Toward a Jamesian account
of trauma and healing
Shannon Sullivan
Abstract: In this essay, I use William James’s theory of emotion from his Principles of
Psychology to develop an account of trauma as fully and non-reductively psychophysiological. After explaining James’s account of emotion as bodily change, I develop a Jamesian
understanding of trauma and healing in three steps. Drawing from examples of post-traumatic stress disorder (PTSD) experienced by both soldiers and victims of sexual assault,
I argue that (1) all traumatic events, even ones that seem to leave no physical wound, are
physiological because they are emotional, and (2) a Jamesian understanding of trauma need
not be conined to the individual; it can account for the prememories and postmemories of
collective and transgenerational trauma. Finally (3), I argue that because trauma involves
bodily movement and change, so too should successful recovery from trauma, a Jamesian
insight that supports the use of movement therapies to promote healing.
Keywords: William James; emotion; body; trauma; healing.
1. Introduction
In this essay, I use William James’ theory of emotion to develop an account
of trauma as fully and non-reductively psychophysiological. The concept of
trauma, from the Greek term for “wound”, originally was understood as bodily. With the advent of psychiatry and especially Sigmund Freud’s psychoanalytic theory in the late nineteenth century, the notion of trauma shifted to its
contemporary meaning of a wound inlicted on the mind (Caruth 1996: 3). If
something like a severe knife cut exempliies the irst understanding of trauma, the second understanding is quintessentially found in the “shell shock”
experienced by soldiers in World War I, which was the irst large-scale war
to use the explosive chemical trinitrotoluene (TNT) in artillery shells. Drawing from James’ 1890 Principles of Psychology (1950a; 1950b), I will argue that
both of these understandings of trauma are inadequate because they are dualist and reductive. On a Jamesian approach, all forms of trauma are irreducibly
psychophysiological and thus cannot be understood without rejecting mindbody dualisms that tend to plague most accounts of trauma. James’ account
philinq V, 2-2017, pp. 131-148
ISSN (print) 2281-8618-ETS
132
SHANNON SULLIVAN
of emotion as bodily change suggests that both the wound of trauma and the
possibility of healing from it should be understood in terms of bodily movement, just as bodily states, changes, and movement should be understood as
psychologically rich events. As trauma scholar Gabriele Schwab (2010: 41) has
claimed, “trauma kills the pulsing of desire, the embodied self”. With James,
we could say that the trauma that kills the embodied self happens at the level
of the body’s physio-emotional pulsing and striving.
Using James’ philosophy to understand trauma initially might seem an odd
choice given that James scarcely discusses the topic in his published work.
In Principles’s two long volumes, for example, the term shows up only twice,
once as “traumatic inhibition” (James 1950a: 75), another as “traumatic injury”
(James 1950b: 687), and both as quick throwaways that reveal little about what
James might think about trauma. The closest that James comes to addressing
a topic related to trauma is when he discusses his own experience with and
recovery from depression. As James famously claimed, the way he cured himself of his depression was by willing himself to believe in free will. “I think
that yesterday was a crisis in my life”, James reports after reading Renouvier’s
description of free will, and thus “my irst act of free will shall be to believe
in free will” (James quoted in McDermott 1977: 7). For this reason, James’
concept of will power might seem the most likely resource for developing a
Jamesian account of trauma and healing.
While to my knowledge no one has developed such an account, we can
ind a suggestion in that direction in Susan Brison’s (2002) Aftermath: Violence
and the Remaking of the Self. As Brison discusses her traumatic experience of
sexual assault and attempted murder, she briely invokes James’ will to believe
when considering the possible advantages of willfully conforming one’s symptoms of post-traumatic stress disorder (PTSD) to diagnosable criteria of mental
illness in the Diagnostic and Statistical Manuel (DSM) produced by the American Psychiatric Association (2002: 80). Brison rightly notes that doing so could
help a person’s symptoms and suffering be taken seriously by the medical establishment so that she receives the treatment she needs. Thinking of oneself
as having some agency with regard to one’s health also can support healing, as
long as the range and power of one’s will is not overestimated (2002: 83).
Despite this possible usefulness, however, Jamesian will power is an inadequate tool for understanding trauma and healing, a point with which I think
Brison largely would agree. (I will return later to Brison’s account of her assault.) One reason is that will power has little to do with the experience of
undergoing a catastrophic event that wounds the self. It is irrelevant to and
thus unhelpful for understanding trauma, especially when trauma results from
an unpredictable or senseless accident (Malabou 2012: 8-11). A second impor-
TOWARD A JAMESIAN ACCOUNT OF TRAUMA AND HEALING
133
tant reason is that even though will power can be relevant to the question of
recovery from trauma, the answers it provides tend to blame the victim and/or
beg the question. James’ personal experience with depression aside, how does
telling someone (or oneself) to will their recover – “just do it!” – help them actually do so? And if a person doesn’t recover, does that mean that she is at fault
because of her weak will? Finally, appealing to will power tends to reinforce
mind-body dualisms that neglect both the bodily basis of trauma and healing
and the psychological richness of human physiology. For all these reasons, I
believe that James’ most biologically based work is the best resource in his
corpus for understanding the psychological complexities of trauma and healing.
