2017
V. INTERNATIONAL BLUE BLACK
SEA CONGRESS PROCEEDING
The Congress has been funded by BAPKO (Marmara University)
Bu Kongre Marmara Üniversitesi BAPKO tarafından finance edilmiştir.
Proje No: SOS-L-120516-0230
Edited by
Prof. Dr. Alaeddi Yalçı kaya
Asst. Prof. Dr. Arzu Al
Dr. Hakan Mehmetcik
Marmara Üniversitesi Yayın No: 849
V. INTERNATIONAL BLUE BLACK SEA CONGRESS
PROCEEDING
Editors
Prof. Dr. Aleaddin YALÇINKAYA,
Asst.Prof. Dr. Arzu AL,
Dr. Hakan MEHMETCIK,
E-ISBN: 978-975-400-407-6
Marmara University Press
Copyright ©Mart 2017
i
The Congress has been funded by BAPKO (Marmara University)
Bu Kongre Marmara Üniversitesi BAPKO tarafından finance edilmiştir.
Proje No: SOS-L-120516-0230
ii
V. BLUE BLACK SEA INTERNATIONAL CONGRESS
THE BLACK SEA POLITICAL ECONOMY AND
REGIONAL SECURITY
12-13 December 2016
Marmara University, Anadoluhisarı Campus
BESYO Congress Hall
Honorary President
Prof. Dr. Mehmet Emin Arat Marmara University, Rector
Organizing Committee
Prof. Alaeddin Yalçınkaya - General Coordinator, Chair of the Department
of International Relations
Prof. Nurşin A. Güney - Vice President, Wiseman Center for Strategic
Studies
Prof. Atilla Sandıklı - President, Wiseman Center for Strategic Studies
Prof. Hasret Çomak- Istanbul Arel University
Asst. Prof. Arzu Al - General Coordinator, Marmara University
Assoc. Prof. Dr. Erhan Doğan, Marmara University
Assoc. Porf. Vişne Korkmaz, Yıldız Technical University
Asst. Prof. Gonca Oğuz Gök, Marmara University
Asst. Prof. Şükrü Yazgan, Marmara University
Hakan Mehmetcik, Marmara University
Ali Murat Kurşun, Marmara University
Ferit Belder, Marmara University
iii
Scientific and Advisory Board
Prof. Recep Bozlağan, Vice Rector,
Prof. Mehmet
Akalın, Vice Rector,
FPS Dean, Marmara University,
Marmara University, Turkey
Turkey
Prof. Ahmet Demirel, Vice Dean,
Prof. İlter Turan, Bilgesam Wise Men
Marmara University
Board Member, Turkey
Prof. Ayşegül Sever, Marmara
Prof. Ali Karaosmanoğlu, Bilgesam
University, Turkey
Wise Men Board Member, Turkey
Prof. Esra Hatipoğlu, Rector,
Prof. Çelik Kurtoğlu, Bilgesam Wise
Nişantaşı University, Turkey
Men Board Member, Turkey
Prof. Ramazan Gözen, Marmara
Prof. Ömer Faruk Gençkaya, Marmara
University, Turkey
University, Turkey
Prof. Çigdem Nas, Yıldız Teknik
Prof. Nuray Bozbora, Marmara
University, Turkey
University, Turkey
Prof. Fuat Keyman, Sabancı
Prof. Mensur Akgün, İstanbul Kültür
University, Turkey
University, Turkey
Prof. Deniz Ülke Arıboğan, İstanbul
Prof. Mehmet Özkan, Marmara
Bilgi University, Turkey
University, Turkey
Prof. Ramazan Özey, Marmara
Prof. Uğur Yozgat, Marmara
University, Turkey
University, Turkey
Prof. Yusuf Şahin, Karadeniz Teknik Prof. Tayyar Arı, Uludağ University,
University, Turkey
Turkey
Prof. Alexandre Shaidatovich
Prof. Mert Bilgin, Istanbul Medipol
Kadyrbaev, Oriental Institute, Russian University, Turkey
Academy of Sciences, Russia
Prof. Nejat Doğan, Erciyes University, Prof. Zerrin Toprak Karaman, Dokuz
Turkey
Eylül University, Turkey
Prof. Hüseyin Emiroğlu, Kırıkkale
Prof. Sergey Barisoviç Drujulovski,
University, Turkey
Moscow State Instıtute of International
Relations, Russia
Prof. Ensar Nişancı, Namık Kemal
Prof. Erhan Büyükakıncı, Galatasaray
University, Turkey
University, Turkey
Prof. Stephen Larrabee, RAND, USA Prof. Pekka Korhonen, Yjveskhyla
University, Finland
Prof. Daniel Smilov, Sofia University , Prof. Şükrü Hanioğlu, Princeton
Bulgaria
University , USA
Assoc. Gregory Simons, Uppsala
Prof. Elman Nasırov, Azerbaijan State
Centre for Russian and Eurasian
University, Azerbaijan
Studies, Sweden
Assoc. Prof. Emel Parlar Dal,
Assoc. Prof. Nail YılmazMarmara
Marmara University, Turkey
University, Turkey
Assoc. Prof. Emre Erşen
Assit. Prof. Behlül Özkan
iv
TABLE OF CONTENTS
SUSTAİNABİLİTY AND RESİLİENCY ARE KEY TO LONG-TERM GEOPOLİTİCAL AND
GEOECONOMİC REGİONAL STABİLİTY
……………………………………………………………1
ELLEN WASYLİNA, PRESİDENT, THE INTERNATİONAL GEOSTRATEGİC MARİTİME
OBSERVATORY ..............................................................................................................................................
THE ROLE OF THE UNİTED STATES İN CURRENT WORLD POLİTİCS ........................................ 14
PROF. PEKKA KORHONEN, UNİVERSİTY OF JYVASKYLA, FİNLAND ..................................
THE OBAMA ADMİNİSTRATİON’S RESPONSE TO NEW MODEL GREAT POWER RELATİONS
AND US REFLECTİON ON THE ENGAGEMENT POLİCY TOWARDS CHİNA .............................. 23
PROF. SUİSHENG ZHAO, UNİVERSİTY OF DENVER, USA ......................................................
RUSSİA İN UKRAİNE’S QUAGMİRE: DROWNİNG OR COMİNG THROUGH? ................................ 38
DR. ANNA MATVEEVA, KİNGS COLLEGE LONDON, UK.........................................................
AN OFFENSİVE REALİST ACCOUNT OF RUSSİA’S FOREİGN POLİCY İN THE BLACK SEA
REGİON ....................................................................................................................................................... 55
ASST. PROF. ASLI KELKİTLİ, ISTANBUL AREL UNİVERSİTY .................................................
THE EFFECT OF ENERGY ON RUSSİAN FOREİGN POLİCY ........................................................... 66
SABRİ AYDIN, KARAMANOĞLU MEHMETBEY UNİVERSİTY.................................................
GEOPOLİTİCAL IMPORTANCE OF EURASİA BLACK SEA REGİON AND ENERGY
INTERDEPENDENCY .............................................................................................................................. 72
MELEK M. IBRAHİMOĞLU, MARMARA UNİVERSİTY ..............................................................
AN EVALUATİON FOR THE FUTURE OF CONTAİNER TRANSPORT İN THE BLACK SEA ........ 81
ASSOC. PROF. SONER ESMER, DOKUZ EYLÜL UNİVERSİTY .................................................
DATA MİNİNG İN STRUCTURAL ANALYSİS OF INTERNATİONAL TECHNOLOGY COMPANİES
AND REFLECTİONS FOR INTERNATİONAL RELATİONS ............................................................... 90
PROF. MEHMET ÖZKAN, MARMARA UNİVERSİTY, ASST. PROF. LEVENT BORAN,
NİŞANTAŞI UNİVERSİTY................................................................................................................
