Proceedings of the 28th
Annual UCLA Indo-European
Conference
Los Angeles
November 11th and 12th, 2016
Edited by
David M. Goldstein
Stephanie W. Jamison
Brent Vine
with the assistance of
Angelo Mercado
HEMPEN VErLAG
BrEMEN 2018
Cover illustrations:
Wheeled vehicles depicted on Bronze Age vessels and petroglyphs,
from Kuzmina, E. E. (2007) The Origin of the Indo-Iranians,
Leiden, Brill; Fig. 34. reproduced with the kind permission of the author.
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Notes on Verbal Governing Compounds in Tocharian*
HANNES A. FELLNER
Leiden University
0. Tocharian nominal morphology is still understudied, especially from the perspective of historical comparative linguistics. Thus one of the desiderata of Tocharian nominal morphology is the treatment of compounding. Bernhard’s (1958)
unpublished dissertation is still the standard monograph on this topic from a synchronic point of view.
Since Tocharian texts are written without word boundaries, compounds need
to be identified by other means. Bernhard (1958:21 and 75; see also Marggraf
1970:64–81) established two criteria for the identification of compounds: stress
in Tocharian B and the morphological shape of the first compound member.
Stress distribution in Tocharian B can be determined from vowel alternations affecting the underlying central vowels /ə/ and /a/, which show different
realizations depending on the placement of stress. Underlying /ə/ is realized as
[ʌ] 〈a〉 when stressed and as [ə] 〈ä〉 when unstressed; underlying /a/ is realized
as [a] 〈ā〉 when stressed and [ʌ] 〈a〉 when unstressed. These patterns are presented
in Table 1.
Table 1. Tocharian B central vowels a
Underlying vowel
/ə/
/a/
a
Stressed allophone
〈a〉 [ʌ]
〈ā〉 [a]
Unstressed allophone
〈ä〉 [ə]
〈a〉 [ʌ]
In this and the following two tables the underlying forms are given in slashes in IPA only,
whereas the surface representations are given in standard Tocharian transcription with IPA in
square brackets.
The vowel 〈ä〉 [ə] is always unstressed (at least in Classical Tocharian B), the
vowel 〈ā〉 [a] is always stressed. The stress of the vowel 〈a〉 [ʌ] can be inferred
*
I would like to thank Laura Grestenberger, Jay Jasanoff, Bernhard Koller, Melanie Malzahn,
Alan Nussbaum, and Georges-Jean Pinault for discussion of various topics of this paper and
the editors, especially David Goldstein and Brent Vine, for comments and suggestions. The
usual disclaimer applies.
David M. Goldstein, Stephanie W. Jamison, and Brent Vine (eds.). 2018.
Proceedings of the 28th Annual UCLA Indo-European Conference. Bremen: Hempen. 53–69.
54
Hannes A. Fellner
from alternations it displays across morphologically related forms (both innerand interparadigmatically).
The basic descriptive generalization for Tocharian B stress is that disyllabic
words bear the accent on the initial syllable, whereas polysyllabic words usually
bear the accent on the second syllable (Krause 1952:10; cf. Krause and Thomas
1960:43; see also Marggraf 1970), as illustrated in Table 2.
Table 2. Tocharian B stress pattern
Simplex
Compound
TB surface form
tarya [ˈtʌrja]
täryā-yäkne [tərjˈajəkne]
Underlying representation
/tərya/
/tərya/ + /yəkne/
Gloss
NOM.SG.F ‘three’
‘threefold’
The basic stress pattern leads to the surfacing of the underlying vowel not realized in simplex words that pertains to the stem of the first compound member.
This is illustrated in the following examples.
Table 3. Vowels in simplex words vs. first compound members
Surface form
TB ost [ˈost]
TB yasa [ˈjʌsʌ]
TB osta-ṣmeñca [ostˈʌʂmeɲʈ͡ʂa]
TB ysā-yok [jsˈajok]
TA pältsäk a
TA wäs
TA pälska-pāṣe
TA wsā-yok
a
Underlying representation
/ostə/
/yəsa/
/ostə/ + /ṣmeñca/
/yəsa/ + /yok/
/pəlskə/
/wəsə/
/pəlskə/ + /paṣe/
/wəsa/ + /yok/
Gloss
‘house’
‘gold’
‘householder’
‘gold-colored’
‘thought’
‘gold’
‘protecting thought’
‘gold-colored’
The t in pältsäk is an emergent stop like the d in Greek GEN.SG.M ἀνδρός from underlying
/anros/ to NOM.SG.M ἀνήρ (for the concept of emergent stop, see Ohala 1997).
