Prof. Dr. Haluk Abbasoğlu’na
65. Yaş Armağanı
EUERGETES
Festschrift für
Prof. Dr. Haluk Abbasoğlu
zum 65. Geburtstag
Suna - İnan Kıraç Akdeniz Medeniyetleri Araştırma Enstitüsü
Suna & İnan Kıraç Research Institute on Mediterranean Civilizations
Prof. Dr. Haluk Abbasoğlu’na
65. Yaş Armağanı
EUERGETES
Festschrift für
Prof. Dr. Haluk Abbasoğlu
zum 65. Geburtstag
I. Cilt
(Ayrıbasım/Offprint)
Yayına Hazırlayanlar
İnci DELEMEN
Sedef ÇOKAY-KEPÇE
Aşkım ÖZDİZBAY
Özgür TURAK
Suna - İnan Kıraç Akdeniz Medeniyetleri Araştırma Enstitüsü
Suna & İnan Kıraç Research Institute on Mediterranean Civilizations
SUNA - İNAN KIRAÇ AKDENİZ MEDENİYETLERİ ARAŞTIRMA ENSTİTÜSÜ
SUNA & İNAN KIRAÇ RESEARCH INSTITUTE ON MEDITERRANEAN CIVILIZATIONS
Armağan Kitaplar Dizisi: 1
Prof. Dr. Haluk Abbasoğlu’na 65. Yaş Armağanı
EUERGETES
Festschrift für Prof. Dr. Haluk Abbasoğlu zum 65. Geburtstag
I. Cilt
Yayına Hazırlayanlar
İnci DELEMEN
Sedef ÇOK AY-KEPÇE
Aşkım ÖZDİZBAY
Özgür TUR AK
ISBN 978-605-4018-00-0
© Suna - ‹nan K›raç Akdeniz Medeniyetleri Araştırma Enstitüsü, Antalya 2008
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İçindekiler
I. Cilt
Suna - İnan Kıraç
SUNUŞ
............................................................................................................................................................................................................................................
XIII
İnci Delemen – Sedef Çokay-Kepçe – Aşkım Özdizbay – Özgür Turak
Pergeli bir Euergetes’e
...................................................................................................................................................................................................
XV
M. Taner Tarhan
Anılar .......................................................................................................................................................................................................................................................... 1
Özgen Acar
Perge’de Pandora’nın Kutusu .................................................................................................................................................................................. 17
Mustafa Adak
Winde am Pamphylischen Golf
..............................................................................................................................................................................
45
Hüsamettin Aksu
“Satrap Lahdi”nin Transkripsiyonu ................................................................................................................................................................... 55
Yıldız Akyay Meriçboyu
Akhaemenid’lerden Osmanlı’ya Üç Benek Motifi
.........................................................................................................................
61
N. Eda Akyürek Şahin
Eine neue Ehrung für den Kaiser Domitian aus Bursa ............................................................................................................. 79
Güven Arsebük
~ M.S. 1492 Yılı Öncesi Dönemde Kuzey Amerika’da Tarihöncesi Toplumlar
(Kızılderililer) .............................................................................................................................................................................................................................. 83
Sümer Atasoy
Zonguldak - Filyos (Tios/Tieion/Tion/Tianos/Tieum) Kurtarma Kazısı ....................................................... 91
İ. Akan Atila
1993 Yılı Aksu Anadolu Öğretmen Lisesi Kazısı Ön Raporu
.............................................................................................
99
M. Nezih Aytaçlar
The Collaboration of the Painters on Some South Ionian Orientalizing Vases
....................................
109
Martin Bachmann
Lichtvolle Perspektiven. Ein Fensterglasfund aus Bau Z in Pergamon ............................................................. 117
Nur Balkan-Atlı
Obsidiyenin Geçmişten Günümüze Yolcuğu. Yarı Bilimsel Yarı İçrek (Ezoterik) bir Yazı
.......
127
...........................................................................................................................................................................
133
Cevat Başaran
Parion’dan Persia’ya Yol Gider
VI
Daniş Baykan
Assos Athena Tapınağı’nın Herakles-Kentauroslar Frizi için Yeni bir Tümleme Önerisi
.........
139
Oktay Belli
Doğu Anadolu Bölgesi’nin En Eski ve Özgün Banyo Odası:
Van-Yoncatepe Saray Banyosu ve Küveti .................................................................................................................................................. 145
Handan Bilici – Binnur Gürler
Kaystros Ovasında Roma İmparatorluk İmajı:
Buluntularla Kültür ve Kimliği Tanımlamak ..................................................................................................................................... 159
Jürgen Borchhardt – Erika Bleibtreu
Von der Pferdedecke zum Sattel: Antike Reitkunst zwischen Ost und West
.............................................
167
Christine Bruns-Özgan
„Notre âme est heureuse et notre coeur en joie!“
Zu einer neuen Stockwerkstele aus Harran ........................................................................................................................................ 217
Selma Bulgurlu Gün
Die Nischen der Plancia Magna an der Aussenmauer
der Palästra der Südthermen in Perge ...................................................................................................................................................... 233
Mustafa Büyükkolancı
Side Dionysos Tapınağı’na ilişkin Yeni Bulgular
..........................................................................................................................
259
Hüseyin Cevizoğlu
İonia’da Arınma Gereçleri: Louterion, Perirrhanterion, Asamynthos / Pyelos
....................................
283
.................................................................................................................................................
309
Ayşe Çalık Ross
Bir Kadın Portresi: Agrippina Maior (?)
A. Vedat Çelgin
Termessos’tan Sorunlu bir Agon’a Işık Tutan bir Agonistik Yazıt Fragmenti ............................................ 315
Nevzat Çevik
Kitanaura: Doğu Likya’da bir Kent
................................................................................................................................................................
327
Altan Çilingiroğlu
Urartu Tapınakları Kutsal Odalarında Taht Var Mıdır?
.....................................................................................................
341
Sedef Çokay-Kepçe
Saç İğnesi? Maryonet? Öreke?
Perge’de Bulunmuş Aphrodite Betimli bir Eser üzerine Tanımlama Denemesi
.................................
347
.............................................................
351
Özgü Çömezoğlu
Demre (Myra) Aziz Nikolaos Kilisesi’nde Bulunan Cam Hacı Şişeleri
Natalie de Chaisemartin
Heros cavaliers et Eros chasseurs sur un sarcophage d’Aphrodisias .................................................................... 359
İnci Delemen
Perge’den bir Yemek Sahnesinde Batı Yankıları ........................................................................................................................... 371
Ali Dinçol – Belkıs Dinçol
Neue hethitische Siegelabdrücke aus den Ausgrabungen
von Soli und aus der Privatsammlung Halûk Perk ..................................................................................................................... 383
Meltem Doğan-Alparslan
Hititçe Metinlerde “Reverans Yapmak”: aruwai- ve hink- Fiilleri üzerine bir Deneme
...................
389
VII
Şevket Dönmez
Halûk Perk Müzesi’nden Orta-Kuzey Anadolu Kökenli bir Grup Metal Eser
..........................................
405
Turan Efe
Demircihüyük ve Küllüoba İTÇ I-II Katlarında Ele Geçirilmiş Olan
bir Grup Boyunlu Çömlek ........................................................................................................................................................................................ 413
Yılmaz Selim Erdal
Perge’den bir Trepanasyon: Olası Nedenleri
...................................................................................................................................
