Japanese Journal of Applied Physics 48 (2009) 041401
REGULAR PAPER
Derivation of Piezoelectric Losses from Admittance Spectra
Yuan Zhuang, Seyit O. Ural, Aditya Rajapurkar, Safakcan Tuncdemir,
Ahmed Amin1 , and Kenji Uchino
International Center for Actuators and Transducers, Materials Research Institute, The Pennsylvania State University,
University Park, PA 16802, U.S.A.
1
Naval Undersea Warfare Center, Newport, RI 02841, U.S.A.
Received August 11, 2008; accepted January 15, 2009; published online April 20, 2009
High power density piezoelectrics are required to miniaturize devices such as ultrasonic motors, transformers, and sound projectors. The
power density is limited by the heat generation in piezoelectrics, therefore, clarification of the loss mechanisms is necessary. This paper
provides a methodology to determine the electromechanical losses, i.e., dielectric, elastic and piezoelectric loss factors in piezoelectrics by
means of a detailed analysis of the admittance/impedance spectra. This method was applied to determine the piezoelectric losses for lead
zirconate titanate ceramics and lead magnesium niobate-lead titanate single crystals. The analytical solution provides a new method for
obtaining the piezoelectric loss factor, which is usually neglected in practice by transducer designers. Finite element simulation
demonstrated the importance of piezoelectric losses to yield a more accurate fitting to the experimental data. A phenomenological model
based on two phase-shifts and the Devonshire theory of a polarizable–deformable insulator is developed to interpret the experimentally
observed magnitudes of the mechanical quality factor at resonance and anti-resonance. # 2009 The Japan Society of Applied Physics
DOI: 10.1143/JJAP.48.041401
1.
"X ¼ "X ð1 j tan 0 Þ;
Introduction
Piezoelectric ultrasonic motors and transformers can provide
1/10 the volume and weight of equivalent-power-level
electromagnetic devices.1–3) The power density is limited by
the heat generation in piezoelectric devices. In order to
further improve the device miniaturization, it is necessary to
understand the origin of losses and loss mechanisms. Losses
in piezoelectrics are considered to have three components:
dielectric, elastic, and piezoelectric.4) The dielectric loss
factor can be measured from the phase delay of dielectric
displacement (almost equal to polarization) with respect to
the applied electric field. This is easily accomplished by a
capacitance meter. The elastic loss factor is determined
from the inverse of mechanical quality factor (Qm ) at the
resonance point. However, little attention has been paid to
the piezoelectric loss factor so far, and sometimes this term
is neglected in piezoelectric studies.5)
According to our previous study, relatively large piezoelectric losses were reported.6) In the experiments, we
measured the hysteresis of strain and electric field (stress
free), and also the hysteresis of dielectric displacement and
stress (short circuit). Then the piezoelectric loss factor was
obtained, which was comparable to dielectric and elastic loss
factors. However, this method requires rather sophisticated
and bulky instruments, e.g., tensile and compression testing
machine (Instron). Thus, it is far from an ‘‘easy and friendly’’
method.
On the other hand, a higher quality factor at the antiresonance is usually observed comparing with that at the
resonance point,7,8) the reason of which we interpreted from
the combination of three loss factors. In this paper we provide
an alternative and, more importantly, a simple method to
determine piezoelectric losses by analyzing the admittance/
impedance spectra at resonance and anti-resonance.
2.