If stress cannot be determined due to lack of vowel alternation in Tocharian B or,
generally, in Tocharian A, and stem vowels are inconclusive or absent, it is only
possible to identify compounds as such if stems are involved that already have
been classified as parts of existing compounds based on the aforementioned criteria, e.g., TA rī-pāṣe ‘protecting the city’ based on TA pälska-pāṣe ‘protecting
thought’. Not all compounds in Tocharian have been identified so far. However,
Notes on Verbal Governing Compounds in Tocharian
55
one subset of compounds is fairly well established, namely the verbal governing
compounds (VGC) with governing second member (SM).1
1. The VGCs were first recognized and described by Bernhard (1958:134–7) and
systematically treated by Malzahn (2012). Malzahn identifies two main types of
VGCs, (1) a type that ends in TB -a TA -∅ (TB -rita-type; TB yolo-rita ‘seeking
evil’: TB ritā- ‘seek’; TA ṣotre-lyāk ‘seeing signs’: TA läkā- ‘see’) and (2) a type
that ends in TB -i TA -e (TB -yāmi-type; TB yolo-yāmi ‘evil doing’: TB yām‘make, do’; TA rī-pāṣe ‘protecting the city’: TA pās- ‘protect’).
According to Malzahn, the B-rita-type is synchronically built to verbal roots
with a-character and the B-yāmi-type to verbal roots without a-character. The acharacter of Tocharian roots is comparable to the seṭ and aniṭ distinction of Sanskrit roots. Synchronically, whenever a root forms a class V or VI subjunctive,
the root has a-character (see Malzahn 2010:24 with literature). Compare TB ritā-:
subjunctive V 3SG.MID rita-tär vs. TB yām-: subjunctive I+II 3SG.MID yām-tär.
Similar to the i in Sanskrit seṭ-roots, the a of roots with a-character in Tocharian
ultimately goes back to a vocalized laryngeal. However, the picture was blurred
in Tocharian by several changes in the verbal system, so that roots with acharacter do not necessarily go back to roots which ended in a laryngeal (see Jasanoff 2013 with earlier references).
Malzahn argues that the B-rita-type is diachronically descended from inherited compounds with SM in *eh2-abstracts or root compounds with second members that ended in a laryngeal, whereas the B-yāmi-type is an inner-Tocharian
innovation based on PIE root compounds.
While Malzahn’s work is an important contribution to the understanding of
the VGCs in Tocharian, it is now possible to add previously overlooked synchronic and novel diachronic evidence for a fresh look at these compounds.
Building on Malzahn’s work, the goal of this paper is to shed light on the synchronic patterning and diachronic affiliation of both VGC types.
2. In this section, I present VGCs in their context to clarify their meaning and
syntactic properties, which were not treated by Malzahn (2012) in depth. Type 1
VGCs end in TB -a TA -∅:
1
There are no traces of verbal governing compounds with governing first member as of yet.
56
Hannes A. Fellner
TB -pälk (: pälkā- ‘see’)
(1)
TA keṃ-pälk (: keṃ ‘false’) CEToM, A 62b6
keṃ-pälkāsaṃ mar cmimträ
false-see.LOC.PL PROH born.1PL.OPT.MID
May we not be reborn among heretics!
TB -rita (: ritā- ‘seek, long for’)
(2a)
TB kärtse-rita (: kartse ‘good, favor, salvation’) CEToM, PK NS 29b3f.
lantuñeṣṣe
ṣecake
kärtse-rita
säsweṃtse
royal.NOM.SG lion.NOM.SG good-seek.NOM.SG lord.GEN.SG
The royal lion is the one who seeks welfare of the lord/is the welfare seeker
of the lord.
Stress clearly indicates that kärtse-rita is a compound since the simplex of the
first member is kartse. If the genitive säsweṃtse really depends on the first member of the compound—which is not entirely clear from the context of this sentence—kärtse-rita säsweṃtse would be similar to cases like ModE. snow removal
of streets or NHG Absturzverursacher des Computers [crash-perpetrator.NOM.SG
the.GEN.SG computer.GEN.SG] ‘perpetrator of the computer’s crash’.2
(2b)
TB yikne-rita (: yakne ‘way, manner’) CEToM, B 31a3
kuse yikne-ritañ
sosoyoṣ
[…]
who way-seek.NOM.PL satisfied.NOM.PL
Those who are longing for the (right) way are satisfied …
(2c)
TB yolo-rita (: yolo ‘evil’) CEToM, IOL Toch 8b2
mār-ñäktesa
warñai cwī
yolo-ritañ
///3
god-Māra.PERL.SG et cetera this.GEN.SG evil-seek.NOM.PL
To God Māra et cetera those seeking evil for this one …
2
3
For the problem surrounding arguments of non-heads see Härtl 2013 with literature.
/// indicates a damaged edge of a manuscript fragment.
Notes on Verbal Governing Compounds in Tocharian
57
TB -lyaka TA -lyāk (: TB TA läkā- ‘see’)
(3a)
TB läkle-lyaka (: lakle ‘pain, suffering’) CEToM, PK AS 7Ea6
[…] wnolmi
maiwaññesāk warñai entwek läkle-lyakāñ
being.NOM.PL youth.PERL.SG with
then
pain-see.NOM.PL
mäskentär
be.3PL.PRS.MID
… the beings are then the ones who see suffering starting from youth.
(3b)
TA ṣotre-lyāk (: ṣotre ‘sign, mark, manifestation’), CEToM, A 310b5
ṣomaṃ nu ṣotre-lyākāñ
ṣeñc
some but sign-see.NOM.PL be.3PL.PRS.ACT
But some were seeing signs.