RUSSİAN HEGEMONY İN BLACK SEA AS A CYBER POWER; DATA OF 2015-2016 CYBER WAR .. 110
VAHİT GÜNTAY, KARADENİZ TECHNİCAL UNİVERSİTY .....................................................
NATİONALİST MOVEMENTS İN THE RUSSİAN FEDERATİON AND ITS PERİPHERY: A
DEBATE OVER IGOR GİRKİN (STRELKOV) ........................................................................................ 121
ASST. PROF. UTKU YAPICI, ANDAN MENDERES UNİVERSİTY .............................................
THE ANALYZİNG OF RUSSİAN FEDERATİON-UKRAİNE CONFLİCT İN THE CONTEXT OF
SECURİTİZATİON THEORY .................................................................................................................. 130
DR. SELİM KURT, GİRESUN UNİVERSİTY ..................................................................................
THE EFFECTS OF INTERNATİONAL POLİTİCAL ECONOMY ON CENTRAL BANKİNG POLİCY
MAKİNG ...................................................................................................................................................... 143
ASST. PROF. DR. ARZU AL, MARMARA UNİVERSİTY ................................................................
BURCU ÖZDİL, MARMARA UNİVERSİTY ....................................................................................
EUROPEAN UNİON NEİGBORHOOD POLİCY AND İTS EFFECTS ON GLOBAL SECURİTY .... 151
EMRE ERDEMİR, MARMARA UNİVERSİTY ................................................................................
EVALUATİON OF MUTUAL RELATİONS AMONG EUROPE-RUSSİA AND UK FROM POLİTİCAL
ECONOMY PERSPECTİVE ...................................................................................................................... 158
ASST. PROF. ARZU AL, MARMARA UNİVERSİTY .......................................................................
ELSON LALA, MARMARA UNİVERSİTY .......................................................................................
ORGANİZATİON OF THE BLACK SEA ECONOMİC COOPERATİON İN THE CONTEXT OF
LOCAL EVENTS: EVALUATİON İN TERMS OF INTERNATİONAL POLİTİCAL ECONOMY ..... 167
v
PROF. ALAEDDİN YALÇINKAYA, MARMARA UNİVERSİTY ....................................................
MUSTAFA ÇELİK, MARMARA UNİVERSİTY ................................................................................
INFLUENCE OF CHİNA'S RİSE İN CENTRAL ASİA SİNCE 2000S: AN ANALYSİS FROM REALİST
AND LİBERALİST PERSPECTİVES ........................................................................................................ 178
ASSOC. PROF. EMEL PARLAR DAL, MARMARA UNİVERSİTY .................................................
DOVLETGELDİ MYRADOV MYRADOV, MARMARA UNİVERSİTY .........................................
ANALYSİS OF MIKTA COUNTİRES İN TERMS OF DEVELOPMENT .............................................. 190
ASST. PROF. GONCA OGUZ GOK, MARMARA UNİVERSİTY ...................................................
BÜŞRA KILIÇ, MARMARA UNİVERSİTY .......................................................................................
TURKEY’S CONTRİBUTİON AND POSİTİON İN THE GLOBAL SECURİTY GOVERNANCE .... 200
ASSOC. PROF. EMEL PARLAR DAL, MARMARA UNİVERSİTY .................................................
AHMET OZAN GÖKÇE, MARMARA UNİVERSİTY......................................................................
MIKTA VE KÜRESEL YÖNETİŞİM ......................................................................................................... 212
ASST. PROF. GONCA OGUZ GOK, MARMARA UNİVERSİTY ....................................................
TUĞÇE CEYDA DURGUN, MARMARA UNİVERSİTY .................................................................
A THEORETİCAL OVERVİEW OF RİSİNG POWERS’ HUMANİTARİAN DİPLOMACY ................ 223
ASSOC. PROF. EMEL PARLAR DAL, MARMARA UNİVERSİTY .................................................
NİLAY TUNÇARSLAN, MARMARA UNİVERSİTY .......................................................................
RUSSİA, AS A GLOBAL ACTOR : RUSSİA'S ENERGY POLİCY AND ENERGY DEPENDENCY TO
THE RUSSİA ............................................................................................................................................... 234
ASST. PROF. ARZU AL, MARMARA UNİVERSİTY .......................................................................
AHMET SİNDİRAÇ, MARMARA UNİVERSİTY.............................................................................
THE RELATİONS BETWEEN AZERBAİJAN AND ARMENİA SİNCE THE FORMATİON OF THE
OSCE MİNSK GROUP ............................................................................................................................... 244
PROF. ALAEDDİN YALCİNKAYA, MARMARA UNİVERSİTY ....................................................
AHMET DEMİR, MARMARA UNİVERSİTY ..................................................................................
BANDWAGONING STRATEGY AND FREE-RIDER SEEKING: THE CASE OF AZERBAIJAN ...... 252
DR. FAZLI DOĞAN, SELÇUK UNİVERSİTY .................................................................................
THE STRATEGİC IMPORTANCE OF BLACK SEA İN CHİNA’S ONE ROAD ONE BELT
INİTİATİVE ................................................................................................................................................ 264
DOÇ. DR. SONER ESMER, DOKUZ EYLÜL UNİVERSİTY .........................................................
THE EU’S NEW NEİGHBORHOOD POLİCY AND TURKEY-EU RELATİONS ............................... 274
ASST. PROF. ZELAL KIZILKAN, MARTİN ARTUKULU UNİVERSİTY .....................................
ROLE AND POSİTİON OF BULGARİA AND ROMANİA İN THE BLACK SEA REGİON ................ 280
DR. ASLIHAN ANLAR, KOCAELİ UNİVERSİTY ..........................................................................
THE CRİSİS OF INTERNATİONAL VALUES AND REGİONAL SECURİTY: TURKİSH RUSSİAN
CONFLİCT İN TURBULENCE OF ARAB SPRİNG ............................................................................... 293
PROF. RAMAZAN GÖZEN, MARMARA UNİVERSİTY ................................................................
HOLD YOUR FRİENDS CLOSE, BUT YOUR ENEMİES CLOSER: TESTİNG THE TETHERİNG
STRATEGY OVER RUSSİA AND TURKEY RELATİONS...................................................................... 306
ASST. PROF. ERDEM ÖZLÜK, SELÇUK UNİVERSİTY................................................................
THE ROLE OF AKKUYU İN RUSSİA-TURKEY ENERGY RELATİONS: IS IT A STRATEGİC
INVESTMENT OR A STRATEGİC BLİNDNESS? .................................................................................. 320
DR. AZİME TELLİ, 19 MAYIS UNİVERSİTY ..................................................................................
AN EVALUATİON ON THE POTENTİAL IMPACTS OF “CHANNEL ISTANBUL” PROJECT ON
MONTREUX CONVENTİON: A GEOPOLİTİCAL MİSTAKE İN THE BLACK SEA? ............................
vi
ASST. PROF. BÜLENT ŞENER, KARADENİZ TECHNİCAL UNİVERSİTY
TARİHSEL SÜREÇTE KALKINMA ANLAYIŞI VE BU BAĞLAMDA MIKTA ÜLKELERİNİN
DEĞERLENDİRİLMESİ ........................................................................................................................... 349
YRD. DOÇ. DR. GONCA OGUZ GÖK, MARMARA ÜNİVERSİTESİ ............................................
IDEATİONAL SETTİNGS OF THE JDP FOREİGN POLİCY AND THE EU: ROMANTİCİSİM VS
FORMALİSM .............................................................................................................................................. 359
ASST. PROF. DR. ZUHAL M. UZUNER, MARMARA UNİVERSİTY ...........................................
REGİONAL CRİSİS AND CONFLİCT MANAGEMENT AFTER THE RUSSİAN INVASİON OF
CRİMEA: THE CASE OF CRİMEAN TATARS ........................................................................................ 372
ASSOC. PROF. SEZAİ ÖZÇELİK, ÇANKIRI KARATEKİN UNİVERSİTY .............................. 372
POST-CRİMEA BLACK SEA: CHANGİNG GEO-POLİTİCS AND STRATEGİES ....................................
