Biological Theory
https://doi.org/10.1007/s13752-018-0311-0
ORIGINAL ARTICLE
The Nature of Programmed Cell Death
Pierre M. Durand1
· Grant Ramsey2
Received: 14 March 2018 / Accepted: 10 October 2018
© Konrad Lorenz Institute for Evolution and Cognition Research 2018
Abstract
In multicellular organisms, cells are frequently programmed to die. This makes good sense: cells that fail to, or are no longer
playing important roles are eliminated. From the cell’s perspective, this also makes sense, since somatic cells in multicellular organisms require the cooperation of clonal relatives. In unicellular organisms, however, programmed cell death (PCD)
poses a difficult and unresolved evolutionary problem. The empirical evidence for PCD in diverse microbial taxa has spurred
debates about what precisely PCD means in the case of unicellular organisms (how it should be defined). In this article, we
survey the concepts of PCD in the literature and the selective pressures associated with its evolution. We show that definitions of PCD have been almost entirely mechanistic and fail to separate questions concerning what PCD fundamentally is
from questions about the kinds of mechanisms that realize PCD. We conclude that an evolutionary definition is best able to
distinguish PCD from closely related phenomena. Specifically, we define “true” PCD as an adaptation for death triggered by
abiotic or biotic environmental stresses. True PCD is thus not only an evolutionary product but must also have been a target
of selection. Apparent PCD resulting from pleiotropy, genetic drift, or trade-offs is not true PCD. We call this “ersatz PCD.”
Keywords Adaptation · Aging · Apoptosis · Price equation · Programmed cell death · Selection · Unicellular organisms
Introduction
Unicellular organisms pose unique scientific and philosophical problems. Many of the concepts in evolutionary biology were originally developed with multicellular, sexually
reproducing organisms in mind (Sober 2006). A concept of
a species that involves reproductive isolation, for example,
may work well for sexual organisms, but does not apply to
unicellular organisms that can reproduce through binary fission (Mallet 1995; Franklin 2007). One evolutionary concept
that spans levels of organization is programmed cell death
(PCD) (Ameisen 1996; Nedelcu et al. 2011). Cell death (at
the time its programmed nature was unknown) was first
observed as part of normal development in multicellular
embryonic tissues (Collin 1906; Ernst 1926; Kallius 1931;
Hamburger and Levi-Montalcini 1949). PCD, and its role
* Pierre M. Durand
[email protected]
Grant Ramsey
[email protected]
1
Evolutionary Studies Institute, University
of the Witwatersrand, Johannesburg, South Africa
2
Institute of Philosophy, KU Leuven, Leuven, Belgium
in animal ontogeny, was made explicit several decades later
(Glücksmann 1951; Lockshin and Williams 1964). While
there is an obvious cost for the individual cell, PCD is maintained in multicellular life because of clonal relationships,
and keeps cell lines from replicating indefinitely. Cell lines
capable of indefinite replication can be a liability for the
organism. For instance, cancer is a rogue cell lineage, one
that lost its PCD function and pullulates at the expense of
the organism (Merlo et al. 2006).
In single-celled organisms, members of the species sometimes die not through predation, disease, or other misfortune,
but because of PCD. PCD in unicellular life is the ultimate
sacrifice for which there is no clear benefit to the dying cell.
How might PCD be the result of selection? Should we consider it an adaptation? This debate has been ongoing ever
since PCD was found to occur in unicellular organisms (for
the latest see Klim et al. 2018).
Many of the existing explanations of PCD in unicellular
organisms focus on the phenomenon as either an adaptation
or as a side effect of another essential function. Such explanations are generally framed in terms of fitness costs and
benefits to individuals, their kin, or groups of conspecifics
(Ameisen 2002; Nedelcu et al. 2011; Pepper et al. 2013;
Bayles 2014). PCD has also been considered in broader
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P. M. Durand, G. Ramsey
ecological contexts like phytoplankton ecology (Franklin
et al. 2006; Berges and Choi 2014; Bidle 2015), the microbial loop (Orellana et al. 2013; Bidle 2016), microalgal
blooms (Vardi et al. 2007), conflict mediation in group formation and evolutionary transitions (Michod and Roze 2001;
Michod 2003; Fisher et al. 2013; Sathe and Durand 2016;
Kapsetaki et al. 2017; Hanschen et al. 2018), propagule
formation in the experimental evolution of multicellularity (Ratcliff et al. 2012), the evolution of different kinds of
complexity (Durand et al. 2016), the evolution of aerobic
metabolism and the eukaryote cell (Koonin and Aravind
2002; Kaczanowski et al. 2011; Klim et al. 2018), and as a
virus-host arms race (Iranzo et al. 2014).
There are three fundamental questions concerning the
nature and evolution of PCD in unicellular organisms. First,
how should we understand the concept of PCD (are there
different “kinds” of PCD)? Second, what evidence is there
to account for its evolution? Third, by what mechanisms
could PCD have evolved? Our focus here is on the first two
questions. In what follows, we consider the nature of—
and evidence for—the evolution of PCD. We propose an
evolution-based concept of PCD and provide definitions for
different kinds of death.
