Supplementary Information
Late Pleistocene human genome suggests a local origin for the first farmers of
central Anatolia
Feldman et al.
Supplementary Figures
5
Supplementary Figure 1. ADMIXTURE analysis. ADMIXTURE analysis (Materials and
Methods) computed from 2,706 present-day and 594 ancient individuals is shown (K = 6-8; 10;
12; 15). A selected set of ancient individuals are plotted. For ADMIXTURE plot of all
individuals (K=10) see Supplementary Figure 9. AHG, AAF and ACF compose of similar main
ancestry components, maximized in Natufians (green) and WHG (blue). Source data are
provided as a Source Data file.
5
Supplementary Figure 2. AAF have excess allele sharing with Iranian/Caucasus related
populations compared with AHG. We plot the populations with the 40 most positive (blue) and
40 most negative values (orange) of D(AAF, AHG; test, Mbuti) with ±1 standard errors estimated
by 5 cM block jackknifing (represented by the horizontal bars). Positive values indicate that
“test” shares more alleles with AAF than with AHG, and negative values that it shares more with
AHG than AAF (analysis was restricted to individuals > 30,000 SNPs).
5
Supplementary Figure 3. Permutation test of the D statistic of the form D(AAF*, AHG*; test, Mbuti). We plot the populations
with the 10 most positive values of D(AAF, AHG; test, Mbuti) and the permutation values for the same populations with ±1 and ±3
standard errors estimated by 5 cM block jackknifing (represented by the inner and outer vertical bars respectively). In each test setting
“AAF*” either includes AHG and all AAF individuals except the individual marked with an asterisk or all AAF individuals (and not
AHG) except the individual marked with “_woAHG”. The test with the original population labels is indicated in pink (analysis was
restricted to individuals > 30,000 SNPs). All permutated settings are consistent with a negative D-score or 0 within ±1 standard errors
while the original D-scores for these populations resulted in a positive D-score within ±1 standard errors.
5
Supplementary Figure 4. ACF have excess allele sharing with Levantine related
populations compared with AAF. We plot the populations with the 40 most positive (blue) and
40 most negative values (orange) of D(ACF, AAF; test, Mbuti) with ±1 standard errors estimated
by 5 cM block jackknifing (represented by the horizontal bars). Positive values indicate that
“test” shares more alleles with ACF than with AAF, and negative values that it shares more with
AAF than ACF (analysis was restricted to individuals > 30,000 SNPs).
5
10
Supplementary Figure 5. Permutation test of the D-statistic of the form D(ACF*, AAF*;
test, Mbuti). We plot the empirical null distribution of D-statistics based on 1000 permutation
tests performed for each of the four “test” populations that had the most positive values in the
original observed statistic (Levant_N, Natufian, Greece_EN, Balkans_Neolithic). In each test
individuals were randomly shuffled between the ACF* and AAF* groups. The D-statistic with
the original population labels is marked with an asterisk. Empirical P-values are indicated for
each plot and were calculated by dividing the number of permutations that resulted in a value
equal to or greater than the original observation by the total number of permutations. In all cases,
the observed value is at the top < 1% tail.
5
Supplementary Figure 6. Iron Gates HG show higher genetic affinity to AHG than all the
other European HG. We plot the f4 values of D(Iron Gates HG, European HG; AHG, Mbuti)
with ±1 and ±3 standard errors estimated by 5 cM block jackknifing (represented by the inner
and outer horizontal bars respectively). Positive values indicate that “AHG” shares more alleles
with Iron Gates HG than with the tested European HG (analysis was restricted to individuals >
30,000 SNPs).
5
Supplementary Figure 7. Iron Gates HG show a higher genetic affinity to Natufians than
all the other European HG but Villabruna. We plot the f4 values of D(Iron Gates HG,
European HG; Natufian, Mbuti) with ±1 and ±3 standard errors estimated by 5 cM block
jackknifing (represented by the inner and outer horizontal bars respectively). Positive values
indicate that “Natufian” shares more alleles with Iron Gates HG than with the tested European
HG (analysis was restricted to individuals > 30,000 SNPs).
5
Supplementary Figure 8. PCA plot of present-day west Eurasian populations. The two first
principal components computed for 67 published present day west Eurasian populations are
shown. An estimated 0.88 % of the variation is explained by the first principal component (PC1)
and 0.43 % is explained by the second principal component (PC2). Source data are provided as a
Source Data file.
5
Supplementary Figure 9. ADMIXTURE plot of all individuals analyzed. ADMIXTURE analysis (Methods) computed from 2,706
present-day and 594 ancient individuals is shown (K = 10). Source data are provided as a Source Data file.
Supplementary Figure 10. View of the sampled Anatolian Epipaleolithic hunter-gatherer
(AHG/ZBC). Excavated from grave 13 in Pınarbaşı. Photo by Douglas Baird.
5
Supplementary Figure 11. View of sampled AAF individual ZHJ. Excavated from grave 15,
Boncuklu11. Photo by Douglas Baird/Boncuklu project.
5
Supplementary Figure 12. Kfar HaHoresh site and sampled early farmer KFH2 (A) View
of sampled infant skull KFH2 in situ in L1003 of Kfar HaHoresh. Scale 5cm. (B) View of upper
levels of multiple grave in L1003 (underlying L1001), showing intentional arrangement of
human bones. Scale 5cm.
A
B
Supplementary Figure 13. The site of Baʻja and the double infant burial. (A) View of the double infant burial (Loc. 405 of Room
35; individuals BAJ001 and BAJ002); Photo by Benz. (B) View on the Late Pre-Pottery Neolithic B site of Baʻja (southern Jordan)
from the top of the mountains. Baʻja Neolithic Project, Photo by Borowski.
5
5
10
Supplementary Figure 14. Symmetry testing of the newly reported KFH2 and BAJ001 individuals with previously reported
Levantine Neolithic individuals (grouped and labeled Levant_N). We plot the 20 most positive (blue) and the 20 most negative
values (orange) of the D-statistic of the form D(KFH2/BAJ001, Levant_N; test, mbuti) with ±3 standard errors (represented by the
horizontal lines) estimated by 5 cM block jackknifing. “test” populations include versatile global ancient and modern populations.
Positive values indicate that “test” shares more alleles with KFH2/BAJ001 than with Levant_N, and negative values that it shares more
with Levant_N than KFH2/BAJ001. Results for all tested quadruples can be found in Supplementary Data 4 (analysis was restricted to
individuals > 30,000 SNPs). (A) The 20 most positive values of the D statistic of the form D(KFH2, Levant_N; test, mbuti) are
plotted. (B) The 20 most negative values of the D statistic of the form D(KFH2, Levant_N; test, mbuti) are plotted. (C) The 20 most
positive values of the D statistic of the form D(BAJ001, Levant_N; test, mbuti) are plotted. (D) The 20 most negative values of the D
statistic of the form D(BAJ001, Levant_N; test, mbuti) are plotted.
Supplementary Tables
5
Supplementary Table 1. 14C radiocarbon dating performed for this study. Carbon dated at the CEZ Archaeometry gGmbH,
Mannheim, Germany. The 14C ages are given in BP (before present; meaning years before 1950). The calibrated dates are shown in
columns “Cal 1-sigma” and “Cal 2-sigma” using the 1-sigma and 2-sigma uncertainty of the 14C ages, respectively. The d13C value
was obtained from the isotope determination in the AMS system with a typical uncertainty of 2%. This value may be influenced by
isotope fractionation in the ion source and during graphitization and is only used for fractionation correction. Hence, this value is not
comparable to the one obtained in a stable isotope IRMS and should not be used for further data interpretation.
KFH2
Experiment
number
(MAMS)
31616
ZBC
30693
Individual
10
C14 date
(BP)
SE
Sigma 13C
AMS [‰]
Cal 1-sigma (BCE)
Cal 2-sigma (BCE)
C:N
C (%)
Collagen
(%)
Tissue
8,638
24
-9.1
7,647-7,594
7,712-7,589
3.3
40.2
1.5
Petrous bone
12,890
40
-16.7
13,530-13,335
13,647-13,284
3.3
37.7
0.8
Phalanx bone
Supplementary Table 2. Nuclear and mitochondrial contamination estimates. For each individual newly reported and analyzed in
this study mitochondrial contamination estimates calculated with schmutzi (Materials and Methods) are given. For genetic males the
nuclear contamination estimate is provided (Materials and Methods). The levels of DNA damage are given as the deamination level at
the 5' terminal position of the mapped reads.