TB -tsaika TA -tsek (TB TA tsikā- ‘form, shape’)
(4a)
TB lwaksā-tsaika (: lwāke ‘pot, vessel’, pl. lwāksa) CEToM, B 3a2
kos
tsaikaṃ
lwaksā-tsaik=4 aścemaṣṣeṃ
how many shape.3SG.SUBJ.ACT pot-form.NOM.SG earthen.OBL.PL
bhājanta
kautalñ=
āke
po toṃ
vessel.OBL.PL breaking.OBL.SG end.OBL.SG all this.NOM.PL
However many earthen vessels the potter will shape these are all breaking in
the end …5
Even though the first member of lwaksā-tsaika is inflected, stress again indicates
that it is a compound. Inflection in first members of compounds, especially
for plural, is not uncommon, cf. ModE. lice-infested, arms trade etc. or
NHG Rinderwahn [cow.GEN.PL-craze.NOM.SG] ‘mad cow desease, i.e., bovine
spongiform encephalopathy’, Waffenschmuggel [arm.ACC.PL-smuggling.NOM.SG]
4
5
= indicates sandhi.
Cf. the corresponding passage from the Sanskrit Udānavarga—an early Buddhist topically
organized collection of the utterances of the Buddha and his disciples—Uv. 1.12: yathāpi
kumbhakāreṇa mṛttikā bhājanaṃ kṛtam | sarvaṃ bhedana paryantam evaṃ martyasya jīvitam
“It is with the life of mortal man as with the shining vases made from clay by the potter—they
all finish by being destroyed.”
58
Hannes A. Fellner
‘weapons smuggling’ etc. A similar formation is also found in Tocharian A in the
next example.
(4b)
TA kuntis-tsek (: kunti ‘bowl, pot’, pl. kuntis) CEToM, A 19b5f.
piṣṣ
ānand ptāñäkte
rakeyo
bṛhadyuti
go.2SG.IMP.ACT Ānanda Buddha-god word.INST.SG Bṛhadyuti
kuntis-tsekānac
peṃ
pot.OBL.PL-form.ALL.SG speak.2SG.IMP.ACT
Ānanda, go and speak with the word of the Buddha god to Bṛhadyuti, the
potter.
Type 2 VGCs end in TB -i TA -e:
TB -ākṣi (: āks- ‘announce, proclaim’)
(5)
TB pelaikn-ākṣi (: pelaikne ‘law’) CEToM, B 19a2
pelaikn-ākṣiṃ
karttse palkas
law-proclaim.OBL.SG good look.2SG.IMP.ACT
Look good at the one proclaiming the law!
TB -aiyśi (: aik- ‘know, recognize’)
(6)
TB po-aiyśi / poyśi (: po ‘all’) CEToM, B 22b2
yāmṣane
poyśi
vyākarīto
ce͡ u
do.3SG.PRT.ACT all-know.NOM.SG prophecy.OBL.SG this.OBL.SG
The all-knowing one made this prophecy …
TA -kämṣe (: kän- ‘come about, occur’)
(7)
TA ākāl-kämṣe (: ākāl ‘wish’) CEToM, A 23a5
ākāl-käṃṣeśśi
ākāl
eṣant
wish-fulfill.GEN.PL wish.OBL.SG giving.NOM.SG
(You) who grant the wish of the ones fulfilling the wishes …
TB -näkṣi (: näk- ‘destroy’)
(8)
TB läkle-näkṣi (: lakle ‘pain, suffering’) CEToM, B 229b4
läkle-näkṣi
säkw-aiṣṣeñcai
käṣṣi
[…]
pain-destroy.VOC.SG fortune-giving.VOC.SG teacher.VOC.SG
O teacher who destroys pain and gives fortune …
Notes on Verbal Governing Compounds in Tocharian
59
TA -pāṣe (: pās- ‘protect’)
(9a)
TA pälska-pāṣe (: pältsäk [TB palsko] ‘thought’) CEToM, A 318/9A6
/// lāntsac
lyutār potaträ
k͡ uyalte
queen.ALL.SG more honor.3SG.PRS.MID because
pälska-pāṣe
wrasom
///
thought-protect.NOM.SG being.NOM.SG
… honors the queen because a thought-protecting being …
(9b)
TA rī-pāṣe ‘city-protecting’ (: ri ‘city’) CEToM, A 253a8
täm
pälkoräṣ
rī-pāṣe
śodhane
this.OBL.SG seeing.ABL.SG city-protect.NOM.SG Śodhana.NOM.SG
yakäṣ
upaśodhanenac
träṅkäṣ
Yakṣa.NOM.SG Upaśodhana.ALL.SG say.3SG.PRS.ACT
After having seen this, the city-protecting Yakṣa Śodhana says to Upaśodhana …
TB -pilṣi (: pil- ‘listen, prick up one’s ears’)
(10)
TB klausa-pilṣi ‘ear-pricking’ (: klautso ‘ear’, du. klau(t)sa-) CEToM, IOL
Toch 246a4
se
ṣamāne
śilnāntäṃ
wetāntäṃ
which.NOM.SG monk.NOM.SG quarreling.GEN.PL fighting.GEN.PL
ṣamāneṃts klausa-pilṣi
kalträ
monk.GEN.PL ear-pricking.NOM.SG stand.3SG.PRS.MID
pāyti
pātayantika-sin.OBL.SG
Whichever monk stands next to quarreling and fighting monks pricking his
ears (commits) a pātayantika-sin.