Theoretical Derivation
Complex parameters are applied to express the hysteresis
losses in piezoelectrics.9) We use tan 0 , tan 0 , and tan 0 to
represent ‘‘intensive’’ dielectric, elastic and piezoelectric
loss factors, respectively:
E
E
ð1Þ
0
ð2Þ
d ¼ dð1 j tan Þ:
ð3Þ
s
¼ s ð1 j tan Þ;
0
Here j is the imaginary notation, "X is the relative
permittivity under constant stress, sE is the elastic compliance under constant electric field, and d is the piezoelectric
constant. Practically 0 is the phase delay of dielectric
displacement D, under an applied electric field E; 0 is the
phase delay of strain x, under an applied stress X; 0 is the
phase delay of x for a given E, or D for a given X. This is
schematically depicted in Fig. 1, where we , wm , and wem are
used to denote dielectric (electrical) loss, elastic (mechanical) loss, and electromechanical loss, respectively. The loss
for each process can be derived by the hysteresis loop. It
should be noted that in Fig. 1(c) the product x0 E0 must be
multiplied by the scale factor (d=s) to convert to energy
density units (N/m2 ), where d is the piezoelectric coefficient
(m/V) and s the elastic compliance (m2 /N), and in Fig. 1(d)
the product D0 X0 must be multiplied by (d="0 ") with " being
the dielectric constant. This is the principle for our previous
methodology to determine the loss factors.10)
It should be noted that these three loss factors are
depicting the ‘‘intensive’’ losses in terms of ‘‘intensive’’
parameters X and E, which are externally controllable. On
the other hand, to consider the real physical meaning of
losses ‘‘extensive’’ loss factors must be used, which can be
derived from intensive losses.10)
In this paper, we derive the necessary equations for a
simplest rectangular piezoelectric sample in k31 fundamental
mode as shown in the Fig. 2. Similar derivations can be
extended to a disk and a rod mode.
For the piezoelectric plate, the length l, width w, and
thickness b should satisfy l w b. In this case the
electromechanical coupling factor k31 is given by
2
k31
¼
2
d31
:
sE11 "0 "X
33
ð4Þ
The electric admittance for the ceramic (Y) can be
represented as
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# 2009 The Japan Society of Applied Physics
Jpn. J. Appl. Phys. 48 (2009) 041401
Y. Zhuang et al.
Admittance
Y
max
3dB
Y max
2
ω a1 ω a
ω a2
Frequency
(a)
Fig. 1. Schematic representation of experimentally determined hysteresis curves: (a) D–E (stress-free conditions), (b) x–X (short-circuit
conditions), (c) x –E (stress-free conditions), and (d) D–X (shortcircuit conditions).
Admittance
2Y min
Electrode
3dB
P
b
Y min
w
z
l
y
x
Fig. 2. Longitudinal vibration through the transverse piezoelectric
effect in a rectangular plate (k31 mode).
ω b1
ωb
ω b2
Frequency
(b)
"0 "33 wl
2
2 tanð!l=2vÞ
1 k31 þ k31
;
Y ¼ j!
b
!l=2v
Fig. 3. Admittance schematics: (a) resonance peak and (b) antiresonance peak.
ð5Þ
and the complete expression with loss factors is given by10)
Y ¼ j!Cd ð1 j tan Þ
tanð!l=2v Þ ð6Þ
2
;
½1 jð2 tan 0 tan 0 Þ
þ j!C0 k31
!l=2v
where ! is the driving frequency in radians, Cd the damped
capacitance, C0 the motional capacitance, tan the ‘‘extensive’’ dielectric loss factor, and v the sound velocity in the
material with loss effect:
wl
"0 "X
33 ;
b
2
Cd ¼ ð1 k31
ÞC0 ;
1
2
½tan 0 k31
ð2 tan 0 tan 0 Þ;
tan ¼
2
1 k31
1
tan 0
:
v ¼ pffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi ¼ v 1 þ j
2
sE11 ð1 j tan 0 Þ
C0 ¼
ð7Þ
ð8Þ
and anti-resonance (B-type resonance), respectively. According to the definition, the quality factors are given by:
!a
;
ð11Þ
QA ¼
!a2 !a1
!b
;
ð12Þ
QB ¼
!b2 !b1
where !a is the resonance frequency, !b is the antiresonance frequency, and (!a2 !a1 ) or (!b2 !b1 ) corresponds to the 3 dB bandwidth in the admittance curves
around the resonance or anti-resonance peaks, respectively.
As is derived in our previous paper,10) QA is only related
to the intensive elastic loss:
ð9Þ
ð10Þ
In eq. (10), is the mass density, and the result is derived
with the first-order approximation considering that the loss
factor tan 0 is a small number (typically less than 0.1).