421
Rifat Ergeç
Gaziantep’te Geçmişten Bugüne Ölü Gömme Gelenekleri ............................................................................................ 435
Gürkan Ergin
Geography-Human Relationships in Ancient Sources:
Some Remarks on Geopolitics and Environmental Determinism
..........................................................................
449
..................................................................................................
463
...................................................................................................
479
................................................................................................................................................................................................
505
Norbert Eschbach
Eine ungewöhnliche Hydria von der Akropolis in Perge
Axel Filges
Die Münzbilder der Artemis Pergaia
Bemerkungen zu Tradierung und Wandel von Motiven
Turan Gökyıldırım
Etenna Definesi (1991)
Emre Güldoğan
Aşıklı Höyük Sürtmetaş Endüstrisi Kesiciler ve Diğer Araç, Silah ve Aletler Grubu ......................... 521
Ahmet Güleç
İ.Ü. Rektörlüğü Mercan Kapısı Çeşmelerinde Koruma Uygulamaları .............................................................. 531
Reha Günay
Side Antik Tiyatrosu Sahne Binası 1992-2006 Yılları Çalışmaları Sonucu Ön Rapor ...................... 541
Bilge Hürmüzlü
Remarks on Local Imitations of Import Pottery in the Sixth Century B.C.:
Clazomenian Chalices .................................................................................................................................................................................................... 557
Fahri Işık
Mopsos Mitosu ve Bilimsel Gerçekler: Perge ve Karatepe’nin Kuruluşu üzerine
................................
571
Gül Işın
Patara’dan Terrakotta bir Portre-Büst ........................................................................................................................................................ 587
Zühre İndirkaş
Gustave Moreau
Tarihselci Resim ve “Oidipus ve Sfenks” üzerine İkonografik Yorumlar ........................................................ 601
II. Cilt
Kaan İren
The Necropolis of Kyme Unveiled:
Some Observations on the New Finds ........................................................................................................................................................ 613
Havva İşkan
Patara’dan bir “Demos” Kabartması
.............................................................................................................................................................
639
Ülkü İzmirligil
Tarihi Süreç içinde Koruma ve Güncel Sorunlar ......................................................................................................................... 649
Deniz Kaptan
Sketches on the Archaeology of the Achaemenid Empire in Western Turkey ....................................... 653
Şehrazat Karagöz
Travma Tarihi (Travmalogos) .............................................................................................................................................................................. 661
Ute Kelp
„Darüber wachen Verderben und Schrecken und Todeslos“ Erinyen als Grabwächter:
Zum Eunuchengrab in Anazarbos (Kilikien) ................................................................................................................................... 675
Zeynep Koçel Erdem
İmparator Hadrianus Dönemi Mimari Süslemeleri:
Sütun Yivleri arasındaki Vazo Benzeri Motifler .............................................................................................................................. 699
Wolf Koenigs
Die Erscheinung des Bauwerks. Aspekte klassischer und hellenistischer Oberflächen ............... 711
Taner Korkut
Adak Sunaklar Işığında Likya’da Artemis Kültü ............................................................................................................................ 727
R. Eser Kortanoğlu
Phrygia’da Makedonia Kalkan Bezemeleri ile Süslenmiş bir Kaya Mezarı ve
Mezar Sahibinin Kökeni Üzerine ..................................................................................................................................................................... 735
Veli Köse
Dionysos – Felicitas – Bereket
Küçük Asya Taş Ustalarının Roma Mimarlık Süslemelerine Katkısına bir Örnek:
Kıvrımlı Sarmaşık Dalı ................................................................................................................................................................................................... 747
Hasan Kuruyazıcı
İstanbul’da Beyazıt Meydanı: Oluşumu – Gelişimi – Değişimi
....................................................................................
759
.......................................................................................................................................
773
Ingrid Laube
Eine frühkaiserzeitliche Büste in Tübingen
Wolfram Martini
Perge und seine Akropolis:
Zur Funktion der Akropolis in der frühen und mittleren Kaiserzeit .................................................................. 779
Friederike Naumann-Steckner
Eine glückbringende Pressblechfibel im Römisch-Germanischen Museum
der Stadt Köln .......................................................................................................................................................................................................................... 799
E. Emine Naza-Dönmez
İznik Yeşil Camii ve Türk Mimarisindeki Yeri ................................................................................................................................... 807
Mihriban Özbaşaran
9000 Yıllık Bezemeli Kireçtaşları
.......................................................................................................................................................................
833
Aşkım Özdizbay
Pamphylia - Perge Tarihi ve Roma İmparatorluk Dönemi Öncesi Perge’nin Gelişimi:
Güncel Araştırmalar Işığında Genel bir Değerlendirme .................................................................................................... 839
Eylem Özdoğan
Trakya’da bir Tümülüs Mezarlığı: Dokuzhöyük
............................................................................................................................
873
Mehmet Özdoğan
Kırklareli Aşağı Pınar Kazısında Bulunan Arkaik Döneme ait bir Zar ............................................................... 883
Ramazan Özgan
Adana Arkeoloji Müzesi’nde Bulunan Klasik Çağ Sonlarına ait bir Mezar Taşı .................................... 891
Hüseyin Murat Özgen
Latmos Dağları’nda bir Sınır Yerleşimi: Güzeltepe
...................................................................................................................
899
Mehmet Özhanlı
Alanya Müzesi’ndeki Kilikya Kaynaklı Tunç Çağı Pişmiş Toprak Figürinleri
...........................................
911
Mehmet Özsait – Nesrin Özsait – H. Işıl Özsait Kocabaş
Senitli Stelleri ............................................................................................................................................................................................................................ 923
Hatice Pamir
Antakya (Antiocheia ad Orontes)’daki Bazı Hamam Yapılarının Yeniden Değerlendirilmesi
F Hamamı, Narlıca Hamamı ve Çekmece Hamamı .................................................................................................................. 945
David Parrish
A Selection of Late Roman and Early Byzantine Mosaics from Constantinople-Istanbul:
A Prelude to the Corpus of the Mosaics of Turkey .................................................................................................................... 963
Urs Peschlow
Das Südtor von Perge ...................................................................................................................................................................................................... 971
Felix Pirson
Akzidentelle Unfertigkeit oder Bossen-Stil?
Überlegungen zur siebten Basis der Ostfront des Apollontempels von Didyma
.................................
989
Jeroen Poblome – Markku Corremans – Philip Bes – Kerlijne Romanus – Patrick Degryse
It is never too late…
The Late Roman Initiation of Amphora Production in the Territory of Sagalassos ..................... 1001
Richard Posamentir
Ohne Mass und Ziel?
Bemerkungen zur Säulenstrasse von Anazarbos im Ebenen Kilikien
.............................................................