The Many Meanings of “Programmed Cell
Death”
There is no standard way of defining PCD in unicellular
organisms (Table 1). In many cases, researchers do not
explicitly state what they mean, and there has recently been
a call to clarify the terms used (Pandey et al. 2018). The definitions of PCD have usually been framed in terms of cellular
mechanisms, which could have come about via a range of
possible developmental processes or evolutionary histories.
The history that formed the mechanism is not, in this case,
determinative of whether it is PCD. Instead, all that matters
are the characteristics of the mechanism. For example, PCD
can be defined as “active, genetically controlled, cellular
self-destruction driven by a series of complex biochemical
events and specialized cellular machinery” (Berman-Frank
et al. 2004). However, mechanism-based definitions of PCD
Table 1 The many meanings of programmed cell death in unicellular organisms
Term(s)
Self-destruction, physiological cell death, PCD
Definition, interpretation, or context
There is “no such thing as a bona fide genetic
death program in cells”
Cell death program (CDP)
In CDP “the cell is the system whose constitutive
elements are its own genes and proteins which
are involved in the molecular mechanisms of cell
death”
Active cell death (ACD)
ACD is “any cell death process that is genetically
determined, energy dependent, and proceeds
through a series of organized steps”
Chronological aging or apoptosis
“Apoptosis is a form of cellular suicide that leads
to the rapid removal of unwanted or damaged
cells”
Programmed organismal death (POD)
POD is “organismal death that results directly
from an active process that is internally controlled and regulated by the organism”
PCD
PCD is “cell death resulting from gene expression
within the moribund cell”
Abortive infection system (Abi), altruistic death “The Abi system could reflect an altruistic act that
allows infected bacteria to commit suicide in
order to prevent parasite transmission to nearby
relatives”
mazEF-mediated cell death
mazEF action causes individual cells to die by
“a regulatable chromosomal toxin-antitoxin
module”
Autophagy morphotype
An explicit definition is not provided, rather
the features of the autophagy morphotype are
described
PCD
PCD “confers a selective advantage to a population
during subsequent seasons”
References
Ameisen (2002)
Ratel et al. (2001)
Nedelcu et al. (2011)
Fabrizio et al. (2004); Herker et al. (2004)
Pepper et al. (2013)
Franklin et al. (2006)
Refardt et al. (2013)
Hazan and Engelberg-Kulka (2004)
Jiménez et al. (2009)
Vardi et al. (1999)
Mortality in unicellular organisms is a poorly defined concept. The references listed here provide a range of the different terms, definitions, interpretations, or contexts employed
13
The Nature of Programmed Cell Death
can be challenging to formulate. There is “confusion as to
how many distinct types of PCD exist” (Reece et al. 2011),
and the reliance on mechanistic processes alone does not
provide ecological context concerning the origin or function of PCD. There are very few, if any, definitions of PCD
in the literature that are explicitly based on the evolutionary history of the mechanism, although the authors’ views
are often implied. Considering the interpretations of PCD
evolution, there are two main versions, one broad and the
other narrow. The narrow variant implies that PCD is the
result of an adaptation for causing such death. The broad
variant includes all forms of PCD with an evolutionary history but does not require direct selection. In addition to PCD
as an adaptation, the broad variant includes death resulting
from a mechanism that evolved by genetic drift, mutation
accumulation, life history trade-offs (Pepper et al. 2013),
as an arms race (Iranzo et al. 2014), or as a side effect of
some other adaptation (Ameisen 2002; Nedelcu et al. 2011).
There are thus mechanism-based, (broad) evolution-based,
and adaptation-based interpretations of PCD. We will argue
that in developing a general framework for understanding
PCD, a narrow adaptation-based definition is preferable to
the alternatives. Before doing so, we need to be clear on
what “programmed” means.
What is a Biological Program?
In biology the word “program” is typically used for a developmental system in which genetically based information is
said to “program for” the expression of a trait. The biological usage and etymology implies that the phenotype is the
outcome in cells containing such a program. For PCD, however, the term “programmed” is often misleading (Ameisen
2002). In some instances, the program may never be implemented, and death may be incidental. In others, the same
(or overlapping) program may lead to a different outcome,
like encystation (Khan et al. 2015). Furthermore, even
when the program is implemented, the phenotype need not
be all-or-nothing (Kroemer et al. 2009). There are degrees
of dying. For example, in multicellular tissues, anastasis is
the situation where cells lose viability but regain it if conditions improve (Sun and Montell 2017). A similar scenario
plays out in photosynthetic unicellular organisms, where
the physiological health and gradual loss of viability that
occurs during PCD can be measured by the cell’s photosynthetic efficiency (Berges and Falkowski 1998; Affenzeller
et al. 2009). In other words, PCD codes for (1) the potential
activation of a molecular pathway that (2) once activated,
may result in different evolutionarily significant outcomes:
death, encystation, or a transient, graded loss of viability.
In addition, when the same PCD stimulus is applied to a
clonal population under the same environmental conditions,
the program is not activated in all individuals even if they
are clones (Moharikar et al. 2006). To complicate the situation even further, the same stimulus that activates the PCD
program may also activate an alternate program resulting in
sexual reproduction (Nedelcu and Michod 2003).