After explaining James’ account of emotion as bodily change, I will develop
a Jamesian understanding of trauma and healing in three steps. Drawing from
examples of PTSD experienced by both soldiers and victims of sexual assault,
I will argue that (1) all traumatic events, even ones that seem to leave no physical wound, are physiological because they are emotional, and (2) a Jamesian
understanding of trauma need not be conined to the individual; it can account
for the prememories (Brison 2002) and postmemories (Brison 2002; Schwab
2010) of collective and transgenerational trauma. Finally (3), I will argue that
because trauma involves bodily movement and change, so too should successful recovery from trauma, a Jamesian insight that supports the use of movement therapies to promote healing.
2. James’ theory of emotion
For James, emotion is the feeling of bodily changes in response to perceiving something in the world. To appreciate the radical nature of this deinition,
we should focus on the word “is” in it. Emotions just are felt bodily changes,
which means that emotions do not cause bodily reactions, as is often thought.
Oversimplifying for the sake of example, it is not the case that a person is
anxious about an upcoming meeting and then, as a result of that anxiety, feels
cramping or “butterlies” in her stomach. On James’ account, the felt contractions in a person’s stomach are her anxiety, period. This deinition also means
that emotions do not represent bodily states and changes, which is another
common misunderstanding of emotion.1 Taking the example of anxiety once
again, it is not the case that a person’s stomach begins to cramp at the thought
of an upcoming meeting and then she psychologically represents or registers
1
Jesse Prinz’s (2004) perceptual account of emotion interprets James in this way. For a full defense of my reading of James in disagreement with Prinz, see Chapter 1 of Sullivan (2015). See also
Reisenzein, et. al. (1995), Taylor (1996: 35), and Wilshire (1968: 212).
134
SHANNON SULLIVAN
her physical state as the emotion of anxiety. James would claim that the problem with both causal and representational accounts of emotion is that they
separate emotion from physiology, and they do so by introducing some sort
of “mind stuff” to explain the nature of emotion, as James (1950b: 451) colorfully calls it. On these misunderstandings, emotions either cause or represent a
physiological event, but in either case emotion is miscast as something mental
that intervenes in a physiological event. And in either case, the misassumption is that human physiology cannot be psychologically rich. Such richness
is (wrongly) reserved for the mental, understood (again, wrongly) as divorced
from the physical.
In contrast, for James, human physiology is thoroughly emotional and psychologically complex in its own right. This is the vital point of James’ theory of
emotion, as he himself claims (James 1950b: 451; see also James 1994). There
is no separate or additional “mind stuff” when it comes to emotion. Human
emotional life can be understood completely by means of human physiology,
once its richness and complexity are acknowledged, and this claim does not
use physiology as a metaphor for something mental or non-physical. When
James speaks of “the yearning of our bowels for our dear ones”, for example,
we should understand him as saying that the emotional tug of yearning is the
felt tonality and tension of the intestines (1950b: 308). Claims such as these do
not demean human psychological life or reduce it to something “merely” physical. They instead locate and challenge the main problem with many theories
of emotion, which is reliance on reductive, biologically lat understandings of
human physiology.
Bodily states and changes are indeinitely numerous and complex, which
means that our emotional repertoire is indeinitely complex as well. In noting
this complexity, James’ goal is not to describe or catalogue the full array of human emotions. Indeed James’ theory takes the opposite approach, and his exasperation with the tendency to merely catalogue emotions is both forthright and
humorous. As James (448) claims after reading the leading scientiic psychological works on emotion of his day, he would rather “read verbal descriptions
of the shapes of the rocks on a New Hampshire farm [than] toil through them
again”. For James, the complexity of bodily states and changes means that we
probably will never completely comprehend the intricate and vast dimensions
of human emotional life. One reason for this is that there is not a one-to-one
correspondence between a particular emotion and a particular bodily state
or location. James would remind us that the case of anxiety discussed above
has been over-simpliied for the sake of example. Anxiety is never a matter
merely of the stomach muscles alone, and muscular cramping in the stomach
is a physiological component of many different emotional patterns. As James
TOWARD A JAMESIAN ACCOUNT OF TRAUMA AND HEALING
135
(478) cautions, “each muscle is not affected to some one emotion exclusively, as
certain writers have thought”. Various patterns of relationships between different bodily parts, circuits, and states give rise to different emotions (Prinz
2006: 72-73; Sullivan 2015: 41-42).
This explains why emotions are dificult to fake convincingly: “the immense
number of [body] parts modiied in each emotion is what makes it so dificult
for us to reproduce in cold blood the total and integral expression of any one of
them” (James 1950b: 450). The complex variety of physiological patterns also
is related to the fact that some cultures identify particular shades of emotion
that go unnoticed in other cultures (485). For example, American Englishspeaking culture does not inely discriminate the emotions of schadenfreude
(happiness felt at another person’s misfortune) or pena ajena (embarrassment
felt at witnessing someone else’s humiliation) as German and Spanish cultures
respectively do. This could be merely a linguistic difference – American English lacks precise words for these particular patterns of emotion – or more
signiicantly, it could be also that different cultural environments give rise to
different physiological patterns and thus different emotional experiences.
Just as felt bodily changes should be recognized as emotions, all emotions
should be understood as physiological states and movements. As James (450)
argues, “no shade of emotion, however slight, should be without a bodily reverberation as unique, when taken in its totality, as is the mental mood itself”.
When an emotion is felt, it is because one’s body has moved, attuned itself to,
or otherwise responded to something in the world (including imagined or erroneously perceived events). If I feel afraid while standing on a bridge without
a guardrail, my heart rate, respiration, muscle tone, and probably many other
aspects of my physiology have changed. The fact that people sometimes seem
to feel an emotion before its physical aspects are manifest does not change
James’ claim. He argues that in that situation, a person has not felt a nonbodily emotion, but has anticipated bodily symptoms that are to come (458).
