra et al. 2015). Through such
mechanisms, schools can steer young people away from traditional foodways and agriculture (Wight 2013).
The traditional milpa and home garden-based diet offers a healthy mix of
whole grain, legumes, vegetables, fruit, and some animal protein (Solomons
2000). However, food systems in Chiapas, as in the rest of Mexico, have become
industrialized at an astounding pace over the last 2–3 decades (Nigh and
González Cabañas 2015). Consumption of sweetened soft drinks is high by
any standard, and the prevalence of metabolic syndrome is skyrocketing
(Lopez and Jacobs 2018). Food system industrialization erodes the bioregional
and agroecological knowledge that undergirds traditional foodways (Berry 1996;
Wight 2013).
This juncture motivated us to found the LabVida program. We hoped that
by training teachers, we could help recover and renew agroecological knowledge and biocultural heritage by creating a place for them in schools.
LabVida uses school gardens as a venue to link local knowledge with
scientific thought and respect for place. Our intention is to promote understanding of agroecology based on scientific process, appreciation for local
knowledge and culture, inquiry, and ecological relationships among healthy
soils, crops, people, and communities. Our pedagogical strategy rejects linear,
technocratic thinking in favor of a more critical and holistic approach.
LabVida embraces place-based education (PBE) that blends ecological and
social justice concerns (Gruenewald and Smith 2008) to 1) identify, recover,
and create spaces that teach us how to reinhabit environments that have been
disrupted by exploitation and 2) decolonialize by prioritizing local knowledge. Accordingly, our approach to agroecology education develops ecological literacy through critical, transdisciplinary learning experiences that are
situated in culture and community.
In this paper we analyze how participants in LabVida training understood
the concepts described in the preceding paragraph, and how those concepts
influenced their teaching practice. We also explore the challenges encountered by these teachers, most of who had little prior knowledge of agriculture,
natural sciences, or scientific research. Our analysis focuses on understanding
how school gardens can contribute to scaling out agroecology through formal
education.
The LabVida case study
The findings are based upon our experience with a community of practice
that formed around LabVida, our 120-hour continuing education program
for teachers in Chiapas, Mexico. LabVida developed a network of educators
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B. G. FERGUSON ET AL.
who use school gardens and experiential education to teach principles of
agroecology, food sovereignty and action research. The curriculum included
modules on agroecological skills and knowledge; scientific process and thinking; health and nutrition; embracing local agroecological knowledge and
foodways; strategies for garden program sustainability; and design and application of garden-based lessons and projects linked to a broad range of subject
areas within the official curriculum.
Lab Vida provided ongoing support for participants as their practice
developed over the course of the school year. We began with a two-week
intensive period during summer vacations during which participants were
introduced to each module and experimented with ways to use a garden to
incorporate these concepts into their teaching. We met for weekend sessions
each month over the course of the school year to share experiences and
develop collective knowledge as participants experimented with principles
and activities in their curricula.
We took an experiential constructivist approach (Piaget 1971) and encouraged teachers to do likewise. We used generative questions to explore knowledge that the group already possessed around each new topic and invited
community experts to share their agroecological techniques and foodways.
We also promoted inquiry-based learning as the foundation for critical, scientific thinking that is situated in local realities. Participants practiced critical
reflection on their progress implementing the program with their students.
Fifty-five educators in two cohorts participated in our training from
July 2012 to March 2013 and July 2013 to July 2014. The majority were
middle school (28) and primary teachers (14), but a few taught in preschools
(2), high schools (3), and universities (2). Four were officials of the Public
Education Secretariat (SEP) and two were university students. Most of the
teachers were from public schools, but 5 worked in private schools and 10 in
alternative programs or NGOs. Although we concentrated our recruiting
efforts in the Chiapas highlands, participants came from 51 schools, spread
across 28 municipalities. Thirty-eight were rural schools and thirteen urban
schools. Thirty-eight completed enough training hours and submitted
enough work to receive a diploma. Of the other 17, some attended but did
not complete written work. Others stopped attending because of unforeseen
personal or professional commitments, or did not inform us of their reasons.
Although the program was accredited by El Colegio de la Frontera Sur, it was
not recognized by the SEP. Participants paid a small fee on a sliding scale.
Thus this was a self-selected group, committed to their teaching and to the
program’s subject areas.
This work took place during a tumultuous period, in which teachers and their
unions, particularly in Oaxaca and Chiapas, were among the principle opponents to the Peña Nieto administration’s neoliberal reforms. Periodic teachers’
strikes, particularly during 2013–14, occurred during the training sessions and
AGROECOLOGY AND SUSTAINABLE FOOD SYSTEMS
5
the school year. Conflicts and stress around the strike, and time and energy
devoted to union actions no doubt affected public school teachers’ participation
in our program as well as implementation of garden-based activities in their
schools.
Methods
Participation in LabVida was framed as action research for both the participants and the program facilitators. Data collection was largely qualitative and
open-ended, generated from written or verbal prompts for participants as
well as established routines and protocols for the facilitators.
Participants were asked to record their own learning journey using common tools that encouraged open-ended answers, thus performing firstperson research on their own pedagogy and practice (Reason and Bradbury
2008). In addition, during the workshops they engaged in collective sensemaking from their individual experiences to create new, shared knowledge
from these experiences. (second-person research sensu Reason and Bradbury
2008). The sample for this paper includes the 38 participants (17 men and 21
women, 18–60 years old, with an average age of 36) who contributed four or
more data artifacts. These include letters of intent (N = 38), pre- and posttraining surveys (N = 35 and 28), written self-evaluations by the first cohort
as they began the 2012–13 school year (10), interviews with members of
the second cohort as they began the 2013–14 school year (16), reflections
written during the last training session (N = 28), post-training interviews
(N = 38), and post-training focus groups for both cohorts.
Similarly, as leaders and facilitators of this program, we were also observers of the participants’ experiences as well as first person researchers of our
own experiences. Our multidisciplinary team, included the four authors as
well as three program staff members with expertise in agroecology, human
nutrition, indigenous knowledge, constructivist pedagogy, and participatory
action research. This team engaged in reflection, individually and collectively,
to critically observe our own work in program implementation. We wrote
notes on training sessions, conducted daily team debriefings after each workshop, and met regularly to make sense of our experiences as they related to
larger issues within the literature. Our notes from these sessions, our school
visits, and materials produced by the participants comprise the set of texts
that we analyzed to assess the experience of this program from the perspective of both facilitators and participants.
Data analysis
We used thematic coding to analyze the qualitative data. Through first-cycle
coding (Saldaña 2015) we developed an initial codebook that defined codes
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B. G. FERGUSON ET AL.
linked to topical and pedagogical themes related to the goals of the LabVida
program. The first three authors (KC, HM, and BGF) then simultaneously
read and applied the codes to the data from a subset of participants from the
first LabVida cohort. The resulting findings were compared across coders
and refinements made to the codebook. We repeated this process for a subset
of data from the second cohort. A second cycle of coding led to more specific
and analytic definitions of codes (Saldaña 2015). The sample was divided by
participant among the coding authors and two additional sessions were used
to refine a final set of codes that were applied to the entire sample. Memos
were created, by participant, to collect and summarize the extracted evidence
for each participant. We then summarized the data by participant and by
theme. Checklist and conceptually clustered displays allowed for comparison
within and across the cases and allowed identification of patterns across the
entire sample of participants (Miles, Huberman, and Saldaña 2014).
Results and discussion
Program elements emphasizing food and place-based learning captured
teachers’ interest and provided natural avenues for creative and transformative processes. Food and place sometimes served as bridges from which to
approach other central topics of the training program, such as agroecological
production and the scientific process. On the other hand, we were only
partially successful in teaching general principles of agroecology and scientific ways of knowing. Below, we present our findings and analysis in detail,
organized according to the major objectives of the program and substantiated
with examples in the participants’ own words.
Agroecological principles and practice
Our starting point and central goal for teaching agroecology in LabVida was
that participants understand that agroecological management is guided not
by “recipes” but by principles that must be adapted to fit local context. These
principles were presented in lay language and represented concepts that are
essential to the third level of agroecological transition described by Gliessman
(2016), the redesign of agroecosystems. Examples included the centrality of
biodiversity at the genetic, species, field, and landscape scales for improving
productivity directly and by strengthening the agroecosystem’s “immune
system,” the key role of soil biota and organic matter in soil fertility, closing
nutrient cycling loops and maximizing efficiency in use of materials, water,
and energy (Altieri and Nicholls 2012), and taking a preventative rather than
a curative approach (Morales 2002).
Despite repeated emphasis of these principles, just over half of participants
(55%) identified one or more principles when asked to explain something
AGROECOLOGY AND SUSTAINABLE FOOD SYSTEMS
7
important to them about agroecology. Their responses varied, with some
representing a more complex understanding of agroecology:
The idea that stuck with me is the importance of life in the soil, the importance of
microorganisms and organic matter for plant growth, as well as the association among
these and with animals. This seems important because it guarantees diversity and coexistence among these beings and elements of the Earth. (Olimpia, university social
science professor)
Others did not identify a key principle but understood the essence of
agroecology as growing food while also caring for the Earth and each other:
[The program] has helped me a lot to understand how magnificent it is to care for and
conserve our Earth, the people who grown and sell our vegetables, the good that it does
our bodies to help us stay healthy (Ximena, rural technical secondary teacher).
Eighty-nine percent were able to establish gardens and 97% of those with
gardens experimented with agroecological practices such as polycultures and
organic fertilization. Some (40%) mentioned starting gardens and compost at
their homes:
My dream now is to get my neighbors to grow some of the foods they consume
most, and to take advantage of spaces that aren’t used. (Narea, garden coordinator,
urban private school)
I’ve learned about vegetable growing and its functions, and I’ve planted a garden at
home with my family. I have a worm compost at home. I’m looking for lots of
information to begin to transform my home to make it as ecological as possible.
(Lucas, rural telesecondary teacher)
For garden management, we encouraged participants to think in terms of
preventative, agroecosystem design approaches (Gliessman 2016). We invited
them to use challenges that arose in their gardens as opportunities for inquirybased learning through bibliographic or online research, observation and experimentation, or interviews with community experts. Nonetheless, participants
were particularly attentive whenever guest speakers or group members offered
simple recipes for controlling pests or pathogens and other input-substitution
strategies (Gliessman 2016). One of their most frequent suggestions for improving our program was to include more “practical” activities and information for
garden work.
It is understandable that teachers with little agricultural (or science) experience want simple solutions for keeping their gardens productive, particularly
since most were accustomed to a pedagogical style in which a teachers offer
answers rather than promoting inquiry. We worry, however, that proferring
such solutions may perpetuate the simple, linear thinking that characterizes
Green-Revolution agronomy and can constitute a barrier for adoption of agroecology (Piasentin and Ruivenkamp 2015). Developing engaging, effective
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B. G. FERGUSON ET AL.
strategies promoting integrative thinking is a central challenge of agroecological
education (David and Bell 2018).
Scientific process and inquiry-based learning
Developing an appreciation for the scientific process was another central
theme of the LabVida program. Many participants were motivated by their
desire to be better teachers, particularly with regard to science. We were
motivated by low levels of scientific literacy in our region, and by the belief
that critical thinking skills are necessary for making good decisions regarding
farming and food. For agroecology to spread effectively, people must have
the scientific tools for “intellectual self defense” from both the magic-bullet
solutions proffered by agroindustry and from pseudoscience using agroecological language (Vandermeer and Perfecto 2017).
Action research (AR) promoting interplay between scientific theory and local
practice (Méndez, Bacon, and Cohen 2013) has been central to the development
of agroecology and was our core methodology for approaching scientific
thought. We presented AR as a systematic approach to everyday problem
solving. In addition, we taught methods of formal scientific inquiry that can
be integrated into the AR process, and applied such tools in conjunction with
inquiry-based learning in the classroom, the garden, and farmer visits.
Participants learned ethnographic research principles and interviewing techniques and practiced with each other and with farmers. They practiced formulating researchable questions and hypotheses. We also presented and applied the
basics of experimental design, including concepts such as replicates, controls,
and randomization. To complete the training, participants were asked to design
and teach activities with their students that involved interviews and experiments,
and do action research by observing their own teaching practice.
Despite our intentions, only half of the participants attempted to use garden
and/or kitchen experiments in their teaching. Of these, only 26% succesfully
applied concepts of controls, replicates and/or randomization. For those few, it
was a great opportunity to teach topics including biology, Spanish and math:
[My students’] hypothesis was that dark soil would give better results because it’s
more humid and retains more water that the beans need in order to grow. Their
experiment was to plant beans in three very different types of soil to see where they
would grow better. They measured the height and number of seedlings in each
container. Each team took results to compare where the best growth occurred.
(Flora, rural technical secondary teacher and principal)
However, most did not attempt experiments in their schools, stating that they
did not have time, did not understand them, or did not see their relevance for
their teaching. Most participants (79%) also had difficulties understanding
AGROECOLOGY AND SUSTAINABLE FOOD SYSTEMS
9
and applying the AR process, despite our efforts to explain it in down-toearth ways:
I had lots of doubts about action research. We’re not researchers so it’s difficult for
us. (Olivia, rural telesecondary teacher)
Despite these challenges related to scientific thinking, most participants (74%)
successfully carried out inquiry work with their students. Much of this work
engaged students in observing phenomena in local gardens and kitchens, thus
rooting new questions and discoveries to their own world:
[My students] observed the sun’s route to see what part got more sun. They made
sundials and saw where the sun shines at given times…and that’s how they chose
where to put the garden. We worked on this over the four seasons of the year,
taking note of how nature changes. (Pedro, private urban preschool teacher)
We planted potatoes, harvested them, and brought them to the kitchen. We
investigated the flavor of the potatoes and compared them with potatoes from
the market. (Pedro)
I asked them to bring organic waste collected over three days to make compost.
With that material, we analyzed how much fruit and vegetables they eat.
I promoted inquiry, research methods, reflections, and strategies for improving
their diets. (Prudencia, rural university professor)
Others promoted scientific inquiry practices that had been modeled in
LabVida, for example, how to ask questions, develop hypotheses and record
their observations faithfully.
We’re working on the types of questions, “what,” “who,” “how,”…and we did it
starting from the garden. One girl asked “which fertilizer is better?” and I asked her
“how could you answer that question?” and she said “planting vegetables in
different fertilizers.”(Jacinto, periurban primary teacher)
Some of the questions that came up were “Why do peaches turn black after they’re
cut?,” “How can we stop the oxidation or blackening?” They had questions about
why they oxidize and what might work best, onion, lemon… And they came up
with answers themselves, that it has to do with humidity, that it’s because of the
weather… They had just been looking at the topic of food preservation and we
related the experiment directly to that topic. (Nicolas, telesecondary teacher)
Participants picked up on inquiry-based learning and the basics of ethnography more readily and applied them in their teaching practice. For example, many asked students to interview their relatives to learn about
agriculture or food traditions. This is a significant step toward teaching
scientific thought, particularly for teachers working within the context of
a public education system that has traditionally put students in the role of
passive recipients of knowledge (Gutiérrez Narváez 2011). Jacinto (a periurban primary teacher) exclaimed:
10
B. G. FERGUSON ET AL.
Science and experimentation are on the loose! They’ve even gotten into the
kitchen, and shattered the idea that only men in white coats with microscopes
do experiments.
These were satisfying experiences for teachers, and may help overcome their
fear of undertaking scientific inquiry with their groups. Firsthand experiences
and inquiry are key elements of place-based education for environmental
stewardship (Great Lakes Water Studies Institute 2005) and seem equally
significant for agroecological literacy.
Food and nutrition
Another central topic in LabVida training, “conscientious eating,” addressed
the interplay between food choices and culture, politics, economics, ecology,
and health. We placed particular emphasis on traditional milpa polycultures
and homegardens, and associated foodways, as biocultural heritage and
sources of abundant, diverse, nutritionally balanced diets (Ford and Nigh
2015; Zizumbo-Villareal, Flores-Silva, and Colunga-García Marín 2012). We
talked about relationships between well managed soils, healthy crops, and
healthy people (Jones et al. 2013), and about the influence of food system
industrialization on diets and health (Pollan 2008). In workshops, we studied
our own diets and reflected on changes related to our family and work lives,
traditions, culture, feelings and politics. In keeping with the experiential
nature of the program, we served healthy, agroecologically produced food
and had caterers discuss the significance of these dishes. Many represented
local or regional traditions and often the ingredients and their presentation
were novel, even challenging for some. Both familiar and unexpected foods
were subjects of lively conversation and reflection.
As a result, we saw important and unexpected changes in teachers perceptions and habits around food. Many reflected on industrialization and relocalization:
I saw the importance of harvesting and eating what we plant. We were used to
eating what we buy at the market or supermarket without thinking about the
whole process that brings these products to us. When we did the exercise with the
labels we realized how industrialized our food is. (César, telesecondary principal)
Even though we did not specifically ask about food habits, 63% reported
some change because of the program. Sixteen percent now buy at farmers
markets, 8% mentioned the importance of organic food, and 5% mentioned
becoming more conscientious consumers:
I try to have fewer brands in my kitchen and more local and natural products.
I drink water or juice instead of sweetened drinks. I don’t consume products that
generate a lot of pollution. I shop more at the market than at the supermarket.
(Emilio, rural telesecondary teacher)
AGROECOLOGY AND SUSTAINABLE FOOD SYSTEMS
11
Lucas (a rural telesecondary school teacher) commented that his habit was to
buy a box of supermarket food in San Cristóbal [the city] for his week in the
isolated community where he taught. Reflections spurred by LabVida training prompted him to explore the more traditional foods available in that
community.
Most started eating more vegetables:
Now I can cook more vegetables and I don’t see them as boring anymore. Even
my brother eats more vegetables now….I’m more confident inventing new ways
to prepare vegetables. One day I made cabbage with egg and my brother liked it
even though he’s purely carnivorous. Now we both feel that necessity and we find
ways to cook even when we don’t have much time. (Helena, rural primary
teacher)
Personal changes were not an explicit goal of the training, and they were
a surprise to us because influencing adults’ dietary habits is difficult
(Lappalainen et al. 1997). We interpret them as evidence that trainees, literally,
internalized what they learned. This may be a significant step toward changes in
what and how they teach, and in the example they set:
In the end, being a teacher means redefining myself, constantly learning, but above
all it implies acting in congruence with what I want to instill in and with the people
I work with. That means transforming my eating habits, taking care of the
environment at home and in my daily actions. (Elisa, rural telesecondary teacher)
Some participants reported changes in their students’ diets and thinking as
a result of food-related activities:
When we talked about healthy eating, [my students] understood that how food is
grown has an impact (Leandro, urban secondary science teacher)
I managed…to demonstrate the inequity in the distribution of food in the world.
(Olaya, private urban secondary science teacher)
Both food and farming can be “boundary objects” around which people with
different perspectives converge and organize (Favilli, Rossi, and Brunori
2015). However, for these educators, many of whom had little prior experience with farming or gardening, food consumption was a more comfortable
and universal conversation starter than food growing.
Personal changes may contribute to agroecological scaling directly and,
perhaps more importantly, teachers eating local agroecological produced food
can influence students’ perceptions and preferences (Francis et al. 2003). This
may be particularly significant in rural contexts, where, by consuming healthy,
traditional foods, teachers may help revert the “intercultural asymmetry”
between teachers and students described by Gutiérrez Narváez (2011).
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B. G. FERGUSON ET AL.
Fostering a dialog of knowledges through place-based learning
Horizontal, intercultural “dialog of knowledges” (“diálogo de saberes”) has
been essential to building movements for agroecology and territorial and
food sovereignty (Martínez-Torres and Rosset 2014). Dialog of knowledges is
based on the premise that valuable knowledge is generated from horizontal
dialog among diverse ways of knowing, particularly indigenous, feminist, and
others that are often marginalized. In this vein, LabVida fostered dialog of
knowledges between school and community through learning activities in
school gardens and local food systems. This was particularly urgent and
challenging within the context of an educational system that discriminates
against indigenous people (and, to a lesser extent, rural people in general)
through diverse mechanisms of cultural hegemony. These include decontextualized methodologies and contents as well as “a model of thinking, personal
construction, social existence, cultural pattern, and values that are foreign,
and, perhaps, opposed to those that characterize their culture” (García
Vasquez et al. 2014, our translation).
We invited teachers to use garden and food lessons and constructivist
methodology to bridge the gap between local and academic knowledge. In
particular, we encouraged teachers to incorporate content related to traditional agriculture and foodways, invite local food and farming experts to visit
schools or take their groups on farm and garden visits, and to use ethnographic techniques to learn about local knowledge.
Engagement with different ways of knowing was a particularly successful
aspect of LabVida training. At the end of the program 95% of teachers
demonstrated some appreciation for local knowledge, and for at least 53%,
this increased appreciation was a result of the program (our baseline data is
insufficient for the rest). Seventy-one percent integrated local knowledge and
the community in their teaching after starting the program:
… I also learned, together with the other teachers, how to work with indigenous
and academic knowledge in the same garden. (Lucas, rural autonomous teacher)
The certificate program also served to work with my students…to value things
about them, to tell them that what they have and what they know is important.
(Flora, technical secondary principal and teacher)
Participants’ reflections about what they and their students learned from
intercultural dialog underscored an increased appreciation for local knowledge and practices:
When my students saw that in 40–50 days we were harvesting radishes but for
beets it took six months, they thought about peasants’ work, that it’s not fair to
haggle over the prices. Many reflected on that. (Nicolas, urban secondary science
teacher)
AGROECOLOGY AND SUSTAINABLE FOOD SYSTEMS
13
[My students] decided to work with medicinal plants. They got all the information
from their parents. One girl even brought a homemade antiparasitic. Some of the
parents can’t read or write, but they feel good when their kids ask them things and
they can contribute to their education. (Xavier, periurban primary teacher)
For many children, part of the value of garden-based learning, was that it
provided a familiar setting from which to start learning other things:
We started with the kids’ preexisting knowledge… That reinforced teachings of
their parents, and they participated much more and without apprehension, because
it wasn’t something foreign for them, but something familiar. The program helped
me a lot because it motivated us to recover local knowledge, the kids participated
more because it’s something they know about. (Flora, rural primary teacher)
Working with something tangible and familiar like plants can even help
overcome language barriers between teachers and indigenous students:
The kids help with everything even though they don’t fully understand Spanish.
The plants helped. The students would explain to me how they do things.. (Olga,
technical secondary teacher)
Our findings are consistent with research on critical, experiential place-based
education (PBE) that contributes to social justice and decolonization
(Gruenewald 2003; Gruenewald and Smith 2008) and builds environmental
stewardship and collaborative relationships with community partners (Great
Lakes Water Studies Institute 2005). By connecting to the territories, communities, and cultures that students inhabit, PBE can help decolonize knowledge. PBE meshes with agroecology in its emphasis on “reinhabitation” of
places that have been exploited, and decolonization to foster more socially
just and ecologically sustainable ways of being in the world (Giraldo 2018;
Gruenewald 2003).
Developing continuity and a community of practice
A key concern for LabVida was to promote continuity and spread of gardenbased agroecology programs beyond the constraints of our own funding
cycles. To this end, we created structured and unstructured opportunities
for exchanges among participants within the training sessions, presented
strategies for engaging their educational communities in garden programs,
and promoted participation in the school garden network we founded in
2010, the Red Internacional de Huertos Escolares (redhuertos.org).
To promote garden program continuity, we encouraged trainees to engage
in participatory planning with their educational communities. For the first
cohort, we used a conventional strategic planning approach, but this did not
resonate with teachers and few got beyond cursory vision and mission
statements. For the second we used actor mapping or “sociograms” (Martín
14
B. G. FERGUSON ET AL.
Gutiérrez 2001) in which teachers drew networks of individuals and groups
with potential to influence the success and continuity of garden-based learning activities. This approach seemed more useful to teachers because it
focused on identifying the diversity of actors – particularly potential allies –
and the relationships among them.
Nonetheless, few participants (21%) were able to build alliances with their
colleagues at school and they were only moderately successful at engaging
with the local community (42%). For those that did create successful alliances, both kinds of relationships were significant:
We saw [Olivia’s] enthusiasm and she infected us with it. We formed a team and we
saw the results. (A colleague of Olivia’s during our visit to her rural telesecondary)
We are promoting school gardens with our colleagues. …We’re starting now to
incorporate them in our annual plan for the school and they will be a strong action
hub for our school year. We’re promoting them within the school and with the
families. We’re looking to do something similar to the certificate program with the
teachers so that they take ownership of the methodology. (César, rural telesecondary teacher and principal)
One stumbling block for creating alliances with colleagues and community
members was the frequent shuffling of teachers among schools, particularly in
rural areas (Gutiérrez Narváez 2011). Carolina (a rural preschool teacher), for
example, identified teacher mobility as a challenge for program continuity. At
the time of her interview, she knew that she would be at a different school the
next year but she was optimistic that garden work would continue:
The parents’ association likes the work we did a lot…It’s very gratifying to see that
the parents are satisfied with the garden work. They said they wouldn’t let the new
teacher abandon it, that they would explain this new way of working to her.
We don’t know if the parents were able to keep the garden going with the new
teacher, but Carolina established a garden at her new school and recruited
another colleague to collaborate with her.
School gardens motivated some children and their families to garden at
home:
I was able to generate more relationships with parents through activities in the
garden with their children. Others helped by giving advice and traditional farming
techniques. Now, each parent is planting his/her own garden. (Gilberto, auntonomous rural teacher)
As the program advanced, we saw a different kind of alliance arising. Many
participants (63%) recognized the significance of the community of practice
that formed within LabVida training, and of what they learned from with
fellow program participants (74%):
AGROECOLOGY AND SUSTAINABLE FOOD SYSTEMS
15
The group is very interesting and diverse. Now I have people to ask about these
different ways of doing things. (Leandro, urban secondary science teacher)
I learned a great deal from my companions in the program…the warm environment…allowed us to experience a climate of trust and friendliness. I felt like part
of a family. (Tadeo, rural technical secondary teacher)
For several of the participants, the international school garden network
became a key strategy for continuing to learn and build community around
school gardens and food. As the network broadened its geographic reach, in
2014 LabVida alumni created a state-level network, the Red Chiapaneca de
Huertos Educativos (RCHE), that meets more frequently. As Jacinto,
a periurban primary teacher and one of the RCHE organizers explained:
I’m betting on the Network. It would be good to continue, to look for ways to keep
meeting and learing. We need to continue with this kind of orientation. I’d like to
work with this idea of food sovereignty. (Jacinto, periurban primary teacher)
These teachers have helped coordinate the RCHE and its committees, hosted
Saturday-morning network gatherings at their schools, and recruited new
members.
In sum, building alliances through collaborative learning about food and
agroecology was among the most important outcomes of the Lab Vida experience.
This was facilitated by our action research approach (Greenwood and Levin 2007).
LabVida encouraged participants to create their own learning journey and to share
these experiences and create new knowledge with fellow participants. By centering
the curriculum in their experiences, LabVida represented a means for this experience to scale out organically. Scaling mechanisms included participants recruiting,
and in some cases, training their colleagues; continued contact and collaboration
among participants through informal networks and other means; participants
building relationships with families that contribute to program continuity; and
children and parents trying out ideas from the school garden at home.
Our experience mirrors that of other processes in which formal and
informal organizational structures provide the culture medium for agroecological scaling (Mier y Teran Giménez et al. 2018). In this case study, we
worked principally with teachers who are deeply embedded in strong organizations, including schools, the public education system, and unions.
Through these structures, reflective individual learning, known as first person research in the action research literature (Reason and Bradbury 2008)
provides experiential knowledge and collective learning among participants.
This collective learning, known as second person research (Reason and
Bradbury 2008) generates new knowledge and practices. This knowledge, in
turn, can be parlayed into learning among those who have not been directly
involved through “third person research,” the development of lessons for the
literature.
16
B. G. FERGUSON ET AL.
LabVida relies to a large extent on these pre-existing, formal structures to
facilitate the spread of our pedagogical strategy. However, these same structures
create a host of barriers to scaling of a proposal like ours, including teacher
mobility, a rigid curriculum that is fragmented by discipline and blocks of time,
structural racism (Gutiérrez Narváez 2011), and conflicts between unions and
the government and among union factions. Relationships developed through
LabVida training and the school garden networks acquire particular significance
against the backdrop of this tumultuous professional environment. Each of these
avenues merits support and further research, as do the structural barriers that
may limit their effectiveness.
Conclusions
Our case study of the LabVida school gardens program demonstrates the
constraints and potential for scaling agroecology through existing structures
of formal education. Among the most consistent changes we saw were those
related to participants’ eating habits and their consciousness around food.
The connections to place, culture and knowledge formed through interviews
with elders, constructivist and inquiry-based pedagogy, and relationships
established around gardens and food were also significant for many. From
an action research perspective, this kind of knowledge, embedded in firstperson experience, represents a foundation for further individual and collective meaning making. This in turn may have a decades-long influence on
teaching practices and on the example a teacher sets for hundreds or thousands of children over many years. In the spirit of action research, knowledge
and change start from within.
The community of practice formed around food and gardens interpenetrates pre-existing formal education structures. These both facilitate and limit
growth and continuity of LabVida’s pedagogical model. We recognize that
the educators who have trained with us are extraordinarily committed and
talented, and that reaching a broader set of teachers will present new and
greater challenges. The state and international school garden networks seem
a promising avenue for continuing this community of practice, and incorporating new actors and ideas, while maintaining some autonomy from
formal institutions.
We were less successful at teaching agroecological principles or scientific
process. These formal concepts did not resonate with most educators as something they could incorporate into their daily personal and professional lives.
Many were intimidated by these concepts despite our efforts to present them
with down-to-earth language and examples. However we remain committed to
a society that is more scientifically literate and well versed in the science of
agroecology. We are convinced that the way to accomplish this is to start with
what is most immediately meaningful to participants and to add formal
AGROECOLOGY AND SUSTAINABLE FOOD SYSTEMS
17
concepts in ways that emphasize their application in place. In our context, this
means focusing initially on food and place, and working inductively (Nigh and
Bertely 2018) toward more general principals and processes of agroecology
(Lieblein et al. 2012; Østergaard et al. 2010). We hypothesize that for many
people without much previous experience with farming or science, food can be
a fruitful starting point for teaching and learning agroecology.
Our central objective was to contribute to scaling through pedagogies for
constructing agroecological literacy, but we identify outcomes pertinent to several
other drivers of scaling (Mier y Teran Giménez et al. 2018). First, our program
influenced educators to choose more fresh, local and agroecologically produced
food. Expansion of programs like ours could encourage this significant segment
of the population to support agroecological markets, both directly, and through
the example they set for their students. Linking school garden and food system
education to school food acquisition could be a next step in this process. Second,
new awareness of agroecology may lead teachers and their learning communities
to become external allies of agroecological movements, and even to join the ranks
of organizations themselves, as we have seen with the school garden networks.
Finally, although our work has taken place in an indifferent policy environment,
garden-based learning mobilizes public institutions to further agroecological
scaling. Favorable policies that emphasize intercultural, horizontal learning and
strengthen school-community relationships could accelerate this process. Each of
of these phenomena merit further action research.
Acknowledgments
We are grateful to LabVida participants and staff, principally Mercedes Cristóbal, Nancy Serrano,
and Isabel Reyes, for their collaboration, to the W.K. Kellogg Foundation for grant P3020700 to
HM, and to Alejandra Guzmán and Miriam Aldasoro for comments on an earlier draft.
Funding
This work was supported by the W. K. Kellogg Foundation [P3020700].
ORCID
Bruce G. Ferguson
http://orcid.org/0000-0003-3963-2024
Helda Morales
http://orcid.org/0000-0001-7583-2125
Ron Nigh
http://orcid.org/0000-0003-2853-4111
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Agroecology and Sustainable Food Systems
ISSN: 2168-3565 (Print) 2168-3573 (Online) Journal homepage: https://www.tandfonline.com/loi/wjsa21
Agroecology on the periphery: A case from the
Maya-Achí territory, Guatemala
Nathan Einbinder, Helda Morales, Mateo Mier Y Terán-Giménez Cacho,
Miriam Aldasoro, Bruce G. Ferguson & Ronald Nigh
To cite this article: Nathan Einbinder, Helda Morales, Mateo Mier Y Terán-Giménez Cacho,
Miriam Aldasoro, Bruce G. Ferguson & Ronald Nigh (2019): Agroecology on the periphery: A
case from the Maya-Achí territory, Guatemala, Agroecology and Sustainable Food Systems, DOI:
10.1080/21683565.2019.1585401
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AGROECOLOGY AND SUSTAINABLE FOOD SYSTEMS
https://doi.org/10.1080/21683565.2019.1585401
Agroecology on the periphery: A case from the Maya-Achí
territory, Guatemala
Nathan Einbinder a, Helda Morales a, Mateo Mier Y Terán-Giménez Cacho
Miriam Aldasoro b, Bruce G. Ferguson a, and Ronald Nigh c
a
,
a
Departamento de Agricultura Sociedad y Ambiente, El Colegio de la Frontera Sur, San Cristobal de las
Casas, Chiapas, Mexico; bDepartamento de Agricultura Sociedad y Ambiente, El Colegio de la Frontera
Sur, Villahermosa, Tabasco, Mexico; cCentro de Investigaciones y Estudios Superiores en Anthropologia
Social, Unidad Regional Sureste, San Cristobal de las Casas, Chiapas, Mexico
ABSTRACT
KEYWORDS
In this paper we examine processes of scaling agroecological practices in the Maya-Achí territory of Guatemala. We compare the Achí
case to other examples documented in the literature and the key
factors, or “drivers,” reported as important if not essential for scaling
to occur. We find that the Achí scase is complex with regard to
these drivers. Factors such as constructivist learning/teaching
methods, favorable public policies, and strong social fabric appear
to be weak, absent, or even negative. This is due in part to the
violence and repression of the 1980s, which resulted in the assassination of 20 percent of the population by the military and paramilitaries, leaving the territory socially fragmented. Projects
incorporating agroecology (revalorization of ancestral practices,
seed saving, elimination of external inputs, strengthening soil
health, increasing/guarding agrobiodiversity) are viewed as
a potential strategy to aid in community recovery, and are promoted by local associations as well as by international institutions
and NGOs. While social and cultural recuperation were initially
hypothesized as primary causes for the adoption of practices, we
encounter a range of additional and complex factors, such as the
expectation of economic benefits and the presence of aid and
development organizations. By analyzing these drivers and barriers
we contribute to the ongoing debate over how agroecological
practices may be scaled-out, particularly in regions exhibiting less
than ideal conditions.
Agroecology; Maya-Achí;
Guatemala; nongovernmental organizations;
development
Introduction
Guatemala, along with much of the Mesoamerican region, has strong present and
historical ties to the use of agroecological practices (Morales and Perfecto 2000;
Wilken 1987). Without question a key contribution to our knowledge of sustainable and diversified agriculture is the traditional milpa (Isakson 2009). Developed
over centuries, this polyculture agroecosystem, comprised of local varieties of
CONTACT Helda Morales
[email protected]
El Colegio de la Frontera Sur, Carretera Panamericana y
Periférico Sur S-N, C.P. 29290, San Cristóbal de Las Casas, Chiapas, Mexico
© 2019 Taylor & Francis
2
N. EINBINDER ET AL.
Figure 1. Map of the region, Nathan Einbinder
maize, beans, squash, and native greens, continues to form the basis of the
Mesoamerican diet, culture, and rural economy (IDEAR 2010; Steinberg 1999).
Similarly, the region is noted for its deep connections to the agroecological
“movement” – that is, the social and political actions propelling the spread of
sustainable/ancestral agricultural practices and principles, often connected to
larger territorial struggles (McCune and Sánchez 2018; Rosset and MartinezTorres 2012). As illustrated by Holt-Giménez (2006), throughout the 1970s and
80s thousands of peasant farmers, or campesinos, reclaimed autonomy at the
family and community level through the horizontal exchange of agroecological
knowledge and practices; a methodological process of learning and doing now
commonly referred to as Campesino a Campesino (CaC).
The results were impressive, not only in regard to the number of participants
but also in the transformation and long-term improvement of their fields, through
the use of green manures and other easily appropriable techniques (Wettasinha
et al. 2014). Yet as part of a larger trend involving the elimination of social
movements by right wing governments, the budding agroecological transformation was cut short. In Guatemala, presently at the apex of its 36-year long armed
conflict, the quest for independence and self-sufficiency by campesinos was viewed
by the military as tantamount to that of the “subversives,” and equal to their policy
of eradication, a campaign was set to dismantle the leadership and its base by all
means necessary (CEH 1999; Jonas 1991).
Indeed a wealth of research follows this exemplary case, from its influence in
neighboring territories (Rosset 2014; Sosa et al. 2013) to the documentation of
AGROECOLOGY AND SUSTAINABLE FOOD SYSTEMS
3
other examples in the world where CaC is being utilized and built upon (Khadse
et al. 2017). Recently, a number of investigations seek to characterize effective
agroecological movements worldwide, with the aim to address concerns over
why sustainable practices and principles have not spread to a greater degree,
despite widespread international support and scientific evidence (Brescia 2017;
Khadse et al. 2017; Parmentier 2014). Mier y Terán et al (2018), contribute to the
debate by analyzing emblematic case studies where agroecological practices have
been brought to scale (CaC case included), generating a list of shared factors, or
“drivers.” These include: 1) Recognition of a crisis that motivates the search for
alternatives, 2) Social organization, 3) Constructivist learning processes, 4)
Effective agroecological practices, 5) Mobilizing discourses, 6) External allies,
7) Favorable markets, and 8) Favorable policies.
In this article we examine a specific case of agroecological scaling in the MayaAchí territory in Guatemala. While a number of characteristics unite our case with
the CaC movement, particularly in regard to the shared cultural and colonial
history, we recognize a complex situation. Of utmost concern is what we identify
as the lingering consequences from the armed conflict. One of four locations where
state-sponsored genocide was confirmed (Comisión para el Esclarecimiento
Histórico (CEH) 1999), the Achí are still in recovery from the loss of over 20 percent
of the population, not to mention the disappearance of leaders and a complete
rupture of social relations (Einbinder 2017; Stewart 2006). In addition we recognize
a set of distinctly contemporary factors, such as recurring drought due to climate
change, along with rapidly changing consumption patterns and values.
By comparing our case to the broader theories and debates surrounding
agroecological scaling we also find a number of inconsistencies.
Specifically we refer to the absence of a strong social fabric, political
support, and constructivist learning/teaching methods. As noted, all of
these factors have been reported as important if not essential drivers for
the adoption of practices. In addition we detect a much more complex set
of impacts resulting from the presence of external organizations and
alliances than reflected on in the literature.
Based on these observations, along with what we confirm in the
territory as significant activity in agroecological scaling, with hundreds
of families involved and a wealth of participating organizations and
interest, we identify the Achí case as unique in comparison to other
examples. It is our objective in this essay to demonstrate how agroecological scaling may occur in the absence of key drivers as indicated in
the literature, as well as expand the discussion regarding the positive and
negative impacts of external allies. We do this by presenting the social
and historical context, followed by the identification of the barriers,
drivers, and actors unique to the case. In our analysis, we intend to
open up new points of discussion and debate, with the aim to make
critical contributions to the developing theory.
4
N. EINBINDER ET AL.
Research methods
Fieldwork for this research was carried out between February 2017 and
July 2018, yet is built upon a much more extensive process of accompaniment and research.1 During this timeframe the lead author spent a total of
eight months collecting qualitative data through semi-structured interviews and accompaniments with fourteen agroecological producers, the
majority of them members of the farmer’s association Qachuu Aloom, as
well as through Participant Observation (DeWalt and DeWalt 2011; Dunn
2005). Interviewees were selected as part of a participatory/collaborative
process with local promotores (Guzmán and Alonso 2007), who in turn
aided in the development of questions, translation, and logistics. In addition, we interviewed directors and employees of organizations working in
the region, many of them also agroecological producers. Finally, we
carried out an extensive literature review, as well as analysis of project
reports, effectively developing a “triangulation” of methods to ensure rigor
(Baxter and Eyles 1997).
Theoretical considerations
This research is grounded in the critical framework of agroecology, in which
technical aspects interface with inquiry into the role of society and its
transition towards sustainability through the utilization of agroecological
practices and principles (Gliessman 2015; Perfecto and Vandemeer 2015,
Pretty 2002). A fusion between indigenous/traditional knowledges and techniques (Deneven 1995; Morales and Perfecto 2000), and that of more contemporary science (Altieri 1987; Hainzelen 2014), agroecological practices are
rooted in diversity and economy. More specifically, we allude to the economic and innovative use of space and resources, for example, soil, water,
nutrients, trees and other plants, genetic material, and labor (Nichols et al.
2016). Under these guidelines, agroecological practices seek to eliminate
external inputs through the use of organic matter and animal waste for soil
improvement, utilize biodiversity for pest management, reduce dependency
and increase adaptability by guarding heritage seeds, and recuperate household/community nutrition and food security by diversifying modes of production (Sarandón and Flores 2014).
As a theoretical approach, agroecology challenges the logic and mechanisms
behind the Green Revolution (Kremen, Iles, and Bacon 2012), along with the
narratives surrounding the need for increased production (Perfecto,
Vandermeer, and Wright 2009). It confronts the unsustainability of the global
food system (Weis 2007) while demonstrating the potential for resilience and
adaptability in agroecological systems, particularly among the small-scale and/or
family farmers most apt to use and develop them (Holt-Gimenez 2002). As
AGROECOLOGY AND SUSTAINABLE FOOD SYSTEMS
5
summarized by Gliessman (2010), agroecology responds to local needs, often
beginning with the producer redesigning his or her parcel, redesigning based on
micro-conditions, resource availability, and cultural relevance but also aspires to
transform relationships among food system actors from the local to the global
level. Thus, agroecology moves beyond the pillars of organic and diversified
production and into the realm of social processes, markets, education, ecological
restoration, and development (Altieri and Toledo 2011; Wezel et al. 2009).
Within this integrated framework, our research is informed by theoretical
concerns regarding agroecological scaling. Also referred to as “massification,”
agroecological “transformation” or “reconfiguration” (González 2012), we
define scaling as the horizontal spread and adoption of agroecological practices and principles across geographic space.2 In our analysis of this literature
we are particularly drawn to the emphasis on social organization, the socalled “culture medium for which agroecology grows” (Mier y Terán et al.
2018, 19). Additionally we take into account the discourses surrounding the
high level of incidence and importance of constructivist learning and teaching methods, support from external allies, along with favorable public policies. Our interest in these specific drivers is related precisely to the fact that,
in our case, they are either partially and/or wholly absent, or with respect to
external allies, generate many more questions than depicted in the literature.
In the following sections we illustrate the agroecological movement occurring
in the Achí territory in order to add to the theoretical debate.
Geographic context
The Maya-Achí territory is located within the rural highland department of
Baja Verapaz, approximately 90 miles north of Guatemala City. With
approximately 100,000 indigenous Achí-speaking inhabitants (SEGEPLAN
2010), the territory encompasses three principal municipalities, the largest
being Rabinal, whose capital city serves as the political and economic center.
Local industry is centered on artisanry and agriculture, the latter focused on
subsistence and infra-subsistence, principally in milpa but also small-scale
vegetable production, peanuts and coffee. Known as the folkloric “cradle” of
the nation, the Achí are renowned for the preservation of pre-Hispanic
ceremonies and rituals (Tedlock 2003). They are also noted for their continuous use of traditional dress and language, as well as attachment to the
land and a distinct gastronomy based on hot maize beverages (atol), local
squash (ayote), and semi-wild vegetables (Aceveda and Sariah 2004; LunaGonzáles and Sørenson 2018).
While extraordinary with respect to the preservation of cultural practices,
a deeper inquiry reveals a people marked by domination, violence, and
exclusion. Specifically, we refer to the latest cycle of “conquest” (see Lovell
1988), in which the population was subject to a government-sponsored
6
N. EINBINDER ET AL.
elimination campaign (CIIDH 1999). While much could be written about the
Guatemalan armed conflict, and its impact on contemporary society, we
leave the details to other resources (Ball, Kobrack, and Sprirer 1999;
Benson, Fischer, and Thomas 2008; Carmack 1988; CIIDH 1999; CEH
1999; Jonas 1991). For those entirely unfamiliar, it should be noted that
over 200,000, mostly indigenous civilians were killed over the 36-year period
(1960–96), a large percentage of that occurring in the early 1980s under
U.S. sanctioned military dictatorships. Its root causes were related to the
country’s entrenched patterns of social exclusion, ethnic racism, and
a development policy aimed at benefitting a select minority elite. The promise of democratic reform, offered by President Jocobo Arbenz Guzmán, and
his overthrow by the CIA in 1954, is widely cited as an additional instigator,
and to this day remains a symbol of lost hope.
In the Achí territory, the army took preventative measures against
a population deemed vulnerable for indoctrination by so-called subversives, utilizing the full potential of the Civilian Armed Patrols, or PAC’s
(CEH 1999). The PAC’s occupied a strategic tactic, effectively pitting
neighbor against neighbor and ripping the social fabric. As indicated by
the UN Truth Commission (CEH 1999), the government’s “scorched
earth” campaign resulted, in just the municipality of Rabinal, in over
4,400 deaths – roughly 20% of the population.
In one emblematic case, that of Río Negro, a series of four massacres took
the lives of over 440 men, women, and children – more than half the
population (Colajocomo 1999). A classic example of the relationship between
violence and “development” (Alonso-Fradejas 2012), the residents of Río
Negro were attacked for their peaceful opposition against displacement
from the World Bank-funded Chixoy Hydroelectric Dam (Colajacomo
1999). Those who survived eventually ended up in the relocation “model
village” of Pacux, located on the outskirts of Rabinal (Johnston 2005).
Without land to farm, nor any of the services initially promised by the
government – precisely why they resisted leaving – survivors lived and
continue to live in precarious and ultimately dependent conditions
(Aceveda 2004; Einbinder 2017).
While extreme, this case exemplifies the attitude of the state, perceiving
non-conforming, or “unproductive” indigenous peoples as disposable, if not
a threat to the progress of the nation (Kurtenbach 2008). It also illustrates the
kind of divisions, impoverishment, and desperation the violence provoked in
a number of Achí communities (CIIDH 1999).
While the 1996 signing of the Peace Accords generated high hopes,
recuperation is stalled by government corruption and neoliberal development
approaches that prioritize the extraction/exportation model, offering little as
far as structural improvement in rural areas (Granovsky-Larsen 2018;
Robinson 2000) Extreme disparities, particularly regarding income and
AGROECOLOGY AND SUSTAINABLE FOOD SYSTEMS
7
land ownership, along with high levels of crime, continue without an end in
sight (Benson, Fischer, and Thomas 2008; Smith and Offit 2010). Despite
thriving macroeconomic indicators (Cabrera et al. 2015), poverty, not only in
terms of accumulated wealth, but also illiteracy, food security and access to
services, is reported as high as 80% (CIDH 2003). In a recent study (Orozco
and Muñoz 2016), UN researchers found that nearly half the population is at
risk of having insufficient resources to buy (or grow) adequate food, with one
quarter already reaching that limit.
In the Achí territory the situation is equally challenging, if not more so
given the fragmentation as a result of the conflict, and high vulnerability
regarding climate change (Acevedo 2004; SEGEPLAN 2010; Stewart 2006).
As pointed out by leaders, the conflict ruptured all aspects of local production and social relations, and these have yet to be reconstructed.
A combination of increasingly difficult economic and farming conditions,
not to mention a process of modernization that devalues small-scale production (Isakson 2009), sends masses of smallholders to the plantations for work,
the fringes of Guatemala City, or the U.S. In communities such as Pacux,
conditions reach their absolute limit in terms of food insecurity, and desperation, propelled by the lack of economic opportunity and lingering
psychological trauma (Einbinder 2017; Johnston 2005).
Agroecology in the Maya-Achí territory
“We have lost the essence of our identity”
Agroecological promotor
Similar to what has been documented in other parts of the country (see
Fundebase 2012; Reynolds 2013) agroecology-centered development programs are initiated in the territory by both local and externally based
organizations as a means to confront the aforementioned food security/
cultural crises, as well as foster community recuperation. As indicated in
the quote above, the acknowledgement of immense cultural loss has
resulted in the formation of local associations, with the specific objective
to recuperate sustainable ancestral practices, such as diversified milpa
practices, empower victims (particularly widows), and motivate the next
generation of land stewards.
One of the more significant groups is the campesino association Qachuu
Aloom (“Mother Earth” in Achí). Founded in 2002 by massacre survivors,
with the assistance of a U.S. citizen then living in Rabinal, Qachuu Aloom
(QA) began with the intent to rescue native food crops and medicines
through the establishment of diversified, organic home gardens and seed
banks, while offering members economic incentives by selling their products.
Since then they have expanded to 25 Achí communities and 600+members,
8
N. EINBINDER ET AL.
and a high level of interest for new membership. With a continued focus on
the collection and sale of heirloom seeds, as well as addressing the issue of
food security at the family level, QA utilizes what they call an “integrated
approach,” offering technical assistance3 and also addressing issues such as
gender inequality, nutrition, and the recovery of certain traditional practices
and plants through workshops and consciousness-raising activities.
As mentioned, QA, along with a handful of other local associations, are
not alone in promoting agroecology in the region. Since the mid 1990s
a number of outside organizations, such as the FAO, CARITAS, the
German development institution GIZ, World Neighbor’s, the Guatemalan
Minister of Agriculture (MAGA), and many others have arrived to the
territory with the intent to teach and encourage smallholders in agroecological practices, namely in soil conservation and the fabrication of organic
compost, vegetable production, diversification strategies and animal husbandry. In recent years, studies confirming the ever-expanding nature of the
“Dry Corridor,” presently absorbing the lowland districts of the territory,
sends even more groups and institutions to the region, with a specific focus
on adaption to drought and water management (FAO 2015).
We note successes among both local and external groups in motivating
farmers to adopt new practices and crops, as well as recuperate those
considered ancestral. At the same time, we acknowledge major differences
between the two in terms of ideologies and subsequent methodologies, thus
affecting potential collaboration and divisions, not to mention the effectiveness of individual projects. In the following section we detail how these
distinctions play out on the ground.
Results and discussion
The aim of this section is to illustrate the processes of agroecological scaling
in the Achí territory. We do this by analyzing emergent themes from our
fieldwork analysis. These themes include: the influence of organizations, both
local and external; cultural/environmental change and recuperation; the
search for alternatives; and economic benefits.
Organizations
Here we discuss the impacts of organizations on processes of agroecological scaling, with a focus on external groups and how they are perceived
in the territory. As part of the larger neoliberal project, foreign NGOs and
institutions arrived to Guatemala following the conflict in order to fill
gaps left by an increasingly absent state, while attempting to inject their
own vision of poverty alleviation, social equality and environmental protection (Sundberg 1998). In Rabinal, groups focusing on sustainable
AGROECOLOGY AND SUSTAINABLE FOOD SYSTEMS
9
agriculture arrived to the territory in order to work with individuals and
communities based on their willingness to collaborate, relationship to the
conflict (those more directly affected generally receive extra attention),
and resource availability. Based on our investigations, most projects center
their work on issues related to food security, resiliency, and the transition
to organic methods. This translates to a range of agricultural activities,
such as the fabrication of organic composts, development of home gardens and seed banks, and experimentation with new varieties of vegetables. Recently programs focusing on the recovery of highly nutritious
native crops, such as amaranth (Amaranthus), chipilín (Crotalaria longirostrata), and chaya (Cnidoscolus aconitifolius), are also noted.
As a result of this work, nearly every farmer we interviewed acknowledged
participating at one time or another with external organizations. Once
involved, individuals typically receive assistance by technicians, which
include both university-trained agronomists and local indigenous promotores, as well as attend workshops. Participants also report to have received
aid, for instance basic food staples, tools, and cash payments. Additionally
some advanced farmers are delegated community promotores, and while
typically a voluntary task, we are aware of at least one case in which
participants were financially compensated.
It would be difficult to quantify how many residents are planting agroecologically as a direct result of their involvement with outside organizations,
in part because of the similar work local associations do with many of the
same people. However, we believe it to be substantial. We base this assumption on local narratives as well as a few key observations. First, as far as we
know non-native vegetable and herb production (mainly onions, mustard
greens, chard, beets, radishes, cabbage, parsley, and basil, among others) did
not exist in the territory before the arrival of outside groups in the 1970s, or
was limited to very few communities. The same goes for the fabrication of
organic compost and other soil conservation measures.4 Both of these techniques, natural soil enhancement and vegetable production for subsistence
and market-oriented strategies, are observed as widespread and well integrated into family production and the local economy. In addition, we recognize the existence of several coffee growing initiatives (organic, diversified,
small-scale) that would not exist without the assistance of outside
institutions.
Despite these seemingly positive impacts, however, local narratives surrounding the presence of outside groups are generally pessimistic, particularly by local leaders advocating food sovereignty. Coinciding with other
criticism for governmental and non-governmental programs for subsistence/infra-subsistence agriculture (Caballeros 2013), local advocates claim
that projects initiated by outside institutions reinforce paternalistic relationships and dependency. Some go as far as stating that the presence of outside
10
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groups and their projects “keeps us inside the conflict” by maintaining
longstanding power imbalances and issuing new forms of neocolonialism.
A key problem points to a methodology that includes food handouts and/or
other gifts for willing participants. This is viewed as highly demotivating, for
the most part,5 as farmers become hesitant to voluntarily transition towards
agroecology and self-sufficiency “or do anything,” as one resident put it,
unless duly compensated. Just as producers become accustomed to the ease
of agrochemicals, we were told, they become similarly dependent on the next
“proyecto,” in which poverty and abandonment by the state may be leveraged
for maximum economic benefit.
