New Foundations for Imperative Logic:
Pure Imperative Inference
Peter B. M. Vranas
University of Wisconsin-Madison
[email protected]
Imperatives cannot be true, but they can be obeyed or binding: ‘Surrender!’ is
obeyed if you surrender and is binding if you have a reason to surrender. A pure
declarative argument — whose premisses and conclusion are declaratives — is valid
exactly if, necessarily, its conclusion is true if the conjunction of its premisses is
true; similarly, I suggest, a pure imperative argument — whose premisses and
conclusion are imperatives — is obedience-valid (alternatively: bindingness-valid)
exactly if, necessarily, its conclusion is obeyed (alternatively: binding) if the conjunction of its premisses is. I argue that there are two kinds of bindingness, and that
a vacillation between two corresponding variants of bindingness-validity largely
explains conflicting intuitions concerning the validity of some pure imperative
arguments. I prove that for each of those two variants of bindingness-validity
there is an equivalent variant of obedience-validity. Finally, I address alternative
accounts of pure imperative inference.
1. Introduction
You are given an exam that consists of six questions, numbered from
1 to 6. The instructions are as follows:
(A) Answer exactly three out of the six questions
(B) Do not answer both questions 3 and 5
(C) Answer at least one even-numbered question
After staring at the text of the instructions for a while, you exclaim:
‘Wait a moment! The third instruction is redundant: it follows from
the first two. If I obey the second instruction, I will answer at most two
out of the three odd-numbered questions; so if I further obey the first
instruction and thus I answer three questions in total, I will answer at
least one even-numbered question, and thus I will automatically obey
the third instruction as well.’
Your reasoning seems indeed to establish that the third instruction
follows from the first two. But what exactly is it for an instruction to
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follow from other instructions? More generally, if we call prescriptions
the entities that imperative sentences typically express (i.e. not only
instructions, but also commands, requests, suggestions, etc.), what
exactly is it for a prescription to follow from one or more (other)
prescriptions? Equivalently, what exactly is it for a pure imperative
argument — namely an argument1 whose premisses and conclusion
are prescriptions — to be valid? The development of a satisfactory
answer to this question is the main object of the present paper.
This question is of central importance for imperative logic (the
proper logic of prescriptions and, derivatively, of imperative sentences): similarly to the way in which the standard definition of
validity for pure declarative arguments — namely arguments whose
premisses and conclusions are propositions — is the cornerstone of
‘declarative’ (or ‘assertoric’) logic, a satisfactory definition of validity
for pure imperative arguments should be the cornerstone of imperative logic.
A natural approach to the above question is to define the validity of
pure imperative arguments by analogy with the validity of pure declarative arguments. A pure declarative argument is valid — in other
words, the conjunction of its premisses entails its conclusion — exactly
if it ‘transmits’ truth from its premisses to its conclusion (more precisely: exactly if, necessarily, its conclusion is true if the conjunction of
its premisses is true).2 Similarly, the idea is to say that a pure imperative argument is valid exactly if it ‘transmits’ some appropriate
1
I define an argument as an ordered pair whose first coordinate is a non-empty set of
propositions and/or prescriptions (the premisses of the argument) and whose second coordinate is a proposition or a prescription (the conclusion of the argument). I call an argument
declarative exactly if its conclusion is a proposition, and imperative exactly if its conclusion is a
prescription. I call an argument pure exactly if its premisses and its conclusion are either all
propositions or all prescriptions, and mixed otherwise. I call an argument mixed-premiss exactly if its premisses include both a proposition and a prescription. (So every mixed-premiss
argument is mixed.) I use ‘the argument from I to I9 ’ as shorthand for ‘the argument whose
premiss is I and whose conclusion is I9 ’. If a sentence Q expresses a prescription I and a
sentence Q9 expresses a prescription I9, I say that the sentence 0Q; so Q91 expresses the
argument from I to I9.
2
This is a definition of semantic validity; in this paper I do not deal with syntactic validity.
Given that a declarative sentence (like ‘you will open the door’) can express a prescription, and
that an imperative sentence (like ‘marry in haste and repent at leisure’) can express a proposition, I take imperative logic to deal primarily with prescriptions and only secondarily with
imperative sentences (and similarly I take declarative logic to deal primarily with propositions
and only secondarily with declarative sentences). So I take the question of how to define
semantic validity to be primary and the question of how to define syntactic validity (so as
to ensure soundness and completeness) to be secondary. I plan to address the latter question
in a sequel to this paper.
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property from its premisses to its conclusion (more precisely: exactly
if, necessarily, its conclusion has the property if the conjunction of its
premisses has it). The appropriate property cannot be truth, but it can
be (1) obedience or (2) bindingness: it makes no sense to say that a
prescription is true (or false), but it makes sense to say that a prescription is obeyed or that it is binding. For example, the prescription
I (typically) express by (addressing to you the imperative sentence)
‘kiss me’ is obeyed if you kiss me and is binding if you have a reason
to kiss me. Say, then, that a pure imperative argument is (1)
obedience-valid exactly if, necessarily, its conclusion is obeyed if the
conjunction of its premisses is obeyed, and is (2) bindingness-valid
exactly if, necessarily, its conclusion is binding if the conjunction of
its premisses is binding. These two definitions correspond to earlier
proposals in the literature (see Appendix B). But to make the definitions precise and informative, more needs to be said on what it is for
a prescription to be obeyed or to be binding.
Consider first bindingness. Say that a prescription is binding if it is
supported by a reason and is non-binding otherwise. For example,
if there is a reason for you to help your father but there is no
reason for you to kill him, then the prescription expressed by ‘help
your father’ is binding but the prescription expressed by ‘kill your
father’ is non-binding. (Note that a reason or a binding prescription
need not be associated with an obligation; if one objects to my use
of the term ‘binding’ because the term suggests the existence of an
obligation, one is welcome to use an alternative term instead.3) The
distinction between binding and non-binding prescriptions may be
intuitively appealing, but how can one use this distinction to decide
whether any specific pure imperative argument is bindingness-valid?
For example, is the argument from ‘kiss me and hug me’ to ‘hug me’
bindingness-valid? In other words, is it necessary that, if there is a
reason for you to kiss and hug me, then there is a reason for you to
hug me? Such questions, to my knowledge, are not answered in the
literature on ‘imperative inference’. But they need to be answered if
bindingness-validity is to become a usable concept.
Consider next obedience. Is the (conditional) prescription expressed by ‘if you meet her, warn her’ obeyed if you avoid meeting
her because you want to avoid warning her? (Cf. Hamblin 1987, p. 85.)
3
See Vranas 2008, pp. 552–3, n. 7 for a list of alternative terms that have been used in the
literature. I chose the term ‘binding’ partly because reasons are associated with obligations in
the cases in which I am primarily interested; see Sect. 3.4.
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On the one hand, the prescription is not violated, as it would be if you
met her without warning her. But on the other hand, the prescription
is not satisfied either, as it would be if you met her and warned her;
the prescription is rather avoided (i.e. neither satisfied nor violated).
Should obedience be understood as non-violation (i.e. satisfaction
or avoidance) or as satisfaction? To eliminate this ambiguity, and
without claiming to capture everyday usage, I define obedience as
non-violation, and thus I distinguish obedience from satisfaction for
conditional prescriptions. For unconditional prescriptions, by contrast,
namely those prescriptions that cannot be avoided (e.g. ‘warn her’),
obedience — i.e. satisfaction or avoidance — amounts to satisfaction.
Given my definition of obedience (and contrary to what I suggested
about bindingness-validity), it is clear how to decide whether any
specific pure imperative argument is obedience-valid. For example,
the argument from ‘if you love me, kiss me and hug me’ to ‘if you
love me, hug me’ is obedience-valid: necessarily, if its premiss is
obeyed (i.e. if you love, kiss, and hug me, or you do not love me),
then its conclusion is also obeyed (i.e. you love and hug me, or you do
not love me).
My terminological decision to define obedience as non-violation
(rather than as satisfaction) does not settle the substantive issue of
whether the validity of pure imperative arguments should be understood as obedience-validity or as — what may by analogy be called —
satisfaction-validity. (To be explicit: a pure imperative argument is
satisfaction-valid exactly if, necessarily, its conclusion is satisfied if
the conjunction of its premisses is satisfied.) This substantive issue
(couched in different terminology) has been approached in the literature on imperative inference by appealing to intuitions concerning
the validity of specific (kinds of ) pure imperative arguments.
A major problem with this approach is that the intuitions of different
people often conflict. For example, some people take arguments like
the one from ‘if it rains, close the window’ to ‘if it rains and thunders,
close the window’ to be valid, whereas other people take such arguments to be invalid (see Sect. 5.1). (It can be shown that such arguments are obedience-valid but satisfaction-invalid.) Moreover, since
we do not know (yet) whether such — or other — arguments are
bindingness-valid, a mere appeal to intuitions does not even address
the (second) substantive issue of whether the validity of pure imperative arguments should be understood as bindingness-validity
(rather than either as obedience-validity or as satisfaction-validity).
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These issues cry out for a more principled approach, an approach that
goes beyond a mere appeal to intuitions.
In this paper I make five main contributions to the literature on
imperative inference. (1) I propose (in Sect. 2) a principled way to
define pure imperative validity — that is, the validity of pure imperative arguments. My starting point is the desire for a useful definition; I argue that this desire leads naturally to defining pure
imperative validity as something akin to bindingness-validity. (2) I
distinguish (in Sect. 3) between two kinds of bindingness, strong and
weak, and between two corresponding kinds of pure imperative
validity. (3) I prove (in Appendix A) that for each of those two
kinds of pure imperative validity there is an equivalent variant
(which I specify in Sect. 4) of obedience-validity. These equivalences
enable one to decide whether specific pure imperative arguments are
valid. (4) I examine (in Sect. 5) specific (kinds of ) pure imperative
arguments, and I argue that a vacillation between the two kinds of
pure imperative validity largely explains conflicting intuitions concerning the validity of some of those arguments. (5) I argue (in
Appendix B) that my definition of pure imperative validity is preferable to other definitions proposed in the literature. Taken together, these five contributions establish new foundations for pure
imperative inference.
Before I begin, some remarks are in order. First, some philosophers — notably Bernard Williams (1963) — have objected to the
very possibility of imperative inference, and thus might view my
main project in this paper with suspicion. I have replied to their objections in another paper (Vranas 2010); here let me just say that the
example with the exam instructions at the beginning of this section
provides some evidence that imperative inference is possible. Second,
the scope of this paper excludes mixed-premiss imperative arguments,
namely arguments whose conclusion is a prescription and whose premisses include both a prescription and a proposition (e.g. the argument from the prescription expressed by ‘if you love him, marry him’
and the proposition expressed by ‘you love him’ to the prescription
expressed by ‘marry him’); I address such arguments in a sequel to this
paper. Third, this paper is a sequel to another paper (Vranas 2008) but
does not presuppose any familiarity with that paper. For the moment I
need only the following definitions from that paper. A prescription
is an ordered pair of logically incompatible propositions, namely
the satisfaction proposition (the first coordinate of the pair) and
the violation proposition (the second coordinate of the pair) of the
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prescription.4 The disjunction of those two propositions is the context
of the prescription; the negation of the context is the avoidance proposition of the prescription. A prescription is unconditional exactly if its
avoidance proposition is impossible (equivalently, its violation proposition is the negation of its satisfaction proposition), and is conditional exactly if it is not unconditional. To these definitions I add: the
negation of the violation proposition of a prescription is the obedience
proposition of the prescription. (Later on I also use my definition of
the conjunction of prescriptions; see Sect. 4.2.)
2. Pure imperative validity
A typical reason for adducing a valid pure declarative argument is to
convince people that they should believe its conclusion. Similarly, I
submit, a typical reason for adducing a valid pure imperative argument
would be to convince people that they should act according to its
conclusion. (The former ‘should’ is epistemic; the latter is practical.)
This suggests that any useful definition of pure imperative validity will
have the following consequence: necessarily, if a pure imperative argument is valid and one should act according to its premisses, then
one should (also) act according to its conclusion. This suggestion,
however, will turn out to be not quite right. Several complications
need to be addressed; some of them arise because saying that one
should act according to a prescription — or that a prescription is
binding — is multiply ambiguous.
A first complication concerns the distinction between pro tanto
(i.e. prima facie) and all-things-considered bindingness (or ‘should’).
A prescription is pro tanto binding exactly if it is supported by some
reason, and is all-things-considered binding exactly if it is supported
by the balance of (all) reasons.5 For example, if there is a reason for
4
This definition of a prescription is motivated by the idea that there is a one-to-one
correspondence between all prescriptions and all ordered pairs of incompatible propositions:
(1) to each prescription corresponds the pair whose first coordinate is the proposition that the
prescription is satisfied and whose second coordinate is the proposition that the prescription is
violated, and (2) if S and V are declarative sentences that express incompatible propositions,
then the sentence 0if it is the case that S or V, let it be the case that S 1 expresses a prescription which is satisfied exactly if S is true and is violated exactly if V is true (see Vranas 2008,
pp. 532–3 for details).
5
I understand reasons as facts (see Sect. 3.1, where I also explain what it is for a reason to
support a prescription), and I understand the balance of reasons as the conjunction of the facts
that are reasons. I do not assume that the balance of reasons is always a reason. But the
balance of reasons is a reason when it supports a prescription (see n. 16), so
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you to help me (I need your help) but there is also a stronger reason
for you not to help me (someone else needs your help more urgently)
so that the balance of reasons does not favour your helping me, then
the prescription expressed by ‘help me’ is pro tanto but not all-thingsconsidered binding. This distinction suggests that one would like
a definition of pure imperative validity having the following two
consequences:
(D1)
Necessarily, if a pure imperative argument is valid and the
conjunction of its premisses is pro tanto binding, then its
conclusion is pro tanto binding
(D2)
Necessarily, if a pure imperative argument is valid and the
conjunction of its premisses is all-things-considered binding, then its conclusion is all-things-considered binding
A definition of pure imperative validity that had (D1) but did not have
(D2) as a consequence might still be somewhat useful, and so might be
a definition that had (D2) but did not have (D1) as a consequence; but
a definition that had both (D1) and (D2) as consequences (as the
definition that I will end up defending does) would be more useful,
and thus would be ceteris paribus preferable.
(Throughout this paper I understand bindingness simpliciter as pro
tanto bindingness. So a definition of pure imperative validity as
bindingness-validity has (D1) but does not have (D2) as a consequence, and is thus different from — although it will turn out to be
akin to — the definition that I will end up defending.)
A second complication arises from the possibility of distinguishing
moral reasons from reasons of other kinds (legal, prudential, epistemic,
etc.). A prescription is (1) pro tanto morally binding exactly if it is
supported by some moral reason, is (2) all-moral-things-considered
binding exactly if it is supported by the balance of all moral reasons,
and is (3) all-things-considered morally binding exactly if it is
supported by the balance of all reasons and this balance is a moral
reason. (Similarly for legally, prudentially, epistemically, etc.) These
all-thing-considered bindingness (namely support by the balance of reasons) guarantees pro
tanto bindingness (namely support by some reason). (To see how the conjunction of the facts
that are reasons can itself be a reason, compare: the intersection of the members of the set
{A, B, A\B} is itself a member of the set, namely A\B.) If there are ‘exclusionary’ — more
generally, ‘second-order’ — reasons (Raz 1975a, pp. 35–48, 1975b; cf. Clarke 1977), I understand
the balance of reasons as including them.
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distinctions suggest that one would like a definition of pure imperative
validity having the following consequences:
(D3)
Necessarily, if a pure imperative argument is valid and the
conjunction of its premisses is pro tanto morally binding,
then its conclusion is pro tanto morally binding
(D4)
Necessarily, if a pure imperative argument is valid and the
conjunction of its premisses is all-moral-things-considered
binding, then its conclusion is all-moral-things-considered
binding
(D5)
Necessarily, if a pure imperative argument is valid and the
conjunction of its premisses is all-things-considered morally binding, then its conclusion is all-things-considered
morally binding
(Similarly for legally, prudentially, epistemically, etc.) It turns out that
(D5) is no new desideratum: it follows from (D2).6 By contrast, as far
as I can see, (D4) does not follow from (D2) and (D3) does not follow
from (D1). It might be argued, however, that one need not care about
(D3) or (D4), because it is not the business of logic to respond to the
distinctions between moral and other reasons. Still, the fact remains
that a definition of pure imperative validity that had not only (D1)
and (D2) but also (D3) and (D4) as consequences (as the definition
that I will end up defending does) would be more useful than a definition that had (D1) and (D2) but did not have (D3) and (D4) as
consequences, and thus would be ceteris paribus preferable.
Before I address further complications, I want to propose the following provisional — and to my knowledge novel — definition of pure
imperative validity:
DEFINITION 1: A pure imperative argument is valid exactly if,
necessarily,7 every reason that supports the conjunction of the
6
Indeed: necessarily, if a pure imperative argument is valid and the conjunction of its
premisses is all-things-considered morally binding, then the conjunction of its premisses is
all-things-considered binding and the balance of reasons is a moral reason, and then — given
(D2) — the conclusion of the argument is all-things-considered binding and the balance of
reasons is a moral reason, so the conclusion is all-things-considered morally binding.
7
Necessity, validity, and entailment are understood logically throughout this paper, but
could also be understood metaphysically: a distinction between logical and metaphysical validity can be made not only for pure declarative arguments (e.g. ‘Alex is a human being; so
Alex is not a credit card’ is arguably metaphysically but not logically valid), but also for pure
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premisses of the argument also supports the conclusion of the
argument8
Although in a sense this is the definition that I will end up defending,
the definition is provisional because — due to a further ambiguity —
later on (in Sect. 3.4) I will ‘split’ it into two definitions. Nevertheless,
I wanted to propose Definition 1 at this stage mainly in order to
argue that it has (D1)–(D4) as consequences. (1) Concerning (D1):
necessarily, if a pure imperative argument is valid and the conjunction
of its premisses is pro tanto binding, then the conjunction of its
premisses is supported by some reason, and then — given Definition
1 — that reason also supports the conclusion of the argument, so the
conclusion is pro tanto binding. (2) Concerning (D2): necessarily, if a
pure imperative argument is valid and the conjunction of its premisses
is all-things-considered binding, then the conjunction of its premisses
is supported by the balance of reasons (which is thus a reason), and
then — given Definition 1 — the balance of reasons also supports the
conclusion of the argument, so the conclusion is all-things-considered
binding. (3) Concerning (D3): necessarily, if a pure imperative argument is valid and the conjunction of its premisses is pro tanto morally
binding, then the conjunction of its premisses is supported by some
moral reason, and then — given Definition 1 — that moral reason also
supports the conclusion of the argument, so the conclusion is pro
tanto morally binding.9 (4) Similarly concerning (D4), and also
imperative arguments (e.g. ‘destroy a credit card; so destroy something that is not a human
being’ is arguably metaphysically but not logically valid).
8
Whether a fact supports a prescription depends in general on further facts; e.g. whether
the fact that you have promised to marry him supports the prescription ‘marry him’ depends,
inter alia, on whether he is already married. This ‘context-dependence’ of the relation of
support is implicitly incorporated in Definition 1: the claim that, necessarily, every reason
that supports a prescription I also supports a prescription I9 amounts to the claim that,
given any possible world, every reason that in that world supports I also in that world supports
I9 (and specifying a world fully specifies the context). (Talking about everything that is a
reason in a given world is no more problematic than talking about everything that is a fact in a
given world: as I explain in Sect. 3.1, I take reasons to be facts.) Moreover, a fact can support a
prescription at one time but not at another (e.g. the fact that at 7 a.m. I promise to meet you
at 9 a.m. can support at 8 a.m. but not at 6 a.m. the prescription you express by ‘meet me at 9
a.m.’), so in Definition 1 ‘supports’ is understood as ‘supports at (time) t’ and the definiens is
understood as including (after ‘necessarily ’) a universal quantification over (times) t; I ignore
this complication in the sequel. Note also that Definition 1 (like all definitions that follow),
being a definition, is understood as prefixed with ‘necessarily ’.
9
A — comparative (see Sect. 3.1) — moral reason can be understood as (1) a moral fact that
supports some prescription or other, or as (2) a fact that morally supports some prescription
or other. On either understanding, and no matter how one distinguishes moral from
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concerning the ‘legal’ etc. variants of (D3) and (D4). I conclude that
Definition 1 satisfies all desiderata so far.