5
Individual ID
Site
Nuclear contamination
estimate
SE
Mitochondrial contamination
estimate
Deamination at 5'
terminal position (%)
ZBC
KFH2
BAJ001
ZHAG
ZMOJ
ZKO
ZHJ
ZHAJ
Pınarbaşı
Kfar HaHoresh
Ba’ja
Boncuklu
Boncuklu
Boncuklu
Boncuklu
Boncuklu
0.005
NA
NA
NA
0.009
0.022
NA
NA
0.002
NA
NA
NA
0.006
0.007
NA
NA
0.01 (0.00 -0.02)
0.06 (0.04-0.08)
0.01(0.00-0.02)
0.01 (0.00-0.02)
0.03 (0.02-0.04)
0.01 (0.00-0.02)
0.01 (0.00-0.02)
0.03 (0.02-0.04)
11
26
28
11
22
16
9
16
5
Supplementary Table 3. Test of cladeness between AHG and late Pleistocene/early Holocene populations. The D-statistics of the
form D (AHG, pop1; pop2, Mbuti) is shown where “pop1” and “pop2” are late Pleistocene/early Holocene groups from Europe or the
Near East. Positive D-values (Z>3) indicate that “pop2” shares more alleles with AHG compared to “pop1” and negative D-values
(Z<-3) indicate that “pop2” shares more alleles with “pop1” compared to AHG. The Z scores were calculated from a 5 cM block
jackknifing standard error. The number of SNP positions covered in all four tested populations is given in column ‘nSNPs’.
Pop1
Pop2
D
Z
nSNPs
WHG
Levant_N
0.0458
9.953
384,901
WHG
Natufian
0.0285
4.822
236,731
WHG
Iran_N
0.0087
1.613
390,457
WHG
EHG
-0.0693
-14.094
453,196
Levant_N
WHG
0.0439
9.038
384,901
Levant_N
Natufian
-0.0365
-5.56
215,370
Levant_N
Iran_N
0.0103
1.779
341,358
Levant_N
EHG
0.0448
8.965
374,568
Natufian
WHG
0.0545
9.585
236,731
Natufian
Levant_N
-0.0084
-1.364
215,370
Natufian
Iran_N
0.0331
4.766
214,816
Natufian
EHG
0.057
8.804
230,917
Iran_N
WHG
0.075
13.793
390,457
Iran_N
Levant_N
0.0784
14.371
341,358
Iran_N
Natufian
0.0725
10.499
214,816
Iran_N
EHG
0.0394
6.598
379,907
EHG
WHG
-0.043
-8.546
453,196
EHG
Levant_N
0.0691
14.148
374,568
EHG
Natufian
0.0568
8.846
230,917
EHG
Iran_N
-0.0041
-0.692
379,907
5
Supplementary Table 4. Summary of best fitting qpAdm admixture models of key ancient populations. For each target
population the proportions estimated by the best fitting admixture models (Pval > 0.05) are given with their standard errors estimated
by 5 cM block jackknifing. ‘Ref’ 1-3 indicate the ancestral sources (reference) used to model the target populations. The abbreviations
of the population names are listed in Supplementary Data 2. We define the ‘Basic set’ of outgroups as: Han; Onge; Mbuti; Natufian;
Kostenki14; Mala; Mixe. When Natufian was used as a source population, the present-day BedouinB Near-Eastern population was
used as an outgroup in the ‘Basic set’ instead.
Target
Ancestral sources
Ref3
Mixture proportions (%)
Standard errors (%)
Ref1
Ref2
Ref1
Ref2
47.9
52.1
4.5
4.5
46.4
41.7
4.6
7.1
89.7
10.3
3.9
3.9
Ref1
Ref2
AHG
Levant_N
WHG
AHG
Levant_N
WHG
AAF
AHG
Iran_N
ACF
AAF
Levant_N
78.7
21.3
3.5
3.5
Iron_Gates_HG
AHG
WHG
EHG
25.8
62.9
11.3
5.0
7.4
3.3
Iron_Gates_HG
Natufian
WHG
EHG
11.1
78.0
10.9
2.2
4.6
3.0
Levant_Neol
AAF
Natufian
17.8
82.2
6.4
Levant_Neol
AHG
Natufian
16.3
83.7
6.7
Iran_N
Ref3
11.9
Ref3
Pval (rank - 1)
Outgroups
0.158
Basic set
0.296
Basic set
0.296
Basic set; WHG; EHG
0.606
Basic set
0.308
Basic set
0.589
Basic set
6.4
0.288
Basic set; WHG; EHG
6.7
0.074
Basic set; WHG; EHG
6.9
5
Supplementary Table 5. qpADM Admixture models of the Anatolian hunter-gatherer (AHG). The proportions estimated for
each ancestral source (Ref1-4) used to model the target population AHG are given. Fitting models (Pval > 0.05; and admixture
proportions are feasible) are highlighted in green. When resolution is lacking to determine whether a mixture proportion is required
the source population, proportion and Standard error are highlighted in lighter green. The fitting models with minimal waves of
ancestry are marked in bold. The standard errors were estimated by 5 cM block jackknifing. The abbreviations of the population
names are listed in Supplementary Data 2. The ‘Basic set’ of outgroup populations (Han; Onge; Mbuti; Natufian; Kostenki14; Mala;
Mixe) was used.
Ancestral sources
Mixture proportions (%)
Standard errors (%)
Ref1
Ref2
52.1
4.5
4.5
Pval
(rank–1)
1.58E-01
31.3
3.1
3.1
1.15E-05
55.7
44.3
5.1
5.1
3.31E-07
27.1
72.9
15.9
15.9
4.59E-21
110.0
-10.0
8.7
8.7
48.2
49.5
2.4
5.2
10.4
6.5
1.31E-01
Iran_N
46.4
41.7
11.9
4.6
7.1
6.9
2.96E-01
EHG
Iran_N
59.0
21.3
19.7
4.8
4.7
7.4
1.16E-03
Iran_N
WHG
EHG
28.0
110.7
-38.7
11.4
14.6
7.5
Levant_N
WHG
Iran_N
46.7
39.7
11.5
5.4
10.7
7.0
Ref1
Ref2
Levant_N
Levant_N
Ref3
Ref4
Ref1
Ref2
WHG
47.9
EHG
68.7
Levant_N
Iran_N
Iran_N
WHG
Iran_N
EHG
Levant_N
WHG
EHG
Levant_N
WHG
Levant_N
EHG
Ref3
Ref4
2.2
Ref3
Ref4
2.27E-29
8.95E-12
6.6
2.35E-01
5
Supplementary Table 6. qpADM Admixture models of the Anatolian Aceramic farmers (AAF). The proportions estimated
for each ancestral source (Ref1-3) used to model the target population AAF are given. Fitting models (Pval > 0.05; and admixture
proportions are feasible) are highlighted in green and in bold letters. The standard errors were estimated by 5 cM block
jackknifing. The abbreviations of the population names are listed in Supplementary Data 2. We define the ‘Basic set’ of outgroup
populations as Han; Onge; Mbuti; Natufian; Kostenki14; Mala; Mixe.
Ancestral sources
Mixture proportions (%)
Standard errors (%)
Ref1
Ref2
Ref1
Ref2
Ref1
Ref2
AHG
Iran_N
91.4
8.6
7.2
7.2
Pval
(rank – 1)
5.38E-02
AHG
Iran_N
89.7
10.3
3.9
3.9
2.96E-01
AHG
EHG
98.7
1.3
4.0
4.0
1.37E-02
Basic set
Basic set;
Levant_N;WHG;EHG
Basic set
AHG
Levant_N
108.1
-8.1
9.8
9.8
5.76E-02
Basic set
AHG
WHG
103.7
-3.7
9.9
9.9
1.07E-02
Basic set
WHG
EHG
144.4
-44.4
8.5
8.5
5.71E-13
Basic set
AHG
Levant_N
93.8
-2.6
19.2
11.6
9.62E-02
Basic set
Ref3
Iran_N
Ref3
8.8
Ref3
9.5
Outgroups
5
Supplementary Table 7. qpADM Admixture models of the Anatolian Ceramic farmers (ACF). The proportions estimated for
each ancestral source (Ref1-3) used to model the target population ACF are given. Fitting models (Pval > 0.05; and admixture
proportions are feasible) are highlighted in green. When resolution is lacking to determine whether a mixture proportion is required
the source population, proportion and Standard error are highlighted in lighter green. The fitting models with minimal waves of
ancestry are marked in bold. The standard errors were estimated by 5 cM block jackknifing. The abbreviations of the population
names are listed in Supplementary Data 2. We define the ‘Basic set’ of outgroup populations as Han; Onge; Mbuti; Natufian;
Kostenki14; Mala; Mixe.