1013
Friedhelm Prayon
Ein Felsdenkmal in Kappadokien ................................................................................................................................................................. 1035
Wolfgang Radt
Ein ungewöhnliches Pfeilerkapitell in Pergamon .................................................................................................................... 1045
Wulf Raeck
Ein attischer Skyphos mit Perserdarstellung ................................................................................................................................... 1051
Matthias Recke
Zwei parische Sphingen aus Kleinasien:
Eine archaische Doppelweihung an Artemis Pergaia .......................................................................................................... 1057
Frank Rumscheid
Ein in situ entdecktes Kohlenbecken aus dem Haus des Lampon in Priene:
Neues zur Verwendung, Chronologie, Typologie und technischen Entwicklung
hellenistischer Kohlenbecken ........................................................................................................................................................................... 1077
Turgut Saner
Karaman-Başdağ’da Hellenistik(?) Yapı Grubu II .................................................................................................................... 1091
Mustafa H. Sayar
Karasis Kalesi’nin (Kozan, Adana) Tarihlenmesi ve İşlevi üzerine Düşünceler .................................. 1097
Hakan Sivas
Eskişehir Karatuzla Nekropolü ......................................................................................................................................................................... 1105
M. Baha Tanman
Anadolu Türk Mimarlığında Kullanılmış bir Silme Türünün Kökeni
ve Gelişimi hakkında ..................................................................................................................................................................................................... 1123
Mete Tapan
Yapı Boyutunda Koruma ve Uygarlık İlişkisi üzerine
...........................................................................................................
1135
Oğuz Tekin
A Small Hoard of Drachms of Ariobarzanes I and II from Tire Museum
..................................................
1137
..........................................................................................................................................
1143
Recai Tekoğlu
On the Epichoric Inscription from Perge
Veysel Tolun
Assos Nekropolü’nden Tahtta Oturan Kadın Heykelcikleri
.......................................................................................
1147
Özgür Turak
Perge Batı Nekropolisi’nden bir Mezar: Artemon’un Kenotaphionu
............................................................
1157
Taciser Tüfekçi Sivas
Karakaya Frig Kaya Mezarı ..................................................................................................................................................................................... 1169
Füsun Tülek
Kilikya Aşk Öyküleri: Mozaikte İmgelenmiş Antik Yazın
.................................................................................................
1177
Müjde Türkmen
Perge Aşağı Şehir Surları ......................................................................................................................................................................................... 1187
Mükerrem Usman Anabolu
Tokat Müzesi’ndeki Mermer Trophaion Tasviri ........................................................................................................................ 1201
Burhan Varkıvanç
Antalya Kaleiçi’nde Taş Mimarideki Teknik Sürekliliğe ilişkin bir Gözlem
............................................
1205
Remzi Yağcı
A Grave at Soli Höyük from the Hittite Imperial Period ................................................................................................. 1217
Oya Yağız
Tekirdağ Arkeoloji Müzesi’ndeki Ainos ve Maroneia Sikkeleri
..............................................................................
1227
Levent Zoroğlu
Kelenderis ve Karaçallı Nekropolleri:
Klasik Çağa ait İki Mezarlık hakkında Düşünceler .................................................................................................................. 1235
Geography-Human Relationships in Ancient Sources:
Some Remarks on Geopolitics and Environmental
Determinism
Gürkan Ergin*
This paper is a brief survey of ancient authors with an aim to reveal their thoughts on geopolitics and particularly on environmental determinism, and show discrepancies where possible.
Although they are modern terms, ancient authors and philosophers frequently draw attention to
the impact of geography on people, human characteristics, regimes etc. They also stress the importance of geographical knowledge in founding cities, political and military actions, or writing
history. Their views were considerably influential on Classical studies and seen as the underlying
cause of the “Greek miracle”.
Today, as the world becomes an “island” full of conflicts and intersecting interests, “geopolitics” as a discipline is mentioned frequently in political affairs and discussions. The two terms
that constitute the word “geopolitics” are very wide in terms of the issues they cover. A useful
definition was given by Oyving Osterud1: “Geopolitics traditionally indicates the links and causal relationships between political power and geographic space; in concrete terms it is often seen as a body of thought
assaying specific strategic prescriptions based on the relative importance of land power and sea power in world
history... The geopolitical tradition had some consistent concerns, like the geopolitical correlates of power in
world politics, the identification of international core areas, and the relationships between naval and terrestrial capabilities.”
Although the concept of geopolitics first appeared in the early 20th century in the works of
German geographer Friedrich Ratzel, the term proper was first used by the Swedish politician
Rudolf Kjellen. According to him, the state was a living organism and it would defend its territory
and thereafter seek opportunities for expansion2. Thus, he saw geopolitics as the political process of states’ territorial expansion. Accompanying the notion of geopolitics are ethno-politics,
economy-politics, social-politics and regimental-politics, which usually failed to attract the scholars’ attention contrary to geopolitics. The study of geopolitics was mostly developed by the AngloSaxon academicians, but abused by the Germans, who used the term for racist and expansionist
purposes in the first half of the 20th century. It was also severely criticized because it was thought
* A.Gör. Gürkan Ergin, M.A., Ordu Cad. Beyazıt 34134 İstanbul - Türkiye.
I would like to thank Prof. M. Taner Tarhan for sharing his views and Prof. İnci Delemen for her suggestions and corrections
in the text.
1 Osterud 1998: 191.
2 Ferrari 2003: 2 et seq.
450
Gürkan Ergin
to lack a clear scientific purpose and a framework of study and remained forgotten for nearly
three decades. Nevertheless, the concept was revived in the early 1970s as “critical geopolitics”,
which emphasizes and tries to reveal the hidden geographical intentions in foreign policies of the
states. The ancient historians, philosophers and politicians frequently mentioned the relationship
between the policy of a state and the geographical conditions. There is a sharp distinction, however, between the views of philosophers like Plato and Aristotle and of the historians, especially
Thucydides and Polybius. Plato and Aristotle are concerned with creating an ideal city and, as
we will see below, they ignore (though Aristotle gives several actual examples) the realities of the
political and social dynamics by placing their city inland without any neighbouring cities. Isolated,
the city would not be contaminated by the negative and degrading effects of the sea and would be
safe. Thucydides, on the other hand, is concerned with the facts and outcomes of the events. It is
worth noting that in the Laws or the Republic, Plato seldom refers to the political and social issues
of his day, and although he emphasizes the role of geography in the creation of the ideal city, he
does not come to a conclusion, as he fails to support his ideas with actual examples.
Environmental (or geographic/climatic) determinism is, like geopolitics, a modern term,
which holds that the physical environment determines the culture, human characteristics, political structure and language. Its principal advocates are Carl Ritter, Ellen Churchill Semple,
Thomas Griffith Taylor, and Jared Diamond. The concept became prominent in the late 1800s
and early 1900s and was established as the central theory by the discipline of geography. The
main argument behind environmental determinism is the view that the aspects of physical geography have a crucial effect on the individuals’ minds, behaviours and actions. For instance,
tropical climates cause laziness and relaxed attitudes, while temperate zones generate ethically
correct and hardworking people, who have the ability to master the abstract and natural sciences.
This view first appears in the works of Hippocrates, which will be mentioned below, and then
echoes in Montesquieu, who asserted that the human variety and ethnic diversity was the result
of climate3 and that the climate can explain the difference of cultures and institutions. This approach of geographical determinism inevitably served the interests of the adherents of racism
and imperialism, but today it is mostly ignored despite some attempts of revival especially by the
American geographical researcher Ellsworth Huntington (1876-1947), who assumed that the climatic conditions determine the race and the level of cultural development4. Climatic determinism theories were invariably Eurocentric, in which the European civilizations were presented,
directly or indirectly, as the driving force behind the global development, due to their location
in the temperate zone. But, we should also remember that that these views were not confined
to the scholarly circles of Europe, but were also discussed by Islamic scholars. One and the most
remarkable of them is Ibn Khaldun (1332-1406), the great Islamic historiographer and philosopher, who in his Muqaddimah dealt with these subjects. The influence of the Classical authors is
evident in the chapters that were reserved for geographical information on earth and the effect
of climate on the people. In the second prefatory discussion of Chapter I, Ibn Khaldun defines
seven climatic zones on the earth, a division borrowed mostly from the Geography of Ptolemy. We
know of similar divisions by Eratosthenes, Polybius, Poseidonius and Parmenides from Strabo’s
second book of Geography. After a description of these zones Ibn Khaldun concludes that “Civilization is impossible in the area between the sixty fourth and the ninetieth degrees, for no admixture of heat
and cold occurs there because of the great time interval between them. Generation (of anything), therefore,
does not take place.”
