The Astrophysical Journal Letters, 825:L5 (5pp), 2016 July 1
doi:10.3847/2041-8205/825/1/L5
© 2016. The American Astronomical Society. All rights reserved.
OPTICAL SETI OBSERVATIONS OF THE ANOMALOUS STAR KIC 8462852
1
Marlin Schuetz1,2, Douglas A. Vakoch1, Seth Shostak3, and Jon Richards3
METI International, 100 Pine Street, Suite 1250, San Francisco, CA 94111-5235, USA;
[email protected]
2
Boquete Optical SETI Observatory, Volcancito Road, Boquete, Chiriqui 0413, Panama
3
Center for SETI Research, SETI Institute, 189 Bernardo Avenue, Mountain View, CA 94043, USA
Received 2015 December 8; revised 2016 May 9; accepted 2016 May 10; published 2016 June 24
ABSTRACT
To explore the hypothesis that KIC 8462852ʼs aperiodic dimming is caused by artificial megastructures in orbit,
rather than a natural cause such as cometary fragments in a highly elliptical orbit, we searched for electromagnetic
signals from KIC 8462852 indicative of extraterrestrial intelligence. The primary observations were in the visible
optical regime using the Boquete Optical SETI Observatory in Panama. In addition, as a recommended preparatory
exercise for the possible future detection of a candidate signal, three of six observing runs simultaneously searched
radio frequencies at the Allen Telescope Array in California. No periodic optical signals greater than
67 photons m−2 within a time frame of 25 ns were seen. If, for example, any inhabitants of KIC 8462852 were
targeting our solar system with 5 MJ laser pulses, locally illuminating an approximately 3 au diameter disk, the
signal could have been detected at the Boquete Observatory. The limits on narrowband radio signals were
180–300 Jy Hz at 1 and 8 GHz, respectively. While the power requirement for a detectable, isotropic narrowband
radio transmission from KIC 8462852 is quite high, even modest targeting on the part of the putative
extraterrestrials can lower this power substantially.
Key words: astrobiology – extraterrestrial intelligence – instrumentation: photometers – stars: individual
(KIC 8462852) – stars: peculiar – telescopes
(Arnold 2005, 2013). In the current study, we ask whether a
civilization capable of such a large-scale engineering project
might also be transmitting intentional electromagnetic signals.
An earlier search for extraterrestrial intelligence (SETI) using
the Allen Telescope Array (ATA) in northern California was
conducted for narrowband and broadband radio signals
between 1 and 10 GHz (Harp et al. 2016). No signals were
detected.
The current experiment expanded this search to a hunt for
brief laser pulses at optical wavelengths using the Boquete
Optical SETI Observatory in Panama, a small, privately owned
facility that has been active in optical SETI searches since
2010. Located at an altitude of 1300 m on the slopes of a
dormant volcano near the Panama/Costa Rica border, the
observatoryʼs principal instrument is a 0.5 m Newtonian
telescope outfitted with a single photomultiplier detector. In
addition, as a preparatory exercise for efforts that would be
desirable in case of the actual detection of a candidate signal
(Billingham et al. 1991; Heidmann 1991), a subset of observing
runs simultaneously searched both optical and radio frequencies at the Boquete Observatory and the ATA. While signal
detection within the same regime at an independent site would
be important for confirmation, the current studyʼs use of both
optical and radio regimes seeks a different goal: preparation for
a panchromatic search of a putative extraterrestrial signal,
regardless of the original frequency at which it was detected.
1. INTRODUCTION
KIC 8462852, a star system examined by NASAʼs Kepler
telescope, has received significant attention due to its unusual
light curve. Whereas stars with exoplanets exhibit slight
periodic dimming due to transits of exoplanets, KIC
8462852ʼs dimming is aperiodic and of much greater
magnitude—up to 22% of the stellar flux.
Numerous explanations have been proposed for this
anomalous behavior. While a catastrophic collision in an
asteroid belt of KIC 8462852 might explain the dimming, such
an impact would produce dust particles that would absorb
starlight and reradiate at lower frequencies, yielding an infrared
excess. An early hypothesis was that this dimming may be due
to cometary fragments in a highly elliptical orbit, which would
not cause excess infrared radiation (Boyajian et al. 2016).
Moreover, no such infrared excess has been detected either
before these anomalous dimming events (Boyajian et al. 2016)
or after them (Marengo et al. 2015). The recent and
controversial discovery of a century-long dimming of KIC
8462852 suggests the more recent short-term dimming may be
part of an ongoing process, rather than reflecting a single
cataclysmic event (Schaefer 2016).