Other criticisms include the short duration (usually one to two years)
and impersonality of outside programs, top-down or “extensionista” teaching methods, as well as unreasonable expectations. According to one
leader, “Organizations arrive and think that because they buy you
a hose, everything will change overnight… They come and go, spend
money on their project and leave. You become nothing more than
a number. That’s not how nature works…” Additionally, as another leader
pointed out, a number of these groups work with what he calls, “one foot
in the organic, the other in the conventional.” What he means by this, as
we were to learn, is that while some projects might work with women on
organic vegetable beds, theysimultaneously distribute “improved” corn
seeds to their male counterparts, along with the technological packets
that go along with them. This is contentious, given the assumptions
regarding the adaptability of hybrid seeds, as well as the strong cultural
ties to local varieties and fears over genetic contamination. Not to mention the laborious work local groups undertake in educating the public
about the risks associated with herbicides, both in terms of health effects
and their threat to native crops (Luna-Gonzalez and Sørensen 2018).
While Achí-based associations work with similar objectives (encourage
farmers to adopt sustainable practices for increased autonomy and better
livelihoods, safeguard natural resources and cultural practices/varieties), their
methodologies are distinct. Knowledge transfer is fused with long-term
accompaniment and some horizontal methodologies, such as farmer
exchanges. While realistic about the need for economic incentives through
the adoption of practices, their work is often fused with an explicitly spiritual/cultural component, centered on connection with nature, and God, and
the revalorization of ancestral practices.6
Despite noted successes in motivating residents to adopt agroecological
practices and participate in their integrated programs, their work is complicated by outside groups as they feel they “cannot compete” with such
“asistencialista” or aid–based methodologies. Similarly, they complain of
laziness and dependency among members accustomed to handouts: attitudes that do not correspond well with the hard work associated with
AGROECOLOGY AND SUSTAINABLE FOOD SYSTEMS
11
agroecological production, let alone unpaid farmer to farmer knowledge
exchanges. Furthermore, local leaders speak of a constant battle with
politicians, along with corporations (often working hand in hand), who
hook campesinos on agrochemicals; namely synthetic fertilizers, but also
herbicides.
In conclusion, we identify a complicated environment in which local and
external groups attempt to carry out similar work under distinct ideological
backgrounds. While it appears that the methods employed by non-local
groups thwart the efforts of Achí associations, we suspect that barriers are
also influenced by the long-lasting consequences of the conflict, which
include community divisions, domestic problems, knowledge loss, and
dependency on politically driven restitution programs. Finally, it may be
important to comment on the additional role of international groups in
financing local grassroots initiatives, which, based on our observations, also
cause a number of complications with respect to the direction of certain
programs and competition between participating groups.
Cultural/environmental change and recuperation
We find that in the Achí territory community/cultural recovery processes
are often interwoven with agroecology initiatives. Organizations, both
local and external, capitalize on the aspiration by certain sectors of the
population to recuperate ancestral practices in order to propel their
agroecological agenda, while similarly attempting to mend the torn social
fabric. The seed program initiated by QA is a case in point. Alongside
other traditional agricultural societies, the importance of seeds among the
Achí is noteworthy, resonating with questions of identity and local autonomy (Isakson 2009). This program is strategic by offering participants
(mainly women) expert local assistance in recovering knowledge and
varieties, while also providing an economic incentive by purchasing excess
seeds, then resold to the community. The result is likely the most successful agroecological program in the territory, with respect to the number of
participants (250+families), as well as the overall direct and indirect
impacts, which include the safeguarding of genetic material, generating
household income, bringing neighbors together over common goals, and
most importantly, from our perspective, getting residents involved at an
increasingly deeper level of planting, harvesting, and consuming healthy
products.
That said, we also identify cultural change, compounded by changes in
environmental conditions, as key barriers to the spread and adoption of
agroecology. More specifically we refer to changing values, particularly
among youth, as well as issues such as migration, climate change and
recurring drought, along with what many refer to as the increasing
12
N. EINBINDER ET AL.
“impracticality of being a campesino.” This final point stems from both
increasingly difficult economic and growing conditions, as well the consistent
and degrading narrative pointing to the work of small-scale farmers as
backwards and anti-progress (see Loker 1996).
As far as the question of local youth, leaders express great urgency in
attracting and forming the next generation of agroecological producers, as
many practitioners are reaching an age where they will soon retire. While
methodologies are presently being developed by organizations, including
school programs and weekend activities, most admit that convincing youth
to “fall in love with the work” is extremely difficult.7 This is due, in part, to
the observable shift in priorities, focused on making money and consumerism, as well as the “false hope of [public] education,” which, aside from being
notably poor, adopts the neoliberal strategy by preparing students for becoming “professionals,” e.g. menial wage laborers for jobs that do not exist
outside Guatemala City (Poppema 2009).
The legacy of the conflict brings in a whole new set of culturally related
barriers. Individuals comment on how the conflict resulted in a “circle of
changes,” in which people “cease to plant, [and therefore] lose regional food,
purchasing what is cheap and processed…” It is worth noting that loss of
knowledge, due to the rupture of habits and customs, along with increasing
dependency on restitution and aid programs, is evident in nearly all Achí
communities, some worse than others.
While acknowledging these barriers, we recognize that many of the negative attributes that encompass the Achí context may also be turned around as
instigators for adoption. In the following subsection we demonstrate how the
identification of problems and the collective search for solutions may act as
a critical determinant for participation in agroecological programs, as well as
incorporate the principles into aspects of their daily lives.
Search for alternatives
As pointed out by Mier y Terán et al. (2018), the collective identification of
a crisis is fundamental in generating widespread interest in agroecological
adoption. In the Achí territory, awareness and concerns over a variety of
environmental and social issues, due in part to the educational and motivational work of organizations, has sparked interest in agroecological principles. In our interviews participants express fears over the increasing
contamination of water, deforestation, as well as the use of plastics and
agrochemicals. They speak of diseases, such as cancer, as a result of changes
in diet and the way their vegetables are grown, and would therefore choose to
grow their own instead of buying in the market. Obesity is widely believed to
be a result of processed food, whose consumption at the national level has
increased dramatically in recent years (FAO 2017). As a result, the
AGROECOLOGY AND SUSTAINABLE FOOD SYSTEMS
13
reintroduction of nutritionally rich plants such as amaranth and chipilin,
among others, are reportedly on the rise, as are popular education programs
that teach nutrition. Positive feedbacks are also observed, as decreased
herbicide use stimulates the natural growth of many of these plants in their
milpas, ready to be consumed and/or sold. Also, with increased interest in
green plants agroecological producers encounter more buyers, who, as
explained in the following section, seek out neighbors instead of buying in
the market.
Finally we touch on the issue of climate change, which, for some
producers living in the drier regions of the territory, has signaled an
end to milpa production as they know it. As a result, the belief of
a “permanent drought” has pushed potential collaborators away, while
also attracting others convinced by the innovativeness of agroecological
farming. In one participant’s farm we observed a multiyear transition in
the making, from what was once milpa (what he describes as out of place,
in the changing conditions) to what is now a “permanent garden,” with
fruit trees, pacaya (an edible palm), coffee in the understory, and a host of
semi-wild edible plants that come up beneath. This example, we feel,
exemplifies how agroecology may be adopted and promoted as part of
a greater acknowledgement that “crisis” is imminent, and that those
striving for greater autonomy, much like their parents and grandparents
had, will be best prepared, not to mention the most content.
Economic benefits
With respect to economic benefits, the impacts cannot be overstated. “We
plant to survive,” is one phrase heard over and again, particularly by those
disenfranchised and food insecure, with few options to make ends meet.
While agroecological practices may require more work (weeding with
hand tools, building soil through compost, tending perennials) participants acknowledge the possibility to eliminate costly inputs while still
providing a bountiful harvest. Resource-poor farmers are also quick to
adopt diversification strategies, as it allows for a continual cycle of
harvesting.
While selling small amounts of excess crops or seeds may bring relatively little income, “it is something,” we were affirmed, among a dearth of
economic opportunity. Some agroecological producers speak of their ability to send a child to school with extra money earned and saved, and in
the best of case scenarios, avoid seasonal work at industrial farms in other
regions. Informants speak about farming “with nature” in very practical
terms. They learn to make compost out of yard and animal waste, or
practice crop rotation “out of necessity,” in contrast to more nuanced
cultural and/or environmental motives. By incorporating agroecological
14
N. EINBINDER ET AL.
practices into their household activities individuals “may not have money,
but always something to eat,” and even better, “food that doesn’t damage
the body.”
A select number of our informants turn agroecological production into
relatively profitable enterprises, selling at regional markets and to neighbors
who “buy because they know we don’t use poison.” While myriad factors
contribute to the success of these entrepreneurs, we note the importance of
available resources and strong personal will, often related to the desire to
continue the work of their parents and grandparents (both a cultural and
economic motive, as their past relatives are consistently noted as “more
independent”). In two communities with noted exceptional interest in QA
activities and agroecological practices, sources indicate an unusually supportive local leadership, resulting in community development workshops, reforestation and watershed protection programs. While promising, this is also
said to attract interest by outside groups, as well as the municipal government, who are noted to provoke competition, corruption, and dependency
among residents. In one specific community – often recognized as the
“crown jewel” of regional organic production for its diverse gardens and
water/forest protection – opinions over residents “highly individualistic” and
“capitalistic” motives, as well as reliance on outside support and lack of
integration of the more social principles, are expressed by leaders and
observed firsthand. Again, this touches on the critical role of organizations,
along with the thorny question of what may and may not be determined
“agroecology” (Giraldo and Rosset 2017; Wezel and Soldat 2009).
In summary, we observe an exceedingly complex situation with numerous
contradictions and factors to be explored. Certain characteristics appear
compatible with what is found in the literature, such as the identification
of a crisis and effective practices. Others, specifically those having to do with
a lack of strong social fabric and public policies, go against expectations and
deserve greater examination, which we attempt here. Of specific importance
is the influence of both local and external organizations, which we find to
have an array of impacts, both positive and negative.
Conclusion
Our aim here is to highlight the processes and potential for agroecological
scaling under challenging and suboptimal conditions. More specifically, we
intend to open up new points of discussion and debate with respect to the
key factors or “drivers” identified in the literature, many of which are absent
or minimally represented in the Achí case.
To conclude, we pose the question: Can agroecological scaling occur on
the “periphery,” as exemplified in the Achí territory? According to our
analysis, we believe it to be possible. This is largely due to what we identify
AGROECOLOGY AND SUSTAINABLE FOOD SYSTEMS
15
as a common pursuit of greater independence or autonomy (see Van der
Ploeg 2008) by Achí residents, along with the resolve by certain sectors of the
population to recuperate cultural attributes damaged or lost during the
conflict, particularly those relating to agricultural practices and local varieties. While emphasizing the critical importance of organizations, along with
the need for more nuanced discussions of their impacts, we also recognize
that the spread of agroecology in this region may equally be determined by
individual personal will, spiritual belief, background, and position with
respect to opportunities. Something remarkable we observe in the Achí
case relates to its seemingly insurmountable barriers, and how they are met
with continued determination, interest, and optimism. As pointed out by one
leader, it is not so important whether individuals are planting grand agroecological extensions, rather that more and more people get involved, at
whatever level they can afford in that moment. If this is what measures
success, then we too feel optimistic for present activity and future
possibilities.
With respect to future investigations, we identify a range of possibilities, specifically concerning deeper inquiries into the impacts of external
organizations and dependency, and whether certain forms of assistance
may propel initial scaling movements. Similarly, we hope for further
research on methodological approaches, particularly those that take into
account specific social/political conditions and limitations. Of additional
interest would be the development of clear links between culture/cultural
change and scaling processes, which also appears incomplete in relevant
literature.
Notes
1. Since 2008, the lead author has been visiting the Achí territory, as a human rights
observer, consultant on local projects, and researcher. This inevitably informed the
questions and hypothesis of this research, and facilitated long-term trusting relationships with organizations.
2. Under Rosset and Alieri’s (2017) much more detailed explanation of scaling, our
definition would be considered “scaling-out,” in contrast to that of “scaling-up”
which deals with vertical processes of grassroots/local moving into political/institutional realms.
3. While recognizing the potentially loaded connotation of the term “technical assistance” or “technician,” we acknowledge that the methodologies employed by this
group, as well as most others in the territory, are indeed influenced by more
conventional methods of teaching, often comprising a sort of hybrid between it
and more horizontal forms.
4. While many farmers claim that there was no need for soil enhancement techniques
before the 1970s, due to the natural fertility, a number of them also speak about the
ancestral use of applying zompopo (leaf cutter ant) litter, and ashes, to their fields to
improve fertility. We also acknowledge the role and importance of traditional
16
N. EINBINDER ET AL.
management of organic matter, through the mulching of plant residues, as well as
the use of polycultures, rotations, and agroforestry.
5. In one particular community we document the widespread use of agroecological
practices alongside a constant turnover of development projects that use financial
payments as a means to motivate residents, with a noted high level of success.
6. We recognize that not all ancestral practices are or should be deemed agroecological.
Certain customs, such as the burning of fields (leftover organic material that would
better be composted for soil fertility) and forests, to create pasture, are looked down
upon by all organizations, and conform part of their sensibilización (consciousnessraising) program, with the goal to teach about their ineffectiveness and damaging
consequences, as well as propose other options.
7. Clearly there are examples that speak otherwise. In our experience with one particular
program that works with the children of massacre survivors, we find great interest in
linking historical memory and cultural recuperation with that of ancestral practices and
knowledge.
Acknowledgments
We are deeply indebted and grateful to the promotores and promotoras of Qachuu
Aloom, the participants, as well as the numerous community leaders who helped us
carry out this work. Without your patience and assistance none of this would have
been possible. We also give many thanks to Marc Edelman and Peter Rosset for their
valuable comments and input.
ORCID
Nathan Einbinder
http://orcid.org/0000-0003-3616-2952
Helda Morales
http://orcid.org/0000-0001-7583-2125
Mateo Mier Y Terán-Giménez Cacho
http://orcid.org/0000-0001-6512-7238
Miriam Aldasoro
http://orcid.org/0000-0001-5411-7499
Bruce G. Ferguson
http://orcid.org/0000-0003-3963-2024
Ronald Nigh
http://orcid.org/0000-0003-2853-4111
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Agroecology and Sustainable Food Systems
ISSN: 2168-3565 (Print) 2168-3573 (Online) Journal homepage: https://www.tandfonline.com/loi/wjsa21
Territorial resilience the third dimension of
agroecological scaling: Approximations from three
peasant experiences in the South of Mexico
Alejandra Guzmán Luna, Bruce G. Ferguson, Birgit Schmook, Omar Felipe
Giraldo & Elda Miriam Aldasoro Maya
To cite this article: Alejandra Guzmán Luna, Bruce G. Ferguson, Birgit Schmook,
Omar Felipe Giraldo & Elda Miriam Aldasoro Maya (2019) Territorial resilience the third
dimension of agroecological scaling: Approximations from three peasant experiences in
the South of Mexico, Agroecology and Sustainable Food Systems, 43:7-8, 764-784, DOI:
10.1080/21683565.2019.1622619
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AGROECOLOGY AND SUSTAINABLE FOOD SYSTEMS
2019, VOL. 43, NOS. 7–8, 764–784
https://doi.org/10.1080/21683565.2019.1622619
Territorial resilience the third dimension of agroecological
scaling: Approximations from three peasant experiences in
the South of Mexico
Alejandra Guzmán Lunaa, Bruce. G. Ferguson a, Birgit Schmook
Omar Felipe Giraldo a, and Elda Miriam Aldasoro Maya c
b
,
a
Departamento de Agricultura, Sociedad y Ambiente, El Colegio de la Frontera Sur (ECOSUR), San
Cristóbal de Las Casas, Mexico; bDepartamento de Conservación de la Biodiversidad, El Colegio de la
Frontera Sur (ECOSUR), Chetumal, Mexico; cDepartamento de Agricultura, Sociedad y Ambiente, El
Colegio de la Frontera Sur (ECOSUR), Villahermosa, Mexico
ABSTRACT
KEYWORDS
In this paper we explore the depth dimension of agroecological
scaling. Through interviews, focus groups and participant observation, we explore the link between agroecology and the recovery
and maintenance of ecosystem functions through three case studies in peasant communities in southern Mexico. These communities have contrasting ecological, social and historical contexts,
but all engage in autonomous initiatives for agroecology and
nature protection. We found that agroecology deepens when
rooted in a cultural matrix of peasant identity, spiritual values,
and local institutions.
Territorial resilience; depth
agroecology scaling; cultural
values; recovery and
maintenance of ecosystem
functions
Introduction
Agroecology contributes to the construction of an alternative society that
aspires to justice, equity, diversity, as well as the recovery and conservation of
nature (AGRUCO-MAELA 2000). The scaling of agroecology has been
considered mostly in its horizontal (increase in the number of people and
communities), and vertical (institutional integration) dimensions (Mier et al.
2018). García López et al. (2019) explains that agroecological deepening
“takes place as peasant farmers continually (re)affirm their identity as they
defend their means and ways of life, which are embedded in a local cultural
matrix”. In this vein, we argue that agroecological deepening can emerge
from mutual reinforcement between peasant cultural identity and culturally
grounded agroecological practice. This dialectical relationship manifests itself
through continuous innovations that enhance family well-being, one central
element of Brescia (2017) definition of agroecological depth. We aim to
enrich the conceptual framework for agroecological depth by exploring its
relationship to territorial resilience.
CONTACT Alejandra Guzmán Luna
Cristóbal de Las Casas, Mexico
© 2019 Taylor & Francis
[email protected]
El Colegio de la Frontera Sur (ECOSUR), San
AGROECOLOGY AND SUSTAINABLE FOOD SYSTEMS
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Agroecology commonly aspires to emulate the functions of unmanaged
ecosystems (Altieri and Nicholls 2005). The recovery and maintenance of
ecosystem functions is characteristic of many peasant territories where work
plots and surrounding areas are conceived as interconnected ecological and
symbolic units (Gerritsen 2018). In these territories, food production is
agroecological and linked to ecological, social and cultural conditions
(León-Sicard and Vargas 2018). We recognize a broad range of agroecological practices that include those that have been carried out for centuries as
well as recent innovations. These practices are not always explicitly labeled as
agroecological but they contribute to territorial resilience by reinforcing
positive feedbacks between peasant identity and ecological functions.
Territorial resilience
Territory is a biophysical unit (Sosa Velásquez 2012) that has been appropriated to incarnate a specific life project (Escobar 1999), where subjects
exercise their culture and identity (Sosa Velásquez 2012). In this vein,
a territory is a socio-ecological system in which humans and nature are
integrated rather than artificially and arbitrarily separated (Berkes and Folke
1998). The process by which a physical area becomes a social stage dominated
by a given actor is called territorialization (Entrena-Durán 2012). However,
territorialization is never definitive; rural territories, for example, are in
a constant dispute between the peasantry and diverse actors, such as agribusiness (Rosset and Martínez-Torres 2016). We will approach the study of this
dynamic through the lens of territorial resilience, defined as the “collective
capacity of the actors to contribute to facilitate the development of territorial
responses to external disturbances” (Gilly, Kechidi, and Talbot 2014). Socioecological resilience is the ability to absorb disturbances before modifying the
functions or form of the system (Berkes and Seixas 2005; Folke 2006). The
connection between social and ecological resilience is higher where people
depend directly on nature for their livelihoods (Adger 2000), as occurs in
peasant communities.
Through a broad literature review of studies evaluating resilience and
territorialization we identified six elements of territorial resilience that resonate
with agroecological deepening and also are pertinent for the specific peasant
context where our research took place. The first is the maintenance of agrobiodiversity – the total biota inhabiting an agroecosystem (Jackson, Pascual,
and Hodgkin 2007). The second is food sovereignty as the right of communities to decide on the production, distribution and consumption of food in
accordance with their culture (Sevilla Guzmán 2015). The third is the protection of surrounding multifunctional landscapes with their patchworks of land
use, ecosystems and related biodiversity (Bergamini et al. 2013; Berkes and
Seixas 2005), and respect for community and external environmental norms.
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A. GUZMÁN LUNA ET AL.
The fourth element is the combination of different types of knowledge, learning, and innovation manifested in the incorporation of new management
practices and knowledge aiming at sustainability (Bergamini et al. 2013;
Carpenter et al. 2001). Fifth, we identify the resistance to processes of depeasantization (Prada 2014). Sixth is territorialization in its three dimensions: a)
the symbolic-cultural dimension (Sosa Velásquez 2012); b) the socio-economic
dimension (Entrena-Durán 2012) and; c) the political-institutional dimension
(Entrena-Durán 2012).
Peasants maintain the strength and effectiveness of these elements of
territorial resilience through strategies of resistance to external pressures
(Da Silva 2014). Over 500 years of struggle for their territories (Fernandes
2007), the remaining indigenous peoples and peasants of Latin America have
achieved a high level of resilience that has made their permanence possible.
In the case of Mexico, since the beginning of the 20th century and in the face
of capitalist hegemony, resistance movements have led peasants to consolidate as a political subject (Fernandes 2004). In this work, we include indigenous people within the peasantry, in recognition of the colonial historical
background in common between the two groups (Bartra 2010). Nowadays,
characteristic peasant strategies are movements rooted in their territories,
aspiration to autonomy, revaluations of culture and identity, as well as
protection of nature (Bartra and Otero 2008; Zibechi 2007).
Ecosystem functions
Territorial resilience is intimately linked with stewardship of nature because
ecosystem functions are essential for the material and immaterial aspects of
any life project. Ecosystem functions are an ensemble of physical, biological
and biochemical processes that occur as a result of interactions between
living beings and the physical and chemical conditions of an ecosystem
(GEO Bon 2018). Functions include regulation, support, provision (including
food production), and non-material cultural benefits (Martínez-Harms and
Balvanera 2012; MEA 2005). Ecosystem functions´ contributions to territorial resilience include medicinal and food resources (Ceccon and Pérez 2017),
and also materials (Chazdon et al. 2009; Moreno-Calles, Toledo, and Casas
2013) specific to local cultures and environments. Furthermore, because
nature is an essential part of the cosmovisions of many rural and indigenous
communities (Leff 2001), conservation favors the mysticism and spirituality
of these human groups (Santiago Lemgruber et al. 2017). Maintenance and
recovery of ecosystem functions can arise from agroecological deepening and
contribute to territorial resilience.
AGROECOLOGY AND SUSTAINABLE FOOD SYSTEMS
767
Agroecology in territorial resilience
Social agroecological principles contribute to territorial resilience by breaking
the relations of oppression that peasants and nature have historically suffered
within capitalism (Giraldo 2018). Agroecology is a tool for appropriation of
peasant territories (Rosset and Martínez-Torres 2016), construction of gender equity (Uyttewaal 2016; La Vía Campesina 2018), formation of alternative economies (Toledo 2016), and the recovery and maintenance of
ecosystem functions.
Like much of Latin America, the South of Mexico has a history of
resistance against forces that constantly try to incorporate peasant territories
into the logic of industrialization, mercantilization and modernization
(Sevilla-Guzmán and Soler Montiel 2009). For this reason, it is important
to document and analyze common strategies for deepening agroecology and
its contribution to territorial resilience in opposition to domination of
peasant territoriality under neo-productivist logic.
Here, through three case studies from Southern Mexico, we explore the
relationship between agroecology, ecosystem function, and peasant territoriality. We analyze each case using the six elements of territorial resilience
described above, and then identify which of those aspects of resilience
emerge most clearly across the cases. Our findings contribute to the emerging
discussion of “deep agroecology” (Botelho, Vieira, and Otsuki 2016).
Study sites
For the choice of the three communities where we evaluated territorial
resilience (Figure 1), we considered the presence of agroecological practices
of the community and the history of maintaining ecosystem functions, either
through conservation practices or ecological rehabilitation. The first author
had established relationships in these communities through related research
(unpublished data).
Santa María, Chiapas
This is a community of 40 families, located within the Natural Protected Area
(ANP) El Triunfo and the Ejido1 Capitán Luis A. Vidal (RAN 1994), at an
altitude of 1,500 masl in the Sierra Madre del Sur. Mesophilous montane
forest is the dominant vegetation.
Traditional agricultural (milpa2 and home gardens) and organic coffee
growing are the main productive activities. All the families are associated
with peasant organizations that commercialize coffee – mainly for export –
including 17 members of the Campesinos Ecológicos de la Sierra Madre de
Chiapas S. C. (CESMACH) cooperative. The organization was created in
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A. GUZMÁN LUNA ET AL.
Figure 1. Location of the three study communities and state capitals (map elaborated by
Montserrat García Rivera).
1994 to overcome the disadvantage of producers against intermediaries
(CESMACH 2018), and was sponsored by the Natural History Institute of
the State of Chiapas and the World Wildlife Fund (CESMACH 2018).
CESMACH has organic and Fair Trade certification (InterAmerican Coffee
2019), which offers a price guaranty to producers with strong positive effects
on quality of life of families. CESMACH receives financing for various kinds
of projects from Mexican (e. g. Gaia) and international organizations (e.
g. Heifer, Food 4 Farmers). Santa María exemplifies the integration of nature
conservation with agroecological production.
San Miguel Chicahua, Oaxaca
Inhabitants are part of the Mixtec ethnic group, the fourth largest indigenous
group in Mexico (Royero Benavides 2015). Chicachua is one of the three
towns that make up the agrarian community3 and municipality with the
same name (RAN 1998), and is inhabited by 300 families (Comisariado ejidal
2017, personal communication). The main population center is located at
2,300 masl. Due to its ecological characteristics, we could expect oak
(Quercus spp.) or mixed forests with pine (Pinus spp.), but native vegetation
is limited. The upper Mixteca is one of the most desertified zones worldwide
due to overexploitation of forest resources and the introduction of goats
AGROECOLOGY AND SUSTAINABLE FOOD SYSTEMS
769
during colonial times (Santiago-Mejía et al. 2018), which has led to a radical
decrease in productivity (CEDICAM 2017). The main agroecological practice
and one important economic activity in the community is the traditional
milpa. There are two kinds of milpas mixtecas; cajete and tapapié. Both use
native maize seeds and organic fertilizers produced by the family. Manual
labor, often organized though tequios (communitarian work), predominates.
Some families also herd goats. The area records a 5% annual migration rate
(Boege and Carranza 2009) and high levels of alcoholism.
The Centro de Desarrollo Integral Campesino de la Mixteca ”Hita Nuni”
A. C. (CEDICAM) is an organization with a strong presence in the region. In
Chicahua it collaborates with 70 families. CEDICAM has its roots the 1980s
when Guatemalan Kaqchikel Mayan migrants arrived in the Mixteca, teaching techniques of “ecological agriculture” (Royero Benavides 2015) with an
eye to recovering ecosystem functions. In collaboration with the Diocese of
Nochixtlán, using “Campesino a Campesino” (Peasant to Peasant) methodology, the Guatemalans and Mixtecans developed syncretic knowledge
(CEDICAM 2017) based in the mysticism of Buen Vivir4 and Liberation
Theology5 (Royero Benavides 2015). In 1997 CEDICAM was founded, continuing the tradition of Campesino a Campesino, but disassociating itself
from the Church, and opening the door to government support (Royero
Benavides 2015). CEDICAM work earned the 2010 Goldman Prize, awarded
to its leader Jesús León Santos. CEDICAM started to develop projects with
some families in Chicahua in 2003. At the time this research was developed,
CEDICAM was receiving funds from the Bread for the World Foundation
and had received resources from the Secretaría de Agricultura y Desarrollo
Rural (Secretariat of Agriculture and Rural Development, SAGARPA) for
a new project monitoring soil conditions on naturally fertilized milpa plots.
Chicahua has received support from several other institutions: in 2010 the
Comisión Nacional para el Desarrollo de los Pueblos Indígenas (National
Commission for the Development of Indigenous Peoples, CDI) sponsored
greenhouses for tomato monocrops -now abandoned- and sheds for sheep;
SAGARPA’s Programa Especial para la Seguridad Alimentaria (Strategic
Food Security Program) provided henhouses, fruit trees, drinking systems
for animals, and FAO donated water containers. We chose the Chicahua
community as an example of ecological restoration through agroecology.
Río playa, tabasco
The ejido Río Playa is made up of 48 members, most of who live in the
community Zapotal 2da section. The ejido’s land is at sea level, in areas that
were previously seasonally flooded with fresh water, which made them
particularly fertile for farming, cattle ranching and subsistence hunting. In
2000, the state-owned company Petróleos Mexicanos (PEMEX) opened
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A. GUZMÁN LUNA ET AL.
a canal close to the ejido’s lands, which led to a permanent flooding of 90% of
the ejido’s surface with seawater. The affected families have not received any
compensation for the damages caused. Conventional cacao plantations and
livestock are widespread on land not affected by salinization. However, there
is an incipient agroecological movement focused on cacao and vegetable
production. Additionally, after years of destabilization, a group of five ejidatarios linked to the local Catholic Church’s Social Ministry began to experiment with mangrove planting by trial and error. Once the technique was
perfected, in 2006 they managed a project with financing from the Comisión
National Forestal (National Forestry Commission, CONAFOR) for the afforestation of 30 ha with white (Laguncularia racemosa) and red (Rhizophora
mangle) mangroves (Ramírez Echenique 2017, personal communication) in
the flooded areas. The forestation was successful and in 2015 they were
recognized as an Unidad de Manejo Ambiental (Environmental
Management Unit), which is a legal entity for timber production and ecotourism which, at the time this work was developed, had some economic
support from the Secretaría de Desarrollo Económico y Turismo (Secretariat
of Economic Development and Tourism) of the State of Tabasco. The new
ecosystem is a habitat for marine species, which makes fishing possible. For
the past 13 years, the Social Ministry, guided by Liberation Theology and
with the economic and technical support of personal from the CONAFOR,
has fostered reflection on local living conditions and concrete actions to
improve them (Priest Gerardo Gordillo, personal communication, 2017). In
addition, the Social Ministry, through the civil and lay organization
Horizontes Creativos (Creative Horizons) promotes good practices in cacao
to prevent pests, the transition to organic production, as well as market
integration under favorable terms (Vargas Simón 2014). All of the above
contribute to the community’s territorial resilience and provide an example
of nature rehabilitation undertaken in conjunction with agroecology.
Methodology
Data collection
Throughout four weeks in San Miguel Chicahua, four more in Río Playa, and two
in Santa María during 2017, we characterized territorial resilience by means of
semi-directed interviews (Taylor and Bogdan 1994), participant observation
(Kawulich 2005) and focus groups (Hollander 2004). The first two activities
were developed based on a list of observations and key questions designed to
characterize each of the six variables of territorial resilience. For the semi-directed
interviews, we followed the snowball method to identify and establish relationships with key participants (Atkinson and Flint 2001). In Santa María, we worked
AGROECOLOGY AND SUSTAINABLE FOOD SYSTEMS
771
with the seventeen CESMACH members; we conducted nine interviews, seven of
them during visits to their plots. In Chicahua we conducted sixteen interviews. We
also collaborated with two farmers in planting their traditional milpa. Finally, in
Rio Playa we conducted 22 interviews and six formal visits to their plots. In
addition, we interviewed priest Gerardo Gordillo who has worked for thirteen
years in the Diocese of Comalcalco and the Social Ministry in Rio Playa.
We characterized territorialization (Entrena-Durán 2012) by means of two
focus groups (Hollander 2004) in each community. During the first focus
group, thirteen participants in Santa María, fourteen in Chicahua and seventeen
in Río Playa were divided into teams to draw their community as they remembered it in their childhood, in the present, and how they would like it to be in
ten years. The socio-economic and political-institutional dimensions of the
territory were developed in the second focus group with ten participants in
Santa María, twenty-three in Chicahua and twelve in Río Playa. For socioeconomic territoriality, we identified all income sources and food resources,
listed them in order of priority and determined whether their origin or management is internal or external to the community. We used the same methodology
to visualize the roles of organizations in political-institutional territoriality.
Data analysis
All the information collected in observations, interviews or focus groups was
transcribed to enable content analysis (Krippendorff 1997). Subsequently, we
used triangulation (Bacon, Méndez, and Brown 2005) and synthesis for each
of the six territorial resilience elements evaluated by community. The quantitative data – e.g. agro or biodiversity, were recorded in Excel sheets for
analysis with descriptive statistics.
Results
Below we describe each of the elements of resilience for each community. We
use testimonies from the interviews, modifying the names of the peasants to
protect their privacy.
Agrobiodiversity
Planned and associated biodiversity varied greatly among the three communities, and was related to current management, land use history, and landscape context. Santa María has monocrops of beans or maize, traditional
milpas, diversified backyards and coffee plantations. In all these systems
people reported 36 varieties of fruit trees, and 30 varieties of vegetables, in
addition to twelve wild food plants. The community values native varieties,
maintaining eight races of native maize and four varieties of beans:
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A. GUZMÁN LUNA ET AL.
“We don’t want to lose the blue seed variety, so when we are going to thresh it, we
separate only the blue seed. That way, we say, we are going to thresh the seed, and
we already know that we are going to separate the pure blue seed, setting it aside.”
Don Daniel, 66 years old.
In the coffee plantations, people reported between two and eight species of
shade trees. Due to its proximity to the ANP and a conserved forest, there is
a great diversity of fauna including raccoons (Procyon spp.), tepezcuintles
(Cuniculus paca), red brocket deer (Mazama temama), and even quetzals
(Pharomachrus mocinno).
In Chicahua, the traditional milpa is the main agroecosystem. They also have
monocrops of wheat and a third variety of native beans. All families have
backyard gardens, but five families have only one species of fruit tree, while
the other three tend up to five species. It is rich in native species with three corn
seeds (cajete, and rain-fed blue and white), two native bean species and up to six
other accompanying crops. Milpa is the center of Chicahua productive activities:
“There’s nothing else to do here, here we’re all peasants and we all have a milpa.”
Don Germán, 44 years old.
In 2015, CEDICAM contributed with 54 microtunnels and worm composting plants and technical training. Currently, of the fourteen beneficiaries
interviewed, only six continue to produce between three and four of the
initial fourteen species. People attribute this to water scarcity and of pests,
despite the training they received to deal with these challenges. Participants
mentioned no wildlife visitors to the agroecosystems.
Insufficient access to land, resulting from the salt-water incursion, is a strong
limiting factor for agrobiodiversity in Rio Playa. We did not find native corn or
bean seeds, only a local variety of cacao. Five of sixteen families interviewed
have milpa with hybrid corn; another ten plant corn in monocrops with the use
of agrochemicals. The agroecosystems with the greatest potential for agrobiodiversity are cacao plantations. Five of the sixteen families plant cacao monocrops but ejidatarios linked to Social Ministry have four to 17 species of shade
and produce organically or are in organic transition:
“Most people go against life, against creation. And we must be care for life, for
creation. In creation there are many animals, insects. Pests are also creation. Insects
that take care of the plant also settle on the plant, such as the spider or the mirasol
cricket, the wasps of different kinds.” Don Lauro, 76 years old
A more extensive study found that Zapotal backyards contain a total of 69
species of fruit trees, 22 other edible species, 6 varieties of cacao, 12 of
bananas/guineos and 16 of mangos, to name a few (Áviles, unpublished
data). This suggests that our data could underestimate the community’s
real agrobiodiversity and food sovereignty.
AGROECOLOGY AND SUSTAINABLE FOOD SYSTEMS
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Food sovereignty
Traditional agroecosystems in Santa María and Chicahua produce
a significant fraction of farmers’ diets, but Río Playa is much more dependent
on purchased food. A few families in Santa María produce and collect
practically all of their food. Eight of the nine people interviewed there
grow milpa that provides 7.7 months of corn supply on average, but they
have to buy the rest. Their beans production is sufficient to last the
whole year. They all have hens for eggs and meat, and seven families
completely satisfy their demands for these products. Eight interviewees
produce vegetables, but only four completely satisfy their diets with that
production. All the families go to the forest to extract wild mushrooms in
season. Two families produce enough food to completely cover their needs
directly and through bartering. One affirmed:
“I still have some corn left, bless God. I also have beans. I have 450 kg from last year.
I tell my family we’re going to plant the bean, it’s hard to work, but then we can
trade it for shrimp or fish fillet. So yes, it´s good.” Don Alfredo, 66 years old
Chicahua’s food sovereignty is fragile because it is sustained only by milpa.
All sixteen interviewees have traditional milpa, which provides enough corn
and beans to last nine months. We interviewed one CEDICAM beneficiary,
a woman who currently lives alone with her daughter because her two older
sons and husband migrated to the United States. She had just spent more
than two hours collecting wild nopales to mix with beans when she has no
more vegetables, and explained:
“Here we sometimes eat just tortilla with salt” Doña Araceli, 46
In addition to milpa, ten families raise sheep and poultry. However, thirteen
have to buy eggs and vegetables. Ten families collect wild resources (mushrooms, plants and animals – rabbits, hares and grasshoppers) to supplement
their diet, but in very low volumes as natural forests are very scarce.
In terms of food sovereignty, Rio Playa faces several challenges. Fifteen of
the 22 interviewees plant maize and six plant beans, but they do not cover the
needs of their families. For example, Don Lucio (75 years old) goes every day
to care for his corn plot, but his harvest is consumed in three weeks. Pozol
made from cacao is a staple of the local diet, and fourteen of the ejidatarios
interviewed produce cacao for self-consumption and sale. Ten families have
livestock for consumption at celebrations or for sale; eighteen families have
poultry and have no need to buy eggs. All have to buy vegetables for
consumption. The lack of land and the low productivity of available land
are the main obstacles that we identify to exercising their peasant identity:
“They are taking the life of the soil; we are seeing it in what we sow, it no longer gives
life. You have to apply a lot of fertilizer to help it give a little bit, because PEMEX has
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been destroying everything, the scarcity is a matter of PEMEX.” Don Ramón, 58
years old.
Ecosystem and biodiversity protection
The three communities share an ethic of environmental protection that
manifests itself in different ways and degrees. Those we interviewed in
Santa María, generally agreed with the norms imposed in 1990 when the
ANP was decreed (CONANP 2018), including the regulation of land use
change within the reserve, and of burning, timber extraction, and hunting. In
addition to coffee, most agroecosystems are organic. In addition, the community is part of the Payment for Environmental Services program of the
CONAFOR, for which the members of the ejido receive an economic retribution for conserving the forest. Beyond the rules they are obliged to respect,
people are very much aware of their role in caring for forests and related
ecosystem functions.
“Well, there in Santa Maria is the whole forest area. Beware whoever works there!
Beware! We’ll bring him in tied up because no one is allowed to work there. That’s
where the water is born, and we have to take care of it. We are the guardians” Don
Roberto, 64 years old
Since 1974, Chicahua has tried to revert degradation of its communal lands by
prohibiting cutting of oaks or junipers (traditional material for houses and yokes),
and by organizing tequios for reforestation and soil conservation. A total of
3,050 Ha have been reforested, initially with casuarinas (Casuarina spp.) or
eucalyptus (Eucalyptus spp.), and later with pines (Pinus oaxacana). However,
these species are not native to the area, and do not offer good habitat for native
species.
The culture of nature protection in Rio Playa is expressed in the 30 hectares
of mangrove reforestation that, together with natural regeneration, constitute
habitat of 70 species of birds. Outside the flooded area, there are cacao
plantations managed using organic techniques informed by ecological and
cultural reflection. Some women explain that their cacao plantations connect
them to their absent or deceased husbands or fathers (Gerardo Gordillo,
personal communication, 2017). However, their achievements are at risk in
the face of illegal logging and overfishing by outsiders. In addition, there is
a reduction in native vegetation cover due to land-use change for the
introduction of livestock.
Knowledge, learning and innovation
The three communities differed in their openness to new ideas and their
learning strategies. After the rust fungus that hit coffee plantations between
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2012–2014 in Santa Maria, peasants reported a greater openness to new
practices, such as beekeeping. CESMACH is the main source of training,
which is often offered by members who have attended certificate courses
offered by government organizations or NGOs. In addition, growers
exchange knowledge with Guatemalan laborers through occasional talks or
shared work.
“I learned between school and some day laborers who come from Guatemala because
they work on the farm and know coffee very well, because they have spent their whole
life working with coffee.” Don Brian, 27 years old
Chicahua farmers, on the other hand, tend to be skeptical of new practices and
outsiders. As Doña Rosalía (52 years old) explained, “We’re only used to the
milpa”. Microtunnels provided by CEDICAM were underutilized. Interviewees
attributed this to lack of water and to pests, even though CEDICAM training and
their own experience offer them alternatives. Doña Josefina (46 years old)
challenged her neighbors, asking: “And why don’t you grab your donkey and go
for a water to the river? We used to do that in the past.”
Rio Playa’s ejidatarios are divergent in their openness to innovation In
reference to abandonment of the land by their children, most participants in
an assembly agreed that “Rio Playa is going to disappear in 20 years” so it may not
make much sense to promote ecotourism in the region. In contrast, the group
linked to the Ministry a few months earlier built a pier and two canoes, and is
also managing projects with the tourism secretariat of the municipality. This is
the same group that learned on their own to plant the mangroves, and promoted
the organic transition of the cacao plantations, along with a small peasant school.
“I grew my pasture in Rio Playa, and even rented it. But then everything began to die
with the salinity, and only land remained. Then came the water, and I thought
¨where there is water, there is life¨. And that’s where the idea of the mangrove came
from. And you can see now, it looks like a paradise” Don Salvador, 50 years old.
Resistance to depeasantization
Expectations regarding peasant livelihoods manifest themselves in the choices
made by young people and in migration and its influences. In Santa María, the
families interviewed rely completely on agricultural activities (coffee, milpa,
livestock and beekeeping). Two families invested remittances from migrants to
the United in their coffee plantations. New generations continue reproducing
peasant practices; of the thirty children of the nine farmers interviewed, fifteen
are adults and all are dedicated to farming (coffee, agriculture or livestock).
Underlying the community is pride in its peasant identity.
“Peter is my grandson so I gave him two hectares in a place we call Las Flores. Peter
and my son have land there. There I gave him land. And they are growing coffee,
very beautiful! But Peter and his siblings don’t want to study, they told their father
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that. My youngest grandchild, Manuel, is his name, he is really destined to be
a peasant! One leaves him cajeteando and he completes everything. Oh! Who
knows! It’s destiny” Don Daniel, 66 years old.
Although Mixtec institutions in Chicahua maintain peasant traditions, they
are challenged by migration and limited economic opportunities. Ninetythree percent of households have a member who has migrated for periods of
several years, mainly to the United States or Mexico City. People who left the
community return to participate in tequios and to fulfill obligatory leadership
positions, or they pay someone to replace them. However, only four of the
ten children of interviewees who are of working age participate in farm
activities.
In Rio Playa the processes of depeasantization are predominant. Only nine
ejidatarios have land to plant, and only seventeen of 70 adult children and
grandchildren are peasants:
“Nowadays one no longer has the pleasure of planting (…) Perhaps ecotourism is
a good way to earn a daily salary, and not to neglect the ejido. You can’t be without
a day’s work because there is scarcity”. Don Ramón, 58 years old.
Social, economic and political dimensions of territory
The ways that focus group participants depicted the past, present, and future
of the landscapes they inhabit illustrate distinctions in the ways they inhabit
their territories. Santa María residents incorporated the mesophilic forest and
coffee plantations as central cultural symbols in the past, present and future,
and identified themselves as stewards of the landscape.
“This beauty (the landscape integrated by coffee plantation, forest and other productive plots) is pure work of our lungs” Don Roberto, 44 years old.
In Chicahua, focus group participants identified native wildlife and traditional wooden houses as symbols of the community. However, their representation of the current situation excluded the natural environment and farm
plots, and they visualized their future as urbanization with multi-story
buildings and electrification.
Only families involved in the Social Ministry attended the focus groups in
Rio Playa. This likely introduced bias in our findings and reflects polarization
within the ejido. Their representations of the past emphasized the splendor of
the ejido before the flood. The present was represented as a biodiverse and
living territory thanks to the mangrove. They feel slighted by the government, but see a future in which they will be appreciated for the ecosystem
functions they help maintain:
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“We have had to transform the places. That’s why we no longer depend on the
government; now we’re going to sell oxygen and water to the government, because
they see us from above, looking down on us” Don Salvador, 50 years old.
Santa María residents highlight income from coffee plantations in the socioeconomic dimension of their territory. As for food, producers agreed that
what they eat is also “in their hands,” whether they grow it themselves, collect
it from the forest or sell it in their stores. In Chicahua, remittances and milpa
are the most important economic activities. Remittances are recognized as
external to the community, while milpa is internal. Finally, from participants’
perspective, Rio Playa’s economic territorialization is based on cacao and
livestock that depends on both internal and external factors.
Political-institutional territorialization of Santa María is primarily internal
to the community thanks to the importance of the ejido. In Chicahua, the
participants identified as equally important the municipality, schools, church
and the commons, institutions whose management is shared between the
community and the exterior. In contrast, for Rio Playa, Catholic and nonCatholic churches were the most important institutions contributing to
a strong social fabric. These churches are, from the perception of the
ejidatarios, internal to the community. Churches collaborate for the good
of the community, as Don Federico (53 years old) mentioned in regard to his
experience seeking support for the construction of a Catholic temple:
“In the community there are Presbyterians and Pentecostals, but they have fewer
people. A Pentecostal man even supported us with gravel and sand. He told me that
he supported us because, although we are from another congregation, we are from
the same community”
Priest Gerardo Gordillo said that the Liberation Theology promoted in the
region seeks to build community from a practical faith in which we are all
connected (personal communication, 2013). This solidarity has been the
driver of actions that increase territorial resilience.
Discussion
Agroecological practice has persisted and developed in each of the three communities to the extent that it resonates with peasant identity and spirituality. The
six variables of territorial resilience that structured our research – agrobiodiversity maintenance; food sovereignty; learning and innovation; resistance to
depeasantization; and social, economic and political aspects of territoriality –
manifested themselves in differing ways and magnitudes. In Santa María and
Rio Playa, agroecological deepening is rooted in the cultural matrix of the
communities, and linked to the recovery and maintenance of ecosystem functions. In the case of Santa María, a strong peasant identity reinforces other
elements of resilience. For some Rio Playa ejidatarios, Liberation Theology has
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contributed to all the elements of territorial resilience, despite the loss of
agrobiodiversity and food sovereignty related to salinization caused by
PEMEX. Their unity and capacity for innovation has helped those associated
with the Social Ministry to maintain and adopt some agroecological practices
and to recover biodiversity, ecosystem functions, and their ties to the landscape.
Other Río Playa residents are more pessimistic regarding the viability of peasant
livelihoods. In Chicahua, agroecology consists of traditional milpa and local
institutions that reinforce it through indigenous identity. CEDICAM and other
organizations have had limited success in reverting land degradation and migration, promoting agroecological innovation, and strengthening food sovereignty.
Mier et al. (2018) identified “mobilizing discourse” that defines a problem,
adversaries, identity or common principles (Touraine 1994) – as a driver of
agroecological scaling. Our case studies suggest that, for depth scaling, it is
necessary that the discourse be culturally rooted. Priest Gerardo Gordillo
summarized this process as follows:
“The religious matrix of community, the revolutionary matrix and the indigenous
matrix have a lot of identity, and when … social processes … are based on a cultural
matrix of this type, the processes are maintained more. And when they aren’t, they
become diluted, they become very pragmatic” (Personal communication 2017).
Our case studies confirm that technological innovations without cultural
resonance are unlikely to persist (Royero Benavides 2015). As observed in
other communities (Boyer 2003), the strength of Santa María’s territorial
resilience originates from residents’ peasant identity. CEDICAM’s most
notable successes originated during its early years when its practice was
spiritually rooted. Slow progress in Chicahua contrasts with CEDICAM’s
impact in San Isidro Yucuyoco, another Mixtec community where agroecological and ecological restoration efforts began in collaboration with the
Diocese. San Isidro has achieved the recovery of springs, arable land, and
food security, and, more recently, established a community savings bank, and
popular grocery stores, practically ending emigration (Eduardo León, personal communication, 2017). The role of the cultural matrix is even more
evident in Río Playa, where, based on reflections arising from Liberation
Theology, ejidatarios perceive that “everyone and everything is connected”
(Gerardo Gordillo, personal communication, 2017). These reflections from
a theological perspective have led the ejidatarios to care for nature and each
other by planting mangroves, establishing a peasant school and popular
grocery stores, and adopting organic practices in their cacao plantations.
This spiritually guided agroecological praxis echoes the “Deep Ecology”
movement in its celebration of the intrinsic value of non-human life, recognition that humans exist within a complex web of ecological relationships, and
rejection of political and economic structures that disregard these values
(Naess 1973). Additionally, Francis (2015) emphasizes the role of humans as
AGROECOLOGY AND SUSTAINABLE FOOD SYSTEMS
779
stewards, and that care for the Earth and for our fellow humans – particularly
the poor – go hand in hand. The Pope conceives of nature as an oppressed
“sister” to be liberated (Pope Francis 2015), a vision consistent with a current
of Latin American Liberation Theology (Verdugo 2015) known as Theology of
the Earth, or Ecologist Theology (Barranco 2016). These spiritualties have been
a cultural basis for agroecological depth scaling and territorial resilience in
other places as well. For example, in the 1970s in the Zona da Mata of Brazil,
Liberation Theology inspired actions for agroecology, local development,
health, education, and nature conservation, among others (Botelho, Vieira,
and Otsuki 2016). In the agroecological deepening described by Botelho,
Vieira, and Otsuki (2016) Liberation Theology is an element of spiritual
reconfiguration of farmers’ relationships with nature. Zero Budget Natural
Farming (ZBNF) in India is another movement in which agroecology resonates with religion. Also known as “spiritual farming”, ZBNF emerged in 2002
“rooted in ancient Indian knowledge systems, where cow is holy, invoking
notions of the Goddess Annapurna and mother earth”, while opposing
Western economics models and lifestyles that have been devastating to
Hindu culture (Bhattacharya 2017). Indigenous Hawaiian spirituality recognizes that each person has “genealogical (not necessarily genetic) and biogeographical relationships with places or processes”, so that ways of producing
food, management of natural resources and nature conservation are framed
within this “enormously complex” network (Kurashima, N. et al. 2018).
Spirituality has been a cultural matrix for deepening agroecology in these
cases, but we recognize that religion can exacerbate gender or intergenerational divides (Botelho, Vieira, and Otsuki 2016) and exclude those with
different beliefs. And although Liberation Theology recognizes the value of
other spiritual traditions, in Río Playa, ejidatarios not connected to the social
ministry, engaged in actions to strengthen territorial resilience only when
those imply the possibility of economic incomes. Therefore, in spiritually
diverse communities, other cultural references many be key to deepening
agroecology. This is the case of Santa Maria whose actions arise from
a shared peasant identity. Another case is the Union of Cooperatives
Tosepan, which developed around the Nahuatl, Maseual and Tutunaku
indigenous identity. The organization emerged in the 1970s and is
a producer of coffee, honey and organic pepper with high agrobiodiversity
(see Toledo 2005), and carry out multiple actions to reproduce the conditions
for Good Living (Ramírez Echenique 2017). These initiatives strengthen all
the elements of territorial resilience that we have identified.
Conclusions
Our analysis suggests that agroecological practice must be culturally rooted
in order to deepen territorial resilience for long-lasting impact. Some of the
A. GUZMÁN LUNA ET AL.
780
cases we cite have persisted, but have matured and adapted over almost half
a century. Depth scaling is linked with the recovery and integral maintenance
of ecosystem functions. It goes beyond agroecological farming to include
other elements of peasant territorial resilience, such as ecological restoration
and solidarity economies. We therefore invite promoters of agroecology to
engage with cultural institutions, traditions, and identities in order to contribute to deep, lasting transformations. We also consider that it is necessary
to understand how agroecology drives and is driven by political and cultural
processes of peasant territorial resilience and resistance.
Acknowledgments
In first place we thank the peasants, their family and organization involved in this work. We
also thank Valeria García López, Helda Morales, the research group on “Masificación de la
Agroecología para los sistemas alimentarios sustentables” El Colegio de la Frontera Sur
(ECOSUR), anonymous reviewers for helpful comments, and Haley Davis by her revision in
the translation of this paper. This work was supported by the National Council of Science and
Technology of Mexico (CONACyT) provided a scholarship to the first author. We also receive
support from the project Assessment of Diversification Strategies in Smallholder Coffee
Systems of Mesoamerica leaded by the University of Vermont and “Adaptabilidad en los
Mosaicos Rurales al Cambio Climático” leaded by Johannes Van del Wal, El Colegio de la
Frontera Sur.
Funding
This researchwas partially funded by the project “Assessment of DiversificationStrategies in
Smallholder Coffee Systems of Mesoamerica” (NoAF 1507-086: No FDNC Engt 00063479) is
supported under thePage 2 of 4"Thought for Food" Initiative of the Agropolis Foundation
(through the "Investissements d'avenir" programme with reference numberANR10-LABX0001-01), Fondazione Cariplo and Daniel & NinaCarasso. This research was also partially
funded by the project“Adaptabilidad en los Mosaicos Rurales al Cambio
Climático”CONACyT PDCPN 2015-690.
Notes
1. After the agrarian reform begun in 1934, the ejidos emerged as an assignation of
state lands to a group of peasants who demanded them (Morett Sánchez and
Cosío Ruiz 2017).
2. The Mesoamerican milpa system is a basic association of corn, beans and pumpkins
with strong nutritional and ecological value.
3. As a result of the same agrarian reform (see footnote 1), agrarian communities are
another type of social property resulting from the allocation of land to villages with
colonial occupation antecedents, i.e. indigenous peoples (Morett Sánchez and Cosío
Ruiz 2017).
4. An indigenous philosophy that includes equilibrium between nature and other human
beings (Altmann 2013) .
AGROECOLOGY AND SUSTAINABLE FOOD SYSTEMS
781
5. Liberation Theology is a current of the Catholic Church that was born in the 1970s
(Gutiérrez 1975) with strong Marxist influences. Its objective is to generate a liberating
praxis (Carballo López and Salcedo Vereda 2008), to combat poverty and contribute to
“the integral liberation of all men” (Concha 1997).
ORCID
Bruce. G. Ferguson
http://orcid.org/0000-0003-3963-2024
Birgit Schmook
http://orcid.org/0000-0001-5775-0310
Omar Felipe Giraldo
http://orcid.org/0000-0002-3485-5694
Elda Miriam Aldasoro Maya
http://orcid.org/0000-0001-5411-7499
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Agroecology and Sustainable Food Systems
ISSN: 2168-3565 (Print) 2168-3573 (Online) Journal homepage: https://www.tandfonline.com/loi/wjsa21
Can the state take agroecology to scale?