What makes the above derivations work, and what constitutes the
novelty of Definition 1, is basically the fact that, if a pure imperative
argument is valid (according to Definition 1) and a reason supports
the conjunction of its premisses, then the same reason supports its
conclusion. By contrast, if a pure imperative argument is bindingnessvalid (see Sect. 1) and a reason supports the conjunction of its
premisses, then some — not necessarily the same — reason supports
its conclusion. But can the very same reason support two distinct
prescriptions? It can: under appropriate circumstances, the fact that
you have (freely) promised to tutor each of my children (is a reason
that) supports both the prescription expressed by ‘tutor my daughter’
and the prescription expressed by ‘tutor my son’. Note also that the
pure imperative argument from I to I9 (where I and I9 are any prescriptions) is bindingness-valid exactly if the pure declarative argument
from ‘I is binding’ to ‘I9 is binding’ is valid; Definition 1, by contrast,
does not in any obvious way reduce the validity of a pure imperative
argument to the validity of a pure declarative argument.10
non-moral facts or moral from non-moral support, my derivation of (D3) from Definition 1
goes through (because on either understanding a moral reason is a — comparative — reason,
namely a fact that — morally or non-morally — supports some prescription or other). But on
the latter understanding a moral reason may support a prescription without morally supporting it; e.g. the conjunction of the facts that you have promised to help me and that it is in
your self-interest to go to the dentist is a moral reason (in the sense that it morally supports
‘help me’) that supports the prescription expressed by ‘go to the dentist’ without morally
supporting it. So proponents of the latter understanding of moral reasons might contest my
definition of pro tanto moral bindingness as support by some moral reason (e.g. they might
claim that in the above example ‘go to the dentist’ is supported by some moral reason but is
not pro tanto morally binding), and might propose defining pro tanto moral bindingness as
moral support by some reason. On this alternative definition my derivation of (D3) from
Definition 1 does not go through, but Definition 1 might still be useful because it has (D1)
and (D2) as consequences. (Proponents of the former understanding of moral reasons might
claim that in the above example the conjunction of the two facts is not a moral reason because
it is not a moral fact, but ‘help me’ — unlike ‘go to the dentist’ — is pro tanto morally binding
because it is supported by the moral fact that you have promised — or that you have a moral
obligation — to help me.)
10
It turns out, however, that if a certain assumption holds, then a variant of Definition 1
with respect to complete reasons is equivalent to a corresponding variant of the definition of
bindingness-validity. (Say that a reason R is complete exactly if, necessarily, it essentially supports every prescription that it supports; i.e. necessarily, if R supports I, then R could not have
existed without supporting I. An example is arguably the fact that I have promised to meet
you and I can meet you and you have not released me from my promise and … ; cf. Raz 1975a,
pp. 22–5.) More specifically, say that a pure imperative argument (whose premisses have the
prescription I as their conjunction and whose conclusion is the prescription I9) is valid*
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Objecting to Definition 1, one might claim that the definition has
the unpalatable consequence that the argument from ‘travel from
London to Paris’ to ‘travel by train from London to Paris’ is valid:
every reason for you to travel from London to Paris is a (usually not
conclusive) reason for you to take the train from London to Paris.
In reply I deny that, necessarily, every reason that supports the premiss
of the above argument also supports the conclusion of the argument:
under appropriate circumstances, the fact that you have (freely)
promised to travel by plane but not by train from London to Paris
(is a reason that) supports ‘travel from London to Paris’ but does not
support ‘travel by train from London to Paris’. So Definition 1 does
not have the consequence that the above argument is valid, and the
objection fails.11
exactly if, (B1) necessarily, every complete reason that supports I also supports I9, and is
bindingness-valid* exactly if, (B2) necessarily, if some complete reason supports I then some
complete reason supports I9. Clearly, (B2) follows from (B1): see my derivation of (D1) from
Definition 1. Conversely, (B1) follows from the conjunction of (B2) with the following assumption: (A1) necessarily, every complete reason could have been the only complete reason.
(Cf. Kelsen 1979, p. 186, 1991, p. 233. One might object that the fact that I have promised to
help you exactly if I have some other reason to help you (cf. Dancy 2004b, p. 19) could not
have been the only reason; I reply that the above fact is not a complete reason.) To see that
(B1) follows from (B2)&(A1), take any possible world W and any complete reason R that in W
supports I. By (A1), there is a possible world W9 in which R is the only complete reason (and
thus exists). Since R in W supports I and R is a complete reason, R essentially supports I. So R
in W9 supports I, and by (B2) some complete reason R9 in W9 supports I9. But R is the only
complete reason in W9, so R9 = R and R in W9 supports I9. Since R is a complete reason, R
essentially supports I9, so R in W supports I9, and (B1) holds. (It can also be shown that, if
(A1) holds, then bindingness-validity* is equivalent to all-things-considered bindingnessvalidity*, defined in terms of: (B3) necessarily, if the balance of all complete reasons supports
I, then it also supports I9. Similarly, the variants of (D1) and of (D2) with respect to complete
reasons are equivalent if (A1) holds.)
11
Against Definition 1, and against reasons- or bindingness-based definitions of pure imperative validity in general, one might raise an objection resting on a distinction (cf. Vranas
2008, p. 554, n. 15) between personal prescriptions, commonly called directives (e.g. ‘Lou, turn
on the light’), and impersonal prescriptions, commonly called fiats (e.g. ‘let there be light’).
The objection relies on the premiss that reasons cannot support impersonal prescriptions (they
can only support personal ones); e.g. it makes no sense to say that a reason supports the
impersonal prescription expressed by ‘let the volcano erupt’ (cf. Scanlon 1998, p. 18). From this
premiss the objection infers that every impersonal pure imperative argument — namely every
argument whose premisses and conclusion are impersonal prescriptions, e.g. the argument
from ‘let it rain’ to ‘let it snow’ — is trivially valid according to Definition 1: necessarily, no
reason supports the conjunction of the premisses of such an argument (since that conjunction
is an impersonal prescription), so it is trivially true that, necessarily, every reason that supports
the conjunction of the premisses of such an argument also supports the conclusion of the
argument. In reply I contest the premiss of the objection: I submit that reasons can support
impersonal prescriptions. Suppose that a huge earthquake in a populous city would be averted
if a volcano were to erupt. The fact that the volcano’s eruption would prevent many deaths is a
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One might be worried by the fact that Definition 1 looks very
different from the standard definition of pure declarative validity. It
turns out, however, that the two definitions can be put into a common
format. Say that a fact supports a proposition exactly if, necessarily, if
the fact exists (i.e. is a fact) then the proposition is true. (If one accepts
what Rodriguez-Pereyra (2006, p. 958) calls a ‘traditional definition of
truthmaking’, then one can equivalently say that a fact supports a
proposition exactly if the fact is a truthmaker for the proposition.)
Then, as I explain in a note, a pure declarative (like a pure imperative)
argument is valid exactly if, necessarily, every fact that supports the
conjunction of the premisses of the argument also supports the conclusion of the argument.12 But then Definition 1 and the standard
definition of pure declarative validity are in a sense not very different
after all.13
consideration that counts in favour of the volcano’s erupting; so if ‘a reason for something [is]
a consideration that counts in favor of it’ (Scanlon 1998, p. 17), there is a reason — in Scanlon’s
(1998, p. 219) terminology, a personal reason — for the volcano to erupt. This is not a reason
that the volcano has, although I can grant that it is a reason that people have to make the
volcano erupt (if they can). Moreover, if impersonal reasons — namely ‘reasons that are not
tied to the well-being, claims, or status of individuals in any particular position’ (Scanlon 1998,
p. 219) — can exist, they can also support impersonal prescriptions; an example would be the
fact that the volcano’s eruption would prevent the destruction of natural beauty. I conclude
that reasons can support impersonal prescriptions, and the objection fails. It is important to
note, however, that those who insist that reasons cannot support impersonal prescriptions can
just restrict Definition 1 to arguments whose premisses and conclusions are personal
prescriptions.
12
The result about pure imperative arguments is easy given that, necessarily, every reason is
a fact and every fact that supports a prescription is a reason (see Sect. 3.1). To see that the
result about pure declarative arguments holds, consider a pure declarative argument whose
premisses have the proposition P as their conjunction and whose conclusion is the proposition
P9. Suppose that, (1) necessarily, every fact that supports P also supports P9. To show that (2)
P entails P9, take any possible world W in which P is true (if no such world exists, then (2)
holds trivially). Then in W the fact that P is true supports P and thus (by (1)) also supports P9;
so P9 is also true in W, and (2) holds. Conversely, suppose that (2) holds. To show that (1)
holds, take any possible world W in which some fact f supports P (if no such world exists, then
(1) holds trivially). Then, necessarily, if f is a fact then P is true. But then, necessarily, if f is a
fact then P9 is also true (since P entails P9); so f also supports P9 in W, and (1) holds.
13
One might wonder whether the following analogue of Definition 1 for pure declarative
arguments succeeds for (i.e. is equivalent to the standard definition of ) pure declarative validity: a pure declarative argument is valid exactly if, necessarily, every reason for a person to
believe the conjunction of the premisses of the argument is a reason for the person to believe
the conclusion of the argument. The answer is arguably negative (see n. 50), but later on (in
Sect. 4.2) I explain that the following analogue of Definition 1 does succeed: a pure declarative
argument is valid exactly if, necessarily, every reason that supports the prescription ‘let it be
the case that the conjunction of the premisses is true’ also supports the prescription ‘let it be
the case that the conclusion is true’ (see n. 36 for a more precise formulation).
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At this stage Definition 1 looks quite promising. But how, on the
basis of this definition, can one decide whether any specific pure
imperative argument is valid? To answer this question, one needs to
examine what it is for a reason to support a prescription. I turn next
to such an examination, which will raise further complications.
3. Strong and weak bindingness
3.1 Reasons and support
What is a (normative or justificatory, not a motivating or explanatory)
reason? Reasons are in a sense like parents: someone cannot be a
parent without being a parent of someone, and similarly something
cannot be a reason without being a reason for something (or against
something, but for my purposes in this paper I hardly ever need to talk
again about reasons against). Given the ‘commonplace’ (cf. Broome
2004, p. 41; Hieronymi 2005, p. 437; Parfit 2001, p. 18) that a reason
for something is a consideration that counts in favour of it, it is natural to say that a reason is a consideration that counts in favour
of something. I take the ‘considerations’ in question to be facts (cf.
B. Gert 2002, p. 284, 2004, p. 103; Pryor 2007; Raz 1975a, pp. 16–18;
Schroeder 2008, pp. 63–4; Skorupski 1997, pp. 345–6; Smith 2002,
pp. 113–16) rather than for example propositions or beliefs, although
nothing substantive in this paper hangs on this choice. I thus take a
reason to be a fact that counts in favour of — in short, that favours
(Dancy 2004b, p. 29) — something. Arguably, things of more than one
kind can be favoured by reasons: there can be reasons for actions,
reasons for beliefs, and so on. Nevertheless, rather than talking
about reasons for an action, one can talk about reasons for the proposition that the action is performed; similarly concerning reasons for
a belief, and so on, so I can — and I will — take the ‘things’ that can be
favoured by reasons to be propositions (contrast Wedeking 1970,
p. 163). I thus take the relation of being a reason for — in other
words, of counting in favour of, or of favouring — to relate facts
with propositions.14 This relation is distinct from the property
14
One might claim that, since on my approach a reason is a fact that favours some
proposition, my approach blurs the distinction between (1) reasons for actions and reasons
for beliefs, and also blurs the distinction between (2) pragmatic (or practical) and epistemic
(or evidentiary) reasons. In reply note first that on my approach one can make the above
distinctions as long as one can distinguish (19) propositions to the effect that someone performs an action from propositions to the effect that someone has a belief and (29) pragmatic
from epistemic (kinds of ) favouring. I grant, however, that my approach blurs distinctions (1)
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of being a reason, a property of facts; by analogy, the property of being
a parent is distinct from the relation of being a parent of (cf. Raz 1975a,
p. 23).
So far in this section I have been talking about non-comparative
reasons (and favouring). In contrast to a non-comparative reason,
which is a fact that (non-comparatively) favours some proposition,
a comparative reason is a fact that (comparatively) favours some proposition over some other one.15 For example, the fact that you have
promised to reveal a certain secret to both of your parents if you reveal
it to either of them is normally a reason for you to reveal the secret to
both of your parents rather than to only one of them. In other words,
the above fact normally favours the proposition that you reveal the
secret to both of your parents over the proposition that you reveal it to
only one of them. Equivalently, the above fact normally favours the
satisfaction over the violation proposition of the prescription expressed
by ‘reveal the secret to both of your parents if you reveal it to either of
them’. As it is also natural to say that the above fact normally supports
the above prescription, I propose the following definition:
DEFINITION 2: A (fact which is a comparative) reason supports a
prescription exactly if it (comparatively) favours the satisfaction
over the violation proposition of the prescription16
I assume that the relation of comparative favouring is asymmetric : any
fact that favours a proposition P over a proposition P9 does not also
favour P9 over P. Definition 2 suggests that for the purposes of imperative logic one is primarily interested in comparative rather than
and (2) in so far as my talk of reasons encompasses all reasons (including reasons for actions,
reasons for beliefs, pragmatic reasons, epistemic reasons, moral reasons, legal reasons, and so
on). But this blurring is intentional: I understand ‘every reason’ in Definition 1 as ‘every
reason, no matter of what kind’, and I do so partly because I want Definition 1 to apply
not only to arguments like ‘surrender; so surrender or fight’ but also to arguments like ‘believe
that he surrendered; so believe that he surrendered or fought’ (see Sect. 5.2.4 for discussion of
an argument like the latter one and of the distinction between non-epistemic and epistemic
reasons).
15
Note that a reason might be both comparative and non-comparative: a fact might comparatively favour a first proposition over a second one and also non-comparatively favour a
third proposition. Note also that a reason might be both moral and non-moral (cf. n. 9), and
that — as I suggested in n. 14 — different kinds of favouring might exist (if they do, I understand Definition 1 as including a universal quantification over kinds of favouring).
16
I understand Definition 2 as entailing that only (comparative) reasons support prescriptions; similarly for Definitions 3, 4, and 5 in the sequel. By contrast, I understand Definition 1
as not entailing that only pure imperative arguments are valid; e.g. pure declarative arguments
can also be valid compatibly with Definition 1.
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non-comparative reasons (and favouring). One might object by
arguing that comparative reasons can be reduced to non-comparative
ones; for example, a fact is a reason for you to do A rather than B
exactly if it is a stronger (non-comparative) reason for you to do A
than it is for you to do B. I reply that a fact can be a reason for you to
do A rather than B without being at all a (non-comparative) reason
for you to do A; for example, the fact that you have promised to reveal
a certain secret to both of your parents if you reveal it to either of
them is not a reason for you to reveal the secret to both of your
parents. Conversely, one might argue that non-comparative reasons
can be reduced to comparative ones: a fact non-comparatively favours
a proposition exactly if it comparatively favours the proposition over
its negation. This may well be correct; if it is, then one can show (by
using Definition 2 and the definition of an unconditional prescription) that a reason supports an unconditional prescription exactly if it
non-comparatively favours the satisfaction proposition of the prescription (and this makes redundant any reference to comparative
favouring if one considers only unconditional prescriptions).
Objecting to Definition 2, one might claim that a reason supports a
prescription exactly if it favours the obedience — rather than the satisfaction — over the violation proposition of the prescription. This
claim has the consequence that any two prescriptions that have the
same violation (and thus also the same obedience) proposition are
supported by the same reasons. But this consequence is unpalatable, as
shown by the following example. Suppose it is a fact that, for the
purpose of promoting your health, exercising and dieting is better
than exercising without dieting, and exercising without dieting is
better than neither exercising nor dieting. I submit that this fact supports the prescription expressed by ‘if you exercise, also diet’ (since
exercising and dieting is better than exercising without dieting) but
does not support the prescription expressed by ‘if you do not diet, do
not exercise either’ (since exercising without dieting is better than
neither exercising nor dieting). And yet the two prescriptions have
the same violation proposition, namely the proposition that you exercise without dieting. Consider also another example: the fact that
you have promised to flee if the volcano erupts normally supports the
(personal) prescription expressed by ‘if the volcano erupts, flee’ but
does not support the (impersonal) prescription expressed by ‘if you do
not flee, let it not be the case that the volcano erupts’, although the
two prescriptions have the same violation proposition (namely the
proposition that the volcano erupts and you do not flee). So not
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every two prescriptions that have the same violation proposition
are supported by the same reasons, and the above objection to
Definition 2 fails.17
3.2 Strong bindingness
I turn now to the task of distinguishing two kinds of cases in which a
reason supports a prescription, and thus also two kinds of bindingness
(namely strong and weak). Suppose it is a fact that I have promised to
help you. This fact normally favours the proposition that I help you
over the proposition that I do not help you. In other words (to introduce a paraphrase), relative to the fact that I have promised to help
you, it is normally better if I help you than if I do not help you.
(In what follows I omit the qualifier ‘normally ’, which is meant to
exclude e.g. cases of coerced promises.) Moreover, I submit that the
following dominance condition holds: the fact that I have promised
to help you favours every proposition which entails that I help
you over every different proposition which entails that I do not help
you. (The propositions must be different because the fact that I have
promised to help you does not favour an impossible proposition over
itself, although an impossible proposition entails both that I help you
and that I do not help you.18) This condition holds because (1) every
proposition which entails that I help you also entails that I do not
break any promise I have made to help you, (2) every proposition
which entails that I do not help you also entails that I break any
promise I have made to help you, and (3) relative to the fact that I
have promised to help you it is better if I do anything which entails
that I do not break my promise than if I do anything else which entails
that I break it. One might object by claiming that my helping and then
17
Objecting further to Definition 2, one might claim that a reason supports a prescription
exactly if it favours the satisfaction proposition of the prescription over the negation of the
satisfaction proposition. This claim has the consequence that any two prescriptions that have
the same satisfaction proposition are supported by the same reasons. But this consequence is
unpalatable: the fact that you have promised to help me if war breaks out supports the
prescription expressed by ‘if war breaks out, help me’ but does not support the prescription
expressed by ‘let it be the case that war breaks out and you help me’, although the two
prescriptions have the same satisfaction proposition.
18
I assume that necessarily equivalent propositions are indistinguishable with respect to the
relation of comparative favouring, so for the sake of simplicity throughout this paper I assume
that necessarily equivalent propositions are identical. Dropping the latter assumption would
make some of my formulations cumbersome; e.g. rather than saying that no fact favours a
proposition over itself, I would say that no fact favours a proposition P over any proposition
necessarily equivalent to P, and in the formulation of the dominance condition I would replace
‘different’ with ‘not necessarily equivalent’.
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hitting you (which entails that I help you) is not better than my neither
helping nor hitting you (which entails that I do not help you). But
even if it is not better simpliciter, I reply, it is still better relative to the
fact that I have promised to help you. Indeed, as far as my promise
to help you is concerned, what matters is whether I help you or not; it
does not matter whether I hit you or not.19 (And recall that the fact
that I have promised to help you can be a comparative reason for me
to help and then hit you — rather than neither help nor hit you —
without being a non-comparative reason for me to help and then hit
you.) I conclude that the dominance condition holds.20
Similarly, I submit that the following indifference condition holds:
the fact that I have promised to help you does not favour any proposition which entails that I help you over any other such possible
proposition. Indeed, every such proposition entails that I do not
break any promise I have made to help you, so no such proposition
is better than any other relative to the fact that I have promised to help
you. (With one kind of exception: the dominance condition entails
that every possible proposition which entails that I help you is
better — relative to the fact that I have promised to help you — than
an impossible proposition.21 Hence the requirement, in the
19
One might object that my promise to help you should be understood as a promise to
help you without harming you; but hitting you counts as harming you, so as far as my promise
is concerned it does matter whether I hit you or not. In reply distinguish an unconditional
promise that is kept exactly if I help you (which is how I understand in the text my promise to
help you) from an unconditional promise that is kept exactly if I help you without harming
you. I can grant that the fact that I have made the latter promise does not favour every
proposition which entails that I help you over every different proposition which entails that
I do not help you; but it does favour every proposition which entails that I help you without
harming you over every different proposition which entails that I do not, so the relevant
dominance condition does hold.
20
One might object to the dominance condition by claiming that the fact that I have
promised to help you favours the proposition that (1) I do not set off a bomb exactly if I have
promised to help you over the proposition that (2) I set off a bomb exactly if I have promised
to help you, so the above fact does not favour the conjunction — call it (3) — of (2) with the
proposition that I help you over the conjunction — call it (4) — of (1) with the proposition
that I do not help you, although (3) entails that I help you and (4) entails that I do not help
you. In reply I can grant that, if I have promised to help you, then (1) is better than (2), but I
deny that the fact that I have promised to help you favours (1) over (2): as far as my promise
to help you is concerned, what matters is whether I help you, not whether I set off a bomb.
What favours (1) over (2) is instead the fact that I have promised to help you and (e.g.) some
people will die if I set off a bomb.
21
And this seems indeed plausible: the fact that I have promised to help you arguably
supports the prescription you express by ‘if you help me (and you do X), help me’, and thus
favours the satisfaction proposition of this prescription (which entails that I help you) over the
violation proposition (which is an impossible proposition).
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indifference condition, that the second proposition be possible.)
One might object by claiming that the fact that I have promised
to help you favours the proposition that I help you and I plan to
help you over the proposition that I help you and I do not plan to
help you — although each of these propositions entails that I help
you. I reply that this amounts to the claim that the fact that I have
promised to help you supports (i.e. favours the satisfaction over the
violation proposition of ) the prescription you express by ‘if you help
me, plan to help me’ — and I see no reason to accept this claim.