Put another way, emotion-anticipation is not the same thing as a felt emotion
even though intensely anticipating a particular emotion can work a person into
a physiological fervor of feeling the emotion itself. If I am walking toward the
bridge and seem to feel afraid before I am on it and my heart rate quickens, it is
because I recall my past emotional-physiological state while on the bridge and
that recollection is an anticipation of the fear I soon will feel again. It is not the
fear yet itself. It might be, however, a different, antsy sort of emotion, with its
own, subtle physiological state that is dificult to identify or name – perhaps
something like the “morbid terror” discussed by James in which what is feared
is fear itself (458).
A inal point to note about James’ theory of emotion is its insistence – mis-
136
SHANNON SULLIVAN
taken in this case, as I will argue – that all emotions are felt. As James puts it
with his characteristic emphasis, “every one of the bodily changes, whatsoever it
be, is FELT, acutely or obscurely, the moment it occurs (1950b: 450-51, emphasis
in original). Most of the time, James thinks, we do not pause in the midst of
a passionate emotion to note how our body feels. We tend to be fairly obtuse
in this respect, and on a gross bodily level, James is correct. When tense from
stress at work, for example, a person does not often notice how her shoulders
have hunched up and her back muscles have tightened. Drawing attention to
one’s bodily tension can help one relax it and thus alleviate the emotional tension. James is wrong, however, that all bodily changes are or can be consciously
felt. It is not just that we tend to ignore our bodily states, as James’ examples
of the worried brow and the embarrassed cough highlight. It is also that some
physiological states and changes are not available to conscious awareness no
matter how hard we try to feel them. For example, the psoas muscle, connecting legs to hips and torso in the lower abdomen, is a key muscle involved in
fear but not all of its states or contractions can be felt (Koch 1997). If “feeling”
means conscious awareness of how one feels – and this clearly is what James
intends by the term – then not all emotions are feelings. Many physiological
states and changes – especially the iner grained ones – are non-conscious and/
or unconscious, which means that so too are many of our emotions.
3. Trauma and Post-Traumatic Stress Disorder (PTSD)
Trauma is a grave injury that results from a shocking or devastating experience. Trauma can and does take many forms. It can be either episodic or ongoing, for example, in cases of sexual assault. It can be caused by global events,
such as war, or local and personal events, such as rape. What is true in all cases
is that trauma wounds people’s lives in intimate ways. While trauma also can
be collective, shared, and even transmitted across generations (a topic to which
I will return), it is never impersonal. At its crux, traumatic events produce intense and often unbearable suffering that does not easily go away.
What exactly is the nature of a traumatic injury? Consider the example of
a soldier who is suffering from PTSD. Typical symptoms include nightmares
and lashbacks that relive the traumatic event; being tense and easily startled;
having dificulty sleeping; severe, even suicidal depression; feelings of guilt,
shame, and/or explosive anger; memory loss; and avoiding thoughts or places that remind one of the traumatic event (The National Institute of Mental
Health 2016). Until very recently, PTSD has been considered an emotional
or psychological condition, not a physical injury (Worth 2016). In part, this
TOWARD A JAMESIAN ACCOUNT OF TRAUMA AND HEALING
137
is because soldiers who have no visible physical injuries can be and often are
aflicted with PTSD. An explosive might go off near a soldier, but her body
armor and/or tank protect her from the lying shrapnel and so she survives
the blast with no physical harm. Or so we thought, until neuropathologists
began in the 2010s to examine systematically the brain tissue of deceased soldiers who suffered from PTSD and discovered dust-like scarring in the brain
very different from other brain diseases such as Alzheimer’s and chronic traumatic encephalopathy caused by concussions in sports or automobile accidents
(Worth 2016). It turns out that the visible injuries of an explosive blast are only
part of the story. The other part is the “invisible” damage done to the brain,
when the blast wave ripples through the body, changing speed and causing
more or less destruction when it hits more or less dense matter. While the
physics of blast wave damage on the human body are not yet fully understood,
the emerging scientiic conclusion is that blast waves injure the brain, causing
the symptoms of PTSD. (And in fact the brain damage from explosive blasts
is worse for those inside armored tanks than for those outside them because
the blast wave multiplies as it bounces off hard surfaces.) As a result, “much
of what has passed for emotional trauma may be reinterpreted” now that we
understand that “PTSD is more physical than psychological” (Worth 2016).
From a Jamesian perspective, the recent increase in knowledge about the
physical effects of blast injury is most welcome. It furthers the understanding of
blast trauma and is likely to help medical practitioners better treat soldiers who
suffer from PTSD. It would be a grave mistake, however, to think that our better understanding of blast waves should displace psychology with physiology.
James would insist that it is wrong to claim that PTSD is more physical than
psychological, just as it has been wrong to think over the past century that “shell
shock” and PTSD are psychological and emotional rather than physical. PTSD
is emotional, psychological trauma because it is physical trauma. The bodily
changes that occur when an explosive detonates nearby a person are the emotional wounds that will become manifest sometime after the traumatic event.