Furthermore, there is TB käryor-pläṅṣi (: karyor ‘buying; trade, commerce’;
pläṅk(ā)- ‘be for sale’) without context in the fragment CEToM, IOL Toch 129b5
6
Cf. also Malzahn and Fellner (2015) for the edition of these fragments.
60
Hannes A. Fellner
and TB yolo-yāmi (: yolo ‘evil’; yām ‘do’) without context in the fragment
CEToM, B 265.2.
As nominals derived from verbs the Tocharian VGCs are similar to participles and show some of the syntactic properties and functions associated with this
word class, a feature typical for verbal governing compounds across IE languages.7 Type 1 in TB -a TA -∅ is used attributively in (2a) and (2c), predicatively in (3a, b), and substantivally in (1), (2b), (4a), and (4b). The latter
examples show that the substantival use of TB -tsaika TA -tsek was lexicalized as
the name of a profession, a phenomenon also common among VGCs in other IE
languages.8 Type 2 in TB -i TA -e is equally used substantivally (5, 6, 7) and attributively (8, 9a, 9b, 10).
It is important to note that type 1 in TB -a TA -∅ resembles the other agentive formations in TB -a TA -∅ in syntax, function, and inflection. These agentives consist of TB aknātsa TA āknats subst. ‘fool’, adj. ‘ignorant’, formations in
TB -ntsa (e.g., TB wapāntsa ‘weaver’: wāpā- ‘weave’), formations in TA -nt
(e.g., TA pekant ‘painter’: pikā- ‘paint, write’, formations in TB -nta TA -nt (e.g.,
TB kauṣenta TA koṣant ‘killing’: TB kau- TA ko- ‘kill’), the nt-participle in TB
-ñca TA -nt (e.g., TB preñca TA prant ‘bearing, carrying, taking’: TAB pär‘bear, carry, take’), and formations in TB -uca (e.g., TB kärstauca ‘cutting’:
kärstā- ‘cut’). All of these inflect in the same way and can have masculine and
feminine referents: nom. sg. TB -a TA -∅, obl. sg. TB -ai TA -āṃ, nom. pl. TB
-añ9 TA -āñ, obl. pl. TB -aṃ TA -ās.
3. Turning to the affiliation of the VGCs with the verbal system, the earlier
proposal by Malzahn (2012) must be modified. Malzahn argues that the B-ritatype is built to verbal roots with a-character and the B-yāmi-type to verbal roots
without a-character. However, a closer look shows that the two types of VGCs
are conditioned by verbal stem formation. Table 4 presents a summary of the da-
7
8
9
Cf. Ved. -bhārá- ‘carrying’, attributive in bhūribhāra- [much-carrying] ‘carrying plenty’ RV
1.164.13, substantive, in muṣkábhāra- [testicle-carrying] ‘bearing testicles’ RV 10.102.4; Gk.
βουληφόρος [counsel-carrying] ‘counsel bearing’ attributively in Il. 1.144 and 12.414, substantivally, in Il. 5.180 and Il. 7.126; Lat. lūcifer [light-carrying] ‘bringing light’ attributively,
e.g., in Lucr. 5.726, substantivally (as the planet Venus), e.g., in Varr. R. 3.5.17.
Cf. Skt. ayaskāra- [iron-making] ‘smith’; Gk. δρυτόμος [wood-cutting] ‘woodsman’; Lat.
agricola [field-tending] ‘peasant’ (cf. also Gk. βουκόλος [cow-tending] ‘herdsman’).
A specifically feminine nom. pl. -ana is so far only attested once and is probably analogically
based on the productive feminine inflection in nom. sg. -a, obl. sg. -ai, nom./obl. pl. -ana.
Notes on Verbal Governing Compounds in Tocharian
61
ta. Type 1 in TB -a TA -∅ is generally associated with athematic verbal formations. There is a straightforward connection of the compound second member and
the present formation, except in the case of TB -lyaka TA -lyāk (cf. pret. I stem
TB lyak-), for which see below (§5, pp.64–6). Type 2 in TB -i TA -e is not just
built to roots without a-character, but systematically connected to thematic verbal
formations. TB -aiyśi, TA -pāṣe, TB -yāmi are associated with simple thematic
formations, the rest of the second compound members of this class with complex
thematic verb stems (class VIII < *-se/o-, IX < *-sk̑ e/o-, and XI with some innerTocharian remodeling ultimately also < *-sk̑ e/o-).