Public policy experiences in agroecological
territorialization from Latin American
Omar Felipe Giraldo & Nils McCune
To cite this article: Omar Felipe Giraldo & Nils McCune (2019): Can the state take agroecology
to scale? Public policy experiences in agroecological territorialization from Latin American,
Agroecology and Sustainable Food Systems, DOI: 10.1080/21683565.2019.1585402
To link to this article: https://doi.org/10.1080/21683565.2019.1585402
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AGROECOLOGY AND SUSTAINABLE FOOD SYSTEMS
https://doi.org/10.1080/21683565.2019.1585402
Can the state take agroecology to scale? Public policy
experiences in agroecological territorialization from Latin
American
Omar Felipe Giraldo
a
and Nils McCune
b
a
Agricultura, Sociedad y Ambiente, El Colegio de la Frontera Sur (ECOSUR), San Cristobal de las Casas,
Mexico; bSchool for Environment and Sustainability, University of Michigan, Ann Arbor, Michigan, USA
ABSTRACT
KEYWORDS
In this article we use a food sovereignty frame to analyze the
role of the State in favoring agroecological scaling, particularly
in Cuba and in the Latin American countries that elected leftist
governments in the first years of the 21st century and currently
face an upsurge of right-wing political forces. As with social
movement participation in international governance structures, at the national level social movements face risks when
they allow themselves to become absorbed in collaborations
with the State in order to build public policy for taking agroecology to scale. By participating in the institutionalization of
agroecology, movements become part of the established rules
of the game, having to move within limits defined by a system
that exists to preserve the interests of the dominant class. On
the other hand, by boycotting the arena of governance, agroecological movements allow resurgent political and economic
elites to grab land, territories and resources needed for agroecological food systems to ever become a global substitute for
industrial agriculture. At the heart of the matter is the political
character of agroecology: shall we continue betting on reform,
in times of (counter) revolution?
Scaling-up agroecology;
political agroecology; the
state; social movements; the
right
Introduction
The rapid ascent of the right-wing in Brazilian politics is emblematic of
a regional phenomenon: none of the institutional reforms of Latin American
center-left governments since 1999, nor the social organizations and populations
that benefit from these policies, are safe from revisionist, neocon and protofascist assault. This particularly disturbing historical situation is unfolding even
as some of the most important international efforts to institutionalize agroecology and peasants’ rights are yielding fruit. FAO’s second international symposium entitled Scaling Up Agroecology to Achieve the Sustainable Development
Goals (SDGs) was carried out in April 2018, and the United Nations Declaration
on the Rights of Peasants and other Working Persons in Rural Areas, was adopted
CONTACT Omar Felipe Giraldo
[email protected]
El Colegio de la Frontera Sur, Agricultura,
Sociedad y Ambiente, Carretera Panamericana y Periférico Sur s/n, Barrio María Auxiliadora, San Cristobal de las
Casas 2929, Mexico
© 2019 Taylor & Francis Group, LLC
2
O. F. GIRALDO AND N. MCCUNE
by the General Assembly as international law in the same year (Gliessman 2018;
LVC (La via Campesina) 2018). These contradictory tendencies invoke us to
discuss which strategies should be used to broaden and accelerate transitions
toward agroecological food systems.
This article contributes to the documentation and analysis of how public
policy can help take agroecology to scale, while qualifying this debate by
recognizing the evolution of thinking about state power in Latin America and
the politics of rural people’s movements that aspire to build food sovereignty.1
Our story begins with the end of history; that is, the 1990s. From the very zenith
of triumphalist neoliberalism, a volcanic series of challenges to transnational
capitalism and US hegemony erupted, especially across Latin America. These
progressive political projects have often found their core source of strength in
peasant and indigenous movements that rejected privatization projects, and
instead elaborated visions for a revitalized and democratized State. Popular
movements have been the key to mobilizing support for successful electoral
campaigns, and governments, that declare decolonization of institutions,
national control over key resources, and food sovereignty to be State priorities
(McKay, Nehring, and Walsh-Dilley 2014). Several of these governments have
attempted, to varying degrees, to institutionalize agroecology,2 and in some
cases, the rights of nature have become enshrined in law (McCune 2017;
Sabourin et al. 2017).
Since 2009, however, the phenomenon of “progressive regimes” in Latin
America has shown increasing vulnerability. We argue that this is due to three
main factors: (1) the impasse they have shown with respect to transitioning from
extractive to regenerative economic models; (2) a related incapacity of leftist
forces to permanently mobilize society in a transformational, bottom-up democratization of cultural, economic and social structures; and (3) the successful
application in Latin America of US strategies known as unconventional, fourth
generation or hybrid warfare, soft coups, or color revolutions in order to control
or dispose of undesired governments and restore conventional neoliberal
regimes or achieve “outsider” far-right political victories that enthusiastically
repress migrants, religious and sexual minorities, as well as land defenders.
These factors, together, comprise the apparent “end of the progressive cycle”
and call into question the strategy of institutional reforms for taking agroecology to scale. People’s movements almost always enter into negotiations with
the State from a position of weakness – particularly to the extent that they
represent organized communities engaged in complex reproduction strategies
and everyday resistance, rather than a unified class project seeking hegemony
(Veltmeyer 2018). These asymmetrical negotiations are often justified in the
interests of establishing rights-based frameworks within existing political
regimes, in order to gain leverage in resource and territorial disputes (IPC
(International Planning Committee for Food Sovereignty) 2018). The current
context, however, in which regime change against progressive or wavering
AGROECOLOGY AND SUSTAINABLE FOOD SYSTEMS
3
governments has become the order of the day (Bello 2017), begs a new question for agroecological movements: what is to be gained from negotiating with
governments that are likely to be replaced by aggressive neoliberal or protofascist regimes?
This article takes on the question of the State, from the perspective of a search
for political and social methods for taking agroecology to scale (Mier Y Terán
et al. 2018; Nicholls and Altieri 2018; Parmentier 2014). We situate our discussion in the growing institutional recognition of agroecology as a key tool for
solving the problems confronting the planet, as well as the evolving thinking of
popular movements with regard to State power. Our purpose is to provide
analysis for guiding how, why, and under what circumstances, agroecological
movements should engage with the State to design or implement public policy.
At the same time, we feel that this article is part of an urgent and global question
that, we hope, unites the city and the countrysise: how shall we defend social
rights – and cool Mother Earth (LVC 2009) – in the face of a rising politics of
hate?
In the first section, we describe the cycle of progressive regimes in Latin
American political systems. It has been a process with vast dimensions and
possibilities, filled with euphoric defenders and disappointed critics, major US
destabilization efforts and an extraordinary quantity of elections. The lingering
debates about the genuinity of these processes and their place in a global
emancipatory project have been sidelined by the crushing advance of rightwing politics in the continent (Scoones et al. 2018), in direct relation to evolving
international military and political strategies taken advantage of by transnational
corporations and traditional elites.
Next, we delineate three interlocking domains that we use to analyze public
policy from the lenses of agroecology: territory, knowledge and sovereignty.
Rather than simply looking at single policies or budgetary line items meant to
encourage agroecological farming, we focus on these three system-level principles of sociopolitical regimes that can support the scaling of agroecological food
systems (Vandermeer et al. 2018). We use these overlapping principles to
examine political aspects of agroecological scaling in Latin America. We look
at the way that territory, knowledge and sovereignty have been employed by the
State and by non-State actors to make possible, encourage or block the scaling of
agroecological food production. We find that the fundamental necessity of
political change for agroecological transformation is policy that disrupts landlord power and prevents or undoes the consolidation of agribusiness empires. In
the absence of these regressive and predatory power structures, agroecology
flourishes.
In the last part, we discuss our understanding of the State and people’s
movements in this historical moment of global capitalism, led by speculative,
financial capitalism, in a global resource scramble. We argue that the State is
nothing if not contradictory: its popular and democratic control is a condition,
4
O. F. GIRALDO AND N. MCCUNE
sine quo non, for organized people to use legal means to stop capitalist ecocide;
at the same time, the negotiations around State power tend to create permanent routes for the continuity and return of economic power to be exercised as
political power. Nothing can replace committed, territorial, grassroots agroecological movements as a means to autonomous self-determination. As such,
we commit the audacity of calling upon readers to engage in the historical task
of “painstaking organizing” to defend land, nature and the future.
Section 1: the doing and undoing of “friendly” governments in Latin
America
To the question of what political and institutional context favors agroecological
scaling, the agricultural and food transformations taking place in Cuba since
1991 are instructive (Machín et al. 2010). With the collapse of the Union of
Soviet Socialist Republics (USSR) in 1991, Cuba lost its major trading partner
just as the United States (US) government tightened a decades-old commercial
blockade on the island. In the year between invading Panama and invading Iraq,
the US president, George H.W. Bush, announced a “new world order” based on
the idea that Western liberal democracy would be the final form of human
government. In reality, the new world order or “full spectrum dominance”
(Chomsky 2003) would mean the complete and irreversible institutionalization
of the kind of experimental neoliberal shock therapy (Klein 2007) and structural
adjustment programs that were already contributing to Latin America’s “lost
decade,” as foreign debt payments, privatizations and market shocks vastly
expanded the levels of extreme poverty across the continent. As has been widely
documented, Cuba’s government reacted entirely differently to the new circumstances and agroecological farming became both a form of resistance and
a national policy during the 1990s. Food self-sufficiency policy, based on local
peasant knowledge combined with reoriented technological programs to produce biological inputs, decentralized urban gardens and a peasant-to-peasant
agroecological movement, became the order of the day (Fernandez et al. 2018).
The Washington Consensus’ free market orthodoxy, rejected early on by the
Caracazo riots of 1989, Cuba’s survival and the Zapatista uprising of 1994, was
upended permanently by the electoral triumphs of Venezuelan Hugo Chavez in
1998, 1999, 2004, 2006, 2009 and 2012 (Wilpert 2007). Chavez argued that Latin
America and the Caribbean had only achieved a partial, formal independence,
and that a “second independence”, based in part on wealth redistribution, was
needed to decolonize the continent economically and culturally (Escobar 2010).
Chavez and Cuban President Fidel Castro formed the Bolivarian Alternative for
the Peoples of Our America (ALBA) alliance in 2004, in response to George
W. Bush’s proposal for a Free Trade Agreement of the Americas, known in
Spanish as ALCA. Rather than ALCA, which open all the economies of the
AGROECOLOGY AND SUSTAINABLE FOOD SYSTEMS
5
region to “free” competition, ALBA proposed a regional integration based upon
the principles of solidarity and complementary relations.
As progressive and semi-progressive candidates were elected in Argentina
(2003), Brazil (2003), Bolivia (2005), Honduras (2005), Nicaragua (2006),
Ecuador (2006), Paraguay (2008), Uruguay (2009), El Salvador (2009), and
other countries, the ALBA alliance swelled and the decades-long isolation of
Cuba was finally broken (Riggirozzi and Tussi 2012). The opposition of voters to
neoliberalism opened a broad conversation about socialism, post-liberalism,
post-capitalism, autonomy and decolonization. There emerged a multi-tiered
resistance to laissez-faire capitalism in Latin America: the governements of
Brazil, Argentina, and Uruguay became examples of a “responsible” left that
sought to reduce poverty through a neodevelopmentalist approach that
expanded both capitalist and social investments, people’s revolutions in
Ecuador and Bolivia used new constitutions to defend the indigenous concept
of Buen Vivir as an antipode to capitalist development, and Chavista Venezuela
embarked on constructing “21st Century Socialism”, calling on urban and rural
people’s movements, Afro-descendent communities and indigenous peoples to
organize a new kind of State (Katz 2008). In addition to ALBA, progessive
institutions for regional integration created during the Chavez era included
the Union of South American Nations (UNASUR), Petrocaribe, and the
Community of Latin American and Caribbean States (CELAC). This was
a period in which agroecological principles were enshrined into law in many
Latin American countries, particularly Venezuela, Bolivia, Ecuador, Brazil,
Argentina and Nicaragua.
The progressive governments of Latin America are generally credited with
dramatically reducing extreme poverty, restoring literacy, education and health
care as rights rather than privileges, and broadening the conception of citizen
and State to guarantee historically-denied rights of women, indigenous peoples,
Afro-descendants, peasants and workers (Escobar 2010). These governments
vastly expanded social services and public investment in infrastructure, while
reducing or ending dependence on predatory loans from the World Bank and
the International Monetary Fund. However, none of these progressive projects
found a way to definitively break away from the extractive economic structures
that have dominated since colonial times, sparking deep debates within leftist
communities and popular movements (Andermann 2018; Stédile 2017;
Veltmeyer 2018). Despite a transformed institutional landscape, the role of
agroecology has not been consistent in Latin America’s “left turn.” The role of
the private sector in food processing, distribution and retail has not been
aggressively challenged by ALBA governments, except Cuba, which represents
a qualitatively distinct level of commitment to agroecological food systems
(Rosset and Benjamin 1994; Machín et al. 2010). Other countries of Latin
America’s ‘pink tide’ since 1999 have, in general, pursued a two-track policy of
supporting sustainable smallholder farming, at least in discourse, while also
6
O. F. GIRALDO AND N. MCCUNE
being complicit to transnational agribusiness and mining interests’ incursions
into peasant territories.
Throughout the early 2000s, traditional elites found themselves displaced
from political power and faced with uncomfortable choices – taking exile in
the US, organizing active opposition to progressive governments, retiring to
strictly private sector activities, or simply waiting for an opportunity. The coup
attempt against Hugo Chavez in 2002 and oil industry lockout the same year, the
armed rebellion that ousted Haitian president Jean-Bernard Aristide in 2004, the
“Media Luna” rebellion by landlord elites of Croatian descent against the
government of Evo Morales in Bolivia during 2008, the military coup against
Honduran president Manual Zelaya in 2009, and the coup attempt against
Ecuadorian president Rafael Correa in 2010 are landmarks in the evolution of
opposition to progressive governments in Latin America and the Caribbean
(Borón 2014). The early success of left-leaning governments in repeling plots
and elite-led rebellion was linked to the committed support for these regimes by
organized sectors of society, particularly urban barrio organizations and peasant
movements (Wilpert 2007). Guided by Chavez’s example, these government’s
common reaction to coup attempts was to deepen national processes of transformation and maintain the permanent mobilization of supportive social sectors. Such deepening translated into measures such as the nationalization of
hydrocarbons in Bolivia and Ecuador, as well as the commitment by Hugo
Chavez to replace the “bourgeois state” with a communal, ascendant democracy
of people’s power, including an explicit commitment to agroecological production (Ciccariello-Maher 2014).
All of these governments, however, were bogged down by their inability to
stamp out corruption in State bureaucracies, and many observers decried
a widening gap between aspirations of experimental democracies and entrenched
cultural and social practices that reproduce inequality (Katz 2008). The glaring
contradiction between political constitutions and laws that formally recognized
the rights of nature, and policies that encouraged extractivism, pushed leftist
governments toward quagmire. Many academics and progressive nongovernmental organizations (NGOs) criticize the “redistributive neodevelopmentalism” of the governments of Venezuela, Bolivia, Ecuador and
Nicaragua, which are seen as being too friendly toward capitalist interests and in
particular, for fomenting extractive industries (Gudynas 2011). However, most of
the organizations and social movements that make up the Latin American
Coordination of Rural Organizations (Coordinadora Latinoamericana de
Organizaciones del Campo – CLOC), continental expression of La Via
Campesina in Latin America and the Caribbean, have been slightly more qualified
in their critiques of left-leaning governments, and in general have closed ranks
with urban movements and progressive candidates during election cycles (CLOC
2015).
AGROECOLOGY AND SUSTAINABLE FOOD SYSTEMS
7
Soon after Hugo Chavez died of cancer in 2013, the Venezuelan economy
sank into crisis as oil prices dropped from $110 per barrel in June 2014 to
$22 per barrel in January 2016, a period of less than two years. As
Venezuelan financial support for the regional economy disappeared, leftist
governments faced the prospect of cutting social programs or taking on
deficits. In this context, protest movements of the newly created middle
class blossomed in Latin America, generally over issues of corruption. By
that point, conditions had ripened for more brazen regime change efforts
(Mora 2018), and the success of US-managed “color revolutions” in Eastern
Europe and the Arab Spring became a blueprint for similar applications in
Latin America.
The elite rebellions that have emerged recently receive critical logistical
and financial assistance from the National Endowment for Democracy
(NED), which in its own publications has boasted of building the capacity
of opposition groups to take sudden control of communications media and
control a dominant narrative (Waddell 2018). The novel collaboration of
traditional oligarchical media companies and social media campaigning
virtually transforms the political landscape overnight, using messaging previously developed through extensive political, social, anthropological and
psychological research of the type that has gained notoriety since the scandal
of Cambridge Analytics. US-owned transnational social media platforms
Facebook, WhatsApp and Twitter play a fundamental role in stoking “spontaneous” and leaderless uprisings against progressive governments in the
region, aided by “post-truth” contemporary political tools such as fake
news stories, bots and trolls to construct a state of public opinion that can
force out progressive governments. The extremely violent guarimba protests
in Venezuela in 2014 and 2017, the media blitz run-up to the impeachment
of Dilma Rouseff in 2016, Lula’s imprisonment and the 2018 elections, and
Nicaragua’s political crisis since April 2018, were all essentially media operations, guided by Gene Sharp’s (1994) theories of asymmetrical conflict, in
which non-State actors bring down political regimes (Korybko 2015).
The dismantling of progressive governments signals a chilling return
toward authoritarian and neoliberal regimes in Latin America.3 Incoming
traditional landlord elite castes in some cases, and neoright populist extremists in other cases, use State power to intensify diverse forms of violence
against indigenous and peasant communities, internal and global migrants,
sexual minorities, Afro-descendant peoples, women and in general, the poor
(Andermann 2018; Bähre and Gomes 2018). The “end of the progressive
cycle” in the continent appears to be the beginning of a period of heightened
repression, criminalization and hate. Not only have agroecology-friendly
policies been overturned in these countries, but they have arguably been
converted into tools for repression and information-gathering against
movements.4
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O. F. GIRALDO AND N. MCCUNE
Section 2: why, how and when of agroecological public policy
What is to be learned from this harsh experience? Do social movements waste
precious energy designing and demanding agroecological policy? Before venturing responses to these troubling questions, we examine some of the agroecological policies created in Latin America through the social movement/progressive
government dynamics in the last two decades.
To begin with, it must be said that the struggles to take agroecology to scale
are really recent, with Nicaragua’s peasant-to-peasant movement of the late
1980s and Cuba’s transition in the 1990s as milestones (Holt-Giménez 2006;
Wright 2005). Although agroecology has been defended – under that and other
names – by social movements over the last forty years, it was only very recently
that the growing agroecological movement managed to include the issue in
public debates (Wezel et al. 2009). For a long time, agroecology was excluded
from political discussions in institutions. The political platform that gave rise to
scaling up agroecology was built with the struggles of peasant movements
throughout the 20th century (Rosset 2006). Although historically the struggles
were mainly defensive – against land grabbing, the flooding of exported food
into national markets, water privatization, mining concessions, seed patents – it
was in the context of progressive or socialist governments that agroecological
policies were achieved, thanks to pressure from a wide network of actors such as
organized peasants, indigenous peoples, rural workers’ unions, NGOs, academics, as well as sectors of governments and international cooperation
(Altieri and Toledo 2011).
This brief review of agroecological policies also proposes three guiding
principles for changing the power relations in favor of agroecology: knowledge, territory and sovereignty.
Knowledge means the recovery of indigenous knowledge and technology,
the exchange and dialogue between ways of knowing, including scientific/
rational, complex/relational, constructionist and others. Agroecology challenges conventional, productivist logic in food systems. It does so through
the revalorization of indigenous and traditional knowledge systems, which
are inevitably linked to places and territory-based social relations.
With the category of Territory we want to argue that only by stopping land and
resource grabbing, defending indigenous territories, and constructing peasant,
peasant-indigenous, and peasant-worker territories through popular, integrated
agrarian reform, can agroecology be taken to scale. As such, agroecological
solutions imply transforming land-based social relations, which in practice
means breaking landlord power structures, which may take agrarian, laboral,
legal, economic, political, or cultural forms. This is why agrarian reform remains
the policy par excellence of this category, without which agroecology and food
sovereignty cannot be scaled out. In territorial policies we also include access to
certain means as a guarantee for public credit systems; biological means for the
AGROECOLOGY AND SUSTAINABLE FOOD SYSTEMS
9
early stages of agroecological reconfiguration; and rural infrastructure. Disrupting
landlord power is only a first step. Agroecological policy is also that which
prevents food empires from taking hold, and reduces their ability to maintain
control where they currently exercise it, such as in supermarkets, gate prices and
trade negotiations.
Finally we chose Sovereignty. Agroecology builds food sovereignty at every
level, as the Declaration of Nyéléni makes clear (International Forum for
Agroecology 2015). It puts food production, distribution and consumption in
the hands of the people. At the same time, national, local and popular
sovereignty are necessary to protect agroecological processes from the offensive of transnational capital (McKay, Nehring, and Walsh-Dilley 2014).
Sovereignty means that agroecology is understood as part of sovereign food
systems, wherein social actors are free to define, construct and defend their
food culture, and they are protected from outside predatory actors (such as
banks, mining companies, and agribusiness circuits) that would undermine
these food cultures.
Each of these three principles is used to analyze the progressive policy for
agroecology that has emerged since 1999 in Latin America and the
Caribbean.
Knowledge
This category includes policies that have promoted or supported processes of
agroecological training, exchange of experiences and knowledge, researchaction, and technical support to families and producer communities. The
Brazilian National Rural Extension Policy (PNATER) created in 2004 stands
out, which in the period 2010–2104 reached a budget of US$ 600 million and
benefited approximately 550 thousand families (Borsatto 2018). Also noteworthy in Brazil is the creation, since 2003, of more than 167 technical courses
and a bachelor’s degree in Agroecology, as well as doctorate programs in
Agroecology (Schmitt et al. 2017). In Venezuela, there is the Programa de
Formación de Grado en Agroecología de la Universidad Bolivariana de
Venezuela, with more than 2,000 graduates who are part of the country’s
dynamic agroecological movement (Domené et al. in this issue).
In this group of policies, we include the policies of transition towards
agroecology that support with training and co-production of agroecological
knowledge, especially for food autonomy. Among the emblematic cases are
the ProHuerta program in Argentina with 464,527 gardens in operation
(Patrouilleau et al. 2017), the Manos a la Siembra program in Venezuela, and
the National Program of Urban, Suburban and Family Agriculture of the
Institute of Fundamental Research in Tropical Agriculture (INIFAT) in Cuba.
This latter program has more than one million linked people; it generates more
than 300 thousand jobs; it has 23 subprograms in organoponics, intensive
10
O. F. GIRALDO AND N. MCCUNE
orchards and semi-protected crops, patios and family plots, municipal projects,
and suburban farms; it is articulated with 8 ministries and 16 institutions; it has
a network of more than 7,000 organic fertilizer centers; and a network of 147
municipal seed producing farms.5
Cuba was the pioneer country in the region in implementing public policies
favorable to agroecology as a response to the crisis caused by the fall of the
socialist bloc (Machín Sosa et al. 2013), when the country opted to implement
many minority ideas of Cuban scientists who recommended decoupling agricultural production from imported technologies. Throughout the 1990s, Cuba
massified urban agriculture with few external resources, while the country’s food
production fell to the associated peasant sector, which had never lost certain
ancestral practices, such as crop rotation, ploughing with oxen, and the use of
manure and compost to maintain soil fertility. The existence of more than 15
agroecological research institutes that existed before the crisis of the nineties was
crucial for the expansion of agroecology in Cuba. Particularly noteworthy are the
State Council’s Science and Technology Forum (Machín Sosa et al. 2013), and
the universities currently conducting research located in all the provinces of the
island.
Territory
In taking stock of the redistribution of land, achievements have been very
limited. Despite distributing more than 51.2 million hectares to 721,442
families (Sauer and Mészáros 2017), the Workers’ Party (PT) governments
of Brazil mostly allocated public and marginal lands, attempting the least
possible impact on landlords. The strategy of the government of Evo Morales
in Bolivia was similar, where by 2014, 28.2 million hectares had been
distributed to 369,507 beneficiaries (Webber 2017). These were legalization
and land titling programs that did not affect the interests of the landowners.
In Venezuela, the case is different, because although thanks to the Law of
Lands and Agrarian Development, the important amount of 6.34 million
hectares was recovered and 117,224 agrarian letters were distributed, this
result did not translate into an increase in the cultivated area because it
coincided with an economic policy focused on obtaining oil revenues (Purcell
2017). In Cuba, on the contrary, the agrarian reforms of 2008 and 2012 did
favor the massification of the agroecology of the Peasant to Peasant
Agroecological Movement of the National Association of Small Peasant
(ANAP). It was a policy that handed over 1.9 million hectares of idle land
from state-owned enterprises to peasants through the figure of “usufructuaries” (Vázquez, Marzin, and González 2017).
In this group of countries there were special low-interest lines of credit,
including the National Program to Strengthen Family Farming (PRONAF)
in Brazil (Schmitt et al. 2017), loans to beneficiaries of the agrarian reform
AGROECOLOGY AND SUSTAINABLE FOOD SYSTEMS
11
of the Credit and Commerce Bank in Cuba (Vázquez, Marzin, and
González 2017), the soft credit for producers of the new Ministry of
Family, Community, Cooperative and Associative Economy of
Nicaragua, the loans for small and medium cocoa farmers of the new
Institute of Popular and Solidarity Economy in Ecuador (Clark 2017), and
the credits of the Enterprise to Support Food Production (EMAPA) in
Bolivia (Webber 2017). These credits, although in some cases they have
displaced the usurious lenders that prevailed, have also received criticism
that, except in Cuba, they are aimed at farmers with greater capacity to
pay, and do not promote agroecology, but rather monocultures of
agribusiness.
With respect to access to water, it is worth mentioning Bolivia’s new Political
Constitution, which establishes water as a common good, and Brazil’s
One Million Rural Cisterns program for rainwater harvesting and storage,
which has energized gardens in arid zones (Schmitt et al. 2017). For access to
seeds it is important to mention the National Program of Genetic Resources in
Cuba which established a seed supply system for the urban agriculture program,
and in Venezuela the Seed Law of 2016, which prohibits patents, transgenics and
establishes the seed as patrimony of the peoples at the service of humanity. In
Cuba, two flagship programs for the agroecological transition are the National
Program for the Production of Biological Means – created in 1988 – and the
National Program for Organic Fertilizers – in 1991 –, through which decentralized production of biological pest controllers – entomophagous and entomopathogenics – is made through a network of more than 200 laboratories at the
service of the peasantry, which in turn converged with a series of State policies
that favoured the rapid evolution of the Peasant to Peasant Agroecological
Movement.6
It is also important to mention the rural infrastructure programs, such as
the Program to Support Infrastructure in Rural Territories (PROINF) in
Brazil, and the investment in rural roads that has existed in most of these
governments which has reduced transportation costs, reduced the power of
intermediaries and brought farming families closer to the consuming
population.
Sovereignty
Brazil, Nicaragua and Uruguay have enacted specific laws for agroecology,
while several other countries created laws to support organics, environmental
laws and legislation on the right to food (Freguin-Gresh 2017). Local ordenances against GMOs or glyphosate have also been important, and among
local experiences, none shine so brightly as that of Rio Grande do Sul and Belo
Horizonte, where the Food Acquisition Program (PAA) was implemented in
2003 and, later, the National School Feeding Program (PNAE). The latter two
12
O. F. GIRALDO AND N. MCCUNE
policies aimed to purchase organic/agro-ecological food at prices up to 30%
higher than conventional agronomic products, for local public schools, food
programmes, food banks, community kitchens, charitable associations and
community centres (Schmitt et al. 2017). In Cuba, on the other hand, there
is a marketing facility through fixed prices established by the Ministry of
Finance and Prices, and there is a state insurance that covers 50% of the
premium – for food and grains. The cooperatives,7 to which the Cuban
peasants are integrated, sell to the state agrocenter – which distributes to
other places in Cuba –, although they also have direct sales points (Chan and
Freyre 2010).
Nicaragua has become 80–90% food self-sufficient over the last decade, with
rice production recovering from 30% of consumption in 2006 to over 70% in
2017 (Núñez-Soto 2018). However, landlord power has remained potent, and
when Venezuela (due to its own crisis) stopped purchasing Nicaraguan beef in
March 2018, the landholding oligarchy led a prolonged and violent effort to oust
the government which had, until that moment, provided it with a lucrative
business opportunity in the form of beef exports (Dada 2018). Nicaragua was in
2017 the only Central American country with a positive trade balance with the
United States (Office of the US Trade Representative 2018), undoubtedly one of
the factors fueling regime change efforts from outside the country.
There is no doubt that the achievements and advances in these exemplary
policies are evident. However, it is important to highlight some of their
greatest difficulties and obstacles:
(1) Only in Cuba can it be argued that there is an effort to articulate
policies at the national level to transform the food system using
agroecology (Chan and Freyre 2010). Even in Cuba, there are voices
within the state sector that perceive agroecology as a provisional
alternative until commercial relations can be re-established (Altieri
and Funes-Monzote 2012).
(2) In other cases, agroecological policies have created niches, without
challenging the dominance of agribusiness. Brazil, despite many agroecological policies under PT governments, became globally the largest
consumer of agrochemicals and the second-largest in area cultivated
with genetically modified crops (Schmitt et al. 2017).
(3) Achievements are vulnerable to changes in the political regime. For
example, with the coup d’état of the neconservative Temer government in 2016 “the Ministry of Agrarian Development dedicated to
agrarian reform and family agriculture was closed, and resources for
public purchases and agroecology were cut off” (Schmitt et al. 2017,
387). Bolsonaro, for his part, promised to close the MST schools and
declare the movement as “terrorist organization”, while in Argentina
AGROECOLOGY AND SUSTAINABLE FOOD SYSTEMS
13
Macri’s government dismantled the newly created Secretariat of
Family Agriculture in 2018.
(4) The policies that promote short circuits were bureaucratized to such
an extent that they ended up establishing lists of requirements, documents, control mechanisms and quality standards totally out of line
with agroecological philosophy and alien to the peasant economy
(Freguin-Gresh 2017; Schmitt et al. 2017).
(5) The legislation has conjugated agroecology with organic agriculture,
and is therefore based on the substitution of inputs (Rosset and Altieri
1997) and not on the redesign of plots and rural landscapes, and
a mercantile approach to agro-export.
Section 3: agroecology and the state of the state
After taking stock of public policies for agroecology in Latin America and the
Caribbean, we consider it necessary to make a reflection of the contemporary
State and the real possibilities of what can be done from its institutions in our
days. We do so, however, not as an exercise in seeing like a State, but rather
as a step toward orienting the efforts of agroecological movements toward
judging if, when, and to what degree they should put effort into gaining
institutional reforms for agroecological scaling.
For two decades after the Cold War ended, there was a tacit agreement
between the forces of the left and the right in Latin American politics, outside
of Cuba. According to this arrangement, leftist movements would honor the
rules of bourgeois democracy – by seeking political power through electoral
means and protecting private property relations – while the right would not
use military means to exterminate the left and would allow it to present its
platform to voters (Núñez-Soto 2018). According to Vergara-Camus and Kay
(2017), once left-wing movements win elections, they may incorporate social
movement activists into the institutional bureaucracy and adopt some of
their ideas, but cannot radically transform the relations that structure the
entire system. Progressive governments do not really emerge as the ruling
class, are forced to make agreements and programmatic coalitions with
historically oppositional forces to win elections, and they domesticate radical
agendas by institutionalizing them in the state bureaucracy (Rosset 2018).
The experience of progressive governments in Latin America shows that,
aside from Cuba and Venezuela, none broke the structures of landlord
power; on the contrary, under their management, large landowners
regrouped by forming alliances with transnational capital. Leftist and centerleft coalitions argued that they controlled the government but not the State
(García-Linera 2012), and as such, the bourgeois, rentier and oligarchical
classes’ opposition to redistributive policies would need to be “softened”, by
14
O. F. GIRALDO AND N. MCCUNE
guaranteeing them public infrastructure investments, greater levels of social
stability and some areas of liberalized capital expansion. In this sense,
progressive regimes delivered exactly what capitalism needed – more palatable politics, economic stability, and new infrastructure for future privatization. It’s becoming evident that, once deposed from power, a decade or two
of progressive governance has favored the overall stability of the capitalist
system.
We believe that Latin American popular movements are interpreting this
situation in divergent ways. While not necessarily antagonistic to one another,
two emerging positions do indeed suggest distinct long-term strategies. Both
begin with a recognition that center-left governments generally failed to deliver
structural change, and even “to a certain extent laid the groundwork for a return
of the Right, by failing to resolve the structural and political contradictions of the
country, and by facilitating extraordinary access by agribusiness and financial
capital to rural areas and government programs” (Pinheiro-Barbosa 2018, 1).
However, from this point forward, interpretations diverge. Is the State intrinsically regressive and repressive, no matter who wields its power? Or did the State
once hold the potential to transform economic structures (as in Cuba), but has
lost it in the last 30 years as a result of globalized capitalism? Or does the State
still have the potential to redistribute wealth, defend the commons and ancestral
territory, and even decolonize Latin American society by transforming public
budgets and redefining national priorities?
These theoretical doubts immediately translate into political correlaries:
Should leftist governments have broken relations with the local oligarchy,
transnational investors and the United States immediately after being elected
and instead decreed food sovereignty? Should they have taken advantage of the
moment they had to nationalize the media corporations and reform the
corrupt political systems that ultimately orchestrated the coups against
them? Should the rural social movements have avoided forging alliances
with the urban working classes to support leftist candidates, instead rejecting
“post-neoliberal” politics as a farce? Does the current situation call for more
autonomy, or does it call for a stronger popular front against fascism? In short,
the current situation in Latin America calls for deep reflection about the
strategy and tactics of food sovereignty, pragmatism, alliances, reform, and
revolution.
We will briefly overview what we consider to be two of the most serious
tendencies in rural social movements: one which we call “autonomist” and
another which we call “sovereignist”. The autonomous perspective may be
epitomized by the Zapatista movement in Southern Mexico, and the traditional left position by the Landless Workers’ Movement of Brazil, although
even these are not precise labels.
The autonomist position reflects a conception that rejects putting State power
in the center of social movement strategies for changing reality. Instead, it
AGROECOLOGY AND SUSTAINABLE FOOD SYSTEMS
15
focuses on self-determination and democratization as bottom-up processes.
This position is highly critical of the attempts to engage the State as a partner
in agroecological scaling. The concern is that participating in the institutionalization of agroecology could serve the technologies of governments to maintain
a dual agriculture – agribusiness in peaceful coexistence with peasant agriculture
now renamed as agroecological – while agroecological movements are subsumed by the logic of regulations, programs and projects of an institutional
bureaucracy coupled with market forces.
Autonomists see an immense risk of being incorporated into the established
rules of the game; included in the framework of instituted power, having to
move in a system whose purpose is the preservation of the interests of the
dominant class (Negri 1999; Rancière 1999). This position considers that there
is a risk that agroecology, instead of being a destituent power – capable of
rendering inoperative the system before which it is revealed – becomes
a constituent power – maintaining operative forms of power of the constituted
political economic system – (Agamben 2014). Autonomists warn that the
scaling up of agroecology, and the underlying public policies, could become
servile to the logic of capital accumulation, making agroecology be swallowed
up by the enemy that movements wanted to fight. This position sees an
inward-looking process of agroecological education and horizontal scaling as
the best strategy for replacing agribusiness with agroecology.
The sovereignist position, in contrast, sees transnational corporations as the
main enemy and demands that people learn how to govern themselves, but
also govern territories and exercise full sovereignty, in order to check corporate
power. From this perspective, the character of the State depends on which
social class is dominating the others; only active State intervention, in response
to permanent and massive popular mobilization, is capable of stopping the
business deals and resource grabs of transnational capital. When movements
physically stop the installation of mining equipment or occupy farms, they
resort to legal frameworks and mechanisms to avoid direct violent confrontation and deaths. The basis for these legal strategies is the expectation that the
State will not permit capitalist powers to commit mass violation of human
rights.
In this discussion there are good reasons from both sides. From the autonomist position, several risks can be anticipated with the institutionalization of
agroecology. Indeed, with the return to orthodox regimes that transfer State
functions to the private sector, there is an enormous risk that the institutionalization of agroecology ends up being an ally of investments. The case of
extractive industries is alarming: payment schemes for compensation for
damage caused by the actions of large companies – mining, hydrocarbons,
dams, wind farms – or payment for REDD+8 type environmental services may
end up being directed towards financing agroecological projects in publicprivate partnerships. Public policies and funding for agroecology may be an
16
O. F. GIRALDO AND N. MCCUNE
opportunity for the expansion of extractivist projects, not only to have legal
viability – compensation for mitigation for land use change is an obligation in
many countries – but legitimacy in adopting an environmentalist disguise and
a socially responsible face.
Agroecology, re-worked as climate-smart agriculture, is being welcomed
by the world’s largest corporations. The recent interest in including agroecology in public policy can be partially explained by the need for agrocapitalism to create, or expand, new sources of business, such as the industry of
organic inputs, organic monocultures for export niches, profit from the sale
of carbon credits, agroecotourism, and biotrade, while re-establishing production conditions (O’Connor 1998) degraded by the technologies of the
green revolution (Giraldo 2019; Giraldo and Rosset 2018).
One more warning from the autonomist side is about the risks inherent in the
flow of resources that will come to fund agroecology programmes, projects and
loans that have been announced with FAO’s global Scaling Up Agroecology
Initiative (FAO 2018). As has been seen in the most autonomous cases, austerity
as a working principle is a virtue, and on the contrary, as usually happens in the
classic development projects, excess money corrupts the processes. Austerity
impedes clientelism, corporatism and attachment to power, and instead fosters
political imagination, stimulates the flowering of reciprocity, mutual support,
and solidarity to build paths outside the world of money and economics.
Simplicity avoids the creation of relations stimulated by project salaries, the
emergence of inequalities in the way of life between those who earn resources
from the projects and the rest of the peasants. The funding cycles of projects and
programs tend to be true schools of consumption that create dependence on
money (Baschet 2015) and unweave community relations based on other types
of values – such as gratuity and the pleasure of service – which do not go through
the logic of monetary interest (Timmermann and Félix 2015).
Also, even in the best cases of agroecological policies, there exist risks
associated with creating a “beneficiary” population. Good public policy in
general has a demobilizing impact, but particularly when the governments
creating the policy are seeking to demobilize, accommodate, or coopt movements. The State itself creates the image that the movement has become redundant to the extent that its institutions are already meeting the demands of the
base (McKay, Nehring, and Walsh-Dilley 2014). As such, movements need to
show extreme prudence in deciding when to “cash in” on their mobilization
strength and consolidate it as institutional reforms. If good policies completely
demobilize the movement, it becomes much more difficult to react to changing
political winds.
However, it is also necessary to pay attention to the sovereignist position. Not
participate in the institutionalization of agroecology could prevent the modification, even partially, of the State’s reason for agrifood policy, indirectly supporting the creation of even more obstacles to the territorialization of agroecology.
AGROECOLOGY AND SUSTAINABLE FOOD SYSTEMS
17
Achieving certain spaces is possible to facilitate some aspects as shown in the
policies that have been achieved so far, or others that could be achieved through
an adequate correlation of forces of the agroecological movement and the
economic elites that tend to dominate political power. The State is
a permanent contradiction that allows for breaches, ruptures, and interstices
within the global system of power. When there is sufficient correlation of forces
derived from social organization, these spaces can be opened up and some
policies antagonistic to the project of the dominant elites can be carried out
(Boneti 2006). However, it is still necessary to ask ourselves how to open these
cracks without the movements losing sight of the objectives; without the state
agenda eating away at the movement.
Conclusions: reformism or agroecological revolution?
In the last years of the 19th century Eduard Bernstein (1993) opened a sharp
debate on the role of social democracy in the construction of socialism. His
famous thesis asserted that it was possible to achieve the objectives of the labour
movement without having to resort to revolution, by appealing to gradual
reforms within the framework of state institutions. The strategy, according to
Bernstein, was to make gradual reforms and qualitative changes in the capitalist
relations of production through the political institutions of the capitalist regime
in order to slowly get on the socialism objectives (Steger 2006). Rosa Luxemburg
(2006), controversied his ideas in her famous work entitled Reform or Revolution
(2006), questioning him for having abandoned class analysis and offering solutions that would only serve the perpetuation of the bourgeois order. This old
debate becomes valid in the discussions of Latin American progressivism at the
beginning of the 21st century, because history has shown that radical changes –
such as those required by the transformation of the globalized agrifood system –
cannot be made while respecting the current institutionality and status quo.
The question for the agroecological movement is to ask if we aspire to
a reformism of the agroalimentary model, or if, on the contrary, our struggle
is for a peasant revolution with an agroecological base that radically transforms the instituted system (Levidow, Pimbert, and Vanloqueren 2014).
What we have learned from progressive regimes, such as those that have
occupied the government in Latin America since the beginning of the new
millennium, is that, in essence, they have had blocked the possibility of
impeding the reproduction of capital, which is particularly evident in agrarian issues, since what has happened in the region has been an unprecedented
expansion of agribusiness,9 accompanied by some minor changes in the
agrifood structure. Up against the “capitalist hydra”, we cannot continue
aiming the machete at one of its heads.
What should be the perspective of agroecological movements, in this
historical moment of counter-revolution and the rise of the far right?
18
O. F. GIRALDO AND N. MCCUNE
Perhaps, the choice of whether to engage or not in institutions is a false
dictotomy. We believe it is necessary to open a struggle on several fronts,
although it may sound contradictory. As long as the State exists, it is
necessary to dispute it in order to open certain cracks. In some aspects,
such as access to the means of production, the State constitutes an entity that
we cannot renounce in the process of building hegemony. That is why when
there are similar regimes it is necessary to co-opt them, to permeate them, to
conspire from within, to create common sense, to gain space for the proposals of social transformation thanks to the allies within the structures of
power. But also to know themselves distanced, as critical entities of the state
bureaucracy.
This, in other words, means rethinking strategies by decentralizing the
State: taking it out of the center, marginalizing it, which means that we
cannot concentrate on the State, but neither can we ignore it. Across Latin
America, peasant communities displaced by tractors and armed guards have
no other recourse but to appeal to institutions. Without legal protection or
rights upon which to base their claims, frontline agroecological communities
have very little options for activating media campaigns and solidarity networks to their plight.
Ignoring public policy also means handing it over to corporations that are
trying to impose their version of agroecology as a tool of green capitalism.
Rather, agroecological movements can and should develop the capacity to
create and defend their knowledge, their territories and their sovereignty,
constructing their own institutions and making use of the State when and
only when such use concretely strengthens grassroots processes of emancipation, autonomy and self-determination.
Indeed, the policies implemented by Cuba and by progressive governments in the region teach that the institutional actions to be sought are those
that facilitate certain conditions for agroecology to be practiced and
expanded, but without these actions generating dependencies or eclipsing
processes in the face of changes in administrations. In other words, it is
acceptable that there should be some degree of heterotomy that complements
ongoing social processes and opens the possibility for new ones, without
institutional actions appealing to the dynamism of the most autonomous
collective actions. The objective of desirable policies that can be developed
under pressure from civil society is to open up spaces and free up certain
resources for organized actors to use according to their collective agreements
and cultural horizons. The idea is that the accompaniment of external agents
fosters spontaneous relationships among people, and thus distributes power,
encourages access to knowledge and common goods, and there is a gradual
transition to autonomy for individuals and communities.
We believe that public funding for the pursuit of some of these objectives
should not be rejected and that, as some emblematic cases such as those
AGROECOLOGY AND SUSTAINABLE FOOD SYSTEMS
19
described teach, specific policies for the scaling up of agroecology can be
welcomed (Rosset and Altieri 2017). We refer to state support for: (1)
Agroecological training schools led by rural movements and organizations –
See Rosset et al. article in this issue; (2) Horizontal Peasant to Peasant type
exchange processes – See Val et al. article; and Khadse and Rosset in this
issue; (3) Peasant markets located, and territorial; (4) Public procurement
programmes of food produced in an agroecological manner (5) Agrarian
reform; (6) Support for the recovery and strengthening of local seed systems –
See article by García et al. in this issue; (7) Release of funds for research in
agroecology; (8) Public basic education programs for agroecology – See
article by Morales and Ferguson in this issue – and university careers
associated with changes in the agronomy curriculum and other agricultural
careers – See article by Domené et al. in this issue.
All this is acceptable and undoubtedly helps agroecological transitions.
However, the “politics from below” should concentrate most of the efforts of
agroecological movements, bearing in mind that the fissures that can open up
in the State, the government and the institutions are only a complement to
the collective construction for self-determination and autonomy of peasant
and popular organizations. We cannot underestimate the structuring capacity
of politics that is made from below through self-organization, selfmanagement, and the revitalization of wealth relational and the regeneration
of commons. In terms of Spinoza (2001) it is the potentia (inner ability) and
not so much the potestas (outer power) that must be strengthened in antisystemic struggles.
Giving too much power to the State through the search for public policies for
the massification of agroecology can be counterproductive if it is a means of
capturing the collective potentia built by the heterarchic trials of power that
have been made from below. That is why we believe that the discussions on
agroecology scaling out should leave the state-centric tone that they have taken
in their beginnings. The horizontal social processes of agroecology, and in
particular Campesino a Campesino, have shown with great eloquence that it is
possible to revive relational wealth, regenerate the network of human relations,
and revitalize traditional knowledge, mobilizing the capacity of rural and
suburban communities to use available resources, such as seeds, techniques,
tools and knowledge. This experience is proof of the potential of rehabilitating
community environments, and the advantages of relational structures based on
massive participation and collective creativity (Giraldo 2019).
The foregoing is just a way of saying that the massification of agroecology
is radically different from the logic of state projects, because it changes the
sense of process construction because it is done slowly,10 little by little, its
growth is rhizomatic and in the long term, very different from the logic of
government periods and project funding cycles. Agroecological transitions
are long-lasting processes and demand continuity. This process logic, slow,
20
O. F. GIRALDO AND N. MCCUNE
continuous and qualitative, has a different rhythm to the agendas of governments, which must be governed by quantitative indicators and results, strict
legal frameworks, hiring of professional personnel for specific tasks, and
short financing cycles.
The only road left is the long road. As military strategist Liddell Hart
(1991[1954]) put it, “In strategy the longest way round is apt to be the
shortest way home.” Only the active practice, time and time and time
again, of grassroots community organizing methods, based on agroecological
practices, dialogue, local struggles, and leadership building, can create the
kind of solid grassroots movements that can change the balance of forces.
Although slower than we would like, it is the only way we now see possible
not to appeal to reformism but to revolution.
Notes
1. Other works have made recommendations for the design of public policies (Parmentier
2014), or have evaluated the scope of political instruments for the scaling up of
agroecology in the region (Sabourin et al. 2017). This article contributes a critical
analysis of the contemporary State from the point of view of agroecological social
movements.
2. We understand institutionalization as the process by which State institutions formally
recognize agroecology through legal frameworks, public policies and other actions.
3. The process began with Macri in Argentina in 2015, followed by Temer (2016) in
Brazil, Kuczynski-Vizcarra in Peru (2016), Morales in Guatemala (2016), Danilo
Medina in the Dominican Republic (re-election 2016), Lenín Moreno in Ecuador
(2017), Piñera in Chile (2017), Hernández in Honduras (2017), Abdo Benítez in
Paraguay (2018), Duque in Colombia (2018), Bolsonaro in Brazil (2018) and Bukele
in El Salvador (2019).
4. The best-known example of this is from the public procurement programs in Brazil, in
which the Brazilian government purchased food from family farmers of the Small
Farmers Movement (MPA) for school lunch programs. In the hands of the Temer
government, data on cooperatives is now a tool for judicial harassment against the
MPA.
5. Data obtained by INIFAT of the Ministry of Agriculture of Cuba.
6. National Animal Traction Program, National Organic Matter Production Program,
Popular Rice Cultivation Program, National Soil Improvement and Conservation
Program, National Program to Combat Desertification and Drought, National
Forestry Program, Participatory Plant Improvement Program, Integral Forest Farms
Program (Machín Sosa et al. 2013).
7. The figures: Agricultural Production Cooperatives (CPA) and Credit and Service
Cooperatives (CCS), created by the State, were fundamental to configure a national
structure articulated to ANAP around agroecology (Machín Sosa et al. 2013).
8. Reducing Emissions from Deforestation and Forest Degradation.
9. The most dramatic case is the “soy republic” in South America. This is an area that in
Brazil, Argentina, Uruguay, Paraguay and Bolivia grew from 17 million to 46 million
hectares between 1990 and 2010, and in which 20 million hectares were deforested
from 2000 to 2010 (World Wide Fund for Nature (WWF) 2014).
AGROECOLOGY AND SUSTAINABLE FOOD SYSTEMS
21
10. We remember the principles from peasant to peasant: start slowly and in small, limit
the introduction of technologies, experiment on a small scale.
ORCID
Omar Felipe Giraldo
http://orcid.org/0000-0002-3485-5694
Nils McCune
http://orcid.org/0000-0001-9040-9595
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Agroecology and Sustainable Food Systems
ISSN: 2168-3565 (Print) 2168-3573 (Online) Journal homepage: https://www.tandfonline.com/loi/wjsa21
Peasant balances and agroecological scaling in
Puerto Rican coffee farming
Nils McCune, Ivette Perfecto, Katia Avilés-Vázquez, Jesús Vázquez-Negrón &
John Vandermeer
To cite this article: Nils McCune, Ivette Perfecto, Katia Avilés-Vázquez, Jesús Vázquez-Negrón
& John Vandermeer (2019): Peasant balances and agroecological scaling in Puerto Rican coffee
farming, Agroecology and Sustainable Food Systems, DOI: 10.1080/21683565.2019.1608348
To link to this article: https://doi.org/10.1080/21683565.2019.1608348
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AGROECOLOGY AND SUSTAINABLE FOOD SYSTEMS
https://doi.org/10.1080/21683565.2019.1608348
Peasant balances and agroecological scaling in Puerto
Rican coffee farming
Crisis, coffee, and agroecological scaling in Puerto Rico
Nils McCune a, Ivette Perfectoa, Katia Avilés-Vázquezb, Jesús Vázquez-Negrónb,
and John Vandermeera
a
School for Environment and Sustainability, University of Michigan, Ann Arbor, USA; bOrganización
Boricuá de Agricultura Ecológica de Puerto Rico
ABSTRACT
KEYWORDS
This paper examines the relationship between agroecological
scaling and the agrarian question, based on Puerto Rico’s contradictory agricultural and demographic tendencies in the aftermath
of Hurricanes Irma and Maria. We find that labor-based intensification, literally rebuilding and recovering the diversity of farms
devastated by the hurricanes, is a necessary step toward scaling
out agroecology in Puerto Rico. The rebuilding of farms requires
both ample manual labor and accumulated local knowledge, two
elements which are difficult to bring together in Puerto Rico due
to a complex interplay of historical and social factors. Decades of
public policy based on the belief that the small farmer is not
essential to Puerto Rico have produced a series of obstacles for
farmers who wish to recover their farms. The peasant economy,
a field of study that recognizes peasant farmers as capable subjects of their own historical resistance – within and against
economies of empire – can be a powerful tool in the effort to
recover local food systems and (re)create a vibrant small farmer
sector. Here, we explore peasant balances, a capacity to aggregate daily farm management decisions into coherent, multifunctional economic strategies that allow for dynamic responses to
changing environmental, social and market conditions, and how
these balances relate to Puerto Rican coffee farmers’ capacity to
stay on the land and transition toward agroecological production.
Fieldwork included qualitative interviews with leaders of small
farmers’ organizations, Puerto Rican government officials and
farmers in the mountainous central region between
August 2017 and March 2018.
Peasant balances; agrarian
political economy;
Chayanov; agroecology; just
recovery
Introduction: disaster capitalism and food imperialism in Puerto Rico
Along with the rest of the Caribbean islands, Puerto Rico was devastated by the
unprecedented hurricane season of 2017. Puerto Rico’s lack of national sovereignty
was an immediate barrier for receiving emergency aid from neighboring countries,
due to colonial legislation of the US federal government (Jones Act 1917) that bars
any ship not of US make or bearing the stars-and-stripes from landing in the San
CONTACT Nils McCune
[email protected]
© 2019 Taylor & Francis Group, LLC
University of Michigan, USA
2
N. MCCUNE ET AL.
Juan port. But even before the twin hurricanes of Irma and Maria tore down
hillsides, sliced through highways and leveled forests in September 2017, Puerto
Rico was agonizing in eye of an invisible cyclone: a debt crisis that the US
government had used to usurp the already-feeble capacity for policy-making of
the Puerto Rican government in order to push through neoliberal shock therapy.
Indeed, Puerto Rico has a long history of being a guinea pig of the colonialmodernization project. Centuries after the sweat of enslaved indigenous and
African peoples made plantation agriculture profitable, Puerto Rico continued
to provide cannon fodder, offshore tax havens, and lands for contaminating with
depleted uranium. Table 1 is a brief periodization of colonialism in Puerto Rico,
with emphasis on the agrarian and food regimes that correspond to each
historical stage. As the corporate food regime has reached a high level of
development, the democratic veneer of Puerto Rico’s status as a “free associated
state” of the US has practically disappeared, revealing dramatic levels of poverty,
vulnerability, and dependency.
A study by Harvard’s T.H. Chan School of Public Health on deaths
resulting from Hurricane Maria estimated that over 4,600 people may have
died, many due to delayed medical care (Kishore 2018). Over a year later,
parts of the archipelago remained without electrical power and posttraumatic stress has led to skyrocketing rates of suicide and depression, as
up to 14% of the remaining population of 3.4 million people was expected to
leave by the end of 2019 (Meléndez and Hinojosa 2017). These trends
compound the general composition of the aging Puerto Rican population.
Since 1960, the percentage of the population under 14 years old has declined
steadily from over 40% to under 20%, a trend that feeds into school closures,
a reduced workforce and a dwindling tax base, even as the ratio of elderly
dependents to working-age population has soared, from 10% in 1955 to 23%
in 2016 (World Bank 2017).