Despite the confusion, the term PCD is used universally
and, it seems, is here to stay. It is thus unlikely that introducing another term will be helpful. We emphasize, however,
that the term “program” in PCD denotes a system that is
probabilistic (the same input does not universally produce
the same output), branching (some stages in the execution
of the program can lead to a range of future states), and nondiscrete (loss of viability can be transient or graded).
PCD as a Mechanistic Process
Mechanistically, PCD is distinct from other forms of death.
Cells may die if they have suffered physical or chemical
damage, or if they have been lyzed by invading viruses
(though PCD can also be triggered by viral infection (Vardi
et al. 2012)). These forms of death are imposed by external
factors and can be unambiguously distinguished from PCD.
Death in the absence of PCD can be referred to as incidental death, necrosis, lytic death, non-PCD, or simply death.
We prefer the term “incidental death,” which indicates that
death is incidental to an extrinsic event, contrasting it with
intrinsic, genetically encoded PCD.
Another important distinction is that between PCD and
cell aging. PCD and aging share some mechanistic features.
In the yeast Saccharomyces cerevisiae, for example, the
mechanisms overlap both genetically and phenotypically
(Herker et al. 2004). But there are also distinctions. Aging is
not external to the cell like incidental death but is a passive
breakdown of cellular mechanisms. Aging can be delayed
by protecting against these harmful processes. PCD, by
contrast, is a much more active event. It requires chemical
energy and the transcription of effector genes (EngelbergKulka et al. 2006), which may or may not be associated with
other cellular functions (Berges and Falkowski 1998). PCD
happens rapidly (hours or at most days) and is usually unrelated to cellular age. In aging, the process is gradual, associated with biochemical processes that are unrelated to PCD,
and in some instances a function of the number of cell divisions (Laun et al. 2001). Aging can be explained thermodynamically without invoking natural selection, whereas PCD
is subject to natural selection. There is a degree of overlap,
and the cellular mechanisms involved in aging are of course
themselves subject to natural selection, which can affect the
character and rate of aging. However, there is an inevitability
associated with aging that does not apply to PCD.
The identification of a range of PCD mechanisms in unicellular organisms may suggest that PCD should be defined
as a kind of mechanism. Indeed, most of the interpretations
of PCD provided by researchers are purely mechanistic
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P. M. Durand, G. Ramsey
(Table 1). In some instances, the mechanism-based definitions and nomenclature are tailored to a specific organism,
for example, yeast (Carmona-Gutierrez et al. 2018). Defining PCD in mechanistic terms is clearly helpful for unraveling the molecular pathways (Aravind et al. 1999; Uren
et al. 2000; Durand and Coetzer 2008; Nedelcu 2009), but
doing so limits our interpretation of the evolutionary history,
especially if one holds that the evolutionary history bears
on the question of whether we should count something as
genuine PCD. Opposing views about whether a form of cell
death is PCD persist even when the mechanism and mode
of death are agreed upon. A case in point is the controversy
concerning the interpretation of the mazEF death mechanism in Escherichia coli. Some researchers clearly view the
mazEF toxin–antitoxin system as typical PCD in bacteria
(Hazan and Engelberg-Kulka 2004; Hazan et al. 2004). In
contrast, others (Ramisetty et al. 2015; Ramisetty and Santhosh 2017) assert that “mazEF systems do not confer PCD”
(Ramisetty and Santhosh 2017). They interpret toxin–antitoxin (TA) systems like mazEF to be the products of gene
level selection. Ameisen has yet another interpretation of TA
systems, calling them “addiction molecules” where cells are
addicted to the genetic modules encoding the TA system.
Loss of a functioning TA module leads to toxin-induced
death (Ameisen 2002).
These conflicts illustrate that even when the mechanisms
are the primary target of study, the question of whether they
should count as genuine PCD bears crucially on the selection
history of the mechanisms. We agree with Reece, Berges,
and others that “focussing on the mechanistic differences…
without the relevant ecological context is not a useful way
to progress” (Reece et al. 2011, p. 6) and that understanding
PCD “requires clearer definitions of cell death: definitions
that are subject to considerable debate even in taxa that are
relatively well-explored” (Berges and Choi 2014). We conclude that a definition of PCD based purely on mechanisms
will fail to resolve such controversies and argue that mechanism-based definitions do not clearly distinguish two important questions: (1) what is PCD (how should it be defined),
and (2) what kinds of mechanisms realize PCD?
PCD as an Evolutionary Process
The evolution of PCD has been tackled from several angles
(Lewis 2000; Ameisen 2002; Koonin and Aravind 2002;
Franklin et al. 2006; Kaczanowski et al. 2011; Nedelcu et al.
2011; Reece et al. 2011; Pepper et al. 2013; Bayles 2014;
Iranzo et al. 2014; Bidle 2016; Durand et al. 2016; Klim
et al. 2018) although an explicit evolutionary definition is
seldom provided. However, we claim that it is the evolutionary history that bears on whether something should be
considered true PCD or not. In incidental death (discussed
above), death comes about by external triggers. In contrast,
13
there is also death brought about by internal mechanisms and
one must look to the evolutionary history of these mechanisms to determine whether the trait is PCD. If the function
of causing death has been selected for, it is true PCD. If, on
the other hand, the evolutionary history involves selection
for a different function pleiotropically linked to the apparent PCD, or if it is not directly linked with selection (e.g.,
genetic drift), the trait should not be considered true PCD.