KATERYNA PAİUK, ODESSA I.I.MECHNİKOV NATİONAL UNİVERSİTY
MOVİNG AWAY FROM THE WEST OR NORMALİZATİON OF RELATİONS? COMMENTS ON
TURKEY-RUSSİA RAPPROCHMENT ..................................................................................................... 387
ASSOC. PROF. ÇİĞDEM ÜSTÜN, ...................................................................................................
THE IMPACT OF TURKİSH-RUSSİAN NORMALİZATİON PROCESS TO SECURİTY OF THE
BLACK SEA ................................................................................................................................................. 396
PROF. KAMER KASIM, BOLU ABANT IZET BAYSAL UNİVERSİTY .........................................
CURRENCY CYCLES AND THEİR IMPACT ON GEORGİA-TURKEY TRADE RELATİONS......... 406
PROF. MİKHEİL TOKMAZİAHVİLLİ, TBİLİSİ STATE UNİVERSİTY ......................................
IN THE CONTEXT OF INTERNATİONAL POLİTİCAL ECONOMY, THE COMPARİSON OF IBSA
COUNTRİES AND TURKEY .................................................................................................................... 421
ASST. PROF. ARZU AL, MARMARA UNİVERSİTY .......................................................................
NUR ASLAN, MARMARA UNİVERSİTY .........................................................................................
BLACK SEA SOCİO-ECONOMİC GROWTH AND NEW COOPERATİON STRATEGİES ................ 434
ASSOC. PROF. YÜKSEL DEMİRKAYA, MARMARA UNİVERSİTY .............................................
POWER, ECONOMİC INTERESTS AND IDEATİONAL ATTRACTİON: A THEORETİCALLY
HETEROGENEOUS APPROACH İN UNDERSTANDİNG TURKEY’S FOREİGN POLİCY İN THE
EARLY AKP-ERA ........................................................................................................................................ 438
ISMAİL E. SULA, BİLKENT UNİVERSİTY ....................................................................................
THE OBAMA ADMİNİSTRATİON AND THE USA’S USE OF FORCE: SAME METHOD, SİMİLAR
INSTRUMENTS ......................................................................................................................................... 451
MEHMET T. ÇAĞLAR, IŞIK UNİVERSİTY ....................................................................................
MİNİMUM WAGES İN TURKEY AND UNEMPLOYMENT AND INFLATİON: AN ANALYSİS ..... 463
ASSOC. PROF. UTKU ALTUNÖZ, SİNOP UNİVERSİTY .............................................................
TÜRKİYE’DE ASGARİ ÜCRET, IŞSİZLİK VE ENFLASYON ILİŞKİSİNİN: VAR ANALİZİ ............. 463
ASSOC. PROF. MUZAFFER KOÇ, MARMARA UNİVERSİTY ......................................................
STOCK EXCHANGES COOPERATİON AMONG THE MEMBERS OF BSEC ................................... 490
YASEMİN UĞUR ÇAM, MARMARA UNİVERSİTY .......................................................................
TURKEY AS REGİONAL ENERGY HUB: TURKİSH STREAM AND OTHER PROJECTS ............... 498
BY DR.SERGİY KORSUNSKY...........................................................................................................
RECONSİDERİNG THREATS AND OPPORTUNİTİES İN A CHANGİNG BLACK SEA SECURİTY
ENVİRONMENT:A
VİEW
FROM
UKRAİNE
...................................................................................................................................................................... 501
DR. YEVGENİYA GABER, ODESSA NATİONAL MECHNİKOV UNİVERSİTY .......................
vii
Role and Position of Bulgaria and Romania in the Black Sea Region
Dr. Aslıhan Anlar, Kocaeli University
Abstract
The end of the Cold War and collapse of the Soviet Union led to important changes in the
Black Sea Region; three more countries (the Russian Federation, Ukraine and Georgia)
emerged and these countries with Bulgaria and Romania entered into a political and economic
transformation period. During these processes, the Russian Federation was in attempt to reestablish her sphere of influence over the post-Soviet countries. At the same time, a new
development occurred outside the Region: the NATO enlargement and then EU enlargement.
This dual enlargement of Euro-Atlantic institutions expanded towards to the Black Sea Region
in the second decade of the post-Cold War period. Within the framework; Romania and
Bulgaria among others started to establish relations with the NATO and the European Union
and managed to become member states. As countries which had located in the Soviet sphere of
influence, then entered into the European Union and joined NATO Alliance; Romania and
Bulgaria have a specific positions in the Black Sea Region. They with Turkey have been
neighbor to a giant state, the Russian Federation and countries in her Near Abroad. Their
positions towards Russian Federation and their policies –either revisionist or pro-status quo
have been effective in competitive stances of great power towards the Black Sea Region. In this
study, Romanian and Bulgarian integration process into the Euro-Atlantic institutions and
transformation of their policies towards the Region; which are parallel to each other; and its
effect on security are aimed to be laid down in four parts (during the Cold War, the first decade
(1991-1999), (2000-2014), after 2014) with a specific attention to the Romanian engagement
into missile shield system.
Keywords: Romania, Bulgaria, membership process, missile shield system, sphere of
influence
Özet
Soğuk SКvКşıЧ ЛТtТЦТ vО SovвОtlОr BТrlТğТ’ЧТЧ НКğılЦКsı öгОllТklО KКrКНОЧТг BölРОsТ’ЧНО
öЧОЦlТ НОğТşТЦlОrО вol КхЦıştır. BölРОвО üх вОЧТ ülkО (RusвК FОНОrКsвoЧu, UkrКвЧК vО
GürМТstКЧ) НКСК ОklОЧЦТş vО Лu ülkОlОr RoЦКЧвК vО BulРКrТstКЧ ТlО ЛОrКЛОr sТвКsТ vО ОkoЧoЦТk
НöЧüşüЦ sürОхlОrТЧО РТrЦТşlОrНТr. Bu НöЧüşüЦ sürОхlОrТЧО pКrКlОl olКrКk RusвК FОНОrКsвoЧu
Нış polТtТkКНК НК ОskТ SovвОt МoğrКПвКsıЧНКkТ ülkОlОrТ kОЧНТ ОtkТ КlКЧıЧК sokЦКвК
хКlışЦКktКвНı. AвЧı гКЦКЧНК ЛölРОЧТЧ НışıЧНКЧ ЛölРОвО вöЧОlТk вОЧТ ЛТr РОlТşЦО, NATO
РОЧТşlОЦОsТ vО НКСК soЧrКsıЧНК НК AB РОЧТşlОЦОsТ РüЧНОЦО РОlЦОktОвНТ. Bu хОrхОvОНО
RoЦКЧвК vО BulРКrТstКЧ НТğОr НОvlОtlОrlО ЛОrКЛОr NATO vО AB ТlО ТlТşkТlОr kurНu vО ОЧ soЧ
2007 AB üвОlТklОrТвlО ЛütüЧlОşЦО sürОхlОrТ tКЦКЦlКЧЦış olНu. EskТНОЧ SovвОtlОr BТrlТğТ’ЧТЧ
ОtkТ КlКЧıЧНКkТ ülkОlОr Soğuk SКvКş’ıЧ ЛТtТЦТЧТ tКkТЛОЧ 16 sОЧОНО AB vО NATO üвОsТ olКМКk
kКНКr НöЧüşüЦ РОхТrЦТştТ. Bu öгОllТklОrТ ТlО ТkТ ülkО KКrКНОЧТг BölРОsТ’ЧНО öгОl ЛТr koЧuЦК
sКСТptТrlОr. TürkТвО’вlО ЛОrКЛОr RusвК FОНОrКsвoЧu’ЧК vО oЧuЧ ВКkıЧ кОvrОsТ olКrКk kКЛul
ОНТlОЧ/tКrtışılКЧ ülkОlОrТЧ koЦşusu olКrКk; RusвК’вК kКrşı stКtüko вКЧlısı вК НК rОvТгвonist
polТtТkКlКrı 2000’lОrНОЧ soЧrК ЛölРОНО РörülОМОk Лüвük НОvlОtlОr ЦüМКНОlОsТЧНО СОЦ
ОtkТlОЧЦТş СОЦ НО Лu sürОМТ ОtkТlОЦТştТr. Bu хКlışЦКНК RoЦКЧвК vО BulРКrТstКЧ’ıЧ ЛütüЧlОşЦО
sürОхlОrТ vО Лu sürОхtО polТtТkКlКrıЧıЧ РОхТrНТğТ НОğТşТЦ vО ЛuЧuЧ ЛölРОНОkТ НüгОЧО ОtkТsТ Нört
ЛölüЦНО ТЧМОlОЧОМОktТr: Soğuk SКvКş НöЧОЦТ, 1991-2001, 2002-2013 vО 2013 soЧrКsı НöЧОЦ.