Understanding bodily changes as emotions allows one to understand the
following description of a blast wave as a description of “the bodily soundingboard” (James 1950b: 471) as the wave reverberates through it. The violent
speed of bodily change stands out: the blast wave that hits the body is “a wall
of static pressure traveling outward in all directions faster than the speed of
sound” (Worth 2016). People who experience it at fairly close range “describe
it as an overpowering, full-body experience…, a simultaneous punching and
squeezing effect, a feeling at once generalized and intensely violent, as if someone had put a board against your body and then struck it with dozens of hammers” (Worth 2016). As the wave violently slams into, across, and through the
138
SHANNON SULLIVAN
entire body, the magnitude and complexity of bodily changes that take place
are dificult to fathom and perhaps will never be well understood. Current
hypotheses about how the brain is damaged include “surges of blood upward
from the chest [into the brain]; shearing loads on brain tissues; and the brain
bouncing back and forth inside the skull” (Worth 2016).
Whatever the case turns out to be – and it is likely that multiple factors are
at play simultaneously – James would underscore two important points about
blast injuries. First, every physical description of blast injury is a description of
emotional injury. The magnitude and complexity of bodily changes at play are
the magnitude and complexity of emotions involved, both of which perhaps
are so complex due to the extremity of the event that we will never be able to
untangle them all. Second, the bodily changes involved in blast injuries are not
psychologically and emotionally important only because they impact the brain.
Emotions are not “located” in the brain, even if an area of the brain (the amygdala) tends to be associated with emotional experience. (James thus would
disagree with Catherine Malabou’s [2012: 3] claim that the brain is “the privileged site of the constitution of affects”.) Emotion is “located” in every nook
and cranny of our bodies. Not just the brain, but also every organ, muscle, and
tissue in the body is psychologically vibrant, even if in different ways and to
different degrees. This is why every organ, muscle, and tissue in the body is
susceptible to psychological injury when it undergoes physical violence.
What James can teach us about trauma and PTSD in the case of wartime
blast injuries is helpful for other cases of trauma and PTSD as well. Returning
to Susan Brison’s account of her near fatal sexual assault, Brison (2002, 15)
provides a list of psychophysiological symptoms very similar to those of “shell
shocked” soldiers: “dissociation, lashbacks, hypervigilance, exaggerated startle response, sleep disorders, inability to concentrate, diminished interest in
signiicant activities, and a sense of a fore-shortened future”. In fact, the majority of PTSD cases are caused by events outside of the military, and women are
twice as likely as men to develop PTSD because they more often are victims of
interpersonal violence (Gradus 2017; Brown, Burnette, and Cerulli 2015). The
similarities across cases of PTSD extend beyond symptoms to explanations for
the disorder and strategies for its treatment. For example, like many soldiers
who “said it makes a big difference to be told they have a physical wound
rather than a mental one” (Worth 2016), Brison “felt enormous relief…when
she learned that there was evidence that [PTSD] was a neurological condition,
treatable by drugs… It was liberating to think of [her]self as having a physical
injury” (Brison 2002: 77).
As Brison goes on to chronicle, however, treating her “despair as a ‘purely
mechanical problem’” misunderstood her illness, even as treating her depres-
TOWARD A JAMESIAN ACCOUNT OF TRAUMA AND HEALING
139
sion with medication was one component of her eventual recovery (78). Her neurophysical wound was not reductively or “mechanically” physiological. James
helps us understand that it was a fully emotional and psychological wound
because it was bodily. As Brison (2002: x) explains, the worst part of her violent assault was its psychophysiological aftermath, when she experienced “how
trauma not only haunts the conscious and unconscious mind, but also remains
in the body, in each of the senses, ready to resurface whenever something triggers a reliving of the traumatic event”. We could say that Brison’s entire bodily
sounding-board – not just her brain – continued to reverberate with the event
of her rape and attempted murder long after the assault was over. James helps
us see that the idea of replacing psychology with physiology is nonsensical in
her case, just as it is for soldiers and others suffering from PTSD, because human physiology is fully psychological.
4. The fringe of collective and transgenerational trauma
Trauma is not always an individual affair. It also can be collective. This
is fairly obvious in the case of national or global events that impact a larger
number of people at one time. The 9/11 terrorist attacks in the United States
in September 2001 and the November 2015 terrorist attacks in Paris are two
examples of collective traumatic events during which many individual people
underwent a similar devastating experience. Trauma also can be collective in
a different sense, however, when the effects of trauma are transmitted to and
experienced by individuals who did not directly undergo the original traumatic event. Often this involves the transmission of trauma across generations,
from grandparents, parents, and other ancestors to children, who then in turn
can transmit the trauma to their offspring if the traumatic experience has not
been resolved. It is this sense of collective trauma on which I will focus here,
examining how James’ theory of emotion can help us understand it.
Although James typically is considered an individualistic philosopher
(Pawelski 2008), his work also could be described as focused on the person
(Taylor 1996), where “the person” need not be understood as an atomistic individual. However we assess the role of the individual in James’ work, his philosophy offers resources for understanding trauma as collective and shared
across persons. The concept of the fringe is one of the most important of those
resources. All objects of consciousness have fringes, James claims, where the
distinctness of the object’s meaning fades into other related meanings/objects
of consciousness. The fringe “makes [us] aware of relations and objects but
dimly perceived”, as James (1950a: 258) explains. It is where precision is mis-
140
SHANNON SULLIVAN
placed and where vagueness must be allowed, even appreciated. James also
describes the fringe as a gap: whatever things we perceive, he says, “we feel
their relation to this aching gap” (1950a: 259), this something more of which
they are a part but which necessarily eludes conscious attention (because once
one focuses on the relations in the fringe, they no longer are the fringe but
are objects of conscious thought with their own elusive fringes). The concept
of the fringe highlights the importance of continuities in James’ thinking, anticipating his later doctrine of radical empiricism, which holds that not just
particular things, but also the relations between them are part of felt experience (James 1996). The term “fringe” shows up only briely in James’ essays on
radical empiricism, however (see James 1996: 28). It is in Principles, where felt
experience is identiied with bodily states and changes, that the concept of the
fringe is introduced and developed.