Understanding PCD in this way will allow us to sharply
distinguish the two questions above (what is PCD? versus
which mechanisms realize PCD?) and will help resolve the
persistent debates over whether and when PCD is an adaptation. Until now, there has been considerable discussion
of how PCD may evolve, both by nonadaptive pleiotropic
means (for example, Frade and Michaelidis 1997), and by
natural selection (for example, van Zandbergen et al. 2010).
However, the extensive discussions of the evolution of PCD
(Ameisen 2002; Koonin and Aravind 2002; Gardner and
Kummerli 2008; Nedelcu et al. 2011; Reece et al. 2011; Pepper et al. 2013; Berges and Choi 2014; Ramisetty et al. 2015;
Durand et al. 2016; Klim et al. 2018) have not always clearly
articulated the distinction between these questions, and have
not offered a definition of PCD that allows for PCD to be
defined independently of the mechanisms that realize it.
To examine this distinction more closely, we wish to test
possible hypotheses for the evolution of PCD and to consider both adaptive explanations (in which case it is true
PCD) and explanations not involving direct selection for the
mechanism (what we will label “ersatz PCD”). Genetic drift
(Lynch 2007) and the effects of chance cannot be ignored
(Koonin 2011; Bonner 2013; Ramsey and Pence 2016), and
the claim that there are instances when programmed forms
of death are selected for should be substantiated. Koonin
argues that, at the molecular level, many genetic sequences
can be a result of neutral evolution: “it survives by sheer
chance provided that it is not deleterious enough to be efficiently purged by natural selection” (Koonin 2016, p. 1),
and that to invoke adaptation the null hypothesis must be
falsified. Gardner suggests that this approach is not always
necessary, especially if one “mistakes adaptationism for a
hypothesis when it is actually a research method” (Gardner
2017). Van Valen is also critical of arguments that place
neutral evolution above adaptation, stating that, “neither the
presence nor the absence of adaptation has a privileged status in inference” (Van Valen 2009, p. 267).
The aim here is not to favor a particular stance on whether
adaptation or neutral evolution is more important (for contrasting views see Hendry and Gonzalez 2008; Sansom
2003). As Lloyd (2015) explains, it is the logic behind the
research question that matters. Koonin’s approach is helpful here because of what it reveals about the nature of PCD.
It illustrates the limits of mechanistic definitions, but more
importantly, the conclusions demonstrate the importance of
The Nature of Programmed Cell Death
distinguishing true PCD from other kinds of PCD based on
their evolutionary histories.
An Adaptation‑Based Definition of PCD
To counteract the suggestions that PCD is due to mechanisms that are not adaptations for death (for example, Frade
and Michaelidis 1997; Segovia et al. 2003; Nedelcu et al.
2011; Proto et al. 2013; Ramisetty et al. 2015; Klim et al.
2018), we will illustrate the differences in evolutionary histories among distinct forms of programmed death and justify
our claim for an adaptation-based definition of PCD. There
is sufficient evidence that in some instances PCD (1) provides fitness advantages to the group, (2) has been selected
for, and (3) that the fitness advantages of PCD are based on
the mechanisms that lead to death. We therefore propose
that PCD in the microbial world be defined as an adaptation
for producing cell death. We refer to instances where PCD
evolved pleiotropically, by genetic drift, or life history tradeoffs as “ersatz PCD,” since it is not true PCD as defined here.
Differentiating the Evolutionary Histories
of PCD and Ersatz PCD in Unicellular
Organisms
The key advantage of defining PCD as an adaptation for
death is that it allows us to better distinguish PCD from other
forms of death that result from genetic programs with evolutionary histories different from that of PCD. Autophagy, for
example, shares properties with other PCD phenotypes, but
we claim that for unicellular organisms with no multicellular
stage, it usually represents adaptations that are not related
to PCD itself.
Autophagy is common in unicellular eukaryotes (Kiel
2010). As the name implies, autophagic cells consume
themselves—usually to survive nutrient depletion—and
is the result of a well-documented genetic program (Kiel
2010). Autophagy is one of the “different ways to die” (Jiménez et al. 2009) in Dunaliella viridis by genetically encoded
mechanisms, but when death occurs in conjunction with
autophagy, it is best understood as a by-product of a survival
mechanism. However, autophagy in multicellular organisms,
or in unicellular organisms with a multicellular stage, occurs
in response to distinct evolutionary pressures. For example,
in the slime mold Dictyostelium discoideum autophagy may
occur in response to nutrient depletion (Olie et al. 1998; Lam
et al. 2007; Luciani et al. 2017), where it is part of differentiation in the multicellular stage. One should therefore sharply
distinguish autophagy in multicellular organisms (or stages)
from autophagy in unicellular organisms lacking a multicellular stage. For unicellular organisms with no multicellular
stage, autophagy (1) involves specific genetic programs, (2)
is a cell-level adaptation to starvation, and (3) can result in
death. But in contrast to PCD, autophagy is selected for as
a survival strategy, making death an unwanted side effect.