Ancestral sources
Mixture proportions (%)
Standard errors (%)
Ref1
Ref2
Ref1
Ref2
Ref1
Ref2
AAF
Levant_N
78.7
21.3
3.5
3.5
Pval (rank
– 1)
6.06E-01
AAF
EHG
110.3
-10.3
2.4
2.4
2.69E-02
Basic set
AAF
Iran_N
117.2
-17.2
4.6
4.6
4.21E-02
Basic set
AAF
WHG
122.9
-22.9
5.8
5.8
5.49E-02
Basic set
AAF
Levant_N
86.9
17.8
9.2
5.3
5.66E-01
Basic set
AHG
Levant_N
84.3
15.7
6.8
6.8
1.15E-01
Basic set
AHG
EHG
108.0
-8.0
3.9
3.9
7.49E-02
Basic set
AHG
Iran_N
106.5
-6.5
7.0
7.0
7.65E-02
Basic set
AHG
WHG
124.1
-24.1
9.8
9.8
3.98E-01
Basic set
AHG
Levant_N
Iran_N
77.9
18.0
4.2
13.3
8.2
6.5
2.16E-01
Basic set
AHG
Levant_N
Iran_N
71.0
22.3
6.7
5.6
4.7
3.2
3.50E-01
Basic set;WHG;EHG
Ref3
Iran_N
Ref3
-4.7
Ref3
4.8
Outgroups
Basic set
5
10
Supplementary Table 8. qpAdm Admixture models of Levantine early farmers. The proportions estimated for each ancestral
source (Ref1-2) used to model each target population are given with their standard errors estimated by 5 cM block jackknifing. Fitting
models (Pval > 0.05; and admixture proportions are feasible) are highlighted in green. When resolution is lacking to determine
whether a mixture proportion is required the source population, proportion and Standard error are highlighted in lighter green. The
fitting models with minimal waves of ancestry are marked in bold. The abbreviations of the population names are listed in
Supplementary Data 2. We define the ‘Basic set’ of outgroups as: Han; Onge; Mbuti; Natufian; Kostenki14; Mala; Mixe. When
Natufian was used as a source population, the present-day BedouinB Near-Eastern population was used as an outgroup in the ‘Basic
set’ instead. The previously published individuals from Motza, Israel and ‘Ain-Ghazal, Jordan 57 are grouped together and labeled as
‘Levant_N’. When the published (Levant_N) and newly reported Levantine early farmers (BAJ001, KFH2) are grouped into one
population they are labeled ‘Levant_Neol’.
Target
Ancestral sources
Mixture proportions (%)
Standard errors (%)
Ref1
Ref2
Ref1
Ref2
Ref1
Ref2
KFH2
ACF
Levant_N
-5.4
105.4
25.6
KFH2
AAF
Levant_N
-2.6
102.6
16.5
KFH2
AHG
Levant_N
-2.2
102.2
KFH2
WHG
Levant_N
6.1
KFH2
ACF
Natufian
KFH2
AAF
Natufian
Levant_N
ACF
Levant_N
Outgroups
25.6
Pval (rank
– 1)
0.377
Basic set; EHG; WHG
16.5
0.313
Basic set; EHG; WHG
16.5
16.5
0.322
Basic set; EHG; WHG
93.9
6.3
6.3
0.435
Basic set
24.9
75.1
16.6
16.6
0.525
Basic set; EHG; WHG
23.3
76.7
13.5
13.5
0.622
Basic set; EHG; WHG
BAJ001
9.8
90.2
14.5
14.5
0.625
Basic set
AAF
BAJ001
3.4
96.6
10
10
0.510
Basic set
Levant_N
AHG
BAJ001
-4.8
95.2
15.3
15.3
0.580
Basic set
Levant_N
WHG
BAJ001
-2.4
102.4
4.5
4.5
0.607
Basic set
Levant_N
Greece_EN
BAJ001
7.6
92.4
15.4
15.4
0.496
Basic set
Levant_N
ACF
Natufian
30.4
69.6
7.2
7.2
0.575
Basic set; EHG; WHG
Levant_N
AAF
Natufian
21.3
78.7
6.3
6.3
0.375
Basic set; EHG; WHG
BAJ001
ACF
Natufian
15.8
84.2
12.5
12.5
0.128
Basic set; EHG; WHG
BAJ001
AAF
Natufian
8.3
91.7
10.3
10.3
0.098
Basic set; EHG; WHG
Levant_Neol
AAF
Natufian
17.8
82.2
6.4
6.4
0.288
Basic set; EHG; WHG
Levant_Neol
AHG
Natufian
16.3
83.7
6.7
6.7
0.074
Basic set; EHG; WHG
5
Supplementary Table 9. Admixture models of the Iron Gates hunter-gatherers (Iron Gates HG). The proportions estimated for
each ancestral source (Ref1-3) used to model Iron Gates HG population are given with their standard errors estimated by 5 cM block
jackknifing. Fitting models (Pval > 0.05; and admixture proportions are feasible) are highlighted in green. When resolution is lacking
to determine whether a mixture proportion is required the source population, proportion and Standard error are highlighted in lighter
green. The fitting models with minimal waves of ancestry are marked in bold. The abbreviations of the population names are listed in
Supplementary Data 2. We define the ‘Basic set’ of outgroups as: Han; Onge; Mbuti; Natufian; Kostenki14; Mala; Mixe. When
Natufian was used as a source population, the present-day BedouinB Near-Eastern population was used as an outgroup in the ‘Basic
set’ instead.
Ancestral sources
Mixture proportions (%)
Standard errors (%)
Ref1
AHG
Ref2
WHG
Ref3
EHG
Ref1
25.8
Ref2
62.9
Ref3
11.3
Ref1
5.0
Ref2
7.4
Ref3
3.3
Pval (rank-1)
3.08E-01
Outgroups
Basic set
AAF
WHG
EHG
21.8
69.0
9.2
4.1
5.8
2.8
5.41E-01
Basic set
Iran_N
WHG
EHG
6.2
90.3
3.5
2.9
4.4
3.0
1.10E-02
Basic set
Natufian
WHG
EHG
11.1
78.0
10.9
2.2
4.6
3.0
5.89E-01
Basic set
5
Supplementary Table 10. Basal Eurasian proportion estimates. The proportions estimated for each ancestral source (Ref1-3) used
to model the target population are given with their standard errors estimated by 5 cM block jackknifing. The mixture proportion of
‘Mota.SG’ listed in bold IS used as a proxy for the proportion of Basal Eurasian ancestry (α) in the target population 57. Fitting models
(Pval > 0.05; and admixture proportions are feasible) are highlighted in green. The abbreviations of the population names are listed in
Supplementary Data 2. The set of outgroups used for this analysis includes: Han; Onge; Mbuti; Natufian; Kostenki14; Mala; Mixe.
For models where Mota.SG was added to this set, the target is marked with an asterisk.
Ancestral sources
Test
AHG
Ref1
Mota.SG
Ref2
WHG
Natufian
Mota.SG
Natufian
Ref3
Mixture proportions (%)
Standard errors (%)
Ref1
Ref1
5.5
Ref2
5.5
24.8
Ref2
75.2
Ref3
Ref3
Pval (rank-1)
2.72E-02
WHG
38.5
61.5
5.0
5.0
2.36E-01
Mota.SG
EHG
66.2
33.8
3.7
3.7
8.03E-07
Natufian
Mota.SG
WHG
EHG
36.2
69.0
-5.2
6.2
12.4
7.7
1.16E-01
Iron_Gates_HG
Mota.SG
WHG
EHG
85.9
12.5
2.8
5.3
3.3
6.80E-02
Iron_Gates_HG
WHG
EHG
1.6
88.4
11.6
2.9
2.9
1.12E-01
Iron_Gates_HG*
WHG
EHG
88.6
11.4
2.9
2.9
1.57E-01
Supplementary Notes
Supplementary Note 1: Description of samples and archaeological information
Pınarbaşı – archaeological information
Pınarbaşı is situated 33.4 km southeast of Boncuklu on the eastern edge of the western
Konya basin (37° 29'N, 33°02'E) at the end of the Bozdağ limestone hills, northwest of the
Karadağ mountain, and represents the only excavated Epipaleolithic site on the central Anatolian
plateau1. The site contains a series of rock shelters and caves, the most northerly of which was
subjected to excavation, as Area B. The site was initially excavated in 1994-95 by Professor
Trevor Watkins of Edinburgh University2. Excavations recommenced in 2003 under the direction
of Professor Douglas Baird from the University of Liverpool and resulted in the detection and
excavation of the Epipaleolithic deposits. Occupation of the site is evidenced by a long settlement
sequence that commences by c. 13,500 cal BC in one of the rock shelters1. At the beginning of
the Holocene, c. 9600 cal BC, the site saw the emergence of a sedentarising community on a
small mound c. 100m west of the Epipaleolithic rock shelter3. The mound settlement was
excavated in Areas A and D3.
The Epipaleolithic population represented at Pınarbaşı was probably highly mobile and low
density, ranging over a large area of the central Anatolian plateau and quite possibly south of the
Taurus peaks in winter1. At Pınarbaşı they hunted local wild caprines and cattle, wetland birds
and fish, with no clear evidence for any significant exploitation of local plants. Notably ancestors
of the first cultivated cereals are absent1. Strong links to other Epipaleolithic groups especially
the Natufian of the Levant but also to groups on the Mediterranean coast of Turkey have also
been documented through similarities in and exchanges of material culture, especially chipped
stone, obsidian and sea shell beads, as well as technological, ritual and social practices1, 4, 5. The
10th-9th millennium cal BC saw the development of more sedentary practices at Pınarbaşı but this
occupation lacks evidence of exploitation of wild ancestors of early cultivated plants, cultivation
of cereals and legumes and animal herding3.
Pınarbaşı - sample description
Five individuals were selected for ancient DNA analysis, skeletons ZBC and ZBD from the
Epipaleolithic rock shelter and ZDS, ABM and ZAN from the open air 10th-9th millennia site
(Supplementary Data 1). Only skeleton ZBC, found within Grave 13, provided sufficient
genomic data. This burial was placed in an oval cut, early in the Epipaleolithic sequence at the
site and thus overlaid by c. 1 m of Epipaleolithic occupation deposit and rock shatter from the
rock-shelter wall. It was thus very well stratified within the site sequence. Anthropological
analyses by Dr Kirsi Lorentz identified this burial as belonging to a c. 25-29 year old male1. The
body was found fully articulated, extended in supine position, with both hands resting at the
pelvis area and was lacking the cranium (Supplementary Figure 10). The presence of maxillary
teeth within the grave together with the absence of evidence for major disturbance, suggests that
skull removal practice characteristic of Aceramic Neolithic communities was already practised
and is one feature that suggests interactions with Levantine Natufian communities where it is
sporadically attested within Natufian mortuary practices1.