James scholar Bruce Wilshire (1968: 94) has claimed, “the real point James
wishes to make [concerning the concept of the fringe] is that the fringe of
thought involves a reference to the future”. According to Wilshire, the future
satisfaction of a thought is what its fringe primarily concerns. For example, if
I am thinking about rain, the fringe of that thought might include whether
there will be large puddles of water on the road as I drive, whether I have an
umbrella with me, whether I closed the upstairs window at home, and so on.
While I agree with Wilshire that the fringe can involve the future, I disagree
that reference to the future is the only or the main part of the Jamesian fringe.
The relation to the past provided by the fringe can be just as, or even more
signiicant as its relation to the future.
James himself provides an example of the fringe in which relationship to the
past is central. As he describes a lint arrowhead that he holds in his hand, he
claims, “all remote objects in space or time are believed [to be real]” by means
of the fringe. He then continues:
When I believe that some prehistoric savage [sic] chipped this lint, for example,
the reality of the savage and of his act makes no direct appeal either to my sensation,
emotion, or volition. What I mean by my belief in it is simply my dim sense of a continuity between the long dead savage and his doings and the present world of which the
lint forms a part. It is pre-eminently a case for applying our doctrine of the ‘fringe’
(1950a: 320, emphasis in original).
For James, the fringe is an important way – perhaps even the primary way
– by which we know the past. The halo of the fringe, as James often calls it,
extends back in time to past events that a person did not directly or personally
experience, but that are part of the relationships that constitute the present.
Even though the concept of the fringe is associated with objects of con-
TOWARD A JAMESIAN ACCOUNT OF TRAUMA AND HEALING
141
sciousness, it is not simply cognitive. It is affective. Put another way, as James’
later radical empiricism will insist, human cognition is always already affective.
We know the fringe through our vague feelings of it. Given that the fringe is
one way by which we know the past, this means that emotion and affect are
vital to knowledge of the past (Gordon 1997). And given that emotions are
bodily states and changes, on a Jamesian account we can say that we know
history through our emotional, bodily state. When muscles are tense or one’s
blood pressure is high, for example, it might not just be an object or situation
in the present to which one is responding. It might be the fringe of an object
or situation that stretches into the past. Taken in its totality, James’ theory of
emotion suggests that, via the fringe, we know and undergo in a vague, aching
way events that did not directly happen to us.
Susan Brison calls this kind of emotional knowledge a prememory, and she
suggests that many women in the United States (and likely in other nations and
societies as well) have prememories of sexual assault and rape formed out of
postmemories of other women’s violent experiences. As Brison (2002: 86) says
of her own sexual assault, “I remembered the rape before it happened”. This
is because girls in the United States are raised hearing so many stories of rape
that they “enter womanhood freighted with postmemories of sexual violence”
(87).2 In addition to possibly being inherited from one’s own parents, postmemories of sexual assault can come from the culture at large: new stories,
television programs, movies, episodes recounted by friends, neighbors and acquaintances, and so on. Postmemories of rape experienced by other people
(typically girls and women) feed into a woman’s prememory of her own rape
to come. The paradoxical twisting of time that takes place through prememories of rape operates primarily through the emotion of fear. As Brison (88)
explains, “the backward-looking postmemory of rape, thus, at every moment,
turns into the forward-looking prememory of a feared future that someday will
have been – a temporal correlate to the spatial paradox of the Mobius strip, in
which what are apparently two surfaces fuse, at every point, into one”. This is
why the details of Brison’s rape as it began to happen, including her strategies
to survive, seemed familiar to her, as if she had done them before and knew
what she was supposed to do to endure (even though most of those strategies
did not work to protect her).
Postmemories and prememories of rape are part of the fringe of rape. The
violence of sexual assault is not contained merely in the occurrence of the
event itself. It stretches into a somewhat dimly perceived past of the rapes of
2
Both Brison (2004) and Schwab (2010), to be discussed shortly, take the concept of postmemory
from Hirsch (1997).
142
SHANNON SULLIVAN
other people that precede and infuse one’s own. Simultaneously, a woman’s
own future rape that has not yet happened, strictly speaking, conditions her
present emotionally and bodily. In that vague way, her future rape already exists before it happens. As emotions, bodily states – especially those composing
fear – have the ability to warp time. The vagueness of these claims does not
discredit them, as James would insist. Their vagueness is vital to them. We
inadequately understand the traumatic event of rape if we cut it off from its
relationships to other moments and events in the past, as well as in the future.
We also inadequately understand traumatic global events such as the WWII
German Holocaust if we think of them as experienced only by the generation of
people who lived through them. The trauma of the German Holocaust is inevitably transgenerational, with postmemories of it that children of the Holocaust
generation – both the victims and the perpetrators, albeit in different ways – carry with them and suffer from. “How do children of parents who lived through
violent histories ‘remember’ events they did not experience themselves?” as
Gabriele Schwab (2010: 13) asks. She answers that children inherit their parents’ experiences secondhand, fragmented and distorted in different ways than
the parents’ memories of the original events are. Children pick up traces of
the traumatic events, sometimes through stories they overhear, but even more
often through “the embodied language of affects” unconsciously conveyed to
children: “silences and memory traces hidden in a face that is frozen in grief,
a forced smile that does not feel quite right, an apparently unmotivated lareup of rage, or chronic depression” (14). Children’s traumatic postmemories are
somatic (14). They are part of the fringe of children’s lived experience, stretching into a historical past that they affectively and bodily live in the present. We
might say that the fringe of postmemories is similar to a phantom limb (24).