The most common form of PCD in unicellular organisms
that is mechanistically distinct from autophagy is referred to
as apoptosis, or more accurately, “apoptosis-like” (Kasuba
et al. 2015). This form of PCD in unicellular organisms is
similar to apoptosis in multicellular organisms (Kerr et al.
1972) and the term “apoptosis-like” was therefore introduced. Apoptosis-like death can be unambiguously distinguished from autophagy (Pérez Martín 2008; Kiel 2010;
Kasuba et al. 2015), although the two can sometimes occur
in parallel (Jiménez et al. 2009). The triggers for apoptosis-like death in unicells include a range of environmental
stressors like heat, changes in pH and salt concentrations,
oxidative stress, the presence of toxins or antimetabolites,
nitrogen or phosphate depletion, and UV irradiation (see
references to individual taxa in Lewis 2000; Ameisen 2002;
Deponte 2008; Pérez Martín 2008; Kaczanowski et al. 2011;
Nedelcu et al. 2011; Pepper et al. 2013; Bayles 2014; Bidle
2016). The phenotype is also variable. In Chlamydomonas
reinhardtii, for example, the cellular ultrastructural changes
associated with PCD may be quite different depending on
the stimulus (compare the transmission electron microscopy
(TEM) images in Durand et al. 2016; Moharikar et al. 2006).
In some instances apoptosis-like death may be a by-product (Klim et al. 2018). However, in cases where apoptosislike death is a genuine adaptation, there should be higherlevel benefits that can be identified. We use the remainder
of this section to do so by asking a series of pointed questions that have been raised in publications, working groups,
discussion forums, and by reviewers of grants and manuscript submissions. The answers are used to evaluate the null
hypothesis that PCD is a pleiotropic or chance event and to
justify our definition of true PCD as an adaptation.
What are the Proposed Mechanisms by Which
Apoptosis‑Like PCD May Be Selected For?
The proposed mechanisms fall naturally into at least five
broad categories. First, in parasites PCD has been considered
a mechanism for controlling parasite density in the host,
thereby increasing host survival and favoring parasite transmission (Ameisen 1996; Al-Olayan et al. 2002; Debrabant
and Nakhasi 2003; Deponte 2008; van Zandbergen et al.
2010; Engelbrecht and Coetzer 2013). Second, in populations of unicellular organisms, it is proposed that PCD can
limit the spread of infection by viruses (Hazan and Engelberg-Kulka 2004; Vardi et al. 2009, 2012). Third, PCD has
been documented as playing a critical developmental role
in group and multicellular-like behavior (Cornillon et al.
1994; Engelberg-Kulka et al. 2006; Bayles 2007, 2014).
Fourth, PCD can be a way of sharing resources during times
13
P. M. Durand, G. Ramsey
of nutrient depletion (Franklin et al. 2006; Bar-Zeev et al.
2013). Fifth, in response to physiological stress (nutrient
depletion as well as other environmental stressors), populations may regulate their own growth by release of infochemicals (Zuo et al. 2012; Yordanova et al. 2013). Whether or not
these proposed mechanisms can find supporting evidence to
raise them above “naïve group selection” thinking (Williams
1966) is the important consideration.
What are the Proposed Evolutionary Explanations
for the Benefits Associated with Apoptosis‑Like
PCD?
The explanations for apoptosis-like PCD being selected for
are “based on the concept that unicellular life could be able
to organize itself into cooperating groups” (Zuppini et al.
2007, p. 1007). Some of the earliest indications that apoptosis-like death can positively impact others in the group came
from the model unicellular eukaryote S. cerevisiae (Fabrizio
et al. 2004; Herker et al. 2004) and the prokaryote E. coli
(Hazan and Engelberg-Kulka 2004). In S. cerevisiae “old
yeast cultures [with features of apoptosis] release substances
into the medium that stimulate survival of other old cells”
(Herker et al. 2004, p. 504), and “premature apoptotic death
promotes the regrowth of a subpopulation of better-adapted
mutants rather than life span extension in the surviving
population” (Fabrizio et al. 2004, p. 1065). These data are
curious findings, although on their own, are insufficient to
demonstrate adaptation. Aging and apoptosis were not differentiated, and the levels-of-selection issue was not clear.
Hazan and Engelberg-Kulka invoke the “characteristics of
multicellular organisms” in bacterial cultures to demonstrate
that the costs of death at the individual cell level can be offset by selection between populations (Hazan and EngelbergKulka 2004). The levels-of-selection issue was again not
explicit, although the argument was that the TA mechanism
for death in these experiments was a form of PCD, which
benefited the group (Hazan and Engelberg-Kulka 2004;
Hazan et al. 2004). As discussed above, however, Ramisetty
and others dispute this (Ramisetty et al. 2015; Ramisetty and
Santhosh 2017) and Ameisen interprets TA mechanisms as
addiction molecules without the need to invoke higher levels
of selection (Ameisen 2002).
Has the Direct Fitness Impact on Others
in the Population Been Compared for PCD
and Incidental Death or No Death?
supernatant of cells dying by apoptosis-like PCD compared
to the supernatant of healthy cells. Cell lysate was harmful.
Similar benefits of apoptosis-like PCD were demonstrated
in Dunaliella salina (Orellana et al. 2013) and again in C.
reinhardtii cells following induction of apoptosis-like PCD
by the toxic anti-metabolite mastoparan (Yordanova et al.