Two radiocarbon dates are available for this specific articulated skeleton, ZBC. The original
date of 14,209-13,121 cal BCE (2 sigma range 95.4%) (OxA 16536)1 was confirmed with a
second date of 13,646-13,284 cal BCE (2 sigma range 95.4%) (MAMS 31616) (Supplementary
Table 1) from the same phalanx bone that was subjected to ancient DNA analysis. This second
date, confirms the original date but usefully has a shorter range, which supports the view that this
burial probably predates the Natufian or possibly overlaps with its very earliest phases, and
certainly predates the Bolling-Allerod/GI 1 interstadial1.
Boncuklu - archaeological information
Boncuklu is situated on the Konya Plain (37° 45'N 32°52'E) and lies 33.4 km northwest of
Pınarbaşı and 10.2 km northeast from Çatalhöyük. The site was discovered during the
archaeological surveys of the Konya Plain between 1994-2002 under the direction of Professor
Douglas Baird from the University of Liverpool. Excavations began in 2006 and continue at the
present time3. Occupation of the site is documented from 8300-7600 cal BC directly through
radiocarbon dating. However, stratigraphic and material evidence suggest a slightly longer
occupational span3, 5, 6.
The Boncuklu community seems to have relied on the exploitation of wild resources to a
large degree, especially wild cattle and boar, fish and wetland birds along with nuts and fruits
from surrounding hill areas3, 6. To these resources were added small-scale cultivation of wheat,
lentils and peas3. The chipped stone industry was microlithic, in significant contrast to broadly
contemporary Levantine PPNB and northern Fertile Crescent assemblages and thus shows
significant continuities with the earlier local Epipaleolithic and the earlier 10th/early 9th
millennium BC community at Pınarbaşı in technological and raw material exploitation traditions3,
6
. There is thus strong archaeological evidence of continuities from Epipapalaeolithic and early
Holocene forager communities with the community at Boncuklu. Thus by 8300 cal BC it appears
local foragers adopted domestic plants from areas to the south and east and fitted them into their
traditional wetland exploitation practices3. They were presumably introduced to the region as a
consequence of the far reaching and continuous interactions with neighbouring regions from the
Epipaleolithic through the 10th-early 9th millennia cal BC, as also documented at earlier and
contemporary Pınarbaşı3.
The site possessed a number of sub-oval domestic buildings with mudbrick walls The
Boncuklu houses underwent repeated continuous reconstruction over multiple generations in the
same location, a pattern similar to other certain Aceramic Neolithic sites in the surrounding
regions, for example, to the north east at Aşıklı from 8300 cal BC7, just to the south at
Çatalhöyük from 7100 cal BC8, in the Levant at PPNA Jericho9 and in PPNB Tell Halula10.
Primary inhumations were buried under the houses during their occupation, a common practice
across the Near-Eastern Neolithic, but there were also primary burials and burials of deliberately
disarticulated human remains including skulls in open areas between buildings. More than 37
Neolithic burials, plus 274 individual bones and 129 isolated finds of human remains have been
found in the site so far11.
Boncuklu – sample description
Skeletal samples from 31 individuals from areas H, K, M and Q were selected for genetic
analysis (Supplementary Data 1), from which five, described in detail below, provided sufficient
genomic data (Supplementary Data 1). Three of these burials (ZHAJ, ZHAG and ZHJ) were all
articulated primary inhumations stratified within a sequence of 4 buildings in Area H, all were
securely stratified under long sequences of plaster floors, two were buried during the ongoing
occupation of one of the buildings. One of these, ZHJ, was directly dated by C14 to 8269-8210
cal BC in a Bayesian model3. ZHAJ and ZHAG were securely stratified earlier than this and thus
definitively predate 8200 cal BC. ZKO was a primary fully articulated inhumation buried under
the plaster floor of a building, within a stratified sequence of six buildings in Area K. It was
therefore securely stratified, overlaid by a large number of plaster floors. Unpublished C14 dates
from this sequence of buildings clearly indicate it falls within the main sequence dated at the site
to 8300-7800 cal BC. ZMOJ is a primary inhumation, although with some elements disturbed by
animal burrows, deeply stratified in a sequence of midden deposits in Area M. Currently this
sequence is not directly dated, although associated artifacts suggest it overlaps with the other
dated excavation sequences in the main excavated phases of occupation at the site, within the
date ranges outlined above.
ZHAJ (Area H, Grave 27). This is a primary single inhumation of a middle age adult
buried in a sub-oval cut. The individual was found lying tightly flexed on their left side,
positioned east-west with the head towards the west and facing north. Considerable damage from
bioturbation had disturbed the arms and pelvis11. Initial anthropological analysis based on the
skull in the absence of pelvis suggested a possible male. However, ancient DNA analysis has
determined that this individual was a female (Table 1).
ZHAG (Area H, Grave 18). Grave 18 contained a double inhumation of a middle age adult
female (ZHAF) and a perinatal baby (ZHAG) found in an oval cut larger than average. The adult
individual (ZHAF) was found lying tightly flexed on their left side and positioned with a
northeast-southwest orientation with the head towards the northwest. The perinatal individual
was articulated and found with the head on top of the adult pelvis11. The female sex of the adult
individual (genome labelled as Bon005_pub) could be confirmed by ancient DNA12. In the
present study we could also determine the sex of the perinatal individual as a female (Table 1).
ZHJ (Area H, Grave 15). This is a primary single old adult inhumation found in a sub-oval
cut. The individual was found in a crouched position lying on its right side and positioned northsouth with the head orientated towards the south (Supplementary Figure 11). The bones were
relatively well preserved compared with other graves although burrowing animals have destroyed
parts of the skull and axial skeleton, including the left foot11. Morphological sexing was difficult
because the remains were gracile, probably as a result of the ageing process. Ancient DNA
analyses allowed us to establish that this individual was a female (Table 1).
ZKO (Area K, Grave 12). This is a single inhumation of an old adult male in an oval cut.
The individual was found lying tightly flexed on their left side and orientated east-west with the
head towards the east. Scattered fragments of at least two infants (ZKM, ZKR, ZKQ, KQE),
probably from earlier disturbed primary burials were also recovered from the grave fill. The
bones were generally well preserved, but rodent burrowing activity caused significant disturbance
to the ribs, scapula and vertebrae11. We were able to confirm through DNA analysis the sex of
this individual as a male (Table 1).
ZMOJ (Area M, Grave 49, associated unit MAKR). A primary but heavily disturbed
burial of a young adult in a sub-circular grave. The individual was orientated east-west with head
to the west and facing north. The skull was found at one end of the grave and many of the other
bones had been moved by animal action, so their anatomical position was not maintained11. We
could determine through ancient DNA that this individual was male (Table 1).
Kfar HaHoresh - archaeological information
Kfar HaHoresh (32°42'13.3"N 35°16'13.3"E, 375 m above sea level) is a small, 0.75 ha, PrePottery Neolithic B (PPNB) site on the western flanks of the Nazareth hills in lower Galilee,
Israel. It is situated within a rock escarpment embayment in the uppermost reaches of a small
tributary wadi that flows to the Jezreel valley and thence to the Mediterranean coast 25 km
distant. During seventeen excavation seasons (1991-2012) a total of 500 m² were excavated13-15.
Three principle stratigraphic phases were identified, broadly corresponding to the Early, Middle
and Late PPNB, dating from ca. 8,600 cal BCE to after 7,500 cal BCE16. Occupation intensity
increased through the sequence.
The earliest occupation is dominated by a massive, walled and lime plaster-surfaced,
quadrilateral podium (Locus 1604), ca. 22 x 10 m, with at least three architectural sub-phases and
a hearth molded into the earliest plastered surface15. Plaster curling up at the edge of the walls
likely indicate the use of a mudbrick parapet (not preserved). In the center of the podium a grave
(Locus 1005) was dug into sterile sediments below the lowermost plaster surface containing a
partially articulated but headless adult human male that also included remains of a herd of eight
aurochs (Bos primigenius), likely representing a funeral feast17, 18. In open areas south of the
podium at least two more pits containing mostly aurochs remains were documented19, as were
headless single inhumations, one articulated, the other an unusual secondary burial.
The later phases are characterized by smaller, mostly quadrilateral but also oval plastersurfaced structures (one painted red), none exceeding 5 x 5 m, sometimes in association with one
or more retaining walls on the upslope side, likely representing foundations of mudbrick retaining
walls and/or parapets. The structures are accompanied by other terrace/dividing walls, platforms,
cists, monoliths, postholes (seemingly non-architectural), and a numerous and diverse array of
combustion features: hearths, ovens, kilns 20 and midden deposits, including knapping pits and
caches21, 22.