One explanation for the non-periodic dimming of KIC
8462852 posits the existence of artificial megastructures in
orbit around the star (Wright et al. 2015). A Dyson swarm in
orbit could capture KIC 8462852ʼs starlight for a civilizationʼs
energy use, although depending on the total surface area of the
solar satellites, this might also produce an infrared excess
(Dyson 1960). In addition to a Dyson swarm, it is possible to
imagine other artificial structures that might account for the
dimming of starlight but result in only a negligible increase in
infrared emission, for example, structures made of highly
reflective films. Engineered objects comparable to the size of
planets could serve as long-term beacons detectable through
their transits with the Kepler or CoRoT missions
2. DETECTING BRIEF LASER PULSES AGAINST
A STELLAR BACKGROUND
An advanced technological civilization seeking to signal
evidence of its existence at interstellar distances might do so
using a powerful laser with pulse duration in the nanosecond
range (Schwartz & Townes 1961; Howard & Horowitz 2001;
Howard et al. 2004). Stars with known exoplanets have been
targeted in past SETI searches (Siemion et al. 2013), with
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The Astrophysical Journal Letters, 825:L5 (5pp), 2016 July 1
Schuetz et al.
Table 1
Partial Listing of Optical SETI Detectors Since 2001
Reference
Observatory and Telescope
Wright et al. (2001)
Howard et al. (2004)
Howard et al. (2004)
Hanna et al. (2009)
Korpela et al. (2011)
Mead (2013)
Maire et al. (2014)
Abeysekara et al. (2016)
This document
Lick Obs., 1 m Nickel
Harvard Oak Ridge Obs., 1.5 ma
Princeton FitzRandolph Obs., 0.9 m
STACEE, heliostats
Leuschner Obs., 0.8 m
Harvard, 1.6 m All Sky Camerab
Lick Obs., 1 m Nickel
Veritas Gamma Ray Obs., 12 m
Boquete Obs., 0.5 m
Detector Type/Integration Time
λ (nm)
3 pmt/∼5 ns
2 apd/5 ns
2 apd/5 ns
∼12 ns
3 pmt/5 ns 2 and more
pmt/∼5 ns
2 apd/<1 ns
3 pmt/<50 nsc
1 pmt/25 nsd
450–850
450–650
450–650
300–600
300–700
300–800
950–1650
300–550
350–600
Sensitivity (photons m−2)
51
100
80
10
41
60
40
1
67
Notes.
a
One-third of the light was diverted and used for the optical SETI experiment.
b
Transit mode observations, stellar dwell time ∼1 minute.
c
Various modes of detection.
d
Coincidence detection within 5 ns.
exoplanets discovered by the Kepler mission being of particular
interest because any electromagnetic communications between
planets would be along an orbital plane viewed edge-on from
the perspective of our solar system, making it conceivable we
could detect this spillover radiation (Tellis & Marcy 2015).
Several papers over the past decade have described megajoule
(MJ)-scale pulsed lasers as being capable of significantly
outshining the parent star at distances up to approximately
1000 lt-yr. Specifically, during the period of a pulse there could
be several orders of magnitude greater photon flux produced by
the laser than by the star. For example, at a distance of 100 ltyr, a Sun-like star will produce a steady flux of
108 photons s−1 m−2, or about 0.1 photons ns−1. In that same
interval, a laser pulse could cause tens or even thousands of
photons m−2—a disparity that provides a clear path for the
design of detectors.
The method most frequently used for signal detection in
optical SETI employs multiple photomultipliers arranged to
work as a coincidence detector. These have been needed to
discriminate against large amplitude signals commonly produced in photomultipliers by gamma radiation, corona effects,
and Cerenkov radiation. To avoid such interfering phenomena,
it has been common practice to employ optical beam splitter(s)
to feed multiple photomultipliers (pmt) or avalanche photodiodes (apd). When each of the detectors registers photons that
are coincident in time, an output is produced. To manage the
level of false positives the discriminators’ threshold levels are
set for two or more photoelectron pulses. Note that increasing
the threshold levels is done at the expense of reducing the
sensitivity.
Table 1 lists most of the optical SETI search programs for
which published data are readily available. Note that although
the Boquete Observatory telescope has the smallest aperture, its
sensitivity to short-duration pulsed signals compares favorably
to that of other larger instruments.
While other optical systems may have observed KIC
8462852 for pulsed signals, to our knowledge only the
VERITAS and Boquete Observatories have reported their
findings. Clearly, null results speak only of the particular
observation times and orientation of the source of potential
signals. Many more observations will be needed to improve the
way we make judgments regarding this objectʼs peculiarities.