KırıЦ’ıЧ ТşРКlТвlО ЛКşlКвКЧ sürОхtО Лu ТkТ ülkОЧТЧ tutuЦ vО polТtТkКlКrıЧК ЛКkılКМКktır. Bu
sürОхtО öгОllТklО RoЦКЧвК’ЧıЧ ABD ПüгО sКvuЧЦК sТstОЦТЧО ОklОЧЦОsТ 1990’lКrНК RusвК’вК
NATO tКrКПıЧНКЧ vОrТlОЧ tККССütlОrО НОğТЧТlОrОk ОlО КlıЧКМКktır.
Ana Kelimeler: RoЦКЧвК, BulРКrТstКЧ, üвОlТk sürОМТ, ПüгО kКlkКЧı sТstОЦТ, ОtkТ КlКЧı
280
Introduction
After end of the Warsaw Pact and Comecon; Romania and Bulgaria among others started
to establish relations with the NATO and the European Union and managed to become member
states. Thus, they experienced an exchange of blocs and transformation of their domestic
political and economic systems, accordingly their foreign policy. Therefore their domestic
transformation and its reflections on their foreign policy in the Black Sea Region during the
Cold War and after the Cold War should be looked into to understand effects of harmonization
or splits of policies of a dominant state and its partner state on the order of a Region.
In this study, first of all political and economic transformation of Romania and Bulgaria
during the Cold War is to be looked into in brief; and then their integration process into the
Euro-Atlantic institutions are to be laid down. At the end, change of their policies towards the
Region and its effect on status-quo of the Black Sea region will be discussed.
Romania and Bulgaria during the Cold War
On the eve of the Cold War, the general environment of the Region was determined by
the Soviet efforts to establish the Eastern Bloc with the Eastern and Central European countries.
This period began during WW II, when these countries were invaded first by Germany and then
by the Soviet Union to end the German occupation. Then, the left-wing coalitions in these
countries were replaced by Communist Party governments, other parties and politicians were
totally discharged and the economic, social and political systems were re-designed according
to the Soviet model,1 that will be looked into this process in the following sub-sections:
Military Relations of Romania and Bulgaria with the Soviet Union
In 1949, the Soviet Union had signed twenty-year bilateral treaties of friendship,
cooperation and mutual assistance with Bulgaria and Romania. As pointed out by Glenn E.
CurtТs, tСОsО trОКtТОs “proСТЛТtОН tСО EКstОrЧ EuropОКЧ МouЧtrТОs ПroЦ ОЧtОrТЧР ТЧto rОlКtТoЧs
аТtС СostТlО ДМouЧtrТОs to] tСО SovТОt UЧТoЧ, oППТМТКllв ЦКНО tСОsО МouЧtrТОs Кs SovТОt КllТОs”2
and legitimized Soviet military presence in those countries. During the Stalin period, Soviet
control over East European military was widespread. Mark Kreamer also verified the existence
oП tСТs sТtuКtТoЧ, Лв МoЦЦОЧtТЧР tСКt “tСО EКst EuropОКЧ КrЦОН ПorМОs аere little more than an
ОбtОЧsТoЧ oП tСО SovТОt КrЦОН ПorМОs.”3
The East European states and the Soviet Union signed the Warsaw Pact Treaty- the
Warsaw Treaty of Friendship, Cooperation, and Mutual Assistance in May 1955, thus their
alliance system was institutionalized. Curtis asserted that the Soviet Union used the Warsaw
PКМt Кs К tool Пor suЛorНТЧКtТЧР tСО EКst EuropОКЧ stКtОs’ КrЦТОs uЧНОr SovТОt МoЧtrol. AПtОr tСО
Hungary Revolution in 1956, Khrushchev tried to strengthen the position of the Soviet Union
and began to transform the Warsaw Pact into a military tool, preventing defections in the
future.4
The Prague spring 1968 invasion of Czechoslovakia also showed that one of the missions
of the Warsaw Pact was to keep the East European communist party regime in power. After the
crisis in Czechoslovakia, as a reaction to it, the Brezhnev doctrine was announced, declaring
tСКt tСО EКst EuropОКЧ МouЧtrТОs СКН “lТЦТtОН” sovОrОТРЧtв to ЛО ОбОrМТsОН КЧН ТП tСО
FКСТr ArЦКoğlu, 20. Yüzвıl SТвasТ Tarihi, AlkıЦ KТtКЛОvТ, İstКЧЛul: 1983, pp. 525-529.
“TСО АКrsКа PКМt”, Czechoslovakia: A Country Study, edited by Glenn E. Curtis, Federal Division of
the Library of Congress, Washington DC: 1992, www.shsu.edu/~his_ncp/WarPact.html, (accessed on
04.03.2011).
3
MКrk N. KrКЦОr, “CТvТl- MТlТtКrв RОlКtТoЧs ТЧ tСО АКrsКа PКМt: TСО EКst EuropОКЧ CoЦpoЧОЧt”,
International Affairs (Royal Institute of International Affairs 1944-), Vol. 61, No. 1, Winter 1984-1985,
p.55.
4
Curtis, op. cit. Warsaw Pact
1
2
281
Communism/Socialist Commonwealth was threatened, the Soviet Union had the right to protect
and define communism by all means, including intervention.
Within this framework, Bulgaria had a harmonious position with the Soviet Union but
Romania pursued policies challenging the Soviet Union. In 1958, Romania demanded the
withdrawal of all Soviet troops and advisers from its country; reduced its participation in the
Warsaw Pact, including joint exercises, refused to allow Warsaw Pact forces to cross or conduct
exercises within its territory and stopped sending its army officers to Soviet military schools
for higher education.5 Finally, Romania reasserted full national control over its armed forces
and military policies and found non-bloc sources of armament; gradually established her own
arms industry.6
After 1989, in all the Eastern European countries, demonstrations and the collapse of the
Communist governments (the so-called velvet revolutions) took place, and the USSR did not
follow Brezhnev Doctrine policy towards these countries. The Soviet Union did not intervene
there as it had in 1956, 1968 and 1981. During this term, Gorbachev announced the end of the
Brezhnev doctrine or socialist internationalism regarding his Soviet client states.7 While all
Warsaw member states started to establish non-Communist governments, Moscow did nothing.
After the collapse of the Communist governments in the Warsaw Pact member states, the
Warsaw Treaty Organization of Friendship, Cooperation, and Mutual Assistance was dissolved
(on 1 July 1991, in Prague) after 36 years.