Later phase burials are more numerous and varied; they include single and multiple, fully
articulated, with or without skulls, as well as secondary burials, skull caches and more common
isolated human remains than before15, 16, 23. Remains of three plastered skulls were recovered, all
of young adult males, one painted with cinnabar from the Taurus Mountains in southern
Turkey24. Many graves either directly underlie architectural plastered surfaces or are covered by
chalky plaster. Though including males and females and all age cohorts from neonates to elderly,
the demographic profile is unusual, with an emphasis on young adult males, 20-29 years old25. Of
note are two graves (Locus 1003 and Locus 1155 complex) under different plastered surfaces,
each with minimum number of individuals (MNIs) of 17, and both containing mixtures of
articulated and secondary remains (but few cranial elements), the bones having been carefully
arranged23, 26, 27. Morphological analyses on the teeth are rather heterogeneous, but clearly show
one cluster (mostly from L1003) belonging to a quite homogenous group, suggesting close
biological relations between females and sub-adults that may indicate matrilocal residence
patterns28. Grave-goods include animal (aurochs, fox, goat and gazelle) remains as well as
projectile points, sickles, ground-stone tools, marine molluscs, exotic minerals, ochre and clay
tokens29.
The fauna at Kfar HaHoresh indicate that wild ungulates (aurochs and gazelle) were
preferentially selected (in contrast to coeval sites in the region), as well as evidence for increasing
goat management through the sequence30-32. Among smaller species fox, hare, tortoise, cat, birds
and fish are notable. Preservation of palaeobotanical remains is almost non-existent, though a
seed of Vicia faba was identified.
Abundant and varied small finds categories were recovered. The huge chipped stone
assemblages were made on-site using three knapping technologies - an ad hoc blade/flake
approach, one for serial blade production from bidirectional (naviform) cores, and one for bifacial
tools14, 33. Tools include sickle blades, projectile points, perforators, burins and chamfered items,
axes and knives. Bone tools were present in some quantity. Passive ground-stone tools include
querns and workslabs, while active items include numerous pounders, hammerstones, abraders,
polishers, grooved items and minute polished pebbles. Abundant baked clay items include tokens
and figurines, while a small ceramic assemblage was also identified34. Marine and freshwater
molluscs are common, with most deriving from the Mediterranean though also from the Red
Sea35. Colourful exotic minerals, in the form of lumps, pendants and beads include obsidian,
malachite, amazonite, jet, bitumen and carnelian; sources range from south/central Turkey,
northern Syria, the Rift valley, the Negev/Sinai, and southern Transjordan36. Animal and human
figurines are made on clay and stone, with the only gendered items relating to phallic imagery.
Based upon its modest size, unusual and secluded setting, the lack of adjacent arable land,
and the nature of the recovered finds, Kfar HaHoresh is interpreted as a local cult and funerary
locality that was probably only occupied on a periodic basis37. It may have served neighbouring
lowland village communities, such as Yiftahel38, situated 7 km to the northwest, or Mishmar
HaEmeq, 15 km to the southwest39.
Kfar HaHoresh – sample description
Among three petrous bones from different graves that were sampled (KFH 1-3) only KFH2
had sufficient genomic data for subsequent genetic analysis (Supplementary Data 1).
KFH2 derives from square J53 (elevation 390/400cm below datum; L1003 catalogue
#1050) in the multiple grave, Locus 1003, underlying the corner of a quadrilateral plastered
surface, L1001 (Supplementary Figure 12). It is the nearly complete cranium of a 0-3 year old
infant, genetically identified here as a female. The same petrous bone that was used for the DNA
analysis was radiocarbon dated to 7,712-7,589 cal BCE (2 sigma range 95.4%) (MAMS 30693)
(Supplementary Table 1). The C14 date and stratigraphic considerations indicate the grave dates
to the transition from the Middle to Late PPNB phase at the site.
Baʻja - archaeological information
The Neolithic site of Baʻja (35°27’45” E / 30°24’55” N) was discovered during a survey in
1983 by M. Lindner and identified as a late Pre-Pottery Neolithic site by Hans Georg K. Gebel40.
Three soundings were carried out in 1984. Large scale excavations started in 1997 (co-directed
by Bienert and Gebel) and were continued from 1999 until 2007 directed by Gebel41. In 2008,
2010 and 2012 special investigations at the site and in the region were carried out42. Besides
several test units, five large areas have been excavated so far (B-South, B-North, C, D, F). In
2016, during a pilot project, new burials were discovered41, including that of BAJ001, the
individual genetically analyzed in this study. Based on the promising results of the test phase, a
new 3-years project started in 2018.
Baʻja is famous for its extraordinary location in a naturally secluded setting (altitude: 11401175 m a.s.l.), surrounded by steep slopes (Supplementary Figure 13B). Access is possible
through an up to 70 m deep gorge, the Siq al-Ba‘ja. Though the intramontane basin on which the
village rests is only about 1.5 ha large, the site is considered a mega-site43, since it resembles in
some aspects other sites of this phenomenon, such as Beidha44, Basta and other middle and late
Pre-Pottery Neolithic sites of the southern Levant40.
Radiocarbon dates confirm the typological dating to the late Pre-Pottery Neolithic B (second half
of the 8th millennium BCE)45. Preliminary analyses of archaeobotanical and archaeozoological
analyses were presented by Neef (1997) and von den Driesch et al. (2004)46. Beside domesticated
cereals (especially Triticum dicoccum), wild fruits such as pistachio, hawthorn, and fig were
collected; charcoal analyses comprise juniper and pistachio, but no remains of oak have been
discovered so far. Animal husbandry was dominated by ovicaprines, but hunting also played an
important role (for meat and fur). Taken together the species suggest a year-round occupation of
the site. This is corroborated by the elaborate architecture. In every trench, densely packed
clusters of buildings were discovered with at least two-storeyed terraced buildings with cellartype substructures, indicating that the whole plateau was once occupied in a pueblo-like
manner45. “Ba‘ja’s final occupation, interrupted by at least one earthquake, is reconstructed as a
densely built village without open spaces and lanes, with houses/ rooms accessible from roof tops
or lower roofs, representing the settlement’s communal space”41.
Flint industries (thoroughly studied by42, 47) as well as the production of various other
objects, above all sandstone rings48 and beads, provide valuable information on social identities,
exchange and development supported by immaterial values. As suggested by Hans Georg Gebel
depositions of objects related to households and burials beneath floors might relate to practices of
“avoidance, strengthening, fear, commodification and recommodification”41, 49.
The dead were buried either in abandoned houses, in between houses or beneath floors. One
primary burial in the most western part of the site and three collective burials had been
discovered in Area C and D during earlier excavations50-52. Results of palaeoanthropological
work were presented by Schultz et al.53, 54. Two new burials were discovered during the 2016
season in Area C, Room CR35 (Loci 405 and 408). These burials and further observations in
adjacent rooms of Area C suggest that this area had been used as an intramural burial ground
between the earliest and later architectural phases41.
Loc. 405 is a double burial of two infants aged 0.5-1 year and 3-4 years (labeled here as
BAJ001 and BAJ002 respectively). They were buried in a crouched position, squeezed in a rather
small pit. BAJ001 oriented E-W slightly above BAJ002. BAJ002 was oriented W-E. The two
were facing each other.
Loc. 408 is a single primary burial which is outstanding in several respects. The grave
construction as well as the burial ritual was very complex (for a detailed description see41).
Moreover, the young adult individual (labeled here BAJ003) was buried with two categories of
“grave goods”: seemingly personal items such as beads of various exotic raw-materials, arm rings
on each upper arm still in situ and a deliberately destroyed “mace head” near the left shoulder.
Additionally more objects were embedded in the grave cover.
Individual BAJ003 was lying on its left side with the legs in a crouched position. The
orientation of the skeleton was SW-NE with the orientation of the face remaining unknown
because the skull had fallen onto the chest, the mandible being turned upside down. Taphonomic
processes indicate that there must have been a void into which the sand had penetrated only after
decay and that the head was originally slightly elevated41.
Similar to the collective burial in the same room, both graves were covered with stones
slabs, which were then buried with up-to-fist sized stones and reused plaster/limestone fragments
from an ancient floor.
A charcoal sample from the upper filling of the double infant burial was dated to 7027-6685
BCE (2 sigma range; MAMS 3015: 7928± 27 BP).
Out of the three sampled individuals (BAJ001 – BAJ003) only BAJ001 had sufficient
genomic data for subsequent genetic analysis (Supplementary Data 1).
Baʻja - Sample description
The double infant burial of Locus 405 comprised two complete skeletons of young infants
(BAJ001 and BAJ002). The bones are of brittle consistency, inhibiting some morphological
measurements. The preservation of the bone surfaces in both skeletons is rather good.
Age at death was estimated using the dental development, lengths of long bones,
development of the cranium, carpals, and vertebrae55. Applying these methods, age at death of
the younger infant (BAJ001) was estimated between 0.5-1 year and of the older infant between 34 years (BAJ002).
Sex was roughly estimated by the markers of the mandible which suggested the BAJ001
individual was a male and BAJ002 a female. However, the genetic sexing determined BAJ001 to
be a female (Table 1). Both individuals are of strong and short stature (When compared to the
expected stature from the level of teeth development). The younger infant shows porosity and
newly built bone plaques on the internal lamina of the skull, possibly being remnants of severe
bleeding.