Coffee farming, the most stable mainstay of Puerto Rican agriculture since
the 1800s, has been reduced to just one-fifth of the area it occupied in 1985
(Borkhataria et al. 2012). Even more dramatic is the loss of shade coffee,
which has lost over 90% of its area in the same time period. With electricity,
water and education in line for privatization in post-hurricane Puerto Rico,
small-scale agriculture continues to be deeply impacted. Public transportation is unavailable, so producers must maintain vehicles that can transport
harvests. Rural clinics and hospitals are being closed down, forcing farmers
to travel farther and lose more work days to health care. Sending children
and grandchildren to school requires that family members live in cities or are
willing to embark on expensive daily commutes. The lack of services also
means a lack of workers, even during peak periods of coffee harvest or
plantation establishment.
Massive layoffs have compelled some young people to return to family
farms, but by and large, there is an aging agricultural population with little
AGROECOLOGY AND SUSTAINABLE FOOD SYSTEMS
3
Table 1. Periodization of Puerto Rican agriculture and food regimes in relation to colonialism.
Spanish colonial period (1502–1898)
Characterized by peasant agriculture with important entrepreneurial colono sugarcane, tobacco and coffee
plantations directly connected with imperialist value chains and transnational slave economies, but
without the same level of financing and technology as in other centers of sugar production, such as
Cuba or Louisiana (Scott 2005).
US direct military occupation (1898–1917)
Weak de-peasantization process in inland areas, as the major changes take place in coastal sugar
plantations, which become increasingly consolidated as US capital assumes a controlling share. Initial
concerns among Creole elite of US capital’s instrumentalization of sugarcane colonos and the
replacement of the elite family-owned ingenios by more corporate centrales linked to financial interests.
US direct colonial regime (1917–1945)
Sugar endures a crisis after US import tariffs are lifted at the end of the World War, US markets are
flooded by cheap beet sugar and prices collapse (Nazario Velasco 2014). Ensuing recovery implies
a greater degree of exploitation of workers, increasing economies of scale, more pervasive direct
ownership of land by US companies, and intensified labor strife (Nodín Valdés 2011). Coffee battered by
hurricanes in 1928 and 1932 as well as Great Depression. Eugenics experiments, sophisticated FBI
repression of independence movement, repeated US military massacres of civilians, and growing
opposition to US sugar interests comprise political trends.
US indirect colonial regime in context of Cold War (1945–1992)
Structural reform of Puerto Rican economy begins slowly after 1940, and accelerates with Operation
Bootstrap, in 1947. Export-focused industrialization based on US corporate direct investment and tax
breaks creates powerful pull factor to stimulate migration from the countryside, as do programs to
encourage migration to US mainland (Berman Santiago 1998). Later, in the 1970s, the inclusion of
Puerto Ricans in federal food stamp programs pulls more labor out of the countryside, as farm wages
are not necessarily competitive with livelihood strategies of full dependence on anti-poverty programs.
Sugarcane production is the first victim of the new development strategy, while USDA policies support
industrial farming – medium and large-scale monocrops (mainly plantains and coffee) begin to push
out small farmers in regions of the island previously characterized by peasant production.
With the advent of food stamps, there occurs a simultaneous leap in food consumption and food imports:
local producers were unable to take advantage of the increased purchasing power of food consumers,
as supermarkets came to control food consumption (Carro-Figueroa 2002). In 1989, Organización
Boricuá de Agricultura Ecológica (Boricuá) is formed by a diverse group of Puerto Ricans actively
participating in struggles related to environmental justice, independence and health who decided to
focus on ecological agriculture as a material basis for sovereignty.
US indirect colonial regime in neoliberal period (1992–2016)
As the need to portray Puerto Rico as an unmitigated success wanes in the post-Cold War period, several
of the policies that guaranteed ongoing US capital investment in the island also disappear, particularly
the tax breaks entailed in Section 936 of the Federal Tax Code. By the time the final provisions of
Section 936 are phased out in 2006, the island’s pharmaceutical industry has entered a crisis that would
continue over a decade later (Schoan 2017). Industrial employment declines, and the service sector
proves unable to produce adequate employment opportunities. The government used triple-exempt
bonds to compensate for the loss of industrial income. At the same time, the US military maintains
a large number of military and military intelligence facilities, including the base in Vieques, where it
bombs the inhabited island with conventional and chemical weapons until international outcry leads to
a moratorium in 1999 (Lindsay-Poland 2009). The Vieques base is even rented out to the militaries of
other nations to carry out live-ammunition exercises, with no compensation for the local population of
farmers and fisher people who endure an ongoing crisis of cancer and other chronic diseases.
In the meantime, the agricultural subsidy regime which had become firmly established, begins to give
way (Borkhataria et al. 2012), with less technical assistance, more paperwork, less state support for
cooperatives, etc. The quantity of small farms continues its downward trend. Large land purchases by
transnational corporations takes place, and massive production of GMO seeds is carried out by
Monsanto, Pioneer, Dow, Bayer and Syngenta. Puerto Rico Coffee Roasters, fully owned by Coca-Cola, is
founded in 2008 and purchases the 11 largest local brands, effectively monopolizing the market for
green and roasted coffee. Puerto Rico has a higher ratio of Walmart stores to unit land area than any US
state or indeed any country where Walmart is present (Cintrón Arbasetti 2014).
US direct disaster colonialism regime under fiscal control board (2016-present)
(Continued )
4
N. MCCUNE ET AL.
Table 1. (Continued).
In light of Puerto Rico’s unpayable sovereign debt and a shrinking economy, Obama signs the PROMESA
Act into law, effectively claiming federal control over Puerto Rico’s public policy, and designates an
unelected seven-person fiscal control board to negotiate, in the name of Puerto Rico, the largest
bankruptcy in US history. The PROMESA board, or junta as it is known in Puerto Rico, is untouchable to
Puerto Rican law as it enacts a privatization and austerity program that threatens public education,
health care and social security on the islands (González 2017).
By 2016, 85% of the food consumed in Puerto Rico is imported. In 2017, up to 90% of crops are lost due
to the catastrophic damage inflicted by Hurricane Maria (Robles and Ferré-Sadurní, 2017). Supermarkets
experience shortages for months as the situation becomes a humanitarian crisis. Meanwhile, both US
and Puerto Rican governments lose prestige because of their mishandling of the crisis and incapacity to
revitalize agriculture in time to prevent acute economic shortfall among small and medium farmers.
generational renewal taking place. Land remains a commodity too expensive
for many would-be farmers. Corporate behemoth Monsanto rents tens of
thousands of hectares in southern Puerto Rico from the Land Authority to
produce genetically modified corn, soy, cotton, and sorghum seeds (Martínez
Mercado 2013), and was reportedly among the first farm entities in Puerto
Rico to receive insurance payments in the months after the hurricanes. Small
farmers, in contrast, have consistently faced obstacles renting land from the
Land Authority, and received late and insufficient crop insurance payments,
putting hundreds of farm operations in peril in the coffee sector alone. The
Coca-Cola beverage company, through its subsidiary founded in 2008,
Puerto Rico Coffee Roasters, has quietly purchased nearly all the Puerto
Rican coffee brands.
Amid the disaster capitalism that has enveloped Puerto Rico, there is
a vibrant resistance movement of small-scale farmers, food workers, students,
and consumers. This article compiles evidence from open-ended interviews
before and after the hurricanes with coffee farmers, farm workers, members
and national leadership of Organización Boricuá, as well as researchers and
government officials. We sought to understand Puerto Rico’s potential food
system recovery from ecological, cultural, socioeconomic and political perspectives, recognizing the inseparability of the food question and the national
sovereignty question, particularly in times of growing intolerance emanating
from the US government. Alexander Chayanov’s theory of peasant economy
(Chayanov 1986a, 1986b), expanded and contextualized by authors such as
van der Ploeg (Van der Ploeg 2008, 2013) is useful for connecting the dots
between food empires, everyday resistance, and alternative economies for
scaling agroecology. The social relations that structure agriculture will need
to be dramatically transformed in order for Puerto Ricans to recover and
manage their own food systems, and one of the first steps has been for
movements to find ways to work outside the formal, commoditized economy
(Félix, Rodríguez, and Vázquez 2018).
In this journal, Sevilla Guzmán and Woodgate (2013) wrote an authoritative history of how heterodox sociological thought contributed to the
AGROECOLOGY AND SUSTAINABLE FOOD SYSTEMS
5
development of agroecological theory. In section one of this paper, we build
upon these authors’ seminal work by locating Chayanov’s contribution to the
agrarian question, highlighting the differences between capitalist economies
and peasant economies, and exploring how these differences influence agroecological scaling. Then, we focus on the concept of peasant balances as the
mechanism by which farmers use labor-based economies to avoid or mitigate
the impacts of shocks in ways that fully capitalist farms cannot do, giving
small-scale farmers that opt for the ‘peasant path’ an important advantage in
the era of climate instability.
In section two, we examine Chayanovian balances in Puerto Rico, using data
from interviews carried out with coffee farmers in 2018, just months after the
hurricanes of September 2017. We find that demographic issues such as outmigration and an aging farm population, combined with the legacy of decades of
anti-peasant policy, imperiled small-scale farmers long before their plantations
were destroyed by hurricanes. We also find a long-term process of differentiation among small farmers, in terms of their relationships with markets, the State,
and grassroots organizations. The farmers that have been most completely
incorporated into the policies of the Puerto Rican government are divided into
two camps: one tiny group of successful, middle to large monoculture farms, and
one large group of families that are in downward economic spirals with no
solutions in sight. On the other hand, those farmers who have sought autonomous development through the use of Chayanovian balances tend to be
embedded in dense social relations, strategic participation in markets, and
ongoing local processes of agroecological transition. Our results lead us to
conclude that the forms of resistance and persistence of small farmers – particularly those organized in visible, dynamic agroecological movements – manifest the importance of peasant economies in overcoming system perturbations
and developing a labor-based strategy for scaling agroecology.
Peasant economies and agroecology
The agrarian question was born out of Marx’s premise that capital expands in
the countryside through primitive accumulation mechanisms such as land
enclosure and resource grabs. Dialectically, these movements to free up capital
also displace people from their territories, creating ‘surplus’ labor that can be
utilized in extractive industries, plantation agriculture or the factory system
(Wood 2002). Marx (Marx 1991, 949) noted that capitalist property relations
“provoke an irreparable rift in the interdependent process of social metabolism,
a metabolism described by the natural laws of life itself.” Primitive accumulation
associated with the European invasion of the Americas and slave economies
became the primordial means for depeasantization, on one hand, and the
development of imperialist and industrial powers on the other. Subsequent
development of agricultural capitalism and proletarization, in each specific
6
N. MCCUNE ET AL.
context, were by no means endogenous transitions, but rather related to the
expansion of a global capitalist economic system (Wallerstein 1979).
Peasants are often defined by their deep connection with and control over
the farming activities occurring in a specific place, self-organization of labor
at the family level, and emergence as a social class whose economic activity is
subordinated to capital, yet not capitalist (Bryceson 2000). Often the community level of social organization, mediating between family and class
dynamics, is highly important for peasant societies. Peasantries are the
historic result of agrarian labor processes that constantly respond to changing environmental, political, cultural and economic conditions of production and reproduction. As capital relations have expanded into the
countryside, theorists have debated the fate of the peasantry, in what is
known as the agrarian question (Kautsky 1988; Lenin 1961). Many have
used arguments of efficiency, labor productivity and even natural resource
conservation to insist that the peasantry is bound by the laws of history to
disappear, as capitalism encloses its lands and differentiates it socially into
opposing groups of agrarian bourgeoisie and proletarians (Bernstein 2010;
Lenin 1961). There is a hegemonic tendency to discount the ‘peasant path’ of
autonomous democratic development in Marxist and liberal economic orthodoxy, both of which have enthusiastically supported industrialization and
equated a growing social division of labor with progress (Moyo, Jha, and
Yeros 2013). Steckley and Weis (Steckley and Weis 2016, 1) note that “while
critical agrarian studies tends to focus more on the ways that capital shapes
conditions facing peasant producers, there has been much less attention to
the ways that peasant decision-making can restrict how capital operates.”
The peasantry has not disappeared, and some authors see its absolute
numbers to be growing (Van der Ploeg 2008). A counterhegemonic view of
the peasantry, based not on its perceived inferiority to capitalist economies
but on its capacity to resist and survive despite them, has survived in the
margins of Marxist and emancipatory thought for over a century and a half,
and contributed to the creation of agroecology as a discipline (Sevilla
Guzmán and Woodgate 2013). In the early Soviet Union, agricultural economist Alexander Chayanov (1888–1937) carried out empirical studies of the
workings and internal organization of peasant family economies. Chayanov
(1986a) found that, unlike capitalist economies in which each factor of
production can be represented in monetary values, peasant families operate
“natural economies” based on the interaction of labor and ecological processes in which a gambit of non-monetary concerns are present in decisionmaking. Despite being embedded in market economies, peasants are able to
autonomously decide what and how to produce, based on internal calculations and priorities.
In the prevailing context of agrarian capitalism, farms are compelled by
competition and production costs to capitalize: maximizing the generation of
AGROECOLOGY AND SUSTAINABLE FOOD SYSTEMS
7
surplus value even at the cost of future productivity. In contrast, even while
existing within larger capitalist economies, peasants create economies with
internal organizing principles that limit the effects of competition and avoid
production costs by maintaining access to non-commodified factors of production, such as land and labor, as well as “historically guaranteed” factors
provided by their own previous labor cycles, such as well-adapted seeds and
animal breeds, fertile soil and homemade plows. In Table 2, we present
a comparison between peasant and capitalist economies with regard to key
issues for agroecological scaling, such as labor, resource use, knowledge, and
control.
Chayanov (1986b) observed that the family labor unit’s main objective is
to provide for its own food consumption. To that end, the family will be
willing to engage in high levels of labor output until all mouths are fed.
However, once the family’s needs have been met, additional labor is seen as
drudgery – detrimental to family well-being. Van der Ploeg (2013) further
develops the notion of Chayanovian balances, recognizing the balances that
peasants manage between past and present production, income, and ecology,
as well as individual and collective responsibilities. By using noncommoditized labor and concentrated local knowledge, peasants exercise
the power to mediate their relationships with other components of their
agroecosystems. This enables peasants to develop autonomy from markets –
to the degree that it is advantageous to them. At the same time, merchants
and capitalists look for ways to co-opt peasant production – using through
low prices, but increasingly through such mechanisms as payments for
environmental services – in order to support processes of capital accumulation (Giraldo and Rosset 2018; Steckley and Weis 2016).
Chayanovian balances have been identified as mechanisms wielded by
Haitian peasants who resisted transforming their farms into mango plantations, despite pressure from the state, private capital and transnational
institutions and NGOs after the 2010 earthquake (Steckley and Weis 2016).
In Brazil, Petersen and Silveira (2017) found that intensification can be
capital-centered, which tends to lead toward depeasantization and rural outmigration, or driven by skilled labor applying specific management strategies
dependent on local ecological contexts. Labor-driven intensification, in their
study, is dependent on access to communities of agroecological thinking and
practice. Fraser et al. (2018) explore the political economy of the mutualitymarket dialectics of Amazonian peasants who develop community labor
regimes in concert with ecological cycles, unless market forces coerce them
into becoming extractivists. Valencia Mestre, Ferguson, and Vandermeer
(2018) propose that the patterns of tree cover in Panamanian cattle pastures
can be understood as resulting from the continuum between peasant and
capitalist economies. In each of these cases, peasants are found to be active,
collective subjects who constantly shift their degree of self-sufficiency and
8
N. MCCUNE ET AL.
Table 2. Comparing capitalist and peasant agricultural models (adapted from work by
Chayanov 1986a; Rosset 2003; Van der Ploeg 2008).
Category
Basic goals
Value
Capitalist Agriculture
Maximize production and profit
Value is not added, but taken away, mainly
by expropriating resource bases, or
mobilizing capital and labor in short-term
exploitative production processes that
appropriate surplus value by externalizing
environmental and social costs. Mobilized
value moves toward the financial sectors of
the economy.
Labor-Capital In capitalist exploitation, labor is mobilized
Relationship in order to maximize accumulation.
Peasant Agriculture
Achieve sufficiency and stability
Peasant farming is geared toward
producing as much added value as possible
under the given circumstances. This value,
once created, can materialize as use-values
or exchange-values, depending on the
needs and plans of the household, i.e.
selling a cash crop in order to build a new
bedroom for a growing family.
In family labor units, accumulation is
a means by which to provide employment
and assure the reproduction of labor.
Resource base Capitalist agriculture must expand the
The peasant unit of production and
production of commodities in order to avoid consumption generally works with
crisis; to do so, it exists upon a constantly a limited and threatened resource base.
expanding resource base by becoming more Peasants seek to maximize output by
dependent on market or states, i.e. by
working with the existing local resources,
grabbing water, taking out loans to rent
implying a resistance process based on
more land and/or becoming part of
gradually increasing technical efficiency.
a subsidy program to maintain profitability
of monocrop production.
Investment
Capital is mobilized externally through the
Within the peasant economic unit, labor is
market, i.e. banks, reducing the flexibility of generally more abundant than the objects
operations. Debts must be serviced, so
of labor, such as land or animals. This
productivity is key, leading to labor
means that capital is formed and expanded
exploitation, pollution and overproduction. through labor investments, rather than
through loans or external development
plans.
Knowledge
Production takes place through intensive use Related to the previous aspects, the
and
of externally-sourced technologies that deproductivity and future development of
Technology skill farming, enrich transnational
a peasant farm depend upon the quantity
corporations and gloss over differences
and quality of labor, highlighting the
between agroecosystems.
importance of labor investments (terraces,
irrigation systems, crop and animal
varieties, etc.) and skill-oriented
technologies.
Control over
The resources of the farm system are
The available social and material resources
Farm
privatized and parceled into parts controlled represent an organic whole that is
System
by banks, loan sharks, input companies,
controlled by those directly involved in the
corporate land renters, profiteers or the
labor process – not loan sharks, corporate
state.
land renters, or other outside actors. The
peasant farm is a self-regulating unit.
Relationship
Capitalist agriculture and food consumers, The peasant family tends to be the primary
to Food
alienated through chains of intermediaries,
consumer of the farm’s products.
Relationships with other consumers are
Consumers have contrary interests with regard to
flexible and may include barter, trade, direct
prices, health, and labeling.
marketing or other means.
Relationship
Hit-and-run investments are by nature short- Peasant agriculture is typically grounded
to Time and term, with no lasting physical or cultural
upon previous cycles and embraces
Space
infrastructure.
relatively autonomous, historically
guaranteed reproduction.
AGROECOLOGY AND SUSTAINABLE FOOD SYSTEMS
9
market orientation in order to guarantee future productive cycles. Peasants
shift along balances including social and natural demands, production and
reproduction, the scale and intensity of farming, internal and external
resources, and autonomy and dependence (Van der Ploeg 2013).
Chayanovian balances in Puerto Rican coffee farming
Qualitative interviews were carried out with leaders of small farmers’ organizations, Puerto Rican government officials and coffee farmers in their homes in the
mountainous municipalities of Utuado, Jayuya, Adjuntas, Lares and Orocovis,
between August 2017 and March 2018. Interviews before the hurricanes tended
to focus on the agroecological movement and the impact of austerity measures
on farm subsidies and supports, while 31 farmers – 29 of them coffee farmers –
interviewed after the hurricanes often talked about the trauma of having their
farms destroyed and being without food and water for weeks, communications
and electricity for months.
Two-thirds of the farmers could be considered conventional farmers, in
the sense of using agrochemicals, paying waged labor and participating in
government programs that subsidize certain inputs. The other 11 farmers
either do not use any agrochemicals (9), pay no waged labor (10), or avoid
government programs (7), or overlap these strategies in some way or
another. The conventional and non-conventional farmers showed strongly
divergent paths in the wake of the hurricanes of 2017.
Among the 20 conventional farmers, only 2 were rebuilding their farm or had
mostly rebuilt their farm by the time of fieldwork in January–March of 2018.
These two were among the largest family-owned estates (>25 ha.), and made up
of mostly sun coffee in monoculture, reflecting their capacity to mobilize capital
in order to rebuild. Another five could be considered middle farmers that were
strongly impacted by the hurricanes, and were not rebuilding because they had
other sources of income. This category includes some farmers from professional
backgrounds who were already operating at or near a loss and cannot currently
continue to operate their farm. The largest section, however, of conventional
farmers was comprised of 13 small farmers who faced severe economic hardship
and total loss of income after the hurricanes. This group, of whom seven were
over 65 years old, is particularly vulnerable to selling their land and migrating to
the United States. Table 3 describes the impacts of Hurricane Maria on these
farms and their products.
Labor availability plummeted after the hurricanes as many workers – left
without electricity, water, schools, health clinics, and jobs – migrated to the
United States. In January 2018, Puerto Rico governor Ricardo Roselló
announced plans to sell the public utility company and introduce a charter
school system to replace public schools. All of the highways and roads between
farms were lined with abandoned houses. None of the farmers had yet received
N. MCCUNE ET AL.
10
Table 3. General situation of small, conventional coffee farmers affected by Hurricane Maria.
Before Hurricane Maria • Production of coffee, plantains, banana, citrus and tubers with shade trees
• Coffee is the main income-earning crop and is used to enter into a system of
subsidies: agrochemical packages, half-priced seedlings and half-priced
workforce
• Citrus is a favorite of farmers: simple management, trees can be forgotten most
of the year, one straightforward harvest, good income source
• Plantains and bananas represent a cash flow, with harvests each week or
monthly, depending on the farm
• Tubers are for eating, selling or giving away among neighbors
After Hurricane Maria • The situation in unbearable, after months without electricity
• Major losses of citrus, coffee, Musaceae and shade trees, but with large
variability from one hillside to another
• Increased out-migration and farm labor is scare
• Farmers are selling tubers or firewood, but the income is insufficient
Economic Principles of • It is more advantageous to live from insured crops with steady demand, even if
System
this means formally considering farms as monoculture to access insurance
• Citrus are a complement to coffee and are oriented toward markets
• Other crops (such as plantains, banana and tubers) are mostly for home
consumption, although their sale is an option
insurance payments, so even when there existed available labor and a desire to
rebuild, the economic possibility of doing so was very limited.
Interviews showed that farmers had diverse reasons for no longer contracting
farm laborers or hiring fewer workers. Many made reference to an agrarian
economy that no longer works for small farmers, particularly as family size has
declined, the farming population has aged and farm labor has become scarce in
recent decades:
●
●
●
●
●
●
“I am waiting to receive my insurance payment.” (n = 26)
“Since Maria, I have no income.” (n = 20)
“Workers no longer arrive here to my farm.” (n = 8)
“Working isn’t worth the trouble. They’re better off not working.” (n = 6)
“There isn’t a workforce anymore, and what exists is no good.” (n = 5)
“Here, half of Puerto Rico could be unemployed and they still wouldn’t
pick coffee.” (n = 1)
The lack of labor makes family farming much more difficult, as elder farmers
are called upon to carry out the work that they would rather assign to
younger family members or hired workers, or simply must reorganize the
farm based on having less labor to mobilize. Farmers without the capacity to
shift toward more labor inputs were basically stuck waiting for State intervention to recover their farms, because they were physically isolated and
alienated from non-monetary means to mobilize labor.
The conventional farmers interviewed lacked relative autonomy from
market institutions and the State. The decades-old, bureaucratic system of
subsidies for small farmers entered into crisis along with the rest of the
AGROECOLOGY AND SUSTAINABLE FOOD SYSTEMS
11
Table 4. Pillars of dependence, knocked out by combined effect of Hurricane Maria and austerity
measures.
Number of interviewees receiving the support
Type of subsidy or support received by
interviewees
The government paid half the salary of each
employee
Farmer received fertilizer and herbicide
Subsidies to buy equipment
Harvest or plantation insurance
Before Hurricane
Maria
19
Being received at the time of the
interview
4
22
6
25
0
0
0
Puerto Rican economy, becoming a source of acute vulnerability for farmers
who had developed a path dependence upon government support. Contrary
to expectations, it was not only the most market-focused farmers that
depended on the State. Rather, dependence on subsidies took several forms
among interviewed farmers and spanned the differences in economic status
and distance from cities (Table 4). These pillars of dependence upon federal
programs are the most direct legacy of Puerto Rican neo-colonial public
policy since the creation of the “free associated” status in 1950 (Dietz 2018).
Food stamps make up a fundamental part of the family economy for over
half of the farmers interviewed. The relationship between Puerto Ricans and
federal anti-poverty programs is complex and problematic; created during
the Cold War, consumer food subsidies dramatically increased food consumption while not deterring agricultural decline (Carro-Figueroa 2002;
Weisskopf 1985). Federal welfare programs compete with locally available
wages and encourage people to avoid full-time non-professional employment. Interviewees mostly felt that the food stamp program had accelerated
the disintegration of the small farmer sector; however, in the post-hurricane
context, food stamps were what prevented a more desperate humanitarian
disaster, and many small farmers lived on food stamps as they waited to
rebuild their farms. In this very limited sense, participation in food stamp
programs can be considered part of a peasant strategy to balance consumption with autonomy.
In stark contrast to the dire situation of conventional small farmers, 10 of
the 11 unconventional farmers had made significant advances rebuilding
their farms. Only one was in a similar situation as the five middle farmers
mentioned above – not rebuilding her farm while she focused on her alternative income source. Of the 10 who had partially or completely rebuilt their
farms, seven had done so through agroecological brigades – groups of people,
often other farmers, who traveled to farms in the days, weeks and months
after the hurricanes to physically rebuild damaged structures, plow fields, fix
greenhouses and replant farms, focusing on short cycle crops that could
produce food quickly. In this group, age was less of a factor: three of the
10 were over 70 years old. This suggests that age is not as much a limitation
12
N. MCCUNE ET AL.
for mobilizing labor as is isolation from autonomous organizational processes in the countryside.
The only farms that had been replanted in their entirety were those of farmers
who participate in Organización Boricuá, a Vía Campesina member organization
founded in 1989 through farm labor exchanges. Boricuá had been organizing
reconstruction brigades in agroecological farms since 21 September 2017, the day
after Hurricane Maria passed over the island. These agroecological brigades were
made possible through broad alliances of urban and rural social movements in
Puerto Rico and the United States, and particularly through the leading efforts of
Organización Boricuá, which would be honored with the Food Sovereignty Prize
in October 2018 for its innovative approach to disaster recovery.
The post-hurricane agroecological brigades were examples of a peasant
moral economy (Scott 1976), as volunteer labor teams, generally infused with
high levels of political and ethical commitment to peasant farming, mobilized
labor that the conventional economy has not been able to mobilize before or
after the hurricanes. Félix, Rodríguez, and Vázquez (Valencia Mestre,
Ferguson, and Vandermeer 2018, 1) explain further:
These brigades followed months of impromptu, voluntary immediate relief brigades in which members of these organizations engaged to support farmers and
their communities. Organización Boricuá’s brigades were held in the format of
moving camps, spending 3-4 days in each farm rebuilding farming structures,
houses and planting. These brigades incorporated spaces for political training,
dialogues, workshops, cultural exchanges and reflection while promoting active
group participation during the process. Exchanges like these not only help farmers
get stabilized and better positioned to confront the next hurricane season(s), but
also help bolster the movement work of organizers, educators, activists and farmers
that often spills over beyond a farm’s perimeters into diverse communities and
across many issues.
Historical and personal connections run deep between grassroots groups and
social movements in the US, Latin America and the Caribbean due to the shared
history of colonialism, occupation, and slavery that characterizes the Caribbean
region and the development of the global agricultural sector. The group’s efforts
served to strengthen relationships and knowledge exchange between farms as
a regional resiliency strategy that embraces the campesino-a-campesino methodology and combats the physical, social, and emotional isolation that can
characterize reconstruction and recovery. The brigades serve to not only speed
up production preparations and infrastructure reconstruction, but to re-energize
farmers and those who support them to continue the work that is now more
urgent than ever.
A high initial labor input has been noted as a necessary ingredient in agroecological
transitions by both proponents and detractors of agroecology (Altieri and Hecht
1990). Few authors, however, have recognized the transformative potential of the
knowledge-intensive labor involved in agroecological change (Timmermann and
Félix 2015). The organized agroecological movement transforms the need for large
AGROECOLOGY AND SUSTAINABLE FOOD SYSTEMS
13
amounts of labor from a weakness, as it exists in conventional economics, into
a strength, as a pretext for building new social relations and consolidating organizations. The hurricanes became an opportunity for developing stronger organicity
(Rosset 2015) in the countryside, and tested the movements’ capacity to fill a need
that neither the State nor the market could fill.
Of the 10 unconventional farmers who had partly or completely rebuilt
their farms, three had done so through family labor alone, without a Boricuá
brigade. These were the few large families that had enough young people
living on the farm to mobilize the labor needed to rebuild. As a general trend,
however, the reliance on work brigades appeared to be a phenomenon likely
to continue growing. Furthermore, the brigades appear to be linked to
a cultural process of decolonization. As one farmer reflected after a day of
brigade work:
The root of Boricuá is cooperative work. Habi comes here and helps me, I go to
Habi’s farm, and we both succeed in bringing in our harvests. I don’t call it
voluntary work because we all benefit. It’s like a change of paradigm, right? You
know, capitalism makes it impossible for you to live. So, what we are doing are
alternatives so we can live with dignity. This work in solidarity is the only
alternative that one has in order to survive. These people are friends we have
had for a long time and we all knew what we came to do today. The routine of
capitalism is from home to work, from work to home, and it takes away the social
aspect. But if you talk to people from the countryside, this is what they did before.
The peasants visited each other, and worked. It was a time for sharing, for relaxing,
having a beer and telling a joke. It is something that is ours. It is in our collective
memory, it’s there. The history of humanity is this kind of cooperative work.
The sense of belonging was closely linked to whether or not farms had been
rebuilt. The sense of historical memory is evidence of a Chayanovian balance
between past and present, as well as between individual and social goals. The small
conventional farmers unable to rebuild often recounted stories of family troubles
or children who had left as migrants with as great a sense of tragedy as their lost
crops, implying that farmers perceived a causal relation between their family’s loss
of a long-term relationship to the land and their incapacity to rebuild after
Hurricane Maria. This suggests that conventional farmers were experiencing the
loss of a balance between past and future production.
Conclusions
The high level of economic vulnerability that conventional agroecosystems
showed after the disturbance of Hurricane Maria indicates that decades of public
policy since 1945, and austerity measures introduced since 2016, have created
dependencies rather than robust food and agricultural systems. Instead of allowing
for the autonomous development of peasant economies, farm policy has distorted
peasant balances by focusing on productivity indicators. The Puerto Rican
14
N. MCCUNE ET AL.
development model has discounted the reproductive sphere and the need for
farming to exist within a rural culture that renews itself over the course of time.
Neither subsidies for agrichemicals, nor complex and ineffective crop insurance
programs, nor food stamp programs, have helped make small farming a more
viable and sustainable way of life. Furthermore, the demographic tendencies of an
aging population in Puerto Rico are combining with the increasing risk of climaterelated disaster to contribute vulnerability to household-based coffee farming and
increase the risk of continuing depeasantization.
Long-term increased vulnerability, especially for small farmers and rural
people in general, are unfortunately consistent with trends of US colonialism
in the Caribbean and Pacific Ocean, as well as in changing climates under global
capitalism. Just as Patel and Moore (2018) have noted that it is easier for most
people to imagine the end of the world than the end of capitalism, it is easier for
more Puerto Ricans to imagine migrating to the US than agreeing on how to
build a sovereign Puerto Rico. In the meantime, the ongoing role of the
agroecological movement is fundamental for developing local food economies,
a sense of belonging on the land, and momentum for scaling up agroecological
solutions.
The capacity of young people to enter peasant farming may depend on their
ability to “become peasants” by applying balances that previous generations
were unable to do. The long apprenticeship toward becoming a peasant farmer is
extremely challenging in the austere environment of post-Maria Puerto Rico.
Becoming a peasant farmer is much more of a conscious decision, and even
a form of principled political and social resistance, than ever in the past (Van der
Ploeg 2013). One of the flagship agroecology schools, Proyecto Agroecológico El
Josco Bravo (Organización Boricuá member project), was facing an eviction
order and incipient criminalization process at the time of fieldwork, despite its
impressive achievements successfully training hundreds of young people in the
arts of agroecological peasant farming.1
In the aftermath of the dual hurricanes, the ability of farmers to
activate social organizations and mobilize labor outside of commoditized
economies is crucial for rebuilding farms. Continuing challenges include
reconciling the need to survive on food stamps and the need to sell at
high-priced farmers’ markets in order for family farmers to maintain
themselves on the land, with priorities of a social and organizational
order. Farm labor brigades are an ancient practice that have become
highly relevant in the wake of the collapse of the conventional labor
economy in Puerto Rico. Peasant balances that bring together production
and ecology, elder knowledge and youth interest, family economies and
food sovereignty, are key mechanisms in the struggle for agroecology and
against food dependency in Puerto Rico.
AGROECOLOGY AND SUSTAINABLE FOOD SYSTEMS
15
Acknowledgments
Authors are grateful to the family farmers of Puerto Rico and to Jan van der Ploeg for
providing valuable insight on the topics addressed in this research.
Note
1. Proyecto Agroecológico El Josco Bravo is carried out on land rented from the Puerto
Rican Land Authority, which, despite holding tens of thousands of hectares of unused
land, has opted toward an aggressive anti-peasant policy that uses bureaucratic means
to pressure the few small farmers who rent small parcels of land. It also rents thousands
of hectares of farmland to transnational corporations such as Monsanto for the
production of genetically modified seeds.
Notes on contributors
Nils McCune is a Research Fellow at the School for Environment and Sustainability of the
University of Michigan.
Ivette Perfecto is the George W. Pack Professor of Ecology, Natural Resources and
Environment, at the School for Environment and Sustainability of the University of
Michigan.
Katia Avilés-Vázquez is a member of Organización Boricuá de Agricultura Ecológica de
Puerto Rico.
Jesús Vázquez-Negrón is a member of Organización Boricuá de Agricultura Ecológica de
Puerto Rico.
John Vandermeer is the Asa Grey Distinguished University Professor of Ecology and
Evolutionary Biology at the University of Michigan.
ORCID
Nils McCune
http://orcid.org/0000-0001-9040-9595
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Agroecology and Sustainable Food Systems
ISSN: 2168-3565 (Print) 2168-3573 (Online) Journal homepage: https://www.tandfonline.com/loi/wjsa21
Seed sovereignty and agroecological scaling: two
cases of seed recovery, conservation, and defense
in Colombia
Valeria García López, Omar Felipe Giraldo, Helda Morales, Peter M. Rosset &
José María Duarte
To cite this article: Valeria García López, Omar Felipe Giraldo, Helda Morales, Peter M. Rosset
& José María Duarte (2019): Seed sovereignty and agroecological scaling: two cases of seed
recovery, conservation, and defense in Colombia, Agroecology and Sustainable Food Systems,
DOI: 10.1080/21683565.2019.1578720
To link to this article: https://doi.org/10.1080/21683565.2019.1578720
Published online: 27 Feb 2019.
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AGROECOLOGY AND SUSTAINABLE FOOD SYSTEMS
https://doi.org/10.1080/21683565.2019.1578720
Seed sovereignty and agroecological scaling: two cases of
seed recovery, conservation, and defense in Colombia
Valeria García López a, Omar Felipe Giraldo
Peter M. Rosset a,c, and José María Duarted
b
, Helda Morales
a
,
a
Department of Agriculture, Society, and the Environment, El Colegio de la Frontera Sur (ECOSUR), San
Cristóbal de Las Casas, México; bConacyt - El Colegio de la Frontera Sur (ECOSUR), San Cristóbal de Las
Casas, México; cBPV-FUNCAP Professor at the Education Faculty (Crateús), and Graduate Program on
Sociology (Fortaleza), Universidade Estadual do Ceará (UECE), Brazil; dConacyt- Universidad Autónoma
Metropolitana, Xochimilco, México
ABSTRACT
KEYWORDS
By evaluating two grassroots organizations that belong to the Red
de Semillas Libres de Colombia (RSLC; Free Seed Network of
Colombia), we show how the recovery, conservation, and defense
of native and creole seeds have two types of effects on agroecological scaling. The first is a horizontal or scaling out effect, given that
these activities involve the adoption of agroecological practices
which allow for spreading knowledge, principles, and practices
among seed custodians, their local communities and organizations,
and the networks of these organizations. The second is
a deepening effect, given that: 1) seed custodianship reaffirms
and/or generates new peasant and indigenous identities and
ways of life; 2) seed recovery, conservation, and defense conform
a multi-dimensional process that is material, political, and symbolic,
which provides cultural and territorial rootedness, and 3) strengthening of the social-organizational fabric through collective actions
and strategies by seed custodians in their territories in defense of
native and creole seeds. These processes propitiate fertile conditions for scaling peasant agroecology and contribute to the construction of seed sovereignty, which is an essential aspect of
struggles to preserve and reproduce and native and creole seeds.
Native and creole seeds;
seed custodians; seed
systems; depth scaling;
agroecology
Introduction
Much of the literature on agroecological scaling has addressed two aspects
of this process: horizontal (scaling out), involving an increase in number of
families and communities that incorporate agroecological practices over
ever more extensive areas (Altieri, Nicholls, and Funes 2012; Rosset and
Altieri 2017), and the vertical (scaling up) involving promotion of markets
and public policy to foment agroecological scaling (Parmentier 2014).
We wish to posit and contribute to understanding a third aspect of
agroecological scaling: that of deepening or “rooting” which takes place in
CONTACT Omar Felipe Giraldo
[email protected]
Cristóbal de Las Casas, Chiapas, México
© 2019 Taylor & Francis
Conacyt - El Colegio de la Frontera Sur (ECOSUR), San
2
V. GARCÍA LÓPEZ ET AL.
territories1 in which peasant agroecology is practiced. According to Brescia
(2017), this deepening takes place as peasant farmers continually (re)affirm
their identity as they defend their means and ways of life, which are
embedded in a local cultural matrix (see also Guzmán Luna et al. in this
issue). Following this logic, we propose that seed defense contributes to
deepening agroecological scaling, as it involves social and symbolic practices
which conform political subjects, reinvent identities, and socially reappropriate biocultural heritage (Boege et al. 2008; Leff 2014), in turn
strengthening the grassroots peasant and community organizational fabric.
Native and creole seeds2 are central to agroecology because they are adapted to
local conditions, reduce input costs and strengthen autonomy as seeds are saved
rather than purchased, provide greater flexibility in the face of external shocks to
agricultural systems such as climate change and promote essential agrobiodiversity
(Altieri 1995; Berkes and Turner 2006; Santilli 2009). By contrast, industrialized
seeds are selected for planting in monocultures and to respond to agrochemicals
and other external inputs. Furthermore, they lead to genetic homogenization and
thus ecological and economic vulnerability (Gliessman 2016; Mooney 1983).
Therefore, we argue that native and creole seeds are key to the socioecological
fabric of territories in which agroecology is practiced, as well as crucial to agroecological scaling.
This article is based on a study of two grassroots organizations in
Colombia: Custodios de Semillas de Riosucio (Seed Custodians of Riosucio,
in the Department of Caldas) and Red Agroecológica del Caribe (Caribbean
Agroecological Network or RECAR,3 in the Department of Cordoba), both of
which belong to the Red de Semillas Libres de Colombia (Free Seed Network
of Colombia or RSLC).4 We used these case studies to gather information,
taking each organization as a unit of analysis for which a variety of techniques were used to obtain information (Yin 1994). Fieldwork was carried out
from January 2016 to December 2017; 16 semi-structured interviews were
carried out with seed custodians,5 community leaders, and specialists on the
topic of seeds; focus groups were used; participant observation was carried
out in 14 plots; and photographs were taken.6
This study examines the relationship between seed recovery, conservation,
and defense and the expansion of agroecology. Our central question is: how
does seed sovereignty contribute to agroecological scaling in these two case
studies? In this article we examine how seed sovereignty contributes to seed
availability, access, and control, as well as to protection of the right to
preserve, reproduce, and exchange native and creole seeds, thereby counteracting the industrial agriculture model which commodifies and monopolizes
seeds (Kloppenburg 2010; Wittman 2009).
We describe those mechanisms of control over seeds which are currently
in effect worldwide, including in the territories studied, as well as a range of
processes of resistance in response to these global changes. We then present
AGROECOLOGY AND SUSTAINABLE FOOD SYSTEMS
3
results of our field research, addressing: (a) the environmental and sociopolitical context of the grassroots organizations studied; (b) the adoption of
agroecology and seed defense; (c) the role of seed custodians in their organizations and in the RSLC; (d) collective actions and strategies carried out by
the grassroots organizations regarding seed use, conservation, and management; and (e) social processes involving seeds in territories in which agroecology is practiced. Finally, we discuss how both cases contribute to
agroecological scaling by building seed sovereignty.
Processes of seed recovery, conservation, and defense
The study of seed systems addresses knowledge related to, and functioning of,
seed production and distribution (Almekinders, Louwaars, and Bruijn 1994).
We identify two large seed provisioning systems: the local and the industrial.
Local systems are maintained by peasants and indigenous peoples, as well as
other small and medium-scale farmers, so that they may have access to seeds;
and are highly influenced by the local social, economic, and political context
(Brush 2000; Pautasso et al. 2013). In this system, seeds are harvested and
saved for later planting (Jarvis et al. 2011), and are primarily exchanged
through family and community networks (Coomes et al. 2015), characterized
by relationships of trust and reciprocity (Badstue et al. 2007). Meanwhile, the
industrial system involves large-scale production and supply of commercial
seed varieties by specialized governmental and private seed producers, certifiers, and distributors (Bishaw and Turner 2008) who follow strict quality
control based on standard physical and physiological criteria (Louwaars, Le
Coent, and Osborn 2010).
Over the past two decades, local seed systems have been increasingly
despoiled7 in the process of developing and expanding industrialized agriculture (Bellows et al. 2016; Oakland Institute 2017; Wattnem 2016).
Kloppenburg (2005) points out two mechanisms through which this occurs:
one which is technological – through advances in plant genetics and biotechnology, and another which is political – through seed laws and intellectual property rights. Both mechanisms affect local seed systems worldwide,
causing not only genetic erosion and in turn erosion of biodiversity and
associated knowledge and practices, but also the loss of popular control of
seeds due to legal restriction of seed use and transport.
On a global level, national policies that establish intellectual property
rights and seed laws8 promote normalization9 and standardization of seeds
(Aoki 2008; Louwaars 2007; Wattnem 2016), serving as forms of control,
displacing local seed systems from their role in self-provisioning and local
distribution, affecting peasant and communitarian economies, denying
human rights, and placing at risk the possibility of production and reproduction of life.
4
V. GARCÍA LÓPEZ ET AL.
Many peasant and indigenous organizations, as well as national and
international movements, have taken action and developed strategies to
counteract these mechanisms, which are increasingly being implemented.
These include La Via Campesina (LVC), a global movement which has
been defending land and food sovereignty for 25 years (Martínez-Torres
and Rosset 2010; Rosset and Martínez-Torres 2012; Rosset and MartínezTorres 2016). One of LVC´s actions is their international campaign, “Seeds:
heritage of our people in the service of humanity”, which consists of 1)
recognizing the fundamental role of women – who have been systematically
invisibilized – in seed management and conservation; and 2) revaluing seeds
as a common good in the hands of peasant communities and original peoples
at the service of humanity (LVC 2013).
In Latin America, several cases exist of seed defense through legal processes. For example, in Mexico, since 2013 a collective lawsuit has detained
mass introduction of genetically modified (GMO) maize (Alvarez-Buylla and
Piñeyro-Nelson 2013; Morales-Hernández 2014). In Brazil, as a result of
decades of rural struggle, in 2012 the National Policy for Agroecology and
Organic Production was implemented, recognizing the importance of creole
and native seeds (Peschard 2017; Santilli 2013). In 2015, Venezuela implemented an alternative seed law including mechanisms to protect the informal
seed system and recognition of farmers´ right to use, exchange and reproduce traditional seeds (Felicien et al. 2018; LVC and Grain 2015).
Results and Discussion
Construction of seed sovereignty in Colombia
Colombia´s food system has changed drastically over the past three decades.
Formerly a nation which was relatively food self-sufficient and even exported
food, since the 1990s Colombia has increasingly undergone systematic loss of
its food autonomy due to neoliberal policies (Machado 2004). In 2010,
Colombia signed a Free Trade Agreement (FTA) with the United States,
which led to the implementation of several reforms, including Resolution
970, which regulates marketing of seeds, pressuring farmers to purchase
certified patented seeds produced by agribusiness, and limiting access to
native and creole seeds. Backed by this resolution, in 2010 and 2011 the
Colombian Agricultural Institute (ICA) together with government authorities
confiscated two tons of seeds – principally rice (Oryza sativa), potato
(Solanum tuberosum), maize (Zea mays), and beans (Phaseolus vulgaris)
(Grupo Semillas 2014).
The 2013 National Agrarian Strike brought to light the precariousness of
Colombian farmers due to concentration of land by agribusiness, persistence
of rural poverty, armed conflict, and free trade policies which displaced
AGROECOLOGY AND SUSTAINABLE FOOD SYSTEMS
5
national agricultural markets. This strike led to over 430 agreements in favor
of Colombia´s rural population (Salcedo, Pinzón, and Duarte 2013). As
a result, Resolution 970 was temporarily suspended, and the Colombian
government committed to working with farmers. Nevertheless, rather than
modifying government policies, they have been replaced by similar regulations. For example, Resolution 3168, passed in 2015, is ambiguous as it refers
to seed obtained by “conventional” and “non-conventional” methods, without specifying whether non-conventional methods include adaptations made
by peasants and indigenous peoples using traditional methods over the
course of thousands of years. This resolution also established sanitary control
measures that restrict non-government certified seeds, while protecting seeds
that are formally certified and labeled (Grupo Semillas 2015).
In response, the First National Encounter of the Free Seed Network of
Colombia was organized in 2013, under the slogan: “For each seed they
decommission from us, we will make them germinate and flourish again,
multiply, spread, and freely walk with the farmers through the fields of
Colombia” (RSLC 2013, 1). Over the course of this event, members of 80
peasant and indigenous organizations, NGOs, and activist groups addressed
three broad topics: 1) recovery, conservation, and management of native and
creole seeds; 2) political advocacy; and 3) communication and media to
promote and visibilize actions and strategies for defending seeds. As
a result of this event, the Free Seed Network of Colombia (Red de Semillas
Libres de Colombia – RLSC) was formally launched and is currently active in
six regions of the country (see Figure 1).
Cases of seed recovery, conservation, and defense
The first case study is of the Caribbean Agroecological Network or RECAR,
located in the Zenú10 Indigenous Resguardo11 San Andrés de Sotavento in the
Department of Cordoba, on Colombia´s Caribbean coast. As of 2018, the
municipality had a population of 53,000. Climate is warm-humid with an
average annual rainfall of 1,300 mm and an elevation of 100 masl. Colombia
´s Caribbean region is widely considered to be a secondary center of diversity
of maize, as well as other crops, including cassava12 (Manihot esculenta),
yams (Dioscorea spp.), and bananas and plantains (Musa spp.). In 2002,
RECAR was formed by four peasant organizations (ASPROAL,
ASPROINPAL, Artisans´ Association, and ASPROINSU). This network
foments marketing, agroecology, communication, and gender equality.
RECAR began to defend seeds when GMOs were introduced to Colombia,
which brought the risk of contamination of maize, principally in the
Caribbean region. In 2005, with the support of RECAR, the Resguardo San
Andrés de Sotavento declared itself to be the first GMO-free territory in
Colombia (García 2012). RECAR also promotes land recovery and diversified
6
V. GARCÍA LÓPEZ ET AL.
Figure 1. Map of Colombia showing the area covered by the RLSC, and the two case studies
addressed in this article.
Source: original map
AGROECOLOGY AND SUSTAINABLE FOOD SYSTEMS
7
crop production, and currently 77 families act as seed custodians, growing
and conserving seed of 26 varieties of maize, 25 varieties of cassava, 11
varieties of rice, 8 varieties of yam, 6 varieties of squash (Cucurbita spp.), 4
varieties of sweet potato (Ipomoea batata), and 71 other vegetable varieties.
They have established two community seed houses where they exchange and
sell seed of 8 varieties of maize and 20 other crop species. RECAR has
recovered 600 traditional maize-based recipes, evidencing the diversity of
Caribbean gastronomy (RECAR 2004).
The second case study is of the Seed Custodians of Riosucio located in the
Indigenous Resguardo Cañamomo-Lomaprieta of the Emberá Chamí ethnic
group,13 in the municipality of Riosucio, in the Department of Caldas. This
Resguardo is part of the Coffee Axis region, and it has an approximate
population of 26,000 in over 4,800 ha. Geography is mountainous with interAndean valleys, elevation ranges from 1,400 to 2,200 masl, and average
annual rainfall is 2171 mm. Agriculture is based on maize, coffee (Coffea
arabica), beans, and sugarcane (Saccharum officinarum). A diagnostic study
of the resguardo carried out by ASPROINCA (2006) reported 45 varieties of
bush and climbing beans, 24 varieties of maize, 28 bananas and plantain
varieties, 20 varieties of cassava, and 19 other root and tuber varieties.
In 2007, within the Resguardo Cañamomo-Lomaprieta, the organization
Seeds Custodians of Riosucio was formed as a result of updating the
Resguardo´s “life plan”14 to further the resguardo´s food sovereignty
(Gómez et al. 2009). In 2009, the resguardo declared itself to be GMOfree territory, and in 2012 the municipality of Riosucio did the same
(García 2012). Seeds Custodians of Riosucio currently consists of 57
families who work on collective seed recovery and conservation; research,
education, and training regarding seeds, as well as reestablishment of
traditional agricultural systems. They run 10 community seed houses
where they exchange and sell seeds of beans, maize, and other food species.
They also carry out annual regional agrobiodiversity fairs.
The role of seed custodians organized in the RSLC
Seed custodians care for and manage native and creole seed varieties, for
which they are renowned by their neighbors and even by the members of
other communities. They typically cultivate plots with high levels of crop
diversity as compared other farmers, and focus on rare and endangered
crop species, thus contributing to in situ conservation of diversity.
Custodians also seek new varieties from other farmers and adapt them to
their own regions, thereby enhancing local agrobiodiversity (Emperaire
2008; Sthapit et al. 2015). Custodians expressed a variety of motivations
for carrying out their work. One example is provided by an interviewee:
8
V. GARCÍA LÓPEZ ET AL.
My grandfather at that time was 102. I was a little boy, around 10 or 12 years old.
I already worked in agriculture and he told me, “Mijo [my little son], take these
cassava seeds – one of oak cassava and of seven mesina [seven months] cassava.
Plant them and don´t let them die out.” That was the first cassava I knew, more or
less 60 years ago. That´s why they walk with me. I cultivate them, I conserve them,
I plant them, and that´s why I´ve never lacked them. Now I have 38 varieties of
cassava […] It´s good for one to be a lover of the seed […] They call me the king of
cassava. IN1MR15
This testimony expresses a strong legacy linked to family heritage and
emphasizes the custodian´s relationship to nature. Other motivations for
being seed custodians include commitment to traditional knowledge, environmental conscience and a desire for self-provisioning and a healthy diet.
The figure of the custodian has led to the development of new identities
within the agroecological movement, thereby innovating new roles and
functions such as defense of seeds in their territories, as another custodian
illustrates:
Before, we asked ourselves, “But who said that we´re custodians, and why?”,
because 20 or 30 years ago this didn´t exist – that is, the term custodians didn’t
exist, because everyone had seeds; that is, all people had a little piece of land where
each harvested and saved their seed for the next planting. That ended because
agriculture changed. Here the change came on very strong […] Of course, all those
people that cultivated so many things stopped planting. So, we could say those who
save seeds were very few; we didn’t join that model in such a drastic manner. We
could say that this situation went about getting us to reemerge and that´s why now
we´re so important. IN3WR
In this sense, the role of custodian is political. Furthermore, custodians make
an effort to share the cared-for seed with more people, as one interviewee
expresses:
I´m a lover of the seed; I´ve always liked this, but I joined the organization and
that was when I became more motivated. I found someone who would support me,
because we have the seeds that in other parts, they don´t know or have lost. […]
Our goal is that the seeds be spread everywhere. That´s what we do as a network,
with the seeds walking is the only way they won´t disappear. IN1MR
This account demonstrates that being part of a local grassroots organization has increased peasants´ ability to safeguard seeds through exchange
with other peasants. Thus, participating in such a collective effort leads
custodians to recognize each other as peers and distinguish themselves as
part of a social group with a collective identity (Mellucci 1999). Interacting
through local organizations with the intention to care for, conserve, and
manage seeds – and all that this involves – has also led the custodians to
become the principal actors around which their organizations and the
network organize.
AGROECOLOGY AND SUSTAINABLE FOOD SYSTEMS
9
Agroecology and seed defense
The custodians´ seed conservation and recovery efforts are part of a system
based on traditional agricultural knowledge which involves a variety of
agroecological practices (Altieri and Toledo 2011; Rosset and Altieri 2017),
including planting of highly diverse polycultures to diversify genetic
resources, maintain ecosystemic equilibrium, and prevent pests and diseases;
recovery of soil fertility through crop rotation, biomass recycling – including
addition of green manures and other forms of organic matter, and establishment of living fences; and water conservation by building terraces and
ditches, managing runoff, and storing water in wells and tanks.
This study identified individual and group actions oriented toward seed
recovery, conservation, and defense. Figure 2 shows the actions that seed
custodians, local organizations, and seed networks carry out in the process of
defending seeds. For example, custodians participate in seed observation and
selection, collection of plants for seeds, and seed exchange. Each of these
actions has one or more dimensions (material, symbolic, and political). For
example, seed exchange has material and symbolic dimensions.
Figure 2. Diagram of actors, actions, and dimensions of the process of seed recovery, conservation, and defense.