For the small f4.1 telescope at the Boquete Optical SETI
Observatory a different approach was needed to minimize the
sensitivity tradeoff and to avoid the losses and complications
with beam splitters, Fabry lenses, etc. The solution was
twofold: a purpose-built photometer having a single photomultiplier and fast Fourier transform processing of the
photometer pulsed output.
In this scheme, the photomultiplier output pulses follow two
paths. The first is to a high-level discriminator whose threshold
is set to detect two or more coincident photoelectron pulses.
The other path has a low-level discriminator to eliminate
photomultiplier dark noise, followed by an integrator/discriminator whose threshold can be set to detect groups of
photoelectron pulses spread out in time, in the present case an
∼25 ns interval. The group discriminator threshold can be set to
detect 2, 3, or more photoelectron pulses in the interval. The
choice for this selection is dependent upon the stellar
background level. (Non-coincident photoelectron pulses are
monitored because there may be technical and economic
reasons to use lesser peak power lasers with longer-duration
pulses. Alternatively, the senders could use several even lower
peak power lasers, operating at different wavelengths and fired
sequentially to convey a message.)
Of course, the single photomultiplier method has inherently
more residual noise, and in the early years of optical SETI
detector development, it was found by others to be only
marginally useful. However, we mitigate this limitation with
additional processing as follows: when a coincident or group
event occurs, the photometer sends a pulse to a computer-based
low-frequency fast Fourier transform spectrum analyzer.
Analysis of very short duty cycle pulsed signals by this
method has a particularly beneficial consequence. When a
periodic signal is detected and processed, it does not produce a
single major transform peak as expected with a sinusoidal
signal (Smith 1997). It displays instead the fundamental
frequency and all of the harmonics at nearly equal amplitudes.
Thus, a precisely periodic signal has an unmistakable signature
and it can be detected even when the stellar background flux is
very large. Natural sources of signals in the 25 ns time frame
are typically aperiodic, making periodic signals useful indications of extraterrestrial intelligence. False positives are
extremely unlikely. During the observation of well over 3000
stars between 2011 and 2016, only one anomalous (and
presumed false positive) signal was encountered. This
performance also compares favorably with reported coincidence detection methods.
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Schuetz et al.
The detection scheme is routinely tested at the photometer
using simulated signals produced by two internal LEDs. One
LED is used to simulate stellar backgrounds up to about
750,000 cps. A second LED is pulsed at an arbitrary 0.6 Hz and
at a very low power level, i.e., ∼1 μW with 2–50 ns variously
set pulse durations. The light emitted from both LEDs must
undergo dispersive and attenuating reflections before passing
through a 0.7 mm photometer aperture. The light originating at
the pulsed LED and impinging upon the detector photocathode
can, on average, be controlled to produce one, two, three, or
more individual photoelectron pulses for each powered LED
pulse. Among other routine tests, it is usual to power the pulsed
LED while raising the simulated stellar background levels to a
point where the signal-to-background counts approach unity.
Those tests have demonstrated that for two detected photoelectron pulses (n = 2) in the 25 ns interval, the processed
pulsed signal is 10 dB above a 20 kcps background. With the
threshold set for three detected photoelectron pulses (n = 3),
the processed pulsed signal is 10 dB above a 200 kcps
background. Of course, the photometer discriminator threshold
can easily be set higher for bright stars, but in order to maintain
the highest sensitivities to laser signals, the majority of
observations at the Boquete Observatory have been limited to
stars having visual magnitudes 7 and more preferably 9. It
is also noteworthy that the pulsed LED power level can be set
low enough so as to produce only group events. Raising the
power level slightly can demonstrate coincident events in
addition to group events.
No periodic signals were detected. Considering the large
distance to KIC 8462852 (454 pc) and the small telescope
aperture, it is still possible that a pulsed laser signal, even if
directed toward us, could be well below the 67 photons m−2
detection limit of the Boquete instrument. However, it has been
suggested that an advanced civilization might use very precise
targeting to produce much larger photon fluxes on the basis of
observed transits of the Sun by the Earth (Shostak &
Villard 2004). For example, a 5 MJ, 450 nm laser pulse
beamed from KIC 8462852 toward Earth and diverging to an
approximate 3 au diameter disk would result in a signal
detectable at the Boquete Observatory.