Those who say that the above claim is plausible may be confusing
it with the claim (whose plausibility I can grant) that the fact that
I have promised to help you favours the proposition that I help you
and I plan to help you over its negation. I conclude that the indifference condition holds.
The above remarks motivate the following definition:
DEFINITION 3: A (fact which is a comparative) reason strongly
supports a prescription exactly if (1) it favours every proposition
which entails the satisfaction proposition of the prescription over
every different proposition which entails the violation proposition
of the prescription (dominance condition), and (2) it does not favour
any proposition which entails the satisfaction proposition of the
prescription over any other such possible proposition (satisfaction
indifference condition)
(A third condition might also be needed, namely that the prescription be non-empty; i.e. that its context — namely the disjunction of its satisfaction and violation propositions — be possible.
This condition might be needed because the dominance and satisfaction indifference conditions trivially hold for a prescription
whose satisfaction and violation propositions are both impossible,
so without the condition every reason would strongly support
an empty prescription. In the sequel I ignore empty prescriptions; i.e. whenever I — implicitly — use a quantifier ranging over
prescriptions, I assume that it ranges only over non-empty
prescriptions.)
In addition to satisfaction indifference, in some cases of strong support what may be called violation indifference holds. For example,
since every proposition which entails that I do not help you also entails
that I break any promise I have made to help you, no such proposition
is better than any other relative to the fact that I have promised to
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help you.22 So why does Definition 3 not require violation indifference
in addition to satisfaction indifference? Because in other cases of
strong support violation indifference fails. For example, suppose it
is a fact that I have promised to help you and, if nevertheless I do
not help you, to at least apologize. This fact, I submit, strongly supports the prescription you express by ‘help me’ (since in the current
example, just as in examples in which I only promise to help you, I
break my promise exactly if I do not help you23), but violation indifference fails: as far as my promise is concerned, it is better if I do not
help you and I apologize than if I do not help you and I do not
apologize, although in cases of both kinds I do not help you and
thus the prescription you express by ‘help me’ is violated.24 I conclude
that there are cases of strong support in which violation indifference
fails; this is why Definition 3 does not require violation indifference.25
22
With one kind of exception: the dominance condition entails that an impossible proposition is better — relative to the fact that I have promised to help you — than every possible
proposition which entails that I do not help you. And this seems indeed plausible: the fact that
I have promised to help you arguably supports the prescription you express by ‘(even) if you
do not help me (and you do X), help me’, and thus favours the satisfaction proposition of this
prescription (which is an impossible proposition) over the violation proposition (which entails
that I do not help you).
23
In the current example I assume that I have made a single promise (which specifies a
second-best scenario), not the two distinct promises (1) to help you and (2) to apologize if I do
not help you.
24
In response one might try to modify the above example so as to show that in other cases
of strong support satisfaction indifference fails. For example, suppose it is a fact that I have
promised to help you and, if I do help you, to also accept your help. This fact supports the
prescription you express by ‘help me’, but satisfaction indifference fails: as far as my promise is
concerned, it is better if I help you and I accept your help than if I help you and I do not
accept your help, although in cases of both kinds I help you and thus the prescription you
express by ‘help me’ is satisfied. I reply that this is not a case of strong support. First, because I
break my promise not (as in the previous examples) exactly if I do not help you, but rather
exactly if I do not help you or I do not accept your help. Second, because dominance fails: as
far as my promise is concerned, it is not better if I help you and I do not accept your help
than if I do not help you and I accept your help, although the prescription you express by
‘help me’ is satisfied in cases of the former kind and is violated in cases of the latter kind. I
conclude that there seem to be no cases of strong support in which satisfaction indifference
fails; this is why Definition 3 requires satisfaction indifference.
25
In some cases of strong support, what may be called obedience indifference holds. For
example, since every proposition which entails that I do not both run and smile (in other
words, that the prescription you express by ‘if you run, do not smile’ is obeyed) also entails
that I do not break any promise I have made to not smile if I run, no such proposition is
better than any other such possible proposition relative to the fact I have promised to not
smile if I run. So why does Definition 3 not require obedience indifference (rather than just
satisfaction indifference)? Because in other cases of strong support obedience indifference fails.
For example, suppose it is a fact that I have promised to not smile if I run and I have also
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(Actually, as I explain at the end of Appendix A, for my purposes
in this paper it does not really matter whether one includes satisfaction
indifference or violation indifference — or both, or neither — in a definition of strong support: it turns out that all of these definitions
correspond to the same useful kinds of pure imperative validity.)
3.3 Weak bindingness
Consider now a second kind of case in which a reason supports a
prescription. Suppose it is a fact that I have promised to both help you
and accept your help. It can be seen from what was said above that this
fact strongly supports the prescription you express by ‘help me and
accept my help’ but does not strongly support the prescription you
express by ‘help me’. And yet the above fact gives me an obligation
to help you and thus does support (though not strongly) the prescription you express by ‘help me’. Say then that the fact supports
the prescription weakly. More generally, if a fact strongly supports
an unconditional prescription I * whose satisfaction proposition entails the satisfaction proposition of an unconditional prescription I
(e.g. the proposition that you help me and you accept my help entails
the proposition that you help me), then the fact weakly supports I.
Similar points can be made for conditional prescriptions: the fact that I
have promised to both help you and accept your help if war breaks out
gives me an obligation to help you if war breaks out and thus supports
(though not strongly) the prescription you express by ‘help me if war
breaks out’. These remarks motivate the following definition:
DEFINITION 4: A (fact which is a comparative) reason weakly supports
a prescription I exactly if it strongly supports some prescription I *
whose satisfaction proposition entails the satisfaction proposition of
I and whose context is the same as the context of I
(The clause ‘whose context is the same as the context of I ’ can be
motivated by showing that Definition 4 also accounts for cases in
which I * and I have different contexts.26) From Definition 4 it follows
promised to run if I do not smile. This fact strongly supports the prescription you express by
‘if you run, do not smile’, but obedience indifference fails: because the above fact also
(strongly) supports the prescription you express by ‘if you do not smile, run’, it favours the
proposition that I do not smile and I run over the proposition that I do not smile and I do
not run, although both propositions entail that the prescription you express by ‘if you run, do
not smile’ is obeyed. I conclude that there are cases of strong support in which obedience
indifference fails; this is why Definition 3 does not require obedience indifference.
26
The original motivation for Definition 4 is the observation: (1) if a reason R strongly
supports a prescription I with context C and violation proposition V, C is the same as C9,
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(by letting I * be the same as I ) that a fact that strongly supports a
prescription also weakly supports the prescription: all cases of strong
support are cases of weak support. To have a label for the remaining
cases of weak support, say that a fact loosely supports a prescription
exactly if it supports the prescription weakly but not strongly. So no
fact supports a prescription both loosely and strongly, and a fact supports a prescription weakly exactly if it supports the prescription
either loosely or strongly. Note that Definition 4 does not guarantee
that a fact that weakly supports a prescription also supports the prescription (i.e. favours the satisfaction over the violation proposition of
the prescription). (Definition 3, by contrast, does guarantee —
through the dominance condition — that a fact that strongly supports
a prescription also supports the prescription.) Indeed, it can be shown
that not all (possible) cases of weak support are cases of support.27
Still, the examples that motivated Definition 4 indicate that typical
cases of weak support are cases of support; for example, the fact
that I have promised to both help you and accept your help favours
the proposition that I help you over the proposition that I do not
help you.
Objecting to my claim that typical cases of weak support are cases of
support, one might argue that the fact that I have promised to post a
letter does not support the prescription expressed by ‘post or burn the
letter’, although it does weakly support this prescription because (1)
it strongly supports the prescription expressed by ‘post the letter’ and
(2) the proposition that I post the letter entails the proposition that I
post or burn it. I defer a detailed examination of issues related to this
objection until section 5.3 (where I address ‘Ross’s paradox’), but for
and V9 entails V (equivalently, the satisfaction proposition S of I entails S9), then R weakly
supports the prescription I9 with context C9 and violation proposition V9 (and satisfaction
proposition S9). But a further observation is: (2) if R strongly supports I, C is entailed by C9,
and V9 entails V, then R weakly supports I9; e.g. the fact that I have promised to both help
you and accept your help weakly supports the prescription you express by ‘help me if war
breaks out’. It turns out, however, that Definition 4 accounts for (2): in conjunction with
Definition 3, Definition 4 entails (2). This follows from the third part of the proof of the
Equivalence Theorem in Appendix A (which is the only part that does not rely on Assumption
1 of Appendix A).
27
Given any contingent proposition C and any proposition S that entails C, it can be
shown (by using Assumption 1 of Appendix A and the Equivalence Theorem of Sect. 4.1) that
possibly some fact weakly supports both (1) the prescription whose satisfaction proposition is S
and whose violation proposition is C&‰S and (2) the prescription whose satisfaction proposition is C&‰S and whose violation proposition is S. But given the asymmetry of comparative favouring, it is impossible for a fact to support both of these prescriptions. So at least one
of these prescriptions is such that possibly some fact weakly supports it without supporting it.
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the moment let me just say the following. Resistance to my claim that
the fact that I have promised to post a letter is a reason for me to post
or burn it (rather than neither posting nor burning it) arises mostly,
I suspect, from confusing it with the claim that the fact that I have
promised to post a letter is a reason for me to post or burn it at my
choice. But the former claim, unlike the latter, does not incorporate
satisfaction indifference: it is a claim of support, not a claim of strong
support. Once this is understood, most of the resistance to my claim
should vanish.
3.4 Strong, weak, and satisficing validity
I said in section 2 that the definition of pure imperative validity
I was proposing, namely Definition 1, was provisional because later
on I would ‘split’ it into two definitions. The time is ripe to effect this
‘split’:
DEFINITION 1a: A pure imperative argument is strongly valid exactly
if, necessarily, every reason that strongly supports the conjunction of
the premisses of the argument also strongly supports the conclusion
of the argument
DEFINITION 1b: A pure imperative argument is weakly valid exactly
if, necessarily, every reason that weakly supports the conjunction of
the premisses of the argument also weakly supports the conclusion
of the argument
Say that I — or {I } — strongly entails I9 exactly if the argument from I
to I9 is strongly valid, and that I weakly entails I9 exactly if the argument from I to I9 is weakly valid. Note that strong and weak validity
are different kinds — not different degrees — of validity, and similarly
for entailment and for bindingness: unlike reasons, which can be
stronger or weaker, validity, entailment, and bindingness — whether
strong or weak — do not come in degrees.
One might propose defining two further kinds of validity. (1) Say
that a pure imperative argument is w/s valid exactly if, necessarily,
every reason that weakly supports the conjunction of its premisses
strongly supports its conclusion. This kind of validity, however,
violates reflexivity: the argument from I to I itself need not be w/s
valid (because a reason can support a prescription weakly but not
strongly).28 (2) Say that a pure imperative argument is s/w valid
28
One might argue that reflexivity fails: the argument from ‘please go’ to ‘go’ is invalid
although its premiss is the same prescription as its conclusion, namely the unconditional
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exactly if, necessarily, every reason that strongly supports the conjunction of its premisses weakly supports its conclusion. This kind of validity, however, violates transitivity: even if the arguments from I to I9
and from I9 to I99 are both s/w valid, the argument from I to I99 need
not be. Strong and weak validity, by contrast, are easily shown to
satisfy both reflexivity and transitivity. Note that strong and weak
validity might also be called s/s and w/w validity respectively. It
turns out, however, that every strongly valid pure imperative argument is also weakly valid (see Sect. 4.2), so I prefer the labels ‘strong’
and ‘weak’.29
One might also propose defining yet another kind of validity, based
on a third kind of support. A case in which there is a reason for me to
feed your cat just because I have promised to feed either your cat or
your dog differs from a case in which there is a reason for me to feed
your cat just because I have promised to feed both your cat and your
dog: in the latter case, but not in the former, I have an obligation to
feed your cat. The latter case corresponds to weak support, whereas
the former corresponds to what may be called satisficing support.
Note that my feeding your cat is necessary for my feeding both your
cat and your dog but is sufficient for my feeding either your cat or your
dog; more generally (and somewhat roughly), weak support corresponds to necessary conditions for strong support, whereas satisficing
support corresponds to sufficient conditions for strong support.30
prescription which is satisfied exactly if you go (cf. Aune 1977, pp. 176–7; Good 1986; Miller
1984, pp. 57–8), and similarly for the argument from ‘I advise you to go’ to ‘I command you to
go’ (cf. Warnock 1976, pp. 296–9). I reply that the above pure imperative arguments are valid
if each of them, for some sentence Q, can be expressed by 0Q ; so Q1. The illusion of invalidity
is due to the fact that e.g. ‘I advise you to go; so I command you to go’ can also express an
invalid pure declarative argument.
29
One might also propose saying that a pure imperative argument is loosely valid exactly if
it is weakly but not strongly valid. This kind of validity, however, violates reflexivity: the
argument from I to I itself is strongly and thus not loosely valid. One might further propose
saying that a pure imperative argument is l/l valid exactly if, necessarily, every reason that
loosely supports the conjunction of its premisses also loosely supports its conclusion. This
definition is not useful, however, because it does not even have as a consequence the variant
of (D1) (see Sect. 2) that corresponds to weak bindingness.
30
The distinction between ‘reasoning to necessary and to sufficient conditions’ has been
emphasized in the context of imperative logic by Hare (1969). (Cf. Kenny 1975, pp. 88–90; Raz
1978b, p. 10.) Satisficing support has some affinity with Dancy ’s (2004a, 2004b, pp. 21, 24)
‘enticing’ (as opposed to ‘peremptory ’) reasons and with J. Gert’s (2004) ‘justifying’ (as
opposed to ‘requiring’) role of reasons (contrast J. Gert 2004, pp. 25–6).
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These remarks motivate the following definitions:
DEFINITION 5: A (fact which is a comparative) reason satisficingly
supports a prescription I exactly if it strongly supports some prescription I * whose satisfaction proposition is entailed by the satisfaction proposition of I and whose context is the same as the context of I
DEFINITION 1c: A pure imperative argument is satisficingly valid
exactly if, necessarily, every reason that satisficingly supports the
conjunction of the premisses of the argument also satisficingly
supports the conclusion of the argument
Note that all cases of strong support are cases of satisficing support.
(More generally, it can be shown that all and only cases of strong
support are cases of both satisficing and weak support.) I defer a
detailed examination of satisficing validity until section B.2.2
(where I examine Kenny ’s ‘satisfactoriness-validity ’), but for the
moment let me just say the following. Call a prescription obligatory
(at a given time, for a given agent) exactly if its satisfaction proposition
is obligatory (at the given time, for the given agent) given its context;
for example, the prescription expressed by ‘let the office be open by
8 a.m.’ is obligatory (at 7 a.m., for me) exactly if the proposition that
the office is open by 8 a.m. is obligatory (at 7 a.m., for me).31
In section 2 I suggested that any useful definition of pure imperative
validity will have the following consequence: necessarily, if a pure
imperative argument is valid and one should act according to
(the conjunction of ) its premisses, then one should act according to
its conclusion. If one understands ‘should act’ in terms of obligatoriness (rather than bindingness), the desired consequence becomes:
(D6)
Necessarily, if a pure imperative argument is valid and
the conjunction of its premisses is obligatory (at a given
time, for a given agent), then its conclusion is obligatory
(at the given time, for the given agent)
(Strictly speaking, (D6) should be replaced with a collection of claims
corresponding to pro tanto, all-things-considered, moral, legal, etc.
31
For conditional prescriptions there is a complication. Intuitively, the prescription expressed by ‘let the office be open by 8 a.m. if there is no strike’ is obligatory exactly if (1) the
proposition that the office is open by 8 a.m. is obligatory given that there is no strike. But
according to what I said in the text, the above prescription is obligatory exactly if (2) its
satisfaction proposition, namely the proposition that the office is open by 8 a.m. and there is
no strike, is obligatory given its context (i.e. given that there is no strike). It turns out,
however, that (1) and (2) are equivalent.
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obligatoriness.) Definition 1c, however, does not have (D6) as a
consequence, because satisficing support does not guarantee the existence of an appropriate obligation: as we saw, I have no obligation to
feed your cat if the prescription you express by ‘feed my cat’ is supported (satisficingly) just by the fact that I have promised to feed either
your cat or your dog. I infer that satisficing validity is not a useful kind
of validity. Definitions 1a and 1b, by contrast, do have (D6) as a consequence:32 I do have an obligation to feed your cat if I have promised
to feed both your cat and your dog.
I conclude that my definitions of strong and weak validity are preferable to all alternative definitions of pure imperative validity that
I considered above. It may still seem mysterious, however, how one
can use my definitions of strong and weak validity to decide whether
any specific pure imperative argument is (strongly or weakly) valid.
The mystery is lifted in the next section.
4. An equivalence theorem
4.1 The theorem and its significance
Here is the fundamental result of this paper:
EQUIVALENCE THEOREM: Let S, V, and C be respectively the satisfaction proposition, the violation proposition, and the context of the
conjunction of the premisses of a pure imperative argument, and
define similarly S9, V9, and C9 for the conclusion of the argument.
(1) The argument is strongly valid exactly if: V is necessary, or S9
entails S and V9 entails V
(2) She argument is weakly valid exactly if: C9 entails C and V9
entails V
32
This is strictly speaking not accurate, as I plan to explain in another paper: with certain
modifications, Definition 1b has as consequences those variants of (D6) that correspond to
what I call weak obligatoriness, and Definition 1a has as (additional) consequences those
variants of (D6) that correspond to what I call strong obligatoriness (and similarly for
(D1)–(D5) and weak versus strong bindingness). Weak obligatoriness corresponds to what
may be called means/ends support: if it is a fact that I have promised to help you tomorrow,
then the prescription you express by ‘do not kill yourself today ’ is obligatory and is supported
by the above fact, but is not supported weakly because the proposition that I help you
tomorrow does not entail that I do not kill myself today (resurrection is — logically and
metaphysically — possible). One might suggest subsuming means/ends support under a broadened notion of weak support by broadening the notion of entailment between propositions
used in Definition 4. I reject this suggestion because means/ends support, even if common in
practice, is not directly relevant to imperative logic: the argument from ‘help me tomorrow’ to
‘do not kill yourself today ’ is not valid (because, to repeat, resurrection is possible).
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It is a consequence of this theorem that the validity of a pure imperative argument, which I defined in terms of the intuitively appealing
but initially nebulous relation of support between reasons and prescriptions, can be captured in terms of the clear and precise relation of
entailment between propositions. The theorem enables one to decide
whether any specific pure imperative argument is (strongly or weakly)
valid, provided that one can check whether the conditions specified in
the theorem hold.33 For example, the argument from ‘if you love me,
neither smoke nor drink’ to ‘if you love me, do not smoke’ is weakly
valid because the context C9 of the conclusion, namely the proposition
that you love me, is the same as (and thus entails) the context C of the
premiss, and the violation proposition V9 of the conclusion, namely
the proposition that you love me and you smoke, entails the violation
proposition V of the premiss, namely the proposition that you love me
and either you smoke or you drink (or both). One can similarly check
that the argument is not strongly valid. Note that to perform such
checks one does not need to assume a substantive theory of reasons;
this is as it should be, because a substantive theory of reasons lies
beyond the scope of logic.34
Because my proof of the Equivalence Theorem is rather long, I give
it in Appendix A. Next I examine some corollaries of the theorem.
4.2 Corollaries and further results
As a first corollary of the Equivalence Theorem, I can now prove a
result I announced in section 3.4, namely that every strongly valid pure
imperative argument is also weakly valid. It suffices to show that, if V
is necessary, or S9 entails S and V9 entails V, then C9 entails C and V9
entails V. Indeed: (1) if V is necessary, then so is C, and then C9 entails
33
Given that the conditions specified in the theorem ‘include’ the condition that V9 entails
V, which corresponds to obedience-validity (see Sect. B.1.2), I take those conditions to correspond to variants of obedience-validity ; this is why I said in Sect. 1 that for each of the two
kinds of pure imperative validity that I distinguish (namely strong and weak) there is an
equivalent variant of obedience-validity.
34
One might note that in Sect. 3 I made substantive claims about reasons; e.g. I claimed
that the fact that I have promised to help you favours every proposition which entails that I
help you over every different proposition which entails that I do not help you. But although
those who reject my substantive claims about reasons may disagree with me on which pure
imperative arguments are sound (in the sense of being valid and having binding premisses),
they should still agree with me on which pure imperative arguments are (strongly or weakly)
valid; in this sense, my approach to pure imperative inference does not depend on a substantive theory of reasons (except that my approach depends on Assumption 1 of Appendix A, a
substantive assumption).
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C and V9 entails V, and (2) if S9 entails S and V9 entails V, then both
S9 and V9 entail C (since both S and V entail C ), and then the disjunction of S9 with V9, namely C9, also entails C (and V9 entails V ).
As a second corollary of the Equivalence Theorem, note that if a prescription is unobeyable (i.e. its violation proposition is necessary),
then it strongly — and thus weakly — entails every prescription; this
is analogous to the result in standard declarative logic that an impossible proposition entails every proposition.