Table 4. Formation of verbal stems
Type 1
Type 2
SM
TA -pälk
TB -rita
TB -lyaka
TA -lyāk
TB -tsaika
TA -tsek
TB -ākṣi
TB -aiyśi
TA -kämṣe
TB -näkṣi
TA -pāṣe
TB -pilṣi
TB -pläṅṣi
TB -yāmi
Prs.
n/a
VI
V
n/a
XI
II
IX
VIII
II
n/a
VIII
n/a
Averbo
Subj.
V
ritanaṃ mid. ritanatär V
mid. lkātär
V
lkāṣ mid. lkātär
V
3sg.
aksaṣṣäṃ
aiśtär
mid. (3pl.) käṃsantär
nakṣäṃ mid. nakṣtär
mid. pāṣtär
plaṅ(k)ṣäṃ
II
II
III
I + II
II
I/II
II
I + II
3sg.
mid. pälkātär
mid. rītatär
lakaṃ mid. lkātär
TB tsaikaṃ
ākṣäṃ
opt. aiśitär
mid. knatär
nakäm
mid. pāṣtär
mid. piltär
plyañcän
yāmäṃ
4. Malzahn (2012) traces VGC type 1 in TB -a TA -∅ back to inherited SM abstracts in *-eh2 (e.g., according to Malzahn, Gk. Ὀλυμπιονίκης [Olympic gameswinning] ‘conquerer in the Olympic games’) and/or root compounds with second
members that ended in a laryngeal (e.g., according to Malzahn, Lat. agricola
[field-tending] ‘peasant’ and indigena [within-born] ‘native’) under the assumption that both final *-eh2 and *-H gave PT *-ā- > TB -a TA -∅. Malzahn treats
type 2 in TB -i TA -e as an inner-Tocharian innovation based on PIE root compounds that were remodeled as hysterokinetic *n-stems. Both proposals have
problems that will be addressed below.
Malzahn’s diachronic derivation for type 1 has phonological and morphological problems. As Malzahn herself notes there are no traces of root SMs ending in
62
Hannes A. Fellner
a laryngeal attested in the Tocharian B-rita-type. However, there is the question of
what root structures of SMs with final laryngeal would have yielded PT *-ā-. In
the SMs of roots in *-EH and *-RH only the full-grades *-aH, *-RH and the zerogrades -H, -R̥ H could lead to PT *-ā-, where the result of the vocalized laryngeal
was analyzed as a stem formant or morpheme.10 However, besides the fact that
ablaut in root compounds is rare even in a conservative branch such as IndoIranian and only occurs in a small number of root SMs,11 there seem to have been
morphophonological constraints in Indo-European that prevented final laryngeals
in root SMs to surface. Fellner and Grestenberger (2016:142) argue that in root
SMs of the structure *-CVRH there are not many contexts in which laryngeal vocalization is predicted and that even if the nominative singular *-CVRH-s exerted
influence on the rest of the paradigm, it is doubtful that this would have prevented the “νεογνός-rule”.12 Root SMs of *CeR-roots are extended with a t-formant in
Indo-Iranian and Greek, e.g., Ved. deva-stú-t- [god-praising] ‘praising the gods’,
Ved. pari-kṣí-t- [around-dwelling] ‘dwelling around’, Gk. περι-κτί-τ- [arounddwelling] ‘neighbor’, πυλ-άρ-τ- [gate-fastening] ‘gate-fastener’. At least in
Greek13 the t-formant is also found in root SMs from roots in -RH (in the zerograde), e.g., προ-βλή-τ- [forth-throwing/thrown] ‘thrown forward, jutting out’
(: *gʷelh1 ‘throw’), ἀ-δμῆ-τ- ‘unbroken’ (: *demh2 ‘tame’), ἀ-γνώ-τ-14 ‘unknown’
(: *g̑ neh3 ‘know’).15
10 There are virtually no traces of o-grade SM in root compounds in Indo-European and fullgrade *-eh1 would have given palatalizing *-jä, which would have been lost in both Tocharian
languages, whereas *-eh3 would have given PT *-æ > TB -e TA -∅; for *-eh2 see §4, p.64.
11 See Scarlata 1999:732–4. SMs of roots in *-EH usually show the full grade, e.g., -dhā́- ‘putting’ (: *dʰeh1 ‘put’), -pā́- ‘protecting’ (: *peh2 ‘protect’), -dā́- ‘giving’ (: *deh3 ‘give’). Examples of SM with, e.g., -dhá- , -pá-, -dá- go back to the structure -CH-ó-, cf. also n.15.
12 Cf. the formulation of Weiss (2009:113): -CRHV- > -CRV- “in non-initial syllables of ‘long’
words (including compounds and reduplicated forms)”: *neu̯ o-g̑ n̥ h1-ó-s > *neu̯ o-g̑ no-s > Gk.
νεογνός ‘new-born’; see also Kuiper 1961, Mayrhofer 1986:65.
13 For the Latin examples sometimes cited in this context, e.g., Lat. sacer-dō-t- [sacrum-giving]
‘priest’, prae-gnā-t- [before-giving birth] ‘pregnant’, especially, locu-plē-t- [abundancereplete] ‘rich, wealthy, opulent’ see Nussbaum 2016.