Supplementary Note 2: Genetic analysis of Neolithic Levantines
The Near-Eastern Levantine corridor, a narrow strip of land parallel to the Mediterranean
Sea extending from the Sinai Peninsula to the north of Syria was one of the earliest centers of
5
farming and cultivation56. Recently reported early farmer genomes from the southern Levant
showed considerable genetic continuity with Epipaleolithic Natufian individuals. However, they
harbored additional admixture from an Anatolian-Neolithic related gene pool57, providing a first
glimpse at the demographic history throughout the Neolithic transition in this area. However, due
to the poor DNA preservation in the region, the available genomic data is mostly of low
10
coverage and limited to a handful of sites. Therefore, additional genomes that would fill temporal
and geographical gaps in the available data could shed light on the demographic structure and
heterogeneity of both the Levantine hunter-gatherers and early farming Levantine populations.
We compared the newly produced genome-wide data of two individuals, a ca 9,600 ya Levantine
PPNB early farmer (KFH2) from the site of Kfar HaHoresh in northern Israel and another
15
Levantine PPNB early farmer (BAJ001) from the site of Ba’ja, Jordan (Table 1), to the
previously published genome-wide data of contemporaneous individuals from the sites of Motza,
Israel and ‘Ain-Ghazal, Jordan57 (grouped together and labeled Levant_N, following a previous
labeling system2). We estimated an average coverage of 0.16 and 0.75 fold with 67,535 and
254,565 covered SNPs overlapping with the Human Origins dataset for KFH2 and BAJ001
20
respectively. While the coverage of KFH2 exceeds our threshold for analysis, we note that it is
relatively low and provides limited statistical power and resolution. We determined the genetic
sex of both KFH2 and BAJ001 as females and therefore we could not estimate their nuclear
contamination rate based on X chromosome. However, based on the mitochondrial
contamination estimate, both genomes were suitable for analysis with 0-6 % contamination
estimates (Supplementary Table 2).
We first projected the ancient samples onto the first two dimensions of PCA (PC1, PC2)
calculated for present-day west Eurasians (Materials and Methods and Fig. 1B). KFH2, BAJ001
5
and the published Levantine early farmers all fall in the vicinity of the Natufian cluster, shifted to
the direction of Anatolian Neolithic populations, along both PC1 and PC2; among the Neolithic
Levant individuals, KFH2 is further shifted from the others to this direction. In ADMIXTURE
analysis (K = 10), BAJ001, KFH2 and the published Levant_N are all modeled as a mixture of a
component maximized in Natufians (84.1 %, 89.8 % and 67.8 – 89.6 % for KFH2, BAJ001 and
10
Levant_N, respectively) and a second component maximized in Mesolithic western huntergatherers (WHG) (Supplementary Figure 1).
We formally tested the diversity visualized on PCA and ADMIXTURE between the new
and published Levantine early farmers by the D-statistic of the form D(KFH2/BAJ001,
Levant_N/KFH2; test, Mbuti) using both ancient and present-day worldwide populations as
15
“test” (Supplementary Figure 14 A-D and Supplementary Data 4). We found the new and
published individuals to be symmetrically related to most test populations within our data’s
resolution. The only exceptions were a slight additional affinity of Levant_N with Early
Neolithic individuals from the Peloponnese region in Greece58 (labeled Greece_EN) and with
KFH2 when compared to BAJ001 (D = -4.2 and -3.2 SE, respectively; Supplementary Figure
20
14D).
In accordance with this result, KFH2 can be modeled with qpWave as one stream of
Levant_N ancestry (χ2 p=0.473 for rank=0), whereas two-way admixture models of KFH2 with
Anatolian early farmer ancestry on top of Levant_N did not fit (Supplementary Table 8). In
addition, modeling KFH2 as a two-way mixture of Levant_N and WHG lacked resolution to
detect whether KFH2 has additional WHG related ancestry compared to Levant_N. Similarly,
when Levant_N was modeled with additional Anatolian early farmer ancestry on top of BAJ001,
the model lacked resolution to determine whether Levant_N comprised a higher proportion of
5
Anatolian early farmer like ancestry or Early Neolthic Peloponnese one compared to BAJ001
and the two-way model of BAJ001 and WHG did not fit (Supplementary Table 8).
KFH2, BAJ001 and Levant_N could all be separately modeled as two-way mixtures of
around 75 – 85 % Natufian related ancestry and the rest from Anatolian early farmer ancestry
(Supplementary Table 8). This result confirms the previously reported Levantine Neolithic
10
ancestral mixture and indicates that the here reported Kfar HaHoresh and Ba’ja individuals share
a similar ancestral composition with the published Motza and ‘Ain-Ghazal ones. We do not rule
out the possibility that the non-significant D-statistics are due to limited statistical power of our
data. Further sampling is needed to investigate the question of the genetic diversity within the
Levant Neolithic populations.
15
The published and new Levantine early farmers could be grouped into one population
(labeled Levant_Neol) and modeled as a mixture of Natufians and AHG or AAF (18.2 ± 6.4 %
AHG or 21.3 ± 6.3 % AAF ancestry; Supplementary Tables 4 and 8 and Supplementary Data 4),
supporting a previously reported gene flow from an Anatolian Neolithic like population to the
Levantine Neolithic gene pool57. Moreover, we find ACF have additional genetic affinity
20
compared to the earlier AAF that is best represented by the ancient Levantine gene pool (Fig.
2B), suggesting that the described genetic exchange between the Neolithic Levantine and
Anatolian gene pools was bidirectional.
Supplementary Note 3: Admixture modeling of the Ancient Anatolian populations
While we observe a long-term persistence of the local hunter-gatherer gene pool in Anatolia
throughout the Neolithic (Fig. 1C, Supplementary Table 4), PCA and formal f-statistics suggest
that the Anatolian hunter-gatherer (AHG), Anatolian Aceramic farmers (AAF) and Anatolian
5
Ceramic farmers (ACF) differ in affinities to certain modern and ancient populations, likely due
to differences in external genetic contributions to each of these two early farmer populations. To
trace the ancestral sources of these ancient Anatolian populations we used qpAdm-based
admixture modeling59 that tests and models admixture proportions from potential source
populations (“reference” populations herein) without assuming an explicit phylogeny.
10
For estimating admixture proportions in AHG, AAF and ACF we defined a basic set of
seven outgroups, comprised of the following ancient and present-day populations.
‘Basic set’ = Han; Onge; Mbuti; Mala; Mixe; Natufian57; Kostenki1460
These outgroups were chosen to distinguish the ancestry of the reference populations since they
broadly represent the known global genetic diversity and are unlikely to harbor recent gene flow
15
with the target or reference populations either due to geographical/temporal distance or based on
their genetic clustering in ADMIXTURE and PCA analysis59. The modern outgroups (Han;
Onge; Mbuti; Mala; Mixe) represent a global genetic variation outside west Eurasia. The
Levantine Natufian57 population (ca 12,000 years ago) and the European Upper Palaeolithic
Kostenki1460 (ca 37,000 years ago) both represent a gene pool outside of modern genetic
20
variation. In some cases, when a reference population did not significantly contribute to the
target in the attempted admixture models, it was removed from the reference set and added to the
basic outgroup set in order to increase statistical power to distinguish the references.
As a prerequisite, we tested whether each set of reference populations can be distinguished
by the chosen outgroups using qpWave57. The chosen outgroups clearly distinguished the
corresponding references in all tests we performed (χ2 p ≤ 7.70×10-33). For both qpWave and
qpAdm we use a significance level of p=0.05 for rejecting models.
To increase statistical power, individuals were grouped together under the analysis labels:
5
AHG, AAF and ACF. To test differential affinities within the AAF individuals, we performed
the D-statistic of the form D (ind1, ind2; test, Mbuti) which resulted in non-significant results for
all tested pairs to the exception of individual ZHAJ that showed slightly higher affinities (-3.50 <
Z < -3.01) than other AAF individuals with some Asian related populations (Supplementary Data
10
10).
The Anatolian hunter-gatherer (AHG)
As expected from the PCA results (Fig. 1C) and as reflected by the D-statistics of the form
D (AHG, pop1; pop2, Mbuti) (Supplementary Table 3), AHG does not form a clade with Late
15
Pleistocene or early Holocene Near-Easterners (Natufian, Levant_N or Iran_N) nor with
Mesolithic hunter-gatherers from Europe (WHG and EHG). We therefore used the above
populations, which are maximally differentiated in the PCA as potential sources of the AHG
ancestry (Supplementary Table 5). For this analysis, Levant_N was chosen as a proxy for the
Levantine late Pleistocene gene pool.
20
All two-way models were rejected except for the two-way admixture (χ2 p = 0.158) of a
Neolithic Levantine-related gene pool (48.0 ± 4.5 %; estimate ± 1 SE) and a WHG-related gene
pool (52.0 ± 4.5 %; estimate ± 1 SE). A three-way model including EHG as the third source did
not increase the fit in comparison to the simpler nested two-way Levant_N + WHG model (χ2 p
= 0.717) and one with Iran_N as the third source only marginally increased the fit (χ2 p = 0.081;
11.9 ± 6.9 %; estimate ± 1 SE).