Figure 3 shows schematic illustrations of the admittance
and impedance spectra near the piezoelectric resonance and
anti-resonance modes. Then QA and QB are used to represent
the quality factor under the resonance (A-type resonance)
QA ¼
1
:
tan 0
ð13Þ
Next, the expression for QB will be derived in terms of
loss factors and coupling coefficient. We will introduce a
new parameter for analysis:
¼
!l
:
2v
ð14Þ
is called a ‘‘normalized frequency’’ here, which is a real
number and proportional to !, considering v is a real number
as well. Accordingly,
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# 2009 The Japan Society of Applied Physics
Jpn. J. Appl. Phys. 48 (2009) 041401
Y. Zhuang et al.
1
0
1 j tan ;
ð15Þ
2
tan 0
tanð!l=2v Þ ¼ tan
j
2
tan 0
:
ð16Þ
¼ tan j
2 cos2
Since first-order approximation is utilized in eq. (16), it
can only be applied under the assumption that the first-order
term is much larger than the second-order in the expansion.
In this paper, we specify this requirement as the first-order
term must be at least 10 times larger than the second-order
portion.
Putting eqs. (15) and (16) into the admittance expression
eq. (6), we can get the following equation:
From eq. (23), we can also get:
!l
¼
2v
l
Y ¼ Cr þ jCi ;
2vC0
ð17Þ
cos2
¼
b
ð1
Smin ¼ A2
2
þ tan 0 k31
2
Ci ¼ ð1 k31
Þ
2 cos2
;
ð18Þ
2
þ k31
tan
2
k31
M tan 0
2 cos2
;
Ci ¼ ð1
þ
tan :
0
0
b
2
þ k31
tan
b
¼ 0;
tan
0
¼ tan
0
2 cos2
ð21Þ
0
¼
b
b
b
þ :
ð30Þ
1
;
cos2 b
1 þ 2 b tan
þ
2 cos2 b
b
þ
ð31Þ
b
:
ð32Þ
where
1
cos2 b
1 þ 2 b tan b
2
þ k31
tan 0
;
2 cos2 b
2
k31
2
C ¼ ð1 k31
Þþ
:
cos2 b
Since C B, the solution can be obtained as
2
2
B ¼ ð1 k31
Þ tan þ k31
M
ð23Þ
b
!b l
:
2v
ð29Þ
Putting eqs. (31) and (32) into eq. (29), we can get:
2
b
b
2
A
þ 2AB
ðB2 þ C 2 Þ ¼ 0;
ð33Þ
¼
ð28Þ
:
Þ ¼ 2Smin :
¼
2 cos2
where
b
#
Accordingly,
Consequently, the anti-resonance corresponds to the
minimum value of Sð Þ. Since each term in the Cr part
includes loss factors (small parameters), the value of Sð Þ is
mainly determined by Ci , while Cr is still essential for
deriving the 3 dB bandwidth. Therefore, at the anti-resonance point we can have the following approximation:
2
Ci ¼ ð1 k31
Þ
2
b
It is notable that the 3 dB bandwidth corresponds to 2Smin
here, because Sð Þ is proportional to jYj2 .
Assuming that the difference between b and 0 is , we
obtain:
ð19Þ
To study the admittance magnitude, we define the
function Sð Þ, which is proportional to jYj2 :
2
L
ð22Þ
Y ¼ Cr2 þ Ci2 :
Sð Þ ¼
2vC0
ð27Þ
Note that tan in eq. (25) has been replaced by tan 0
using eq. (9). For the 3 dB bandwidth, we take into account
the following equation:
3
tan 0 :
ð20Þ
2
Since loss factors are typically quite small, tan , tan 0 ,
and M can be treated as perturbations and some terms in the
equation can be neglected so that:
2
k31
ð26Þ
2
b:
A ¼ ðtan 0 þ tan 0 2 tan 0 Þ
"
2
tan 0
1
1þ
k31
þ
k31
2
M ¼ 2 tan 0
2
k31
Þ
:
where
Sð
2
þ Mk31
tan
4
þ k31
Then, considering eqs. (9), (20), (23), and (26), eq. (25)
can be rewritten as
where
2
Þ
Cr ¼ tan ð1 k31
4
k31
2 2
2
k31 Þ b
¼
C
:
A
ð34Þ
ð35Þ
ð36Þ
According to the definition of quality factor, QB is given
ð24Þ
by
Then the minimum value of Sð Þ is given by
2
0 2
b k31 tan
2
2
:
Þ b þ Mk31
tan b þ
Smin ¼ tan ð1 k31
2 cos2 b
ð25Þ
QB ¼
b
2jj
¼
C
;
2A
ð37Þ
i.e.,
2
k31
cos2 b
QB ¼
2
1
2ðtan 0 þ tan 0 2 tan 0 Þ þ 1 þ
k31
k31
2
ð1 k31
Þþ
041401-3
2
b
;