14 Gk. ἀ-γνώ-τ- probably had e-grade since (-)CR̥ HC- sequences with accent gave disyllabic
*(-)CəREC- in Greek.
15 SMs from roots in -RH (in the zero grade) appear also with a suffix, e.g., Ved. tuvi-gr-á‘much devouring’ (: *gʷerh3 ‘devour’), Gk. νεο-γν-ός ‘new-born’ (*g̑ enh1 ‘beget’), Lat. benign-us [good-natured] ‘kind’ (: *g̑ enh1 ‘beget’).
Notes on Verbal Governing Compounds in Tocharian
63
From a comparative perspective, the evidence for root SMs with intact rootfinal laryngeal is therefore not very compelling.16 Malzahn’s comparanda of Lat.
agricola ‘peasant’ and indigena ‘native’—which are usually cited as prime examples for root SMs with final laryngeal—are more economically explained as
*eh2-derivatives from *o-stem SMs (cf., e.g., Gk. βου-κόλος ‘cowherd’, Lat.
-genus ‘-born’) à la Fellner and Grestenberger 2016, see below (§6).
The other morphological problem concerns the assumption that PT *-ā- could
go back to abstract SMs in *-eh2. As already noted by Debrunner (1954:249):
“Gemäß einer wohl grundsprachlichen Regel sind Abstrakta auf -ā- nicht üblich
hinter Nominalstämmen.” This rule basically works as a morphological substitution rule that is synchronically opaque in the IE languages17 and applies regardless of whether the continued *eh2-stem was an abstract in the daughter language:
Ved. śraddhā́- ‘belief’ → a-śraddhá- ‘unbelieving’, Ved. jihvā́- ‘tongue’ →
mádhu-jihva- ‘having a sweet tongue’, Ved. jyā́- ‘bowstring’ → r̥ tá-jya- ‘having
a good bowstring’; Gk. ἄγρη ‘hunt, chasing’ → πάν-αγρος ‘chasing all’; Gk.
νεφέλη ‘cloud, Gewölk’ → ἀ-νέφελος ‘unclouded, cloudless’, Gk. τυπή ‘blow,
wound’ → χαλκό-τυπος ‘having a wound made by a bronze weapon, inflicted
with arms of bronze’. There is also replacement with *-i-, e.g., Gk. ἀλκή
‘strength’ → ἄν-αλκις, -ιδος ‘without strength, defenseless, weak’, Lat. barba
‘beard’ → imberbis ‘without a beard, beardless’, Lat. lingua ‘tongue’ → trilinguis ‘having three tongues’.18 From a comparative perspective, there are generally only a few examples of original SM in *-eh2—i.e., *eh2-stems that are not
themselves derived from other SMs like *o-stems or root nouns. These are usually (endocentric) determinative compounds and almost all look like einzelsprachlich formations, cf., e.g., Ved. māṃsa-bhikṣā́- f. ‘request for meat’, dur-háṇā- f.
‘evil rage’, Gk. οἰνο-χόη [wine-pouring out] ‘wine vessel’. For the origin of the
VGCs in *-eh2, see Fellner and Grestenberger 2016.
16 For apparent counterexamples found in Vedic, e.g., tuvi-ṣváni- (beside tuvi-ṣván- ‘roaring
loudly’: *su̯ enh2 ‘sounding’) see Grestenberger (2017), who argues that these cases are better
analyzed as i-substantivizations.
17 Cf. the “substituting” *-i- in the first compound member of bahuvrīhi compounds of roots
belonging to the Caland system (Ved. r̥ jrá- ‘shining’ → r̥ jiśvan- ‘having shining dogs’, Gk.
ἀργός ‘shining’ → ἀργικέραυνος ‘having bright lightning’).
18 Diachronically, this *i-substitution presumably started out as a substantivization of *oadjectives; see Grestenberger 2017.
64
Hannes A. Fellner
The main reason why SMs in *-eh2 cannot have given type 1 VGCs in PT
*-ā- > TB -a TA -∅ is that PIE *eh2 gives PT *å > TB o TA a in all environments, as shown in Fellner 2014a. Therefore, it is phonologically impossible to
derive the TB -rita-type from *-eh2 SMs of any origin.
Malzahn’s account of type 2 VGCs is phonologically possible. The proposed
*-ēn of a hysterokinetic *n-stem would indeed account for the inflection of this
type. However, the exact morphological and/or semantic mechanisms by which
these compounds were created are left unexplained.
5. Based on the new evidence presented in the previous sections it is possible to
offer a new solution for the origin of the VGCs in Tocharian.
Since it is reasonable to suppose that type 1 belongs to the other agentive
formations in Tocharian in TB -a TA -∅ (§2, p.60) it is possible to take its inflection as the continuation of the inherited so-called individualizing *(o)n-suffix that
was associated mainly with thematic adjectives (Gk. Στράβων ← στραβός
‘squinting’, Lat. Catō ← catus ‘sharp’, Go. weihs ‘holy’ ← Go. weiha ‘priest’)19
and prone to readjectivization (*h1róudʰo- ‘red’ → *h1róudʰōn- ‘red (one)’: Gmc.
strong. adj. *rauda-, Lith. raũdas etc. ‘red’ → Gmc. weak adj. *raudan- ‘red’;
see Nussbaum 2014).