While these results do not suggest AHG received direct gene flow from the tested sources
(which are younger than AHG), they clearly support the presence of both Levantine and
5
European hunter-gatherer related ancestries in central Anatolia during the Pleistocene.
Anatolian Aceramic farmers (AAF)
Inspired by the observed genetic similarity between the Anatolian hunter-gatherer and
farmers as visualized in PCA and ADMIXTURE (Fig. 1C and Supplementary Figure 1) as well
10
as the cultural continuity evidenced by the archaeological findings1, 3, we attempted to estimate
the contribution of the endogenous AHG gene pool in AAF. Furthermore, we traced potential
external genetic contributions using D- statistics and estimated their proportion with qpAdm.
Compared to AHG, AAF have a slight excess affinity with early Holocene populations from
Iran or Caucasus and with present-day south Asians, which have also been genetically linked
15
with ancient Iranian/Caucasus ancestry61-62 as shown by D(AAF, AHG; test, Mbuti) (Fig. 2A,
Supplementary Figures 2 –3 and Data tables S3 – S11). We therefore attempted to model AAF
using Iran_N and AHG as two source populations. We also tested other combinations of the four
reference populations mentioned above (Supplementary Table 6).
Using the basic outgroup set, the two-way model of AHG and Iran_N provided a good fit
20
but with a rather big standard error estimate of ancestry proportion (χ2 p = 0.054; 8.6 ± 7.2%
Iran_N ancestry). To increase model resolution, we added Levant_N, EHG and WHG to the
outgroup set; here we found a well- consistent model with a smaller standard error estimate (χ2 p
= 0.296; 10.3 ± 3.9% Iran_N ancestry). Modeling AAF as a sister clade of AHG (one way model
without contribution from Neolithic Iranians) results in a significantly reduced fit (χ2 p = 0.014).
In the better fitting model the AHG gene pool comprises most of the AAF ancestry (89.7 ± 3.9
%), suggesting a high degree of genetic continuity in central Anatolia from the Epipaleolithic to
the Neolithic past the emergence of farming.
5
Our results also suggest that the additional Neolithic Iran or Caucasus related ancestry (10.3
± 3.9 %) diffused into central Anatolia during the same 5,000-year period, although for now we
cannot narrow it down further due to lack of ancient genomes between AHG and AAF. Genomewide data from additional AHG and AAF individuals could also help to increase our resolution
and more accurately quantify the differences in ancestry between the two populations.
10
Anatolian Ceramic farmers (ACF)
Using a similar approach as for AAF, we estimated the contribution of the AAF gene pool
in ACF and used D-statistics to detect potential external genetic contributions and estimate their
proportion.
15
ACF share excess affinity with the early Holocene Levantines compared with AAF, as
shown by positive D (ACF, AAF; test, Mbuti when “test” has Levantine related ancestry) (Fig.
2B, Supplementary Figures 4-5 and Supplementary Data 3). When the “test” populations are
ancient Iran/Caucasus related populations and contemporary South Asians excess allele sharing
with ACF is not observed (Z < 1.3).
20
We can model ACF as a mixture of Neolithic Levantines and AAF (χ2 p = 0.606;
Supplementary Table 7). All the other tested models with AAF as a source are either rejected or
produce infeasible proportions. When replacing AAF with AHG as the source population the
three-way model with Levant_N and Iran_N as additional sources works well, confirming the
two sources of gene flow entering central Anatolia between the Epipaleolithic and the Ceramic
Neolithic. The two-way model with only AHG and Levant_N also fits well (χ2 p = 0.115; table
S7). However, this is likely due to limited power of our data to detect such a small contribution
in a complex three-way model scenario.
5
When ACF is modeled by AAF and Levant_N, the AAF gene pool still comprises more
than 3/4 of the ancestry in ACF (78.7 ± 3.5 %), suggesting that the hunter-gatherer gene pool
persisted in the region for at least 2,000 years more and indicating limited influence from
external gene pools during the Neolithic.
10
Supplementary Note 4: Investigating genetic links between Near-Eastern and European
hunter-gatherers
The Anatolian Epipaleolithic hunter-gatherer (AHG) and the Mesolithic European huntergatherers (WHG and EHG) show a considerable degree of genetic differentiation in PCA (Fig.
5
1C). Nonetheless, central Anatolia geographically connects Europe to the Near East and with
major climatic changes affecting the region during the last glaciation63 it is not unlikely that
Anatolia was the ground for East and West genetic exchange during the Palaeolithic. A recent
study reported an affinity between modern Near-Easterners and European hunter-gatherers postdating 14,000 years ago compared to earlier ones64. With ancient genetic data available, we
10
could directly compare the Near-Eastern hunter-gatherers (AHG and Natufian; labeled “NearEastern HGs”) and the European hunter-gatherers by D(European HG, Kostenki14;
AHG/Natufians, Mbuti/ Altai_published.DG). We used the 37 thousand-year-old Kostenki1460, 64
individual which is the oldest available European genome with genetic affinity to later European
hunter-gatherers as a base line representing European HG pre-dating 14,000 years ago. This
15
statistic resulted in significantly positive values for almost all individuals post-dating 14,000
years ago (“later European HG”) when positioned in “European HG” while for earlier ones
(“earlier European HG”) the statistic was less positive on average and reached significance in
only some individuals (Fig. 3A and Supplementary Data 5). These results suggest increased
genetic affinity of later European HGs with the Near-Eastern HGs compared to the earlier ones
20
as previously observed for modern Near-Eastern populations.
Interchanging the central African Mbuti with the Altai Neanderthal (Altai_published.DG) as
an outgroup did not significantly alter the results, confirming that the observed affinities are not
caused by differing levels of Neanderthal ancestry in the tested hunter-gatherers (Supplementary
Data 5).
One particular population among the later European HGs, the recently reported Mesolithic
hunter-gatherers from the Balkan peninsula (‘Iron Gates HG’)58, shows the most allele sharing
5
with AHG in D(Iron_Gates_HG, European HGs; AHG, Mbuti/Altai; Fig. 3A, Supplementary
Figures 6-7 and Supplementary Data 5). The Iron Gates HG population was previously modeled
as a mixture of WHG, EHG and a third unknown ancestral component58.
The geographic location of the ‘ Iron Gates’ site within the natural corridor connecting the
Near East, through Anatolia, with continental Europe as well as the genetic affinities observed in
10
the above D-statistic, motivated us to consider Near Eastern HGs as potential sources for the Iron
Gates ancestry. We modeled Iron Gates HG as a three-way mixture of Near-Eastern HGs or the
Iran_N population (used as a proxy for Iranian hunter-gatherer ancestry) (Supplementary Table
9). The model in which Iran_N is used as the third source population was rejected. However, we
can model the Iron Gates HG as a three-way mixture of AHG or Natufian (25.8 ± 5.0 % or 11.1
15
± 2.2 % respectively), WHG (62.9 ± 7.4 % or 78.0 ± 4.6 % respectively) and EHG (11.3 ± 3.3 %
or 10.9 ± 3 % respectively) (Supplementary Tables 4 and 9).
It should be noted that the published individuals from the Iron Gates region date several
millennia later than AHG and include individuals that have been reported to be migrants from
Anatolia showing northwestern Anatolian Neolithic-like ancestry58. We excluded from our
20
analysis the outlier individuals showing the above Anatolian farmer ancestry to avoid signals
related to Neolithic interactions that postdate the formation of the observed Pleistocene genetic
link between the Near East and Europe (Supplementary Data 2).
We tested whether a model in which a gene flow from a Near-Eastern ancestry is introduced
into the ancestors of Iron Gates could sufficiently explain the excess affinity we observe between
the two populations. For this purpose, we exploited the fact that Near-Eastern populations harbor
a Basal Eurasian ancestry component (α) which is undetectable in European hunter-gatherers64.
5
Therefore the Basal Eurasian ancestry could serve as a marker for Near-Eastern gene flow. We
assessed the Basal Eurasian ancestry proportion by following a previously described approach of
qpAdm modeling57. This framework relies on the basal phylogenetic position of both the Basal
Eurasian ghost population and an African reference (the ancient Ethiopian Mota genome65)
relative to other non-Africans. Therefore, by using a set of outgroups that includes eastern non-
10
African populations (Han; Onge; Papuan) and Upper Palaeolithic Eurasian genomes
(Ust_Ishim66; Kostenki14; Malta_cluster67) but neither west Eurasians with detectable basal
Eurasian ancestry nor Africans, the mixture proportion computed for Mota (α) can be used
indirectly to estimate the Basal Eurasian mixture proportion of west Eurasian populations
(Supplementary Table 10).