Although I argued in section 3.4 that satisficing validity is not a
useful kind of validity, it may be interesting to note that a proof very
similar to my proof of the Equivalence Theorem shows that, if V is not
necessary, then satisficing validity is equivalent to the condition that
C9 entails C and V entails V9.35 This condition can be shown to entail
that S9 entails S; similarly, in the previous paragraph the condition
that S9 entails S and V9 entails V was shown to entail that C9 entails
C. It is useful to mention these entailments explicitly in the following
summary of equivalence results:
SUMMARY OF EQUIVALENCE RESULTS: Consider a pure imperative
argument whose premisses have the ordered pair <S, V > as their
conjunction and whose conclusion is <S9, V9>. If V is necessary,
then the argument is strongly and weakly valid. If V is not necessary,
then the argument is:
(1) strongly valid exactly if:
V9 entails V and S9 entails S (and thus C9 entails C )
(2) weakly valid exactly if:
V9 entails V and C9 entails C
(3) satisficingly valid exactly if:
V entails V9 and C9 entails C (and thus S9 entails S)
If <S, V> and <S9, V9> are unconditional prescriptions (more generally, if C = C9), then strong validity is trivial (because it amounts to
<S, V> = <S9, V9> ) and weak validity amounts to satisfactionvalidity (because it amounts to the condition that S entails S9;
equivalently, V9 entails V ). Since for unconditional prescriptions
satisfaction-validity is isomorphic to pure declarative validity, those
who have claimed that pure imperative validity is isomorphic to pure
declarative validity (e.g. Hofstadter and McKinsey 1939; Castañeda
1974, p. 85, 1975, p. 119) were partly right. But they were also mostly
35
More specifically, it can be proven that (1) if C9 entails C and V entails V9, then the
Argument (see Appendix A) is satisficingly valid, and that (2) if the Argument is satisficingly
valid and V is not necessary, then C9 entails C and V entails V9. To prove (1), replace I99 with
<S*”S9, C9&‰(S*”S9)> in the third part of the proof in Appendix A. To prove (2), use
reasoning similar to that in the fourth part of the proof in Appendix A to show, for reductio,
that R in W favours V&‰V* over S&V* but also favours S&V* over V&‰V*.
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wrong, because they neglected the more interesting cases of pure
imperative arguments, namely those in which the conclusion and
the conjunction of the premisses are not both unconditional (more
generally, do not have the same context).36
To provide further evidence for the usefulness of weak validity,
I will now argue that weak validity is equivalent to what may be
called redundancy-validity. Say that a pure imperative argument is
redundancy-valid exactly if the conjunction of its conclusion with
the conjunction of its premisses is the same as the conjunction of
its premisses; informally, the conclusion is redundant in the sense
that adding (i.e. conjoining) it to the conjunction of the premisses
leaves that conjunction unchanged. To prove that weak validity and
redundancy-validity are equivalent, I will need to be more specific
than I have been so far in this paper about how the conjunction of
prescriptions is to be understood. In a previous paper (Vranas 2008,
pp. 538–41) I have defended the following definition:
DEFINITION 6: The conjunction of given prescriptions (the conjuncts)
is the prescription whose context is the disjunction of the contexts
of the conjuncts and whose violation proposition is the disjunction
of the violation propositions of the conjuncts
To prove that a pure imperative argument is weakly valid exactly if
it is redundancy-valid, consider a pure imperative argument whose
premisses have <S, V > as their conjunction and whose conclusion
is <S9, V9>. The argument is redundancy-valid exactly if
<S, V > & < S9, V9> = <S, V >; that is, exactly if C”C9 = C and
V”V9 = V; that is, exactly if C9 entails C and V9 entails V (see
n. 18); that is, exactly if the argument is weakly valid. Note that a
similar result holds for pure declarative arguments: a pure declarative
argument is valid exactly if the conjunction of its conclusion with the
conjunction of its premisses is necessarily equivalent to the conjunction of its premisses.
Having defined the conjunction of prescriptions, I can now explain
why my definition of strong validity in terms of reasons supporting
36
The isomorphism, for unconditional prescriptions, of weak validity to pure declarative
validity suggests the following analogue of Definition 1 as a definition of pure declarative
validity: a pure declarative argument is valid exactly if, necessarily, every reason that weakly
supports the unconditional prescription whose satisfaction proposition is the conjunction of
the premisses of the argument also weakly supports the unconditional prescription whose
satisfaction proposition is the conclusion of the argument.
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the conjunction of the premisses of a pure imperative argument is
preferable to a definition in terms of reasons supporting every premiss:
DEFINITION 7: A pure imperative argument is non-conjunctively
strongly valid exactly if, necessarily, every reason that strongly
supports every premiss of the argument also strongly supports the
conclusion of the argument
Non-conjunctive strong validity differs from strong validity partly
because a reason can strongly support the conjunction of certain prescriptions without strongly supporting every conjunct. For example,
the fact that I have promised to both run and smile strongly supports
the conjunction of the prescriptions expressed by ‘run’ and by ‘smile’
(because, by Definition 6, this conjunction is just ‘run and smile’)
but does not strongly support both conjuncts (because, if it strongly
supports ‘run’, then by the dominance condition (1) it favours the
proposition that I run and I do not smile over the proposition that
I smile and I do not run, and if it strongly supports ‘smile’, then by the
dominance condition (2) it favours the proposition that I smile and
I do not run over the proposition that I run and I do not smile; but
(1)&(2) contradicts the asymmetry of comparative favouring). It can
now be seen that Definition 7, in contrast to my definition of strong
validity, does not have the following as a consequence:
(D7)
Necessarily, a multiple-premiss pure imperative argument
A is valid exactly if the (corresponding) single-premiss
pure imperative argument A9 is valid whose single premiss
is the conjunction of the premisses of A and whose conclusion is the conclusion of A
I submit that any useful definition of pure imperative validity will
have (D7) as a consequence (cf. Åqvist 1965, p. 184): one should be
able to combine multiple premisses by conjunction into a single premiss and to split a single premiss which is a conjunction of certain
conjuncts into multiple premisses (the conjuncts) without affecting
validity, just as one can do for pure declarative arguments. To see why
Definition 7 does not have (D7) as a consequence, note that the argument from ‘run’ and ‘smile’ to ‘run’ is trivially non-conjunctively
strongly valid (necessarily, every reason that strongly supports both
‘run’ and ‘smile’ also strongly supports ‘run’) but the argument from
‘run and smile’ to ‘run’ is not non-conjunctively strongly valid
(because, by the Equivalence Theorem, the latter argument is not
strongly valid, and for single-premiss arguments non-conjunctive
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strong validity coincides with strong validity). I conclude that
Definition 7 is not a useful definition of pure imperative validity.37
(In a note I make some remarks on a variant of Definition 7 that
corresponds to weak support.38)
5. The validity of specific pure imperative arguments
Consider two classifications of pure imperative arguments: according
to whether they are strongly or weakly valid, and according to whether
they are intuitively valid. The first classification yields three groups of
arguments, consisting of those arguments that are (i) both strongly
and weakly valid, (ii) neither weakly nor strongly valid, and (iii)
weakly but not strongly valid. (Recall that no argument is strongly
but not weakly valid.) The second classification also yields three
groups of arguments, consisting of those arguments that are (i) intuitively valid, (ii) intuitively invalid, and (iii) neither intuitively valid
nor intuitively invalid. (I take it that no argument is both intuitively
valid and intuitively invalid; if intuitions about the validity of an argument conflict and the conflict cannot be resolved, I take the argument to be neither intuitively valid nor intuitively invalid.) In this
section I argue that these two classifications roughly coincide. More
37
Definition 7 also fails to have as a consequence the other ‘half ’ of (D7): although the
argument from I&I9 to I&I9 is trivially non-conjunctively strongly valid, the argument from I
and I9 to I&I9 need not be, because a reason can strongly support two prescriptions without
strongly supporting their conjunction. For example, a fact that strongly supports the prescriptions (I) ‘if you run, smile’ and (I9) ‘if you do not run, smile’ need not strongly support I&I9,
which by Definition 6 is just ‘smile’: the satisfaction indifference condition need not hold,
because the fact in question might favour the proposition that I smile and I run over the
proposition that I smile and I do not run.
38
Every reason that weakly supports the conjunction of two prescriptions also weakly
supports both conjuncts. This is because, by Definition 6, the context of I&I9 (where
I = <S, V> and I9 = <S9, V9> ) is C”C9 and the violation proposition is V”V9; since both
C and C9 entail C”C9 and both V and V9 entail V”V9, by the Equivalence Theorem I&I9
weakly entails both I and I9, so by Definition 1b every reason that weakly supports I&I9 also
weakly supports both I and I9. It is not clear whether the converse holds, namely whether
every reason that weakly supports two prescriptions also weakly supports their conjunction.
(I can prove that it holds if at least one of the two prescriptions is unconditional, and more
generally if the context of one of the two prescriptions entails the context of the other.) If the
converse holds, then non-conjunctive weak validity — defined by uniformly replacing ‘strongly ’
with ‘weakly ’ in my formulation of Definition 7 — is equivalent to weak validity. If the converse does not hold, then there are prescriptions I and I9 such that some reason weakly
supports I and I9 but does not weakly support I&I9. But then the argument from I and I9
to I&I9 is not non-conjunctively weakly valid although the argument from I&I9 to I&I9
trivially is, so non-conjunctive weak validity does not have (D7) as a consequence and is
thus not a useful kind of validity.
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specifically, I defend three theses. (1) Almost every pure imperative
argument that is both strongly and weakly valid is intuitively valid
(Sect. 5.1). (2) Every pure imperative argument that is neither weakly
nor strongly valid is intuitively invalid (Sect. 5.2). (3) Almost every
pure imperative argument that is weakly but not strongly valid is
neither intuitively valid nor intuitively invalid (Sect. 5.3). If these
three theses are correct, it is reasonable to infer that (a) clear intuitions
about pure imperative validity are largely explained by a convergence
between strong and weak validity, and that (b) conflicting intuitions
about pure imperative validity are largely explained by a divergence
(and a vacillation) between strong and weak validity.
Whenever in what follows I talk about a pure imperative argument,
I let S, V, and C be respectively the satisfaction proposition, the violation proposition, and the context of the conjunction of the premisses
of the argument, and I define similarly S9, V9, and C9 for the conclusion of the argument. I call a pure imperative argument trivial
exactly if <S, V> = <S9, V9>, and non-trivial otherwise. I call a pure
imperative argument obeyable exactly if the conjunction of its
premisses is obeyable (i.e. its obedience proposition is possible), and
unobeyable otherwise.
5.1 Arguments that are both strongly and weakly valid
In this subsection I defend the thesis that every obeyable pure imperative argument that is strongly (equivalently: both strongly and weakly)
valid is intuitively valid. This thesis follows from two premisses. (1)
Every obeyable pure imperative argument that is strongly valid is an
instance of what may be called strengthening the antecedent ; that is, the
corresponding single-premiss argument can be expressed by ‘if A is
true, let B be true; so if A&A* is true, let B be true’ (for some propositions A, A*, and B). (2) Every pure imperative argument that is an
instance of strengthening the antecedent is intuitively valid. I defend
these two premisses in turn.
The first premiss holds because, given any obeyable pure imperative
argument that is strongly valid (so that S9 entails S, V9 entails V, and
C9 entails C ), the corresponding single-premiss argument, namely the
argument from ‘if C is true, let S be true’ to ‘if C9 is true, let S9 be
true’, can be expressed by ‘if C is true, let S be true; so if C&C9 is true,
let S be true’ (and is thus an instance of strengthening the antecedent).
Indeed, the context of ‘if C&C9 is true, let S be true’, namely C&C9, is
C9 (since C9 entails C ), and the satisfaction proposition, namely
C&C9&S, is C9&S, namely (S9&S)”(V9&S), which is S9 (since S9
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entails S, and V9 entails V and thus entails ‰S). It can be shown that,
conversely, every pure imperative argument that is an instance of
strengthening the antecedent is strongly valid. So an obeyable pure
imperative argument is strongly valid exactly if it is an instance of
strengthening the antecedent.
The second premiss holds because, given any pure imperative argument that is an instance of strengthening the antecedent, the corresponding single-premiss argument — which can be expressed by ‘if
A is true, let B be true; so if A&A* is true, let B be true’ — is an
argument from the conjunction of two prescriptions with incompatible contexts to one of the two conjuncts (and is thus intuitively valid).
This is because the prescription expressed by ‘if A is true, let B be
true’ is the conjunction of the prescriptions expressed by ‘if A&A* is
true, let B be true’ and ‘if A&‰A* is true, let B be true’. (Indeed, by
Definition 6, the context of the conjunction is (A&A*)”(A&‰A*),
namely A, and the violation proposition of the conjunction is
(A&A*&‰B)”(A&‰A*&‰B), namely A&‰B.) For example, the argument from ‘if it rains, close the window’ to ‘if it rains and thunders,
close the window’ is intuitively valid because ‘if it rains, close the
window’ is the conjunction of ‘if it rains and thunders, close the
window’ and ‘if it rains and does not thunder, close the window’. I
am talking about tutored intuitions; so my claim that the above argument is intuitively valid is compatible with the claim (see Sect. 1) that
some people — who were unfamiliar with my reasoning — have taken
the argument to be invalid.39
Objecting to the second premiss, one might claim that the argument
from ‘do not wake me up’ to ‘if the house is on fire, do not wake me
up’ is an instance of strengthening the antecedent but is intuitively
invalid (cf. Zellner 1971, p. 57; Sosa 1970, p. 217). In reply I distinguish
two prescriptions that the sentence ‘do not wake me up’ can express,
and two corresponding arguments that the objection can be about.
First, the sentence ‘do not wake me up’ can express the unconditional
39
On the (intuitive) validity of the above argument and of similar arguments see: Chellas
1969, pp. 100–1; Espersen 1967, pp. 77, 94; Green 1998, p. 720; Rescher 1966a, pp. 62–71, 90–1;
Ross 1968, p. 176; Sosa 1964, p. 78, 1966b, pp. 233–4, 1967, pp. 62–3, 1970, pp. 216–18; Zellner
1971, p. 57. The fact that I am talking about tutored intuitions also provides a response to
the claim that some people may take an argument which is an instance of strengthening the
antecedent and has multiple premisses to be invalid because they do not see what the conjunction of the premisses is and thus they do not see that the argument is an instance of
strengthening the antecedent.
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prescription whose violation proposition is the proposition that you
wake me up; this prescription is violated if the house is on fire and
you wake me up, and can also be expressed by ‘do not wake me up,
no matter what (e.g. regardless of whether the house is on fire)’.
The argument that corresponds to this first prescription is indeed
an instance of strengthening the antecedent, but is also intuitively
valid because this first prescription is the conjunction of the prescriptions standardly expressed by ‘if the house is on fire, do not wake me
up’ and ‘if the house is not on fire, do not wake me up’. Second, the
sentence ‘do not wake me up’ can express the prescription standardly
expressed by ‘if there is no emergency, do not wake me up’. The
argument that corresponds to this second prescription is indeed intuitively invalid, but is not an instance of strengthening the antecedent
because it is not strongly valid (given that the violation proposition
of its conclusion, namely the proposition that the house is on fire
and you wake me up, does not entail the violation proposition of
its premiss, namely the proposition that there is no emergency and
you wake me up). I conclude that in neither case do we have an
argument that is both intuitively invalid and an instance of strengthening the antecedent, and the objection fails.40
Objecting further to the second premiss, one might claim that the
argument from ‘do not wake me up (no matter what)’ to ‘if you have
conclusive reason to wake me up, do not wake me up’ is clearly an
instance of strengthening the antecedent but is intuitively invalid
because its premiss can be binding but its conclusion cannot be. I
reply that, contrary to appearances, the conclusion can be binding.
Suppose, for example, that I have promised not to wake you up
(no matter what). As far as my promise is concerned, what matters is
whether I wake you up or not; it does not matter whether I have
40
Objecting further to the second premiss, one might claim that the argument from ‘marry
him’ to ‘if you do not marry him, marry him’ is an instance of strengthening the antecedent
but is intuitively invalid: its conclusion is unsatisfiable (i.e. its satisfaction proposition is impossible), so — by a variant of the ought-implies-can principle — it cannot be binding even if
the premiss is binding. (Similarly if the conclusion is replaced with the satisfiable prescription
expressed by ‘if you kill him, marry him’.) I reply that, although I accept the principle that no
unobeyable prescription can be binding (see n. 67), I reject the principle that no unsatisfiable
prescription can be binding: in n. 22 I argued (and Assumption 1 of Appendix A entails) that
unsatisfiable prescriptions can be binding. This does not conflict with an acceptable variant of
the ought-implies-can principle: you can marry him (or not kill him), so you can refrain from
violating the prescription expressed by ‘if you do not marry him, marry him’ (or by ‘if you kill
him, marry him’).
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conclusive reason to wake you up or not. So relative to the fact that I
have promised not to wake you up, it is better if I have conclusive
reason to wake you up and I do not wake you up than if I have
conclusive reason to wake you up and I wake you up (although of
course it need not be better simpliciter),41 and this further objection
to the second premiss also fails.42
This completes my defence of the thesis that every obeyable pure
imperative argument that is strongly valid is intuitively valid. But what
about unobeyable pure imperative arguments, like the one from ‘prove
that 2+2 is 5’ to ‘open the window’? All such arguments are strongly
valid, and arguably they are also intuitively valid: ‘prove that 2+2 is 5’
can be expressed by ‘open the window and do not open the window’
(see n. 18). But even if one disagrees and claims that many such
arguments are intuitively invalid, this is no more a problem for my
41
In response one might argue that my reply does not work for the prescription expressed
by ‘if you have conclusive reason to wake me up and there is no reason not to wake me up, do
not wake me up’: if there is no reason not to wake you up, then the fact that I have promised
not to wake you up is not such a reason (e.g. because I have not freely promised). In reply I
can grant that the fact that I have promised not to wake you up would not have supported the
above prescription if it had not been a reason not to wake you up, but it does not follow that
the above fact, which by assumption is a reason not to wake you up, does not actually support
the above prescription. In any case, here is a reason why the above prescription can be
binding. Suppose it is a fact that the expected long-term consequences associated with the
proposition that I have conclusive reason to wake you up, there is no reason not to wake you
up, and I do not wake you up are better than the expected long-term consequences associated
with the proposition that I have conclusive reason to wake you up, there is no reason not to
wake you up, and I wake you up. This fact, I submit, supports the above prescription (but
need not be a reason not to wake you up, so the above supposition is compatible with the
proposition that no such reason exists).
42
Here is yet another objection to the second premiss. Suppose it is a fact that one’s
chance of getting a job (1) is higher given that one studies engineering than given that one
does not, but (2) is lower given that one studies both law and engineering than given that one
studies law but not engineering. This fact supports the prescription expressed by ‘study engineering’ but does not support the prescription expressed by ‘if you study law, study engineering’. So it is possible for a reason to support the premiss but not the conclusion of the
argument from ‘study engineering’ to ‘if you study law, study engineering’, and the argument
is intuitively invalid although it is an instance of strengthening the antecedent — or so the
objection goes. In reply I propose a reductio of the objection: if the reasoning of the objection
is accepted, then the absurd conclusion follows that for about any prescriptions <S, V> and
<S9, V9> the argument from <S, V> to <S9, V9> is intuitively invalid. Indeed, it suffices to
suppose, for some proposition G to the effect that something good happens, that it is a fact
that P(G|S) > P(G|V ) and P(G|S9) < P(G|V9 ). (Even if S entails S9 or vice versa (but not
both), the conditional probabilities P(G|S) and P(G|S9) need not be related.) So the objection
fails; but why does it fail? Because it appeals neither to strong nor to weak support, but rather
to what in n. 32 I called means/ends support; as I said in that note, means/ends support is not
directly relevant to imperative logic.
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definitions of pure imperative validity than the claim that arguments
like the one from ‘you will prove that 2+2 is 5’ to ‘you will open the
window’ are intuitively invalid is a problem for the standard definition
of pure declarative validity.
5.2 Arguments that are neither weakly nor strongly valid
In this subsection I defend the thesis that every pure imperative argument that is not weakly (equivalently: neither weakly nor strongly)
valid is intuitively invalid. To defend this thesis, I partition the group
of arguments that are not weakly valid — which, by the Equivalence
Theorem, is the group of arguments for which C9 does not entail C or
V9 does not entail V — into four subgroups, consisting of those arguments for which (i) C9 entails C and V9 does not entail V, (ii) C9 does
not entail C and C entails C9 (i.e. C9 extends C ), (iii) C9 does not
entail C, C does not entail C9, and C&C9 is possible (i.e. C and C9
overlap), and (iv) C9 does not entail C, C does not entail C9, and
C&C9 is impossible (i.e. C and C9 are incompatible43). I examine these
four subgroups in reverse order.
5.2.1 First subgroup: C and C9 are incompatible
I submit that every pure imperative argument that can be expressed by
‘if A is true, let B be true; so if A is false and A* is true, let B be true’
(for some propositions A, A*, and B) is intuitively invalid. For example, the argument from ‘if you love him, marry him’ to ‘if you do
not love him and he proposes, marry him’ is intuitively invalid.