Source: Original Diagram
10
V. GARCÍA LÓPEZ ET AL.
As Figure 2 shows, the process of seed recovery, conservation, and defense
involves at least 12 actions. First, custodians observe and select their plants,
favoring certain characteristics (including germination, development, and
reproduction) that they wish to be passed on to future crop generations
(plant observation and selection). Following this, they gather those plants
previously selected (collection of plants for seeds). Then, they separate, clean,
and dry seeds (post-harvest seed management), and store them under protected conditions to maintain healthy, high-quality seeds (seed storage and
protection).
Custodians as well as their organizations also carry out experiments –
principally in custodians´ plots – in response to their problems related to
seed production and storage, as well as to improve their crops (experimentation, seed selection, and crop breeding). Custodians share their seeds through
kinship, neighbor, and organizational relationships by gifting, lending, and
exchanging them, thereby enhancing crop diversity (seed transmission).
Organizations gather information on the characteristics, abundance, and
diversity of their members´ seeds (seed description and inventories). With
this information, they determine the demand for each of their seed varieties
within their region and proceed to distribute seeds and plan for future
provisioning (seed provisioning). Through seed and agrobiodiversity fairs,
the seed network and its member organizations exchange seeds and associated knowledge over increasingly broader areas, reaching more and more
people (seed and knowledge exchange). Finally, they recover and promote
local gastronomy and related aspects of their culture (promotion of gastronomic culture), which is also important to conserving seeds and related
knowledge.
Two other actions involve each of the three dimensions (material, political,
and symbolic) of the seed recovery, conservation, and defense process. The
first involves different forms of giving thanks for the fertility of the land and
harvests through offerings, celebrations, and other activities that reinforce
links of mutual trust and unity within the organizations and communities
through ritual, prayer, and symbolism (symbolic-spiritual practices). These
practices are carried out by custodians, the local organizations, and the
network. Such symbolic or spiritual practices are maintained by – and are
increasingly recognized as important for – social movements in defense of
life (Hernández-Castillo and Nigh 1998; Rosset and Martínez-Torres 2016).
The other involves the organizations and the network spreading information
and visibilizing their seed struggle by carrying out workshops as well as
regional and national encounters which contribute to “peasant protagonism”,
by which peasants make their own decisions and take action according to
their needs (pedagogical processes). Such horizontal pedagogical processes
have also been documented as key to advancing agroecology in other regions
AGROECOLOGY AND SUSTAINABLE FOOD SYSTEMS
11
of the world (e.g., Khadse et al. 2017; McCune et al. 2017; Mier Y Terán et al.
2018; Rosset and Altieri 2017).
Collective actions and strategies toward the defense of seeds and agrifood
autonomy
Currently, approximately 400 farmers of 67 grassroots organizations from 10
departments and 8 indigenous resguardos make up 15 local networks which
belong to the Free Seed Network of Colombia (RSLC 2017). Other actors
participate in RSLC, such as NGOs, researchers, and international aid
organizations.16 RSLC´S function is to provide technical and economic support, diffusion to the public, and legal aid.
Custodians interviewed state their difficulties and challenges to include loss
of diversity and knowledge of native and creole seeds, generational changes
which affect traditional life and local production, and public lack of awareness
of the consequences of industrialization of agriculture. Obstacles that the
communities face include lack of land, unequal market competition, health
and environmental effects of agrochemicals, natural phenomena such as
droughts – perhaps accentuated by climate change – that have intensified in
recent years, and introduction of GMOs. A custodian points out one challenge:
[…] The problem now with GMOs is that the purpose of agriculture changes: it
stops being subsistence agriculture – of healthy food, and becomes simply
a profitable project – that is, a crop that produces money. IN7MSA
Some challenges mentioned have led custodians to emphasize the value of
seeds to other community members and try to recover associated knowledge,
thereby enhancing local production and protecting their right to reproduce
life. The network has carried out efforts with the political intention of
confronting some of these challenges through three initiatives: declaration
of GMO-free territories, community seed houses, and participatory “guarantee” – or seed certification – systems.
Introduction of GMO seeds (three varieties of cotton (Gossypium spp.) and
nine varieties of maize) to Colombia in 2002 caused a general concern among
peasant and indigenous communities regarding the dangers of GMO contamination and its effects on crops of economic and cultural importance,
particularly maize. Following the precautionary principle, some local organizations, as well as the RSLC, have declared their territories to be GMO-free17
as a mechanism of protection in the face of possible genetic contamination.
Community Seed Houses (CSH) have emerged from the need to establish
autonomous collective spaces for provisioning seed adapted to local conditions
through exchange, “lending” (giving away seeds with the recipient promising to
pay back in seeds from future harvests), and/or purchase. CSH have established
protocols for their general functioning, as well as for seed production, keeping
12
V. GARCÍA LÓPEZ ET AL.
records, and taking inventories. They carry out tests of viability and germination and make use of seed storage and conservation techniques (Chacón and
García 2016). Currently, 69 CSH exist, many of which were built through the
Seeds of Identity campaign.18 At present, in an effort to sustain themselves
economically and maximize their autonomy, CSH of five local networks market
their agroecological seeds nationally through the 2018 Seeds of Identity
Catalogue. Thus far, this catalog offers 18 varieties of maize, 12 varieties of
beans, and 4 varieties of tomato (Solanum lycopersicum). In this manner, the
local networks are gaining control over seeds in their regions, and in turn over
their local economy. According to a custodian interviewed:
This place [their CSH] is for guaranteeing high quality seeds, and serves as
a meeting site. It´s like the house of everybody, a reference point. We believe
that to have food sovereignty you have to have seeds, but not just any seeds; we
seek to have good-quality agroecological seeds. IN3WR
In 2015, as a result of a collective effort by custodian farmers, local organizations, and the RSLC, participatory guarantee (or certification) systems (PGS)
were established as local mechanisms to “certify” and promote agroecological
seeds from peasant, indigenous, and afro-descendent communities which are
pest and disease-free and adapted to specific cultural and biological context
(Aguilar, García, and García 2018). These PGS provide an alternative to
external certification and industrialized seeds, and contribute to communities
being able to provision themselves with high-quality seeds and thereby
increase their agrifood autonomy.
Through GMO-free territories, community seed houses, and participatory
“guarantee” systems, Colombian peasants unite in defense of life with other
struggles such as those against land-grabbing, mining, and hydroelectric
dams. A specialist on seeds highlights the following:
A recent advance is that we find increasingly more examples of people building territorial
defense, which connects the seed struggle with other struggles such as defense of water
and against mining. This is new, as before they appeared to be isolated struggles; now
increasingly an interconnection [among struggles] is observed. IN8MSp
Effectively, recovery, conservation, and defense of seeds regenerate communities, enhances people´s capacity to use their locally available resources,
revitalizes local social interactions and traditional knowledge, and foments
local autonomy (Rahnema 2010).
Social reappropriation of territory based on native and creole seeds
As Fernandes (2009) and Rosset and Martínez-Torres (2012), Rosset and
Martínez-Torres (2016) argue, there is an increasing need to comprehend
territories not only with respect to their material aspects (land and so-called
AGROECOLOGY AND SUSTAINABLE FOOD SYSTEMS
13
natural resources), but also to understand the immaterial territory associated
with each material territory (ideas, knowledge, culture, and identity). Within
territories, on a material as well as immaterial level, disputes are occurring,
but revindication of autonomy is taking place as well; this includes the right
to recover, conserve, and defend seeds. The following account reflects
a connection between seeds and custodians´ concepts of territory:
Native and creole seeds for the Zenú People is the same as saying seeds of life; that
is, if we don´t have our seeds then we would just be depending on a market […]
and that would no longer be our life; the permanence of our culture wouldn’t exist
[…]. That is, if there are seeds and we don´t have anywhere to plant, we wouldn’t
have strength, because if we don´t have territory we also don´t have seeds. Both
things are important. IN3MSA
Thus, we see how the custodians refer to native and creole seeds as autonomy,
culture, collective work, and resistance. This broad understanding of seeds demonstrates social constructions that have a symbolic sociocultural meaning which
transcends the biological aspects of seeds. Another custodian points out:
Native and creole seeds are those that are in our territory. We want to continue
planting those seeds because they are our food – healthy food for us. For me, doing
what I do means life, because the land is our life – the indigenous people, because
the land gives food and gives fruit. So for me, land is life, water, seeds, everything
that´s around us. Here is where we were born, because one plants a tree and then it
grows, gives fruit, and gives the food that we need; so that´s life for me. IN9MR.
Haesbaert (2011) and Porto Gonçalves (2006) explore how social processes
nourish the concept of territory, explaining that they are the collective means
of constructing identity and taking charge of one´s own history. This reappropriation of territories takes place through community members´ daily
activities as well as through their cultural, economic, and ecological struggles
to defend their common heritage in the face of despoilment (Escobar 2008,
2014). With respect to this, a custodian comments:
I´ve always thought that natural seeds – the native ones – come from so long ago;
one doesn´t have […] (a way) of knowing how long ago. The seeds that they call
“improved” have nothing to do with mother nature, because you can throw them
down in any season, and you go about throwing them wherever; now the fruits are
not as healthy as the native ones. I think that we should continue […] resisting
with those that we have, caring for them so that they don´t get lost; one [must]
continue with them, continue caring for our mother nature and our seeds, to not
lose them, because if we continue in this manner, […] in a few years we won´t
have traditional seeds. IN10WR
Finally, social groups carry out these processes of sociocultural appropriation
of nature and ecosystems based on their “cosmovision” or “ontology”
(Escobar 2014). From this approach, seeds – in an immaterial sense – form
part of people´s social and cultural constructions, in turn forming part of
14
V. GARCÍA LÓPEZ ET AL.
a body of symbolisms, meanings, and ideas. In this manner, a custodian
expresses:
[…] the custodians are mostly older people that come from an organizational process
from before [land recuperation]. For them, the seed is very important, because it
means resistance; it means the struggle for territory […] For them, the seed is their
life and it´s the possibility of being on their plot of land today. IN14WR
These statements show that defense of seeds – as one aspect of territorial
defense – involves caring for and protecting what is one´s own, as well as life
itself. In this manner, social reappropriation of territory may further deep
scaling of agroecology.
Conclusions: Planting native and creole seeds toharvest a deep
agroecology
The two cases of recovery, conservation, and defense of seeds presented in
this article allow us to identify and analyze various aspects related to agroecological scaling. Responding to the initial question, “How does seed sovereignty contribute to agroecological scaling in these two case studies?” We
find – with respect to horizontal scaling – that the organizational structure of
the RSLC allows for spreading agroecological knowledge, principles, and
practices among seed custodians, their local organizations, and their network,
in turn contributing to spreading agroecological practices that further seed
sovereignty, thereby unleashing organizational processes in their territories
that may lead to expansion of agroecology.
With respect to the depth dimension of agroecological scaling, we find that as
a result of this dispute for control of seeds, political actors arise – such as the seed
custodians – that carry out actions in defense of seeds and strengthen identities,
both of which reaffirm peasant and indigenous ways of life that contribute to
deepening and rooting agroecology. The cases studied demonstrate how the
dispute for seeds involves material, political, and symbolic actions that further
construction of seed sovereignty – as well as cultural and territorial rootedness, in
turn deepening agroecology. Furthermore, collective actions and strategies such as
GMO-free territories, community seed houses, and participatory “guarantee”
systems are mechanisms of struggle and proposal of alternatives to the agroindustrial model that are enabling agroecology to take hold in their territories in which
they are implemented.
Mier Y Terán et al. (2018), proposed a set of key factors for understanding
the scaling of agroecology as a result of analyzing several emblematic cases. In
the present article in Colombia, we identify five factors which coincide with that
study: (a) the presence of a crisis that in the Colombian case was catalyzed by
Resolution 970, privatization and criminalization of peasant seeds, and popular
response through the 2013 National Agrarian Strike, (b) an organizational
AGROECOLOGY AND SUSTAINABLE FOOD SYSTEMS
15
process that is the basis for social processes, which in the cases presented here
are carried out through seed custodians, their organizations, and the RSLC, (c)
agroecological practices carried out within agricultural systems that include
practices oriented toward seed maintenance and recovery, (d) a motivational
narrative in defense of native and creole seeds, and (e) teaching-learning
processes that include active participation of seed custodians, local organizations, and the RSLC. Nevertheless, a lack of public policy favoring use and
marketing of native and creole seeds, as well as pressure by the corporate actors,
present obstacles to seed sovereignty which also inhibit scaling of agroecology.
The struggle for seed sovereignty involves a struggle for reproduction of
life in the face of material and symbolic despoilment imposed by “development”, and thereby contributes to scaling agroecology. These case studies of
custodians and the seeds they defend allow us to understand the defense of
diversity in general as an emancipating force in the face of the current
hegemonic system that manifests itself in agrifood homogenization.
Attempts by capital to appropriate seeds place at risk access to food, which
is essentially expropriation of life. These cases motivate us to continue to
explore the contributions of agroecological networks as well as the process of
strengthening of local seed systems in the face of a dispute of among meanings given the current trend toward institutionalization of agroecology as well
as attempts by agribusiness to coopt agroecology (Giraldo and Rosset 2017).
Finally, we highlight the role of native and creole seeds in supporting the
deepening of agroecological scaling, given the capacity of seed defense movements to contribute to cultural and territorial rootedness, as well as to serve
as a bridge to horizontally unite different territories in defense of agrobiodiversity and construction of food sovereignty.
Notes
1. We define territory as that space constructed of dynamic social processes which depend
on the economic, political, and environmental context (Haesbaert 2011); these social
processes involve multiple power relations in continual tension (Fernandes 2009).
2. We refer to native (to the Americas) and creole seeds (which, although not native to
the Americas, have undergone adaptation). These terms are used by peasant, indigenous, and afro-descendent groups in Colombia to distinguish such seeds from commercial seeds. Other authors refer to them as local, traditional, and/or peasant seeds. In
Latin America, approximately 70% to 80% of all crops are planted with native and
creole seeds (ETC group 2017; Grupo Semillas and RSLC 2015).
3. All acronyms are based on their Spanish initials.
4. This network includes grassroots peasant, indigenous, and afro-descendent organizations, non-governmental organizations, student collectives, and other activists organized in a decentralized manner with the objective of promoting the right to produce,
use, and distribute native and creole seeds (RSLC 2017).
5. We use the term “custodians” to include men and women committed to recovery,
conservation, and defense of seeds.
16
V. GARCÍA LÓPEZ ET AL.
6. Information was transcribed and analyzed using the programs ATLAS.ti 8 and
CmapTools 6.01. Analysis resulted in 24 categories and 80 codes, providing the
empirical basis for this article.
7. We understand despoilment as direct or covert appropriation of public or common
property, backed by legal or illegal means (Gilly and Roux 2015).
8. See webpage “Seed laws around the world”: https://ejatlas.org/featured/seeds (accessed
July 20, 2018).
9. Normalization consists of introducing norms and regulations that establish a value judgment
regarding that which is normal, thereby excluding the “abnormal”. In this case, commercial
seeds are established as the norm, as they comply with market standards.
10. The Zenú people have lived for over 4,000 years on Colombia´s Caribbean coast. They
are renowned goldsmiths and artisans and practice agriculture and fishing.
Approximately 2,000 years ago, they developed a sophisticated irrigation system
using nearby rivers (Forero, Velez, and García 2008; Ministerio de Cultura 2010b).
11. In Colombia, resguardo is a legally recognized sociopolitical institution made up of one
or more indigenous communities whose members have a collective land title. Its
autonomous form of organization and regulatory system follow traditional customs,
and resguardo members carry out community work. The resguardo cares for the
territory, provides economic support to members, and protects members´ common
interests (Ministerio del Interior 2013).
12. Although cassava is not planted by seed, those pieces of stem or tuber that are planted
are locally referred to as “seed”.
13. The Emberá Chamí are an indigenous group whose language is Emberá, meaning
“people of the mountain range”. They are principally farmers and artisans (Ministerio
de Cultura 2010a).
14. The “life plan” is a participatory planning tool used to govern Colombia´s resguardos,
guide their actions, and draw up project proposals (ONIC 2007).
15. This code is included to maintain participants´ confidentiality; IN = interview; M or
W = man or woman; R, SA, and Sp = community of Riosucio, San Andrés de
Sotavento, and specialist.
16. For example, since 1983, the NGO Swissaid has provided technical and economic
support to Colombian grassroots organizations, assisting with project development
related to seeds and agroecology.
17. Globally, over the past 10 years, citizens´ groups and other organizations have increasingly established GMO-free zones. Four thousand such zones have been recorded in
Europe, and in Latin America three each in Costa Rica, Argentina, and Mexico, and
five in Colombia (Grupo Semillas and RSLC 2015; Meyer 2007).
18. The Seeds of Identity campaign was launched by Swissaid to promote the defense of
collective rights of indigenous, afro-descendent, and peasant communities over their
territories and resources (Semillas de Identidad, Fundación Swissaid, Grupo Semillas
and RECAR (Red Agroecológica del Caribe) 2007).
Acknowledgments
We are grateful to the Red de Semillas Libres de Colombia, and in particular to the Red
Agroecológica del Caribe and Custodios de Semillas de Riosucio – Custodias y custodios your
passion and work on seeds is a great inspiration. Also, thanks to Alejandra Guzmán and
Mateo Mier y Terán for valuable comments on an earlier draft and to CONACyT for the
doctoral grant to Valeria García López.
AGROECOLOGY AND SUSTAINABLE FOOD SYSTEMS
17
ORCID
Valeria García López
http://orcid.org/0000-0001-6017-1627
Omar Felipe Giraldo
http://orcid.org/0000-0002-3485-5694
Helda Morales
http://orcid.org/0000-0001-7583-2125
Peter M. Rosset
http://orcid.org/0000-0002-1253-1066
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Agroecology and Sustainable Food Systems
ISSN: 2168-3565 (Print) 2168-3573 (Online) Journal homepage: https://www.tandfonline.com/loi/wjsa21
Zero Budget Natural Farming in India – from
inception to institutionalization
Ashlesha Khadse & Peter M. Rosset
To cite this article: Ashlesha Khadse & Peter M. Rosset (2019): Zero Budget Natural Farming
in India – from inception to institutionalization, Agroecology and Sustainable Food Systems, DOI:
10.1080/21683565.2019.1608349
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AGROECOLOGY AND SUSTAINABLE FOOD SYSTEMS
https://doi.org/10.1080/21683565.2019.1608349
Zero Budget Natural Farming in India – from inception to
institutionalization
Ashlesha Khadse
a
and Peter M. Rosset
b,c
a
Amrita Bhoomi Centre, Chamarajanagara, Karnataka, India; bDepartament of Agriculture, Society, and
the Environment, El Colegio de la Frontera Sur (ECOSUR), San Cristóbal de Las Casas, Mexico;
c
Education Faculty of Crateús and Graduate Program on Sociology, Universidade Estadual do Ceará
(UECE), Brazil
ABSTRACT
KEYWORDS
This paper delineates the growth of Zero Budget Natural Farming
(ZBNF) in India. From its origins as a peasant-led social movement
in the state of Karnataka, to becoming institutionalized in a state
program in Andhra Pradesh, ZBNF is attaining scale and reaching
more and more peasant families. We look at some of the key
factors that have triggered ZBNFs growth, as well as highlight
some of the challenges and contradictions that may arise in the
institutionalization process.
Agroecology; KRRS;
Scaling-up agroecology;
Subhash Palekar; Zero
Budget Natural Farming
Introduction
In India, movements for sustainable agriculture have historically been led
and articulated by the Non-Governmental Organization (NGO) sector and
urban middle-class activists rather than peasant movements (Brown 2018).
On the other hand, successful cases in sustainable agriculture, despite their
important achievements, have mostly remained ‘islands of success’ and have
not reached a mass scale, becoming a ‘wave of change’ (Gregory, Plahe, and
Cockfield 2017).
One exception to these tendencies, we argue, is the Zero Budget Natural
Farming Movement (ZBNF) which started in Karnataka. While this is not
a movement of peasants from marginal classes or castes, and it does have
many urban middle-class members, it is primarily a rural movement
composed of and spontaneously spread among middle and small landholding peasants (Khadse et al. 2017). It espouses the neo-Gandhian
values of self-reliance and autonomy. It has operated outside the purview
of institutional donors and NGO-led networks for sustainable agriculture
in India. Among the reasons are rejection of any institutional funding and
NGOs by the founder and guru Subhash Palekar, who stresses the importance of autonomy.1 But ZBNF has now spread across the country and
CONTACT Ashlesha Khadse
[email protected]
Amrita Bhoomi Centre, Chamarajanagara,
Karnataka, India
Color versions of one or more of the figures in the article can be found online at www.tandfonline.com/wjsa.
© 2019 Taylor & Francis Group, LLC
2
A. KHADSE AND P. M. ROSSET
a series of significant policy initiatives are cropping up. While ZBNF is
promoted as a counter-hegemonic movement, challenging dominant ideas
of economic globalization, as ZBNF becomes institutionalized in significant state-led policies it may now be at risk of becoming entangled with
the very hegemonic institutions its leader has opposed.
From its origins as a social movement in 2002 through 2015, ZBNF spread at
the grassroots level through the collective efforts of a constellation of peasant
members and movement allies, in what can loosely be termed as the ‘ZBNF
movement’ in Karnataka, and subsequently in other states of India, especially in
South India. It barely received any attention from policymakers, scientists or
even NGOs. Yet today, one south Indian state, Andhra Pradesh, is attempting to
scale up ZBNF across the entire state though comprehensive public policies.
Inspired by Andhra Pradesh, other state governments are also showing keen
interest and have made initial budgetary allocations. Activists have expressed
concern that state-led efforts to scale up ZBNF may depend on international
financial institutions with potentially contradictory interests (Saldanha 2018).
Yet, Andhra Pradesh’s programme on ZBNF is investing resources in farmer-led
agroecology, supporting collective learning, women-led social organizations,
and recruiting rural youth – a stark contrast to traditional state interventions
in agriculture.
This essay attempts to provide an overview of some of the key developments in ZBNF’s growth from its inception until its institutionalization. It delineates some key drivers behind its growth and reflects on
some of the challenges and contradictions that have arisen in this
process. The paper first describes the factors behind scaling up of
ZBNF, then it looks at the initial growth of the ZBNF movement in
Karnataka, followed by the institutional process and shape of the program in Andhra Pradesh.
Like agroecology, which is a scientific discipline, set of practices, and
a social movement (Wezel et al. 2009), ZBNF too signifies both a set of
practices and a social movement. We thus use the term ZBNF for both
practices and movement.
The key factors behind the scaling up of ZBNF in Karnataka have previously been elaborated by Khadse et al. 2017. These factors were largely
drawn from social movement theories like frame theory, resource mobilization theory, and the political opportunity framework, along with empirical
evidence from successful cases, and emerging literature on scaling up agroecology (Altieri and Nicholls 2008; Parmentier 2014; Varghese and HansenKuhn 2013; Wijeratna 2018), and were then further developed by Mier y
Terán et al. (2018). They identify eight key drivers through an analysis of five
emblematic cases of agroecology, which includes the ZBNF movement in
India. These are: (1) crises that drive the search for alternatives; (2) social
organization; (3) constructivist teaching–learning processes; (4) effective
AGROECOLOGY AND SUSTAINABLE FOOD SYSTEMS
3
agroecological practices; (5) mobilizing discourse; (6) external allies; (7)
favorable markets; and (8) political opportunities and favorable policies.
We will reflect upon these drivers in the context of the unfolding of
ZBNFs amplification in India.2
ZBNF practices
ZBNF is an agroecological farming approach that promotes growing crops in
harmony with nature. The toolkit of ZBNF was developed by its guru
Subhash Palekar in the 1990’s. ZBNF has two major axes, one agronomic
and the other structural. On the one hand, it is about improving soil fertility
through a number of agroecological principles, including diversification,
nutrient recycling, increasing beneficial biological interactions, among others
(Palekar 2006). ZBNF opposes use of external inputs or synthetic fertilizers.
On the other hand, ZBNF is about de-linking farmers from external inputs
and credit markets to create autonomy by not purchasing anything from
external actors and especially from corporations (sensu Rosset and MartínezTorres. 2012).
Four wheels of ZBNF
ZBNF is based on what Palekar calls the four wheels of ZBNF, shown in
Table 1. Bijamrita (a seed treatment) and Jivamrita (a soil inoculant) are
microbial mixtures which are ready in under 48 h. For those who do not
have access to water or labor, a dry version of Jivamrita called
Ghanajivamrita is prescribed; this can be prepared once and stored for
a year.
Both are sources of beneficial bacteria which have plant protective qualities
and stimulate plant growth (Sreenivasa, Naik, and Bhat 2009). Contrary to
conventional agriculture, Palekar believes that the soil already has all the
Table 1. Four wheels of ZBNF, Source: (APZBNF 2018).
Four Wheels of ZBNF
Jivamrita: A fermented microbial culture derived
from cow dung and urine, jaggery, pulse flour,
and soil
Bijamrita: a microbial coating for seeds, based on
cow dung, urine, and lime
Acchadana- mulching: Covering the top soil with
cover crops and crop residues
Whapahasa: Soil aeration, a result of jivamrita and
acchadana- represents the changes in water
management brought about by improved soil
structure and humus content
Benefit
Stimulate microbial activity to make nutrients bioavailable; protect against pathogens.
Protects young roots from fungus and seed borne
or soil borne diseases
Produces humus, conserves top soil, increases
water retention, encourages soil fauna, prevents
weeds
Increase water availability, water use efficiency,
increase resilience to drought
4
A. KHADSE AND P. M. ROSSET
nutrients necessary for plant growth, and thus no external inputs need to be
added; instead, the existing nutrients have to be “unlocked” and made
bioavailable via jiwamruta (Palekar 2005)- this idea is called Annapurna3
by Palekar.
Palekar claims that the urine and dung from one cow are enough for
farming 30 acres of land, and so cow ownership by each individual farmer
is not necessary. In places where local cows are not available, other
alternatives of other animals like buffalos or even human urine can be
used,4 but Palekar claims that indigenous cow breeds have the most and
best microbes and are preferable. Native cow breeds are less inputintensive and easier to manage for resource-poor farmers, but their populations have dropped significantly (Balaraju, Tripathi, and Yadav 2017).
Some farmers we interviewed in Karnataka had found it hard to find
native cows. This was also the case in Kerala (Münster 2016). Some others
were purchasing the dung and urine from other farmers or landless
herders. In AP, the state government has provided support to farmers to
access dung and urine of cows. We visited a traditional pastoralist who
had a special urine collection shed constructed via government support
under ZBNF. He was collecting the dung and urine and selling these to
neighboring ZBNF farmer groups.
Mulching in ZBNF takes various forms. “Live mulching” is promoted with
cover crops of a mix of monocotyledons (like millets) and leguminous
dichotyledons (like beans). The monocots provide nutrients like potash or
phosphate, while the dicots help in nitrogen-fixing (Palekar 2006). Straw
mulching is also promoted, using dry crop residue.
Waaphasa means water vapor. Palekar claims that roots absorb water
vapor and not water. He promotes a microclimatic condition around the
roots, where there is a mix of air and water molecules and rejects overwatering. He prescribes watering only when the sun is high at noon for
optimum whaaphasa formation. Palekar claims that up to 90% of water use
can be reduced through ZBNF practices making it ideal for rain-fed farming
(Palekar 2006).
Palekar also prescribes a number of natural fungicides and pesticides made
from locally sourced ingredients like neem leaves, chilies, garlic, tobacco,
sour buttermilk, etc. Increasing functional diversity is a critical principle of
ZBNF; a number of crop combinations, with a view of increasing functional
bio-diversity is proposed by Palekar. He rejects any external additions,
including vermicompost made by exotic worm species and instead supports
the growth of local earthworms in situ.
In terms of farm design, Palekar’s most popular model is what he calls the
five-layer model; a type of agroforestry model which integrates trees with
various levels of plant canopies, each layer at an optimum level to harvest the
sunlight it needs. He proposes various crop and tree combinations, including
AGROECOLOGY AND SUSTAINABLE FOOD SYSTEMS
5
Figure 1. A version of the five-layer Palekar model. Source: (BNNMurali 2016).
living fences on the edges, and trenches for water harvesting. Careful measurements are provided on how many rows to create and at what distance.
Farmers have further adapted this model according to their own needs and in
Karnataka, many local versions can be found. See Figure 1 to see a version of
the model.
Various other traditional farming models are also practiced by farmers,
for example, in ragi (a rainfed millet) cultivation, the guli ragi or square
planting model from Karnataka, promotes wider spacing, similar to the
System of Rice Intensification (SRI) model that leads to higher yields
(Adhikari et al. 2018). The AP government has been promoting the guli
ragi and SRI models among its farmers, and income results can be seen in
Table 2.
In interviews with farmers in Karnataka, they reveal that the labor requirement for the initial setting up of the five layer model is high. Once the trees
are established however, the labor requirement drops significantly over time.
Mulching further prevents the requirement for weeding-related labor.
Farmers who do not have access to labor for preparing jiwamrita can use
6
A. KHADSE AND P. M. ROSSET
ghanajiwanrita, jiwamrita’s dry form. In comparison to chemical farming, the
labor requirement in all models of ZBNF drops over time over time.
However, farmers interviewed explained that the labor requirement depends
on the size of the farm and the type of crop; sugarcane and paddy are labor
intensive. A small farm, under 1–2 ha, can be managed with the labor of the
farm family itself, and we interviewed several families who depended purely
on their own and extended family support. Farmers with larger land holdings
(above 2 ha) have to hire labor. In Karnataka, the availability of farm labor
has declined sharply, especially during peak seasons like harvest, and farmers
across the board are adopting strategies to cope with labor shortage such as
increasing farm mechanization, alternative crops, leasing out land, leaving
land fallow among others (Satishkumar and Umesh 2018). In ZBNF models,
like the five layer, there is no peak season, as a diversified farm yields p
throughout the year, further reducing pressure to get labor during times of
scarcity.
Practitioners clarify that ‘Zero budget’ does not literally mean that costs are
‘zero’, but rather implies that the need for external financing is zero, and that any
costs incurred can be offset by a diversified source of income which comes via
farm diversification rather than dependence on one monoculture (APZBNF
2018). Palekar has faced some resistance because of the usage of the terms ‘zero
budget,’ as many questioned the accuracy of the term, as some costs are involved.
Recently, he changed the name of ZBNF to Subhash Palekar Natural Farming
(SPNF). This has created confusion and many, including the AP government,
continue to use the term ZBNF.
The AP government has taken the help of expert NGOs, each of whom
have their own package of practices which draw heavily from Palekar’s
ZBNF, but also include many other practices commonly used in agroecological systems, such as pheromone traps, yellow plates, trap crops, NADEP5
composting, navdhanya or nine seeds planting system, bird perches, light
traps, sheep manure, green leaf manure, paddy and fish combined farming
among others.
Landholding of ZBNF farmers
ZBNF is positioned as a solution to the debt crisis among Indian farmers.
Most recent available figures by the government of India show that about
52% of the agricultural households in the country are in debt (NSSO
2014). Among the major states, Andhra Pradesh had the highest share of
indebted agricultural households (92.9%). Karnataka is at 77%. Although
these figures include farmers with land holding under 0.01 ha and tenant
farmers, the report states that those with over 2 ha of land had higher
levels of debt- these households also derived a larger proportion of their
income from cultivation. As farming is a major source of income for the
AGROECOLOGY AND SUSTAINABLE FOOD SYSTEMS
7
key ZBNF practicing group of farmers, improving net incomes in farming
is a key aim of ZBNF.
According to a survey of 97 farmers in Karnataka by Khadse et al.
(2017), almost all ZBNF farmers possessed land, with 28.9% in the small
farmer category (<2 ha), 43.3% in the medium size category (2–10 ha),
and 27.8% in the large categories. The majority had access to some form
of irrigation and 68% owned a cow. None of the farmers were absentees.
However, the ZBNF movement did not make any special efforts to reach
marginal or landless farmers aside from waiving of the fees for training
camps. A ZBNF leader admitted that it is difficult for a marginal farmer
to leave their farm for five days for training, which is the typical length of
Palekar’s training camp.
In the case of Andhra Pradesh, the government’s extension model is based on
group approaches through Self Help Groups (SHGs) and claims to be putting
a special emphasis on groups of landless and women farmers, elaborated later in
the paper.
Benefits of ZBNF
Table 2, Net incomes in food crops, ZBNF versus Non-ZBNF, Figures from the
government of Andhra from the Kharif crop in 2017. Source: (APZBNF 2018)
In Karnataka, out of 97 farmers surveyed (see Table 3), 85% reported improved
income, 90% reported reduced production costs, 92% reported reduced need for
credit, 91% reported improved quality of produce, 78% reported improved yields.
There is ample anecdotal evidence of ZBNFs ecological benefits reported by
farmers – but no comprehensive study has been carried out yet, aside from some
ongoing studies by the government of AP. However, there is ample scientific
evidence on the ecological benefits of the particular practices promoted by
ZBNF-such as cow based microbial mixtures, mulching, improving functional
on farm bio-diversity, enhancing soil microbial activity, agro-forestry systems,
on-farm water conservation, cover cropping among others (Altieri 2018; Asha
2015).
Table 2. Comparison between net incomes in various food crops grown in ZBNF
versus chemical farming, and indicates that ZBNF led to a better net income. This
has also been demonstrated in the case of paddy by Amareswari and
Sujathamma 2014 in Chittoor district in AP. Source: (APZBNF 2018).
Cost of cultivation
Food Crops
Paddy
Guli Ragi
Ragi
Blackgram
ZBNF
30,983
7375
6875
15775
Non ZBNF
43,839
8125
7625
18595
Net Income
ZBNF
60,743
42789
31590
39034
Non ZBNF
40,335
27717
25195
27243
8
A. KHADSE AND P. M. ROSSET
Table 3. Efficacy of ZBNF in some social, economic, agroecological indicators (%) as reported by farmers in Karnataka (n = 97). Highest values are in bold (Khadse
et al. 2017).
Number of
farmers (%)
Has Decreased
No Change
Has Increased
Soil
Yield Conservation
12.8
2.1
8.5
4.3
78.7
93.6
Seed
diversity
12.8
10.3
76.9
Pest
attacks
84.1
4.5
11.4
Quality of
produce
4.4
4.4
91.1
Seed
autonomy
2.4
4.9
92.7
Household food
autonomy
4.9
7.3
87.8
Selling
price
7.9
34.2
57.9
Income
4.8
9.5
85.7
Production
costs
90.9
2.3
6.8
Need for
Credit
92.5
3.8
3.8
Health
0
0
100.0
AGROECOLOGY AND SUSTAINABLE FOOD SYSTEMS
9
Scaling up of ZBNF among farmers
Early years 2002–2006: farmer-led social movement in Karnataka
Social organization
Karnataka became the crucible where the experiment of ZBNF first succeeded in reaching a wide number of farmers, turning into a popular movement (Khadse et al. 2017).
A decisive factor behind the scaling up of ZBNF in Karnataka was the
coming together in 2002 of the guru of ZBNF, Subhash Palekar, with the
social organization of Karnataka Rajya Raita Sangha (KRRS)- the largest
farmers movement of the state. Interviews with both Palekar and KRRS
leaders reveal that Palekar did not have a mass following in his own neighboring state of Maharashtra. It was when a KRRS leader from north
Karnataka came across Palekar’s teachings, he invited him to Karnataka
and organized a series of workshops to address the growing crisis of farmer
suicides, indebtedness, and ecological crisis. These workshops became popular among farmers and the social organization of KRRS became the culture
medium upon which ZBNF first spread. Mier Y Terán et al. (2018) highlight
the importance of social organization and crises to the scaling up of agroecology, and in the case of ZBNF too, these were factors for its initial growth.
Local champions
When Palekar was first invited to Karnataka, he received a mixed response. At one
workshop in 2002 in Hubli Karnataka, notes a KRRS leader, the majority of
farmers abandoned a five-day ZBNF workshop, leaving only a handful of remaining participants. Yet one of the participants, Krishnappa, a heavily indebted farmer
at the time, was so convinced by Palekar’s discourse that he abandoned chemicals
and started practicing ZBNF.6 Krishnappa’s 2-ha farm became one of the most
successful model farms in ZBNF. Krishnappa’s success convinced others to pay
attention to ZBNF. He became a local trainer and advisor for other farmers. Over
the years, hundreds of such local champions, many of whom we have interviewed
and met, have developed across the state of Karnataka. They have volunteered their
own time and donated their own resources for mentoring new ZBNF farmers.
Today, there is an official list of such trainers available across every district of
Karnataka that new farmers can reach out to. None of these trainers are paid.
Mier Y Terán et al. (2018) indirectly identify local champions and leadership as
a factor in achieving scale, while Nicholls and Altieri (2018) refer to the importance of ‘lighthouses’, which are demonstration and training farms led by NGOs
or farmers themselves as effective mechanisms for scaling up agroecology. Khadse
et al. (2017) analyze the importance of local leadership, called bridge or grassroots
leaders to agroecology movements, who carry out movement goals on the ground.
In the case of ZBNF, farmer champions, called ‘lighthouses,’ have turned out to be
a critical factor in ZBNF’s growth.
10
A. KHADSE AND P. M. ROSSET
Self-organized pedagogical activities and allies
According to our interviews with ZBNF leaders, by 2006 the movement had
gathered many new allies, and volunteers, beyond the farmers' movement. They
were collectively organizing massive training workshops-with the participation of
thousands of farmers over five to seven days. One workshop in the town of
Kudalsangamma in North Karnataka recorded over 5000 farmer participants.7
The entire operation was volunteer-led with the support of a local rural cooperative bank – DCC Bank. This model of self-organized training workshops became
the cornerstone of the ZBNF movement. The movement operated without
a central organization or a bank account (Khadse et al. 2017).
Palekar’s massive training, reminiscent of a religious retreat, are a unique
feature of the ZBNF movement. Palekar goes into a detailed explanation of
agroecological processes like carbon cycle, nitrogen cycle, humus creation,
among others. Most of the farmers have never had an opportunity to understand
such agroecology processes on their farm (Khadse et al. 2017).
Subsequently, many such workshops were organized throughout Karnataka,
including by local trainers. According to our interviews with ZBNF leaders, they
estimate that possibly 200 workshops have been organized over the last 15 years
to cater to farmers in the different districts of the state. The model was based on
finding a team of local volunteer organizers-, who then locally mobilized
resources from allies in order to organize such workshops. At the end of each
workshop, accounts were announced in order to maintain transparency.
Mathas8 turned out to be important allies and often provided board and
accommodation for free (Khadse et al. 2017).
Urban IT professionals turned into allies for the ZBNF movement, creating social media spaces for exchange, volunteering. We observe that today
ZBNF has a strong social media presence. Facebook, Whatsapp, and such
tools are frequently used by ZBNF farmers who have cell phones, and
especially by youth for exchanges, troubleshooting or marketing.
At the global level, the farmers' alliance La Via Campesina (LVC) became
a major ally of ZBNF through its local member – the Karnataka Rajya Raitha
Sangha, many of whose farmers are ZBNF farmers. ZBNF became part of LVC’s
international work on agroecology and it was promoted as a successful case with
a key role-played by farmers organizations including at the UN (La Via Campesina
2016). Several exchanges have been organized by Karnataka farmers for international farmers in India to learn about ZBNF (LVC South Asia 2015), while KRRS
farmers that practice ZBNF are part of LVCs agroecology initiatives. ZBNF spread
to Sri Lanka and Nepal through the efforts of LVC organizations there.9
Mier Y Terán et al. (2018) highlight the importance of allies in agroecology
movements. In the case of ZBNF too, it was a string of allies that brought in
a wide variety of resources towards the movement-either financial, board and
housing, socio-organizational, volunteers, or cultural (in the form of art,
music, or books on ZBNF).
AGROECOLOGY AND SUSTAINABLE FOOD SYSTEMS
11
Aside from these massive training camps, at the grassroots level training is done
in a self-organized manner by local groups. Most districts in Karnataka have local
ZBNF chapters which have their own schedules and styles of organization.
While Palekar’s camp is essentially a top-down monologue with barely any
time for interaction, the camp in itself presents an important networking
opportunity for farmers. It is when they return and engage in farmer to farmer
interactions in their locality where actual practical training takes place (Khadse
et al. 2017). These are informal and ad-hoc in nature and are in line with
constructivist teaching philosophies which often take the form of informal
‘learning by doing’ described by Mier Y Terán et al. (2018).
Mobilizing discourse and charismatic leadership
Many Indian political movements are formed around charismatic leaders and
personality cults (Chitkara and Sharma 1997). In the ZBNF movement,
Palekar’s charisma has created a strong movement community and a bond
with his followers who see him as their guru, ascribe godlike qualities to him,
and are willing to make personal commitments upon his word; key characteristics of Weberian charismatic leadership (Abbasiyannejad et al. 2015).
Not all ZBNF practitioners have such an exalted view of Palekar, but they see
him as an important teacher. Van Seters and Field (1990) assert that charismatic leadership “must be visionary; it must transform those who see the
vision, and give them a new and stronger sense of purpose and meaning”.
According to our interviews with several of ZBNF followers, a key reason for
their taking up ZBNF is Palekar’s vision and discourse and their ability to
relate to it. Münster shows that in Wayanad, Kerala, farmers have a similar
dedication to Palekar (Münster 2016). Critics point out that such a cult-like
environment is dangerous as it does not create an atmosphere of debate or
dissent.10
In our interviews with farmers, they claim that Palekar’s explanations of
these processes are straightforward and simple, and help them understand
complex scientific concepts. Palekar uses what they call “farmers language”,
which is language adapted to farmers for popular education. Farmers collectively take vows at such events to make a shift away from debt (Münster
2016). Our survey among 97 farmers revealed that attending Palekar’s workshops played a critical role in the majority of the respondent’s shift towards
ZBNF, what Mier Y Terán et al. (2018) refer to as mobilizing discourse,
which is a driving factor in agroecology movements. According to an official
in the AP government, this is the reason that the APZBNF program also
organizes Palekar camps as a key tool to motivate farmers, even though their
key pedagogical work happens at the village level through group approaches.
Palekar also discusses what he calls the spiritual philosophy of ZBNF, which is
the basis of his other name for ZBNF-which is Zero Budget “spiritual” farming.
Spirituality according to Palekar is Nature – “we see god through god’s organs –
12
A. KHADSE AND P. M. ROSSET
trees, plants, mountains, forests, rivers, birds’ (32, Palekar 2005). His spiritual
ideas are partially based in Gandhian thought of non-violence, self-reliance, and
austerity which are commonly found among agroecology promoters in India
(Brown 2018).
But some other elements of Palekar’s discourse have generated controversy.
He expresses a disdain for all things ‘western,’ but his idea of ‘Indian-ness’ is
limited to elite Hindu ideals (Münster 2016). Palekar’s discourse on spirituality
professes the sacredness of the Indian cow. Academics warn that holding the
cow as ‘sacred’, and other nativist tendencies that extoll Hinduism may unintentionally support chauvinist Right wing Hindu forces who are on the rise in
India and have unleashed violence towards other non-Hindu minorities and
Dalits that may consume beef.
Despite these criticisms, we note that Palekar has never made disrespectful statements about other religions in any of the several training
camps we have attended. Palekar’s popularity among farmers only seems
to be growing, and dangers of such a discourse are lost on them. Many of
his followers in Kerala are of Christian origin for example (Münster 2016).
Allies like KRRS have a strong position against religious or caste
discrimination.
Simple farming practices
With regard to the links between agroecological practices and the scaling up
process, Rosset and Martínez-Torres. (2012) discuss the importance of farming practices that actually solve problems that farmers face to taking agroecology to scale. The Central American campesino-a-campesino movement
points towards the advantage of implementing practices at a small scale and
to start slowly for better adoption (Holt-Giménez 2001). Mier Y Terán et al.
(2018) point out that simple practices may be important for early adoption.
The experience of ZBNF also highlights that adoption improves if initial
practices are simple and require less effort or resources to implement.
In interviews, farmers noted that ZBNF was often easier to adopt as compared to
other alternative practices because it required relatively less effort and time and
there were clear instructions provided by Palekar. For example, the creation of
compost in an external pile or pit, commonly promoted in organic farming,
requires large quantities of biomass, manure, and physical labor and requires
a few weeks of time. On the other hand, the preparation of microbial mixtures in
ZBNF, like jivamruta, took under three days and required less effort. Many of the
practitioners that we interviewed were former organic farmers, disappointed
because of its unaffordability (related to bio-inputs and certification), difficulty,
and issues with commercialization. Münster reports the same for Kerala ZBNF
farmers (2016).
AGROECOLOGY AND SUSTAINABLE FOOD SYSTEMS
13
Institutionalization of ZBNF – public policy in Andhra Pradesh
According to our interviews with government officials in the neighboring state of
Andhra Pradesh, ZBNF found a prominent ally around 2006. Vijay Kumar, a high
ranking public official working on governmental poverty alleviation programs for
women, introduced trainings on cost-cutting measures in farming via agroecology.
He invited Palekar for various workshops sponsored by the state. This relationship
subsequently led to ZBNF being adopted as a major state program in 2016.
Mier Y Terán et al. (2018) identify the adoption of public policy as a key
political opportunity for agroecology to attain scale. Policies can take multiple forms and address complementary areas such as land reform, extension,
government procurement, or marketing.
This program aims to cover six million farmers, by 2024–25 (APZBNF
2018). According to state officials, they hope this would be a tipping point in
terms of reaching a critical mass that would sustain spontaneous movementlike adoption in the future. In the second year (2017–2018), the government
of Andhra reports that 163,000 farmers adopted ZBNF at least partially on
their farms in 972 villages.
Group approaches in APZBNF
The ZBNF program was built upon a previously successful state-led program on
non-pesticide management, called Community Managed Sustainable
Agriculture (CMSA). It helped to reduce pesticide usage in about 1.8 million
acres and benefitted 738,000 farmers (Rao 2012). The unique feature of that
program was that it worked with women organized into Self Help Groups
(SHGs) and initiated a collective learning process via a Farmer Field School
extension model (Vijay et al. 2009). The same model has now been replicated in
the APZBNF program and gone beyond a focus on merely pesticide reduction to
more holistic agroecological adoption.
Andhra already has extensive experience in group approaches and was
a leader in the women's’ Self Help Group movement in India (Deshmukh
2004). These programs targeted women from marginalized sections to engage
in thrift and savings and were promoted as a tool for poverty alleviation and
empowerment. They mainly became a channel to route micro-credit, as well as
to find group solutions to problems like livelihood generation or health. Most of
these SHGs, with 10–15 women each, have been federated at the village level to
form Village Organizations and at district levels. Some of these federations have
amassed significant capital, are linked to banks, and cater to the banking needs
and other projects among their members. While there are mixed results on the
impacts of these SHGs, they have provided an important experience in collective
work and access to credit for many rural women in Andhra Pradesh and
14
A. KHADSE AND P. M. ROSSET
expanded their economic opportunities. ZBNF has been introduced as one key
activity for livelihood generation and food autonomy through these SHGs.
Mier Y Terán et al. (2018) identify the importance of social organization as
a key driving factor in scaling up agroecology – it serves as the social fabric or the
culture medium on which agroecology grows. In the case of Andhra’s ZBNF
policy (APZBNF), the social organizations of the SHGs became the foundation
upon which the ZBNF program was initiated and replicated in the state.
The SHG federation banks provide credit to their members to initiate livelihood projects, including those under ZBNF – for example, to landless workers
for land leasing. The SHGs are also the unit where group training and implementation of ZBNF takes place. The SHGs, in this case, are limited to group
learning, access to inputs, machinery, credit, value addition and marketing but
not to joint farming as is being practiced successfully and outperforming
individual farming in Kerala’s Kudumbashree model (Agarwal 2018).
Farmer field school pedagogical approach
Unlike most other mainstream agricultural extension programs, the AP ZBNF
program is not a technology transmission model but a program where knowledge is extended through participatory social learning (Warner 2008). Farmers
are trained by other farmer trainers called ‘master farmers.’ These are expert
farmers who have already attained success in ZBNF practices, as well as receive
training on horizontal extension and education methods. The master farmers
provide handholding support to SHG members throughout their transition to
ZBNF. They receive an honorarium from the state.
The Farmer Field school methodology was originally developed by the FAO
to promote integrated pest management and brings farmers together in regular
study circles to carry out collective observation, analysis and reflection about
processes in their farm (LEISA 2003). Various authors point towards the
importance of horizontal pedagogical methods in agroecology rather than topdown methods (Machín Rosset et al. 2011; Sosa et al. 2010). Mier Y Terán et al.
(2018) highlight constructivist teaching–learning processes as a key driver of
agroecology where a common objective is recognition of peasant knowledge and
cultivation of peasant protagonism in place of conventional agricultural extension, in which peasants play a more passive role. A key benefit of this method is
‘seeing is believing’ (Machín Sosa et al. 2010), as farmers are more likely to
believe another farmer who has already implemented the practices. Tensions can
arise between constructivist learning and the reproduction of the top-down
method; if the peasant promoter/master teacher behaves just as another topdown extension agent to impose rather than to facilitate, and by prescription,
then the knowledge can get concentrated in the hands of a few farmers (Machín
Sosa et al. 2010).
AGROECOLOGY AND SUSTAINABLE FOOD SYSTEMS
15
Such tensions also arise in the case of the AP ZBNF program, where one NGO
representative involved in the program implementation pointed towards
a tendency for meeting official targets. This, they worry, could lead to
a dilution of learning processes and turn into a mere transmission of ZBNF
practices, thus emulating a top-down approach.
According to our interviews with a number of master farmers and field
observation, they have a full schedule of mandatory daily activities to ensure
that they cover all the SHGs assigned to them. In the mornings, they organize
a study circle in a specific village. In the afternoon, they visit farmers’ fields
for troubleshooting. In the evenings, they project videos related to the days
learnings so that farmers can engage in discussions.
However, one criticism from sustainable agriculture experts that we have
interviewed is that there is too much focus on a somewhat recipe style of
transmission of practices. As the program is in its early stages of adoption, it
seems logical that this may be the case, as simple practices are usually
important for early adoption, whereas more complex practices that depend
upon a more sophisticated understanding of ecological relationships at the
farm and landscape levels advance at a slower pace (Mier Y Terán et al.
2018). One of our key observations of the farmer fields that we visited was
that practices adopted by the farmers were at early stages, with a low level of
sophistication, and mostly as a form of input substitution where jiwamrita
was seen as another input. In comparison, ZBNF farms in Karnataka display
a high level of integration, possibly because of the self-initiative and longer
experience of farmers in the latter.
While input substitution strategies can prove attractive to farmers, Mier
Y Terán et al. (2018) maintain that agroecology movements need to move beyond
input substitution to benefit from synergistic interactions in more fully integrated
agroecological systems. However, our interviews with master farmers reveal that it
is not possible to start with high complexity concepts at the first go. They
encourage farmers to experiment with ZBNF in a progressive manner, i.e. initially
on a small portion of their land, on certain crops only, or limiting themselves to
a selection of practices, which they say increases receptiveness. They felt that it was
more important to get practical results first and then encourage complexity over
the years. This is similar to the early steps in the “campesino to campesino”
methodology in Latin America (Holt-Gimé nez 2006).
Women, youth, and landless farmers
The AP ZBNF program has, by design, a strong participation of women and
a strategy for what they call ‘Poorest of the Poor’ (POP) category of landless
farmers.11 They also provide employment to educated rural youth as technicians in the program. This is unlike the ZBNF movement in Karnataka
where, barring a few experiences, women are principally present as wives
16
A. KHADSE AND P. M. ROSSET
of men farmers (Khadse et al. 2017) and landless farmers are absent. Mier
Y Terán et al. (2018) point towards the need for a deeper understanding of
womens’ participation in agroecology, and highlight the various roles they
have played in emblematic cases of agroecology. However, we agree with
feminist scholars and gender activists who have pointed out that beyond
highlighting women’s participation in agroecology, it is important to ask how
agroecology has increased opportunities for better gender relations
(Mcmahon 2004).
In the case of the AP ZBNF program, we note that there was a strong
presence and spaces for women. Almost half of the master farmer trainers
were women farmers, who were also teaching men farmers. Moreover, the
program started out with women’s SHG groups and later created men’s
SHGs modeled on the former. The state also has initiatives like custom rental
centers for group renting of small machinery to reduce women’s drudgery,
and Non-Pesticide Shops, which sell botanicals and cow-based formulations
and are mostly run by women or landless families as an additional livelihood
strategy. At the same time, the state has supported the women’s SHGs with
subsidized credit linkages with banks.
In literature on collective enterprises, there is support for the idea that
group approaches have positive effects for resource-poor women, especially
when they are from a homogenous social background (i.e. caste or class)
which prevent the reproduction of social inequalities (Agarwal 2010). In our
interviews with women farmers in AP, they stated they felt more confidence,
solidarity, and learning. Most of them did not have land titles and were never
traditionally part of any state extension service. The SHGs and ZBNF combination is making agriculture extension work more positive for them. Many
SHGs had initiated projects related to health, violence against women, and
income generation, and now ZBNF is a new source of additional income and
food security for their families. The formation of men SHGs for ZBNF, said
one woman farmer, had increased her husband’s receptiveness for her group
work. These are preliminary observations however and much more detailed
study needs to go into the intricacies of such group work and impacts on
women at the household level. The question of women’s land ownership is
a critical one that this policy approach does not address.
Youth have not been central to many successful scaling up cases reported
in the academic literature, though anecdotal evidence suggests that they are
(Mier Y Terán et al. 2018). Peasant movements active in agroecology have
been emphasizing the importance of youth leadership (La Via Campesina
2017). The AP ZBNF program has hired 150 youth farmer fellows; with more
added every year through a screening process. These are mostly rural students with an agriculture degree who join the program and assist master
farmers in their work, while learning to practice ZBNF on leased land to
supplement the honorarium provided by the state. According to our
AGROECOLOGY AND SUSTAINABLE FOOD SYSTEMS
17
interviews with a number of Natural Farming Fellows, most were looking to
migrate to the city or for jobs, but ZBNF provided them an opportunity to
work on interesting social projects in the countryside and earn an income.