As shown in Fellner 2014b, the inflection of the nt-participle in TB -ñca TA
-nt (TB preñca TA prant ‘carrying’: TAB pär- ‘bear, wear, carry, take’) with
nom. sg. TB -a TA -∅, obl. sg. TB -ai TA -āṃ, nom. pl. TB -añ TA -āñ, obl. pl.
TB -aṃ TA -ās goes straightforwardly back to *-ōn-. After the suffix allomorph
*-ō- was extended throughout the paradigm (which occurred independently in
other Indo-European branches as well, e.g., Latin), the whole paradigm of ProtoTocharian and subsequently the individual Tocharian branches is derivable almost entirely by sound law (see Table 5). Concerning the nt-participles, Tocharian thus parallels Germanic in employing the formant *-ōn- to “extend” or
recharacterize the basic stem. In Gothic and Old Norse, present participles inflect
according to the Germanic weak declension, cf. the Go. nom. sg. m. -nds,20 acc.
sg. m. -ndan, nom./acc. pl. m. -ndans.
19 For athematic base, cf., e.g., Ved. gurú- ‘heavy’ → grā́ van- ‘(grind) stone’ (also OIr. bráu
‘millstone’), Gk. Πᾶν < *pāu̯ ōn- < *pau̯ sōn- < *peh2-us-ōn- (cf. Ved. Pūṣan- < *puh2-s-n- <
*ph2u-s-n-): *peh2 ‘protect’.
20 The nominative singular masculine preserves the old “strong” inflection, but the “weak” nom.
sg. m. -nda is occasionally attested.
65
Notes on Verbal Governing Compounds in Tocharian
Table 5. Development of the Tocharian paradigm
nom. sg.
obl. sg.
nom. pl.
obl. pl.
a
b
c
Toch.
TB -a
TA -∅
TB -ai
TA -āṃ
TB -añ
TA -āñ
TB -aṃ
TA -ās
PT
←
<
←c
<
<
<
<
<
a
<
Pre-PT
*-ō
<
PIE
*-ō
*-ānä
<
*-ōn-m̥
←
*-on-m̥
*-āñä
<
*-ōn-es
←
*-on-es
*-āns < *-ānäs
<
*-ōn-n̥ s
←
*-on-n̥ s
*-å
b
The paradigmatic leveling of the allomorph *-ā- on the way to Tocharian B is not too problematic and similar to the leveling of the stem allomorph -r- in Lat. honor, honōris < OLat.
honōs, honōris.
Following Jasanoff forthcoming, final PIE *-ō > PT *-å > TB -o, TA -∅.
The expected obl. sg. †-aṃ in Tocharian B (which would have been synchronically conspicuous) was perhaps already replaced by -ai in analogy to nouns of class VI of the type yoko, obl.
-ai m. ‘thirst’ (which continues amphikinetic i-stems) at a stage when the nominative singular
of both noun classes still had Pre-B *-å.
Thus, the TB -rita-type can then be viewed as reflecting SMs in *-ōn-. The
starting points of these individualizing *ōn-stems were either original SMs of the
R(o)-o-type (the corresponding simplex nouns are well attested in Tocharian; see
Malzahn 2013). or root SMs (at a time when there was no difference between
secondary *-ōn- of thematic or athematic stems). The former could be reflected
by TB -tsaika TA -tsek if the original o-grade does not come from the associated
verbal formation; the latter seems to be represented by TB -lyaka TA -lyāk <
*-lēg̑ - (cf. Lat. lēx ‘law’, il-lēx, -ēgis ‘without law’), which is synchronically not
associated with a present or subjunctive formation, but with the preterite TB 3sg.
lyāka and the imperfect TA 3sg. lyak ‘saw’ (cf. Lat. lēgī ‘gathered’, Alb. mblodhi ‘collected’; see further Jasanoff 2012), and these are synchronically conspicuous themselves. In the light of the latter, it is very likely that PIE root compounds were the basis of the creation of type 1 VGCs in Tocharian.
In this way, there is another independent parallel between Tocharian and
Germanic besides the nt-participles: VGCs in Germanic going back to PIE root
compounds were also characterized by *-ōn-, e.g., OS folk-togo ‘leader of the
people’ (: tiohan ‘lead’), OE yrfe-numa [inheritance-taker] ‘heir’ (: niman ‘take’),
OHG ārunt-poro ‘news carrier’ (: beran ‘carry’).
66
Hannes A. Fellner
Since type 2 is associated with thematic verb stems, there is also a scenario
to account for type 2 in TB -i TA -e < *-ēn-. Nussbaum (2016:289) argues for a
derivational process *o-stem adjective → individualizing *ē̆t-stem individualization (which like their *ōn-stem equivalents are prone to readjectivization), e.g.,
Gk. ἀργός ‘shining’ → ἀργής, ἀργέτ- ‘bright’, Pre-Lat. *dīu̯ -o- ‘brilliant’ (Lat.
dīum ‘daylit sky’) → *dīu̯ et- (Lat. dīves, dīvit- ‘rich’), PIE *steip-o- ‘rigid’ (Gmc.