It can be shown that for every argument in the first subgroup the
corresponding single-premiss argument can be expressed as above
(by letting A = C, A* = C9, and B = S”S9). I infer that every argument
in the first subgroup is intuitively invalid. One might object by claiming that the argument from ‘if you love him, marry him’ to ‘if you do
not love him but you have conclusive reason to marry him, marry
him’ is intuitively valid. (Compare an analogous argument I examined
in Sect. 5.1.) I reply that those who take this argument to be valid
presumably do so not because they see any connection between its
premiss and its conclusion, but rather because they take the conclusion to be necessarily supported by every reason and thus to follow
43
The claim that C9 does not entail C and C does not entail C9 is entailed by the claim
that C&C9 is impossible (and that C and C9 are possible, but recall that I am considering only
non-empty prescriptions), so the former claim is redundant in the definition of the current
subgroup.
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from every prescription.44 Contrary to appearances, however, the conclusion is not necessarily supported by every reason; for example, it is
not supported by the fact — suppose it is a fact — that you have promised not to marry him. Indeed, as far as your promise is concerned,
what matters is whether you marry him or not; it does not matter
whether you have conclusive reason to marry him or not. So relative to
the fact that you have promised not to marry him, it is not better if (1)
you do not love him, you have conclusive reason to marry him, and
you marry him than if (2) you do not love him, you have conclusive
reason to marry him, and you do not marry him; in other words, the
above fact does not support the conclusion of the above argument.
I conclude that the objection fails.
5.2.2 Second subgroup: C and C9 overlap
The propositions that you love him and that he loves you overlap (i.e.
neither of them entails the other, and their conjunction is possible),
and the argument from ‘if you love him, marry him’ to ‘if he loves
you, marry him’ is intuitively invalid. Many similar examples can be
adduced to support the generalization that every argument in the
second subgroup is intuitively invalid. One might object by considering the following argument:
ARGUMENT A:
If you study engineering, do not study philosophy
So: If you study philosophy, do not study engineering
One might claim that Argument A is in the second subgroup
(because the propositions that you study engineering and that you
study philosophy overlap) but is intuitively valid. (Argument A is an
instance of what may be called contraposition.45) In reply I will argue
that (contrary to appearances) Argument A is not intuitively valid.46
44
Alternatively, they might take the conclusion to be necessarily binding (i.e. they might
take it to be necessary that some reason supports the conclusion). I reply that no prescription
is necessarily binding because it is (logically) possible that no reasons exist.
45
I call a pure imperative argument an instance of contraposition exactly if <S9, V9> is a
contrapositive of <S, V>, namely exactly if S9&S is impossible and V9 = V. In support of my
definition of a contrapositive, note that it is natural to call the prescription expressed by ‘if S9
or V is true, let S or V be false’ a contrapositive of the prescription expressed by ‘if S or V is
true, let S9 or V be false’, and that if S9&S is impossible then the former prescription is
<S9, V> and the latter prescription is <S, V> (indeed, the violation proposition of both
prescriptions is (S”V )&(S9”V ), which is V if S9&S is impossible).
46
I need to argue that Argument A is not intuitively valid because to reply to the objection
it would not be enough to argue — as several people have argued (see: Beardsley 1944, p. 184;
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My argument has three premisses. (1) If Argument A is intuitively
valid, then the ‘converse’ argument from ‘if you study philosophy,
do not study engineering’ to ‘if you study engineering, do not study
philosophy ’ is also intuitively valid. (2) If the argument from I to I9
and the converse argument from I9 to I are both intuitively valid, then
the contexts of I and I9 are intuitively necessarily equivalent (because
the satisfaction propositions of I and I9 are intuitively necessarily
equivalent, and so are the violation propositions). (3) The contexts
of the prescriptions expressed by ‘if you study engineering, do not
study philosophy ’ and by ‘if you study philosophy, do not study
engineering’ are not intuitively necessarily equivalent (because they
overlap, otherwise Argument A is not in the second subgroup and
the objection does not even get off the ground). From these three
premisses it follows that Argument A is not intuitively valid. I conclude that the objection fails.
Here is an explanation of why one might — mistakenly — claim that
Argument A is intuitively valid: one might take the premiss and the
conclusion of Argument A to be the same prescription, because one
might confuse the premiss of Argument A, namely the conditional
prescription expressed by ‘if you study engineering, do not study philosophy ’ (a prescription which is avoided if you do not study engineering), with the unconditional prescription expressed by ‘let it be
the case that if you study engineering you do not study philosophy ’
(a prescription which is satisfied if you do not study engineering,
because its satisfaction proposition is the material conditional expressed by ‘if you study engineering, you do not study philosophy ’),
and similarly for the conclusion of Argument A (cf. Vranas 2008,
pp. 534–5). So one might confuse Argument A with the (intuitively
valid) trivial argument from ‘let it be case that if you study engineering
you do not study philosophy ’ to ‘let it be the case that if you study
philosophy you do not study engineering’. In support of this explanation, note that one is less inclined to claim that an instance of contraposition is intuitively valid when one is less inclined to take its premiss
and its conclusion to be the same prescription, as for example in the
argument from ‘if the volcano erupts, flee’ to ‘if you do not flee, let it
not be the case that the volcano erupts’.
Clarke 1985, p. 104; Fitch 1940; Makinson 1999, p. 37; cf. Clarke 1979a, pp. 609–10) — that some
instances of contraposition are not intuitively valid: even a single intuitively valid instance of
contraposition (with overlapping contexts) would refute my claim that every argument in the
second subgroup is intuitively invalid.
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In response one might note that the argument from ‘if the volcano
erupts, flee’ and ‘smile or do not smile’ to ‘if you do not flee, let it not
be the case that the volcano erupts’ is an instance of strengthening the
antecedent (because it turns out that the corresponding single-premiss
argument can be expressed by ‘let it not be case that the volcano
erupts and you do not flee; so if you do not flee, let it not be the
case that the volcano erupts and you do not flee’).47 So I must claim
that this argument is intuitively valid; but then how can I also claim
that the argument from ‘if the volcano erupts, flee’ to ‘if you do not
flee, let it not be the case that the volcano erupts’ is intuitively invalid?
How can the ‘vacuous’ prescription ‘smile or do not smile’ be responsible for the difference between an intuitively valid argument and an
intuitively invalid one? I reply that — as I explain in note 47 — the
prescription ‘smile or do not smile’ is responsible for the difference
between an argument with an unconditional conjunction of premisses
(‘let it not be the case that the volcano erupts and you do not flee’)
and an argument with a conditional conjunction of premisses (‘if
the volcano erupts, flee’). This difference matters because the unconditional conjunction of premisses, unlike the conditional one, is the
conjunction of the conclusion of both arguments (‘if you do not flee,
let it not be the case that the volcano erupts and you do not flee’) with
‘if you flee, let it not be the case that the volcano erupts and you do
not flee’, and thus intuitively entails the conclusion.
In response one might claim that the prescription ‘smile or do not
smile’ is necessarily supported by every reason and is thus analogous
to a necessary proposition: it is at least implicitly a premiss in every
argument, so it should not matter to (intuitive) validity whether one
47
The premiss ‘smile or do not smile’ can be replaced with ‘if the volcano does not erupt,
let it be the case that the volcano does not erupt’, or more generally with any prescription
whose violation proposition is impossible and whose context is entailed by the proposition
that the volcano does not erupt. The fact that the conjunction of ‘if the volcano erupts, flee’
with ‘smile or do not smile’ is ‘let it not be the case that the volcano erupts and you do not
flee’ follows from Definition 6 but can also be seen intuitively as follows (letting R, F, and M
be respectively the propositions that the volcano erupts, that you flee, and that you smile): ‘if
R is true, let F be true’ & ‘let M”‰M be true’ = ‘if R is true, let F be true’ & (‘if R is true, let
M”‰M be true’ & ‘if R is false, let M”‰M be true’) = (‘if R is true, let F be true’ & ‘if R is
true, let M”‰M be true’) & ‘if R is false, let M”‰M be true’ = ‘if R is true, let F&(M”‰M)
be true’ & ‘if R is false, let M”‰M be true’ = ‘if R is true, let F be true’ & ‘if R is false, let
M”‰M be true’ =‘if R is true, let R&‰F be false’ & ‘if R is false, let R&‰F be false’ = ‘let
R&‰F be false’. (The prescriptions expressed by ‘if R is false, let M”‰M be true’ and by ‘if R
is false, let R&‰F be false’ are the same because their violation propositions, namely
‰R&‰(M”‰M) and ‰R&(R&‰F) respectively, are both impossible, and their contexts are
the same, namely ‰R.)
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explicitly includes it in one’s premisses or not. I reply that the analogy
fails: ‘smile or do not smile’ is not necessarily supported by every
reason. For example, it is not supported by the fact that it is better
for your health if the volcano erupts and you flee than if the volcano
erupts and you do not flee. (More generally, it is not supported by any
reason which is conditional — see Appendix A — on the proposition
that the volcano erupts or on any other contingent proposition.) I can
grant that ‘smile or do not smile’ is binding and is thus analogous to a
true (rather than a necessary) proposition, but this analogy would
support my case: adding a true proposition to the premisses of an
intuitively invalid pure declarative argument can yield an intuitively
valid argument (e.g. add ‘Paris is the capital of France’ to the premiss
of ‘if Paris is the capital of France, then Paris is in France; so Paris is
in France’).
5.2.3 Third subgroup: C9 extends C
The proposition that you wake up extends the proposition that you
wake up and you see a burglar (i.e. the latter entails the former but not
vice versa), and the argument from ‘if you wake up and you see a
burglar, call the police’ to ‘if you wake up, call the police’ is intuitively
invalid. Many similar examples can be adduced to support the generalization that every argument in the third subgroup (i.e. every instance
of what may be called extending the context) is intuitively invalid.
One might object by considering the following argument:
ARGUMENT B:
If you study engineering, do not study philosophy
So: Do not study both engineering and philosophy
One might claim that Argument B is in the third subgroup (because
the context of its conclusion is necessary and thus extends the proposition that you study engineering) but is intuitively valid. In reply I
will argue that (contrary to appearances) Argument B is not intuitively
valid. My argument has three premisses. (1) If Argument B is intuitively valid, then so is the argument from the prescription expressed
by ‘if you study engineering, do not study both engineering and philosophy ’ (this prescription turns out to be the premiss of Argument B)
to the conjunction of the prescriptions expressed by ‘if you study
engineering, do not study both engineering and philosophy ’ and by
‘if you do not study engineering, do not study both engineering and
philosophy ’ (this conjunction turns out to be the conclusion of
Argument B). (2) If the argument from I to I&I * is intuitively
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valid, then so is the argument from I to I * (for any prescriptions I and
I *). (3) The argument from ‘if you study engineering, do not study
both engineering and philosophy ’ to ‘if you do not study engineering,
do not study both engineering and philosophy ’ is not intuitively valid.
From these three premisses it follows that Argument B is not intuitively valid. I conclude that the objection fails.
In response one might contest the third premiss by claiming that
the argument from ‘if you study engineering, do not study both engineering and philosophy ’ to ‘if you do not study engineering, do not
study both engineering and philosophy ’ is intuitively valid because its
conclusion — which can also be expressed by ‘if you do not study
engineering, do not study engineering’ — is unviolable (i.e. its violation proposition is impossible) and thus intuitively follows from every
prescription. In reply I reject the claim that an unviolable prescription
intuitively follows from every prescription: the unviolable prescription
expressed by ‘if you murder, murder’ does not intuitively follow from
the prescription expressed by ‘if you do not murder, do not murder’
or from the prescription expressed by ‘if he proposes, marry him’.
I conclude that the response fails.48
The above considerations suggest an explanation of why one
might — mistakenly — claim that Argument B is intuitively valid:
since the conclusion of Argument B amounts to the conjunction of
the premiss with a ‘vacuous’ (i.e. unviolable) prescription (namely ‘if
you do not study engineering, do not study engineering’), one might
think that the conclusion of Argument B does not go ‘beyond’ the
premiss. As I suggested in the previous paragraph, however, the vacuous conjunct of the conclusion of Argument B does go beyond the
premiss. By analogy with what I said about Argument A (Sect. 5.2.2),
here is also a second explanation of why one might claim that
Argument B is intuitively valid: one might confuse Argument B
with the (intuitively valid) trivial argument from ‘let it be the case
that if you study engineering you do not study philosophy ’ to ‘(let it
be the case that you) do not study both engineering and philosophy ’.
48
By analogy with what I said about Argument A (Sect. 5.2.2), here is also a second
argument for the conclusion that Argument B is not intuitively valid. (1) The converse argument is intuitively valid (because it is an instance of strengthening the antecedent: it can be
expressed by ‘do not study both engineering and philosophy; so if you study engineering, do
not study both engineering and philosophy ’). So (2) if Argument B is also intuitively valid,
then the contexts of its premiss and its conclusion are intuitively necessarily equivalent ; but (3)
they are not.
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Finally, here is a third explanation of why one might claim that
Argument B is intuitively valid: one might take Argument B to have
an extra, implicit premiss, namely ‘either study or do not study engineering’. So one might confuse Argument B with the (intuitively
valid) trivial argument from ‘if you study engineering, do not study
philosophy ’ and ‘either study or do not study engineering’ to ‘do not
study both engineering and philosophy ’. (The latter argument is trivial because, as one can show by using Definition 6, the conjunction of
its premisses is the same as its conclusion.) This confusion is understandable: in a context in which I am only told (e.g. by an advisor) not
to study philosophy if I study engineering, I am typically justified in
believing that I have also been implicitly told to either study or not
study engineering (as I see fit). So in a context in which the only
explicit premiss is the premiss of Argument B, I am typically justified
in considering ‘either study or do not study engineering’ as an extra,
implicit premiss. But the fact remains that the conclusion of
Argument B intuitively follows from the premiss of Argument B
together with the extra premiss, not from the premiss of Argument B
alone.49
5.2.4 Fourth subgroup: C9 entails C and V9 does not entail V
If V9 does not entail V, then either (1) V9 extends V (i.e. V9 does not
entail V and V entails V9 ), or (2) V and V9 overlap (i.e. V9 does not
entail V, V does not entail V9, and V&V9 is possible), or (3) V and V9
are possible but incompatible (i.e. V9 does not entail V, V does not
entail V9, and V&V9 is impossible). Here are examples of arguments
(with C9 = C ) that correspond to these three cases. (1) ‘If you love
him, marry him; so if you love him, marry him and kill him.’ (2) ‘If
you love him, marry him; so if you love him, kill him.’ (3) ‘If you love
him, marry him; so if you love him, do not marry him.’ All these
arguments are intuitively invalid, and many similar examples can be
49
One might alternatively take the implicit premiss to be ‘if you do not study engineering,
either study or do not study philosophy ’ (which is the same as ‘if you do not study engineering, do not study engineering’), or more generally any unviolable prescription whose context is entailed by the proposition that you do not study engineering (because the conjunction
of any such prescription with the premiss of Argument B turns out to be the same as the
conclusion of Argument B). Note also that a similar explanation works for Argument A: one
might confuse Argument A with the argument from ‘if you study engineering, do not study
philosophy ’ and ‘either study or do not study engineering’ to ‘if you study philosophy, do not
study engineering’. The latter argument is intuitively valid because it turns out to be an
instance of strengthening the antecedent (cf. n. 47 and corresponding text).
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adduced to support the generalization that every argument in the
fourth subgroup is intuitively invalid. One might object by claiming
that the argument from ‘believe that not all ravens are black’ to ‘believe that some ravens are not black’ is in the fourth subgroup —
because it is possible for you to believe that (P) not all ravens are
black without believing that (P9) some ravens are not black — but is
intuitively valid because, necessarily, every reason for you to believe P
is a reason for you to believe P9. I reply that, if it is indeed possible for
you to believe P without believing P9 (e.g. because believing P and
believing P9 amount to having different mental representations), then
it is also possible that some reason for you to believe P is not a reason
for you to believe P9; an example of such a reason is the fact that your
daughter’s life will be saved exactly if you believe P without believing
P9. In response one might claim that the above fact is a reason for you
to make yourself believe P but is not a reason for you to believe P
because no non-epistemic reasons for belief can exist. In reply note
first that in the above example your daughter’s life will be saved
exactly if you believe P without believing P9, even if you believe P
without making yourself believe it (e.g. because someone else makes
you believe it). Moreover, I do not think it is really controversial
that non-epistemic reasons for belief can exist (cf. e.g. BonJour 1985,
pp. 6–7; Williamson 2000, p. 207); I understand those who maintain
that pragmatic considerations can never justify a belief as denying that
pragmatic considerations can be epistemic reasons for belief, not as
denying that pragmatic considerations can be non-epistemic reasons
for belief.50
50
It is arguably also possible that some epistemic reason for you to believe P is not a reason
for you to believe P9; an example is the fact that an expert ornithologist confidently tells you
‘not all ravens are black, but it is false that some ravens are not black’ (assume that the expert
misspoke, intending to say ‘white’ instead of ‘not black’, and that your logical skills are so
poor that you fail to recognize the inconsistency). In response one might claim that the fact
that an expert confidently asserts an impossible proposition is not a reason to believe that
proposition. I reply that the fact that an expert mathematician confidently asserts a mathematical proposition that will be later on discovered to be false and thus impossible is now a
reason to believe that proposition. In response one might claim that the case of the ornithologist is relevantly different: the ornithologist’s assertion is obviously logically inconsistent, so
you ought to recognize the inconsistency even if in fact you do not. I reply that what is
obvious to one person need not be obvious to another, and whether one ought to recognize
an inconsistency depends on one’s epistemic situation and abilities: if your IQ is 50, it need
not be true that you ought to recognize the inconsistency in the ornithologist’s assertion. And
if your IQ is not 50, it could have been 50; all I need is the possibility that some epistemic
reason for you to believe P is not a reason for you to believe P9.
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5.3 Arguments that are weakly but not strongly valid
In this subsection I defend the thesis that almost every pure imperative
argument that is weakly but not strongly valid is neither intuitively
valid nor intuitively invalid. This thesis follows from two premisses.
(1) Every pure imperative argument that is weakly but not strongly
valid is an instance of what may be called strengthening the antecedent
and strictly weakening the consequent (or strengthening/weakening
for short); that is, the corresponding single-premiss argument can
be expressed by ‘if A is true, let B be true; so if A&A* is true, let
B”B* be true’ (for some propositions A, A*, B, and B* such that
A&A*&B*&‰B is possible — if it is impossible, it turns out (see n. 51)
that the argument is strongly valid). (2) Almost every instance of
strengthening/weakening is neither intuitively valid nor intuitively invalid. I defend these two premisses in turn.
To defend the first premiss, note first that a pure imperative argument is weakly but not strongly valid exactly if C9 entails C, V9 entails
V, V is not necessary, and S9 does not entail S. (This can be shown by
using the Equivalence Theorem.) Now given any such argument, the
corresponding single-premiss argument, namely the argument from ‘if
C is true, let S be true; so if C9 is true, let S9 be true’, can be expressed
by ‘if C is true, let S be true; so if C&C9 is true, let S”(S9&‰S) be
true’ (and is thus an — obeyable — instance of strengthening/weakening; note that A&A*&B*&‰B, namely C&C9&(S9&‰S)&‰S, is
S9&‰S, which is possible because S9 does not entail S). Indeed, the
context of ‘if C&C9 is true, let S”(S9&‰S) be true’, namely C&C9, is
C9 (since C9 entails C ), and the satisfaction proposition, namely
C&C9&(S”(S9&‰S)), is C9&(S”S9), namely (S9&(S”S9))”
(V9&(S”S9)), which is S9 (since V9 entails V and thus entails ‰S).
It can be shown that, conversely, every pure imperative argument that
is an obeyable instance of strengthening/weakening is weakly but not
strongly valid.51 So a pure imperative argument is weakly but not
strongly valid exactly if it is an obeyable instance of strengthening/
weakening.
To defend the second premiss, I will first examine certain special
instances of strengthening/weakening. Say that a pure imperative
51
Indeed: if a pure imperative argument is an obeyable instance of strengthening/weakening, then C9 entails C (because C9 = A&A* and C = A), V9 entails V (because V9 =
A&A*&‰B&‰B* and V = A&‰B), V is not necessary (because the argument is obeyable),
and S9 does not entail S (because S9 = A&A*&(B”B*) and S = A&B, so S9&‰S = A&A*&
(B”B*)&(‰A”‰B) = A&A*&B*&‰B, which is possible), so the argument is weakly but not
strongly valid.
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argument is an instance of strictly weakening the consequent exactly if
the corresponding single-premiss argument can be expressed by ‘if A is
true, let B be true; so if A is true, let B”B* be true’ (for some propositions A, B, and B* such that A&B*&‰B is possible). A widely
discussed instance of strictly weakening the consequent is the following argument:
ARGUMENT R:
Post the letter
So: Post the letter or burn it
(The claim that the letter is burned is understood as entailing that the
letter is not posted.) Many people — following Ross (1941, p. 62) —
have taken Argument R and similar arguments to be intuitively
invalid, but many other people have disagreed.52 I will argue that
Argument R and similar arguments are neither intuitively valid nor
intuitively invalid.