A majority of the youth, despite an agriculture degree, were learning about
agroecology for the first time and had previously focused purely on mainstream input oriented chemical farming. Although the number of youth
hired is quite small and limited to youth from educated elite backgrounds,
this could be an interesting model to include rural youth in relevant sustainable development programs in rural areas. However, more livelihood opportunities need to be created for many of the rural youth from poorer families
and to prevent forced migration.
The POP strategy of the government aims to target landless workers SHGs
to turn them into ‘net food producers’ by leasing half an acre of land and
grow food crops for household consumption. There is a half-acre POP model
which consists of paddy, which is a staple food crop for the household, and
other vegetables, which aim to provide about 725 USD per year per family of
additional income through marketable surplus. The village federations of the
SHGs have been given a fund of 14 million USD by the Rural Development
department to lease 5000 acres of land for 10,000 landless farmers to practice
ZBNF (APZBNF 2018). We interviewed at least five POP landless women
who had obtained a loan from their SHGs for initial investment and land
leasing and had repaid the loan. Some also worked in the government’s work
program called MNREGA. Group approaches towards land-pooling and
collective production could yield greater benefits for landless families where
appropriate (Agarwal 2018).
Controversial partnerships
AP has raised funds from both the central Indian government as well as
private philanthropy and on its website claims that its first preference is
governmental funds. In India, it has partnered with the fund of the philanthropist Azim Premji, who has given 72 million USD. Globally, it has
recently signed agreements with organizations like the German bank KfW,
and the UNEPs Sustainable India Finance Facility, which includes the
European bank BNP Paribas which are pledging two billion USD raised
from climate bonds for the future scaling up of ZBNF across the state.
Indian activists have raised an alarm over transparency and the involvement
of global financial entities in AP ZBNF which poses a contradiction for ZBNF as
it promotes autonomy and aversion to global capital (Palekar 2005; Saldanha
2018). As a result of some questioning, the AP government provided agreements
on its website making a positive move towards transparency, yet a key concern
remains as to the food sovereignty and autonomy of AP as well as how the loans
and interests will be paid back without a commercialization of the sector.
18
A. KHADSE AND P. M. ROSSET
Another concern is the establishment of a massive seed park with support
of the Bill and Melinda Gates Foundation which has openly supported
transgenics and gene editing technology elsewhere (Holt-Giménez, Altieri,
and Rosset 2006; Saldanha 2018). It is contradictory for the state to enter
such an agreement when it claims to promote ZBNF which shuns transgenics
and claims to promote solely local seeds.
Agroecology advocates have expressed concerns about the rising interest of
transnational corporations in agroecology. These could empty agroecology of its
meaning by greenwashing, producing commodities instead of food, proprietary
inputs and seeds, leading to a loss of autonomy for peasants, among others
(Giraldo and Rosset 2017). Similar concerns apply to the entities in the APZBNF
program. All these questions pose a contradiction for ZBNF-on the one hand, it
strives to create autonomy, especially from global capital, but on the other, it is
entering into agreements with the very institutions that are part of the hegemonic order of capital.
As in other agroecology policy initiatives such as Brazil, APZBNF does not
threaten mainstream agriculture but rather exists alongside – there is incoherence among policies (Mier Y Terán et al. 2018). AP has established many new
chemical fertilizer factories (Hans India 2016) and has a fertilizer bill of
860 million USD (Jonathan 2018). Similarly, the NitiAyog, India’s major policy
think tank, has now been verbally promoting ZBNF for national adoption, while
at the same time recommending GMOs (Saldanha 2018).
Challenges ahead
Inclusivity
Organic activists are concerned about Palekar’s unreasonable aversion to the
organic farming label (Palekar, n.d.). They also oppose what they call an
exclusive promotion of the label ZBNF by the state without any scientific
evidence to support the method, while ignoring other methods like biodynamic farming, permaculture, organic farming, etc. (Saldanha 2018). At the
same time, Niti Ayog’s rhetorical promotion of ZBNF is also of concern to
them as it could exclude work done by organic promoters.
La Via Campesina, a major global proponent of peasant agroecology, highlights the importance of ‘dialogue of knowledge’ (dialogo de saberes) between
different actors in order to strengthen agroecological knowledge and movement
(Martínez-Torres and Rosset 2014). While we agree that ZBNF must not
discriminate against other practices we are not convinced that the question of
labels is really crucial. LVC has argued that rather than worrying about the name
given to any particular approach, we should be more concerned about the
principles behind it (La Via Campesina 2013). Most of the approaches mentioned are largely based on the same agroecological principles, and APZBNF, in
AGROECOLOGY AND SUSTAINABLE FOOD SYSTEMS
19
its package of practices, is actually promoting a host of agroecological practices
that are not strictly ‘ZBNF’. Other new states like Himachal who have recently
started to promote ZBNF do it closely in line with organic farming (Govt of
Himachal Pradesh 2018). We are also concerned about the ‘lack of evidence’
arguments, as they sound a lot like those used by agribusiness advocates to
discredit agroecological approaches (Rosset and Altieri 2017). ZBNF has arguably been popularly accepted by farmers and farmers movements at a large scale
over quite some time. However, we do agree that ZBNF does face a challenge if it
is not able to show inclusivity to and work with other forms of agroecology.
State dependencies
Related to the largely paid support system for ZBNF in the state, Mier
Y Terán et al. (2018) raise a concern that state support could create dependencies over time. For instance, in Brazil, the cutback of policies that
supported public acquisition from peasant cooperatives and incipient agroindustrial projects for family farmers suffered when the policies were cut
back (Oliveira and Baccarin 2016). We find that a lot of state focus is on the
ZBNF policy, while ignoring support for grassroots social movement efforts
as in Karnataka. A concern remains as to what will happen once funding
ends. However, we do note that the AP program engages more in building
people’s institutions, social organization, and collective capacities, which we
believe can have long-term impacts.
Commodification
The threat of international financial institutions, as well as the UN Environment
Program’s verbal promotion of exports of natural commodities from APZBNF,
could lead to increasing commercialization of the food sector (Saldanha 2018).
While the AP government had not made any particular exporting efforts at the
time of writing this paper, there were plans to establish Farmers Producer
Organizations (FPOS)12 by the federations of SHGs which would have the
autonomy to engage with markets- national or international. The establishment
of voluntary collective marketing entities for small farmers like FPOs has been
a key demand of many farmers movements (AIKSCC 2017), but activists are
concerned that an export regime could come in because of stringent certification
demands. While these concerns are valid, it is too early to comment on them as
such developments have not yet taken place. At the moment, APZBNF is
engaging in Participatory Guarantee System certification and local markets.
Export markets bring threats like rigid certification requirements, focus on
export crops, and export dependence (Münster 2016). Export markets are
playing a key role in many of India’s state-led organic initiatives like in Sikkim
and Kerala (Kumar, Pradhan, and Singh 2018; Thottathil 2012). Many largescale
20
A. KHADSE AND P. M. ROSSET
agroecological transitions like organic coffee in southern Mexico, or Brazils
organic cooperatives were supported by export markets but Mier Y Terán
et al. (2018) point out that agroecological scaling that is based purely on market
opportunities can be vulnerable to external market logic. Market mechanisms
should strengthen social movement initiatives rather than become a central
driving force. In AP, many positive examples of collective marketing exist
such as Deccan Development Society and Timbaktu Collective which could
show the way (Deccan Development Society 2016; Kothari 2014). A challenge
for APZBNF will lie in incentivizing local food sovereignty even as export
opportunities open up.
Conclusion
ZBNF is attaining wide scale in India among more and more farm familiesinitially as a farmer-led social movement, and more recently with the adoption
of a significant public policy in the state of Andhra Pradesh. Other state
governments like Himachal Pradesh and Kerala are also initiating pilot programs in line with Andhra’s experience. In both cases, its wide reach has been
triggered by a number of factors identified by Mier Y Terán et al. (2018) as
important for the scaling up of any agroecology process. These are (1) the farm
crisis in India which has led to a receptiveness for alternatives; (2) the social
organization of farmers movements in Karnataka, and Self Help Groups in
Andhra Pradesh; (3) horizontal teaching–learning processes; (4) simplicity of
ZBNF practices; (5) mobilizing discourse; (6) external allies; (7) political
opportunities in the form of key allies inside government and favorable public
policies. The role of marketing efforts like collective and nested markets has
also been identified by Mier Y Terán et al. (2018) as playing a key role. While
we have not seen that such efforts have played an important role in the case of
ZBNF, there is ample potential to develop solidarity based group marketing to
scale up ZBNF in India.
Andhra Pradesh’s state policy has created an apparently positive state-led
model which supports local horizontal and collective learning processes with
leadership of women. Their model has inspired other states to commit resources
and political will to implement ZBNF. Policy support is a welcome move and
important in order to move from ‘islands of success’ to massive adoption
(Gregory, Plahe, and Cockfield 2017). It remains to be seen how these upcoming
state interventions will unfold over time and a more detailed investigation is
needed about their results and implementation.
While policy interest in ZBNF is being celebrated, there is also a need
for caution, especially as states try to mobilize funding for their policies.
In the case of Andhra, significant resources are being mobilized from
international banks. The participation of such entities could threaten the
AGROECOLOGY AND SUSTAINABLE FOOD SYSTEMS
21
values of autonomy and independence from capital professed by the
ZBNF movement.
Notes
1. It should be said, however, that in our interviews with other sustainable agriculture
activists in India, many noted that they have found it difficult to align with the ZBNF
movement because of Palekar’s intolerance for other sustainable agriculture, practices
especially ‘organic’ farming which he calls an extension of the corporate food regime
Palekar, S. n d. However, he has grouped even small-scale agroecological farmers, who
may identify with the organic label with industry-led organic, and thus rejects organic.
This has offended many organic farming activists and prevented alliances with other
movements. However, we note that farmers have an approach that is more pragmatic
than organic rules, choosing the practices that work best for them.
2. Fieldwork for this paper was conducted from 2012–2015 in Karnataka and more
recently in 2017 and 2018 in Andhra Pradesh.
3. Sanskrit for abundant.
4. Palekar training camp, Guntur 2018.
5. NADEP is a type of composting method created by an Indian farmer. It speeds up the
composting process and provides much larger quantities of compost as compared to
normal composting systems.
6. Interview with ZBNF farmer, Krishnappa.
7. Interviews with ZBNF leaders.
8. Mathas are Hindu monastic institutions. Mostly found in a few states like Karnataka,
mathas are politically powerful religious institutions and an integral part of the social
fabric. They have a long history of carrying out social programs.
9. No research has been conducted on ZBNFs adoption in these countries so far.
10. Interview with member of sustainable agriculture movement in India.
11. The ZBNF program has been linked up with other national programs targeting women
and POP – such as the government’s Mahila Kisan Sashaktikaran Pariyojanaa program targeting women farmers from poor households.
12. A farmers’ collective under the Companies Act of India- a producer company is
a hybrid between a private limited company and a cooperative society.
Acknowledgments
We are deeply grateful to the members of the Zero Budget Natural Farming Movement,
several activists of India’s sustainable agriculture movement, and staff and farmers connected
to Andhra Pradesh governments ZBNF policy. We also thank AnneSophie Poiset for her
support with some sections of an earlier unpublished draft of the paper, as well as our
reviewers for their valuable comments.
ORCID
Ashlesha Khadse
Peter M. Rosset
http://orcid.org/0000-0003-3152-1776
http://orcid.org/0000-0002-1253-1066
22
A. KHADSE AND P. M. ROSSET
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Agroecology and Sustainable Food Systems
ISSN: 2168-3565 (Print) 2168-3573 (Online) Journal homepage: https://www.tandfonline.com/loi/wjsa21
Agroecology and La Via Campesina I. The symbolic
and material construction of agroecology through
the dispositive of “peasant-to-peasant” processes
Valentín Val, Peter M. Rosset, Carla Zamora Lomelí, Omar Felipe Giraldo &
Dianne Rocheleau
To cite this article: Valentín Val, Peter M. Rosset, Carla Zamora Lomelí, Omar Felipe Giraldo
& Dianne Rocheleau (2019): Agroecology and La Via Campesina I. The symbolic and material
construction of agroecology through the dispositive of “peasant-to-peasant” processes,
Agroecology and Sustainable Food Systems, DOI: 10.1080/21683565.2019.1600099
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AGROECOLOGY AND SUSTAINABLE FOOD SYSTEMS
https://doi.org/10.1080/21683565.2019.1600099
Agroecology and La Via Campesina I. The symbolic and
material construction of agroecology through the
dispositive of “peasant-to-peasant” processes
Valentín Val a, Peter M. Rosset a,b, Carla Zamora Lomelí
Omar Felipe Giraldo a, and Dianne Rocheleau c
a
,
a
Department of Agriculture, Society, and the Environment, El Colegio de la Frontera Sur (ECOSUR), San
Cristóbal de Las Casas, Chiapas, Mexico; bEducation Faculty of Crateús and Graduate Program on
Sociology, Universidade Estadual do Ceará (UECE), Brazil; cGraduate School of Geography, Clark
University, Worcester, MA, USA
ABSTRACT
KEYWORDS
In this essay, we look at the symbolic and material territorialization
of agroecology in La Via Campesina (LVC) through peasant-topeasant processes (PtPPs) in the broad sense. The most significant
examples of the scaling up of agroecology are clearly tied to
organizational processes and in our perspective, PtPPs are the
motor of these changes. We contend that agroecology, subjects,
and territories are articulated in these processes, making up
a powerful dispositive or device for agroecological transformation
and scaling up. We also introduce a discussion on the emergence of
a historical-political subject, the “agroecological peasantry,” within
the larger territorial dispute concerning the transformation of the
agri-food system and living conditions in the countryside.
La Via Campesina; peasantto-peasant process;
dispositive; agroecology;
scaling up
Introduction
This is the first of two articles in which we will conceptually address different
strategies and dispositives,1 devices or mechanisms to scale up and “massify”
agroecology within La Vía Campesina International (LVC). We outline here the
initial ideas around the construction of peasant to peasant processes (PtPP) as
a dispositive for agroecological scaling up and transformation, the mobilization
of a peasant political project and the building of a historical and political subject
within the universe of organizations linked to LVC. In this article, we conceptually describe the general PtPP dispositive, while in the second one we focus on
the political and pedagogical processes of agroecology within LVC as a more
specific dispositive (see Rosset et al. in this issue).
This work is fundamentally based on the achievements of the agroecological movement of the Cuban Asociación Nacional de Agricultores Pequeños
(ANAP, National Small Farmers Association), because they are paradigmatic
CONTACT Peter M. Rosset
[email protected]
Department of Agriculture, Society, and the Environment,
El Colegio de la Frontera Sur (ECOSUR), San Cristóbal de Las Casas, Chiapas, Mexico
Color versions of one or more of the figures in the article can be found online at www.tandfonline.com/wjsa.
© 2019 Taylor & Francis Group, LLC
2
V. VAL ET AL.
in terms of scaling up agroecology and at the same time are a central
reference point for the processes being developed in LVC at a continental
and global scale (La Vía Campesina 2012, 2016; Machín Sosa et al. 2010;
Rosset et al. 2011; Val 2012). To provide perspective, we describe the context
in which the PtP methodology arrived in Cuba, and how this social methodology was gradually transformed into a dispositive for the integration of
agroecologies, territories, and subjects. The heart of this essay is then devoted
to the ways in which this dispositive is configured. In the final part, we
discuss the importance of PtPPs in territorializing agroecology, as well as in
the emergence of the “agroecological peasantry” as an historical and political
subject for the materialization of political project of LVC. We argue that
these processes together form a powerful strategy for the scaling up of
agroecology.
For us, scaling up refers as much to the more broadly recognized quantitative dimension (integrating ever more people, communities and organizations in agroecology) as to the qualitative dimension of the processes of
organizing, transmitting and consolidating agroecology as a way of living
in actual territories (Brescia 2017; Gliessman 2018; Gonsalves 2001; HoltGiménez 2001; Parmentier 2014; Rosset and Altieri 2017). For us, scaling up
does not mean linearly reproducing preconceived models nor taking something small and making it big, but rather strengthening and multiplying
many small processes (Rosset 2015a).
In our perspective, the key to the scaling up potential of PtPPs is rooted in
a balance between organization and spontaneity, the articulation of hierarchal and horizontal structures, as well as in the ability to generate frames of
reference and networks without imposing one-size-fits-all models. In other
words, a network design that can self-organize itself and create emerging
processes of agroecological (re)territorialization. These processes cannot be
reproduced in a straightforward fashion. Instead, culturally and environmentally unique and adequate endogenous processes are developed in each
territory. These are articulated or connected processes, based on cooperation
and solidarity, yet without impositions nor predefined templates (Giraldo
2018; Rosset 2015a).
The most significant examples of the scaling up of agroecology are tied to
organizational processes (De Schutter 2010; Rosset and Altieri 2017; Mier
y Terán et al., 2018). In particular, processes in which peasants play the role
of protagonist are key to fostering the scaling up of agroecology. In order to
integrate more people and territories in the agroecological movement, an
essential task is working to consolidate peasant organizations in the development of their own social, territorial, and political processes (Rosset 2015a).
This is why PtP processes are central in LVC’s agroecology strategy for
scaling up peasant agroecology.
AGROECOLOGY AND SUSTAINABLE FOOD SYSTEMS
3
The phrase peasant to peasant (or farmer to farmer) usually brings to mind
the “campesino to campesino” methodology for the horizontal transmission
of technical and productive knowledge (Holt-Giménez 2006). This is
a participatory methodology that seeks to break with top down, hierarchical
knowledge-power relations and the dependence on outside experts; it is
a process in which the subjects are coproducers of knowledge through the
exchange of ideas, experiences and innovations in agroecological production
(PtP strict sensu) (Holt-Giménez 2006; Kohlmans 2006; Rosset et al. 2011). In
these teaching-learning forms, the learning occurs “in the furrow,” and on
the farm, which is an ideal environment for learning, training and experimentation. Successful innovations and experiments are collectively systematized and used as examples to motivate others and strengthen and expand
agroecological production (Machín Sosa et al. 2010; Val 2012; Vásquez
Zeledón and Rivas Espinoza 2006).
These processes are typically linked to other areas of training or formation
such as Peasant Schools (McCune, Reardon, and Rosset 2014; McCune et al.
2016; Barbosa 2013; Barbosa and Rosset, 2017; see also Khadse and Rosset,
Rosset et al.; and Domené and Herrera. in this issue); spaces of local, national
and international political organization and articulation (meetings, events,
workshops, etc.); “South-South cooperation”; and “peasant organization to
peasant organization” processes (Rosset et al. 2011). In all of these spaces,
different articulation and exchange processes are developing what we can
globally describe as peasant to peasant processes (PtPPs). This latter meaning
is the one we will be referring to throughout this article when we talk about
peasant to peasant processes.
In an earlier article by our research group (Mier y Terán et al., 2018), 8 key
factors were identified as drivers of processes for scaling up agroecology in
different contexts: (1) the existence of a crisis that drives the search for
alternatives, (2) social organization, (3) constructivist learning processes,
(4) effective agroecological practices, (5) mobilizing discourses, (6) external
allies, (7) favorable markets, and (8) favorable policies.
In broad terms, PtPPs affect, to a greater or lesser extent, all of the key drivers
identified by the authors. The very emergence of PtP processes is related to the
search for alternatives in the face of the crisis (factor 1); self-organizing to share
effective agroecology practices using a horizontal model (factors 2, 3, and 4);
generating engaging discourses and articulating alliances (factors 5 and 6); designing and organizing strategies with consumers (factor 7); and outlining and
demanding favorable public policies and/or making them effective (factor 8). In
this work, we will focus on how these factors are joined, articulated and feed off
each other in the PtPPs.
Other experiences or areas in which we consider PtPPs to be important are
approached from different angles in this special issue, on agroecology schools
and training processes, (Rosset et al., Khadse and Rosset; Domené and
4
V. VAL ET AL.
Herrera; Aldasoro et al.; Morales and Ferguson), and other organizational
processes such as the recovery and strengthening of local seed systems
(García et al., in this issue), peasant markets (Pérez and Mier y Terán, in
this issue) and public policies (Giraldo and McCune, in this issue).
Peasant to peasant: from methodology to dispositive
The peasant to peasant methodology took its first steps in Guatemala, México
and Nicaragua (Boege and Carranza 2009; Holt-Giménez 2006; Ramos 1998).
In fact, it was in Nicaragua, in 1996, that a Cuban ANAP leader “discovered”
PtP, noted its catalyzing potential and got excited about the possibility of
integrating this methodology into the emerging Cuban agroecology process
(Machín Sosa et al. 2010; Chirino, 2014). The development of agroecology in
Cuba was closely tied to the deep crisis of the food and agriculture sector
commonly called “the special period in peacetime” at the beginning of the
1990s. The fall of the socialist camp meant for Cuba the sudden loss of 85% of
its export markets and an end to its supply of oil, machinery, agricultural
inputs, and foodstuffs at subsidized prices (Figueras Matos et al., 2005;
González Mastrapa and Susset Pérez, 2010; Doimeadios, 2011).
In the countryside, the conventional “green revolution” model with its
high dependence on inputs supplied by the Soviet Union collapsed and largescale agricultural production came to a halt. Against this background, it
became apparent that the productive capacity of one sector of the rural
population was not severely affected. Thus, the traditional peasantry became
the focus of a forced pace reconversion of the conventional agri-food production model (Figueras Matos 2005; Machín Sosa et al. 2010). The ANAP,
in coordination with universities, research centers, government institutions
and NGOs, promoted and drove this transition toward small-scale
agriculture,2 based on traditional peasant technologies, without external
inputs and integrating agroecological production principles (Machín Sosa
et al. 2010; Val 2012).
In this context ANAP “discovered” the PtP methodology in Nicaragua. In
1997, a small project was launched in the province of Villa Clara, aimed at
the agroecological adaptation and transformation of agri-food production.3
Two years later, the project was extended as a program to the country’s entire
central region with the inclusion of the provinces of Sancti Spiritus and
Cienfuegos (Figueras Matos 2005; Machín Sosa et al. 2010). The positive
impact of this methodology and the recovery of productivity in participating
farms, convinced the ANAP to convert the program into a nationwide mass
movement. This is how the Movimiento Agroecológico de Campesino
a Campesino ”(MACAC, Peasant to peasant agroecology movement)
emerged in, 2001 (Machín Sosa et al. 2010; Rosset et al. 2011; Val 2012).
AGROECOLOGY AND SUSTAINABLE FOOD SYSTEMS
5
The MACAC is based on the emulation of peasants by other peasants; it is
a “pedagogy of experience” and a “pedagogy of the example” (Barbosa and
Rosset 2017) in which a peasant family visits another family that has found
an adequate agroecological solution to a common problem. In such visits,
families exchange experiences, learn from each other and both strengthen
their knowledge (Machín Sosa et al. 2010; Val 2012; 2017). The core objective
is to build territorial processes that support the scaling up of agroecology, by
integrating many families in agroecological production together with an
expansion of the territory and subjects involved in agroecological praxis
(Machín Sosa et al. 2010; Rosset 2015a; Rosset and Altieri 2017; Rosset
et al. 2011).
Throughout the agroecological movement’s 20-plus years of existence, its
scope and importance have grown within the ANAP, to the point that today
this movement is central to its vision of peasant production. From a few
more than 200 families in 1999, the movement grew to 110,000 families 10
years later, representing about one third of the peasant sector in Cuba
(Machín Sosa et al. 2010). In 2009 the movement already had a solid
structure at its different levels (cooperative, municipal, provincial, and
national), with approximately 12,000 agroecological promoters, 3,000 facilitators, and 170 coordinators (Machín Sosa et al. 2010; Rosset et al. 2011).
Today, we estimate that almost half of the Cuban peasantry participates in
the MACAC, while the spillover effect of non-participating families who still
have incorporated some agroecological practices means that the full impact is
even greater (Rosset and Val 2018).
The organizational experience of Cuba’s MACAC is being promoted
among LVC’s organizations as a successful example for the scaling up and
massification of agroecology (Machín Sosa et al. 2010; Rosset et al. 2011;
Rosset and Val 2018; Val 2012). Through LVC, the ANAP is practicing broad
peasant internationalism by collaborating with numerous peasant organizations of Latin America and the world. In addition, LVC organizes regular
visits to Cuba for its member organizations, in order to participate in
conferences and exchanges and training processes at the “Niceto Pérez
García” Integral Training Center which is the ANAP’s training school.4
One of the most popular courses for the LVC peasant organizations is the
PtP methodology workshop, in which the ANAP shares its methodology,
achievements, challenges, and innovations in building the MACAC and
scaling up agroecology in Cuba (Machín Sosa et al. 2010; LVC, 2015, 2017).5
Agroecology and PtP processes were redefined and given new meaning in
the Cuban context in a sui generis manner. The PtP methodology was
combined with the tactics and organizational forms of a grassroot mass
organization, producing in a dynamic movement, with a high level of
organization and a specific strategy for the massification of agroecology.
A politically articulated movement articulated with Latin-American and
6
V. VAL ET AL.
international peasant organizations supporting the transformation of the
agri-food system with social and environmental justice as banners of struggle.
The emergence of food sovereignty and the construction of a global strategy
of defending territories, seeds and the commons represent some results of
this articulation (Machín Sosa et al. 2010; Martínez-Torres and Rosset 2014;
Rosset 2013; Rosset et al. 2011; Val 2012, 2017).
The process of innovation initially sparked in Cuba became
a reconfiguring of PtP as a multidimensional and complex dispositive for
the assembly and integration of agroecologies, territories and subjects.
Through the action of this dispositive, heterogeneous concepts of agroecology emerge and undergo (re)configurations, while the dispositive also articulates material and immaterial territorialities at the local level, articulates them
with other territories and territorialities, and helps(re)construct both local
peasant subjects and an emerging global peasant meta-subject, the “agroecological peasantry.”
We use the term dispositive in the sense of an alternative and counterhegemonic power dispositive developed to counter the technologies of power
and the structures of oppression of “disciplinary societies” (Foucault 1992,
2000), today transformed into control societies (Deleuze 2006). It is also
a multidimensional mechanism for assembling different interrelated practices, discourses and representations that are put into play for a specific
collective action (Svampa 2009; Tilly 1978; Zamora 2014).
We are talking here about PtP as a flexible dispositive or mechanism, a set
of concepts/actions/possibilities united by a kind of “gravitational force,”
without a unique center of gravity, but rather with the relational dynamics
of a polycentric gravity. We will call these different complementary forces
that give coherence to the dispositive vectors. In what follows and in Figure 1
we present this complex dispositive by focusing on three basic vectors: (1) for
assembling agroecologies; (2) for the (re)construction and articulation of
territories; and (3) for facilitating the emergence of the peasant as subject.
This separation in vectors is a stylized, abstracted representation for analytical purposes; in practice, these dimensions are interrelated and interpenetrate permanently with each other, so much so that it is hard to determine
where one ends and the other begins.
Vector 1: dispositive for assembling agroecologies
This vector contains, in general terms, what we might call PtPPs sensu stricto,
as in the well-known CaC methodologies and processes. That is, a horizontal
process of collective training and promotion of agroecology, a space-time of
interaction in alternative ontological, epistemic, and philosophical terms,
from which emerge, and are (re)signified, knowledges, practices, and discourses that nourish the concept of agroecology.
AGROECOLOGY AND SUSTAINABLE FOOD SYSTEMS
Peasant subject(s)
Organize/Enunciate
Vector 3
PtPP
Feedback
Strengthen
Organize
Defends
Interweaves
resignifies
(re)territorializes Assembles
7
Agroecology(ies)
Recover
transforms
(re)territorializes
Vector 1
Vector 2
Articulates/Connects
Territory(ies)
Figure 1. The three vectors in the peasant-to-peasant process (PtPP) dispositive for the construction of agroecology.
We focus here on the PtP process as a mechanism for assembling different
dimensions of agroecology that articulates technical-productive, politicalideological, and ontological-epistemic-experiential aspects. This is a process
in which agroecology is built and legitimized as a field of existence possibilities for peasant lifestyles, a 21st-century update of “agri-culture” as a form of
production and a way of living (Giraldo 2018).
Agroecology is a polysemic term; a disputed concept (Giraldo and Rosset
2018). In specific contexts, agroecology is seen as a series of principles and
a guide for agri-food production based on ecological principles without
using any inputs from outside the system (Rosset and Altieri 2017). It
refers to the shaping, dynamics, transformation, and management of
agroecosystems around small-scale peasant, indigenous and family farm
production, integrating local knowledge, traditional practices, and technological innovations.6
As an analytical proposition, agroecology is related to cultural ecology and
its contemporary heir, political ecology. It is fed by heterodox marxism,
postmodern debates and decolonial critiques and formulates new perspectives on the conceptualization of relations between human beings and nature
(Calle Collado and Y Gallar 2010; Giraldo 2016, 2018; Sevilla Guzmán 2006).
Furthermore, many peasant organizations and rural social movements conceive agroecology as more than a set of technical-productive principles, with
the integration of social, cultural, and political principles (Calle Collado and
Gallar 2010; Machín Sosa et al. 2010; Rosset and Martínez-Torres , 2016).
Therefore, it can be said that agroecology has at least three intimately
related and embedded fundamental dimensions:
8
V. VAL ET AL.
(1) A technical-productive dimension (agronomic, scientific, and disciplinary: “material agroecology” or “agroecology as farming” [Rosset and
Martínez-Torres ])
(2) A political-organizational dimension (a mobilization field: “immaterial
agroecology” or “agroecology as framing” [Rosset and Martínez-Torres
]), and
(3) An ontological-epistemic-experiential dimension (a way of being, knowing, living, and producing [da Silva 2014]).
We are here referring to agroecology in a local but holistic sense, as
a specific assembly in a given space-time and concrete reality, in dialogue
with global realities. Doing, living, and producing locally are integrated into
a broader political discourse with mutual feedback. Agroecology therefore
becomes an articulating and legitimizing dispositive of alternatives for the
rural worlds. A framework of political action, subjectivities, representations,
and practices as alternatives to the hegemonic model of agribusiness and the
project of capital (Borras, Edelman, and Kay 2008; Desmarais 2007;
Martínez-Torres and Rosset 2008, 2010, 2013). It is a semantically updated
agriculture; the constitution of a particular peasant emergence in the 21st
century that is agroecological, organized, and antihegemonic.
Vector, 2: dispositive for the (re)construction and articulation of territories
The(re)construction of territory/ies here has two meanings: on the one hand,
the recovery and/or (re)construction of specific territories based on peasant
territoriality and (re)territorialization (Haesbert 2011, 2013); on the other,
the invention (sensu Porto-Gonçalves 2014) of different immaterial territories
for the defense of concrete territory (Fernandes 2009; 2017; Rosset and
Martínez-Torres ; Rosset 2013).
The fate of subjects in the rural world develops in particular contexts
according to each cultural matrix and temporal-spatial coordinates. This
space-time is one of the dimensions of a territory that is (re)constructed,
appropriated and given meaning in the specific web of social, humanitynature, spiritual, and other kinds of relations in which the subjects are
immersed. We argue here, following Arturo Escobar (1999, 2005, 2010),
that the configurations of peasant space-times are ontologically different
from those of hegemonic capitalist modernity – although not totally foreign
to them.
According to Giddens (1986), capitalist modernity produced an unmooring effect when it shifted social relations from contexts of local interaction
and restructured them through undefined extensions of space-time. He
identifies two main mechanisms for this unmooring: that of “symbolic
tokens” (such as currency) that circulate without taking into account specific
AGROECOLOGY AND SUSTAINABLE FOOD SYSTEMS
9
environments, groups or particular contexts, and that of “experts,” whose
specialized knowledge allows them to appropriate countless technologies and
services in an exclusive manner.
To a certain extent, PtPPs fight these “unmooring mechanisms.” On the
one hand, their central values are cooperation and reciprocity (antagonistic
to monetized exchange), and on the other, they contest the mechanism of
expert systems, since knowledge-power is dispersed among different players
and dynamic, rotational, and contextual roles. Thus, PtP can be understood
as a “re-mooring mechanism” that recontextualizes social relations and (re)
creates communities based on an alternative space-time that is antagonistic
to that of delocalized globalized societies.
Giddens (1986) asserts that the local is being stretched toward the global,
while Harvey (1998) posits that the compression of space-time is a condition of
postmodernity. These assertions may seem contradictory, but they should be
seen as complementary and relational in the process of homogenizing the spacetime of human beings. In the sense that we are arguing here, peasants are
resignifying and using this stretching of the global in order to stem the compression of modernity and revitalize local space-time through the (re)creation of
social and convivial relations, and in this way (re)create community (Illich 2006;
Giraldo 2016). Thus, in the process of maintaining their space-times of existence
and avoiding being overrun by globalization, they act as antagonistic forces
against the homogenizing inertia of capitalist modernity and post-modernity.
A great dispute is raging around territory, displacement and changes in the
relations between human beings and nature. Subjects produce their own
territories, whose destruction means their demise. Dispossession (Harvey
2004) destroys subjects, identities, and social groups, and this is why territorial struggles and disputes are centered on it. Territory is intimately related
to power and control over social processes through the control of space,
which is why de-territorialization cannot be separated from reterritorialization (Haesbaert, 2013, 5).
Since the end of WWII, and more aggressively over the last decades,
transnational corporations (TNCs) have spread across the globe with
a development model based on the appropriation and extraction of common
goods, and their transformation into commodities. The peasantry, indigenous
peoples and rural social movements have resisted this expansion because the
territorialization of TNCs directly leads to the deterritorialization of rural
peoples (Fernandes , 2009). In turn, the resistance of rural social movements
can create multiterritoriality through struggles for the deterritorialization of
TNCs. Peasant, afrodescendant and indigenous communities are disputing
territories, based on their collective identities, as a sine qua non for their
survival (Fernandes 2017; Martínez-Torres and Rosset 2010, 2013; Rosset
2013; Rosset and Martínez-Torres , 2016).
10
V. VAL ET AL.
Immaterial territory crosscuts every dimension of physical territory. As
power relations, it is also linked to control and domination of knowledgebuilding and representation processes (Fernandes 2017). In our view, PtP
can be a dispositive for the creation and articulation of knowledge, practices and representations. But, paraphrasing Marx, in PtP there is no
separation between intellectual work (creation of concepts) and manual
work (concrete practices); nor is there a rigid hierarchical structure in
which superstructures are conceived and then grounded in a particular
praxis. Rather there is a dialogic and dialectic process between conceptualizations and practices.
PtP processes act as dispositive that tie together different knowledges,
territories and experiences through local, national and international
exchanges, and they contribute to the (re)creation and (re)articulation of
local and global peasant space-times. In what is called diálogo de saberes
(dialogue of knowledges), peasants, activists, leaders, and organic intellectuals
(sensu Gramsci) name and enunciate concepts that peasants themselves
create based on their practices and representations (Martínez-Torres and
Rosset 2014). In this sense, PtP is one of the most productive “concept
kitchens” in the LVC universe.
Thus, PtP acts as a transversal axis that links local territories (plot, farm,
cooperative, community, etc.) to spaces of macro-articulation such as international meetings organized by LVC, South-South cooperation processes,
and “peasant organization to peasant organization” processes (Rosset et al.
2011). It covers the entire network of micro- and macroarticulations that are
woven simultaneously and acquire a certain degree of coherence through
diálogos de saberes and intercultural translation processes (Santos 2010) that
occur in different space-times and scales (Martínez-Torres and Rosset 2013,
2014; Rosset and Martínez-Torres , 2016). In summary, PtPPs represent
a prime space for territorial (re)construction and articulation, and at the
same time for (re)assembling the material and immaterial dimensions of
territories.
Vector 3: the emergence of the agroecological peasantry
The peasantry has a long and complex history of struggle. Today a broad
peasant movement exists, and there are many factors that are contributing to
the (re)emergence of the peasantry as a historical-political subject. In this
section, we will focus on a specific dispositive, PtPPs, and a particular
emergent actor, the agroecological peasantry, as it takes shape through the
articulated organizational processes within LVC. We argue that the PtPPs are
catalyzing territorial processes and strengthening the construction of a social
and political subject that articulates multiple dimensions of agroecology, as
part of struggles, and for the production and reproduction of daily life.7
AGROECOLOGY AND SUSTAINABLE FOOD SYSTEMS
11
We have before us a subject profoundly impacted by the globalization of
capital’s logic and its advances in material territories, and by new (mainly
information and communications) technologies and that has a very significant degree of supra-local political and territorial organization and articulation. All of this contributes to the configuration of a meta-subject as
a dispositive for the creation of a more inclusive collective sense of belonging
(Zemelman 2010), where the political is emerging as a facet of “agroecology
as framing” for mobilization (La Vía Campesina 2011, 2012, 2013, 2015a,
2016; Rosset and Martínez-Torres , 2016).
We suggest here that PtP processes act as dispositives and loci for the
collective (re)construction of subjectivities; spaces in which these discourses, representations, and practices are developed and socialized based
on the epistemes of the peasantry (Rosset 2015b; Rosset and MartínezTorres ). The dispositive is the place – not as a physical space, but rather
as a field (Bourdieu 1998) – in which a set of meanings around agroecology as an alternative for both production and for life emerge and are
shared. A PtP process provides an environment of trust in which these
ways of being have a place where they can be expressed, and the transformational potential can advance toward concrete reality. In PtPPs, the
agroecological peasantry is shaped in the bodies and minds of those who
actively participate in the process, becoming a material force. Of course
this is not the only space in which the peasant political subject is (re)
emerging, but it is an important one.
The PtPPs work as a transmission belt in the local-global circuit of
constructing subjectivities. This is where one can observe how this assembling occurs in two directions: (1) in a “centripetal” movement in which local
subjects organize and strengthen themselves; and (2) in a “centrifugal” movement, in the building of a peasant meta-subject that both contains and opens
spaces for the existence of local projects. The articulation of different local
subjects feeds into the building of the global meta-subject through the
conscious use of strategic essentialism (sensu Spivak 1987; see also MartínezTorres and Rosset 2010) – designed for the dispute in an arena distinct from
local space-times; a global entity that at the same time allows them to
“download” defense tools to their territories.
At the same time, the PtPPs provide more flexible and equitable reference
models and mobilizing frameworks. Organization from this not totally hierarchical type of structure favors dehierarchizing political practices. The
experience and praxis of nondominant groups can help generate nondominant forms of political and social organization (Rocheleau, personal communication). Furthermore, PtP strengthens autonomous processes and reduces
the dependence on institutions and the state, reducing the risk that agroecology be bureaucratized and coopted by dominant powers (Giraldo and Rosset
2018; see Giraldo and McCune in this same issue).
12
V. VAL ET AL.
In the PtPPs, alternative construction networks are being woven. They are
spaces in which the solidarity mystique is recreated, common values are
reinforced and a collective conscience for social mobilization for transformation is gradually built (La Vía Campesina 2011, 2012, 2013, 2015a, 2016;
Rosset and Martínez-Torres , 2016). In addition, they are spaces for the (re)
emergence of ancestral cosmovisions and territorialities, that are updated in
dialogues with contemporary knowledge (Martínez-Torres and Rosset 2010,
2013, 2014), in which innovations and existing repertoires are recombined to
generate new alternatives in the “art of cultivating and inhabiting the land”
(Giraldo 2014, 2018).
If capitalism is a system of multiple domination (Valdés Gutiérrez 2009,
2009), the peasant political project can be viewed as a dispositive of multiple
emancipation: that is, an alternative project for life based on a new relationship between human beings (in terms of gender equity and complementarity,
without exploitation, with solidarity, based on community and communality,
etc.), and also between humanity and nature (coexistence, coproduction, etc.)
(La Vía Campesina 2011; 2012, 2013, 2015a; La Vía Campesina 2016;
Desmarais 2007; van der Ploeg, 2008; Martínez-Torres and Rosset 2010,
Martínez-Torres and Rosset 2013; Rosset and Martínez-Torres , Rosset and
Martínez-Torres 2016.)
This phenomenon can also be thought of in the terms put forward in
dispositive 2, that is, in the construction of a common immaterial territoriality to defend a concrete material territoriality, the space-times of peasant
life. The construction of this peasant subject is a dispositive to wage the battle
of ideas in immaterial territories, a weapon for the dispute of meanings. The
peasant political subject builds a metaphorical wall or enclosure, a dike of
contention to protect territories from the advance of capital (Rosset 2009),
that permits the existence and re-existence of peasant and indigenous diversity, and of biodiversity and the commons (Fernandes 2017; Leff 2014). It is
a dispositive for territorial defense in the context of what has been called the
fourth world war, the war against peoples and for land and territory (SCI
Marcos 1997 in ; Rosset 2009).
The importance of PtPPs in La Vía Campesina for the scaling up of
agroecology
Humanity is facing an undeniable systemic crisis, particularly the socioenvironmental and agri-food crisis (Giraldo 2014, 2018; Hoetmer 2009;
Rosset 2009). Agroecology, the struggle for food sovereignty, and the search
for sustainability together represent an alternative to the hegemonic model of
production. They articulate a political-epistemic community of struggle that
disputes the productivist agri-food model, dominated by the logic of financial
capital as materialized in agri-food empires (van der Ploeg, 2008; 2010).
AGROECOLOGY AND SUSTAINABLE FOOD SYSTEMS
13
As contemporary capital penetrates territories that until recently were considered “marginal”, peasants, indigenous peoples and other rural inhabitants represent the main line of resistance against the hydro-agro-extractivism of
transnational corporations (Borras, Edelman, and Kay 2008; Desmarais 2007;
Giraldo 2015; La Vía Campesina 2011, 2012, 2013, 2015a, 2016; MartínezTorres and Rosset 2008, 2013; Rosset and Martínez-Torres , 2016). Thus, in this
context, the peasantry (re)emerges through resistance, renewing its potential as
a radical and revolutionary historical-political subject (Barbosa 2013, 2016).8
In LVC, the contemporary peasantry is constructing the highest level of
supranational articulation.9 With extended symbolic territories, a high capacity for organization and mobilization, and their own political and social
projects, national, regional and international organizations have created
a global peasant movement that is united in its heterogeneity, while their
diversity of means, struggles and strategies has been one of their main
strengths (Desmarais 2007; Martínez-Torres and Rosset 2008, 2010, 2014;
Rosset and Martínez-Torres 2016). Agroecology as a defense, resignification
and articulation of peasant ways of life, is front and center in the material
and symbolic fight for land and territory (Rosset 2013, 2015).
As we have indicated, PtPPs are key in weaving this unity, consolidating
the peasant political project and promoting the scaling up of agroecology as
an alternative project for both production and for life. In these processes, all
of the dimensions described above and the analytically disaggregated vectors
are joined and act simultaneously as a single systemic mechanism. In what
follows we will briefly review a few concrete examples of how PtP processes
work as dispositive in LVC.
Among their varied impacts, PtP processes are important in the implementation of scaling up programs and strategies. In PtPPs, objectives and procedures
are analyzed and developed together with the fostering of more fluid exchanges
with the different allies of LVC (social movements, universities, NGOs, etc.) and
institutions (States, local governments, FAO, etc.) (Altieri and Nicholls 2008;
Giraldo and Rosset 2018; Rosset and Altieri 2017).
We fully recognize that different and diverse actors are involved in the
scaling up of agroecology processes, but in this paper we focus our analysis
on the agroecological peasantry within LVC. In our opinion, the agroecological peasantry is a nonexclusive but central actor in the process of agroecological transformation that demands and encourages the involvement of
other actors in each process. Examples include the active role it played in
the emergence of important institutional programs such as the “Global
Scaling Up Agroecology Initiative” of FAO (FAO 2018a, 2018b), in the
demand for and implementation of public policies for the scaling up of
agroecology in various countries,10 as well as in the “Declaration on the
Rights of Peasants and Other People Working in Rural Areas” recently
adopted by the United Nations General Assembly (UN, 2018).
14
V. VAL ET AL.
A recent example of this was the 2nd International Symposium on
Agroecology: Scaling Up agroecology to achieve the Sustainable Development
Goals (SDGs), organized by the FAO.11 LVC succeeded in building a set of
strategic alliances (and hegemony) in order for civil society to present a common
position and contest meanings before the FAO and member states (Rosset,
participant observation). In particular LVC and allies created a specific dispositive for a defense of agroecology from cooptation by “green” agribusiness, and in
favor of the centrality of the small-scale producer of food as the subject of
agroecology.12 The impact that this dispositive actually had will need to be
critically assessed (FAO 2018a, 2018b; Giraldo and Rosset 2018), but just the
fact that the peasantry has a place at the table already clearly represents progress
achieved through organized struggle (Martínez-Torres and Rosset 2010).
While LVC recognizes the importance of developing an institutional lobbying
and dispute strategy, this is not the main focus of its political project, whose center
of gravity is located in local territories and organizational processes (MartínezTorres and Rosset 2010). Current thinking in social movements suggests that they
need to increase their degree of autonomy (territorial, food, productive, political,
etc.) in order to consolidate the peasant political project. The central dispute is in
and from the territories, positing food sovereignty, popular agrarian reform and
agroecology as a means of production and as a way of life (da Silva 2014; Giraldo
and Rosset 2018; Rosset 2013).
An example is LVC’s “Global Campaign for Seeds, a Heritage of Peoples in
the Service of Humanity,” whose objective is to defend seeds as a commons,
and to oppose their privatization and corporate control, are essential for
agroecological processes (LVC 2010; 2011c). The campaign articulates different territories and struggles, with women playing a leading role in the entire
process (LVC, 2011, 2011c; 2018). The fight for the commons is fundamental
to the reproduction of the peasantry, and in it, it is possible to see the localglobal dialectic that we argue is being built and structured in the PtPPs
promoted by LVC.
Another noteworthy example is that of Popular Peasant Feminism. Women
from the countryside are carrying out actions and engaging in a series of
collective theoretical reflections that critically describe and provide tools for
transforming the conditions of oppression in which rural women live (LVC,
2007; Siliprandi and Zuluaga 2014; Seibert 2017a; 2017b). If patriarchy is
a generalized phenomenon, the specific conditions of structural violence in the
countryside are different from those of urban areas (Rocheleau et al., 1996;
Siliprandi and Zuluaga 2014). Rural women are building a dispositive that shows
how patriarchy manifests itself in their territories, in order to disarticulate the
mechanisms of oppression and move toward more just gender relations. This is
a powerful process in which rural women articulate their anti-patriarchal
demands within a framework of class struggle and as part of the struggle for
land, territory, seeds, and the commons.
AGROECOLOGY AND SUSTAINABLE FOOD SYSTEMS
15
Popular peasant feminism has renewed and strengthened the agroecological
proposal within LVC, adding a key element for the construction of a new and
different social project. Rural women are pushing the peasantry to play a leading
role in this historical transformation, in this shift toward postpatriarchal and
postcapitalist societies (La Vía Campesina 2007; Seibert 2017a; 2017b).13
It is equally important to pay attention to the participation of rural youth.
Formation and training processes at the territorial level are already emerging as
the main tool for the forming of critical subjects in the countryside, as well as the
core strategy in the dispute of meanings (production, culture, identity, etc.) in the
rural world (Barbosa 2013; Caldart 2004; Barbosa and Rosset 2017; McCune,
Reardon, and Rosset 2014; McCune et al. 2016). The emphasis on generational
succession and on strengthening the work with youth represents one of LVC’s
main political efforts, and it is one of the central topics of our second contribution
(see Rosset et al., in this issue).
Finally, within LVC, PtP has transcended its methodological character to
become a dispositive for agroecological transformation, the articulation of
territories and the creation of a mobilizing historical subject for the peasant
political project, for transforming agri-food systems, the various conditions of
(class, patriarchal, ethnic, etc.) oppression and, in the long term, the process of
realigning global social and environmental relations in a new paradigm for life.
In these cases, as well as in several other processes driven by LVC, the scaling up
of agroecology is fundamental. For LVC’s sociopolitical project, not only is scaling
up agroecology essential for the fight against agribusiness and the capitalist system
as the hegemonic organizer of social and environmental relations, but it is also
emerging as the main, if not the only path for the socially and environmentally
sustainable transformation of the agri-food systems. In summary, scaling up
agroecology involves the expansion and territorialization of an alternative project
that is being incubated in the international peasant movement; a political project
to thoroughly transform the agri-food system, social relations and relations
between human beings and nature toward a civilizational paradigm outside of
the frameworks of hegemonic modernity and capitalist logic.
Notes
1. Used sensu Foucault (1992, 2000) as explained further by Bussolini (2010).
2. In a new stage of the agrarian reform process that is still ongoing today, large farms,
and other state-owned properties have been divided up and distributed in usufruct to
peasants organized in various types of cooperative associations (Pérez Rojas and
Echeverría León, 1998; Merlet 1995; 2011).
3. The Programa Productivo de Promoción Agroecológica (PPPA, Productive Program for
the Promotion of Agroecology) started in the province of Villa Clara with 13 facilitators (one per municipality), and 27 promoters all of whom were peasants who, from
their own farms and based on their own experience, spread and promoted agroecology
(Figueras Matos 2005).
16
V. VAL ET AL.
4. It is no accident that Cuba has become a reference for peasant (as well as many other)
anti-imperialist and anti-capitalist organizations and struggles. It is a model for the
effective construction of counterhegemonic alternatives and offers popular social movements that are seeking to transform the reigning social and economic order the potent
symbolism and moral legitimacy of the Cuban revolution. The ANAP has historically
been a highly important space for the training of activists, cadre, and leaders of peasant
organizations from around the world, especially Latin America and Africa.
5. Based on the participatory observations of two of the authors, one of which was
a member of the LVC technical team (Rosset) and the other a volunteer supporting
various LVC activities and processes (Val), we can assert that in the CLOC (Latin
American Coordination of Rural Organizations, which is LVC in Latin America), the
Cuban experience is being emulated in Brazil, Colombia, Chile, Guatemala, Nicaragua,
Paraguay, Puerto Rico, and Venezuela, among others. In the last few years, its influence
has extended to other regions, with various PtP processes initiated in South Asia (India,
Sri Lanka, and Nepal) and Asia Pacific (Philippines, Indonesia, Thailand, and Korea);
Africa (Democratic Republic of Congo, Ghana, Mali, Mozambique, and Zimbabwe);
and Europe (Belgium, Spanish State, France, Norway, and the United Kingdom).
6. For more insight into the origin, development, and different perspectives of agroecology, see: Altieri (2000); Altieri and Toledo (2011), Ferguson (2015); Gliessman (2007;
Gliessman 2015), Rosset and Altieri (2017), among others.
7. While there exists an enormous diversity of productive practices, cultural traditions,
and ecological particularities, we can delineate some general agroecological characteristics of the emerging agroecological peasantry within LVC. Of course not all exhibit all
of these characteristics, but still we can assemble some of the most characteristic traits.
Among them we highlight: small-scale family and/or community production; high
levels of agrobiodiversity and intercropping of crops and trees, plus livestock; significant use of resources with few purchased inputs; preparation and use of organic
fertilizers and mulches; use of homemade natural repellents for pest control; high
level of integration and synergy between production systems, as in crops, trees and
livestock; high degree of organization and associativity (family, collective, communal,
cooperative, etc.); practices of exchange, cooperation, and reciprocity; and organized
spaces for training and transmission of knowledge; among many others (Altieri and
Koohafkan 2009; Altieri and Nicholls 2008; 2012 da Silva 2014; Gliessman 2015, 2018;
Holt-Giménez 2001; Machín Sosa et al., 2011; Pachicho and Fujisaka 2004; Perfecto,
Vandermeer, and Wright 2009; Rosset and Altieri 2017; Rosset et al. 2011; Rosset and
Martínez-Torres 2013; Rosset and Val 2018; Val 2012; Von der Weid, 2000).
8. It is important to emphasize that when we talk about the role of PtPPs in the
conformation of a peasant political subject, we do so within the context of LVC
processes and we are not suggesting that this extends to the entire peasantry.
Furthermore, we do not think of the agroecological peasantry as the revolutionary
political subject, but rather as a subject with specific demands and its own agenda, yet
articulated in a broad front of struggle with other social sectors (feminisms, indigenous
peoples’ organizations, other rural and urban social movements, workers living under
conditions of precarity, trade unions, movements for sexual diversity, among many
others).
9. The PtPP dispositive that we refer to articulates a great diversity of sectors (peasants, smallscale farmers, landless workers, rural workers, indigenous Peoples, hunters and gatherers,
artisanal fisherfolk, nomadic pastoralist and transhumant peoples, forest dwellers, riverside
and coastal peoples, and others) that self-identify with the international peasant movement
(LVC, 2009, 2013; Martínez-Torres and Rosset 2008, 2010). The PtPPs open this space of
AGROECOLOGY AND SUSTAINABLE FOOD SYSTEMS
10.
11.
12.
13.
17
dialogue to form a global peasant movement based on unity in diversity (Martínez-Torres
and Rosset 2008, 2014; Rosset and Martínez-Torres 2013).
Some illustrative recent cases might include: Brazil (Sauer and Mészáro, 2017; Schmitt
et al. 2017), Bolivia (Sabourin et al. 2017; Webber 2017), Cuba (Machín Sosa et al.
2010; Vázquez, Marzin, and González 2017), India (Khadse et al. 2017; Khadse and
Rosset in this issue; Kumar 2017), Mali (Beauregard 2009), Nicaragua (Freguin-Gresh
2017), Venezuela (Sabourin et al. 2017; Domené and Herrera, in this issue), among
others. For a critical analysis of the limits of institutional processes and public policies
see Giraldo (2018) and Giraldo and McCune in this issue.
http://www.fao.org/about/meetings/second-international-agroecology-symposium/en/.
See “Declaration by organizations of small-scale food producers and civil society
organizations at the II international symposium on agroecology convened by FAO,”
April 2018, https://viacampesina.org/en/declaration-at-the-ii-international-sympo
sium-on-agroecology/.
The visibility and demands of sexual diversity in the countryside have recently been added to
this major contribution. An important LGTBI movement is emerging (especially in Latin
America) that is adding this new issue to the peasant political project. Although it is somewhat
recent and is not clearly present in all regions, we believe that it will soon become an
important and dynamic element in the construction of alternative ways of life within LVC.