3 Stehr – von Storch 2003: 38.
4 Stehr – von Storch 2003: 40.
Geography-Human Relationships in Ancient Sources
451
Like the Greek authors before him, Ibn Khaldun believes that the zones play a crucial role in
shaping the human character, to which he devoted the third and fourth prefatory discussions of
Chapter I: Now, Negroes live in the hot zone (of the earth). Heat dominates their temperament and formation… In comparison with the spirits of the inhabitants of the fourth zone, theirs are hotter and, consequently,
more expanded. As a result, they are more quickly moved to joy and gladness, and they are merrier. Excitability
is the direct consequence.
In the same way, the inhabitants of coastal regions are somewhat similar to the inhabitants of the south.
The air in which they live is very much hotter because of the reflection of the light and the rays of (the sun from)
the surface of the sea. Therefore, their share in the qualities resulting from heat, that is, joy and levity, is larger
than that of the (inhabitants of) cold and hilly or mountainous countries…Another example is furnished
by the Egyptians. They are dominated by joyfulness, levity, and disregard for the future… The sciences, the
crafts, the buildings, the clothing, the foodstuffs, the fruits, even the animals, and everything that comes into
being in the three middle zones are distinguished by their temperate character. The human inhabitants of these
zones are more temperate in their bodies, colour, character qualities, and general conditions… They avoid
intemperance quite generally in all their conditions. Such are the inhabitants of the Maghrib, of Syria, the
two ‘Iraqs, Western India (as-Sind), and China, as well as of Spain; also the European Christians nearby,
the Galicians, and all those who live together with these peoples or near them in the three temperate zones…
The inhabitants of the middle zones are temperate in their physique and character and in their ways of life.
They have all the natural conditions necessary for a civilized life, such as ways of making a living, dwellings, crafts, sciences, political leadership, and royal authority. They thus have had (various manifestations
of) prophecy, religious groups, dynasties, religious laws, sciences, countries, cities, buildings, horticulture,
splendid crafts, and everything else that is temperate.” It is interesting to see that the notion of environmental determinism of the Greeks was adopted by an Islamic scholar, but Ibn Khaldun’s
explanation for these variations of human character is religious in the final analysis: “God guides
whomever He wants to guide.”
From the middle of the fifth century B.C. onwards, we encounter accounts of an almost universally accepted environmental determinism. It was first discussed extensively and explicitly in
the medical treatise Airs, Waters, Places attributed to Hippocrates, dating to the second half of
the fifth century B.C.5 The ancient view of geographic determinism was not very different from
its modern interpretations: The people were the product of their physical environment; their
bodily and mental abilities as well as their acts and behaviours were shaped by climate and geography, not by their individual choices and characteristics. The Roman authors took these ideas,
presenting themselves as the ideal rulers, but replaced the comparison and superiority of Europe
and Asia, which was favoured by the Greeks, with the North and East6.
To these may be added several other concepts, which are closely related and serve each other
on the basis of the theories they embody. All of these concepts borrow ideas from geopolitics
and environmental determinism in one way or another. To use Isaac’s terminology they can be
summarized as follows7:
The Heredity of Acquired Characters: In antiquity, it was generally accepted that the individuals inherit the characters and appearance of their parents. In Chapter 14 of Airs, Waters, Places
Hippocrates mentions a people who artificially elongate the skull of their children. He thinks
that this deformation becomes hereditary after a number of generations. Strabo thought that the
5 Hippoc. Aer. 12-14.
6 Isaac 2003: 3.
7 Isaac 2003: 5 et seq.
452
Gürkan Ergin
cause of the skin colour and other physical features of the Ethiopians and other peoples were the
result of seminal communication which caused the children look like their parents8. But genetics
teaches us that the acquired characteristics are not conveyed to the next generations. According
to Hippocrates, the climate can show its effects even during impregnation or pregnancy, since
“it is natural to realise that generation too varies in the coagulation of the seed, and is not same for the same
seed in summer as in winter nor in rain as drought. It is for this reason I think that the physique of Europeans varies more then that of Asiatics… For there arise more corruptions in the coagulation of the seed when
changes of the seasons are frequent than when they are similar or alike.”9 The role of the climate on the
embryo is also stressed by Galen10: “the seed having been cast into the womb…a great number of parts
become constituted in the substance, which is being generated; these differ as regards moisture, dryness, coldness and warmth.”
Combination of Environmental Determinism and Heredity of Acquired Characters: These two concepts were generally associated with one another in the ancient sources. Isaac picks a definitive
passage of Livy, in which Cn. Manlius addresses his troops in the eve of the battle against the
Celts in 189 B.C.11.:“These (the Celts) are now degenerate, of mixed stock and really Gallogrecians, as they
are called; just as in the case of crops and animals, the seed are not as good in preserving their natural quality
as the character of the soil and the climate in which they grow have the power to change it.” Livy sees Celts
in Asia Minor as degenerated because they left their homeland and mixed with a foreign population. But, for instance, Tacitus regards Germans indigenous, as they live in their own homeland
and are not mixed through intermarriage as the Celts did12. The word “Gallogrecian” is worth
noting in this respect; since it appears that the mixing of two indigenous people does not create
a perfect race in the eyes of the Romans, since both the Celts and the Anatolian Greeks are not
in their homelands. Thus, Livy possibly has the Asiatic Greeks in mind, who were also the victims
of their environment. Greeks in Anatolia are described by Hippocrates as “milder and gentle”,
living in a region where the climatic conditions prevent them from being courageous and enduring, and where industry and high spirit cannot arise13. He even treats the locals and the immigrant Greeks alike, so that even a great race like the Greeks can become impure by geographical
and climatic conditions.
Autochthony and Pure Lineage: The best known example of this theory is the Athenians’ claim
of their unmixed lineage. According to the myth, Erichthonius, the first king of Athens, was born
from the Earth, impregnated by Hephaistus’ semen, which jerked onto the soil in his pursuit
of Athena. Thus, the Athenians held that they were the only legitimate rulers of their land. As
they descended from the earth itself, they regarded themselves uncontaminated by foreigners,
which made them superior to other nations of the world. This claim was not novel; the Thebans
and Arcadians had their own autochthony myths, but the scale of the Athenian propaganda
was so great that it was widely recognized by the Greek world. Athens used this weapon wisely
against Spartans, who were of Dorian origin14. Athenians also made use of the idea that theirs
was the “mother-city” of the Ionian cities in Asia Minor, as it was Athens that had colonized Ionia.
However, even this kinship was not strong enough to keep Asian Greeks from degenerating. “Io8 Strab. 15.1.24.