*steifa- ‘stiff’ in OE stīf) → *steipe-t- (Lat. stīpes, stīpit- ‘stick, stake’). For
this derivational scheme he also adduces examples from compounds, e.g., PIE
*-sth2-o- (Ved. prati-ṣṭhá- [against-standing] ‘resistant’) → -sth2ē̆t- (Av.
haŋᵛharə-stāt- ‘staying in hiding’, Lat. anti-stes, -stit- [in front-standing] ‘priest’),
PIE *-kʷol(h1)-o- (Gk. βου-κόλος ‘cowherd’, Lat. an-culus [around-tending]
‘servant’, Av. fra-cara- ‘going forth’) → *-kʷol(h1)-ē̆t- (Av. fra-carāt- ‘going
forth’), Pre-Lat. *-poro- (Lat. per-perus [across-traversing] ‘perverse’) →
*-p(o)r-ē̆t- (Lat. interpres, -pret- [between-carrying] ‘messenger’). The basis
of the *ē̆t- derivatives according to Nussbaum (p.c.) was the e-grade of the thematic vowel to which an amphikinetic *-(o)t- was added, with *-e-ot- giving
*-ēt-. If this kind of vowel contraction is accepted, the same prehistory could in
principle be behind Malzahn’s proposed ending *-ēn- of type 2 VGCs. The core
of these compounds would then go back to R(o)-o- SMs to which *-(o)n- was
added with the same development of *-e-on- > *-ēn- as with *-e-ot- > *-ēt-.21
That thematic quasi-participial formations become associated with thematic verbal formations is trivial.
6. Nussbaum (2014) notes that *(o)n-stems behave like *eh2-stems concerning
individualization/substantivization, with a tendency to become readjectivized:
*h1róudʰo- ‘red’ → *h1róudʰōn- ‘red (one)’: Lat. (via Sab.) rūfus ‘red’ → Rūfō
‘red(-headed) guy’, Gmc. strong. adj. *rauda- → weak adj. *raudan- ‘red’; cf.
Gmc. *weiha- in Go. weihs ‘holy’ → Gmc. *weihan, Go. weiha ‘priest’. Fellner
and Grestenberger (2016) deal with the VGCs of the Gk. βουζύγης ‘yoking oxen’
and the Lat. agricola type, e.g., βαθυ-δίνης ‘deep-eddying’: δινάω/έω ‘whirl’,
Ὀλυμπιο-νίκᾱς ‘Olympic victor’: νικάω ‘prevail’; agri-cola ‘farmer’: colō, -ere
‘cultivate’, indi-gena ‘native’: gignō/genō, -ere ‘beget’. Fellner and Grestenberger (2016), following Nussbaum (2014) and Melchert (2014), argue that Gk.
βουζύγης- and Lat. agricola-type VGCs constitute an archaic compound type in
21 Assuming that type 1 and type 2 both go back to R(o)-o- SMs it is possible to surmise that they
each generalized different stems, *-ōn- < *-o-on- in the case of type 1 and *-ēn- < *-e-on- in
the case of type 2. For this possibility in simplex nouns, see Höfler 2015:232–6.
Notes on Verbal Governing Compounds in Tocharian
67
which the *eh2-suffix is used as masculine individualization/substantivization
based on the following derivational pattern: *X-i̯ ug- / *X-i̯ ug-o- ‘xyoked/yoking’ (Gk. -ζυξ, Ved. -yuj- / -ζυγος) → *X-i̯ ug-eh2- -ζύγης ‘one who is
x-yoked/yoking’. Thus Malzahn’s claim (2012) that the type 1 VGCs in TB -a
TA -∅ can be compared with the VGC of the Gk. βουζύγης and Lat. agricola
type is mutatis mutandis not incorrect. There are even quasi word equations of
VGCs with -ō̆n and *-eh2:
OHG -poro
TB -lyaka TA -lyāk
with *-ō̆n
with *-ō̆n
Gk. -φόρᾱς22
Lat. -lēga23
with *-eh2
with *-eh2
7. In conclusion, type 1 VGCs in TB -a TA -∅ pattern with athematic present
stem classes, whereas type 2 VGCs in TB -i TA -e pattern with thematic present stem classes. Type 1 belongs together with other agentive formations in TB
-a TA -∅. Similar to the nt-participles of this class, the VGCs go back to a formation with individualizing *-(o)n- and are therefore directly comparable with
the Germanic VGCs. It is also possible that individualizing *-(o)n- formations
were at the heart of type 2. The *(o)n-stem VGCs of Tocharian and Germanic
(which evolved independently) are functionally comparable to Gk. βουζύγης- and
Lat. agricola-type VGCs, thus providing more evidence for the similarity of the
function of *-(o)n- and *-eh2 à la Nussbaum (2014).
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