Acknowledgments
We are grateful to the compañeros and compañeras of La Via Campesina, CLOC-VC and the
Asociación Nacional de Agricultores Pequeños (ANAP) of Cuba, and in particular to the
Cuban guajiros and guajiras from whom we learned so much. We would also like to thank
Nathan Einbinder and Mateo Mier y Terán for valuable comments on an earlier draft. V. Val
wishes to thank CONACYT for the graduate scholarship that made it possible to conduct part
of this research. P. Rosset wishes to thank FUNCAP-CAPES for a PVE fellowship at the
Universidade Estadual do Ceará.
Funding
This work was supported by the Consejo Nacional de Ciencia y Tecnología [Graduate Fellowship
awarded to Valentín Val]; FUNCAP-CAPES [PVE-65/2014 awarded to Peter Rosset]
ORCID
Valentín Val
http://orcid.org/0000-0003-3680-3385
Peter M. Rosset
http://orcid.org/0000-0002-1253-1066
Carla Zamora Lomelí
http://orcid.org/0000-0003-4089-2659
Omar Felipe Giraldo
http://orcid.org/0000-0002-3485-5694
Dianne Rocheleau
http://orcid.org/0000-0002-0013-4397
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Agroecology and Sustainable Food Systems
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Agroecology and La Via Campesina II. Peasant
agroecology schools and the formation of a
sociohistorical and political subject
Peter Rosset, Valentín Val, Lia Pinheiro Barbosa & Nils McCune
To cite this article: Peter Rosset, Valentín Val, Lia Pinheiro Barbosa & Nils McCune (2019):
Agroecology and La Via Campesina II. Peasant agroecology schools and the formation of
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https://doi.org/10.1080/21683565.2019.1617222
Agroecology and La Via Campesina II. Peasant
agroecology schools and the formation of a sociohistorical
and political subject
Peter Rosset
a,b,c
, Valentín Val
d
, Lia Pinheiro Barbosa
e
, and Nils McCune
f
a
Agriculture, Society and Environment, El Colegio de la Frontera Sur (ECOSUR), San Cristóbal de las Casas,
Mexico; bCrateús School of Education (FAEC) and Graduate Program in Sociology (PPGS), Universidade
Estadual do Ceara (UECE), Crateús and Fortaleza, Brazil; cLand Research Action Network (LRAN), São Paulo,
Brazil; dAgriculture, Society and the Environment, El Colegio de la Frontera Sur (ECOSUR), San Cristóbal de
las Casas, Mexico; eGraduate Program in Sociology (PPGS), Intercampus Masters in Education (MAIE), and
Crateús School of Education (FAEC), Universidade Estadual do Ceara (UECE), Fortaleza, Brazil; fSchool for
Environment and Sustainability, University of Michigan, Ann Arbor, USA
ABSTRACT
KEYWORDS
Scaling up of peasant agroecology and building food sovereignty
require major transformations that only a self-aware, critical,
collective political subject can achieve. The global peasant movement, La Via Campesina (LVC) in its expression in Latin America,
the Coordinadora Latinoamericana de Organizaciones del Campo
(CLOC), employs agroecology and political training or formation
as a dispositive or device to facilitate the emergence of
a sociohistorical and political subject, the “agroecological peasantry,” designed to be capable of transforming food systems
across the globe. In this essay, we examine the pedagogical
philosophies and practices used in the peasant agroecology
schools and training processes of LVC and CLOC, and how they
come together in territorial mediation as a dispositive for pedagogical-educational, agroecological reterritorialization.
La Via Campesina; CLOC;
agroecology; education;
scaling; political subject
Introduction
In a companion essay (Val et al. in 2019) we argue that peasant to peasant
processes (PtP) as developed inside the global peasant movement, La Via
Campesina (LVC), function as a complex dispositive, device or mechanism to
forge a transnational sociohistorical and political subject, the “agroecological
peasantry,” capable of leading major transformations – including but not limited
to the scaling up of agroecology – of the global agri-food system and its localized
manifestations in specific territories around the world.1 In this essay, we delve
into peasant agroecological training schools and processes as a specific dispositive within this larger PtP process geared toward transformation.
In this essay, we explore the philosophies and practices behind the dispositive
made up of LVC’s peasant agroecology schools and training processes in Latin
CONTACT Peter Rosset
[email protected]
Agriculture, Society and Environment, El Colegio de la
Frontera Sur (ECOSUR), San Cristóbal de las Casas 29290, Mexico
© 2019 Taylor & Francis
2
P. ROSSET ET AL.
America, where the continental articulation of LVC member organizations is
known as CLOC (Latin American Coordination of Rural Organizations). In the
first section, we review the relationship between education, food sovereignty and
the scaling of agroecology. We then address how, in the view of LVC and CLOC,
building food sovereignty and scaling agroecology require the conformation of
a critical sociohistorical and political subject capable of achieving such major
transformations, and the role that education – specifically in peasant agroecology schools and training processes – plays as a specific dispositive for forging
that subject. Following that we examine first the pedagogical philosophies that
underpin these schools and processes, and then review specific pedagogical
practice. This takes us to a discussion of pedagogical mediators related to
territory as a key element in the larger dispositive, and we close with reflections
on educational-pedagogical reterritorialization.
Education, food sovereignty, and scaling agroecology
Even beyond LVC, there is a growing interest in the relationship between
education, agroecology, and food sovereignty (Meek 2015; Meek et al. 2017,
Meek and Tarlau 2016). This is animated by the recognition that a large-scale
transformation of food and agriculture systems based on the employment of
agroecological methods and principles is only possible when food and agriculture become political issues around which society forms a new consensus.
The widely documented negative impacts of Green Revolution technologies,
industrial consolidation, and monopoly over seeds, grains and technology,
and global trade systems that treat food and all of the nature as mere
commodities, hint at a future of food and farming that is far from the
currently dominant agribusiness/extractivist model. Across the globe, smallholder farmers, herders, fisherfolk and indigenous peoples are organizing to
resist land and water grabbing, megaprojects and climate-related injustices.
Movements of landless and land poor farmers demand popular agrarian
reform, based not only on the redistribution of land but also on
a territorial approach to public policy and a commitment by the State to
sustainable local food systems. The diverse world of resistances to corporate
domination of food and agriculture is reflected in the tapestry of educational
initiatives carried out by and for rural popular movements that fight for food
sovereignty (Batista 2014; Meek et al. 2017).
At an international level, agroecology has emerged as a central pedagogical
conception or dispositive used by popular movements, which understand
agroecology as having intrinsic dimensions of feminist, anti-colonial and
class struggle. As opposed to other versions of alternative agriculture, including organics, biointensive, and permaculture, which tend to be extended from
exogenous sources, LVC sees agroecology as endogenous, analogous to “the
recovery of our ancestral knowledge” (LVC2013; Rosset and Altieri 2017).
AGROECOLOGY AND SUSTAINABLE FOOD SYSTEMS
3
The scaling and amplification of agroecology has become one of the main
objectives of the rural social organizations that form part of La Via
Campesina (Mier y Terán et al. 2018; Rosset 2013; Rosset and Altieri 2017;
Rosset and Martínez-Torres 2012). Simultaneously, in the last few years,
diverse institutions, nation-states and transnational corporations have
shown a growing interest in agroecology. Today, the type, objective and
main actors of agroecology are all disputed between the interests of sectors
of concentrated transnational capital and greenwashed agribusiness on one
side, and the vast majority of small-scale producers on the other side
(Giraldo and Rosset 2017; McCune and Sánchez 2019). For LVC, agroecology is an agriculture with a sociohistorical and political subject, the peasantry, that is at once deeply linked to concrete territories and to the
construction of food sovereignty at a local or national level. The scaling or
amplification of this form of agriculture depends not just on agroecology
practices, as Mier y Terán et al. (2018) have argued, but also upon the success
of educational efforts to form movement cadre as critical thinkers who
understand their collective actions in the framework of food systems, and
who build mobilization capacity for the agrarian reform struggle and territorial defense, as well as for the building of agroecology processes.
The general question of how to scale up agroecology is under debate in the
literature (Altieri and Nicholls 2008; Mier y Terán et al. 2018; Von der Weid
2000), and our arguments support the position of Holt-Giménez (2001, 2006)
and Rosset (2015) that grassroots social methodology is the most effective
way found to date, and of Altieri (2009) that rural social movements hold the
key. Rosset and Altieri (2017) point out that to amplify agroecology it is
necessary to overcome various obstacles: land grabbing, privatization and
concentration; the loss and lack of appropriate knowledge; the ideological
and educational barriers imposed by the dominant educational system; the
lack of social fabric in many territories; the lack of support for transitions; the
bias toward conventional monoculture and agro-exports in national agricultural public policies; and the lack of alternative markets. Getting past the
obstacles to agroecological scaling requires getting organized, and mobilizing
organized collective action. Only strong organizations can exercise fruitful,
systematic pressure to change policies and recover territories. The same
principle applies to changing educational curricula and constructing effective
horizontal processes for sharing knowledge about agroecological practices
(Mier y Terán et al. 2018; Rosset and Altieri 2017; Val et al. 2019).
Thus, it should come as no surprise that the accumulated experience of
rural social movements and peasant organizations indicates that the degree of
organization (called “organicity” by social movements), and horizontal social
methodologies with constructivist pedagogies based on the active, leading
participation of the peasantry, are fundamental factors for taking agroecology
to scale. The “campesino to campesino” or “peasant to peasant” processes
4
P. ROSSET ET AL.
(PtPs) and agroecology schools directed by peasant organizations are key
examples of these principles (Khadse et al. 2017; Machín Sosa et al. 2013;
McCune, Reardon, and Rosset 2014; McCune and Sánchez 2019; Mier y
Terán et al. 2018; Rosset 2011, 2015; Rosset and Martínez-Torres 2012; Val
2012; Val et al. in 2019).
Rural social movements are actively creating these agroecological educational processes. LVC, its regional secretariats and its member organizations
have created peasant schools and educational processes based on agroecology
in Africa (Zimbabwe, Mali, Mozambique and Niger, among others) Asia
(Indonesia, South Korea, Thailand, India, among others), Europe (Spain,
Italy, France and Belgium, among others) and the Americas (Canada,
Nicaragua, Paraguay, Venezuela, Chile, Brazil and Colombia, among others).
These schools and processes reveal a great diversity, ranging from formal
school education that runs from secondary school through higher education,
as well as peasant trainings and “peasant to peasant” schools without walls.
Table 1 shows four schools in Latin America and their relationship to
territorial processes of knowledge exchange.
There exists, especially in Latin America, a true effervescence of proposals,
approaches, methodologies, and practices in agroecological education
(Barbosa and Rosset 2017a, 2017b). Social movements take as a starting
point their theoretical and practical accumulation of experiences with emancipatory political education, incorporating contributions from popular education, autonomous education, the concept of organic intellectuals, and
visions of the “new woman” and “new man,” in the construction of training
processes in agroecology (Barbosa 2015b, 2016, 2017; Guevara 1965; McCune
and Sánchez 2019; Stronzake 2013).
The formation of a collective subject
One of the main objectives of these processes is to form a collective political
subject – the agroecological peasant – who is capable of mobilizing consciousnesses, resources and processes towards both scaling up of agroecology
and the larger political project of transformation of the food system, living
conditions in the countryside and the periphery of the city, and social, gender
and class inequalities in the larger society (Barbosa 2015b, 2016; Borras Jr,
Edelman, and Kay 2008; Desmarais 2007; Val et al. 2019). Agroecology as
such cannot be separated from the broader goals of transformation.
In articulated political projects or dispositives, education and agroecology
occupy ever more important spaces in the purposeful work of Latin
American movements, as indispensable elements in the growing territorial
dispute with transnational capital and the policies of a neoliberal State
(Rosset and Martínez-Torres 2012). The CLOC, particularly, has consolidated an educational-political project of training and articulation of local,
Table 1. Characteristics of four LVC schools in Latin America.
Name of the school
Organization/Country
Centro Nacional de
Capacitación ‘Niceto Pérez’
ANAP/Cuba
Geographic Projection
Type and scale of coordination
Nacional
Academic director, national
Didactic structures
Learning perspectives
Role of agroecology
Links to territorial processes
Training of popular educators
Response to the need to create
educational opportunities for rural
youth
Nacional, international
Political-pedagogical
coordination (PPC),
nacional
Courses, certificate courses and Courses, certificate
courses and events
events
Conferences, group work
Encounters, seminars
Cadre formation at the
national level
Primary, but as a social
method, not as productive
practices
Strong
Yes
No
Instituto Agroecológico
Latinoamericano ‘Paulo Freire’
Ministry of People’s Power for
Higher Education and LVC/
Venezuela
Continental (Latin America)
PPC, continental
Agroecological Engineer University
Program (5 years)
Theoretical and practice-based
productive classes
Agroecological cadre formation at
Cadre formation at the
the continental level
international level
Secondary, but present in Primary, as productive practices
learning content
and object of collective reflection
Strong
Yes
Yes
Weak
No
Yes
Escuela Obrera Campesina
Internacional ‘Francisco Morazán’
ATC/Nicaragua
Nacional, regional (Central America)
Academic director for national courses,
regional PPC for regional LVC courses
Courses, certificate courses and events
Group work and practical workshops
Development of labor capacities, cadre
formation at the regional level
Secondary, but present as learning
content
Strong
Yes
Yes
AGROECOLOGY AND SUSTAINABLE FOOD SYSTEMS
Educational offering
Escuela Nacional
‘Florestan Fernándes’
MST/Brazil
5
6
P. ROSSET ET AL.
national, regional and continental experiences in agroecology (Barbosa and
Rosset 2017b; Batista 2014).
There are two simple ways to understand this continental educationalpolitical process. On one hand, the popular movements are using educational
processes to better understand their own work – to develop a capacity for
self-criticism, construct new strategies and systematize lessons using diálogo
de saberes (Martínez-Torres and Rosset 2014; Roman and Sanchez 2015;
Stronzake 2013). In this sense, education, organization, and action are
three interrelated elements of praxis. On the other hand, by building their
own processes of education, movements are creating a real alternative to the
conventional educational system that reproduces the ways of thinking of the
dominant culture (McCune et al. 2016). As such, the movement-built education system disputes the meaning of things as given by colonial, patriarchal
and capitalist systems. Unlearning, re-meaning and re-imagining are necessary capacities for de-articulating the capitalist hegemony that threatens the
planet (Barbosa and Rosset 2017a, 2017b).
Philosophical underpinnings of emergent peasant
political-agroecological pedagogies
LVC and CLOC have identified the kind of agroecological and political
training needed to strengthen their organizations, the links between them
and the scaling-out of agroecology, as part of the construction of food
sovereignty (Barbosa and Rosset 2017b; Val et al. in 2019). Peasant social
movements are developing their own constructivist agroecological pedagogy,
inspired by Brazilian educator and philosopher Paulo Freire, in articulation
with elements of territoriality (Stronzake 2013; Meek 2014, 2015; McCune,
Reardon, and Rosset 2014 ; Rosset and Martínez-Torres 2016; Rosset 2015;
Hernández and Naranjo 2014; Barbosa and Rosset 2017a; 2017b; Mier y
Terán et al. 2018). Several philosophical threads run through the pedagogical
theory and praxis of LVC and CLOC, which we summarize in the following
section.
Educação do campo
The first of these comes largely from Brazil, though its influence has spread
through continental PtPs. In Brazil, the political praxis of the organizations
was transformed by the emergence of an educational concept that articulates
the formative process of sociohistorical and political subjects with
a pedagogical dimension of struggle (Barbosa 2017). The paradigmatic example of this is what is called “Education by and for the Countryside” (Educacao
do Campo – EdC), and is essentially a synthesis of the appropriation of the
political dimension of education and the pedagogical dimension of the
AGROECOLOGY AND SUSTAINABLE FOOD SYSTEMS
7
peasant political struggle (Barbosa 2015b, 2017; Barbosa and Rosset 2017a,
2017b). EdC arose as the peasant movement disputed the content, style and
pedagogical methodology used in public schools in peasant communities in
the countryside. They argued that conventional school made students feel
ashamed to be peasants, taught them nothing useful for peasant life, and
basically encouraged young people to migrate to the cities. They developed
the EdC proposal to be exactly the opposite of that, and to also have a strong
political component, essentially acting as a dispositive to forge
a sociohistorical and political subject out of the peasantry, reclaiming education as a right for rural peoples (Barbosa 2013, 2015a, 2016, 2017; Barbosa
and Rosset 2017b). It is an implicit criticism of formal rural education as
offered by the State, with the urban-centric discourse that legitimizes the
city–countryside dichotomy:
There emerges the proposal for a concept of education defended by the peasant
movement, which is viscerally articulated with the sociocultural specificities of the
countryside, articulator of a strengthened identity for rural people and which
makes visible a human education of an emancipatory nature. For this reason,
education should be thought of in and for the countryside; in other words, the
category of the countryside should be the articulating axis of the concept of
education, as a educative-political-cultural project. (Barbosa 2013, 21)
EdC tries to revert the rural exodus by placing the peasantry and its sociocultural and political reality in the center of the educational process, through
a co-management by social movements and the public sector, which highlights the strengthening of identity and combines technical contents with the
capacity to understand the context of rural communities (Barbosa and Rosset
2017a, 2017b; Caldart 2008; McCune, Reardon, and Rosset 2014; Meek 2015).
Agroecology is rapidly becoming ever more present in the educationalpolitical praxis of EdC, in its epistemic, theoretical and political dimensions.
The movements see the countryside as a territory in dispute with transnational capital (Fernandes 2015; Rosset and Martínez-Torres 2012) and see the
consolidation of peasant agroecology as a part of their political project and
praxis of resistance (Barbosa and Rosset 2017b; Ribeiro et al. 2017).
Pedagogy of the milpa
Another thread or pedagogical axis, from the member organizations that
profess indigenous cosmovision, is more decolonializing in nature, seeing
agroecological and political education as a process of:
[..]political awareness of decolonization for peasant, indigenous and afrodescendant youth of the Latin American and Caribbean continent. This materialization of the formative spaces, which produce dignity as part of an offensive
filled with love, with revolutionary mysticism, with humility, with the recovery of
community life and the ancestral methods that communicate with the cosmos, it is
8
P. ROSSET ET AL.
a perspective that comes from critical education for resistance and popular struggle
for liberation. (LVC 2016, s/p.)
We can see here an educational dimension of political struggle in the defense
of territory and agroecological production, that articulates the pedagogical
appropriation of intersubjectivity and rationality, characteristic of the peasant,
and indigenous worldviews situated in the sphere of community. For example,
indigenous peasant organizations of CLOC in Central America recognize the
ancient Mayan text, the Popol Wuj, as a reference for their educational-political
praxis, which is combined with hands-on agroecological learning in what we
have called the “Pedagogy of the Milpa” (Barbosa 2015a; Barbosa and Sollano
2014). The “milpa” is the traditional farming system of Mesoamerican peasants, composed of maize, beans, and many other cultivated plants. In the
milpa, we find both a reference to indigenous peasant identity and a place for
the educational and formative processes of children and young people with the
concrete experience of agroecology. The way in which the cultural, linguistic
and political legacy of Popol Wuj has been appropriated and disseminated
expresses the conjugation of different elements in the recovery and strengthening of socio-cultural identity and in the conformation of a collective historicalpolitical subject (Barbosa and Rosset 2017b).
Pedagogy of example and pedagogy of experience
Pedagogy of Example is a constructivist pedagogical praxis proper to the PtP
method (Machín Sosa et al. 2013; Val et. al., in 2019). The epistemic
foundation of this perspective dialogues with the traditions of Latin
American pedagogical thought, inspiring conceptions, educational projects,
and educational subjects for a revolutionary future. The Cuban and
Nicaraguan revolutions are important sources of inspiration for many of
these organizations, seen, for example, in the idea of work as an educational
principle (Castro 1974), and in the theoretical-political content of Che
Guevara’s Pedagogy of the Example (Guevara 2004).
This is an underlying pedagogical foundation in the elaboration and
implementation of the PtP methodologies based on the horizontal socialization of knowledge. These are social methodologies for the construction of
territorial processes to take agroecology to scale (Rosset 2015; Val et al. in
2019). The sense of scale that we use here is that of many peasant families
that undergo an agroecological transformation of the farms, who are the
subjects of the territorial expansion of peasant agroecological praxis (Machín
Sosa et al. 2013). It is also a methodology based on the Pedagogy of
Experience, in which a peasant family visits another family that is successfully practicing an agroecological solution to a problem common to all
(Barbosa and Rosset 2017a, 2017b).
AGROECOLOGY AND SUSTAINABLE FOOD SYSTEMS
9
In the Pedagogy of Example, the exchange visit is the main activity. The
host families are responsible for the transmission of knowledge of the
experience visited, for its pedagogical mediation, and the classes take place
in the plots (Barbosa and Rosset 2017a, 2017b; Holt-Giménez 2008; Machín
Sosa et al. 2013). The same principle operates in the peasant agroecology
training schools, which are not the formal scholastic education schools, nor
are the aimed at youth per se, but are spaces in which peasants exchange
knowledge among each other (McCune, Reardon, and Rosset 2014; McCune
and Sánchez 2019).
Pedagogy of the movement
The Pedagogy of the Movement refers to the pedagogical and formative experiences and process that are inherent to participating in a social movement
engaged in collective struggle (Barbosa and Rosset 2017a, 2017b). It is based
on the conception that educational-pedagogical training takes place in all spaces
of political struggle, whether a march, a barricade, a land occupation, a collective
labor exchange to plant a crop, or the physical collective construction of
a schoolhouse (Barbosa 2015b, 2017; Caldart 2004).
For many of the organizations, the agroecology process is intimately
related to the struggle for agrarian reform (Rosset 2013), and also relates to
other struggles: the right to education, to health, to production, to the
democratization of communication, the rights of children and adolescents,
among others, all of which are also fertile territory for the conformation of
the sociohistorical and political subject, forged in the dialectical movement of
struggle. The pedagogical dialectic “is constituted as a pedagogical matrix of
concrete practices of formation…, not creating a new pedagogy, but inventing a new way of dealing with pedagogies already constructed in the history
of human formation” (Caldart 2004, 329). In this Pedagogy of the Movement,
the peasant organizations themselves are the collective pedagogical subject by
nature, and the educational process is placed beyond the school walls, being
pedagogically strengthened in all the places and dynamics of the struggle for
land and territory.
In this Pedagogy of the Movement, agroecology is approached from the perspective of work as an educational principle, consolidating agroecological production in the territories where the schools and institutes are located, and in the
realization of socio-productive labor in the neighboring communities, to promote
and spread the materialization of the agroecological experience (Batista 2014).
Pedagogical practices in formal education for peasant youth
These philosophical threads come together in varied combinations in the
concrete pedagogical practices deployed in the spaces that the CLOC has
10
P. ROSSET ET AL.
built in Latin America for the formal education of peasant youth (among
other kinds of training and formation where the same philosophical bases
can be identified). Here agroecology is consolidated as conception, method
and political project. An exemplary case is that of the Escolas do Campo
(“schools of the countryside”) which are public schools in peasant communities in Brazil that were won through widespread peasant protest (Barbosa
2017). The struggle Movement of Landless Rural Workers (MST) was crucial
for the consolidation of the National Policy of Education of the Countryside.
These schools recognize agroecology as a curricular matrix, in addition to
each of them having productive areas for learning agroecological practices
(Barbosa 2017; Ribeiro et al. 2017).
There are also CLOC and LVC schools of agroecological and political formation at the level of higher education, which might be called peasant universities.
The most notable example is that of the Latin American Institutes of
Agroecology (IALAs): IALA Guaraní (Paraguay), IALA Amazónico, and the
Escuela Latinoamericana de Agroecología – ELAA (Brazil), IALA Paulo Freire
(Venezuela), IALA María Cano (Colombia), IALA Mesoamérica (Nicaragua),
IALA Mujeres Sembradoras de Esperanza (Chile), and the Universidad
Campesina “SURI” (UNICAM SURI), in Argentina (LVC 2015b).
These schools receive young militants from various LVC/CLOC organizations. In them, the formative process articulates the political dimension of
agroecology; they are schools that seek to promote a formation of technical
character or in a superior level, to form their own technicians and organic
intellectuals, central in the theoretical-epistemic and political confrontation
with the forces capital in the countryside. These instances of political formation are structured by common political-pedagogical principles: praxis as
a principle of human formation, internationalism, work as an educational
principle, organicity and the link with the community (LVC 2015b).
The young militants or cadre who are trained politically and in agroecology are fundamental for the political project or dispositive of CLOC/LVC.
Not only do they become active subjects in the construction of their own
realities, but they become central actors in the whole process of agroecological transformation in their territories. These young people become the
hinge that articulates the technical-political dimensions of agroecology with
the territorial processes. They are key to the scaling up and territorialization
of agroecology as a form of production and a peasant political project
(McCune 2017; McCune et al. 2017).
Although these schools have only been in existence for a few years – the
first, IALA Paulo Freire in Venezuela – opened its doors in 2006, and the
others over the following years, we have already seen an impact in this sense.
The graduates of this first IALA already occupy key positions as cadres,
militants, and facilitators of the agroecological and political processes of
their organizations in Brazil, Colombia, Venezuela, Paraguay, and
AGROECOLOGY AND SUSTAINABLE FOOD SYSTEMS
11
Nicaragua. This extraordinary harvest is permitting the articulation of “peasant-to-peasant-style” processes in many places (McCune et al. 2016).
The pedagogical practices of all of these schools or universities share
certain common elements (Stronzake 2013; Meek 2014, 2015; McCune,
Reardon, and Rosset 2014; Rosset and Martínez-Torres 2016; Rosset 2015;
Hernández and Naranjo 2014; Barbosa and Rosset 2017a; 2017b; Mier y
Terán et al. 2018). Among the elements of this emerging pedagogy (Rosset
and Altieri 2017), we can include the following:
●
●
●
●
●
●
●
●
●
Horizontal dialogue among different ways of knowing (diálogo de
saberes) and the horizontal exchange of experiences (as in PtP and
others, such as community-to-community)
Holistic integration of technical-agroecological education with politicalethic, humanist and internationalist education, including respect for
Mother Earth and the concept of “living well” or Buen Vivir
Alternation between time at school and time in the home community
The design of all physical spaces and times of the pedagogical experience – reading times, field work, collective cleaning and maintenance of
the school, collective preparation of meals and cultural activities – as
components of the formative process (Barbosa 2017; McCune et al.
2017)
Political struggle as pedagogical, in that subjects are as much formed
during marches, in land occupations, in barricades, as they are in school
(Barbosa 2016; Caldart 2004)
Self-management, collective organization, school administration, and
the design and application of the study plan, are also part of the
formative experience
The educational process is not designed to form “know-it-all” experts of
agroecology, but rather to form facilitators of horizontal processes of
knowledge exchange and collective transformation
Agroecology is understood as a fundamental tool for peasant resistance,
the construction of food sovereignty and a new relationship between
people and nature
Agroecology is understood as “territorial”: it requires organicity and is,
above all, a tool for struggle and collective transformation of the rural
reality
These are elements that have been enriched through regional, continental
and global processes in LVC, with the objective of consolidating a critical
formation, through exchanges and dialogue, and agroecology as a politicaleducational project and principle. In essence, they represent the collective
construction of a conception of human education and formation, articulated
through upon a peasant, indigenous and popular epistemic basis.
12
P. ROSSET ET AL.
The diverse epistemes of the member organizations of CLOC and LVC
(Rosset 2015) bring many conceptions of agroecology together in a common
vision, with food sovereignty as a political principle for the emancipation of
people in the countryside. In the conflict with transnational capital, there is
a necessary link between territories, subjects, education and agroecology,
which is key in the advancement of a political agenda of peasant struggle
(Barbosa and Rosset 2017b). In order to further understand the processes in
which these young people are inserted and formed within the CLOC/LVC,
we use the category of territorial mediators as a crucial specific dispositive
(McCune 2017, 2017; McCune et al. 2016).
Territorial mediators as a dispositive of transformation
To understand what we refer to as “territorial mediators,” a key concept is
that of the “pedagogical mediator” (Vygotsky 1978), as the one that culture
provides us to be able to internalize the cultural forms of behavior
historically constructed. Instead of the idea of tools directed out of the
human being to dominate his environment, Vygotsky emphasized the
psychological instruments that are directed from the cultural environment
towards the interior of the individual to form and condition his mind.
Learning is not something forced but the result of a process of internalization of meanings that exist in intersubjective relations; people often do not
learn directly but through mediators. Pedagogical mediators can be people,
acts, moments, actions or symbols that allow the approach between
a content and the learning of the educational subject, through the culturally constructed meaning. They are the instruments that allow the socialization and interiorization of cultural content in individuals (McCune
2017; McCune et al. 2016).
Like pedagogical mediators, who favor the interiorization of cultural contents, territorial mediators facilitate the transformation of territories with
agroecology (McCune et al. 2016; McCune and Sánchez 2019). The transformation of territories is not a direct subject–object action. On the contrary, it
is a mediated process, in which diverse subjects assume specific tasks in
determined moments, creating social feedback and emerging principles,
which imply new learning for social movements. The integration of young
cadres to the territories as popular educators, as is the case of the graduates of
the IALAs, who promote the pedagogical development of peasantmultipliers, is a kind of ‘ant work’ in agroecology that does not adhere to
the conventional systems of planning and finance, but rather the logics of
collective action.
Transformative activity is at the heart of the pedagogical dispositive of
agroecological training, both in the contexts of formal and university
education and of social processes “from below” (McCune, Reardon, and
AGROECOLOGY AND SUSTAINABLE FOOD SYSTEMS
13
Rosset 2014; Sevilla Guzmán 2013). The main difference lies in the formative methods, not only in the construction of the personality and
identity of individual subjects but also in the self-construction of an
agroecological historical subject (Barbosa 2015b, 2017; Barbosa and
Rosset 2017a, 2017b; Val et al. in 2019). The pedagogical mediators of
agroecological training in LVC are translated into learning and subjectivism at the individual, collective and sociohistorical/territorial levels (see
Table 2).
The activity is the fundamental pedagogical mediator of the agroecological
formation: both the agroecological activity as well as the organizational,
creative and recreational activities, and the complementary relations with
the workers of the formative center. However, the social struggle itself is the
main experience forming political cadres of the organizations. The theory of
situated learning (Lave and Wenger 1991) contributes much to the understanding of the gradual, peripheral participation of the subjects of formation
in a community of practice-its social movement-that carries out organizational tasks in the socio-cultural contexts of the social reproduction of the
peasant, indigenous and rural worker base. This is how the organizational
culture becomes the second great pedagogical mediator of the social movements that are formed in agroecology (McCune 2017). It is the pedagogy of
the movement explained above.
Therefore, the transforming praxis of agroecological movements cannot be
limited to school spaces but must assume a territoriality of collective action
(Sevilla Guzmán 2013). The action of ‘learning-action’ does not merely refer
to practical exercises, however, useful they may be, during ‘school-time’. The
work of the social movements in the countryside is not limited to practicing
agroecology, but also assumes the political-historical task of taking it to scale
in the territories.
If we take the example of the PtP method, in which the peasant becomes
a promoter, capable of teaching his or her experiences in agroecology to his
or her neighbors and peasants from other communities, we see clearly that it
contributes to self-esteem and the revaluation of his or her way of life by the
ecological vocation. The promoters reveal broad communicative skills while
assuming a greater role in the territorial structures of the movement. These
learning experiences are not limited to the cognitive processing of agroecological techniques or contents; this processing is rather a consequence of
their conversion into agroecologists, in the ethical, cognitive, cultural, social,
and political sense. The ability to imagine a different future is part of
agroecological learning: for people who have become promoters of the
LVC’s territorial agroecological processes, the design of the farm-level transition and the vision of change taking place on agroecological time scales are
part of the transformation they experience as individuals (McCune 2017).
14
Table 2. Three levels of learning and knowledge mediated by distinct pedagogical activities.
Permanent small groups with names and slogans for
dividing chores at school
Interpersonal: small groups
and classroom
Realization of diversity
potential, rescue of
historical memory
Learning to work with different types of people Achieving fuller
participation
Individual subjects
Sensitizing and motivating learner
Gardening: double-digging, seed selection, soil preparation, Connecting practice with new information,
Produces bonds among
composting, thinning, transplanting, watering, mulching, building on previous knowledge, discovering
“coworkers,” pride,
combining crops, weeding, rooting, harvesting, tasting
new interests, questions, and qualities in oneself recognition of previous
knowledge
Readings and analysis of texts
Strengthening reading and synthesis skills
Fomenting debate,
stimulating zone of
proximal development
Physical-emotive games
Motivations, stimulating creativity
Stimulating self-esteem,
collective bonds,
interpersonal trust
Exchanges with local peasant farmers and communities
Developing protocol and methods for working Breaks out of the classroom
dynamic, improves
in communities
reflection
Theater created by educandos in small groups and
Creative thinking, transforming course itself into Gaining fuller participation,
performed for class and guests
“performance” to observe critically
trust within group, bringing
“electricity” to group
Interpretation of poetry and songs
Use of figurative language, cultural codes
Chance to share and
compare taste in music and
art
Intergenerational and intercultural dialogue
Gratifying experiences, listening skills
More complete collective
constructions and senses
Oral and written self-, co-, and hetero-evaluation and
Critical writing and thinking skills
Distribution of
synthesis of course
responsibility for collective
processes
Socio-historical and territorial
subjectivity
Re-production of traditional
culture, revaluing forms of
knowing
Generates more diverse “answers”
or representations within unity of
collective subject
Gaining ability to be food selfreliant, and teach production
methods for generating food
sovereignty
Reinforcing historical memory,
employing relevant categories of
analysis
Creating new categories of
meaningful fun, bonding
Legitimizes course in eyes of the
community; broadest
contextualization of LVC courses
Gaining a simple, flexible “tool” for
critical reflection in communities
Connection between historical
moment and the art it produces
Continuity, relevo
Historical record
P. ROSSET ET AL.
Level ⋙⋙⋙
Activity
\/
\/
Mística
AGROECOLOGY AND SUSTAINABLE FOOD SYSTEMS
15
Conclusions: toward an educational-productive reterritorialization
In the process of consolidation of agroecology as a principle and political
project and dispositive, traditional knowledge, experiences, and sociocultural identities are claimed as constitutive axes of learning (Barbosa
2014, 2015a; McCune et al. 2016; Meek 2015). The educational-pedagogical
praxis also happens beyond the school and university space, incorporating
other places for the construction of pedagogical and formative processes.
There is an educational-pedagogical reterritorialization that articulates multiple places for the conformation of political subjectivity, cultural identity and
the diálogo de saberes (Barbosa 2014, 2015b, 2017; Martínez-Torres and
Rosset 2014), in which a logic of the educational process is affirmed that
deconstructs the logic proposed by modern rationality, “where there is no
place for everyday life” (Barbosa and Sollano 2014, 86).
In this pedagogical matrix, knowledge is constructed in the different
educational territories beyond the school space (school-time and community-time), linking theory and practice, giving a reflective function to schools
and training institutes, and articulating them into the concrete life of the
communities, territories, and spaces of political praxis.
Outstanding examples of educational-pedagogical reterritorialization are
the different spaces of knowledge construction, such as the pedagogy of the
milpa that takes place in cornfields, in EdC and in the IALAs discussed
above. In these concrete places, the indigenous and peasant rationalities of
ancestral modes of production are articulated with the strengthening of the
agroecological matrix as a territorial and political process. The agroecology of
LVC is an agroecology with a sociohistorical and political subject, the
medium through which the radical transformation of the productive, economic and social system is sought. To this end, a strong commitment is
being made to the training of rural youth with technical capacities and
effective agroecological practical ability, as well as political cadre who contribute to the organization and management of territorial processes – for
example, the PtP processes – in pursuit of the political project of their
organizations (BORRAS JR, Edelman, and Kay 2008; Desmarais 2007,
2015a; LVC 2011a, 2012, 2013, 2016; Martínez-Torres and Rosset 2010,
2013; Rosset and Martínez-Torres 2012, 2016).
In order to overcome the barriers to agroecology (Rosset and Altieri 2017)
and catalyze the scaling and massification, it is necessary to strengthen the
dispositive of pedagogical-training and territorial processes of peasant organizations. In particular, the schools and institutes of agroecology are among
the main tools for the formation of critical subjects, as well as the central
strategy for disputing meanings in the countryside. The emphasis on generational renewal and the strengthening of work with youth represents one of
the main political objectives of LVC in the long-term dispute (Barbosa 2013,
16
P. ROSSET ET AL.
2015b, 2017; Barbosa and Rosset 2017b; McCune, Reardon, and Rosset 2014;
McCune et al. 2017).
Agroecological consciousness in the peasantry is vital to build alternatives
for the countryside, in rejection of the project of global capital that puts
human survival at serious risk. It is a feminist, decolonizing and anticapitalist consciousness based on the observation of, and work with, nature,
for the production and distribution of food. The graduates of peasant schools
are people capable of transforming power relations and promoting structural
changes that allow their societies to approach the realization of food and
popular sovereignty.
The constitution of critical subjects in and from the rural world (with
specific characteristics of this twenty-first century) is perhaps one of the most
revolutionary actions of our time. Examples such as Zapatismo and those
presented here provide an account of this epistemic-ontological revolution
that seeks to radically transform the ways of producing and co-inhabiting
Mother Earth (Giraldo 2018). The schools and agroecological processes of
the peasant movement are part of the PtP dispositives in territories as well as
national and international spaces (Val et al. in 2019). They are important for
taking agroecology to a territorial scale (Mier y Terán et al. 2018) with
a political vision and transformational project that go far beyond just the
productive sphere.
Note
1. We use the term “dispositive” in the sense of an alternative and counter-hegemonic power
dispositive developed to counter the technologies of power and the structures of oppression of “disciplinary” or “control” societies (Bussolini 2010; Deleuze 2006; Foucault 1992,
2000), today transformed into control societies, and a multidimensional device of mechanism for assembling different interrelated practices, discourses and representations that are
put into play for a specific collective action (Val et al. in this issue).
Funding
This work was supported by the Consejo Nacional de Ciencia y Tecnología [Graduate
Fellowship awarded to V. Val]; Fundação Cearense de Apoio ao Desenvolvimento
Científico e Tecnológico [PVE grant awarded to P. Rosset].
ORCID
Peter Rosset
http://orcid.org/0000-0002-1253-1066
Valentín Val
http://orcid.org/0000-0003-3680-3385
Lia Pinheiro Barbosa
http://orcid.org/0000-0003-0727-9027
Nils McCune
http://orcid.org/0000-0001-9040-9595
AGROECOLOGY AND SUSTAINABLE FOOD SYSTEMS
17
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Agroecology and Sustainable Food Systems
ISSN: 2168-3565 (Print) 2168-3573 (Online) Journal homepage: https://www.tandfonline.com/loi/wjsa21
MST’s experience in leveraging agroecology in
rural settlements: lessons, achievements, and
challenges
Ricardo Serra Borsatto & Vanilde F. Souza-Esquerdo
To cite this article: Ricardo Serra Borsatto & Vanilde F. Souza-Esquerdo (2019) MST’s
experience in leveraging agroecology in rural settlements: lessons, achievements,
and challenges, Agroecology and Sustainable Food Systems, 43:7-8, 915-935, DOI:
10.1080/21683565.2019.1615024
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AGROECOLOGY AND SUSTAINABLE FOOD SYSTEMS
2019, VOL. 43, NOS. 7–8, 915–935
https://doi.org/10.1080/21683565.2019.1615024
MST’s experience in leveraging agroecology in rural
settlements: lessons, achievements, and challenges
Ricardo Serra Borsatto
a
and Vanilde F. Souza-Esquerdo
b
a
Center of Nature Sciences, Federal University of São Carlos (UFSCar), Buri, Brazil; bIntegrated Council
of Planning and Management, College of Agricultural Engineering, State University of Campinas,
Campinas, Brazil
ABSTRACT
KEYWORDS
Since the mid-1990s, the Landless Workers’ Movement (MST) in
Brazil has promoted agroecology in its settlements as a strategic guideline. Although agroecological production experiences
have spread throughout settlements, MST has not yet succeeded in making agroecology the dominant paradigm within
its settlements. Thus, the main purpose of this article is to
understand the challenges faced by the MST in promoting
the adoption of agroecological practices by its settlers. A framework consisting of eight drivers identified as crucial to bring
agroecology to scale was used to analyze and discuss the
advances achieved and the challenges faced by the MST. Our
findings suggest that some structural characteristics of the MST
and the Brazilian State impose unique and complex challenges
for the project of scaling agroecology in rural settlements.
Therefore, we suggest that some drivers must be better
applied in a coordinated way, for example, a) investing in
less hierarchical processes of rural extension such as campesino-a-campesino (peasant-to-peasant) methodology and participatory certification; b) implementing more demonstrative
areas of agroecological production in settlements, and c)
advancing actions and partnerships that bring farmers and
consumers closer.
peasant movements;
scaling-out agroecology;
MST; Brazil
“Lutar! Construir Reforma Agrária Popular”
(Struggle! Build People’s Agrarian Reform)
MST’s motto
Introduction
As proposed in this special issue, this article addresses the challenge of
scaling-out the adoption of agroecological practices in family and peasant
agriculture. Rosset and Altieri (2017) and Mier et al. (2018) defined scalingout agroecology as the adoption of agroecological principles by an increasing
number of families, over increasingly larger territories.
CONTACT Ricardo Serra Borsatto
[email protected]
Center of Nature Sciences, Buri 18245-970, Brazil
© 2019 Taylor & Francis Group, LLC
Federal University of São Carlos (UFSCar),
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R. S. BORSATTO AND V. F. SOUZA-ESQUERDO
Agroecology offers fundamentals and principles that allow us to question
the entire current food system (McMichael 2009a, Mier et al. 2018) and at the
same time propose a new one, based on new principles (Altieri and Nicholls
2012; Altieri and Toledo 2011; Giraldo 2018; Gliessman 2015; Rosset and
Altieri 2017). Thus, both theoretical and practical propositions drawn from
agroecology have been increasingly embraced by social movements representing the interests of peasants, because it is the peasants who are most
affected by the externalities of the current food system (Rosset and MartínezTorres 2014; Rosset and Maria Elena 2012; Desmarais 2008; La Via
Campesina 2016).
This paper is inserted in this field, by reflecting on scaling agroecology
intending to build an agri-food system based on new values and social
relations, where peasant agriculture plays a leading role. Therefore, its
scope differs from the efforts that intend to institutionalize agroecology
promoted by the Food and Agriculture Organization of the United Nations
(FAO) and policy-makers around the world. As a general rule, the interests
of these agents are from a reformist perspective, considering that agroecology
may be a tool to help mitigate the negative externalities of the dominant food
system. On the other hand, peasant movements view agroecology as the way
to construct a new, more just, and equitable agri-food system (Giraldo and
Rosset 2018; Rivera-Ferre 2018; Rosset and Altieri 2017).
The Brazilian context offers a rich background to understand how these
different perspectives on agroecology coexist and influence its scaling. Brazil
stands out worldwide for having developed and implemented different policies explicitly aimed at family1 and peasant farming, which seek to promote
the adoption of more sustainable production systems based on agroecological
principles (Candiotto2018; da Costa et al. 2017; FAO, and IFAD 2017;
Gliessman 2014; Petersen, Mussoi, and Dalsoglio 2012). On the other hand,
the implementation of these policies has never threatened the growing state
support to the agro-export sector of agricultural commodities (Sauer and
Mészáros, 2017). Thus, Brazil is recognized as both a pioneer in the institutionalization of agroecology and simultaneously one of the world’s largest
consumers of agro-chemicals and a huge exporter of agricultural commodities (Bojanic 2017; Jardim and Caldas 2012).
In this setting of enormous contradictions, Brazil’s Landless Workers’
Movement (MST- Movimento dos Trabalhadores Rurais Sem Terra) is considered one of the most important social movements in the world.
Throughout its history it has supported approximately 350,000 farm families
who occupied land (Fernandes 2009; Wolford 2003).
MST began to see agroecology as an important tool for the development of
its settlements in the mid-1990s. Different drivers led the Movement to
question the model it had defended until then, mainly a) the advance of
the neoliberal wave in Brazil, which opened agricultural markets and
AGROECOLOGY AND SUSTAINABLE FOOD SYSTEMS
917
eliminated subsidies, and b) the formation and participation of the MST in
La Via Campesina. This context created conditions for the MST to revise its
guidelines, which opened room for the Movement to absorb new ideas,
among them, agroecology (Borsatto and Do Carmo 2013; Frade and Sauer
2017).
Although agroecological production experiences within rural settlements
linked to the MST have multiplied and spread throughout different regions
of the country in recent decades, the Movement has not yet succeeded in
making agroecological principles the technical guideline of the majority of its
settlers. Despite the lack of data, it is possible to infer that the conventional
model of production, dependent on agrochemicals, sometimes with the use
of transgenic seeds, is still predominant in most rural settlements. Based on
this reality, this paper is a theoretical reflection about the challenges faced by
MST in scaling-out agroecology in its rural settlements.
The framework for our analysis and reflections was based on a set of eight
key factors for understanding the scaling of agroecology proposed by Mier
et al. (2018), based on the study of some emblematic cases: (1) recognition of
a crisis that motivates the search for alternatives, (2) social organization, (3)
constructivist learning processes, (4) effective agroecological practices, (5)
mobilizing discourses, (6) external allies, (7) favorable markets, and (8)
favorable policies.
The data presented and discussed in this paper came from an extensive
literature review about experiences with agroecology within the MST.
Moreover, the authors have performed research with MST for approximately
two decades, conducting field research, attending events, presenting courses,
talking to leadership, among other activities that have provided them with
privileged access, enabling direct observations.
In addition to this introduction, we have organized this text into three
sections. The next section presents a brief description of the MST and how
the agroecology discourse has advanced in the Movement. In the following
section, the key-drivers proposed by Mier et al. (2018) are used as a framework to analyze the advances and challenges of the MST in relation to
agroecology. In the conclusions, we summarize our findings and point to
actions that can help the MST in its effort to scale out agroecology in rural
settlements.
MST
The MST was founded in 1984 and is considered one of the most important
peasant movements in the world (Fernandes 2009; Wolford 2003). In its first
decade of existence, MST advocated a model of rural settlement guided by an
orthodox Marxist reading, inspired by the experiences of Soviet kolkhozes
and the Cuban Cooperativas de Producción Agropecuaria (Agricultural
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R. S. BORSATTO AND V. F. SOUZA-ESQUERDO
Production Cooperatives – CPAs). The focus was on promoting highly
productive settlements, heavily mechanized, with intensive use of agrochemicals, specialized in few crops, vertically integrated, and with all work activities collectivized (Diniz and Gilbert 2013; Fabrini 2002).
Despite the presence of people inside the MST defending principles that
are now part of the agroecological approach – such as food sovereignty,
environmental preservation, use of alternative technologies, and valorization
of peasant knowledge – the dominant political ideology within the
Movement was headed in another direction (Andrade Neto 2015).
At that time, MST advocated a model of cooperation that encouraged a
rigid organization and specialization of labor, inspired by the industrial
model. The Movement recognized in this model the path for economic
viability of the settlements, as well as the political organization of its social
base in developing a revolutionary consciousness (Borsatto and Do Carmo
2013). The guideline of MST was to eliminate, as far as possible, the peasant
autonomy of its settlers by promoting the collectivization of all the activities
in the settlements (Andrade Neto 2015; Borges 2010; Brenneisen 2002; Diniz
and Gilbert 2013).
MST indicated a uniform model for settlements, centered on a predominantly economic view. Following the Cuban example, the Movement encouraged the implementation of Cooperativas de Produção Agropecuárias (CPAs)
in the settlements. More than 40 CPAs were organized in different regions of
the Brazilian territory (Andrade Neto 2015; Diniz and Gilbert 2013; Scopinho
2007).
However, both the Movement’s internal issues and the country’s economic
situation led MST to recognize that the collectivist model of CPAs with
production systems highly dependent on the Green Revolution technological
package was not the best way, much less the only one for most of the
settlements. Internally, it became clear that a more flexible approach on
cooperation was needed, since a significant part of the MST’s social base
desired greater autonomy and did not want to adhere to the CPAs project.
Moreover, administration of the CPAs required management skills that were
still scarce among the settlers (Scopinho 2007).
Externally, the neoliberal reforms carried out by the Brazilian government
in the 1990s ended with sectoral policies that protected the agricultural
market. Subsidies were eliminated, the currency was devaluated, markets
were opened, and credit lines for rural settlers were terminated. These
reforms directly impacted the settlers and the CPA model. Gains in productivity were not enough to enable the settlements. In general, the settlers were
indebted and confronting a severe financial crisis (Borges 2010; Brenneisen
2002; Diniz and Gilbert 2013).
Considering this juncture, in the mid-1990s, the Movement began to
consider and experiment with new forms of settlement organization.
AGROECOLOGY AND SUSTAINABLE FOOD SYSTEMS
919
Instead of emphasizing the formation of “cooperatives,” the Movement
started to defend “cooperation” in different forms and intensities. In this
new context, ideas close to the agroecological field began to gain relevance
inside the MST (Borges 2007; Frade and Sauer 2017; Grossi 2017).
Since then, MST has looked to new references to broaden its discourse on
the agrarian question and its agenda. This can be seen in the Agrarian
Reform Proposal of 1995 (MST 2005), which contains criticisms of the
CPA model. Moreover, proposals were made for a new productive model
for the settlers.
Undoubtedly, the formation of La Via Campesina during the same period
was of crucial importance for the reflections carried out by the MST. The
MST’s participation in La Via Campesina expanded its range of institutional
relations, by placing the Movement in contact with other international social
movements that had already incorporated environmental issues into their
agendas, and incorporated new theoretical references (Barcellos 2011;
Borsatto and Do Carmo 2013; Picolotto and Piccin 2008).
At its IV National Congress held in 2000, the MST centered its discussions
on “organization of settlements” and explicitly assumed agroecology as a
guideline. MST recognized that it was necessary to improve the settlement
model, which was characterized by emphasizing dimensions related to work
and production, which ended up prioritizing the economic aspects of existence and relegated other dimensions of life to the background. Since then,
the guideline has become that the settlers’ production should primarily be
focused on ensuring quality and abundant food for families (Barcellos 2011;
Borges 2007; Frade and Sauer 2017).
In line with the discussion promoted by La Via Campesina, the agroecological discourse gained strength within MST, not only as an agricultural
practice less aggressive to the environment but conjugated with an intense
political questioning about the agricultural policies adopted by the Brazilian
State. Following the IV National Congress, the Movement carried out several
measures designed to internalize agroecology within rural settlements. Of
course, these actions were not implemented with the same intensity throughout the national territory; differences at the state level are easily observed.
The state of Paraná is one of the regions in which the MST’s leaders have made
significant efforts in scaling-out agroecology. For example, since 2002, the MST in
partnership with other organizations linked to peasant causes has organized, once
a year, an event named Jornada de Agroecologia, a meeting to discuss agroecology
that assembles between 4000 and 6000 peasants, most of them settlers linked with
MST (Meek 2015; Tardin 2009; Valadão and da Costa 2012). In addition to the
Jornadas, the MST of Paraná also has advanced in the implementation of training
and research centers dedicated to agroecology (Gonçalves 2011).
In 2007 at its V National Congress, the MST adopted a sharp criticism of the
capitalist agriculture model promoted by the large multinational companies,
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pointing to its dire consequences. Thus, it has advanced the defense of agroecology
as a paradigm that must guide the production systems of its settlers (Rosset and
Martínez-Torres 2012; MST 2007, 2009).
Since its VI National Congress in 2014, the Movement has focused its forces in
defense of the People’s Agrarian Reform. The proposal of the People’s Agrarian
Reform reinforces the strategic role of agroecology. Framed under the food
sovereignty discourse, agroecology is seen as a path to articulate the common
struggle of both urban and rural popular forces. Thus, agroecology is considered
more than a set of practices to support production processes in settlements; it is
considered a priority policy line for the MST, fundamental for advancing its project
of society (MST 2015).
In short, in the last two decades, the agroecological discourse framed by the
perspective of food sovereignty is on an upward curve within the MST. On the
other hand, although numerous and important agroecological experiences can be
observed, these experiences are still exceptions within the universe of rural settlements linked to the MST (Gonçalves 2011; Pahnke 2015; Valadão 2012).
Thus, the Movement has focused its efforts on the construction of agroecological territories in its settlements, seeking to reduce the distance between its sociopolitical discourse (“agroecology as framing,” by Rosset and MartínezTorres 2012) and the adoption of agroecological production systems by its settlers
(“agroecology as farming,” by the same authors).
The MST’s advances and challenges in scaling-out agroecology
MST’s social base reaches more than 350,000 families (approximately 1.5
million people), distributed in thousands of camps and rural settlements
(MST 2018b). Estimates, based on interviews with leadership, indicate that
at least 5% of this social base implements agroecological principles in their
production systems, which means more than 10,000 farmers families (Pahnke
2015).
Bear in mind that the MST is a peasant movement with a national dimension,
geographically dispersed throughout Brazil, with a presence in almost all the states
of that continental country. This diversity and scale are important starting points to
understand the advances and challenges related to the massification of agroecology
in the MST’s settlements.
With almost 35 years of existence, settlements initiated at different times are part
of MST, from those established in the 1980s and 1990s, including some CPAs that
still exist, to recent settlements still lacking basic infrastructure, such as housing,
sanitation, or water.
There is also a wide diversity of types of rural settlements. Some are
located in the Amazon region and follow an extractive model, with their
settlers making their living from latex or fruit collections from the forest.
Others have been established within regions characterized by the production
AGROECOLOGY AND SUSTAINABLE FOOD SYSTEMS
921
of export-oriented monocultures. Some settlements are on the fringes of
highly urbanized areas, while the access to others is precarious and several
days travel from the nearest city. There are settlements where all families live
close together, and the production areas are set aside, as well as settlements
where each family lives and produces on its own individual plot.
Consequently, analysis of the MST’s efforts in promoting agroecology must
discuss a scaling process that occurs in different cultures, biomes, histories,
climates, soils, degrees of involvement, etc. This heterogeneity that makes up
the MST is perhaps one of its most striking characteristics.
Even with this significant heterogeneity the Movement has an organicity,2
which allows the MST to join its militants in a common struggle. From this
organicity emerges the strength of the MST.