2013). Population-level fitness differences are also associated with apoptosis-like death in Leishmania major (van
Zandbergen et al. 2006). The entire population lost viability
if it was depleted of apoptotic forms, indicating that “apoptotic promastigotes, in an altruistic way, enable the intracellular survival of the viable parasites” (van Zandbergen
et al. 2006, p. 13837). These data showed that apoptosis-like
death provides a fitness advantage to kin when compared to
incidental death or no death.
Can PCD be Explained by Kin or Group Selection?
The individuals in the populations of Chlamydomonas
(Durand et al. 2011; Yordanova et al. 2013), and Dunaliella
(Orellana et al. 2013) were clonal relatives. In these
instances, the theory of kin selection (Michod 1982; Gardner
et al. 2011) suggests that the PCD trait is selected for, since
costly individual behaviors will evolve if the cost/benefit
ratio is less than the degree of relatedness (Hamilton 1964a,
b). In addition, in C. reinhardtii apoptosis-like PCD is negatively allelopathic at the species level (Durand et al. 2014).
Kin selection explains the data in the Chlamydomonas and
Dunaliella experiments. In some instances, however, when
the relationships between individuals are not clonal, it is
not clear whether the PCD trait has been selected for. In the
Saccharomyces experiments (Fabrizio et al. 2004; Herker
et al. 2004), for example, it was a mutant subpopulation that
benefited preferentially from PCD (Fabrizio et al. 2004).
Some of the most direct evidence that PCD is selected for
comes from the group selection experiments using E. coli,
where one population with PCD outcompeted one without
(Refardt et al. 2013). This occurred even when the group did
not comprise clonal relatives. Kin selection and group selection can be considered functional equivalents (Lehmann
et al. 2007; Marshall 2011), but they are causally not the
same (detailing the causal representations of the different
processes is beyond the scope of this article, and the reader
is referred elsewhere; see Okasha 2016). It seems therefore,
that both kin and group selection are required to explain
situations where it is demonstrated that PCD is selected for.
Are There Any In Vivo or Field Data on PCD?
The fitness effects on others by apoptosis-like PCD have
been compared to those due to cellular lysate or no death.
In C. reinhardtii, “how an organism dies affects the fitness of its neighbors” (Durand et al. 2011). Others in the
population produced more offspring when exposed to the
13
It has been suggested that “laboratory microorganisms that
have been cultured for long periods under optimized conditions might differ markedly from those that exist in natural
ecosystems” (Palkova 2004, p. 470). It is true that many of
The Nature of Programmed Cell Death
the model organisms used in the above experiments have
been in long-term laboratory culture, such as the Chlamydomonas and Saccharomyces isolates. However, the
phytoplankton-archaeon system (Orellana et al. 2013) was
isolated from the Great Salt Lake, United States, and the
experimental results in Saccharomyces were confirmed in
yeast cells from organically grown Californian red grapes
(Fabrizio et al. 2004). In addition, the dinoflagellate Peridinium gatunense used to study PCD synchronization in
populations was isolated from Lake Kinneret, Israel (Vardi
et al. 2007). The L. major studies were conducted in vitro
and in vivo (van Zandbergen et al. 2006). Given these findings, it seems reasonable to assume that the data from the
fitness experiments above are applicable to natural settings.
What Can Be Concluded from the Answers
to the Above Questions?
In some instances, at least, PCD has a positive effect on
group fitness and the PCD character itself has been selected
for. Apparent PCD is not always pleiotropic and the null
hypothesis that PCD is a neutral event is falsified.
PCD as an Adaptation for Death
We argued above that what distinguishes true PCD from
other forms of death is that in true PCD death itself has been
selected for—it is not a mere by-product of selection for
other adaptations. When PCD-like death is not an adaptation, when it is secondary to another adaptation (death from
autophagy, for example), or when it is a by-product pleiotropically linked to some other essential function, such death
should be considered ersatz PCD, not true PCD (Table 2;
Fig. 1). Because this distinction is based on an adaptation
for death, we must consider how such an adaptation can
come about.
In considering whether a trait is an adaptation, we should
distinguish between traits that are adaptive (have a current
fitness benefit) from those that are an adaptation (are due
to an evolutionary response to past selection for the trait)
(Van Valen 2009). Thus, we must distinguish PCD being
adaptive (there are group-level benefits that may themselves
not be the result of adaptation), from it being an adaptation
(where the fitness effects of PCD on others in the population
have been selected for, and there has been an evolutionary
response to this selection).
The central question concerning PCD as a group-level
adaptation is the relationship between the PCD trait and the
fitness of groups of cells that manifest the trait. How should
this relationship between PCD and selection be formulated
to include the full range of the PCD trait (or character) discussed above? Okasha phrases the issue more generally and
asks the question, “when is a character-fitness covariance
indicative of direct selection at the level in question, and
when is it a by-product of selection at another level?” (Okasha 2006). We will use the Price equation to examine this
question.