9 Hippoc. Aer. 13.
10 Gal. Nat. Fac. 1.3; 1.6
11 Liv. 38.17.9-10.
12 Tac. Germ. 1.4.
13 Hippoc. Aer. 12.
14 Hornblower 20023: 128.
Geography-Human Relationships in Ancient Sources
453
nianism”, like autochthony, served as a propaganda tool against Sparta. But Athenian boast of its
Ionian origins was just a political manoeuvre, it seems, since Herodotus reports that the Ionians
were the weakest and least regarded, and earlier, Athenians did not want to be called Ionians15.
As one can easily see, geopolitics and geographical determinism are closely connected and
can be used effectively in favour of one another. The Greeks and Romans had no words that correspond either to these terms or to other related words such as “racism”, “apartheid” or “eugenics”. Likewise, geopolitics and environmental determinism are essentially modern disciplines and
cannot be fully integrated to ancient history. Nevertheless, the ancient philosophers and writers
were well aware of the close relationship between geography, politics, and historical writing.
This awareness is meticulously described in Polybius, who holds that an author that attempts
to write political history cannot be successful by just sitting at a desk and moving his pen; he must
get acquainted with the places where the historical events occurred16: “In the same way the science
of genuine history is threefold: first, the dealing with written documents and the arrangement of the material thus obtained; second, topography, the appearance of cities and localities, the description of rivers and
harbours, and, speaking generally, the peculiar features of seas and countries and their relative distances;
thirdly, political affairs.
Here the historian stresses the importance of knowing the geographical aspects of historical events and then, in the same passage, especially personal knowledge of the cities or places:
“Again, in the topography of cities and localities, when such men attempt to go into detail, being entirely
without personal knowledge, they must in a similar manner necessarily pass over many points of importance;
while they waste words on many that are not worth the trouble.” This was, according to Polybius, one
of the weakest points of Timaeus, who, “spent fifty continuous years at Athens as an alien, and never
took part in any military service, or went to inspect the localities.” Of course, Polybius was advantageous in this respect, since he had accompanied Scipio Africanus in his African campaign against
Carthage and witnessed the destruction of the city in 146 B.C.
A similar but much wider and learned treatment of the role of geography in historical writing
is given by Strabo in his first book17: “ …It is clear that geography is essential to all the transactions of the
statesman, informing us, as it does, of the position of the continents, seas, and oceans of the whole habitable
earth. Information of especial interest to those who are concerned to know the exact truth of such particulars,
and whether the places have been explored or not: for government will certainly be better administered where the
size and position of the country, its own peculiarities, and those of the surrounding districts, are understood.”
He also thinks that politics and geography complement each other18: “If, therefore, political philosophy is advantageous to the ruler, and geography in the actual government of the country, this latter seems
to possess some little superiority. This superiority is most observable in real service.” That the geographical
characteristics dictate the policy, regime and foreign relations was stressed by Plato19: “It would
be absurd to suppose that the element of high spirit was not derived in states from the private citizens who are
reputed to have this quality as the populations of the Thracian and Scythian lands and generally of northern
regions; or the quality of love of knowledge, which would chiefly be attributed to the region where we dwell,
15 Hdt. 1.143.
16 Polyb.12. 25. His views in Book 12 aim especially at Timaeus, whose historical writings were heavily criticized by Polybius.
Timaeus was the first Greek historian who wrote a comprehensive history of Rome and the most important historian in the
period between Ephorus and Polybius.
17 Strab. 1.1.10.
18 Strab. 1.1.18.
19 Pl. Rep. 435d-e.
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or the love of money which we might say is not least likely to be found in Phoenicians and the population of
Egypt.”
Two Scythians, Skyles and Anacharsis, mentioned by Herodotus are interesting examples regarding Plato’s statements. Both of them lived in Greek cities and got familiar with the Greek
political life and customs. Skyles was walking in the agora dressed like a Greek20 and was killed
by his own citizens after he had crossed over to “the land of the Scythians”. The Greek cities and
the Scythians indeed share the same geography, but for the Greek city, the real boundaries are
not the geographical ones; they are the city walls as the symbol of Greekness both politically and
culturally21.
But what is interesting in Plato’s above-mentioned passage is the association of “the love of
knowledge” with the geography, i.e. the geography of Greece. This relationship echoes in the romantic views about the “Greek miracle” in the 18th century. According to Kristophe August Heumann, one of the founders of the University of Göttingen, philosophy arose in Greece, because
it could not develop in the climates too hot or cold; the most suitable candidates were Greece,
Italy, France, England and Germany where the climate was temperate22.
Convenient climatic conditions could help philosophy flourish, but fertile soil could invite
invaders: “…and the territory, I presume, that was then sufficient to feed the then population, from being
adequate will become too small… Then we shall have to cut out a cantle of our neighbour’s land if we are to
have enough for pasture and ploughing.”23 Plato’s views are repeated in Thucydides, who thinks that
“the richest soils were always most subject to this change of masters… the goodness of the land favoured the
aggrandizement of particular individuals, and thus created faction which proved a fertile source of ruin. It
also invited invasion”24.
If you have a fertile and adequate land, the next thing to do would be founding a city. The
essentials of this process were of interest to philosophers and authors alike. First step is to choose
the most suitable area, which is essential, according to Vitruvius25, for an organized city and
healthy citizens. The city must be built on an elevated land, free from fog, frost and marshes, and
must possess a temperate climate. We learn from Vitruvius that the Romans also performed some
interesting rituals in order to determine the quality of the soil26.
Vitruvius’ suggestions in his first book of De Architectura are essentially technical, but philosophers like Plato thought hard to create an ideal state complete with its constitutions, social tiers,
buildings etc. An ideal state must be founded on an ideal land, and Plato reveals his ideas on
the subject in the Laws27. He imagines a city circular in form placed on a high hill for defensive
and hygienic reasons. Then, he diverts from the traditional Greek city plan and suggests two arrangements: The ideal city will not have walls, because citizens hiding behind city walls become
cowards. Secondly, it will be an inland settlement, some 12-14 km away from the sea. A coastal
settlement bears many problems: One of them is the degenerating effects of the sea trade, since
the ships with their cargo and passengers will bring foreign customs, religious ideas etc. to the
20 Hdt. 4.78.
21 Hartog 1997: 80.
22 Bernal 19912: 216.
23 Pl. Rep. 2.373d.
24 Thuc. 1.2.
25 Vitr. 1.4.1.
26 Vitr. 1.4.12.
27 Pl. Leg 779b et. seq.
Geography-Human Relationships in Ancient Sources
455
ideal city. The other disadvantage is the inevitable presence of a sea fleet, which will increase the
power of the people and cause a shift to democracy as well as the multiplication of coward people
who will board ships and flee instead of fighting on land. Thus, the city should be founded not
on a fertile, but self-sufficient land which will prevent citizens from getting rich and the economy
must be based on farming. Plato also aims to isolate his city, without any neighbouring settlements nearby.
Plato’s principles can indeed be described as involving geopolitical concerns. The geopolitical position of the ideal city functions in several ways: securing the continuity of the state (no
neighbouring cities that may cause hostility); shaping the characters of the citizens (sea makes
people coward); managing economy (self-sufficient land and farming economy) and protecting
the regime (sea fleet can give way to the rise of democracy). Despite Plato’s negative thoughts
about the cities by the sea, the Mediterranean was at the centre of ancient life. Goods, people,
and ideas were carried by ships, and Strabo testifies to this by writing “we must add knowledge of all
that pertain to the sea; for in a sense we are amphibious, and belong no more to the land than to the sea.”28
Yet, the backbone of the ancient economy was agriculture. Thus, Columella, who wrote the most
systematic Roman agricultural manual in A.D. 60-65, cannot understand what drives a man to
sailing in the sea; man’s chief attention must be the land29: “…or, to those who detest war, can the
hazard of the sea and of trade be more desirable, that man, a terrestrial being, violating the law of nature
and exposing himself to the wrath of wind and sea, should hang on the waves and always wander over an
unknown world in the manner of birds, a stranger on a distant shore?”