A common reply to the claim that Argument R is intuitively invalid
appeals to an analogy with declarative logic:
It is true that any army officer who said to a subordinate “Post the letter; so
post it or burn it!” would likely put his sanity under suspicion. But so
would any housewife who solemnly announced “Dinner is served; hence
dinner is served or the moon is yellow,” unless she were thought to be
joking. (Sosa 1966a, p. 212; cf. Castanẽda 1974, pp. 95–6)
The point is, I take it, that the typical inappropriateness of publicly
expressing the above inferences — an inappropriateness which, according to Hare (1967, pp. 311–14), is due to the violation of a Gricean
conversational maxim — casts no doubt on the intuitive validity of the
arguments on which the inferences are based. One might respond that
52
On the (intuitive) validity of Argument R and of similar arguments see: Adler 1980,
p. 102; Aloni 2003, p. 57; Belnap, Perloff, and Xu 2001, pp. 83–5; Bennett 1970, p. 318;
Bergström 1962, p. 40; Bohnert 1945, p. 313; Castañeda 1974, pp. 95–6; Chellas 1971, pp. 124,
127; Edgley 1969, pp. 169–76; Gombay 1965, p. 61, 1967, pp. 145–7; Green 1998, p. 718; Hall 1952,
pp. 130, 137; Hansen 2008, pp. 25–31; Hare 1949, pp. 32–3, 1954, pp. 267–8, 1967, pp. 309–14;
Hintikka 1977; Holdcroft 1978, pp. 111–16; Keene 1966, p. 60; Kenny 1966, p. 67; Mastop 2005,
pp. 106–7; McArthur and Welker 1974, pp. 238–9; Moser 1956, p. 204; Niiniluoto 1986, pp. 115–
16; Nolan 1977, p. 84; Ramı́rez 2003, pp. 20, 248–9; Rescher 1966a, pp. 115–17; Ross 1968, p. 161;
Segerberg 1990, pp. 203–4, 220, 2005, p. 1; Sosa 1966a, p. 212; Storer 1946, p. 27, n. 2; Tammelo
1975, p. 41; Vanderveken 1990, p. 162; Wedeking 1969, pp. 61–2; Weinberger 1958, pp. 77–8;
Williams 1963, p. 32; Zellner 1971, pp. 33–41. Argument R should be distinguished from its
deontic variants (e.g. ‘you are obligated to post the letter; so you are obligated to post the
letter or burn it’); similarly, the imperative variant of ‘Ross’s paradox’ — which arises from
combining the claims that Argument R is intuitively invalid and that it comes out valid on
certain plausible accounts of pure imperative validity — should be distinguished from deontic
variants of the paradox.
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some inferences based on Argument R are problematic even if they are
not publicly expressed: if I burn the letter because I infer, from the
premiss via the conclusion of Argument R, that my burning the letter
is permitted, am I not guilty of faulty reasoning? I am, but one might
reply that the fault does not lie in inferring the conclusion from the
premiss of Argument R; the fault lies instead in failing to notice that,
according to the premiss of Argument R, my burning the letter is not
permitted (cf. Hare 1954, pp. 267–8; Rödig 1972, pp. 184–5). Still,
according to the conclusion of Argument R, my burning the letter is
permitted, so a puzzle remains: how can anything be permitted according to the conclusion but not according to the premiss of an
intuitively valid pure imperative argument?53
One might attempt to circumvent the puzzle by denying that
my burning the letter is permitted according to the conclusion of
Argument R. In order to deny this, one might distinguish two prescriptions that the imperative sentence ‘post the letter or burn it’ can
express: the choice-offering prescription expressed by ‘post the letter or
burn it — at your choice’, and the alternative-presenting prescription
expressed by ‘post the letter or burn it — not at your choice, but on
the basis of further instructions’.54 My burning the letter is permitted
according to the choice-offering but not according to the alternativepresenting prescription, and one might claim that the conclusion of
Argument R is the alternative-presenting prescription. I reply that
the argument from ‘post the letter’ to the alternative-presenting prescription is not weakly valid (because if I choose to post the letter the
conclusion of the argument is violated but the premiss is not) and
is thus irrelevant to present concerns. So I take the conclusion of
Argument R to be the choice-offering prescription, and the above
attempt to circumvent the puzzle fails.
In response to the puzzle, one might argue that if something is
permitted according to the conclusion but not according to the
53
The puzzle is not dissolved by arguing that someone who expresses the premiss is not
committed to expressing the conclusion and thus need not grant permission to do whatever is
permitted according to the conclusion: the puzzle concerns what is permitted according to the
conclusion, not whether anyone grants a relevant permission.
54
The terms ‘choice-offering’ and ‘alternative-presenting’ were introduced by Rescher and
Robison (1964, p. 179). On the application of the distinction to Ross’s paradox see: Aloni 2003,
p. 57; Rescher 1966a, pp. 115–17; Ross 1968, p. 161; Zellner 1971, pp. 33–41. It is not clear whether
the sentence ‘post the letter or burn it — not at your choice, but on the basis of further
instructions’ expresses a prescription at all, and if it does, what exactly the prescription
amounts to (cf. Vranas 2008, pp. 542–3), but for what follows in the text I only need the
claim that, if a prescription is expressed, it is violated if I choose to post the letter.
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premiss of a pure imperative argument, then it need not be permitted
simpliciter (i.e. all-things-considered permitted), so there is no
problem with accepting that the argument is intuitively valid: this
acceptance does not license anything that the premiss forbids.55 But
then, one might ask, what is the point of inferences based on arguments like Argument R? If I must take into account that my burning
the letter is not permitted according to ‘post the letter’, and thus I am
not (all-things-considered) allowed to exercise the choice (between
posting and burning the letter) that ‘post the letter or burn it’ gives
me, then what is the point of inferring ‘post the letter or burn it’ from
‘post the letter’? In reply one might similarly ask what is the point of
inferring ‘he posted the letter or burned it’ from ‘he posted the letter’,
and might claim that an imperative (like a declarative) argument can
be intuitively valid even if only (or primarily) pointless inferences are
based on it. This reply, however, might be considered unsatisfactory:
those who are interested in a useful definition of pure imperative
validity might deny that an argument on which only (or primarily)
pointless inferences are based can be intuitively valid. They might
claim instead that the conclusion of an intuitively valid pure imperative argument will stand on its own feet, in the sense that, necessarily,
whatever is permitted according to the conclusion will also be permitted simpliciter (provided that something is permitted according
to the conjunction of the premisses exactly if it is permitted simpliciter), and they might conclude that Argument R is not intuitively valid.
We have thus reached a conflict of intuitions. I infer that Argument
R and similar arguments are neither intuitively valid nor intuitively
invalid.
55
One might object that in some cases accepting that the argument is intuitively valid does
license something that the premiss forbids. Suppose e.g. that you are given a three-question
quiz whose single instruction is: ‘answer exactly as many questions as there are non-prime
numbers in the set {11110, 11111, 11112}’. Suppose also you can immediately see that 11110 and
11112 are not prime (since they are even), so you accept as intuitively valid the argument from
the above instruction to ‘answer at least two questions’. Suppose finally you have no way of
finding out whether 11111 is prime. Then it is reasonable for you to decide to answer exactly
two questions. In this example, your answering exactly two questions is not permitted according to the premiss (because it turns out that 11111 is not prime: it is 41 times 271), but is
permitted according to the conclusion and is also permitted simpliciter if the argument is
accepted as intuitively valid — or so the objection goes. One might reply that your answering
exactly two questions is subjectively (and is not objectively) permitted simpliciter; but it is also
subjectively (and is not objectively) permitted according to the premiss, so accepting that the
argument is intuitively valid does not license anything that the premiss forbids (as long as
licensing and forbidding are understood either both subjectively or both objectively).
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To sum up: the debate concerning the intuitive validity of
Argument R (and of similar arguments) hinges on whether (1)
something (e.g. burning the letter) can be permitted according to
the conclusion but not according to the conjunction of the premisses
of an intuitively valid pure imperative argument, and this in turn
hinges on whether, (2) necessarily, whatever is permitted according
to the conclusion of an intuitively valid pure imperative argument is
also permitted simpliciter (provided that something is permitted according to the conjunction of the premisses of the argument exactly if
it is permitted simpliciter). (Accepting (2) leads one to reject (1) and
thus to conclude — via the premiss that burning the letter is permitted
according to the conclusion but not according to the premiss of
Argument R — that Argument R is not intuitively valid, but rejecting
(2) commits one to accepting (1) and thus removes the only real
obstacle I see to accepting that Argument R is intuitively valid.56)
Now one might plausibly hold that, for an unconditional prescription,
the claim that something is permitted according to the prescription
exactly if it is permitted simpliciter amounts to the claim that the
prescription is all-things-considered strongly binding. If so, then (2)
follows from the claim that, (3) necessarily, the conclusion of an
intuitively valid pure imperative argument is all-things-considered
strongly binding if the conjunction of the premisses is, and this in
turn follows from the claim that, (4) necessarily, only strongly valid
pure imperative arguments are intuitively valid.57 But then accepting
that strong validity is necessary for intuitive validity commits one to
accepting (2), whereas accepting that weak validity is sufficient for
intuitive validity allows one to reject (2). In this sense, conflicting
intuitions concerning Argument R (and similar arguments) can be
explained by a vacillation between strong and weak validity.
56
More precisely, it can be shown that the negation of (2) is equivalent to: (1*) possibly,
something is permitted according to the conclusion but not according to the conjunction of
the premisses of an intuitively valid pure imperative argument which is such that something is
permitted according to the conjunction of its premisses exactly if it is permitted simpliciter.
(1*) entails (1); moreover, accepting (1) leads one to accept (1*) because one may assume that
the conjunction of the premisses of some argument satisfying (1) is all-things-considered
strongly binding (see below in the text).
57
Strictly speaking, (3) follows from the conjunction of (4) with the variant of (D2) (see
Sect. 2) that corresponds to strong bindingness, and (3) and (4) are understood as restricted to
arguments with unconditional conclusions and conjunctions of premisses (a restriction that
does not matter for present purposes, since it is satisfied by Argument R and similar
arguments).
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One might try to resolve the conflict of intuitions concerning
Argument R by claiming that the argument is intuitively valid because
it can be expressed by ‘post the letter or burn it, and post the letter or
do not burn it; so post the letter or burn it’. So Argument R is not
only an instance of imperative disjunction introduction (namely an
argument to the disjunction of two prescriptions from one of the
disjuncts), but is also an instance of imperative conjunction elimination
(namely an argument from the conjunction of two prescriptions
to one of the conjuncts). In response one might claim that some
instances of imperative conjunction elimination, for example the
widely discussed argument from ‘put on your parachute and jump
out’ to ‘jump out’, are not intuitively valid.58 Strictly speaking, however, this argument is not an instance of imperative conjunction elimination if the satisfaction proposition of its premiss is the proposition
that you will put on your parachute and then you will jump out: this
proposition is not the conjunction of the propositions that you will
put on your parachute and that you will jump out, but is rather the
existentially quantified claim that, for some future times t and t9 such
that t9 is later than t, at t you will put on your parachute and at t9 you
will jump out. In response one might change the example: the argument from ‘tutor both my daughter and my son’ to ‘tutor my son’ is
clearly an instance of imperative conjunction elimination, but one
might claim that it is not intuitively valid because its conclusion permits you to tutor only my son. Of course one might reply that your
tutoring only my son (like your jumping out without having put on
your parachute) is not permitted according to the premiss and need
not be permitted simpliciter; so we are back to the discussion of
the previous paragraphs, and the conflict of intuitions reemerges.
I conclude that the observation that Argument R is an instance of
58
On the (intuitive) validity of the above argument and of (alleged) instances of imperative
conjunction elimination see: Adler 1980, p. 68; Castañeda 1960b, p. 162, n. 22; Edgley 1969,
pp. 170–4; Hall 1952, pp. 129, 130, n. 1, 136–7; Hamblin 1987, pp. 73–5; Hansen 2008, pp. 31–5;
Hare 1949, p. 32, 1954, pp. 267–8; Holdcroft 1978, pp. 113–14; MacKay 1971, pp. 93–4; Menger
1939, p. 59; Ramı́rez 2003, pp. 252–4; Rescher and Robison 1964, p. 177; Ross 1941, p. 68, 1968,
p. 163; Segerberg 1990, p. 217; Tammelo 1975, p. 39; Vanderveken 1990, p. 161; von Wright 1963,
p. 181; Weinberger 1958, p. 24; Zellner 1971, pp. 31–2. Gombay (1965, p. 61) attempts to distinguish ‘do x; so, do x or do y ’ from ‘do x and do y; so, do x’ by claiming that the former but
not the latter argument corresponds to a set of commands that is ‘sequentially inconsistent’, in
the sense that some ‘obedience-possibility of one member is logically inconsistent with every
obedience-possibility of another member’: doing y but not x is logically inconsistent with
doing x. I reply that a similar point holds about the latter argument: doing x but not y is
logically inconsistent with doing both x and y. So Gombay ’s attempt fails.
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imperative conjunction elimination leaves unaffected my claim that
Argument R and similar arguments are neither intuitively valid nor
intuitively invalid.59
Besides Argument R, another widely discussed argument that is
weakly but not strongly valid and that has been thought to be intuitively invalid is the argument — call it Argument C — from ‘if you read
the book, (then) come to see me’ and ‘read the book’ to ‘come to see
me’ (Castañeda 1958, p. 43). According to Castañeda, Argument C
is invalid because a ‘student will be drawing the wrong conclusion
if [without reading the book] … he goes to see his teacher on the
grounds that the latter issued the orders formulated in the premisses
of [Argument C]’ (1958, p. 44). My reply should come as no surprise:
although going to see the teacher without (first) reading the book
is permitted according to the conclusion of Argument C, it is not
permitted according to the conjunction of the premisses (and it
need not be permitted simpliciter). Indeed, by using Definition 6
one can show that the conjunction of the premisses of Argument C
is ‘read the book and (then) come to see me’, so we are back to the
discussion of the previous paragraph.60 Similar remarks apply to the
argument from ‘use an axe or a saw’ and ‘do not use an axe’ to ‘use a
saw’ (cf. Hare 1949, p. 31, 1967, pp. 314–17; Bennett 1970; Bergström
1962, pp. 33–5, 40; Moutafakis 1975, pp. 74–5; Peters 1949, p. 540;
59
My rejection of the claim that every instance of imperative conjunction elimination is
intuitively valid is compatible with my acceptance (in Sect. 5.1) of the claim that some instances
of imperative conjunction elimination are intuitively valid, namely those instances in which the
two conjuncts of the premiss have incompatible contexts.
60
On the (intuitive) validity of Argument C and of similar arguments — including (variants of ) the argument from ‘love your neighbour if you love yourself ’ and ‘love yourself ’ to
‘love your neighbour’ — see: Bennett 1959, p. 265, 1970, pp. 315, 318; Bohnert 1945, p. 313;
Castañeda 1960a, p. 28, 1960b, pp. 155, 169–70, 1963, p. 241, 1970, p. 444; Chaturvedi 1980,
p. 477; Clarke 1970, pp. 101–2; Duncan-Jones 1952, p. 198; Frey 1957, p. 466; Gensler 1990,
p. 197, 1996, p. 183; Green 1998, p. 720; Grelling 1939, p. 45; Grue-Sörensen 1939, p. 197; Hare
1969, p. 62; Hempel 1941, p. 106; Jørgensen 1938, p. 290; Kalinowski 1972, p. 77, n. 1; Ledent
1942, p. 270; MacKay 1969, pp. 148–9, 1971, pp. 92–3; Moser 1956, pp. 205–6; Rand 1939, p. 318,
1962, p. 248; Rescher 1966a, pp. 85, n. 11, 87; Ross 1941, p. 67, 1968, pp. 166–7; Vanderveken
1990, p. 60; Vetter 1971, p. 77; Weinberger 1958, pp. 45–6. Sosa (1970, p. 223) argues in effect
that Argument C is invalid because, if it were valid, then from its premisses together with the
premisses of the valid argument — call it Argument C* — from ‘if you do not read the book,
do not come to see me’ and ‘you do not read the book’ to ‘do not come to see me’ the
self-contradictory conclusion ‘come to see me and do not come to see me’ would follow (cf.
Chisholm 1963, pp. 34–5). In reply I deny that Argument C* is valid; but since this is a
mixed-premiss imperative argument (‘you do not read the book’ is a proposition), I defend
my view in a sequel to this paper (cf. n. 63).
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Williams 1963; Zellner 1971, pp. 36–41): the conjunction of its premisses turns out to be ‘use a saw and do not use an axe’. These
remarks can be generalized to every pure imperative argument that
is an obeyable instance of strictly weakening the consequent, so I
conclude that every such argument is neither intuitively valid nor
intuitively invalid.61
The above remarks can also be generalized to pure imperative arguments that are instances of strengthening/weakening without being
instances of strictly weakening the consequent. For example, my discussion of the argument from ‘post the letter’ to ‘post the letter or
burn it’ applies, mutatis mutandis, to the argument from ‘post the
letter’ to ‘if it rains, post the letter or burn it’. One might argue,
however, that certain other instances of strengthening/weakening
are intuitively invalid. Consider, for example, the argument — call it
Argument D — from ‘if you are not a soldier, enlist’ and ‘if you enlist,
wear a soldier’s uniform’ to ‘if you are not a soldier, wear a soldier’s
uniform’. Argument D is an instance of strengthening/weakening because the conjunction of its premisses turns out to be ‘if you are not a
soldier or you enlist, enlist and wear a soldier’s uniform’. But the
question of whether this conjunction intuitively entails ‘if you are
not a soldier, wear a soldier’s uniform’ is analogous to the question
of whether ‘enlist and wear a soldier’s uniform’ intuitively entails
‘wear a soldier’s uniform’: the two questions give rise to similar conflicts of intuitions. One might argue, however, that Argument D is
intuitively invalid because its conclusion need not be (weakly) binding
even if its premisses are: even if there is a reason for you to enlist given
that you are not a soldier and there is a reason for you to wear a
soldier’s uniform given that you in fact enlist, if you do not in fact
enlist then there need not be a reason for you to wear a soldier’s
uniform given that you are not a soldier (cf. Ross 1941, p. 67, n. 1; a
61
Similar remarks apply to the argument from ‘if you murder, repent’ to ‘if you murder,
murder’ (cf. Świrydowicz 1988, p. 235): its conclusion can also be expressed by ‘if you murder,
repent or do not repent’. Another (alleged) instance of strictly weakening the consequent that
one might take to be intuitively invalid is the argument from ‘apologize for having insulted
Harry ’ to ‘let it be the case that you have insulted Harry ’ (cf. Zellner 1971, p. 47). But if the
proposition that you apologize for having insulted Harry entails that you have insulted Harry
(as it must, if the argument is to be an instance of strictly weakening the consequent), then the
premiss of the argument can be expressed by ‘let it be the case that you have insulted Harry
and that you apologize for having insulted Harry ’, so we are back to my discussion of imperative conjunction elimination. Alternatively, if the sentence ‘apologize for having insulted
Harry ’ expresses the prescription expressed by ‘if you have insulted Harry, apologize for
having insulted him’, the corresponding argument is indeed intuitively invalid but is also
not weakly valid (see Sect. 5.2.3).
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similar point can be made about Argument C).62 I reply that, since
Argument D is weakly valid, its conclusion must be weakly binding
if the conjunction of its premisses is; I can grant that the conclusion
need not be weakly binding if every premiss is, but I have already
argued against defining pure imperative validity non-conjunctively
(see Sect. 4.2).
For a final example of a weakly but not strongly valid argument that
one might take to be intuitively invalid, consider the argument — call
it Argument E — from ‘marry him’ to ‘if you do not marry him, kill
him’. Argument E is an instance of what may be called violating the
premisses, namely a pure imperative argument for which C9 entails V
(i.e. the context of the conclusion entails the violation proposition of
the conjunction of the premisses). It can be shown that every obeyable
instance of violating the premisses for which S9 is possible is weakly
but not strongly valid, but one might claim that many such instances
are intuitively invalid. In reply note first that Argument E is also an
instance of imperative conjunction elimination: ‘marry him’ turns out
to be the conjunction of ‘marry him’ with ‘if you do not marry him,
kill him’. So we are back, mutatis mutandis, to a previous discussion;
in particular, killing him is conditionally permitted according to the
conclusion of Argument E but need not be conditionally permitted
simpliciter. Moreover, ‘marry him’ strongly and intuitively (see n. 40)
entails ‘if you do not marry him, marry him’; but the latter prescription can also be expressed by ‘if you do not marry him, kill him and
do not kill him’, and the intuition that this entails ‘if you do not marry
him, kill him’ conflicts with the original intuition that Argument E is
invalid. Some people, however, might find the original intuition to be
much stronger, and might conclude that Argument E is intuitively
invalid. For the sake of argument, let me grant this conclusion; after
all, my thesis in this subsection is only that almost every pure imperative argument that is weakly but not strongly valid is neither intuitively valid nor intuitively invalid. (It can now be seen that ‘almost’
amounts to ‘except for many instances of violating the premisses’.)