Economic Relations of Romania and Bulgaria with the Soviet Union
After WW II, during the 1948-1953 period, the political and economic systems of all the
Eastern European countries changed and were reconstructed according to the Soviet model,
especially the Stalinist pattern. Romania pursued an extensive economic development model
and started its socialist economic transformation, closely imitating the Soviet precedent. 8 The
manufacturing, mining, banking, insurance and transportation industries were all nationalized,
a State Planning Commission was established, and the collectivization of agriculture was begun
in 1948 and completed in 1965.9 According to Walter M. Bacon, the economic priorities of the
first decade of Romanian Communist Party rule were typically Stalinist: rapid multilateral
industrialization, capital accumulation and the exploitation of labour.10
In Bulgaria, according to Patrick Moore, three basic components of a socialist economy
(but in the Stalinist model) were dictated to Bulgarian Communists: the establishment of the
institute for Centralized Planning, the collectivization of agriculture (completed by 1958) and
the development of heavy industry.11 The first five year plan was begun in 1949.
Industrialization was started despite lack of natural resources, skilled labour and technology in
Bulgaria.12 Natural resources and equipment were come from the Soviet Union, but with a steep
price;13 thus dependency of the country increased with industrialization.
5
Curtis, op. cit. Warsaw Pact.
Ibid.
7
Michael L. Dockrill and Michael F.Hopkins, The Cold War, Palgrave, New York: 1983, p. 154
8
АКltОr BКМoЧ, “RoЦКЧТК”, Communism in Eastern Europe, edited by Terasa Rakowska- Harmstone,
Indiana University Press, Bloomington: 1984, p. 169.
9
Ibid.
10
Ibid.
11
PКtrТМk MoorО, “BulРКrТК”, Communism in Eastern Europe, edited by Terasa Rakowska- Harmstone,
Indiana University Press, Bloomington: 1984 p. 203.
12
Ibid., p. 204.
13
EЧМвМlopОНТК oП tСО NКtТoЧs, “TСО FТrst FТvО ВОКr PlКЧs”, BulРКrТК CouЧtrв StuНв, ОНТtОН Лв GlОЧЧ
E. Curtis, Federal Research Division Library of Congress, 1992, http://www.country-data.com/cgibin/query/r-1939.html, (accessed on 25.03.2011).
6
282
After Khrushchev came to power in 1956, he inaugurated a new economic program in
Eastern Europe aiming at integration through multilateral institutions – COMECON. The
COMECON Charter (1960) explicitly foresaw a Division of Labour and Co-ordination of
Economic Plans as the principal means of successfully developing and extending International
Socialist Division of Labour.14 This framework made food processing, agriculture, chemical
fertilizers and small electrical equipment were giveЧ to BulРКrТК’s rОspoЧsТЛТlТtв Пor РrОКtОr
East European trade and Bulgaria had great export obligations to the USSR, Czechoslovakia,
and the German Democratic Republic (East Germany) in the late 1950s.15
RoЦКЧТК, oЧ tСО otСОr СКЧН, rОjОМtОН MosМoа’s division of labour and economic
integration policies, which relegated Romania to the role of supplier of foodstuffs and raw
materials for the more industrially developed members.16 Instead, Romania continued to pursue
the Stalinist way of development.17 The West also supported Romania, supplying technological
and economic assistance.18
Romanian trade partners began to change and by 1964, nearly 40 percent of Romania's
imports and almost one-third of its exports were conducted with the West.19 When Ceausescu
came to power in 1965, the West was supplying almost half of the machinery and technology
needed to build a modern industrial base.20 Despite this, Romanian trade with the COMECON
countries remained an important amount till 1980.
In 1971, the COMECON Member countries except Romania, adopted the Comprehensive
Program for Further Extension and Improvement of Cooperation and the Further Development
of Socialist Economic Integration.21 According to the Program, all member states restructured
their economies, gave more importance to industry, transportation, communication and
material-technical supplies and reduced their funds allocated to the agricultural sector.22 During
this term, all Eastern European countries were dealing with high debt to the Western institution
as a result of trade deficits.23 Bulgaria managed to eliminate trade deficits and debts with
considerable help from the Soviet Union.24 This provided better leverage for the USSR and
made it more influential over East European countries, except Romania.
“TСО COMECON CСКrtОr 1960”, trКЧs. Лв R. NötОl (GОЧОvК) ПroЦ tСО RussТКЧ, GОrЦКЧ КЧН
Hungarian texts in Vedomosti Verkhovnogo Soveta SSSR, no. 15, 1960 cited by Michael Kaser,
COMECON Integration Problems of the Planned Economies, Oxford University Press, Oxford, New
York, Toronto: 1965, p. 190.
15
“TСО FТrst FТvО ВОКr PlКЧs”, Bulgaria, op. cit., http://www.country-data.com/cgi-bin/query/r1939.html, (accessed on 25.03.2011).
16
Encyclopedia of tСО NКtТoЧs, “RoЦКЧТК: A CouЧtrв StuНв”, ОНТtОН Лв RoЧКlН D. BКМСЦКЧ, GPO Пor
the Library of Congress, Washington: 1989, http://countrystudies.us/romania/56.htm, (accessed on
03.04.2011).
17
Bacon, op. cit., p. 172
18
Ibid.
19
BКМСЦКЧ, “RomanТa: Countrв Studв”, op. cit., http://countrystudies.us/romania/56.htm, (accessed on
03.04.2011).
20
Ibid.
21
“COMECON- TСО CouЧМТl Пor MutuКl EМoЧoЦТМ AssТstКЧМО”, ОНТtОН Лв GlОЧЧ E. CurtТs, АКsСТЧРtoЧ
DC:
Federal
Research
Division
of
the
Library
of
Congress,
1992,
http://www.shsu.edu/~his_ncp/CMEA.html, (accessed on 12.08.2012).
22
Ibid.
23
Ibid.
24
PКul MКrОr, “EКst EuropОКЧ EМoЧoЦТОs: AМСТОvОЦОЧts, ProЛlОЦs, ProspОМts”, Communism in
Eastern Europe, edited by Terasa Rakowska- Harmstone, Indiana University Press, Bloomington: 1984,
p. 322.
14
283
Romania was among the first countries to establish economic relations with the Western
industrial countries. She became a member of Western economic organizations such as the
GATT, the International Finance Corporation and the International Monetary Fund. 25 While
she managed to develop her own industrial complexes in various sectors, she faced serious
balance-of-payments crises in 1981.26 After 1983, Ceausescu refused to seek additional loans
from the IMF or the World Bank and severely curtailed imports and maximized exports, but
this led to a serious reduction in the quality of life.27
After 1985, Gorbachev decided to use the COMECON to realize his economic plans
under the perestroika. According to David Mason, Gorbachev based his economic revitalization
plan on high technology and investment in new equipment.28 In 1985 COMECON Moscow
Summit (Extraordinary 41st Council Session), the Comprehensive Program for Scientific and
Technological Progress up to the Year 2000 was adopted and ratified in 1986.29 After 1987,
aММorНТЧР to MКsoЧ, MosМoа аКs “МКllТЧР oЧ tСО EКst EuropОКЧs to МoЧsТНОr rОПorЦs Кs
аОll.”30 AЦoЧР tСО EКstОrЧ EuropОКЧ МouЧtrТОs, MКsoЧ КssОrtОН tСКt “BulРКrТК КЧН
(surprisingly) Czechoslovakia have accepted the Soviet challenge and have begun their own
process of reform. The East Germany and Romania have, for different reasons, resisted the
prОssurО to ТЧТtТКtО НoЦОstТМ rОПorЦ.”31 Romania resisted the introduction of Gorbachev style
reforms32 until Ceausescu was forcibly removed from the office in 1989. The economic reform
and restructuring process and implementation of long-term Program was ended with 1989
revolutions in the Eastern European countries and the COMECON dissolved in 1991.