15
We estimated α to be 24.8 ± 5.5 % in AHG (Fig. 3b and Supplementary Table 9) and 38.5 ±
5.0 % for Natufian, which is consistent with previous estimates. If we assume an Anatolia to
Europe gene flow, we can use our estimate for AHG derived ancestry in the Iron Gates HG to
calculate the expected proportion of Basal Eurasian ancestry in Iron Gates HG (% AHG in Iron
Gates HG) × (α in AHG) resulting in an expected α of 6.4 %. Yet, we could model Iron Gates
20
HG without any Basal Eurasian ancestry or when forcing “Mota” into the model, as comprising a
non-significant 1.6 ± 2.8 % (Supplementary Table 10), suggesting that it is unlikely that
unidirectional gene flow from the Near East to Europe alone can account for the Iron Gates HG
and the Near-Eastern HG affinity. We propose a plausible scenario in which a genetic exchange
between populations ancestral to southeastern Europeans of the early Holocene and Anatolians
of the late glacial occurred before 15,000 years ago (the age of AHG).
Supplementary Note 5: Mitochondrial DNA analysis
The Anatolian hunter-gatherer (AHG)
AHG (The Pinarbaşi Epipaleolithic individual ZBC) displays 31 polymorphisms from the
rCRS and can be confidently assigned to mitochondrial haplogroup K2b.
Haplogroup K2 is a sub-clade of the major haplogroup K, which according to Maximum
5
Likelihood estimates based on complete mtDNA sequences arose 25-29 kya during the cooling
period preceding the Late Glacial Maximum68, 69. Bayesian estimates using several internal
calibration points within haplogroup U have however provided a more recent date of 18.5 ka
(14.5-23.3 ka, 95% CI)69, 70. Subclade K2b detected in Pinarbaşi has been dated by Maximum
10
Likelihood method to the Late Glacial ~17–18 ka69. To date, K2 and its basal sub-clusters K2a,
K2b and K2c have been almost exclusively detected in modern-day Europeans, which was used
as an argument for a European origin of the whole sub-clade and recent back-migration from
Europe into the Near East to explain the spurious presence of K2 haplotypes in the Near East69.
However, no K2 haplogroups have been found in pre-Neolithic Europe70 and so far only one
15
ancient sample with haplogroup K2b has been reported in a Corded Ware individual from
Esperstedt (Germany, 2500-2050 BCE)71. Most modern DNA reported mitogenomes belong to
sub-clusters K2b1 or in less frequency to K2b2 within K2, with just two sequences at the root of
K2.
While the Pinarbaşi individual postdates the average time node of sub-cluster K2 by a
20
couple of millennia, the presence of haplogroup K2b in Epipaleolithic Anatolia raises the
possibility that this sub-clade could have a Near-Eastern origin. Interestingly, the Pinarbaşi
individual lacks one of the terminal mutations characteristic of the K2b, a transition at position
14067. While this could represent a back-mutation event, it is also possible that it mutation
emerged in the Near East after 13,000 BCE and was carried into Europe afterwards. The lack of
other contemporaneous representatives of K2b does not allow distinguishing between both
possibilities.
5
The Anatolian Aceramic farmers (AAF) and the Levantine early farmers
Boncuklu individuals ZHAJ, ZHJ and ZKO all display the 19 diagnostic mutations of
mitochondrial haplogroup U3. Individual ZKO shows four extra differences from rCRS,
including an insertion in the HVII poly-C stretch. Individuals ZHAJ and ZHJ share the same
mitochondrial haplotype, one mutational step away from ZKO (+4820A).
10
According to Maximum Likelihood estimates of modern mtDNA haplotype diversity,
haplogroup U3 originated in the Near East during the Upper Palaeolithic ca. 32ka68, 72. In modern
populations this haplogroup is primarily found in the Near East and the Caucasus, while it is
present in lower frequency or even absent in western European populations68, 72.
The oldest report of haplogroup U3 corresponds to Boncuklu (this publication,12). In the
15
Near East it is also present in two Ceramic Neolithic individuals (ACF) from Barçin in the
Marmara region dated back to 6500-6000 cal BCE71, but it is absent in Tepecic Çiftik (55007800 cal BCE) and in contemporaneous PPNB-PPNC populations from the southern and
northern Levant12,57,73. The presence of this haplogroup in Aceramic and Ceramic Anatolian
Neolithic is in agreement with the genetic continuity between Anatolian pre-pottery and pottery
20
Neolithic inferred from whole genome analyses.
In the Early European Neolithic haplogroup U3 only appears in two individuals belonging
to the Starçevo (Hungary) and LBK (Germany) archaeological cultures74. In Europe it is
otherwise detected in the Middle Neolithic Salzmünde culture in Germany (N= 5) and in the
Middle, Late Neolithic and Chalcolithic periods in Spain (N=5) 57, 75-78. Our results are in
agreement with a concomitant spread of a few members of this haplogroup with the Neolithic,
which however did not have a substantial demographic impact due to genetic drift.
Boncuklu individual ZHAG belongs to the subclade N1a1a1 within mitochondrial
5
haplogroup N1a. The oldest report of this haplogroup corresponds also to Boncuklu (this
publication, 7) and as described for haplogroup U3, there are no contemporaneous parallels of
subclade N1a1a1 in the PPNB Levantine populations whereas it was reported in later Ceramic
Anatolian populations (Barçin and Mentese)75. Sub-clade N1a1a1 and its derived cluster
N1a1a1a (+16320T) are ubiquitously present in considerable frequencies in Early Neolithic
10
European cultures (Starčevo, LBK, Epicardial), probably as a result of a founder effect following
the spread of the Neolithic from Anatolia59,74.
Individual KFH2 from the PPNB archaeological site of Kfar Hahoresh is also classified as
N1a, albeit from the sub-branch N1a1b. The present SNPs together with the absence of the five
diagnostic positions leading to the more widely distributed sub-branch N1a1b1 places this
15
haplotype at the root of N1a1b. Therefore, KFH2 represents the first reported prehistoric member
of the N1a1b node that, according to modern phylogeographic mitochondrial data, originated
28ka most probably in the Near East79-80. It is important to note that four of the diagnostic
positions of the haplogroup are not covered and an additional 14 have a coverage ≤5
(Supplementary Data 6).
20
Individual BAJ001 from the PPNB archaeological site of Ba’ja in Jordan harbours all the
diagnostic SNPs characteristic of haplogroup N1b1a with the exception of mutation 1703, plus
one extra transition in position 16519 and an extra C insertion in the HVRII poly-C tract. A
back-mutation in position 1703, together with a T insertion in 455 and a transition in 8084,
define the sub-branch N1b1a1 within N1b1a. The absence of 1703 in BAJ001 therefore suggests
that this back-mutation emerged before 9,000 BP and preceded the other two substitutions.
Haplogroup N1b is extremely rare in Neolithic and post-Neolithic Near East and Europe,
and has been reported so far in just two ancient individuals, one belonging to the sub-clade N1b2
5
from Ivanovo, Bulgaria, dated back to the Middle Chalcolithic (4,725-4,605 cal BCE)58 and
interestingly, one classified also as N1b1a in the Anatolian Ceramic Neolithic site of Barcin
(6500-6200 BCE)75. In modern populations, haplogroup N1b1 is found primarily in the Near
East, with minor branches in Europe and North Africa. It reaches maximum frequencies in the
southern Levant and in Ashkenazi Jewish groups80. Sub-cluster N1b1a has been dated to 13-
10
14ka80. In the same study, two scenarios of expansion have been postulated based on HVRI data:
1. during the Neolithic or 2. during the Late Glacial period80. The presence of this sub-clade in
Early Neolithic Ba’ja together with its scarceness during and after the Neolithic are more in
agreement with the latter.
Boncuklu individual ZMOJ can be assigned to mitochondrial haplogroup K1a, the SNPs
15
found in this sample place it at the root of this sub-clade. Until recently, haplogroup K as a whole
had only been detected among farmers, however recent analyses have reported haplogroup K1 in
eleven hunter-gatherer individuals, two from the Mesolithic site of Theopetra in Greece (7,6057,529 cal BCE and 7,288-6,771 cal BCE)81, one from Măgura Buduiasca in Romania (6061-5985
cal BCE) and eight from several sites across the Iron Gates region in Romania and Serbia (ca.
20
5800-9000 cal BCE)58. Moreover one hunter-gatherer from Satsurblia in Georgia (11,430-11,180
cal BCE) carried haplogroup K382.
With the exception of one individual from Padina (6,061-5,841 cal BCE) with admixed
hunter-gatherer and Anatolian Neolithic ancestry, none of these hunter-gatherers have been
classified as belonging to sub-cluster K1a (K3, K1, K1c and K1f). Therefore, current evidence
restricts this clade to Neolithic and post-Neolithic Near-Eastern and European individuals.
With the exception of individual ZHF from Boncuklu, who also carries the root haplotype of
sub-clade K1a12, Early farmers from the Levant and Anatolia belong to derived K1a sub-lineages
5
(mainly K1a18, K1a2, K1a3, K1a4 and K1a12). The whole cluster reaches a high frequency
(33%) among Anatolian ceramic farmers (Barcin, Mentese and Tepeçic Ciftik)12, 75 and it is
present in almost all early Neolithic cultures at frequencies between 10 and 20%59,74, 76, 83.
According to modern phylogeographic studies on the diversity and distribution of K1a
mitotypes, the coalescence age of K1a has been estimated in 20 ka69. The absence of pre-
10
farming representatives of K1a in Europe point out a more probable Near-Eastern origin for this
sub-clade, and the spread of the Neolithic as the main source of its dispersal and diversification.
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