Table 2 Evolutionary definitions of death in unicellular organisms
Types of death in
unicellular organisms
Evolutionary definition
Examples
PCD
PCD is an adaptation to abiotic or biotic environmental
stresses resulting in the death of the cell
Ersatz PCD
Ersatz PCD is intrinsic to the cell but the trait itself has not
been selected for death
Incidental death
Incidental death is extrinsic to the cell
E. coli (Refardt et al. 2013)
C. reinhardtii (Durand et al. 2011, 2014, 2016; Yordanova
et al. 2013)
D. salina (Orellana et al. 2013)
D. discoideum (Cornillon et al. 1994; Olie et al. 1998; Lam
et al. 2007; Luciani et al. 2017)
L. major (van Zandbergen et al. 2006, 2010)
E. coli (Hazan and Engelberg-Kulka 2004; Hazan et al.
2004)
D. viridis (Jiménez et al. 2009)
D. tertiolecta (Segovia et al. 2003)
Any organism
Three different kinds of death are defined in this article: (1) PCD is an adaptation to abiotic or biotic environmental stresses resulting in the
death of the cell; (2) ersatz PCD is also intrinsic to the cell, but the death phenotype itself has not been selected for (examples include pleiotropy,
genetic drift, and trade-offs); (3) incidental death is death due to causes extrinsic to the cell, for example through physicochemical damage. The
evolutionary definitions are not based on specific biochemical mechanisms. The same taxon may exhibit PCD and ersatz PCD. For example,
PCD in E. coli is an adaptation to viral invasion, and ersatz PCD occurs in E. coli as a side effect of the mazEF addition module. Similarly, the
same mechanism can have different evolutionary histories. Autophagy, for example, is adaptive in D. discoideum because of the developmental
stage of forming stalk structures. However, the same mechanism appears to be pleiotropic in D. viridis. The phenomenon of aging is intentionally excluded since it is itself a source of much debate without consensus for an evolutionary definition. Aging is, however, different from the
three kinds of death defined here (see text)
13
P. M. Durand, G. Ramsey
comprises two parts: the covariance between groups and the
average (or expected) covariance within groups
(2)
which allows us to rewrite the product of the average fitness
and average change in character trait of the population as
Cov(wi , zi ) = Cov(W, Z) + E(Cov(w, z))
Fig. 1 The evolution of death in unicellular organisms. Mortality in
a population of healthy cells may take the following forms. (A) Incidental death, in which cells can be damaged by physical or chemical means and die from extrinsic insults. As a result, cellular contents
are liberated into the external microenvironment and may harm others. (B) Ersatz PCD, in which the cell death phenotype is the result
of internal cues, but the mechanism involved is not an adaptation for
this death. (C, D) PCD, in which the phenotype is an adaptation for
death and evolves by kin/group selection. The mechanisms may vary
and two examples are illustrated. In (C), PCD limits or aborts the
spread of viruses through the population (Vardi et al. 2012; Refardt
et al. 2013). In (D), the fitness advantages are provided by nutritional
resources or chemical signals. In (E), microbial communities comprising different taxa may exhibit multiple kinds of death (incidental,
ersatz PCD, and PCD) with multiple downstream effects in the community
The Price Formalism and PCD
The Price equation (Price 1972, 1995) has been used
extensively to examine the levels-of-selection problem as
it applies to a range of questions in evolution (Damuth and
Heisler 1988; Queller 1992; Frank 1998; Sober and Wilson 1998; Michod 1999). Here we use the Price formalism
adopted by Okasha (2006) for MLS1 (multilevel selection
type 1) to examine the levels-of-selection problem in PCD.
Our rationale is that the experimental designs that tested
for group-level effects are appropriate for MLS1 (groups
are aggregates of individuals and the individuals are the
focal units) as opposed to MLS2 (where the group is the
focal unit). The reduced version of the Price equation is
(1)
where w̄ is the average individual fitness, Δ̄z is the change
in the average of the character trait (in this case PCD) from
one generation to the next, and Cov(wi , zi ) is the covariance
between fitness and character trait for the ith individual. The
overall character-fitness covariance of the entire population
wΔ̄
̄ z = Cov(wi , zi )
13
wΔ̄
̄ z = Cov(W, Z) + E(Cov(w, z))
(3)
For any individual, the mean fitness and the change in the
mean of the character depend on the covariance at the level
of the group (first term) and at the level of individuals in the
group (second term). The question of PCD as a group-level
adaptation hinges on knowing whether both terms in the
Price equation are necessary to explain the observed data. In
̄ z be explained by the second term alone
other words, can wΔ̄
(covariance at the level of the individual cell), or is the first
term (covariance at the group level) also required to explain
the empirical observations?
There are two points worth noting before interpreting
the empirical data with Eq. 3. First, we assume there is no
transmission bias in PCD and that the trait is transmitted
faithfully from parent to offspring and the evolutionary
change is due to natural selection alone. We acknowledge
that this does not separate fitness effects from transmission
bias, should there be any. There are different decompositions of the equation that deal adequately with this separation (Luque 2017), however, these include additional terms
for which there are no empirical data. More importantly,
the assumption of no transmission bias is actually a worstcase scenario, because individuals with the PCD trait die
or have lower viability or reproductive potential. If there is
any transmission bias at the individual level, it diminishes
the evolutionary response to natural selection rather than
enhancing it, since the trait is not passed faithfully from parent to offspring. Second, it should also be remembered that
the character “z” in question, PCD, is treated as a continuous
trait (see above). The loss of viability is graded and nondiscrete. At one end PCD may simply be a transient hiatus
in cell cycle progression. At the other end of the scale there
is the immediate implementation of the genetic program for
death. Between these two extremes there are “degrees of
death” like prolonged arrest in the cell cycle, senescence or
some other loss of viability, encystation and spore formation,
and degrees of autophagy.