If Argument E and similar arguments are intuitively invalid, does
the fact that they are weakly valid pose a significant problem for
62
I understand (e.g.) the claim that there is a reason for you to wear a soldier’s uniform
given that you enlist as the claim that there is a (comparative) reason for you to enlist and
wear a soldier’s uniform rather than enlisting and not wearing a soldier’s uniform. On arguments similar to Argument D see: Espersen 1967, pp. 76–7; MacKay 1971, pp. 93–4; Rand 1939,
p. 318, 1962, p. 248; Ross 1941, p. 67, n. 1; Stolpe 2008, p. 175.
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my definition of weak validity?63 Some people might think so: Rescher
(1966a, pp. 86, 91) and Sosa (1964, pp. 77–8, 1966b, p. 233, 1967,
pp. 62–3) seem to consider unacceptable any definition of pure imperative validity that has the consequence that arguments like
Argument E are valid. I reply that a similar problem afflicts the standard definition of pure declarative validity, which has the consequence
that the following arguments are valid (Cooper 1968, pp. 297–8):
(1) You smiled. Therefore, if you did not smile, you killed your
daughter.
(2) It is not the case that if she is over eighty she is still young.
Therefore, if she is still young she is over eighty.
(3) If John is in Paris, then he is in France. If he is in Berlin,
then he is in Germany. Therefore, if John is in Paris he is in
Germany, or, if he is in Berlin he is in France.
(4) It is not the case that if my brother is the Pope he is Jewish.
Therefore, my brother is the Pope.
(5) There are no dinosaurs. Therefore, every dinosaur can fly,
and no dinosaur can fly.
Given that the above arguments are intuitively invalid, the standard
definition of pure declarative validity does not fit perfectly our intuitions (cf. Haack 1978, p. 33); but then why demand a perfect fit from a
satisfactory definition of pure imperative validity? I propose thus a
principle of parity: the standards of success for imperative logic should
not be higher or lower than those for standard declarative logic
(cf. Espersen 1967, p. 62, n. 14; Zellner 1971, pp. 58–9). In accordance
with this principle, my goal in this paper is to establish foundations
for pure imperative inference that are about as secure as the standard
foundations of pure declarative inference — not to establish perfectly
secure foundations. I admit that this defence of my definitions against
the charge that they have counterintuitive consequences should be
used sparingly; I have used it only once before (in Sect. 5.1), in response to the claim that many unobeyable pure imperative arguments
63
One might argue that a problem arises with ‘contrary-to-duty ’ imperative inferences: if
(1) ‘go’ entailed (2) ‘if you do not go, kill him’, then (1), together with (3) ‘if you do not go,
apologize’ and (4) ‘you do not go’, would entail (5) ‘kill him’ (via (2) and (4)), whereas (1),
(3), and (4) do not entail (5) but rather entail (6) ‘apologize’. In reply I deny that the
argument from (2) and (4) to (5) is valid; but since this is a mixed-premiss imperative argument ((4) is a proposition), I defend my view in a sequel to this paper (cf. n. 60).
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are intuitively invalid (despite being strongly valid). Overall, then,
my definitions of pure imperative validity fit our intuitions satisfactorily — even if not perfectly. It bears repeating that I am speaking
about tutored intuitions, and that my approach goes beyond a mere
appeal to intuitions: my definitions were motivated by foundational
considerations.
6. Conclusion
Alf Ross famously asked:
[W]hat does it mean that I2 is a logical consequence of I1? … I fail to see
that a statement of the rules governing the procedure by which the
transition is made from I1 to I2 contributes to the elucidation of the
question: what does such transition mean? … Does the transformation
mean anything and more than a word game, a parlour game? (Ross 1941,
p. 58)
In this paper I took Ross’s questions seriously: rather than just proposing yet another definition of pure imperative validity and trying to
defend it primarily by appealing to intuitions concerning the validity
of specific pure imperative arguments, I started by inquiring what
a definition of pure imperative validity must look like in order to
be useful (rather than a mere ‘parlour game’). This inquiry led me,
via general considerations about reasons, to my definitions of strong
and weak validity.
It is sometimes suggested in the literature that there is an unbridgeable gap between a satisfaction-based and a bindingness-based
approach to pure imperative inference (cf. Hare 1967, p. 325; Lemmon
1965, p. 61; Segerberg 1990, p. 203; Sosa 1970, pp. 223–4). For example,
according to Weinberger: ‘The satisfaction or non-satisfaction of an
imperative bears no relation to its validity [i.e. bindingness]. … There
is thus no way to derive an imperative logic out of the satisfaction
relation’ (1958, p. 30; my translation). The Equivalence Theorem that
I proved in this paper provides a way to bridge the gap between the
two approaches. Moreover, the equivalence that I proved between
weak validity and redundancy-validity provides further evidence for
the usefulness of weak validity.
This paper in effect defends a form of logical pluralism, understood
as ‘the view that several … consequence relations have a good claim to
be regarded as … providing defensible accounts as to when an argument is (deductively) valid’ (Humberstone 2009, p. 162). Indeed,
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Peter B. M. Vranas
I argued that strong and weak validity are both useful, and that pure
imperative arguments that are weakly but not strongly valid are neither intuitively valid nor intuitively invalid.64 On the other hand, the
form of logical pluralism that this paper defends is limited: I argued
that pure imperative arguments that are strongly (and thus weakly)
valid are intuitively valid, and that pure imperative arguments that are
not weakly (and thus not strongly) valid are intuitively invalid.
The obvious next step is to generalize my account to mixed-premiss
imperative arguments, namely arguments whose conclusion is a
prescription and whose premisses include both a prescription and a
proposition. This is a major task of a sequel to this paper.65
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65
My work on this paper was supported by a fellowship from the National Endowment for
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Appendix A
Proof of the Equivalence Theorem
To prove the Equivalence Theorem, I will use a certain assumption.
To formulate this assumption, I introduce first a definition: a (comparative) reason is conditional on a proposition P exactly if, for all
propositions P1 and P2 such that the reason favours P1 over P2, P1
entails P and P2 entails P. For example, under appropriate
circumstances, the fact that exercising and dieting is better for your
health than exercising without dieting is a reason conditional on
the proposition that you exercise: it favours some proposition which
entails that you exercise over some other such proposition (since it
favours the proposition that you exercise and you diet over the proposition that you exercise and you do not diet), but it does not favour
any proposition over any other one if it is not the case that both
propositions entail that you exercise (e.g. it does not favour the proposition that you exercise and you diet over the proposition that you do
not exercise).66 Given this definition, here is the assumption I will use
to prove the Equivalence Theorem:
ASSUMPTION 1: For any given prescription, it is possible for the
prescription to be strongly supported by some reason conditional
on the context of the prescription exactly if it is possible for the
prescription to be obeyed
This assumption captures two ideas. (1) If a prescription is unobeyable
(i.e. its obedience proposition is — logically — impossible; equivalently, its violation proposition is necessary), like the prescription expressed by ‘run and do not run’, then there is no possible world in
66
One might object by claiming that the fact that exercising and dieting is better for your
health than exercising without dieting favours the proposition that (1) you plan to exercise and
diet over the proposition that (2) you plan to exercise without dieting — although neither of
these propositions entails that you exercise. In reply I can stipulate that the ‘appropriate
circumstances’ (under which the above fact is a reason conditional on the proposition that
you exercise) include the fact that, given your psychological make-up, if you plan to exercise
then you will not exercise (so that the above fact does not favour (1) over (2)).
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which the prescription is strongly binding.67 (2) On the other hand, if
a prescription is obeyable (i.e. not unobeyable), then there is a possible
world in which the prescription is strongly binding (because it
is strongly supported by a reason conditional on the context of the
prescription). Take, for example, the prescription expressed by ‘if you
love your children, torture them just for fun’. There is a — maybe
extremely ‘remote’ — possible world in which it is a fact that the
expected long-term consequences associated with any (possible) proposition which entails that you love your children and you torture them
just for fun are equally good and are better than the expected
long-term consequences associated with any different proposition
which entails that you love your children and you do not torture
them just for fun. In that possible world, the above fact is a reason
conditional on the proposition that you love your children and
strongly supports the above prescription. One might claim that in
such a world the above prescription is not all-things-considered binding, or that it is not even pro tanto morally binding. But these claims
are compatible with Assumption 1: it suffices that the prescription
be pro tanto non-morally (e.g. prudentially) strongly binding in
the above world. So Assumption 1 is weaker than one might think
at first sight.
Consider now a pure imperative argument — from now on referred
to as ‘the Argument’ — whose premisses have the prescription <S, V>
(namely the ordered pair with first coordinate S and second coordinate V ) as their conjunction and whose conclusion is <S9, V9>.
My proof of the Equivalence Theorem has four parts.
First part : I will prove that, if V is necessary, or S9 entails S and V9
entails V, then the Argument is strongly valid. (1) If V is necessary,
then <S, V> is unobeyable, so by Assumption 1 it is impossible for
<S, V> to be strongly supported by any reason (see n. 67); then by
Definition 1a the Argument is strongly valid. (2) If S9 entails S and V9
entails V, then (assuming that the above two entailments hold necessarily) it is necessary that every proposition which entails S9 also
67
Assumption 1 entails that it is impossible for an unobeyable prescription to be strongly
supported by any reason conditional on the context of the prescription; but the context of an
unobeyable prescription is necessary, and any reason is conditional on a necessary proposition,
so Assumption 1 entails that it is impossible for an unobeyable prescription to be strongly
supported by any reason (and thus also entails — as one can see by using Definition 4 — that it
is impossible for an unobeyable prescription to be weakly supported by any reason).
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entails S and every proposition which entails V9 also entails V, so it is
necessary that (a) if a reason R favours every proposition which entails
S over every different proposition which entails V, then R favours
every proposition which entails S9 over every different proposition
which entails V9, and (b) if a reason R does not favour any proposition which entails S over any other such possible proposition, then R
does not favour any proposition which entails S9 over any other such
possible proposition; then by Definition 3 it is necessary that if a
reason strongly supports <S, V> it also strongly supports <S9, V9>,
so by Definition 1a the Argument is strongly valid.
Second part : I will prove that, if the Argument is strongly valid, then
V is necessary, or S9 entails S and V9 entails V. Consider the contrapositive: if V is not necessary and either S9 does not entail S or V9 does
not entail V (or both), then the Argument is not strongly valid (i.e.
by Definition 1a, there is a possible world in which some reason
strongly supports <S, V> but does not strongly support <S9, V9> ).
To prove this contrapositive, assume that its antecedent holds. Then V
is not necessary, so <S, V> is obeyable, and by Assumption 1 there is a
possible world W in which some reason R conditional on C strongly
supports <S, V>. Suppose, for reductio, that R in W also strongly
supports <S9, V9>. First case: S9 does not entail S. Then S9&‰S (i.e.
the conjunction of S9 with the negation of S) is possible, and is thus
different from S&V9 (because the conjunction of S9&‰S with S&V9 is
impossible, so S9&‰S and S&V9 would fail to be different only if they
were both impossible). Since (i) S9&‰S is different from S&V9, (ii)
S9&‰S entails S9, (iii) S&V9 entails V9, and (iv) R in W strongly
supports <S9, V9> and thus the corresponding dominance condition
(see Definition 3) holds, it follows that (1) R in W favours S9&‰S over
S&V9. Since R is conditional on C, it further follows that S9&‰S
entails C. Moreover, S9&‰S entails ‰S, so it entails C&‰S, namely
V. Since (i) S&V9 is different from S9&‰S, (ii) S&V9 entails S, (iii)
S9&‰S entails V, and (iv) R in W strongly supports <S, V> and thus
the corresponding dominance condition holds, it follows that (2) R in
W favours S&V9 over S9&‰S. But (1)&(2) contradicts the asymmetry
of comparative favouring. Second case: V9 does not entail V. Then
V9&‰V is possible, and is thus different from S9&V (because the
conjunction of V9&‰V with S9&V is impossible, so V9&‰V and
S9&V would fail to be different only if they were both impossible).
Since (i) S9&V is different from V9&‰V, (ii) S9&V entails S9, (iii)
V9&‰V entails V9, and (iv) R in W strongly supports <S9, V9> and
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thus the corresponding dominance condition holds, it follows that (3)
R in W favours S9&V over V9&‰V. Since R is conditional on C, it
further follows that V9&‰V entails C. Moreover, V9&‰V entails ‰V,
so it entails C&‰V, namely S. Since (i) V9&‰V is different from
S9&V, (ii) V9&‰V entails S, (iii) S9&V entails V, and (iv) R in W
strongly supports <S, V> and thus the corresponding dominance
condition holds, it follows that (4) R in W favours V9&‰V over
S9&V. But (3)&(4) contradicts the asymmetry of comparative favouring, and the reductio is complete.
Third part : I will prove that, if C9 entails C and V9 entails V, then the
Argument is weakly valid. Suppose that C9 entails C and V9 entails V,
and take any possible world W in which some reason R weakly supports <S, V> (if no such possible world exists, then by Definition 1b
the Argument is weakly valid). I will prove that R in W also weakly
supports <S9, V9>. By Definition 4, R in W strongly supports some
prescription I * whose satisfaction proposition S* entails S and
whose context is C. Consider the prescription I99 = <S*&S9,
C9&‰(S*&S9)>. Its violation proposition can be shown to entail
the violation proposition of I *,68 and S*&S9 entails S*, so by what I
proved in the first part above the argument from I * to I99 is strongly
valid, and by Definition 1a R in W strongly supports I99. But the
satisfaction proposition of I99 entails S9 and the context of I99 is C9,
so by Definition 4 R in W weakly supports <S9, V9>.
Fourth part : I will prove that, if the Argument is weakly valid, then C9
entails C and V9 entails V. Consider the contrapositive: if either C9
does not entail C or V9 does not entail V (or both), then the Argument
is not weakly valid (i.e. by Definition 1b, there is a possible world in
which some reason weakly supports <S, V> but does not weakly support <S9, V9> ). So prove this contrapositive, assume that its antecedent holds. Then V is not necessary (because if V and thus also C
were necessary, then C9 would entail C and V9 would entail V ), so
<S, V> is obeyable, and by Assumption 1 there is a possible world W
in which some reason R conditional on C strongly, and thus also
weakly, supports <S, V>. Suppose, for reductio, that R in W also
68
The violation proposition of I99, namely C9&‰(S*&S9), is equivalent to
(C9&‰S*)”(C9&‰S9). Since C9 entails C, C9&‰S* entails C&‰S*. Moreover, C9&‰S9 entails
C&‰S* (because C9&‰S9, which is V9, entails V, which is C&‰S, and which entails C&‰S*
because S* entails S). So (C9&‰S*)”(C9&‰S9) entails C&‰S*, which is the violation proposition of I *.
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weakly supports <S9, V9>. Shen, by Definition 4, R in W strongly
supports some prescription I * whose satisfaction proposition S*
entails S9 and whose context is C9 — and thus whose violation
proposition V* is entailed by V9. Since R in W strongly supports
<S*, V*>, R in W favours S* over V*. Since R is conditional on C,
both S* and V* entail C, and thus so does their disjunction, namely
C9. Since C9 entails C but either C9 does not entail C or V9 does not
entail V (or both), V9 does not entail V. Then V9&‰V is possible, and
is thus different from S*&V (because the conjunction of V9&‰V with
S*&V is impossible, so V9&‰V and S*&V would fail to be different
only if they were both impossible). Since (i) S*&V is different from
V9&‰V, (ii) S*&V entails S*, (iii) V9&‰V entails V* (because
V9&‰V entails V9, which entails V*), and (iv) R in W strongly supports <S*, V*> and thus the corresponding dominance condition
holds, it follows that (1) R in W favours S*&V over V9&‰V. Since
R is conditional on C, it further follows that V9&‰V entails C.
Moreover, V9&‰V entails ‰V, so it entails C&‰V, namely S. Since
(i) V9&‰V is different from S*&V, (ii) V9&‰V entails S, (iii) S*&V
entails V, and (iv) R in W strongly supports <S, V> and thus the
corresponding dominance condition holds, it follows that (2) R in W
favours V9&‰V over S*&V. But (1)&(2) contradicts the asymmetry of
comparative favouring, and the reductio is complete.
(Note that satisfaction indifference appears only in the first
of the above four parts. So I can now explain my remark, at
the end of Sect. 3.2, that for my purposes in this paper it does
not really matter whether one includes satisfaction indifference
or violation indifference — or both, or neither — in a definition
of strong support: it can be seen that all corresponding versions
of the Equivalence Theorem can be proved in essentially the same
four-part way, with only the first part requiring some — minor —
modifications.)
Appendix B
Alternative definitions of pure imperative validity
In this appendix I argue that my definitions of pure imperative validity
are preferable to all alternative definitions that have been proposed in
the literature and to some alternative definitions that might be proposed. I use five (groups of ) criteria in evaluating or comparing definitions: (1) whether the definitions are formally acceptable, in the
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sense of satisfying reflexivity and transitivity,69 (2) whether the definitions are intuitively acceptable, in the sense of fitting our (tutored)
intuitions, (3) whether the definitions are principled, in the sense of
being motivated by considerations that go beyond a mere appeal to
intuitions, (4) whether the definitions are usable, in the sense of
enabling one to decide whether specific pure imperative arguments
are valid, and (5) whether the definitions are useful, in the sense of
having (D1)–(D5) (Sect. 2), (D6) (Sect. 3.4), and (D7) (Sect. 4.2) as
consequences. Given that any definition that has (D7) as a consequence also has the consequence that the validity of a multiplepremiss pure imperative argument amounts to the validity of the
corresponding single-premiss argument, to simplify the exposition
I formulate most of the definitions that follow only for single-premiss
pure imperative arguments.
B.1 Five reductive definitions
Say that a definition of pure imperative validity is reductive exactly if it
reduces the validity of a pure imperative argument to the (standard)
validity of a corresponding pure declarative argument. Some reductive
definitions can be formulated as follows (for single-premiss arguments): ‘the pure imperative argument from I to I9 is valid exactly
if the (corresponding) pure declarative argument is valid whose premiss and conclusion are respectively the propositions that correspond to
69
Besides reflexivity and transitivity, the following conditions might be considered necessary for formal acceptability (cf. Alchourrón and Martino 1990, pp. 57–8; Koslow 1992, p. 5,
1999, p. 113; Westerhoff 2005, p. 615). (Notation:
and are sets of prescriptions ( is
non-empty), and I and I9 are prescriptions.) (1) Weak cut: if
entails I and [{I} entails
I9, then entails I9. (2) Strong cut: if entails I and [{I} entails I9, then [ entails I9.
(3) Idempotence:
entails I exactly if the set of all and only those prescriptions that are
entailed by entails I. (4) Projection: if I2 , then entails I. (5) Monotonicity: if entails
I and , then entails I. It can be shown that (a) transitivity (namely: if entails I and
{I} entails I9, then entails I9) follows from strong cut, from weak cut plus monotonicity, and
from idempotence plus monotonicity, (b) weak cut follows from strong cut and from idempotence plus monotonicity and projection, (c) reflexivity (namely: {I} entails I) follows from
projection, (d) projection follows from monotonicity plus reflexivity, and (e) monotonicity
follows from strong cut plus projection. It can also be shown that weak validity (strictly
speaking: weak entailment) satisfies all of the above conditions, and that strong validity
satisfies weak cut and idempotence but not strong cut, projection, or monotonicity. Geach
(1966, p. 77) and Kenny (1975, pp. 92–5, 1989, pp. 44–5) reject monotonicity but MacKay (1971,
p. 92) accepts it; I submit that conflicting intuitions about monotonicity are largely explained
by a vacillation between strong and weak validity. (I do not consider conditions (1)–(5) necessary for formal acceptability because, unlike reflexivity and transitivity, conditions (1)–(5)
are not important for usefulness; so strictly speaking I subsume formal acceptability under
usefulness.)
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I and to I9’ (cf. Dubislav 1937, p. 341). I will examine the reductive
definitions according to which the proposition that corresponds to a
given prescription is (1) the satisfaction proposition S of the prescription (satisfaction-validity), (2) the obedience proposition ‰V of the
prescription (obedience-validity), (3) the material conditional C=S,
where C is the context of the prescription (conditional-satisfactionvalidity), (4) the material conditional V=P, where P is a proposition
specifying a ‘penalty ’ associated with the violation of the prescription
(penalty-validity), and (5) the proposition that the prescription is
binding (bindingness-validity).70
B.1.1 Satisfaction-validity
The argument from I to I9 is satisfaction-valid exactly if S entails S9.
This definition is usable and formally acceptable, but is not principled
and is arguably not useful (arguably it does not have any of (D1)–(D6)
as a consequence 71). Nor is it intuitively acceptable: the argument
from ‘if it rains, close the window’ to ‘if it rains and thunders, close
the window’ (Sect. 5.1) is intuitively valid but satisfaction-invalid (and
similarly for many other instances of strengthening the antecedent),
and the argument from ‘if you wake up and you see a burglar, call the
police’ to ‘if you wake up, call the police’ (Sect. 5.2.3) is intuitively
invalid but satisfaction-valid (and similarly for many other instances
of extending the context).