The limb both does and does not exist, just as the child both does and did not
experience the original trauma through her postmemories of it. In both cases,
the physical and emotional pain is real. With postmemories, the imprint of the
original event is affective, resulting in children who display physical symptoms
that emerge from other people’s experiences (53, 49).
5. Healing from trauma
James’ physiological account of emotion rightly has been described as anticipating 20th century forms of homeostatic regulation known as biofeedback
(Kaag 2009: 438-39). In biofeedback, a person uses biological information
about her heart rate and respiration patterns, for example, to change her biological state. Observing a monitor that displays one’s heartbeat can allow a
TOWARD A JAMESIAN ACCOUNT OF TRAUMA AND HEALING
143
person to use her breathing to slow the rate of her heartbeat. This is something
that almost anyone can do with some practice, and skilled practitioners of yoga
can even signiicantly slow their heart rates to the point of briely stopping
the heart. Skilled yogis notably describe this physiological process as “a twofold calming of the emotions” (2009: 438, emphasis added). The slowing heart
emotionally calms the yogi, who in turn slows the heart in an ongoing spiral of
psychophysiological tranquility.
Similar biofeedback techniques have been used successfully for chronic
pain management (Sherman and Hermann, n.d.), and increasingly they are being used to treat war veterans with PTSD (Othmer 2012) and victims of sexual
assault (Longo 2010). Biofeedback thus could be considered one component
of a Jamesian approach to healing from trauma, in which emotional states are
treated via physiological practices and one’s physiological state is treated via
one’s emotions. James’ work helps highlight the emotional aspect of biofeedback treatment as inseparable from the physiological aspect of it, which skilled
yogis understand but Western medical practitioners tend to neglect.
James’ theory of emotion can offer more to the treatment of trauma than
support for biofeedback, however (which is not to belittle the importance of
biofeedback). His identiication of emotion with bodily change brings out the
importance of movement and action to human emotional life. As James argues
in a chapter in Principles devoted to movement, “every possible feeling produces
a movement, and…the movement is a movement of the entire organism, and
of each and all its part” (1950b: 372, emphasis in original). James admits that
the science of his day has not yet been able to trace all the complex movements that one simple reaction or perception of the world can trigger. He does,
however, argue for broad categories of movement that are produced, proving the general truth of the “law of diffusion” of impressions reverberating
throughout the bodily organism (1950b: 372). Already in the 1880s, psychologists had documented empirically how the body continually attunes itself to
its environments, sometimes in large noticeable ways and often in ways that
are experientially imperceptible. Circulation, pulse-rate, and blood pressure
vary in ways that are not dependent on the heart. Quoting the Italian scientist
Mosso (who invented the plethysmograph for recording volume in the body),
James documents “the extreme unrest of the blood-vessels in the hand, which
at every smallest emotion, whether during waking or during sleep, changed
their volume in surprising fashion” (1950b: 374). So too are respiration, the
production of the sweat-glands, the contractions of the abdominal viscera, and
the tone and strength of voluntary muscles constantly adjusting and regulating
themselves in response to the surrounding world. Comparing the body to a
taut electric wire, James concludes: “tension cannot be changed anywhere [in
144
SHANNON SULLIVAN
the body] without changing it everywhere … A process set up anywhere in the
[bodily] centres reverberates everywhere, and in some way or another affects
the organism throughout, making its activities either greater or lesser” (381).
On a Jamesian understanding, the emotional wound of trauma injures bodily
action and movement, which means that recovery from trauma also should address bodily action and movement. In fact, the two main forms of contemporary
trauma treatment, pharmaceuticals and talk therapy, do this although this fact
is not always realized. When anti-depressant drugs such as selective serotonin
retake inhibitors (SSRIs) alter a person’s bodily chemistry, her body has been
made to move in different ways. Through chemical intervention, a person’s
neurotransmitters act differently by not reabsorbing serotonin, thus increasing
the amount of serotonin in her body. James would underscore that the altered
movement of neurotransmitters caused by SSRIs is not isolated in the brain,
nor is it conined to the gut (where, contrary to common wisdom, over 95% of
the body’s serotonin is found; see Gershon 1999: xii). The new patterns of neurotransmitter activity reverberate throughout the body. Likewise, James would
underscore that talk therapy works because language has the ability to move
the body. Hearing, listening, and speaking can alter neurons, and this is true
not only for infants as they learn their native tongue. For adults also, in social
contexts of communicating with other people, sound has a corporeal materiality with potential psychophysiological effects (Pommier 2007: 25-27).
While pharmaceuticals and talk therapy can be important aides in healing
from trauma – and for many people, recovery often involves multiple forms of
treatment – they are not the only or necessarily the most important forms of
trauma therapy. A Jamesian approach to trauma recovery would emphasize
treatment that works more explicitly with bodily movement to generate physiological, and thus emotional experiences that counter the bodily experience of
trauma. This can be particularly important for trauma survivors who experience debilitating lashbacks when talking about their traumatic experience, as
well as for survivors who literally cannot put their experience into words because of damage done to the speech center of their brain, which is a common
effect of trauma (Van der Kolk 2014: 43-47).