Political Relations of Romania and Bulgaria with Soviet Union
During the Cold War, the Soviet Union managed to constitute an international mechanism
within the Eastern Bloc which enabled her to intervene in political developments in the Eastern
European countries by establishing loyal governments in these countries. Christopher Jones
Кlso КrРuОН tСКt “SovТОt ТЧПluОЧМО ТЧ EКst EuropО НОpОЧНs oЧ SovТОt МoЧtrol ovОr КppoТЧtЦОЧts
to tСО uppОr ОМСОloЧs oП tСО EКst EuropОКЧ pКrtв lОКНОrsСТp”33 and she prevented empowerment
of local Communists.34
After the 1947 Paris Peace Treaty, other political factions and pre-1945 parties were
eliminated.35 After the Communist triumph in Romania, members not loyal to Moscow,
including Ana Pauker and Luca were purged from the Party. 36 Gheorghiu-Dej was a strong
Stalinist who held party leadership on the basis of his Stalinism; therefore, Soviet influence had
been very high in Romania at that time. After 1947, the Bulgarian Communist Party (BCP) was
established and it managed to eliminate all institutionalized opposition groups by 1948. In 1949,
Vernon V. AspaturiКЧ, “EКstОrЧ EuropО ТЧ АorlН PОrspОМtТvО”, Communism in Eastern Europe,
edited by Terasa Rakowska- Harmstone, Indiana University Press, Bloomington: 1984, pp. 30-31.
26
Marer, op. cit., p. 324.
27
EЧМвМlopОНТК oП tСО NКtТoЧs, “RОtТrОЦОЧt oП tСО ForОТРЧ DОЛt”, RoЦКЧТК A CouЧtrв StuНв, ОНТtОН Лв
Ronald D. Bachman, Federal Research Division Library of Congress, 1989, http://www.countrydata.com/cgi-bin/query/r-11208.html, (accessed on 24.03.2011).
28
DКvТН S. MКsoЧ, “GlКsЧost, PОrОstroТkК КЧН EКstОrЧ EuropО”, International Affairs Royal Institute of
International Affairs, Vol. 64, No. 3, Summer 1988, p. 432
29
Curtis, COMECON, op.cit.
30
Mason, op.cit., p. 434.
31
Ibid., p. 437.
32
Ibid, p. 445.
33
Christopher Jones, Soviet Influence in Eastern Europe Political Autonomy and the Warsaw Pact,
Praeger, New York: 1981, p. 1.
34
Ibid.
35
Bacon, op. cit., p. 168.
36
Ibid., p. 169.
25
284
Valko Chervenkov -“lТttlО StКlТЧ”- became the new leader of the BCP and managed to
outmaneuver local Communists37 through intense party purges (disqualifying nearly 100,000
of the 460,000 Bulgarian communists).38. In foreign relations, he pursued policies very similar
to those of the Soviet Union to the extent that it was claimed that there was no such thing as
Bulgarian foreign policy.39
AПtОr StКlТЧ’s НОКtС, ТЧ BulРКrТК, Chervenkov was replaced by Zhivkov, especially
ЛОМКusО oП “К sСТПt ТЧ SovТОt support to ГСТvkov.”40 Romania still remained in the Eastern Bloc
but rejected the de-Stalinization process and looked for more autonomous foreign policy
options. In order to reduce Soviet penetration in domestic affairs, they expelled the Soviet
advisors on economic, political and security issues, terminated subordination of Romanian
intelligence services to the KGB,41 liquidated Sovroms and pursued a foreign policy different
from that of the Soviet Union.42
Till 1986, many leaders managed to preserve their position in their countries; this means
that the Soviet Union leadership had pro-Soviet leaders in the Eastern European countries.
However, the leader in the USSR changed and started to carry out new policies in economy and
political arena. At the beginning of thО rОПorЦ proМОss, СО Кlso НОМlКrОН tСКt “tСО prТЧМТplО oП
equality would henceforth govern relations between Russia and the East European states, and
tСКt outsТНО ТЧtОrПОrОЧМО ТЧ tСОТr КППКТrs аoulН Чot ЛО tolОrКtОН.”43 This new Soviet stance gave
the East European countries communist parties a clear message – relations between the Soviet
Union and the Eastern Bloc countries were to be restructured. There was no longer any Soviet
tank factor44 or Soviet financial support in order to prevent a change in the political system.
This started new processes in these countries, ending with collapse of the regimes in 1989.
Within this regional structure, there has been relative security in the Black Sea Region
based on the preservation of status-quo and order in the Region. During the whole Cold War
years until Gorbachev, within the given framework of the regional structure, the Soviet Union
tried to preserve the status-quo.
During the Cold War, for countries under the strict control of a dominant country such as
the Eastern Bloc countries, including Bulgaria and Romania, they made no effort to regain their
autonomy because of unbalanced power differences between the USSR and them.
After 1953, Romania attempted to pursue policies different from the USSR but she could
not escape from the Soviet system. For example, after the Sino-Soviet split, Romania opposed
the economic and military integrative policies of the USSR. Romanian leadership visited
France, did not directly oppose China and accepted a neutral position between China and the
USSR. While opposing the existence of Soviet military personnel in other Eastern Bloc
37
Moore, op.cit., p. 195.
EЧМвМlopОНТК oП tСО NКtТoЧs, “TСО EКrlв CoЦЦuЧТst ErК”, BulРКrТК CouЧtrв StuНв, ОНТtОН Лв GlОЧЧ
E. Curtis, Federal Research Division Library of Congress, 1992, http://www.country-data.com/cgibin/query/r-1979.html, (accessed on 24.03.2011).
39
Moore, op.cit., p. 206.
40
Ibid., p. 196
41
Bacon. op. cit., p. 173.
42
Ibid., pp. 173-176.
43
AЧКtolТТ CСОrЧТКОv, “GorЛКМСОv КЧН tСО RОuЧТПТМКtТoЧ oП GОrЦКЧв: PОrsoЧКl RОМollОМtТoЧs”, Soviet
Foreign Policy 1917-1991 a Retrospective, edited by Gabriel Gorodetsky, Frank Cass, Portland and
London: 1994, p. 158.
44
AММorНТЧР to ToЦ G. PКlЦОr, ТЧ GorЛКМСОv pОrТoН, “tСО МoЦЦuЧТst lОКНОrs in Central Europe were
tolН tСКt tСОв аoulН РОt Чo ПurtСОr support ПroЦ SovТОt tКЧks КЧН solНТОrs.”, ToЦ PКlЦОr, “АСв
SoМТКlТsЦ
CollКpsОН
ТЧ
EКstОrЧ
EuropО”,
CATO
IЧstТtutО
CoЦЦОЧtКrв,
http://www.cato.org/publications/commentary/why-socialism-collapsed-eastern-europe, (accessed on
05.07.2013).
38
285
countries, Romania finally established diplomatic relations with West Germany in 1967.
However, Romanian opposition against the USSR did not extend to withdrawing from the
Eastern Bloc, so it can be defined as a friction rather than a split.
Finally, as Walt points out, balancing or any other similar attempts were unwise for these
countries because the Soviet Union was geographically very close, had more offensive
capabilities than the sum of the capabilities of all of the Eastern Bloc states, was significantly
more powerful than them and had the capacity and control system to make them obey.45
Therefore, they could only pursue bandwagoning policies with the Soviet Union.
In those years from 1985 to 1991, all states in the Eastern Bloc, including the Soviet
Union, were unsatisfied with what they had. In this way, the Soviet system and this regional
structure was challenged and then dissolved.
Relations with the European Union and the NATO 1991-1999
After the end of the Cold War, the European countries were engaged in the transformation
of the European Economic Community into the European Union and signed the Treaty on
European Union – the Maastricht Treaty – in December 1991. After the collapse of the Warsaw
Pact, its non-Soviet members applied for EU membership. After their application, the EU
Council decided to launch an enlargement process. In 1993, the EU announced the Copenhagen
criteria for the full membership.