The experiments with E. coli (Refardt et al. 2013), L.
major (van Zandbergen et al. 2006), D. salina (Orellana
et al. 2013) and C. reinhardtii (Durand et al. 2011, 2014) are
some of those that are accessible for interpretation with the
Price equation. Calculating the covariance was not the aim
in these experiments, but what is clear from the data, and
indeed intuitively obvious, is that fitness and PCD have an
inverse relationship. As the PCD pathway is implemented,
the cell gradually dies and fitness decreases. The second
The Nature of Programmed Cell Death
term in Eq. 3, E(Cov(w, z)), is negative. The experimental
results showed that in cultures where PCD occurred, the
remaining individuals produced more offspring. In Eq. 3, the
left-hand side is positive since the change in PCD (Δ̄z) (this
was measured directly in the E. coli experiments) is positive. The second term on the right-hand side, the individual
character-fitness covariance, is negative. We can conclude,
therefore, that the term Cov(W, Z) must be positive.
Interpreting the empirical data with the Price equation
thus reveals that at the group level PCD and fitness covary
positively. In other words, there is selection at the group
level.
Group‑Level Effects, PCD, and the Many Meanings
of “Adaptation”
The experimental data for PCD in unicellular organisms
and an interpretation with the Price equation provide evidence that apoptosis-like PCD in L. major (van Zandbergen
et al. 2006), D. salina (Orellana et al. 2013), C. reinhardtii
(Durand et al. 2011, 2014) and phage-induced PCD in E.
coli (Refardt et al. 2013) enhance fitness at a group level,
and thus that this is selected for. As Refardt et al. state, PCD
is an “altruism [that] can evolve, even when relatedness is
low.” Can we conclude that the character is therefore an
adaptation, which will justify the usage of this term in our
definition? A review of the debates over how to understand
adaptation is beyond the scope of this article and the reader
is referred elsewhere (Williams 1966; Gould and Lewontin
1979; Gould and Vrba 1982; Reeve and Sherman 1993;
Rose and Lauder 1996; Gould and Lloyd 1999; Sansom
2003; Hendry and Gonzalez 2008; Van Valen 2009; Gardner 2017). But to clarify its inclusion in our definition, it is
necessary to state our own understanding of the term.
Some biologists argue for an ahistorical conception of
adaptation, in which an increase in fitness causally related
to a character is sufficient to infer that the character is an
adaptation (Reeve and Sherman 1993). In a sense, this is
saying that the trait is currently adaptive (as opposed to it
being an adaptation), and the PCD data above easily pass
this evaluation. The received view, however, is that a trait is
an adaptation only if it has a particular evolutionary history
(Van Valen 2009).This evolutionary history, as Williams
argues, must involve the trait exhibiting a demonstrable fit
to some function (Williams 1966). In this case, there are
less empirical data. The experiments in E. coli, however,
do fulfill this more stringent criterion, since the abortive
infection (Abi) system is demonstrably tied to cell death
(Refardt et al. 2013). There is also no other cellular function
associated with any of the molecular components leading to
PCD. In the experiments using L. major, C. reinhardtii, and
D. salina, this criterion for adaptation was not specifically
investigated.
Conclusion
In this essay, we have examined the different definitions
and meanings of PCD. Mechanistic definitions have hindered attempts to understand the meaning and evolutionary ecology of PCD. The same mechanism may be adaptive in one organism, but a neutral or deleterious result of
pleiotropy in another. Instead, we propose an evolutionary
definition of PCD that is agnostic of the cellular mechanisms. This definition takes into account the evolutionary
history of the trait with respect to its function and the
selective history of that function. We claim that the definition of PCD as an adaptation to abiotic or biotic environmental stresses resulting in the death of the cell is justified.
However, we acknowledge that, to date, there have been
only a few experiments performed that included all of the
most stringent criteria for labeling a trait an adaptation.
We conclude that true PCD is an adaptation resulting
from group-level selection, although what exactly the
group is will depend on the ecological context. It may
comprise kin (Michod 1982; Gardner et al. 2011), genetically unrelated individuals (Sober and Wilson 1994), or
even holobionts (Roughgarden et al. 2017) in the case
of phytoplankton and their associated microbiome. In
instances where what appears to be PCD has itself not
been selected for, but is the result of nonadaptive processes, this is ersatz PCD, not true PCD. We hope that
this way of distinguishing PCD from related phenomena
will help to resolve disputes concerning the evolution of
microbial cell death and benefit future empirical studies.
Acknowledgements PMD is supported by grants from the National
Research Foundation (South Africa) and the Centre of Excellence for
Palaeosciences. We thank Andrew Ndhlovu, Victor Luque, and two
anonymous reviewers for helpful comments that improved this manuscript significantly.
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