How might moving one’s body be used to heal from trauma?
Sometimes the answer to this question is for a person to physically move
in ways that she was not able or allowed to move when she underwent the
traumatic experience. Based on clinical experience, physician Bessel Van der
Kolk recently has argued that survivors of trauma often “need to have physical experiences to restore a visceral sense of control, … to physically move to
escape a potentially threatening situation that was similar to the trauma in
which they had been trapped or immobilized” (2014: 31, emphasis in original).
TOWARD A JAMESIAN ACCOUNT OF TRAUMA AND HEALING
145
Think here of someone being physically pinned down, trying to escape, from
her rapist and attempted murderer, as Susan Brison was. Van der Kolk’s research demonstrates that “when people are held down, trapped, or otherwise
prevented from taking effective action, be it in a war zone, a car accident,
domestic violence, or a rape, the brain keeps secreting stress chemicals … and
emotional states … are imprinted in the body’s chemical proile, in the viscera,
in the contraction of the striated muscles of the face, throat, trunk, and limbs”
(2014: 54, 273). Feelings of helplessness, for example, can be literally embodied
in muscle tension or feelings of disintegration in the bodily areas that were directly impacted by the trauma, including vagina and rectum for victims of rape
(2014: 265). In those situations, therapy that utilizes running, kicking, lunging,
and otherwise moving one’s body can change emotional states for the better
(see, for instance, Weintraub 2004: 204-17). While nothing guarantees that one
can avoid being traumatized by sexual assault, for example, “being able to
move and do something to protect oneself is a critical factor in determining
whether or not a horrible experience will leave long-lasting scars” (Van der
Kolk 2014: 55, emphasis in original).
Therapeutic movement need not duplicate the movement that was prohibited during the traumatic event. If James is right that physical processes in one
area of the body can reverberate across the entire body, then movement strategies could involve bodily movement that is not directly associated with the
body areas that were impacted by the trauma. Van der Kolk offers an example
of this kind of movement with his use of eye movement desensitization and
reprocessing (EMDR). While the medical profession does not yet understand
exactly how EMDR alleviates trauma – and it is worth noting that the same is
true for popular anti-depressants such as Prozac (Van der Kolk 2014: 262) –
EMDR works by triggering in an awake patient something like rapid eye movement (REM) by having a patient focus her eyes on the doctor’s moving inger
while thinking about the traumatic event (2014: 249). REM activity, which typically occurs when a person is asleep and dreaming, is associated with learning,
balancing mood, and processing memories (2014: 260; National Institute of
Health, n.d.) The doctor’s role in the process is somewhat reminiscent of that
in hypnosis, and like hypnosis, EMDR enables states “that normally lay outside the ield of normal waking awareness” (Taylor 1996: 39). But the patient
is not hypnotized. Instead, while awake, the patient’s eyes move rapidly in a
jerky manner, and a lood of emotions tends to overcome the patient (Van
der Kolk 2014: 249). The patient and doctor do not talk about the memories
while EMDR is in process, as with the case of traditional talk therapy. EMDR
seems to work instead by rapidly triggering loosely associated memories, including ones that might have been forgotten, allowing the patient to confront
146
SHANNON SULLIVAN
and process their experiences in a different way than when the original events
occurred (2014: 253). The similarity of this description of EMDR and that of
dreaming is striking. While the purpose and effects of dreaming still are not
well understood (Lewis 2014), learning more about dreaming, including the
neuronal and other bodily movements involved in it, could help us learn more
about the effectiveness of EMDR as trauma treatment, and vice versa.
Finally, using movement to recover from a traumatic event need not be restricted to the individual person. Therapeutic movement can be collective and
communal as it is, for example, in “Dancing Well: The Soldier Project”, which
uses barn (square) dancing to treat soldiers and their families who are struggling with PTSD (Dancing Well, n.d.). Trauma injures interpersonal relationships, and this injury is experienced as much physically as it is psychologically.
As Van der Kolk (2014: 213) argues, “trauma results in a breakdown of attuned
physical synchrony” with other people. This is why something as simple as
rhythmically tossing a ball back and forth with someone can create a therapeutic opening for trauma victims who have closed down into themselves. Like the
military drill that once was crucial to veteran soldiers’ lives, dancing, singing,
engaging in religious rituals, and also playing some sports can create “muscular bonding” between people via collective physical movement (333). Collective, coordinated movement can rebuild trust, feelings of connection, and joy
in being with others that traumatic experiences tend to kill.
6. Conclusion
James’ theory of emotion provides a helpful lens for understanding the full
nature of trauma. His theory supports Van der Kolk’s (2014: 100) claim that
“physical self-awareness is the irst step in releasing the tyranny of the past”.
This is because, following James, the physical – that is, bodily states and changes – is identical to the emotional, and so it is through the physical that trauma in
the past continues to haunt its survivors. Awareness of the physiological basis
of emotion is an important irst step in grappling with how bodies are shaped
by trauma. It also can help trauma scholars, survivors, and treatment providers understand how recovery from trauma happens through bodily movement
that reshapes a person’s emotional repertoire. For James, the bodily sounding
board that is wounded by trauma also is the key to healing from trauma.
Shannon Sullivan
[email protected]
University of North Carolina at Charlotte
TOWARD A JAMESIAN ACCOUNT OF TRAUMA AND HEALING
147
References
Brison, Susan, 2002, Aftermath: Violence and the Remaking of the Self, Princeton University Press, Princeton NJ.