Romania signed a trade and cooperation agreement with European countries in 1990, an
association agreement in 1993, and formally applied for membership in 1995. When the first
group of candidates was evaluated in 1997, the EU did not invite Romania, but she was invited
with four other countries to begin negotiations in 1999.
In contrast, Bulgaria, during period from 1990 to 1996, since she could not properly
define her foreign policy priorities, tried to develop her relations with the West while taking
care to keep her ties with the Russian Federation.46 Within this framework, Bulgaria signed
trade agreements with European countries in 1990, then the EU Association Treaty in 1993, a
Free Trade Agreement with EFTA countries (except Austria, Sweden and Finland) (World
Bank, 1991) in 1994 and formally applied for the EU membership in 1995.
According to the Europa World Plus Bulgaria Report, relationships between Bulgaria and
the EU did not develop till 1997, when the Kostov government was established. 47 This
РovОrЧЦОЧt rОlКбОН tСО polТМв oП МlosОЧОss аТtС RussТК, solvОН BulРКrТК’s НТsputОs аТtС
MКМОНoЧТК КЧН RoЦКЧТК, КЧН trТОН to strОЧРtСОЧ BulРКrТК’s tТОs аТtС tСО EU. BulРКrТК СКs ЛООЧ
placed on the list of applicants invited to begin membership talks at the meeting of EU leaders
in Helsinki in 1999. Then the Framework Convention for the Protection of National Minorities
was signed in 1999.48 Indeed, the EU put the integration of the Central European countries on
its agenda during the first decade of the post-Cold War period; of the Eastern European
countries during the second decade.
The USA Policies and NATO Enlargements
NATO’s rОlКtТoЧsСТp аТtС tСО CОЧtrКl КЧН EКstОrЧ EuropОКЧ МouЧtrТОs КЧН tСО SovТОt
Union started with the London Declaration by the Heads of State and Government of NATO
members in July 1990. With this announcement, NATO invited the governments of the Soviet
UЧТoЧ, CгОМСoslovКkТК, HuЧРКrв, PolКЧН, BulРКrТК КЧН RoЦКЧТК “Чot just to vТsТt, Лut to
StОpСОЧ АКlt, “AllТКЧМО ForЦКtТoЧ КЧН tСО BКlКЧМО oП АorlН OrНОr”, International Security, Vol. 9,
No. 4, Spring 1985, p. 11.
46
MustКПК TürkОş, “GОхТş SürОМТЧНО Dış PolТtТkК нЧМОlТklОrТ: BulРКrТstКЧ нrЧОğТ”, TürkТвО’ЧТЧ
KoЦşulКrı, ОНТtОН Лв MustКПК TürkОş КЧН İlСКЧ UгРОl, İЦРО ВКвıЧlКrı, AЧkКrК, 2002, pp. 192-193
47
Richard Crampton, History (Bulgaria), Europa World Plus, Routledge, London: 02 February 2012,
http://www.europaworld.com/eng/bg.hi, (accessed on 06.02.2012)
48
TürkОş, op.cit., p. 197.
45
286
establish regular diplomatic liaison with NATO.”49 In December 1991 with the Rome
declaration, NATO announced the adoption of a new Strategic Concept which envisaged a
broader security understanding and invited these countries to broaden their relations and the
North Atlantic Cooperation Council (NACC) was established to serve as a forum for further
cooperation and dialogue.50
In 1994, NATO under US leadership launched the Partnership for Peace Program (PfP)
which has been a major programme of bilateral cooperation between NATO and individual
partner countries.51 Almost every Central and Eastern European county and former Soviet
republics joined the programme. The National Salvation Front which ruled Romania till 1997
ЛОМКЦО К ЦОЦЛОr oП tСО NATO PПP ТЧ 1994, sТРЧОН tСО “StКtus oП ForМОs AРrООЦОЧt” ЛОtаОen
NATO members and other PfP participants in 1995, КlloаОН NATO’s КТrМrКПt usКРО oП tСО
МouЧtrв’s КТr spКМО Пor possТЛlО ЦТlТtКrв КМtТoЧ КРКТЧst ВuРoslКvТК ТЧ 1999.
TСО BulРКrТКЧ РovОrЧЦОЧt, uЧlТkО RoЦКЧТК, СКН К “GorЛКМСОvТКЧ vТsТoЧ oП EuropОКЧ
securitв”52 and preferred to preserve close relations with the Russian Federation and to take
Russian concerns regarding the NATO enlargement into consideration. However, after the
establishment of the NATO Russia Permanent Council in 1997, Russia reduced its opposition
against NATO enlargement53 and in December 1997 Russia clearly expressed a positive attitude
towards Bulgarian NATO membership.54 After that date, the Kostov government tried to
strОЧРtСОЧ BulРКrТК’s rОlКtТoЧs аТtС NATO, КНoptОН tСО NКtТoЧКl ProРrКЦЦО for Preparation
and Accession to NATO on 17 March 1997 and participated in the Stabilization Forces in
Bosnia and Herzegovina in 1997 and in the KFOR- the NATO Kosovo Force in 1999.55 In 1999
at the Washington Summit, Membership Action Plans (MAP) was signed with Bulgaria and
Romania.
Within this framework, the US established relations with the former Warsaw Pact and the
post-Soviet states and pursued a strategy of integrating them into the world capitalist system.
While doing this, she preferred to pursue a balancing strategy and tried to cooperate with Russia
rather than to undermine her position in her sphere of influence, thus refrained from provoking
Russia during this important transition process. Therefore, she limited her engagement with
regional countries and left a free manoeuvre space for Russia in the former post-Soviet
geography except the Baltic republics.
As to the role of Bulgaria and Romania during this process, they were located in a grey
zone. Romania was outside the Russian sphere of influence but not under European or US
influence either because she was neither a NATO nor an EU member. Bulgaria was under
considerable Russian influence. Therefore, they were not in a suitable position (in contrast to
Turkey) to help extending the Western influence over the Region. As a result, they neither
challenged nor supported Russian supremacy over the eastern part of the Region and Turkish
“LoЧНoЧ DОМlКrКtТoЧ oЧ К TrКЧsПorЦОН NortС AtlКЧtТМ AllТКЧМО”, http://www.nato.int/docu/comm/4995/c900706a.htm, (accessed on 15.02.2012).
50
“PКrtЧОrsСТp Пor PОКМО ProРrКЦ”, http://www.nato.int/cps/en/natolive/topics_50349.htm, (accessed
on 24.09.2013).
51
Ibid.
52
DТЦТtКr BОМСОv, “FroЦ PolТМв-Takers to Policy Makers? Observations on Bulgarian and Romanian
ForОТРЧ PolТМв ЛОПorО КЧН КПtОr EU AММОssТoЧ”, Perspective on European Politics and Society, Vol. 10,
No. 2, 26 June 2009, p. 213.
53
TürkОş, op. cit., 199.
54
“ArО RussТК КЧН BulРКrТК FТЧКllв StКrtТЧР to Look Кt EКМС OtСОr Кs EquКl PКrtЧОrs”, The Sofia Echo,
12-18 February 1999 cited from Ibid.
55
“BulРКrТКNATO
CСroЧoloРв
oП
KОв
EvОЧts,”
http://www.nato.int/invitees2004/bulgaria/chronology.htm, (accessed on 22.04.2013).
49
287
position on the Southern part of the Region and the Straits thus has an enhancing effect on
preserving the status-quo in the Black Sea Region.