Similarly, Cicero praises Romulus’ choice of land for Rome for its remoteness from the shore
and then lists the problems that a city may encounter if built near the sea30: “…he made an incredibly wise choice. For he did not build it by the sea… with remarkable foresight our founder perceived that a site
on the sea coast is not the most desirable of the cities founded in the hope of long life and extended dominion,
primarily because maritime cities are exposed to dangers which are both manifold and impossible to foresee. For
the mainland gives warning of the coming of the foeman whether this be unexpected or expected, by means of
many signs…but a seafaring, ship borne enemy can arrive before anyone is able to suspect that he is coming,
and when he arrives he does not disclose who is or whence he comes or even what his intentions are.” Like
Plato, he is hostile to sea and sees almost no advantage in sea-borne activities31: “Maritime cities
also suffer a certain corruption and degeneration of morals; for they receive a mixture of strange languages
and customs, and import foreign goods, so that none of their ancestral institutions can possibly remain unchanged. Even their inhabitants do not stick to their dwelling places, but are constantly being tempted far
from home by soaring hopes and dreams; and even when their bodies stay at home, their thoughts nevertheless
fare abroad and go wandering.”
Aristotle’s geographical concerns about the ideal city are close to Plato’s. The area covered by
the city should be large enough to support a way of life that is suited best to a free citizen without
spending time for labour32. The settlement, wholly visible at a glance, should be founded on a
fertile land in order to maintain economical independence. But contrary to Plato, Aristotle does
not go so far as to suggest an inland settlement. Sea provides good protection and is the best
means to import raw materials. In addition, a sea fleet would do no harm to the regime; this issue
can easily be solved by depriving the ship crews and rowers of citizenship.
28 Strab. 1.1.16.
29 Colum. 1.1.8
30 Cic. Resp. 2.3.
31 Cic. Resp. 2.4-6.
32 Arist. Pol. 7.5.
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Aristotle’s view of how the geography affects the political regime is remarkable: “acropolis is best
suited to oligarchy and monarchy, while plain land to democracy.”33 When discussing the relationship
between emergence of oligarchy and the knights, he describes the countries that are prone to
oligarchy are “the ones that are suitable for horse breeding. They help the oligarchies survive, because it is the
knights who protect the citizens and horse breeding can only be done by the major land holders.”34
Another point on which Aristotle agrees with Plato is the fact that climatic conditions and geographical positions play a dominant role on the characteristics of the people. Thus, according
to him, “people living in colder places and Europe are filled with courage and ambition, but their skills and
mental abilities are limited. This is why, although capable of maintaining their independency, they cannot
form a political unity or govern the others. The Asians, on the other hand, have both brains and skills, but
they lack courage and will; thus they are doomed to slavery. The Hellenes, being geographically in the middle,
had their share from both of them. Thus, they own the best political institutions and are able to maintain their
independence.”
Aelius Aristides, the Greek orator writing in the second century A.D., emphasizes the geographical advantages of Athens and Attica in general, which should be cited at some length because of its remarkable content35: “…just as its own territory is adjacent to a city, so the whole Greece is
adjacent to Attica. For this reason it alone has assured the appearance of an unblemished Greek people and is
to the greatest degree racially distinct from the barbarians. For the extent that it is separated by the nature of its
geography, it is also removed from the barbarians in the customs of its men. For it neither shares any common
river not does it have a boundary line, which can both separate and join a land. But as if to the bearing of a
shield, all things Greek from every extreme are directed to this centrally located land and on all sides Greeks
encircle its territory, some form the sea, some from the mainland, as is meet for common hearth of the race…
For these causes, it has always provided its people with pure and uncorrupted customs, and it also introduced,
as a model for Greek speech, a dialect which is clear, pure and pleasant.”
Here, we once more come across the view that the geography dictates the characteristics of
the people. What makes the Greeks superior to other nations is their location. The geographical
determinism of races based on these Platonic and Aristotelian ideas became influential in the
18th-century France36. Montesquieu built an image of Europe as the scientifically leading continent, because of its temperate climate. Even Rousseau, in his Social Contract, believed the role of
geography was the dominant factor in the formation of people’s behaviours and their political
regimes.
Aristides follows Plato and Aristotle in the above-mentioned passage, but adds a new aspect:
the impact of geography on language. The Greek language owes its purity and power to the
absence of neighbouring barbarian countries, thus isolating it and preventing it from being
contaminated by foreign influences. The renowned historian Ernst Curtius, who was a professor
at Göttingen from 1856 to 1868, was not different from Aristides in this respect37: “One class of
sounds is wont to predominate on the hills, another in the valleys, and again another on the plains.” The
language of Greeks must have been formed in the mountainous lands of the north before its introduction to Greece proper, since, in his opinion, it could reach purity only in these “isolated”
regions. The Greek language must have completed its formation before it descended Greece,
33 Arist. Pol. 7 .11.
34 Arist. Pol. 6.6.
35 Aristid. Panath. 14-16.
36 Bernal 19912: 204.
37 Bernal 19912: 335.
Geography-Human Relationships in Ancient Sources
457
because it was impossible that such a pure language could develop in the Mediterranean, where
there is a danger of mixing with the Semitic and Egyptian38. The racist implications aside, Curtius’s views obviously imply the dangers of the sea as Aristides’ did some 1600 years ago. Writing
before Curtius, Hegel (1770-1831) had had a wholly different view about the Greek way. According to him, Greeks did not owe their “beautiful and truly free life” to racial purity or climate; they
developed themselves from “a confluence of the most various nations and the beginnings of their cultural
development are connected with the advent of foreigners in Greece.”39
Cicero, on the other hand, is not impressed with the linguistic purity and geographical advantages of Greece as Aristides did; indeed, according to him40: “…no other influence did move to bring
about the final overthrow of Cartage and Corinth, though they had long been tottering than this scattering
and dispersion of the their citizens, due to the fact that lust for trafficking and sailing the seas had caused
them to abandon agriculture and pursuit of arms. Many things too that cause ruin to states as being incitements to luxury are supplied by the sea, entering either by capture or imports… and what I said of Corinth
may perhaps said with truth of the whole of the Greece, for even the Peloponnese is almost in its entire extent
close to the sea… Indeed it seems as if the lands of the barbarians had been bordered round with a Greek
sea coast, for none of the barbarians themselves were sea faring peoples except the Etruscans and the Phoenicians… Clearly, the course of the evils and revolutions to which the Greece has been subject is to be traced in
these disadvantages which I have just mentioned briefly as peculiar to maritime cities”. He then goes on to
list the advantages of Rome; it was built not by the sea coast but near Tiber, so that the city uses
the advantages of the sea by means of river transport while remaining as an inland settlement.
This is a surprisingly naïve statement from Cicero, for it is obvious that being only 25 km away
from the sea, Rome was not really far from it and ironically enough, in Cicero’s time it was already under the heavy influence of his subject, Greece. From the third century on, as Greece and
the Greek East came under Roman rule Rome was gradually “conquered by her conquests”.