Brown, Jackie, Mandi L. Burnette, Catherine Cerulli, 2015, “Correlations Between
Sexual Abuse Histories, Perceived Danger, and PTSD Among Intimate Partner
Violence Victims”, in Journal of Interpersonal Violence, 30, 15: 2709-2725.
Caruth, Cathy, 1996, Unclaimed Experience: Trauma, Narrative, and History, The Johns
Hopkins University Press, Baltimore MD.
Dancing Well: The Soldier Project, n.d., http://www.dancingwell.org, retrieved January 10, 2017.
Gershon, Michael D., 1999, The Second Brain: A Groundbreaking New Understanding of
Nervous Disorders of the Stomach and Intestines, Harper Paperbacks, New York NY.
Gordon, Avery F., 1997, Ghostly Matters: Haunting and the Sociological Imagination,
University of Minnesota Press, Minneapolis MN.
Gradus, Jaimie L., 2017, “Epidemiology of PTSD”, https://www.ptsd.va.gov/professional/PTSD-overview/epidemiological-facts-ptsd.asp, retrieved April 1, 2017.
Hirsch, Marianne, 1997, Family Frames: Photography, Narrative, and Postmemory, Harvard University Press, Cambridge MA.
James, William, 1950a [1890], The Principles of Psychology, Volume One, Dover Publications, New York NY.
James, William, 1950b [1890], The Principles of Psychology, Volume Two, Dover Publications, New York NY.
James, William, 1994 [1894], “The Physical Basis of Emotion”, in Psychological Review,
101, 2: 205-210.
James, William, 1996 [1912], Essays in Radical Empiricism, University of Nebraska
Press, Lincoln NE.
Kaag, John, 2009, “Getting Under My Skin: William James on the Emotions, Sociality,
and Transcendence”, in Zygon, 44, 2: 433-450.
Koch, Liz, 1997, The Psoas Book, Guinea Pig Pubns, Felton CA.
Lewis, Penelope A., 2014, “What Is Dreaming and What Does It Tell Us about Memory?”, in Scientific American, July 18, https://www.scientiicamerican.com/article/
what-is-dreaming-and-what-does-it-tell-us-about-memory-excerpt/, retrieved January 8, 2017.
Longo, Robert E., 2010, “The Use of Biofeedback, CES, Brain Mapping and Neurofeedback with Youth who have Sexual Behavior Problems”, in International Journal
of Behavioral Consultation and Therapy, 6, 2: 142-159.
Malabou, Catherine, 2012, The New Wounded: From Neurosis to Brain Damage, Fordham University Press, Bronx NY.
McDermott, John J., 1977, ed., The Writings of William James: A Comprehensive Edition, The University of Chicago Press, Chicago IL.
148
SHANNON SULLIVAN
National Institutes of Health, n.d. “What is REM sleep?”, https://www.nichd.nih.gov/
health/topics/sleep/conditioninfo/Pages/rem-sleep.aspx, retrieved January 8, 2017.
Othmer, Seigfried, 2012, “Remediation of PTSD using Infra-Low Frequency Neurofeedback Training”, http://news.eeginfo.com/remediation-of-ptsd-using-infra-lowfrequency-neurofeedback-training/, retrieved December 30, 2016.
Pawelski, James O., 2008, The Dynamic Individualism of William James, State University of New York Press, Albany NY.
Pommier, Gérard, 2007, Comment les neurosciences démontrent la psychanalyse,
Champs Essais, Paris.
Prinz, Jesse, 2006, Gut Reactions: A Perceptual Theory of Emotion, Oxford University
Press, New York NY.
Reisenzein, Rainer, Wulf-Uwe Meyer, Achim Schützwohl, 1995, “James and the Physical Basis of Emotion: A Comment on Ellsworth”, in Psychological Review, 102,
4: 757-761.
Schwab, Gabriele, 2010, Haunting Legacies: Violent Histories and Transgenerational
Trauma, Columbia University Press, New York NY.
Sherman, Richard A., and Christiane Hermann, n.d., “Clinical Eficacy of Psychophysiological Assessments and Biofeedback: Interventions for Chronic Pain Disorders
other than Head Area Pain”, https://www.aapb.org/iles/public/ReviewOfBFBForPain.pdf, retrieved December 30, 2016.
Sullivan, Shannon, 2015, The Physiology of Sexist and Racist Oppression, Oxford University Press, New York NY.
Taylor, Eugene, 1996, William James on Consciousness Beyond the Margin, Princeton
University Press, Princeton NJ.
The National Institute of Mental Health, 2016, “Post-Traumatic Stress Disorder”,
https://www.nimh.nih.gov/health/topics/post-traumatic-stress-disorder-ptsd/index.shtml, retrieved December 29, 2016.
Van Der Kolk, Bessel, 2014, The Body Keeps the Score: Brain, Mind, and Body in the
Healing of Trauma, Viking, New York NY.
Weintraub, Amy, 2004, Yoga for Depression: A Compassionate Guide to Relieve Suffering Through Yoga, Broadway Books, New York NY.
Wilshire, Bruce, 1968, William James and Phenomenology: A Study of The Principles of
Psychology, Indiana University Press, Bloomington IN.
Worth, Robert F., 2016, “What If PTSD Is More Physical Than Psychological?”, in The
New York Times Magazine, https://www.nytimes.com/2016/06/12/magazine/whatif-ptsd-is-more-physical-than-psychological.html, retrieved April 1, 2017.