ð38Þ
tan 0
# 2009 The Japan Society of Applied Physics
Jpn. J. Appl. Phys. 48 (2009) 041401
Y. Zhuang et al.
where b ¼ !b l=2v (=2 < b < ). Considering eqs. (13)
and (26), we can finally get the following equation:
1
1
¼
þ
QB QA
2
1
k31
1þ
k31
2
ðtan 0 þ tan 0 2 tan 0 Þ:
2
b
ð39Þ
0
Therefore, the piezoelectric loss factor tan can be
calculated by QA , QB , k31 , and other loss factors as
tan 0 þ tan 0
tan 0 ¼
2
"
2 # ð40Þ
1 1
1
1
2
þ
k31
1þ
b :
4 QA QB
k31
Then, let us discuss the prerequisite for eqs. (39) and (40).
As mentioned before, final results are based on eq. (16) with
the first-order approximation:
0
b tan
tanð!b l=2v Þ ¼ tan b j
2
ð41Þ
¼ tan b þ t1 þ t2 þ tan b þ t1 ;
(a)
10
10
r
t
10
3
2
1
where
tan 0
;
ð42Þ
2 cos2 b
2
sin b tan2 0
t2 ¼ b
:
ð43Þ
2 cos3 b
In order to guarantee the feasibility of first-order approximation, we claim in this paper that the first-order term in the
expansion t1 should be 10 times larger than the second-order
t2 . Therefore, if we define the ratio of the two terms as rt , it
must satisfy
t1 ¼ j
rt ¼
b
jt1 j
> 10:
jt2 j
10
10
QA=100
QA=500
QA=1000
QA=1500
0
-1
0.1
0.2
0.3
0.4
0.5
k
0.6
0.7
0.8
0.9
31
(b)
Fig. 4. rt values determined by QA and k31 : (a) general trend and
(b) k31 dependence for materials with different QA .
ð44Þ
(5) Finally obtain tan 0 by:
Considering eq. (23) as well, the ratio of jt1 j and jt2 j is
basically determined by k31 and tan 0 . Figure 4 shows the
dependence of rt on k31 and QA . In Fig. 4(b), rt increases
with k31 for a given QA , and the theory is only effective for
the points above the straight line (rt ¼ 10). Therefore, there
is a lower boundary of k31 for the first-order approximation,
represented as kmin here. This is also the application
condition of eqs. (39) and (40). Further, the result shows
that a higher QA gives a smaller kmin .
In summary, piezoelectric loss factor tan 0 in k31 mode
can be derived through the admittance/impedance analysis,
whose value is finally determined by QA , QB , tan 0 , tan 0 ,
and k31 . The derivation process is as follows:
(1) Obtain tan 0 from a capacitance meter at a frequency
far off from the resonance or anti-resonance range.
(2) Obtain the following parameters experimentally from
an impedance spectrum analyzer: !a , !b , QA , QB (from
the 3 dB bandwidth method) and the normalized
frequency b ¼ !b l=2v.
(3) Obtain tan 0 from the inverse value of QA (quality
factor at the resonance).
(4) Calculate k31 from the !a and !b with the following
equation:11)
2
k31
!b
ð!b !a Þ
tan
¼
:
2
1 k31
2 !a
2!a
tan 0 ¼
3.