Cicero is in the league of “sea-haters” like Plato and Aristotle, but significantly, he is straight in
criticizing Plato for his “unreal” city41: “… for that eminent Greek (i.e. Plato) whose works have never
been surpassed, began with the assumption of an unoccupied land, so that he might build a state upon it
to suit himself. His state may perhaps be an excellent one, but it is quite unsuited to men’s actual lives and
habits.” These words perfectly reflect the Roman habit of acting on the basis of well-tried realities
of life on which the Roman constitutions, laws, and politics were based.
Thucydides, with his rigorous and methodological style, prefers a more down-to-earth approach and takes a very different path from the previous philosophers, which is strikingly “modern” in understanding the realities of the world he is living in42: “(speaking of migrating peoples in
Greece)…without commerce, without freedom of communication either by land or sea, cultivating no more of
their territory than the exigencies of life required, destitute of capital, never planting their land… thinking that
the necessities of daily sustenance could be supplied at one place as well as another, they cared little for shifting
their habitation, and consequently neither built large cities nor attained to any other form of greatness.”
This is a passage we can expect from a “scientific” historian as modern scholars call it, for Thucydides neither injects mythological accounts nor exaggerates his narrative, but simply describes
the events that occurred long before his time and he does this by arguing against each of Plato’s
38 Bernal 19912: 335.
39 McCarney 2003: 2. But see Bernasconi 2003: 6 for contrary view.
40 Cic. Resp. 2.4-6.
41 Cic. Resp. 2.11.
42 Thuc. 1.2.
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statements. Contrary to the philosopher, he sees the lack of commerce, insufficient maritime
communication and under-cultivation of the land as the primary causes of continuous migration.
The key of this passage is “shifting of habitation”, i.e. man’s shaping and use of geography for his
needs. It emphasizes the active role that must be taken by people in order to establish large cities.
Plato and Aristotle, on the other hand, require more passive citizens in this respect. In fact, they
do not trust the citizens and rely on the geographical features of the land, which will effortlessly
shape the citizens for the benefit of the greater good, i.e. the well-being of the state, instead of
the other way around.
There is another effect of geography that requires a more detailed discussion, that is, its impact on the political regimes and constitutions. We have already noted how Plato and Aristotle
associate geography with the formation of regimes. Several ancient sources share the same views
with the philosophers. An example is Pliny the Elder43: “In the middle of the earth there is a salutary
mixture of the two (i.e. hot and cold regions)… the manners of the people are gentle, the intellect clear,
and genius, fertile and capable of comprehending every part of nature. They have formed empires, which has
never been done by the remote nations; yet these latter have never been subjected by the former, being severed
from them and remaining solitary, from the effect produced on them by their savage nature.”
Strabo thought it was natural that the Europeans, Greeks, Macedonians, and Romans in particular, possess the governing abilities and are skilful in both maintaining peace and conducting
wars due to their location in the temperate zone, while the other people are destined to be governed for they live in a rocky and isolated geography without any harbours44: “Take the case of the
Greeks: though occupying mountains and rocks, they used to live happily, because they took forethought for
good government, for the arts, and in general for the science of living. The Romans, too, took over many nations that were naturally savage owing to the regions they inhabited, because those regions were either rocky or
without harbours or cold or for some other reason ill-suited to habitation by many, and thus not only brought
into communication with each other peoples who had been isolated, but also taught the more savage how to
live under forms of government. But all of Europe that is level and has a temperate climate has nature to cooperate with her toward these results; for while in a country that is blessed by nature everything tends to peace,
in a disagreeable country everything tends to make men warlike and courageous; and so both kinds of country
receive benefits from each other, for the latter helps with arms, the former with products of the soil, with arts,
and with character-building. But the harm that they receive from each other, if they are not mutually helpful,
is also apparent; and the might of those who are accustomed to carry arms will have some advantage unless
it be controlled by the majority. However, this continent has a natural advantage to meet this condition also;
for the whole of it is diversified with plains and mountains, so that throughout its entire extent the agricultural and civilised element dwells side by side with the warlike element; but of the two elements the one that
is peace-loving is more numerous and therefore keeps control over the whole body; and the leading nations,
too — formerly the Greeks and later the Macedonians and the Romans — have taken hold and helped. And
for this reason Europe is most independent of other countries as regards both peace and war; for the warlike
population which she possesses is abundant and also that which tills her soils and holds her cities secure.”
In Isocrates Greeks are presented as the bringers of democracy, arts, education, and institutions. Moreover, it is implied that the Phoenicians do not possess necessary qualities to found a
city, when speaking of the achievements of the Cypriote king Evagoras (ca. 435-374/3 B.C.)45:
“After he had taken over the government of the city, which had been reduced to a state of barbarism and,
43 Plin. 2.80.
44 Strab. 2.5.26.
45 Isoc. Evagoras 9.47-49.
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459
because it was ruled by Phoenicians, was neither hospitable to the Greeks nor acquainted with the arts, nor
possessed of a trading-port or harbour, Evagoras remedied all these defects and, besides, acquired much additional territory, surrounded it all with new walls and built triremes, and with other construction so increased
the city that it was inferior to none of the cities of Greece… Before Evagoras gained the throne the inhabitants
were so hostile to strangers and fierce that they considered the best rulers to be those who treated the Greeks in
the most cruel fashion. At present, however, they have undergone so great a change that they strive with one
another to see who shall be regarded as most friendly to the Greeks, and the majority of them take their wives
from us and from them beget children, and they have greater pleasure in owning Greek possessions and observing Greek institutions than in their own, and more of those who occupy themselves with the liberal arts and
with education in general now dwell in these regions than in the communities in which they formerly used to
live.” It is only with the rule of Evagoras, a supporter of Hellenism on the island, that the Cypriote
people were saved from barbarism, and taste the pleasures of life by adopting the Greek way of
life. This is yet another text that accepts the Greeks as the natural masters of governing, founding
cities, and performing arts.
Hippocrates is more interesting when contrasting the Greeks with their kinsmen in Asia Minor46: “With regard to the lack of spirit and of courage among the inhabitants, the chief reason why Asiatics
are less warlike and more gentle in character than Europeans is the uniformity of the seasons, which show no
violent changes either towards heat or towards cold, but are equable. …For these reasons, I think, Asiatics are
feeble. Their institutions are a contributory cause, the greater part of Asia being governed by the kings. Now,
where men are not their own masters and independent, but are ruled by despots, they are not keen on military
efficiency but not appearing war-like.”
Asiatics, i.e. the Greeks in Asia are subject to slavery and despotic rule because of their geographical setting. A similar, but this time an anti-Greek view, is put into Cyrus’ mouth by Herodotus, when his men insist on settling new lands, leaving their rugged country47: “Go ahead and
do this. But if you do so, be prepared no longer to be rulers but rather subjects. Soft lands breed soft men;
wondrous fruits of the earth and valiant warriors grow not from the same soil.” It is not clear from the
passage, however, whether Cyrus refers to western Asia Minor in particular or Greece proper,
but it should be the latter that the king is referring to, because earlier in the text the Persian
Empire is told to be ruling over whole Asia, which probably includes Ionia. This is an example
of how ambiguous the notion of geographical determinism is, and Herodotus even writes that
homosexuality was introduced to Persians by the Greeks48, a claim that obviously contradicts
the above-mentioned ideas of the Greek superiority49. And in the last chapter of his Cyropaedia,
Xenophon comments on the deterioration of the Persians, and thinks that the Persians are getting more effeminate due to the customs they adopted from the Medes50; he makes no mention
of geography or climate.