4. SIMULTANEOUS RADIO OBSERVATIONS
AND RESULTS
Most SETI searches are conducted at a single observatory,
without simultaneous efforts at other facilities. The existing
post-detection SETI protocol indicates that in the event of a
detection of extraterrestrial intelligence, astronomers should
coordinate observations of the target at multiple sites
(Billingham et al. 1991). The global SETI network that
Heidmann (1991) envisioned would initially be restricted to
the radio domain, reflecting the dominance of that regime in
SETI a quarter century ago, but it could be expanded to include
optical SETI today. In the event of the detection of an actual
signal from extraterrestrial intelligence, it would be valuable to
observe the target simultaneously across multiple regimes to
characterize more comprehensively the full range of any signals
being transmitted. Prior coordination between observatories
would facilitate rapid response, which would be especially
critical for relatively transient signals. Most efforts to conduct
multifrequency, multisite SETI programs have been limited by
including observatories both with and without SETI-specific
signal-processing capabilities (Narusawa et al. 2011) or by
allowing different facilities either to observe different targets or
to observe the same target at different times (Narusawa
et al. 2013). A notable ongoing panchromatic search of nearby
stars is being conducted by the Berkeley SETI Research
Center, covering frequencies between 50 MHz and 500 THz
(Siemion et al. 2014, 2015), with coordinated and sometimes
simultaneous observations taking place at the Robert C. Byrd
Green Bank Telescope, Parkes Radio Telescope, and the Lick
Observatory Automated Planet Finder.
As a test of the feasibility of simultaneously observing the
same target in optical and radio regimes, the ATA reobserved
KIC 8462852 at a subset of the frequencies previously reported
(Harp et al. 2016) on three of the six nights during which
optical observations were conducted. The ATAʼs fully
automated system for spectral analysis searched for narrowband emissions between 0.01 and 10 Hz wide, with real-time
follow-up of any candidate signals (Tarter et al. 2011). Because
the frequency of narrowband signals could change over time
due to relative accelerations caused by diurnal rotation and
orbital motions, the ATAʼs signal detection algorithms allow
for detection of a fractional drift rate in frequency up to
10−9 s−1 (1 Hz at 1 GHz to 10 Hz at 10 GHz).
Frequencies between 1699 and 1787 MHz were examined on
October 29, with this full frequency range repeated three times.
Observations on November 10 were conducted between 1400
and 1488 MHz, with each frequency examined twice. On
November 28, frequencies between 8000 and 8200 MHz were
examined once. Each frequency observation lasted 92 s, with
3. OPTICAL OBSERVATIONS AND RESULTS
Optical SETI observations were conducted in 2015 October
and November at the Boquete Observatory. Observation
periods were limited by the position and westerly advance of
the star to no more than one hour. Weather conditions
constrained the useful observations to October 29 and
November 9, 10, 23, 24, and 28 (UT).
A photometer mounted on the telescope employed a single
high gain photomultiplier sensitive in the 300–600 nm range.
Detected photons, in the form of ∼3 ns FWHM pulses, are
processed in the photometer with circuitry that may be adjusted
to create an output pulse whenever two or more photons are
detected within any time window of ∼25 ns. That includes
coincident photon events (photon pileup) as well as group
photon events where the photons are spread out in the time
window. The two classes of events were monitored separately.
For these observations and depending upon the sky-plus-stellar
background, the discriminator was set to respond to either two
or three detected photons within the period. Considering the
telescopeʼs aperture area and the various losses in the system,
two detected photons correspond to a photon flux of
∼67 photons m−2 in the 25 ns time window.
For KIC 8462852, a star of visual magnitude 11.7, the stellar
background count was 1500–2000 cps depending upon the
atmospheric conditions. A computer-based fast Fourier transform spectrum analyzer was used to process the photometer
output pulses in near real time in an attempt to detect any
pulsed signal having a periodicity of between 0.05 and 10 Hz.
(A signal at a repetition rate greater than 10 Hz, i.e., up to
100 Hz, would be easily detected, but was not expected.
Detection of signals below 0.05 Hz would require additional
processing and/or other observational techniques perhaps
involving two or more observatories.)
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Schuetz et al.
the detection threshold equal to 6.5 times the mean square noise
level. This yielded a sensitivity of 180 and 300 Jy Hz at 1 and
8 GHz, respectively, corresponding to a transmitter with an
effective isotropic radiated power of 4 1015 W (and 7 1015 W)
at the distance of KIC 8462852. No persistent narrowband
signals were detected in the vicinity of KIC 8462852,
consistent with previous results with the same instrument
(Harp et al. 2016).
resources and maintenance costs. If there are technical or
economic reasons to do so, multiple lower power lasers might
be employed to fire sequentially—filling out long pulse lengths
and perhaps having different wavelengths for encoding data. It
is also reasonable to expect that lower power lasers can
function with greater energy efficiency. For both reception and
transmission the use of longer pulse lengths appears to be a
win–win strategy. While longer pulse lengths would lack
discrimination against natural sources, the periodicity requirement eliminates nearly all natural sources.