tan 0 þ tan 0
2
"
2
1 1
1
1
þ
k31
1þ
4 QA QB
k31
2
b
#
:
Simulation and Experiment Results
3.1 Finite element method simulation
The necessity of the value tan 0 was demonstrated in a finite
element method (FEM) computer simulation. We employed
the software ATILA (ver. 5.2.4) commercialized by Institute
Superieure de l’Electronique et du Numerique, Lille, France
(ISEN) and distributed by Micromechatronics, which has
the capability to apply three losses (dielectric, elastic, and
piezoelectric losses) in the simulation. So far, none of the
studies using ATILA in the literature reported the computer
simulation with the piezoelectric loss. In our simulation, a
typical ‘‘hard’’ lead zirconate titanate ceramic (PZT-8) plate
was used with a dimension of 20 3 1 mm3 . For this
material, QA ¼ 1000, i.e., tan 0 ¼ 0:001; tan 0 ¼ 0:004;
k31 ¼ 0:3. Several tan 0 values were selected as shown in
Table I, and the admittance spectra were plotted in each
case. Figure 5(a) gives the mesh condition of FEM, and
Fig. 5(b) shows the results for different tan 0 . Then, QA or
QB can be obtained around resonance or anti-resonance
peak. It is important to note that when 2 tan 0 ¼ tan 0 þ
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# 2009 The Japan Society of Applied Physics
Jpn. J. Appl. Phys. 48 (2009) 041401
Y. Zhuang et al.
Table I. Quality factors obtained by ATILA FEM and analytical
calculation.
tan 0
QA by simulation
QB by simulation
QB by analytical calculation
Table II. Material properties of APC 841 and Mn–PMN–PT (k31
mode).
0.001
0.0025
0.004
997.8
810.4
997.8
999.1
997.8
1287.7
APC 841
1298.5
Mn–PMN–PT
813.1
1000.0
Material
QA
(1= tan 0 )
QB
1183
1986
0.0035
0.31
0.0042
240
445
0.007
0.50
0.0094
ð45Þ
D ¼ dX:
ð46Þ
Admittance Magnitude (S)
Let us consider eq. (45) first. On the whole, the hysteresis
loss in this case is the piezoelectric loss tan 0 . However,
the process from E to x (E ! x) can be viewed as two
successive processes: (1) the applied electric field E
generates an induced dielectric displacement D (almost the
same as the polarization P), and (2) this P results in strain x.
The delay time from the first process may be derived from
-2
10
-3
10
-4
10
tanθ'=0.001
tanθ'=0.0025
tanθ'=0.004
P ¼ "0 "E;
-6
10
85
86
87
88
89
90
91
Frequency (kHz)
(b)
Fig. 5. Simulation by ATILA FEM: (a) mesh structure and (b)
simulated admittance curves.
tan 0 ¼ 0:005, QA ¼ QB ; when 2 tan 0 < tan 0 þ tan 0 ,
QA > QB ; when 2 tan 0 > tan 0 þ tan 0 , QA < QB .
On the other hand, analytical solutions were calculated
using eq. (39). Both simulation and analytical results are
listed in Table I, which shows an excellent match.
3.2 Application to practical piezoelectric materials
The QB values were measured using an HP Impedance
Analyzer (HP4192) under an electric voltage level of
0.5 Vrms. In the experiment, we used a hard PZT based
ceramic sample (17 3 1 mm3 ) APC 841 (American
Piezo Ceramic International), and a manganese-doped
Pb(Mg1=3 Nb2=3 )O3 –PbTiO3 (Mn–PMN–PT) single crystal
(Ceracomp) with a size of 17 3 1 mm3 . The details on
the experiments will be reported in successive papers.12,13)
Table II provides the properties of APC 841 and Mn–
PMN–PT single crystal. By applying eq. (40), the piezoelectric loss factor tan 0 was obtained. It is notable that the
piezoelectric loss is comparable to, and even larger than
other two losses.
4.