70
(1) On satisfaction-validity see: Aloni 2003, p. 61; Bennett 1970, p. 314; Bergström 1962,
pp. 37–42; Black 1964, p. 168; Boisvert and Ludwig 2006, p. 882; Castañeda 1960a, p. 27; Clarke
1973, p. 193, 1975, pp. 417–18, 1985, p. 101; Clarke and Behling 1998, p. 283; Fisher 1962, pp. 232–3;
Gensler 1996, pp. 183–4; Hare 1967, pp. 324–5; Harnish 2006; Hofstadter and McKinsey 1939,
p. 452; Katz 1977, pp. 229–30; Niiniluoto 1985, p. 177; Rescher 1966a, pp. 89–91; Ross 1941,
pp. 60–2; Vanderveken 1990, p. 52; Wedeking 1969, p. 45. Cf.: Belnap 1966; Binkley 1966;
Gibbard 2003, pp. 46–7; Simon 1965, 1966a, 1966b. (2) On obedience-validity see: Rescher
1966a, pp. 90–1. (3) On penalty-validity see: Bohnert 1945 ; Espersen 1967, p. 79; Fitch 1946;
Fulda 1995; Gensler 1996, pp. 184–5; Menger 1939, p. 59; Moutafakis 1975, pp. 17, 62–7. (4) On
bindingness-validity see: Aune 1977, p. 176; Bennett 1970, p. 315; Castañeda 1960a, p. 43, 1960b,
p. 155, 1974, chap. 4, 1975, pp. 121–3; Chaturvedi 1980, p. 474; Espersen 1967, pp. 77–8; Frey 1957,
p. 465; Green 1998, p. 719; Grue-Sörensen 1939, pp. 197–8; Hare 1967, pp. 324–5; Kapitan 1984;
Lemmon 1965, p. 61; Mitchell 1990, pp. 485–97; Moritz 1941, pp. 240–1; Raz 1977, p. 83; Ross
1941, pp. 58–60; Sosa 1967, pp. 60–2; Wedeking 1969, pp. 102–14; Zellner 1971, pp. 49–51.
71
Concerning (D1): since some satisfaction-valid arguments are neither weakly nor strongly
valid, it is possible that some reason R supports (weakly or strongly) the premiss but not the
conclusion of a satisfaction-valid argument, so if R is complete (see n. 10) and assumption (A1)
of n. 10 holds, then by reasoning as in that note one can show that it is possible that R
supports the premiss but no complete reason supports the conclusion of a satisfaction-valid
argument. Similarly concerning (D2).
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B.1.2 Obedience-validity
The argument from I to I9 is obedience-valid exactly if ‰V entails
‰V9 (i.e. V9 entails V ). (For unconditional prescriptions, obedience-validity amounts to satisfaction-validity.) This definition is
usable and formally acceptable, but is not principled and is arguably
not useful (arguably it does not have any of (D1)–(D6) as a consequence). Nor is it intuitively acceptable: the arguments from ‘if the
volcano erupts, flee’ to ‘if you do not flee, let it not be the case that the
volcano erupts’ (Sect. 5.2.2) and from ‘if you answer the first question,
do not answer both questions’ to ‘do not answer both questions’
(cf. Sect. 5.2.3) are intuitively invalid but obedience-valid (and similarly for many other instances of contraposition and of extending the
context).72
B.1.3 Conditional-satisfaction-validity
The argument from I to I9 is conditional-satisfaction-valid exactly
if C=S entails C9=S9. Surprisingly, this kind of validity (which captures the thought that pure imperative validity is isomorphic to pure
declarative validity) amounts to obedience-validity: C=S entails
C9=S9 exactly if ‰(C&‰S) entails ‰(C9&‰S9), namely exactly if
‰V entails ‰V9.
B.1.4 Penalty-validity
The argument from I to I9 is penalty-valid exactly if V=P entails
V9=P9. This definition is formally acceptable, but is not principled
and is arguably not useful (arguably it does not have any of (D1)–(D6)
as a consequence). Nor is it usable: it is not clear what the penalty P
associated with (the violation of ) any given prescription is (cf. Fulda
1995, pp. 7–8). One might respond that the definition is partly usable,
for two reasons. First, because in many cases it is clear that P = P9;
for example, this is so in some cases in which I and I9 are both only
about answering questions on a pass-fail exam (so the penalty would
be failure). Second, because the penalty associated with certain
72
Another intuitively invalid but obedience-valid argument is the argument from ‘if you
answer the first question, do not answer all three questions’ to ‘if you answer the second
question, do not answer all three questions’. Moreover, every instance of violating the premisses (Sect. 5.3) is obedience-valid (although this is irrelevant to a comparison of obediencewith weak validity). On the other hand, every satisfiable instance of violating the premisses is
satisfaction-invalid; but even if one takes this to confer an advantage (in terms of intuitive
acceptability) on satisfaction- over weak validity, this advantage is offset by the counterintuitive consequences of the definition of satisfaction-validity (Sect. B.1.1).
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prescriptions is ‘null’, namely a tautology; for example, Fulda (1995,
p. 7) claims that this is so for ‘excuse me’. But then, I reply, the
definition is not intuitively acceptable, for two reasons. First, because
every obedience-valid argument for which P = P9 is penalty-valid
(if P = P9, then it turns out that V=P entails V9=P exactly if V9
entails V”P, and thus if V9 entails V ), but some obedience-valid
arguments for which (proponents of penalty-validity would say) it is
clear that P = P9 are intuitively invalid (Sect. B.1.2). Second, because if
the penalty associated with ‘excuse me’ is a tautology, then for every
prescription I (e.g. ‘do not excuse me’) the argument from I to ‘excuse
me’ is penalty-valid.
B.1.5 Bindingness-validity
The argument from I to I9 is bindingness-valid exactly if the proposition that I is binding entails the proposition that I9 is binding.
This definition is formally acceptable and principled, but is not in
any obvious way usable, so it is not clear how to assess its intuitive
acceptability. It turns out, however, that if a certain assumption holds,
then a variant of this definition is equivalent to a corresponding variant of Definition 1 (see n. 10 for details), and then bindingness-validity
is after all usable but is no real rival to strong or weak validity.
B.2 Five further definitions
B.2.1 Assent-validity
According to Hare: ‘A sentence P entails a sentence Q if and only if the
fact that a person assents to P but dissents from Q is a sufficient
condition for saying he has misunderstood one or other of the sentences’ (1952, p. 25). To this definition one might object that a person
who fails to realize that P entails Q can assent to P and dissent from Q
despite understanding both P and Q (cf. Kelsen 1979, p. 336, 1991,
p. 401).73 Moreover, Hare’s definition is about (imperative and declarative) sentences, not directly about prescriptions. To avoid these
problems, say that the argument from I to I9 is assent-valid exactly
73
See Castañeda 1960a, p. 30 for a possible reply. On Hare’s definition see also: Bennett
1970, p. 318; Bhat 1983; Castañeda 1960a, pp. 28–33; Clarke 1985, pp. 5, 103; Duncan-Jones 1952;
Espersen 1967, pp. 67–8; Hansen 2008, pp. 36–8; Hare 1952, p. 172, 1967, pp. 325–6, 1995; Hoche
1995a, pp. 230–2, 1995b, pp. 339–40; Keene 1966, pp. 62–3; MacKay 1969; Moutafakis 1975,
pp. 71–8; Wedeking 1969, pp. 100–2; Zellner 1971, pp. 25–33; cf. Gombay 1967, pp. 150–1;
Hare 1949, pp. 31–7; Stalley 1972. On related definitions see: Binkley 1965, pp. 436–48 (cf.
Aune 1977, pp. 158–67); McArthur and Welker 1974; Searle and Vanderveken 1985;
Vanderveken 1990.
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if, necessarily, every person who assents (or is committed to assenting)
to I is (thereby) committed to assenting to I9 (cf. Hare 1969, p. 65).
(Alternatively, following Rescher (1966a, pp. 77–8), one might say that
the argument from I to I9 is assent-valid exactly if, necessarily, every
person who — at least implicitly — assents to I also at least implicitly
assents to I9.) Say also that a person assents to (or endorses) a prescription exactly if the person takes the prescription to be binding
(cf. Gauthier 1963, pp. 63–4; Chaturvedi 1980, p. 474). (Alternatively,
following Hare (1952, pp. 19–20, 1969, p. 66), one might define assenting to a prescription as prescribing that the prescription be satisfied or
agreeing to satisfy it.) This definition of pure imperative validity is
formally acceptable and principled, but I take its major flaw to be that
it is not usable; for example, it is not clear whether it is necessary that
every person who assents (or is committed to assenting) to ‘Smith,
open the window’ is committed to assenting (or at least implicitly
assents) to ‘Smith, if the sun shines, open the window’. So it is also
not clear how to assess the intuitive acceptability of the definition.
B.2.2 Satisfactoriness-validity
Following Kenny (1966, pp. 71–4, 1975, pp. 80–2), say that a prescription is satisfactory relative to a given set of goals exactly if the satisfaction proposition of the prescription entails that every goal in the set
is achieved, and say that the argument from I to I9 is satisfactorinessvalid exactly if, necessarily, for every set of goals, if I is satisfactory
relative to that set, then I9 is also satisfactory relative to that set.
(Satisficing validity (Sect. 3.4), to which the following discussion
also applies, amounts to satisfactoriness-validity if I and I9 are unconditional.) This definition of pure imperative validity is formally acceptable and principled. Moreover, it can be shown (see Kenny 1966,
p. 74, 1975, p. 82) that the argument from I to I9 is satisfactorinessvalid exactly if the ‘converse’ argument from I9 to I is satisfactionvalid (i.e. exactly if S9 entails S), so the definition is also usable.
The definition is not useful, however: it does not have (D6) as a
consequence (Sect. 3.4). Nor is it intuitively acceptable: the arguments
from ‘open the door’ to ‘open the door and smash the window’
(Kenny 1966, p. 74, 1975, p. 83), from ‘bring me a drink’ to ‘bring
me a poisoned drink’ (Gombay 1967, p. 146), and from ‘read at least
one book’ to ‘read a million books’ are intuitively invalid but
satisfactoriness-valid. Proponents of satisfactoriness-validity might
respond: ‘a man who is told to open the door, and reasons that a
sufficient condition of this would be to open the door and smash the
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window, is reasoning with perfect logic’ (Hare 1969, p. 67). In reply I
can grant this, but it does not follow that the argument from ‘open the
door’ to ‘open the door and smash the window’ is intuitively valid;
to use an analogy, someone who is told that the door is open, and
reasons that a sufficient condition for this being true is that the door is
open and the window is smashed, may be reasoning with perfect logic,
but it does not follow that the argument from ‘the door is open’ to
‘the door is open and the window is smashed’ is intuitively valid.
Proponents of satisfactoriness-validity might also argue that, by opening the door and smashing the window, ‘the agent would no doubt
annoy the commander; but this would be because he would be acting
against the commander’s tacit desire that the window should not be
broken’ (Kenny 1966, p. 74, 1975, p. 83). ‘If my only want is to have the
door open, why should I object if someone opens the door and
smashes the window?’ (Kenny 1975, p. 91.) I reply that the appeal to
tacit desires — or to ‘bad consequences’ (Raz 1978b, p. 11) — is a red
herring: if from ‘open the door’ someone infers ‘open the door and
cure cancer’, and proceeds to do both, I will not object to her curing
cancer, but I will still object to her inference.74
B.2.3 Rescher’s definition
According to Rescher (1966a, pp. 82–91), the pure imperative argument from I1, … , In to I9 is valid exactly if, letting S* be the conjunction of the satisfaction propositions of the premisses, S*&V9 is
impossible and, if S* is possible, then S*&S9 is also possible. This
definition is usable, but is not principled and is arguably not useful
(it does not have (D7) as a consequence: as one can show by using
Definition 6, S* in general differs from the satisfaction proposition of
74
Strictly speaking, Kenny claims that ‘the command “open the door and smash the window” can’t be inferred from the command “open the door”: the logic of satisfactoriness concerns fiats, not directives’ (1966, p. 74, 1975, p. 83), and grants that ‘the logic of satisfactoriness
needs very drastic supplementation if it is to be regarded as the logic of commands’ (1975,
p. 91; cf. 1975, p. 84, n. 11). On satisfactoriness-validity see also: Anscombe 1989, pp. 385–6,
1995, pp. 12–3; Aune 1977, pp. 125–31; Bennett 1970, pp. 316–17; Clarke 1979b, pp. 280–1; Geach
1966; Gombay 1967; Hansen 2008, p. 34; Hare 1967, pp. 324–5, 1969, pp. 64–8; Kenny 1989,
pp. 43–5; Milo 1976, p. 16; Mitchell 1990, pp. 480–6; Raz 1978b, pp. 9–11; Ross 1968, pp. 176–7;
Sosa 1966a, pp. 215–23; Zellner 1971, pp. 57–8. Note finally that satisficing validity (as opposed
to satisfactoriness-validity) is intuitively unacceptable also because the argument from ‘if it
rains, close the window’ to ‘if it rains and thunders, close the window’ (Sect. 5.1) is intuitively
valid but is not satisficingly valid (and similarly for many other instances of strengthening the
antecedent).
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Peter B. M. Vranas
the conjunction of the premisses). Nor is it formally acceptable: it
violates transitivity (Sosa 1967, p. 63; cf. Chellas 1969, p. 101, n. 14;
Espersen 1967, p. 76; Green 1998, p. 720). Finally, it is not intuitively
acceptable: the argument from ‘answer both questions’ to ‘if you do
not answer the first question, answer both questions’ is intuitively
valid (cf. Sect. 5.1) but is invalid (cf. Chellas 1969, pp. 100–1) according
to Rescher’s definition (and similarly for many other instances of
strengthening the antecedent), and the arguments from ‘if you wake
up and you see a burglar, call the police’ to ‘if you wake up, call the
police’ (Sect. 5.2.3; cf. Castañeda 1970, p. 443) and from ‘if you love
him, marry him’ and ‘if you do not love him, do not marry him’ to
‘kill him’ (cf. Castañeda 1970, pp. 442–3; Zellner 1971, pp. 59–61) are
intuitively invalid but are valid according to Rescher’s definition (and
similarly for many other instances of extending the context and arguments with jointly unsatisfiable premisses).
B.2.4 Sosa’s definition
According to Sosa (1966b, p. 232, 1967, p. 62, 1970, p. 216; cf. 1964,
pp. 71, 77), a pure imperative argument with conclusion I9 is valid
exactly if some of its premisses are such that (1) the conjunction
of their satisfaction propositions is possible and entails S9, and
(2) the disjunction of their violation propositions is entailed by V9.
This definition is usable, but is not principled and is arguably not
useful (it does not have (D7) as a consequence: see Sect. B.2.3). Nor
is it formally acceptable: it violates reflexivity (e.g. the argument from
‘run and do not run’ to ‘run and do not run’ is invalid according to
Sosa’s definition). Finally, it is not intuitively acceptable: the argument
from ‘if you answer the first question, do not answer both questions’
to ‘do not answer both questions’ (cf. Sect. 5.2.3) is intuitively invalid
but is valid according to Sosa’s definition (and similarly for many
other instances of extending the context), and the arguments from
‘if it rains, close the window’ to ‘if it rains and thunders, close the
window’ (see n. 39) and from ‘if you love me, kiss me’ and ‘if you do
not love me, kiss me’ to ‘kiss me’ are intuitively valid but are invalid
according to Sosa’s definition (and similarly for many other instances
of strengthening the antecedent and arguments with jointly unsatisfiable premisses).
B.2.5 Semi-inconsistency-validity
Say that the argument from I to I9 is inconsistency-valid exactly if I and
the negation of I9 are inconsistent (cf. Geach 1963, p. 38; Gensler 1990,
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p. 193, 1996, p. 183; Hare 1969, pp. 72–3, 1995, p. 276; Lemmon 1965,
p. 55; Moser 1956, p. 200; Wedeking 1969, pp. 157–8). In a previous
paper (Vranas 2008, pp. 536–8, 545–8) I have defended the following
definitions: (1) the negation of the prescription <S, V> is the prescription <V, S>, and (2) two prescriptions are inconsistent exactly
if the disjunction of their violation propositions is necessary. But
then the above definition of pure imperative validity violates reflexivity: the argument from ‘if it rains, run’ to ‘if it rains, run’ is not
inconsistency-valid because the prescriptions ‘if it rains, run’ and ‘if
it rains, do not run’ (the latter being the negation of the former) are
not inconsistent (the disjunction of their violation propositions,
namely of the propositions that it rains and you do not run and
that it rains and you run, is not necessary).75 In response one might
claim that ‘if it rains, run’ and ‘if it rains, do not run’ should count
as inconsistent. I disagree (Vranas 2008, p. 547), but let us call these
two prescriptions semi-inconsistent. More generally, say that two
prescriptions are semi-inconsistent exactly if their conjunction is
unsatisfiable, and say that the argument from I to I9 is semi-inconsistency-valid exactly if I and the negation of I9 are semi-inconsistent ;
equivalently (as one can show by using Definition 6), exactly if
S entails S9 and V9 entails V. (So a pure imperative argument is
semi-inconsistency-valid exactly if it is both satisfaction-valid and
obedience-valid. Cf. Espersen 1967, pp. 74–5.) This definition of
pure imperative validity is principled, formally acceptable, and
usable, but is arguably not useful (arguably it does not have any of
(D1)–(D6) as a consequence). Nor is it intuitively acceptable: the argument from ‘if you answer the first question, do not answer both
questions’ to ‘do not answer both questions’ (cf. Sect. 5.2.3) is intuitively invalid but semi-inconsistency-valid (and similarly for many
other instances of extending the context), and the argument from ‘if
it rains, close the window’ to ‘if it rains and thunders, close the
window’ (Sect. 5.1) is intuitively valid but semi-inconsistency-invalid
75
One might conjecture that, if the prescriptions I and I9 are inconsistent, then either the
argument from I to the negation of I9 or the argument from I9 to the negation of I is
intuitively valid. This conjecture is false, however, as one can check by considering for example
the inconsistent prescriptions ‘if you sing or dance, do not sing’ and ‘if you do not sing or do
not dance, sing’.
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(and similarly for many other instances of strengthening the
antecedent).76
76
Let me also briefly examine some additional approaches to pure imperative inference. (1)
Makinson and van der Torre’s (2000, 2001, 2003a, 2003b, 2007) ‘input/output logics’ can be
understood as specifying when an ordered pair of sentences follows from a set of such pairs; so
if the ordered pair <A, B> expresses (the prescription expressed by) ‘if A is true, let B be
true’, then input/output logics might be understood as providing definitions of pure imperative validity. But in input/output logics (contrary to my approach) two ordered pairs <A, B>
and <A9, B9> can express (what I take to be) the same prescription even if B and B9 are not
logically equivalent. For example, if R = ‘you run’ and S = ‘you smile’, then <R, S> and <R,
R&S> both express ‘if you run, smile’, but S and R&S are not logically equivalent. So
reflexivity is not automatically satisfied: ‘if you run, smile’ need not follow from itself, because
<R, R&S> need not follow from <R, S> in input/output logics. In fact, it turns out that
reflexivity is satisfied only in input/output logics (among those examined in Makinson and van
der Torre 2000) in which <A, A> may be inferred from any premisses. But as I argued in
Sect. 5.2.3, it is not the case that an unviolable prescription (like ‘if you murder, murder’)
follows from every prescription. (2) Based on Veltman’s (1996) update semantics, Mastop
(2005) proposes a definition of (pure) imperative validity which has the counterintuitive
consequences that (a) the argument from ‘if it rains, close the window’ to ‘if it rains and
thunders, close the window’ is invalid and (b) from ‘post the letter or burn it’ and ‘do not
burn the letter’ (in this order but not in the reverse order) every prescription follows (2005,
pp. 105–6). (Mastop’s motivation for (b) is to avoid Ross’s paradox (n. 52), but — contrary to
what he claims (2005, p. 107) — on his definition the argument from ‘post the letter’ to ‘post
the letter or burn it’ is valid.) (3) Chellas (1969, 1971) proposes a definition of (pure) imperative validity which has the counterintuitive consequence that arguments expressed by ‘do X or
Y; so do X or do Y’ are in general invalid (1969, p. 23). (A definition proposed by Segerberg
(1990, pp. 215–16) also has this counterintuitive consequence.) Moreover, Chellas takes prescriptions to be two-valued (1969, pp. 3, 38, 1971, pp. 116–17), but in a previous paper (Vranas
2008, pp. 534–5) I have argued that they are three-valued. (4) Świrydowicz (1994) proposes a
definition of (pure) imperative validity which has the counterintuitive consequence that the —
strongly valid, and indeed trivial (Sect. 5) — argument from ‘kiss me’ and ‘if you kiss me, hug
me’ to ‘kiss me and hug me’ is invalid.
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