A civilization attempting to make contact could use a diverse
range of transmission strategies, including, for example,
serially targeting thousands or millions of stars. It is therefore
plausible that pulsed emissions directed toward target stars
could be at a very low rate, i.e., =0.01 pps. In that event,
seemingly non-periodic pulses could be detected using
synchronized data collection with two or more observatories.
Once detected, observation times can be extended to look for
periodicity. To increase opportunities for such collaboration
between facilities, METI International has begun developing a
network of optical SETI observatories, with early members
including the Boquete Optical SETI Observatory and the Owl
Observatory in Michigan, USA (Howard 2015). Such a
network will also be critical for follow-up of a putative
extraterrestrial signal, allowing confirmation of a signal
detected at one site by an independent facility observing in
the same regime.
The limits on narrowband radio signals were 180–300 Jy Hz
at 1 and 8 GHz, respectively. While the power requirement for
a detectable, isotropic narrowband radio transmission from KIC
8462852 is obviously quite high (Harp et al. 2016), even
modest targeting on the part of the putative extraterrestrials can
lower this power substantially. If we assume that the
extraterrestrials are using an antenna the same size as the
Arecibo radio telescope in Puerto Rico, the minimum
detectable transmitter power for narrowband signals is only
about 200 MW for frequencies near 1 GHz, and 4 MW for
frequencies close to 10 GHz. These are, quite obviously, easily
manageable power levels for any advanced society.
By simultaneously observing at optical and radio frequencies, we have begun preparing for a panchromatic search of
targets from which signals have been detected at any
frequency. Morrison (1973) suggested that the first signal
detected from an extraterrestrial intelligence may be an
acquisition signal that repeats frequently, but that more
information-rich signals may be transmitted less often. By
developing a capacity to observe in multiple regimes
simultaneously, we will be better prepared for a full range of
immediate follow-up observations of candidate signals.
5. CONCLUSIONS
We have conducted a search for brief laser pulses from the
vicinity of KIC 8462852 whose anomalous dimming has
caused some to suggest the star may be orbited by an artificial
megastructure. Our study was an attempt to detect any
intentional laser signals transmitted from an extraterrestrial
civilization in the KIC 8462852 system. No periodic optical
signals greater than 67 photons m−2 within a time frame of
25 ns were seen. If, for example, any inhabitants of KIC
8462852 were targeting our solar system with 5 MJ laser
pulses, locally illuminating an approximate 3 au diameter disk,
the signal could have been detected at the Boquete Observatory. We can compare this to the National Ignition Facilityʼs
laser constellation, which can generate nanosecond pulses of
several megajoules. The targeting accuracy required also
compares favorably with that of the Hubble Space Telescope.
Thus, our technology relevant to signaling is rapidly approaching that which may be needed for such interstellar
communications.
As a further example, if such hypothetical extraterrestrials
used a 10 m mirror to beam laser pulses in our direction, then
using a 10 m receiving telescope, the minimum detectable
energy per pulse would be 125,000 J. If this pulse repeated
every 20 minutes, then the average power cost to the
transmitting civilization would be a rather low 100 W. This
would be a negligible cost for any civilization capable of
constructing a megastructure large enough to be responsible for
the dimming seen with KIC 8462852, particularly if that
structure were used to capture a large fraction of the starʼs
energy (∼1027 W).
The method used for optical pulse detection in this study has
some significant advantages over the traditional methods using
multiple photomultipliers. Specifically, a detector designed to
take advantage of the Poisson distribution at group numbers
between 2 and 4 requires (1) only a single photomultiplier, (2)
works equally well with coincidence and group pulse detection,
(3) has simpler setup and calibration and no concern for
channel crosstalk, (4) eliminates signal losses related to beam
splitters, (5) suppresses random stellar background noise to a
low level, (6) simplifies detector cooling (if needed), (7) can be
adjusted according to the total count, e.g., n = 2 for dim stars
and n = 3 or 4 for brighter stars, (8) benefits from the fact that a
longer pulse width requires less laser peak power for a given
pulse energy, and (9) with more energy per pulse, but with the
same laser peak power, more photons per pulse may be
available for detection.
The use of longer pulse lengths could yield significant
advantages. Consider the case of a 1 MJ laser emitting a 1 ns
pulse. If the pulse were lengthened to 50 ns, the peak power
would be reduced by a factor of 50 for the same energy
expenditure and total photon flux per pulse. The use of lasers
transmitting the same energy but with longer pulses and with
less peak power can reduce the facility costs, as well as
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