Eratosthenes seems to have adopted a different criterion for the distinction of the people, to
judge by a quotation by Strabo. His treatment of barbarians is arguably more objective –as far as
we can deduce from Strabo’s account- than the other writers we have dealt with. The passage in
46 Hippoc. Aer. 16.
47 Hdt. 9.122.
48 Hdt. 1.135.
49 One may object to this view, arguing that the hostility toward homosexuality is a modern attitude, and it was natural and
legitimate in ancient Greece, not a weakness. But judicial cases and some sources imply that it was not wholly approved:
there existed a fear that the “junior partner may not make transition to adult masculinity, becoming a lifelong pleasure-mad effeminate
despicable person”. See Skinner 2005: 118 et seq.
50 Xen. Cyr. 8.8.
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question does not make a distinction of Greeks and the “others” by geography or climate, but by
their qualities51: “Now, towards the end of his treatise — after withholding praise from those who divide
the whole multitude of mankind into two groups, namely, Greeks and Barbarians, and also from those who
advised Alexander to treat the Greeks as friends but the Barbarians as enemies — Eratosthenes goes on to say
that it would be better to make such divisions according to good qualities and bad qualities; for not only are
many of the Greeks bad, but many of the Barbarians are refined — Indians and Arians, for example, and,
further, Romans and Carthaginians, who carry on their governments so admirably.” The passage does
contain a Greek versus barbarian distinction in its essence, but it is defined by Eratosthenes not
on geographical and climatic grounds but by merits and morality. Thus, even the barbarians can
have admirable political systems, and the Greeks can be as “bad” as the barbarians.
A similar treatment that ignores geographical explanations was suggested by the Cynics, especially by Diogenes, who put forward a distinction between the ignorant and the intellectual.
He defined himself as a citizen of the world52, a statement which totally rejects geographical
boundaries.
These ideas inevitably force us to see the other side of the medallion, ancient slavery. It is a
very wide subject which cannot be fully discussed here, but I find it necessary to mention some
aspects of ancient slavery, since it has roots in environmental determinism. While Plato simply
accepts slavery as a natural constitution without any discussion, Aristotle tries hard to justify its
existence53. He believes that slavery is a natural phenomenon, and that Asians are prone to be
slaves because of their geographical background. Thus, geography and climate are the factors
that determine who is a slave or who is not. According to Aristotle, since slaves are not capable
of controlling themselves, let alone governing others, it is to their advantage that they enter the
rule of the others. It is obvious that nature defined the bodies of slaves and free men from the
start; one is made strong for menial service, while the other is gifted for operating both in war
and peace54. The captives in war, on the other hand, are a different matter, because at this point
the matter shifts to the question: “Which war is legitimate?” Legitimate wars are fought to subjugate rebellious people, who are indeed slaves by nature. Illegitimate ones, on the other hand, are
against people to whom freedom is granted by the nature55. Aristotle’s main purpose in showing
slavery as a natural fact is to make use of the slaves for the benefit of the citizens, so that the citizens will not be occupied with soul-degrading tasks, instead they will devote themselves to politics
and philosophy. Thus, environmental determinism is an instrument in Aristotle’s hands to justify
his view on slavery.
One last question remains to be considered regarding environmental determinism: its effect
on the religion of the people. It seems that this is an issue not particularly handled by the ancient
authors, but Ibn Khaldun does comment briefly on the subject in the third prefatory discussion
of Chapter I: “…The reason for this is that their (i.e. of the Slavs) remoteness from being temperate produces in them a disposition and character similar to those of the dumb animals, and they become correspondingly remote from humanity. The same also applies to their religious conditions. They are ignorant of prophecy
and do not have a religious law, except for the small minority that lives near the temperate regions… In the
north, there are those Slav, European Christian, and Turkish nations that have adopted Christianity. All the
other inhabitants of the intemperate zones in the south and in the north are ignorant of all religion. Religious
51 Strab. 1.4.9.
52 Diog. Laert. 6.63.
53 Şenel 1970: 435.
54 Arist Pol. 1.5.
55 Arist. Pol. 1. 6.
Geography-Human Relationships in Ancient Sources
461
scholarship is lacking among them. All their conditions are remote from those of human beings and close to
those of wild animals.”
It is easy to see that the argument emerges from the fact that all the prophets and major religions were born in the Near East, which is categorized by Ibn Khaldun as a temperate zone, populated by Arabs, Israelites and Persians. The Greeks are also in this zone despite their polytheistic
religion. Herodotus’ identification of the major Egyptian deities with the Greek ones seems to
imply that geographical characteristics are not of great importance. The effect of geography on
peoples’ beliefs is obvious, however, in Tertullian’s treatise against the Christian sect Marcionism. Established by Marcion in Pontus, it supports the view of dualism, which sees the god of the
Jews as an inferior creator to the god of the Christians, the source of evil (a demiurge) in the material world. According to Tertullian, it is not surprising that this heresy was born in Pontus, since
the same rude nature of its inhabitants is seen in its climate and geography.56
Was it their geographical setting and climatic conditions that made Greeks, or for that matter
Romans, so distinct in world history? Ancient authors and modern defenders of environmental
determinism generalize their theories, which are short of quantitative analysis. Greeks and Romans considered Eastern Greeks, Persians or Phoenicians as inferior to themselves, but they also
saw each other as degenerate people. We have seen that Cicero, for instance, regards Greeks
as degenerate. The Romans, on the other hand, had previously been ridiculed by Mithridates,
since “their founders, according to their report, were suckled by the teats of a wolf, so the whole race had
the disposition of wolves, being insatiable of blood and tyranny, and eager and hungry after riches.”57 It
must be stated that the term “barbarian” was not a racial distinction as we understand it today,
but rather a way of mentioning the cultural and military differences between the Greeks and
the others. The cultural exclusivity of the Greeks began to dissolve in the Hellenistic period, as
it spread over a wide area among the non-Greek communities. And it is worth noting that the
Hellenistic literature does not as prominently stress the Greek superiority over the barbarians as
the Classical did, perhaps because they were no longer considered as a threat58. We may regard
Aristotle’s anti-barbarian views in Politics as a reaction to the political shortcomings of Athens, in
a time when Athens -and actually the polis as a constitution in general- faced with new threats.
Otherwise, Greeks had long been, and was in contact with Asia Minor, Black Sea, and of course
the Near East. One may get the impression from the above-mentioned texts that the Greeks saw
themselves living on a Hellenic island surrounded by a sea of barbarians, but this was to change
with the new political and cultural milieu of the Hellenistic period. Herodotus described the
Egyptians as a nation un-Greek in every way, but in Roman times Plutarch and Juvenal were talking of the integration of the Egyptians to their cultures59. Thus it would be a mistake to speak of
a racist hatred among the Greeks against the non-Greeks; rather, theirs was a sort of self-esteem
that was elevated to a degree of racial genius and purity by the romantic scholars.
56 Tertull. Ad. Marc. 1.1.2.
57 Just. Epit. 38.6.
58 Shipley 2000: 260.
59 Shipley 2000: 260.
Gürkan Ergin
462
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