tan 0
x ¼ dE;
-1
10
-5
k31
by the term (tan 0 þ tan 0 2 tan 0 ). According to eq. (39),
if 2 tan 0 > ðtan 0 þ tan 0 Þ, then QB > QA , which is
consistent with experimental observations. Otherwise, if
2 tan 0 < ðtan 0 þ tan 0 Þ, then QA > QB which has not
been experimentally observed so far. The condition
2 tan 0 ¼ ðtan 0 þ tan 0 Þ, sets QB ¼ QA . In what follows,
we present a possible explanation of these observations
using Devonshire theory for a polarizable–deformable
insulator. Let’s start from the piezoelectric equations:
(a)
10
tan 0
Phenomenological Model
The difference between QB and QA is mainly determined
ð47Þ
leading to tan 0 . The loss factor for P ! x is denoted as
tan 0 . Now, we can represent the intensive piezoelectric loss
tan 0 as a linear combination of the intensive dielectric loss
tan 0 and electrostrictive loss tan 0 :
tan 0 ¼ tan 0 þ tan 0 :
ð48Þ
In order to identify the meaning of tan 0 , we further
consider the Devonshire phenomenology.14) Taking into
account the electrostrictive coupling in perovskite-type
ferroelectrics in a ferroelectric phase, we obtain
x ¼ QðPs þ PÞ2
¼ QP2s þ 2QPs P þ ðhigh order termsÞ:
ð49Þ
Here, Q is the electrostriction coefficient (this is not the
mechanical quality factor in this section), and Ps is the
spontaneous polarization. The term QP2s corresponds to a
huge spontaneous strain, and the second term 2QPs P
corresponds to the smaller piezoelectrically induced strain.
Considering P ¼ "0 "E, the piezoelectric coefficient d is
represented as:
d ¼ 2"0 "QPs :
ð50Þ
Now, we can introduce the complex numbers for d, ", and
Q, leading to the loss factors tan 0 , tan 0 , and tan 0 . tan 0 is
denoted as the ‘‘electrostrictive loss factor’’.
Similarly, we can start the analysis from eq. (46).
Initially, stress X induces strain x and provides the elastic
loss tan 0 . Then the strain generates polarization (or
dielectric displacement) through the converse electrostrictive effect (x ! P), whose loss factor is denoted as tan .
The accumulated loss is therefore represented as:
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# 2009 The Japan Society of Applied Physics
Jpn. J. Appl. Phys. 48 (2009) 041401
Y. Zhuang et al.
tan 0 ¼ tan 0 tan :
ð51Þ
Summing up eqs. (48) and (51), we finally get an
important expression:
2 tan 0 tan 0 tan 0 ¼ tan 0 tan :
ð52Þ
0
According to eq. (52), only if tan is larger than tan
(we expect that both factors tan 0 and tan are positive),
tan 0 can be larger than ðtan 0 þ tan 0 Þ=2, which explains
consistently the experimental results: the anti-resonance
quality factor QB is higher than the resonance quality factor
QA , in consideration of eq. (39).
5.
Conclusions
In this paper, we proposed a simple, easy and friendly
method to determine the piezoelectric loss factor tan 0 in k31
mode through admittance/impedance spectrum analysis.
The derivation process is as follows:
(1) Obtain tan 0 from a capacitance meter at a frequency
far off from the resonance or anti-resonance range;
(2) Obtain the following parameters experimentally from
an impedance spectrum analyzer: !a , !b , QA , QB (from
the 3 dB bandwidth method), and the normalized
frequency b ¼ !b l=2v;
(3) Obtain tan 0 from the inverse value of QA (quality
factor at the resonance);
(4) Calculate k31 from the !a and !b with the following
equation:11)
2
k31
!b
ð!b !a Þ
¼
tan
;
2
1 k31
2 !a
2!a
(5) Finally obtain tan 0 by:
tan 0 þ tan 0
tan 0 ¼
2
"
2
1 1
1
1
k31
þ
1þ
4 QA QB
k31
2
b
#
:
The necessity of tan 0 has been demonstrated in the FEM
computer simulation, particularly in the quality factor
analysis. In addition one physical explanation is introduced,
based on loss mechanisms in the piezoelectric effect. From
experiments, anti-resonance mechanical quality factor QB
always shows a higher value than resonance mechanical
quality factor QA , leading to a larger tan 0 than the value of
ðtan 0 þ tan 0 Þ=2. In order to explain the physical origin, we
introduced the new ‘‘electrostrictive’’ loss factors tan 0 and
tan for the electrostrictive coefficients.
Acknowledgements
This work was supported by the Office of Naval Research,
U.S.A. through the Contract N00014-99-1-0754. The authors
also would like to thank Professor Ho-Yong Lee, Ceracomp
Co., Ltd., Korea, for providing single crystals.
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# 2009 The Japan Society of Applied Physics