Furthermore, the social base of the MST includes at least two different
subjects, one that is still struggling to access a piece of land and another one
that has already been settled. While for the former, MST offers means to
solve their main problem – access to land, the second group has more
diffused everyday demands such as housing, education, irrigation, credit,
work tools, healthcare, and of course to produce – which are negotiated
daily with or without the support of MST.
Thus, a rural settlement, far from the ideological vision of being an
isolated territory on which the MST has a strong influence, is a territory
characterized by a political, ideological, and economic dispute with the
bourgeoisie and other forces of capital for its control. Every moment, the
promises of higher productivity of the agribusiness agricultural model and
the charms of clientelist government policies seduce the settled families
(Nunes, Marjotta-Maistro, and Santos 2016). Consequently, the influence
that the MST has, while peasants are still struggling to gain access to a piece
of land (camped), partially fades with the formation of the settlement.
Considering this complex context, the lack of a simple answer to bring
agroecology to scale within rural settlements is evident. Multiple paths must
be traveled simultaneously for agroecology to become the dominant paradigm in settlements linked to MST.
The research of Mier et al. (2018) presents some common key drivers in
successful agroecology scaling processes that, despite being identified in
much more homogeneous contexts, may be useful in identifying the advances
and challenges faced by MST in this process.
Driver 1: recognize a crisis that motivates the search for alternatives
As occurred in the cases studied by Mier et al. (2018), MST began to
internalize agroecology as a guideline after recognizing a crisis. The wave
of neoliberal policies that plagued Brazil from the beginning of the 1990s
called into question the model of agricultural production advocated by the
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R. S. BORSATTO AND V. F. SOUZA-ESQUERDO
MST because the indebtedness of the settlers prevented access to new
resources for continuing the production model based on the technological
package of the Green Revolution. In this context, isolated production
experiences based on agroecological principles gained visibility and importance within the Movement. (Borges 2007; Borsatto and Do Carmo 2013;
Guhur 2010).
The analysis of specific cases where a significant number of settlers decided to
adopt agroecological principles in their production systems also demonstrates that
a crisis was the propeller of this process. For example, in the settlements in the
Metropolitan Region of Porto Alegre that produce rice using agroecological
principles on more than 3,600 hectares, involving 445 farm families, a profound
crisis of rice cultivation was the driver that encouraged the first experiences of
organic rice planting (Martins 2017).
However, our inferences suggest if on the one hand, a crisis may be the
triggering factor for scaling agroecology, on the other hand, its absence may
be an inhibiting factor. Perhaps, the lack of perception of a crisis could be the
main factor inhibiting the expansion of agroecology in Brazil and,
consequently, in rural settlements.
Beginning the mid-1990s and more intensively during the Lula and Dilma
governments (2003–2016), a set of policies aimed at supporting family farming
have been implemented in Brazil, which ends up creating favorable conditions,
albeit minimal, for the social reproduction of this group of farmers (Grisa and
Schneider 2015). This situation allows a significant portion of the Brazilian smallholder farmers, including the settlers, to gain access to subsidized credit lines,
institutional markets, rural extension, and insurance. All these policies encourage
the farmers to maintain their conventional production systems (Carneiro 1997;
Grisa and Porto 2015).
Obviously, when compared to policies aimed at the large agribusiness-exporter
sector, these policies move volumes that can be considered derisory. Moreover,
some of these policies are directed at inserting family farming into the
agroindustrial chains of the corporate food system (Carneiro 1997; Gazolla and
Schneider 2013).
Driver 2: social organization and intentional social process
According to Mier et al. (2018) “social organization is the culture medium
upon which agroecology grows.” Successful experiences of scaling agroecology within settlements confirm the importance of social organization as a key
driver in this process.
Valadão (2012) identified, in the state of Paraná, 660 settled families that
cultivated agroecological production systems in settlements which he
classified “with a strong MST’s presence,” characterized by their high degree
of involvement with the MST.
AGROECOLOGY AND SUSTAINABLE FOOD SYSTEMS
923
The case of Bionatur, a network of organic seed producers that brings
together about 160 settlers, who produce more than 20 tons of seeds per year,
corroborates the importance of social organization. Research that analyzed
this experience evidenced that its organizational structure based on values of
cooperation and commitment among associates is the main strength of
Bionatur, and is a fundamental factor to overcome adversities (Silva 2015;
Silva et al. 2014).
A similar situation is observed among the farmers producing organic rice
in the Metropolitan Region of Porto Alegre, where, through the MST’s
coordination, several groups have been organized to help each other make
the entire organic rice production and marketing process possible (Martins
2017).
Our findings suggest that in settlements where the MST has little representation or where the settlers cannot organize themselves, agroecology does
not advance. In such cases, farmers tend to follow a pattern that replicates the
logic of the large business farmer as individualized and specialized forms of
agricultural practice that strives to enter into the agribusiness chains of the
corporate food system (Barcellos 2011; De’Carli 2013; Frade and Sauer 2017).
Driver 3: effective and simple agroecological farming practices
The implementation of demonstration areas cultivated following agroecological principles is a powerful tool to help in scaling-out agroecology within
rural settlements. These areas can serve as “agroecological lighthouses” to
encourage farmers to start agroecological transition processes, as they
demonstrate the viability of another way of producing (Nicholls and Altieri
2018).
Generally, rural settlements are established in areas with a high degree of
environmental degradation caused by intensive farming based on the Green
Revolution technological package. Moreover, these areas have environmental
liabilities, degraded soil, scarce water sources, and poor access. This often
inhospitable environment is where settlers have to start producing
(Bergamascoand Norder 2003; Bueno et al. 2007). Another point to be
considered is the propaganda perpetrated by agribusiness agents on settlers,
with the promises of higher productivity of the agribusiness agricultural
model.
Based on these characteristics, the promotion of effective and simple
agroecological farming practices by settlers is crucially important to build
confidence in the farmers for moving in that direction.
Production systems based on agroecological principles exist in a significant
number within settlements, but apparently they are more concentrated in the
southern region of the country. For instance, Gonçalves (2011) identified that
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R. S. BORSATTO AND V. F. SOUZA-ESQUERDO
approximately 8% of the families connected to the MST in the state of Paraná
cultivated their agricultural systems based on agroecological principles.
According to information provided by leadership, the MST’s Production,
Cooperation, and Environment Sector3 has been striving to implement
agroecological experiences in all the settlements, but the difficulties are
immense. Considering the magnitude of the number of settlements, their
distribution in different types of soil and climate, and the diversity of
production systems and cultural heritage, MST is probably facing an unprecedented task in promoting effective and simple agroecological farming
practices that fit all this diversity. However, successful experiences in
bringing agroecology to scale in settlements have shown the existence of
agroecological demonstration areas is an effective way to promote this
process (Bezerra et al. 2018).
Driver 4. constructivist teaching–learning processes
Constructivist teaching-learning processes are widely used in the different
instances and activities of the MST, which are influenced by the teachings of
the pedagogue Paulo Freire (Caldart 2000). Furthermore, all the Movement’s
teaching-learning activities are preceded by a mística, which is a process of
sensitization that mixes spiritual, emotional, and ideological components,
originating in the spiritual mysticism of Liberation Theology (Issa 2007).
Horizontal teaching-learning processes that value peasant knowledge and
consider different dimensions beyond a material one are widely used in the
MST to promote agroecology.
Furthermore, MST has established schools that offer agroecological
training to its members. For example, the state of Paraná has five schools
that offer long-term agroecology courses, which have already qualified more
than 400 professionals. In addition, in this state, three research centers have
been formed to develop agroecological technologies (Gonçalves 2011;
Piresand Novaes 2016). However, many of the students trained in schools
like these – most of them children of settlers – face resistance from their
parents to implement the acquired knowledge when they return to their
farms (Pontes et al. 2017). Moreover, these trained professionals often face
difficulties to find a job as extension workers in rural settlements, since
responsibility for providing rural extension services in rural settlements
belongs to the public authority, which often hires providers without
knowledge in agroecology or participatory approaches.
Nevertheless, MST has room to advance in the promotion of activities based on
less hierarchical processes that encourage agroecology and that have already
demonstrated high effectiveness, such as the peasant-to-peasant (campesino-acampesino) methodology (Rosset et al. 2011). Successful cases in scaling
agroecology demonstrate that the most effective way to spread the adoption of
AGROECOLOGY AND SUSTAINABLE FOOD SYSTEMS
925
agroecological principles by peasant farmers is to invest in processes in which
farmers assume a central role in the dissemination of agroecological knowledge
(Khadse et al. 2018; Mier et al. 2018; Rosset et al. 2011).
Following a similar pattern, the experience of the Rede Ecovida, considered a
Brazilian case of success in scaling agroecology, encourages constant exchange of
knowledge among participating farmers (some of them, MST’ settlers), and
demonstrates that when farmers are the main actors in the knowledge exchange
process, adoption of agroecological practices advances faster (Perez-Cassarino and
Ferreira 2016; Rover, de Gennaro, and Roselli 2016).
Driver 5. mobilizing discourse
As already discussed in this paper, MST adopted a political discourse in
which agroecology is one of the central elements both for offering principles
for the cultivation of more sustainable agricultural systems and for providing
elements of resistance to the corporate-based agri-food system. MST’s discourse in defense of agroecology has followed an upward curve since the
mid-1990s.
This mobilizing discourse materializes in didactic materials, courses, occupations of agrochemical companies, and many other activities that promote agroecology. The propagated discourse plays a crucial role in raising awareness of the
MST’s social basis for the importance of agroecology and in contesting immaterial
territories with framing arguments (Rosset and Martínez-Torres 2012).
However, adoption of this discourse by settlers is not necessarily reflected in the
concomitant adoption of agroecological practices in their production systems.
Research has pointed out that many of the settlers recognize the importance of
agroecology and defend it, but adopting agroecological production systems on
their land is another step. Doubts about the technical and economic viability of
agroecological production seem to be the most significant resistance factor
(Barcellos 2011; Veras 2005).
Driver 6. external allies
MST has made efforts to establish partnerships that help promote agroecology among its settlers. These partnerships take place with NGOs, universities,
research institutes, other social movements, religious institutions, and other
organizations.
Historically, these partnerships have been the pillars that underpin many
of the MST’s activities related to the promotion of agroecology. As described
by Correa (2007), in the mid-1980s, when the debate on agroecology was not
yet part of the MST guidelines, NGOs were on the frontline in promoting
agroecological principles in settlements. Subsequently, establishment of La
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Via Campesina and contact of the MST with other international peasant
movements helped agroecology enter into the MST’s political agenda.
Nowadays, people from institutions, although not part of the Movement,
support their struggle and staff many of the MST-sponsored courses, as well
as its schools. On the other hand, these processes are permeated by conflicts
that end up limiting the scope of these experiences (Freitas 2011).
In cases where agroecology has become the dominant paradigm in settlements,
the formation of networks with different actors that have supported this process is
evident. For example, in the state of Paraná, MST is part of a collective of dozens of
institutions working together to promote agroecology (Valadão 2012).
In the case of organic rice production in the Metropolitan Region of Porto
Alegre, the beginning of the rice harvest season is used as a political instrument to
dialogue with society. During this period, settlers promote events in which urban
sectors of the union movement, parliamentarians, representatives of political
parties, as well as representatives of diverse public institutions participate. In
2015, President Dilma Rousseff participated in one of these events amid the
offensive for her impeachment (Martins 2017).
The cases of Sepé Tiarajú, Milton Santos, and Mario Lago settlements,
located in the state of São Paulo, with 100, 70, and 264 settled families
respectively, also reflect the importance of partnerships for the advancement
of agroecology. These settlements are established in the middle of the
country’s most important sugarcane region, surrounded literally by a sea of
sugarcane cultivated by large landowners. Implementation of these settlements was only possible after a series of agreements that made it compulsory
for the settlers to adopt sustainable practices. Thus, these farmers should
cultivate agricultural systems that do not use agrochemicals and synthetic
fertilizers. In all three settlements, partnerships with research institutes and
universities support farmers to overcome the large number of problems they
face on a daily basis to produce under agroecological principles in areas
highly degraded and under different kinds of pressures from their neighbors
(Marques et al. 2014; Nunes, Marjotta-Maistro, and Santos 2016; Souza et al.
2014).
Studies have pointed out that these partnerships are not without tensions and
conflicts (Barcellos 2011; Freitas2011; Meek 2015). However, settlements that have
succeeded in making their members implement productions systems based on
agroecological principles have been helped by networks of partners supporting this
process.
Driver 7. construction of markets favorable to agroecology
In the last 15 years, the Brazilian government has created programs aimed at
the development of institutional markets for family farming. Two national
programs, the Food Acquisition Program (PAA) and the National School
AGROECOLOGY AND SUSTAINABLE FOOD SYSTEMS
927
Feeding Program (PNAE), receive funds to purchase food directly from
family farmers, giving priority to agrarian reform settlers, and paying a
30% price premium for certified organic food. In theory, these programs
assure that settlers who wish to produce following agroecological principles
and obtain certification of their products have access to a guaranteed market
that pays fair prices for part of their production (Belik and Fornazier 2017;
Porto 2014; Rocha 2007). Nevertheless, research has found that different
reasons (e.g., bureaucracy, budget cuts, poor organization by farmers, political persecution of leadership) contribute to the limited impact of these
programs in scaling agroecology (Sambuichi et al. 2017;).
However, the case of agroecological production of rice in the settlements
of the Metropolitan Region of Porto Alegre, where settlers commercialize
more than 90% of their production through these programs, points out that
when the other drivers described in this section are present, public procurement can serve as an important support for scaling agroecology (Martins
2017).
On the other hand, literature has increasingly shown that markets that
place farmers and consumers in direct contact with each other may be more
relevant for the promotion of agroecology than institutional markets (Ploeg,
Jingzhong, and Schneider 2012). Farmers’ markets, consumer cooperatives,
community supported agriculture (CSA), basket subscriptions, among other
possibilities are ways in which farmers feel valued for producing healthy
food. Proximity relationship between consumers and farmers creates incentives for agroecological production that go beyond the economic aspect
(Perez-Cassarino and Ferreira 2016).
Although still a recent effort, MST has invested in activities that bring its
settlers closer to the consumers of their products. For example, it organized
and promoted the National Fair of Agrarian Reform, with the third gathering
held in 2018. Held in the central region of São Paulo city, the largest
metropolis in the country, the fair brings together more than 900 settlers
from all over the country to exhibit and sell their products, attracting a large
audience. Moreover, the Movement has sought to promote similar fairs in all
Brazilian states, in a quest to strengthen its dialogue with society (MST
2018a).
Driver 8. favorable policies and political opportunities
As we presented in the introduction of this article, Brazil stands out as one of
the countries where institutionalization of agroecology has most advanced.
The country developed a set of policies friendly to agroecology (for a reflection on the limits of the institutionalization of agroecology by the State see
Giraldo and McCune, in this issue). Despite being considered a significant
conquest by the Brazilian agroecological movement, research has pointed out
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R. S. BORSATTO AND V. F. SOUZA-ESQUERDO
that different factors determine that the strength of the Brazilian State in
scaling agroecology may be limited. (Sambuichi et al. 2017). More research is
required to understand better what the drivers are that determine the effectiveness of these policies in fostering agroecology.
On the other hand, the funds put towards these programs are just a drop
in the bucket compared to those aimed at supporting the corporate agri-food
system and are used only to demonstrate the good intentions of the government. Thus, while currently there are policies that encourage settlers to start
the agroecological transition processes, there is simultaneously a whole universe of policies aimed at this public that help them to maintain production
systems based on the agrochemical package.
The Brazilian case reinforces the thesis that institutionalization of agroecological discourse by State structures weakens and distances the Movement
from its revolutionary perspective (Giraldo and Rosset 2018; Giraldo and
McCune, in this issue). Thus, policies intending to promote agroecology, at
least initially, serve as a support for actions that have already been carried out
by other social agents (social movements, educational institutions, NGOs,
etc.), or create minimum conditions for these agents to continue to exist. The
Brazilian experience has shown that favorable policies isolated from the other
drivers presented in this section have not been able to scale-out agroecology
(Sambuichi et al. 2017).
Furthermore, in the Brazilian case, policies that question the structure of
the corporate agri-food system have not found room to advance in the
Brazilian political agenda. Some emblematic examples are the failure to
advance an agrarian reform policy and the ban on the use of transgenic seeds.
Conclusions
Currently, agroecology is a strategic guideline for the MST in its struggle for
the People’s Agrarian Reform. Its massification through settlements can
guarantee unprecedented social support for the project of society defended
by the MST.
Although significant advances are perceptible, a significant gap remains
between the MST’s discourse and the observable reality in the settlements. In
the face of these contradictions, reflecting on why MST has not yet succeeded
in scaling-out agroecology in its settlements is crucial. To recapitulate, there
is in the Movement: social organization, constructivist teaching-learning
processes, the presence of agroecological practices, mobilizing discourse,
external alliances, favorable markets, and policies.
In this text, we argue that some structural characteristics of the MST and
the Brazilian State impose unique and complex challenges for the project of
scaling agroecology in rural settlements. The size of the Movement (350,000
families), the geographical dispersion of its settlements in different
AGROECOLOGY AND SUSTAINABLE FOOD SYSTEMS
929
edaphoclimatic conditions, and the heterogeneity of its social base are characteristics that must be considered in the MST’s scaling efforts. Moreover, in
Brazil, a set of policies aimed at benefitting family farming and the provision
of a social safety net through cash transfer (Bolsa Familia) offer some degree
of security, albeit a minimum, for settlers to feel comfortable in maintaining
their conventional production systems.
Our perception is that these characteristics determine that: a) policies of
social protection and support to family farming obfuscate the perception that
there is a crisis, a fundamental driver according to Mier et al. (2018) in
agroecology scaling processes; b) the size, heterogeneity, and geographical
distribution of the MST make the dissemination of concrete agroecological
practices through different territories a significant challenge.
Based on these hypotheses, we suggest that MST needs specific strategies
to advance its project of scaling agroecology in rural settlements, requiring a
deeper reflection on how the drivers identified by Mier et al. (2018) interconnect in the Movement’s context.
We have identified in the case of the MST some drivers that must be better
implemented in a conjugated way, for example:
(a) invest in less hierarchical processes of knowledge exchange such as
campesino-a-campesino (peasant-to-peasant) methodology and participatory certification, since the MST has not extensively encouraged
these processes or shown them to effectively promote agroecological
practices in different situations;
(b) implement in settlements more demonstration areas of agroecological
production with the objective of showing the feasibility of agroecological production and reducing the distance between the leadership’s
discourse and the settler’s practices.
(c) advance partnerships with urban sectors based on the promotion of
agroecology and in the construction of local markets (farmers markets,
baskets, CSAs, etc.), since closer relations between producers and
consumers of food have been shown to be an essential driver in
promoting agroecology in Brazil.
The recent election of an extreme right-wing President, Jair Bolsonaro,
imposes a new context for Brazilian peasant movements like the MST. In this
new context, an agenda of criminalization of social movements will advance,
as well as cuts in public policies that benefit peasant agriculture.
This juncture tends to accentuate the crisis already experienced by settlers and
others in the peasant agriculture sector. Hence, the massification of agroecology
tends to gain momentum within rural settlements, both as a peasant strategy of
resistance and as an MST tactic to gain support from urban sectors for its struggles.
930
R. S. BORSATTO AND V. F. SOUZA-ESQUERDO
Finally, our analysis suggests the MST can be considered a social movement at
the forefront of promoting agroecology. Analysis of the difficulties faced by the
Movement in this process, as well as the achievements reached, offer valuable
lessons to better understand the factors that constrain or leverage the adoption of
agroecological-based productive systems in contexts of high heterogeneity.
Acknowledgments
This work was supported by the grants #472738/2014-3 and #427726/2016-6, National Council for
Scientific and Technological Development (CNPq) - Brazil. Ricardo Borsatto was partially supported in this research by the grant #2017/04577-1, São Paulo Research Foundation (FAPESP). We
would also like to thank Peter Rosset and Omar Giraldo for valuable comments on an earlier draft.
Funding
This work was supported by the Fundação de Amparo à Pesquisa do Estado de São Paulo
[#2017/04577-1];Conselho Nacional de Desenvolvimento Científico e Tecnológico [#427726/
2016-6,#472738/2014-3].
Notes
1. In Brazil, family farming is defined by the Family Farming Law (Law 11,326/2006), based on
four criteria: a maximum land tenure defined regionally; a predominant recourse to nonwage family labor; a significant part of the income originated from the farming activity; and a
farm managed by the family. For La Via Campesina, “the term family farming is vast, and
may include almost any agricultural model or method whose direct beneficiaries are not
corporations or investors. It includes both small-scale and large-scale producers (with farms
covering thousands of hectares), as well as small-scale producers who are entirely dependent
on the private sector, through contract farming or other forms of economic exploitation […]
This is why La Vía Campesina defends family farming in terms of peasant based ecological
farming, as opposed to the large-scale, industrial, toxic farming of agribusinesses, which expel
peasants and small farmers and grab the world’s lands.” (La Via Campesina 2014).
2. “Organicity is a term present in the MST and signifies the organic movement present in its
organizational structures and the relations between them” (Babniuk and Camini 2012).
3. The Production, Cooperation, and Environment Sector is one of the MST’s coordinating
bodies and is responsible for supporting issues related to organizing production within rural
settlements. Other MST’s sectors are: Training, Communication, Finance, Education,
Mobilization, Human Rights, Gender, and Health.
ORCID
Ricardo Serra Borsatto
http://orcid.org/0000-0002-7594-479X
Vanilde F. Souza-Esquerdo
http://orcid.org/0000-0002-5015-1216
AGROECOLOGY AND SUSTAINABLE FOOD SYSTEMS
931
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Virtudes Do Discurso e Os Desafios Da Prática. Master Thesis, Universidade Federal de
Santa Catarina.
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International Year of Family Farming, Manila, Philippines. https://viacampesina.org/en/
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Agroecology and Sustainable Food Systems
ISSN: 2168-3565 (Print) 2168-3573 (Online) Journal homepage: https://www.tandfonline.com/loi/wjsa21
Situated agroecology: massification and reclaiming
university programs in Venezuela
Olga Domené-Painenao & Francisco F. Herrera
To cite this article: Olga Domené-Painenao & Francisco F. Herrera (2019) Situated agroecology:
massification and reclaiming university programs in Venezuela, Agroecology and Sustainable Food
Systems, 43:7-8, 936-953, DOI: 10.1080/21683565.2019.1617223
To link to this article: https://doi.org/10.1080/21683565.2019.1617223
Published online: 20 May 2019.
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AGROECOLOGY AND SUSTAINABLE FOOD SYSTEMS
2019, VOL. 43, NOS. 7–8, 936–953
https://doi.org/10.1080/21683565.2019.1617223
Situated agroecology: massification and reclaiming
university programs in Venezuela
Olga Domené-Painenaoa and Francisco F. Herrerab
a
Science in Ecology and Sustainable Development, El Colegio de la Frontera Sur, Chiapas, México;
Ecology Center, Instituto Venezolano de Investigaciones Cientificas, Caracas, Bolivarian Republic of
Venezuela
b
ABSTRACT
KEYWORDS
Throughout the process of transformation since 1999 known as
the Bolivarian Revolution, harsh class and food system contradictions have unfolded in Venezuela, pitting against one
another the forces of the pervasive consumer culture favoring
imported foods, the input-intensive Green Revolution agricultural model that represents a state-led push toward food selfsufficiency, and an emerging agroecological paradigm pushed
forward by grassroots movements who have seized political
openings through the largely supportive policy environment.
The Bolivarian University of Venezuela, itself a product of the
revolutionary process, founded the Program Degree in
Agroecology (PDA) in 2004 to expand agroecological practices
and knowledge, based on alternative pedagogical approaches.
Over the next decade, over a thousand PDA graduates have
come to occupy institutional spaces and productive projects in
urban and rural areas, contributing to vertical and horizontal
agroecological scaling. PDA graduates and educators play
a key role in the growing movement of urban agriculture
that confronts the economic crisis. The PDA has created key
mediators in the form of human talent for territorializing
agroecology and institutionalizing pro-peasant policy in
Venezuela. As a political outlier, Venezuela is an important
case for studying the strategies for territorializing what we
refer to as socially committed, situated agroecology.
Agroecology; food
sovereignty; Bolivarian
Revolution; education;
public policies; territory
Introduction
Oil dependency has characterized Venezuela’s cultural, political, and economic life since the beginning of the 20th century, resulting in extreme
depeasantization pressures (Domené-Painenao, Cruces, and Herrera 2015;
Felicien, Schiavoni, and Romero 2018; Herrera, Domené-Painenao, and
Cruces 2017; Schiavoni 2015). By the late 1920s, the dominance of oil in
the national economy created a strong Dutch Disease effect (Corden 1984),
strengthening the currency, encourage importation of foodstuffs, and making
CONTACT Olga Domené-Painenao
[email protected]
Science in Ecology and Sustainable
Development, El Colegio de la Frontera Sur, Carretera Panamericana y Periférico Sur s/n, Barrio de María Auxiliadora
C.P. 29290, San Cristóbal de Las Casas, Chiapas, México
© 2019 Taylor & Francis Group, LLC
AGROECOLOGY AND SUSTAINABLE FOOD SYSTEMS
937
domestic agriculture unprofitable for foreign and local stakeholders.
A resulting high migration rate from rural areas to the cities led to a vast
expansion of urban poverty. Both features, Venezuela’s condition as an oildependent country and small rural population have determined that
Venezuela´s agricultural sector and food sovereignty were weak in
the second half of the 20th century (Espinoza 2009). By the late 1980s,
most of the population suffered a strong deterioration in the quality of life
due to the structural adjustment of liberal policies established by the global
financial system, leading to the 1989 Caracazo anti-neoliberal riots
(Contreras 2004; Verger and Muhr 2007). Hugo Chavez’s election as president in 1998 marked the beginning of an attempt to shift from a rentier
culture of petroleum and foreign agricultural supplies dependency to
a different model, which at the time was still undefined but clearly against
structural adjustment. The 1999 constitutional assembly process, culminating
in a Magna Carta approved by 72% of voters, opened up deep discussions
about the problems of national life, and identified food sovereignty as
a fundamental right that the State has the responsibility to uphold.
The transformation of many public institutions and the creation of new
institutions were required to begin to guarantee the rights defined by the
Constitution of 1999. Food access, health care, education, housing, and
industrial development required rapid and sustained public investment.
A less elitist university education system came to be identified as a need, in
order to provide the new human resources that would fulfill the emerging
demands. The Universidad Bolivariana de Venezuela (UBV) was founded in
2003 as a means to challenge the conventional, colonial structure of the
university system (D Amario 2009; Chiroleu 2009). The UBV was founded
not only upon the idea of extending conventional education to a greater
share of the population, but indeed of discovering and recovering new kinds
of knowledge to respond to the demands of a society undergoing
a decolonization process (Giraldo and McCune 2019).
To respond to the need for including indigenous and peasant knowledge on
food production, the UBV offered the Program Degree in Agroecology (PDA).
The PDA is an undergraduate major in universities nationwide, based on the
explicit goal of scaling out agroecology. The PDA was designed upon the
pillars of social inclusion, territorial pertinence, and community organization
(Domené 2013; Steering Document 2003), from a participatory action-research
conception of agroecology (Méndez, Bacon, and Cohen 2013).
This article examines the concepts, trajectory and impact of the PDA in
Venezuela during the period 2004–2016, using the agroecological scaling
framework as defined by Mier Y Terán et al. (2018), as well as the extensive
experience as situated participant-observers that the authors have had in this
process. We use interviews with teachers and students to examine the
relationship between the PDA and the major drivers of agroecological
938
O. DOMENÉ-PAINENAO AND F. F. HERRERA
scaling, in the unique and highly politicized context of Venezuela’s twodecade-old attempt to carve out a path away from capitalism – and the
diverse methods that Venezuelan elites and US imperialists have used to
prevent the successes, limit the influence, and reverse the legacy of the
Bolivarian Revolution.
Agroecological “massification”: the Venezuelan context
Several authors have contributed to the theoretical understanding of agroecology massification processes (Parmentier 2014; Rosset 2015b; Rosset and Altieri
2017; Mier y Terán et al. 2018). A set of main drivers have been suggested,
primarily based on selected cases where rural organizations and movements
represent transformed subjects and their goal is geographical expansion. These
scaling-up drivers, defined by Mier y Terán et al. (2018), can act alone or
associated, and include: 1) Crises that drive the search for alternatives; 2) Social
organization; 3) Constructivist teaching-learning processes; 4) Effective agroecological practices; 5) Mobilizing discourse; 6) External allies; 7) Favorable
markets; and 8) Political opportunities and favorable policies. However,
Parmentier (2014) suggests a set of recommendations for agroecology massification through a vertical strategy to achieve an advanced stage.
Recommendations are based mainly on institutional policies to help unlock
ideological barriers; supporting farmer to farmer networks; providing an
enabling public policy environment with specific actions for empowering
women; and improving agricultural and food governance. Parmentier’s subjects are not strictly the farmer communities; the author suggests that scalingup agroecology implies radical changes in the current dominant agro-food
system as a whole, including its industrial sector. Differences between both
approaches may rely on the optimism about scaling efforts and recognizing
tensions related to land, food, and power.
The agroecology scaling-up process unfolding in Venezuela during the last
two decades is characterized by legal and institutional frameworks promoted
by the Bolivarian Revolution (vertical strategy) closely intertwined with
a growing phenomenon of social organization in both rural and urban
areas (horizontal strategy).
It is worth mentioning that the vertical strategy developed thanks to the
arrival of a new political wisdom by democratic means in 1998; this, however,
was the consequence of a social, economic and political crisis (as mentioned
in Mier y Terán et al. 2018) due to structural adjustment measures applied
since the 1980s (Felicien, Schiavoni, and Romero 2018). As stated by
Enríquez (2013) the aim of the new political proposal “was to ameliorate
the negative social consequences of the prevailing neoliberal capitalism – or to
bring an end to neoliberalism, entirely – and to restructure politics to be more
inclusive of the poor and other marginalized sectors” (p. 612). In this sense,
AGROECOLOGY AND SUSTAINABLE FOOD SYSTEMS
939
access to food was a priority and agroecology (defined as Sustainable
Agriculture in Art. 305 of the Venezuelan Constitution) was proposed as
a complementary tool to gradually transform the agro-food system.
Meanwhile, social movements were reaching higher levels in participation
and deliberation, and in few years, diverse forms of popular organizations,
from local communal councils and regional communes to farmers’ and
fishers’ councils, provided the broad-based social organization, suggested as
a key driver by Rosset (2015b), Rosset and Altieri (2017), Mier y Terán et al.
(2018). Mobilizing discourses, as a key-driver, have played an important role
in energizing the agroecological movement in the country. From President
Hugo Chavez’s discourses (1999–2013) that clearly established an antiimperialist, anti-capitalist and anti-transgenic point of view along with his
criticisms of the global food system, to the local narratives by many farmers,
the country has provided strong discursive support for agroecology. Equally
important has been the massive information access to the notions of food
sovereignty and agroecological systems by diverse means. This aspect might
be a key factor in the understanding of the agroecological expansion. In Latin
America, it is widely recognized that successful farmer movements in agroecology were influenced by the Liberation Theology that “strongly questions
both the dominant development paradigm and the technological path of the
Green Revolution” (Mier y Terán et al. 2018, 13).
Both mobilizing discourses (President Hugo Chavez’s and Liberation
Theology) share non-capitalistic and non-imperialistic perspectives, as determinants of peasant exclusion and poverty. Therefore, scaling agroecology
might consider stronger political discourses as a mean to achieve horizontal
expansion. Undoubtedly, these mobilizing discourses menace corporative
and imperialist interests in agro-food system and territories, provoking
a dual power, where previous dominant classes are in conflict with emerging
contending class aimed to capture power (Enríquez 2013; Schiavoni 2015).
Another driving factor present in the Venezuelan case is the widespread
belief among Venezuelans that the dominant system needs to be transformed, which is an ongoing form of decolonization. The demand for the
diverse forms of knowledge of indigenous, peasant and Afro-Venezuelan
communities to be given a more central role in national life, has driven
much of the enthusiasm with agroecology since 1999. Agroecology’s class
dimension, as a praxis for the survival and historical vindication of the
peasantry, makes it especially important during processes of social transformation, in which despite holding political power, revolutionary forces continue as opposition to the dominant system, which is the globalized, white
supremacist, and patriarchal capitalist system. As such, the presence of
a broad, counter-hegemonic class project is a fundamental driver of agroecological scaling, in the Latin American context.
O. DOMENÉ-PAINENAO AND F. F. HERRERA
940
The Bolivarian University of Venezuela and the program degree in
agroecology: context and process
Education is a key part of the strategy to replace the bourgeois State with
communal power (D Amario 2009). To transform education into a right, the
government has created new institutions, facilitated greater access to institutions and developed regionalized higher education (Sandoval 2010). Hugo
Chávez’s speeches educated the public on the need for deeper transformation: “In capitalism, education is seen as a commodity to generate income to
the detriment of the human being… In socialism, the State guarantees the
freedom and democratization of the educational process at all levels, because
it goes beyond the value or price of things and represents the integral
formation of the future of the country” (08–08-2011).
The creation of new institutions involved critical research on the forms,
principles and teaching methods applied by traditional universities. The
creation of the UBV in 2003 was a milestone in the transformation of
Venezuelan university education, not only for its policies of educational
inclusion, but also for the ideals and practices of university education methods. The first task was the territorial expansion of higher education (Chiroleu
2009; Sandoval 2010).
From this perspective, the Bolivarian University (Steering Document 2003)
declared the following principles for the “new” university:
(1)
(2)
(3)
(4)
Education as a dialogical and transformative process;
Education as contextualization;
Interdisciplinary and transdisciplinary education, and
Education without walls.
These statements led to the design of a critical, dialectical and people’s
knowledge-based from their social context pedagogy. In this sense, the PDA
was created as an alternative proposal for traditional agronomical education.
The PDA’s main goal is to “form professional citizens, with a global perspective that integrates people’s ancestral knowledge with modern knowledge in
order to improve agricultural production factors, with ecological and community respect. This allows future generations to make new social and production
relationships that stimulate the ecological sustainability of agricultural systems
to give answers to felt and emergent needs from the country’s project, established in the Bolivarian Republic of Venezuela’s Constitution” (Universidad
Bolivariana de Venezuela 2007, 19).
The challenge to territorialize agroecology formation involved making
a flexible curriculum that would allow the consideration of regional modifications constantly, as determined by the local realities (McCune 2016).
This implied having teachers in various disciplines with the ability to
AGROECOLOGY AND SUSTAINABLE FOOD SYSTEMS
941
establish a dialogue with the communities, to allow for the understanding of
local agroecosystem needs from a holistic perspective, including cultural,
productive, and environmental features (Domené 2013).
This curriculum assumes critical pedagogy principles based on epistemic
categories (Freire 2006) to bring about a practical science. In this sense, PDA
constitutes itself as a promising space to achieve integral human development
and build communitarian projects, engaged to community–university relationships, based on knowledge, values, identity, and culture exchange.
The PDA uses project-based learning as its core approach. It is structured
in curricular units, as modules from diverse disciplines that are associated
with educational needs, integrated into a common framework (Figure 1).
A project becomes the central support that directs training needs in order to
Figure 1. Main components of the agroecological project in the Program Degree in Agroecology
of the Bolivarian University of Venezuela.
942
O. DOMENÉ-PAINENAO AND F. F. HERRERA
build situated knowledge (Haraway 1995), developing upon a chosen collective problem considering social, historical, economic, political, ecological,
cultural, and ideological context (Domené 2013).
Projects involve methodologies such as participatory-action research and
the systematization of experiences as critical ways of building knowledge
from practice (Holliday 2012). Therefore, the project is grounded in the
constructivist method as an epistemological proposal (Méndez, Bacon, and
Cohen 2013); it deals with the individual and collective learning process
based on life experiences, mental structures, and beliefs that interpret reality
(McCune et al. 2017; Serrano and Pons 2011).
Figure 1 shows the components of the project-based learning and its
relations to the community´s demands and public policies (Domené 2013):
●
●
●
●
The curriculum is subject to ongoing changes and contextualization.
Activities are designed according to the productive, ecological, and
environmental conditions of each community. This becomes more visible between rural environments and urban centers where the programmatic contents necessarily change. For example, the projects in Caracas
were oriented to urban agriculture and with them appeared new topics
such as urban farm cooperatives, school gardens, and artisan laboratories, among others (Alban et al. 2015).
Project continuity across several academic years, with increasing complexity levels (Domené 2013; Universidad Bolivariana de Venezuela
2007).
Public policies are considered in the fourth year. The inclusion of public
policies in the formation process brings the opportunity to combine
governmental strategies on local territories with community demands,
through the practice of agroecology. In this phase, they study, collectively build and propose agroecological programs and projects for the
communes, municipal governments, and other state structures. In the
same way, it participates in the construction of new laws as well as other
legal frameworks of interest.1
Participatory methods are put into practice, with action research and
systematization present along the process. In these spaces, dialogues
include theoretical inputs, and the community wisdom to actively participate in order to interpret reality. An example is the case of La
Limonera in Miranda state, a project that started in 2009, and that
consolidated, through agroecological participatory action research
(Méndez 2013), a collective action plan, which culminated in
a Popular School of Agroecology and management of a productive
unit (Blanco 2015; Domené, Riaño and Perez 2009)
○ Capacities are developed, starting from theoretical encounters in a way
that unwraps the community dynamics lived by participants. Project
AGROECOLOGY AND SUSTAINABLE FOOD SYSTEMS
943
contents allow a continuous cycle of “unlearning in order to learn”
(McCune, Reardon, and Rosset 2014), giving new logic to the processes.
The student is prepared to solve complex problems, to think critically,
make decisions and interact with diverse forms of knowledge and wisdom. For example, one graduate has organized the residents of a large
public housing project to surround their buildings with agroecological
gardens (Blanco 2015). In another case, a group of students in the south
of Aragua state organized a municipal school garden project for which
they also produce organic inputs, supporting the public school lunch
program (Interview with Professor Doriana Ríos, PFG Aragua).
○ Multiple levels and action scales are used, from plot sizes, settlements,
social and bioregion with a complex perspective (Universidad
Bolivariana de Venezuela 2007).
○ Projects become spaces of encounter, where dialogues and new meanings are built based on theory and local agroecological knowledge.
Agroecology is constructed as a life alternative emerging from the social
margins and concrete geographical spaces. A teacher at the campus
located in Zulia state, in the west of the country, stated in an interview
that the agroecology of the “borderlands” is very different from the
center of the country. Likewise, in Bolivar state, students grow food in
seasonal islands that form during summer in the Orinoco river, in
a traditional indigenous practice. Project-based agroecological learning
and action research are meant to be able to adjust to the phenomenal
diversity of Venezuelan food cultures (Méndez, Bacon, and Cohen 2013).
Project-based learning allows a process of “internalization and socialization
of agroecological knowledges and logic” and place the territory at the center
of the education process (McCune et al. 2016, 17), rather than the individual,
as occur in the traditional system. In this regard, PDA learning tools share
similarities with other Latin-American experiences in agroecological formation, such as LVC-IALA2 established in Brazil, Paraguay, Chile, and
Argentina (McCune et al. 2016), and in contrast to the classical conception
of agricultural extension activities practiced in traditional agricultural universities (Sánchez 2004).
The educational proposal of the PDA is novel because it seeks the collective
construction of the social-cultural and environmental-ecological bases of an
agroecology located and committed to the transformation of social relations of
production (Domené 2013; Herrera, Domené-Painenao, and Cruces 2017;
Universidad Bolivariana de Venezuela 2007). And that is only possible by
recognizing “other” social actors (peasants, rural women, people, fishermen,
among others), through a dialogue of knowledge (Rosset 2015a). This implies
a long-term challenge in a rentier oil country, particularly given the geopolitical,
ideological, economic, and class tensions felt in Venezuela (Domené-Painenao,
944
O. DOMENÉ-PAINENAO AND F. F. HERRERA
Cruces, and Herrera 2015; Herrera, Domené-Painenao, and Cruces 2017;
Schiavoni 2015).Another important issue in this case study is to understand
the territorial process of the PDA. One of the main challenges of the UBV is to
break the logic of the traditional university as hegemonic, liberal, and capitalist
institutions. In the founding document of the PDA, this is expressed as three
goals:
(1) To function across the national territory, as called for by the 1999
Constitution.
(2) To incorporate territories into a equitable development model, reducing the contradiction between the city and the countryside and
distributing public investment throughout the country.
(3) To prioritize local spaces in inter-learning processes and establish the
conditions for institutionalizing people’s power through the bottom-up
organizing of communes as established in the Venezuelan Constitution
(Universidad Bolivariana de Venezuela 2007).
With these goals in mind, activities in rural areas began in 2005, in the
communities of Barlovento (Miranda state). This area, mostly inhabited by
people of African descent, became the first experience of an open space
university, giving sense to the “University without walls” motto of the founding document (Steering Document 2003).
Two distinct settings for PDA were thus created: campuses and
ambientes. UBV campuses are spread in most regions located in almost
all parts of the country (Figure 2), while ambientes, or schools with local
community commitment, can be established either in communal houses or
rural plots, based on local demands. Ambientes are created to satisfy
a community need in the agroecological formation and become university
spaces for the time required.
Ambientes are co-managed by the university and communities. They
provide decentralized teaching, both spatially and organizationally, in contrast to traditional universities centralized management. Indeed, the PDA
ambientes act as new university spaces, since they create new local institutions (D Amario 2009).
Ambientes, using projects as pedagogical tools, promote a new territoriality
in rural spaces. PDA projects use the dialogo de saberes as “a method of
exchanging historically constructed knowledge, know-how and senses in
order to collectively produce new meanings and shared struggles” (McCune
et al. 2016, 19). PDA projects can take place in communities that have
organized to form communes, a political figure created to reflect a need for
social transformations that build sovereignty at smaller scales (McKay,
Nehring, and Walsh-Dilley 2014). Communal co-management of ambientes
has encouraged the appearance of diverse initiatives, such as agroecological
AGROECOLOGY AND SUSTAINABLE FOOD SYSTEMS
945
Figure 2. (A). Distribution of central buildings and ambientes (rural schools) of the Program
Degree in Agroecology in Venezuela. Circles suggest the area attended by the program (estimated in a radius of 50 km for central buildings, and 10 km for ambientes). Inlets show schematic
population density (B), physical map (C), and agricultural territories (D) of Venezuela.
brigades and popular schools of agroecology, among several forms of organization in each territory.
The impacts of the program degree in agroecology
University technical and licensed graduate population
Three years after the program began, the first 195 agroecological technicians
graduated and in the next 10 years 1045 technicians graduated (Figure 3).
This figure gains relevance if it is considered that these graduates have been
involved in local, urban, suburban, and rural community’s projects all
through their career and they have had to deal with agroecological practices,
public policies, and research projects. All these professionals become familiar
with agricultural production, social-community differences, participative
research methods and dialogo de saberes approach between the academic
episteme and local knowledge.
The number of graduates in time suggests that the first cohort, as
a consequence of an accumulation process, showed a peak in the number
of students. However, the number of students has dropped in recent years as
946
O. DOMENÉ-PAINENAO AND F. F. HERRERA
Figure 3. Population of graduated students as Superior University Technicians (TSU) and
Graduates between 2007–2016, in the Degree Program in Agroecology.
the ongoing economic crisis took form. A combination of factors, including:
i) the death of former president and undisputed leader of the Bolivarian
Revolution, Hugo Chávez, which left socialists with a leadership vacuum; ii)
the sudden and dramatic decline of petroleum prices, which left the
Venezuelan state with less than a quarter of its anticipated earnings over
the next five years; and iii) sustained geopolitical pressure, lead by the United
States’ military, covert, diplomatic, economic, political and cultural efforts to
destroy the Bolivarian Revolution, have combined to effectively stall the
growth of the PDA.
Students’ formation has undoubtedly suffered the consequences. The State
capacity of response to cope with the described events did not maintain
agroecological production among the national priorities, or recognize agroecology as an effective anti-shock policy to resist regime change attempts.
However, programs like Manos a la Siembra have contributed to a vibrant
urban agriculture movement based on agroecological principles (Alban,
Arteaga, and Herrera 2017).
Agroecology’s PDA territory coverage
Strategies for inserting the rural population and other historically excluded
social sectors into university studies have been diverse, at the same time
specific goals are taken into consideration in rural agricultural, suburban and
urban sectors. Expansion in the territory has been a gradual process since
PDA creation in 2004, and has been subjected to continual adjustments. It
began in four cities: Ciudad Bolívar, Caracas, Punto Fijo and Maracaibo
(Figure 2). Through the following five years new campuses were incorporated
and the first environment was created. In 2011, spaces were reorganized in
territory axes, based upon regional criteria that included social and historical
aspects as well as road connectivity (García and Santander 2011).
The creation of rural or urban ambientes is dynamic; ambientes, as local
schools exist as long as their needs are accomplished. New ambientes are
continuously appearing in places where community demands formation in
AGROECOLOGY AND SUSTAINABLE FOOD SYSTEMS
947
agroecology. PDA activities have attended most populated areas of the
country (Figure 2); especially main campuses with the support of some
urban ambientes; and the impact on rural sectors have been through
ambientes strategy.
Although some ambientes have been closed as a result of the inability of
students to find transportation, new ambientes have opened,3 often with
a more local impact. Where ambientes have closed, several initiatives have
been created in the form of groups and organizations (brigades, open
schools, networks, etc.) that are maintained in the spaces where the PDA
was present, as a result of students who, work in their own communities,
apply agroecology as a strategy to mitigate the economic shocks being
experienced by Venezuelans (Domené 2016).
Post-graduation alumni pathways
There is no official record for the careers that PDA graduates are pursuing.
Nevertheless, as a strongly linked community, we used an interview sample to
find their most common career choices. An interview with a PDA teacher
confirmed that nearly 90% of graduated students from an urban campus in the
period 2012–2014 are working in government institutions that advocate agricultural activities; most of the remaining 10% were dedicated to food production. The need to renovate narratives and procedures in national agricultural
institutions in different areas like funding, management, and research, in the
wake of transformations required by the Constitution required a large number
of agroecology professionals within government management. It is possible
that campuses settled in the country’s main cities have had a strong influence
on this matter. By contrast, mostly of the graduates in the ambientes – created
based on local population demands in agroecological training – wished to
apply their knowledge in local productive spaces, generally of their own. In
these cases, PDA graduates are peasants with agroecological formation –
a form of “organic intellectual” for the agroecological movement. A PDA
graduate from Sanare founded the largest local family business selling organic
fertilizers produced by the earthworms he raises.
Reconfiguration of a new professional and the discourse of social
transformation
PDA curriculum has been designed to develop a new profile of graduates –
a far cry from the agronomic and veterinary professionals that are churned
out of conventional university systems operating under the Green Revolution
paradigm (Cruces 2000). PDA graduates articulate technical proposals in
dialogue with local wisdom that emanate from a variety of community
initiatives (de Sjostrand 2011; Núñez 2004; Rosset 2015a), in what the PDA
948
O. DOMENÉ-PAINENAO AND F. F. HERRERA
refers to as maestro pueblo (the people as teacher) (Núñez 2004). The
recognition is of another teacher (peasants, women who heal, among others)
that the community sees as wise. The figure of maestro pueblo was built from
the formative experience of action research with peasants and popular
educators in Venezuela, in the context of the PDA. Graduates have contributed to construct a broader discourse that strengthens the agroecological
point of view of the agro-food system as a whole and at the national level, not
just food production but the political, economic, and cultural notions associated with framing this discourse into emancipative, anti-imperialist, and
sovereign deeds.
Discussion: situated agroecology in Venezuela
Rosset and Altieri (2017) explore elements of an emerging pedagogy in
agroecology formation. It is interesting to note that UBV and particularly
PDA have applied some of these principles since 2004, embedded in constructivist teaching-learning processes. First of all, despite a preeminently
conservative national university system, UBV adopted constructivism and
Freirian approaches as alternative education methodologies. Project-based
learning throughout the degree incorporates technical-agroecological training, social and political features based in local and global agricultural scenarios, and Latin American perspectives (as far as understanding the impacts of
colonialism of knowledge). This approach provides holistic integration, identity, and a regional sense of sovereignty. Although PDA is an academic
institution (with professors and instructors), it cannot be regarded simply
as a technical or extensionist institution since a noteworthy effort has been
made to dismantle this conventional practice from academy’s agricultural
sector, in favor of a horizontal pedagogy.
Ambientes as local schools provide the flexibility between formal and nonformal education, between classroom and farm work, and create conditions
for horizontal exchanges of experiences and dialogues between different
knowledges. Mutual recognition among academics, rural and urban communities, students, farmers benefits from these emerging relationships in PDA
ambientes.
PDA ambientes have been established in rural, suburban, and urban
communities. Therefore, food sovereignty dimensions and a new social
model construction through agroecology are not limited only to country
people (Rosset and Altieri 2017). Farmers and poor citizens are living forces
for transformation through their material condition and identity empowerment. PDA professors, besides training ecological practices, play
a fundamental social and political role in order to deconstruct consumer
identities and build a national identity built upon the struggle for food
sovereignty. The need for food sovereignty in Venezuela has encouraged
AGROECOLOGY AND SUSTAINABLE FOOD SYSTEMS
949
a growing movement of urban agriculture, with plenty of spaces closely
related to PDA (Alban, Arteaga, and Herrera 2017; Felicien, Schiavoni, and
Romero 2018). The magnitude of this movement determined the creation of
an Urban Agriculture Ministry in 2015, with agroecological standpoints and
shaped by a high number of PDA graduates.
The combination of factors such as student formation through projects,
territorial strategies combining campuses and ambientes nationwide, graduates’
inclusion into government, graduates’ dedication to producing food and
organic inputs, as well as regional and national encounters and debates, suggests that PDA has had an important impact in horizontal scaling of agroecology all around the country. These activities are making people conscious about
the food crisis and importance of social organizations, helping them question
the corporate agro-food model, building the structure for a critical mass that
take part in today’s choices and construct alternative proposals (horticultural
gardens or conucos, horticultural markets, barter systems, seed production,
among them). As a result, Venezuela today is a mosaic of alternative experiences related to food production and consumption.
The PDA experience has proven to be an effective strategy for bringing
agroecology to scale from the educational platform. Since 2004, the program
has implemented a dynamic and advanced educational system at a large
scale, intertwined with initiatives of government institutions, academics
and organized civil society.
Inserted in this methodology, the 1st and 2nd Venezuelan Congress of
Agroecology (2014 and 2016) and 1st and 2nd National Symposium of
Agroecology (2015 and 2018) are notable. These have had diverse aims:
first, they allow the students and PDA graduates to show their research
project results, presented with inputs from academic, institutional, and
peasant sectors, and second, as events covered in mass media, agroecology
gains visibility and becomes legitimized. This exchange of subjective and
methodological experiences, practical know-how, and theoretical complexity
build creative acceptance of agroecological wisdom. A fabric between actors
is built, giving agroecology in Venezuela a social movement character.
The inclusion of new rural subjects has produced a form of “situated
agroecology”, in which the place-based knowledge involved in agroecological
production is understood as having a direct link to the historical and social
process from which it emerges. In other words, the situated agroecology of
the PDA acknowledges the vast diversity of experiences and forms of knowledge that inform agroecology in Venezuela, while also recognizing the
commitment to social justice that emanates from their mega-diversity of
historical experiences. The literature on political agroecology has recognized
the theoretical possibility of a situated agroecology, albeit by other names
(Giraldo 2019); the Venezuelan experience has shown strong evidence of
situated agroecology in practice.
O. DOMENÉ-PAINENAO AND F. F. HERRERA
950
Evidence is accumulating in Latin America of coups or abuses carried out by
military forces against policies or grassroots movements in favor of alternative
agriculture (particularly in Brazil, Paraguay, Colombia, and Honduras), showing how powerful the Green Revolution model remains, and how intricate its
web of alliances (Giraldo and McCune 2019). In the context of the current
political crisis, Venezuelans of all political stripes tend to suspect that a new
government installed by foreign interests would reconsolidate agribusiness
interests and repress social movements. This is particularly true of Via
Campesina member organizations, which have made very strong calls for
popular resistance against what they describe as a US-backed coup d’état
(CLOC 2019). Agribusiness power is not local, but global. To defy corporate
agribusiness and the industrial agro-food system, as suggested by Mier y Terán
et al. (2018), agroecological wisdom has to reach higher levels of political and
cultural consciousness, and needs its movements on national and global scales,
if success is to be achieved. The understanding of key drivers and the implementation of strategies for agroecology scaling must be up to the task. Despite
this, massification processes in Venezuela since 1999 have been both remarkable and also very poorly documented – a gap in the literature that this article
attempts to begin filling. Agroecology’s expansion in Venezuela is not exempt
from tensions and inner pressures from the conventional agricultural model,
as well as national and international interests for a food import policy that
causes dual power (Enríquez 2013; Felicien et al. 2018). In addition, there is the
pressure from hegemonic powers that demand that the Bolivarian Revolution’s
social and political experience be totally wiped-out and discredited, and with it
the proposal of agroecology as an alternative model. The challenge of building
an agroecological movement capable of being effective in the complex historical conditions of Venezuela and under threat of invasion is highly relevant to
many parts of the world dealing with simultaneous effects of climate change
and economic warfare. Perhaps these outliers, the “weakest links” in the chains
of capitalist world-ecology (Moore 2015), are among the most fertile mediums
for socially committed, situated agroecological transformations.
Notes
1. https://notifalcon.com/v2/ubv-falcon-organizo-foro-sobre-propuesta-de-ley-nacionalde-semillas/
2. Latin American Institute of Agroecology of Via Campesina.
3. http://www.radiomundial.com.ve/article/bachilleres-tendr%C3%A1n-nuevas-opcionesformativas-en-ubv-nueva-esparta.
AGROECOLOGY AND SUSTAINABLE FOOD SYSTEMS
951
Acknowledgments
We are grateful to Nils McCune for comments on the manuscript. Also to Julieta Mirabal for
language editing and proofreading of the manuscript. We are indebted to Robert Porras and
Grisel Velázquez for assistance with the illustrations.
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