Bulgaria and Romania after 2000
BulРКrТК КЧН RoЦКЧТК’s ЦОЦЛОrsСТp tКlks ЛОРКЧ Кt tСО 1999 HОlsТЧkТ MООtТЧР КЧН
accession negotiations with them started on 15 February 2000. During the period from 2000 to
2007, Romania fulfilled many legislative and judiciary reforms. In December 2004, at the
Brussels European Summit, closure of Negotiation was endorsed and in April 2005, the
Accession Treaty was signed.56 Even though there were shortcomings in the reform process,
Romania was accepted as member state in January 2007 with the Commission decision to
ovОrsОО “sКПОРuКrН ЦОКsurОs КЧН trКЧsТtТoЧКl ЦОКsurОs, ПТЧКЧМТКl МorrОМtТoЧ oЧ EU ПuЧНs КЧН К
МoЧtrol ЦОМСКЧТsЦ Пor tСО juНТМТКrв КЧН ПТРСt КРКТЧst МorruptТoЧ.”57
During accession talks, the EU offered many opportunities to Bulgaria; in turn, the Kostov
government promised to close down nuclear power plants; two units in 2003 and two more
units in 2006.58 Moreover, Bulgaria fulfilled economic responsibilities and the EU Commission
report recognized Bulgaria as a functioning market economy in 2002. 59 Bulgarian efforts on
issues of judicial reform and the fight against corruption was judged by the EU as chapters that
needed further efforts but was sufficient for accession60 and Bulgaria became EU member on
22 January 2007.
In November 2002, at the Prague Summit, NATO Heads of State and Government
formally invited Bulgaria and Romania along with Estonia, Latvia, Lithuania, Slovakia and
Slovenia to begin accession talks with NATO.61 Accession protocols were signed in Brussels
in March 2003.62 On 29 March 2004, Bulgaria and Romania officially became members of the
Alliance.
These countries also established bilateral military relations with the USA. She signed
military cooperation and defence agreements with Bulgaria which enabled the US to open the
Aitos Logistic Center (2005, close to the Black Sea), the Bezmer Air Base (2006) and to use
the Graf Ignatievo Air Base.63 NATO forces were allowed to use the Novo Selo Range military
base which is very close to the Black Sea.64 Romania and the US signed the agreement
concerning the status of US military forces in Romania in 2001 and 200565 and an agreement
allowing the stationing of certain elements (land- based inceptors) of the US Ballistic Missile
Defence System within Romanian territory, at Daveselu Air Base in September 2011 66 and
EuropОКЧ
CoЦЦТssТoЧ,
“RoЦКЧТК
–
EURoЦКЧТК
RОlКtТoЧs”,
http://ec.europa.eu/enlargement/archives/romania/eu_romania_relations_en.htm,
(accessed
on
28.05.2012)
57
Ibid.
58
DТЦТtКr BОМСОv, “BulРКrТК’s PКtС to EU MОЦЛОrsСТp КЧН BОвoЧН,” Bulgaria and Europe Shifting
Identities, edited by Stefanos Katsikas, Anthem Press, London, New York and Delhe: 2010, p. 123.
59
Ibid.
60
Ibid., p. 126.
61
“BulРКrТК
КЧН
NATO
CСroЧoloРв
oП
KОв
EvОЧts”,
http://www.nato.int/invitees2004/bulgaria/chronology.htm, (accessed on 28.05.2012).
62
“A CСroЧoloРв oП RoЦКnia-NATO RОlКtТoЧsСТp”, Сttp://ааа.ЦКО.ro/ОЧ/ЧoНО/2131?pКРО=3,
(accessed on 28.05.2012).
63
“MТlТtКrв BКsОs ТЧ BulРКrТК”, MТlТtКrвBКsОs.МoЦ, http://militarybases.com/overseas/bulgaria/,
(accessed on 05.06.2013).
64
Ibid.
65
“LОРКl FrКЦОаork oП BТlКtОrКl RОlКtТoЧs”, EЦЛКssв oП RoЦКЧТК to tСО UЧТtОН StКtОs oП AЦОrТМК,
http://washington.mae.ro/en/node/537, (accessed on 05.06.2013).
66
“RoЦКЧТК’s PКrtТМТpКtТoЧ ТЧ tСО MТssТlО DОПОЧМО SвstОЦ”, RoЦКЧТК MТЧТstrв oП ForОТРЧ AППКТrs,
http://www.mae.ro/en/node/2161, (accessed on 19.06.2013).
56
288
usage of the Mihail Kogalniceanu Air Base, the 34th Mechanized Brigade Base, Babadag and
Cincu training areas, and the firing ranges in Smardan.67
During this period, after completion of their integration into Euro-Atlantic institutions, it
could be seen that Bulgaria and Romania attached importance to the Black sea basin politics.
When documents on security and foreign policy, endorsed by states are reviewed, it could be
observed that policies regarding the Black Sea have been placing in both Romanian and
Bulgarian agenda. For example, in the National Security Strategy of Romania (in 2007), after
identifying main threats and other related issues; Romania offered herself as a “НвЧКЦТМ vector
of security and prosperity in the Black Sea RОРТoЧ.”68 In its strategy, Romania underlined the
importance of the Region and of building a climate of security and prosperity there and noted
that “tСО strategic goal of our country is to give an impetus to the European and Euro-Atlantic
involvement in the RОРТoЧ.”69
Countering various threats, tension and destabilizing factors was an essential
responsibility of states neighboring the Black Sea, and a Euro-Atlantic Strategy for the Region
was needed. Harmonizing and establishing efficient institutional cooperation was given as a
priority for Romania, attaching importance to the Black Sea Forum for Dialogue and
Cooperation, which was “КЧ initiative chiefly aimed at championing democracy and economic
development, energy security, confidence building, stability consolidation, peace, and
sОМurТtв.”70 As was seen, Romania placed the Black Sea Region her security documents and
displayed her will of being a pioneer country in the EU regarding implementation of the Union
policies towards the Black Sea Region.
The “АСТtО PКpОr oЧ DОПОЧМО КЧН tСО ArЦОН ForМОs oП tСО RОpuЛlТМ oП BulРКrТК”,
accepted three years after she became an EU member country in 201071; underlined the situation
in the Black Sea Region aЧН Тts ОППОМt oЧ tСО sОМurТtв oП BulРКrТК. TСО “ОбТstОЧМО oП ПroгОЧ
conflicts, the actions of terrorist groups, sharp ethnic and religious disputes, high levels of
orРКЧТsОН МrТЦО, МorruptТoЧ КЧН tСО ТllОРКl trКППТМkТЧР oП аОКpoЧs, ЧКrМotТМs КЧН СuЦКЧs”72
were defined as causes of regional security risks, which were similar to the European security
discourse on the Black Sea.
Romania and Bulgaria after 2013
On eve of events in Ukraine in November 2013, Romania initially condemned Russian
annexation of Crimea and support for separatist in the Eastern Ukraine. Romania also became
tСО ПТrst EU stКtО to rКtТПв tСО EU’s AssoМТКtТoЧ AРrООЦОЧt аТtС UkrКТЧО.73 She has fully
implemented all sanctions imposed by the EU in March 2014. Besides this, she has also asked
for their toughening at the EU summits in July and August 2014.74
“US MТlТtКrв EЧРКРОЦОЧts to RoЦКЧТК”, http://romania.usembassy.gov/policy/us-militaryengagements-to-romania.html, (accessed on 28.06.2013)
68
“TСО NКtТoЧКl SОМurТtв StrКtОРв oП RoЦКЧТК”, BuМСКrОst, 2007, p. 32;
http://merln.ndu.edu/whitepapers/Romania2007_English.pdf, (accessed on 22.05.2012)
69
Ibid.
70
“TСО NКtТoЧКl SОМurТtв StrКtОРв oП RoЦКЧТК”, BuМСКrОst, 2007, p. 34;
http://merln.ndu.edu/whitepapers/Romania2007_English.pdf, (accessed on 22.05.2012)
71
White Paper On Defence and the Armed Forces of the Republic of Bulgaria, 2010, p. 14,
http://www.mod.bg/en/doc/misc/20101130_WP_EN.pdf, (accessed on 24.05.2012)
72
Ibid.
73
Tomasz DaboroаskТ КЧН TКНОusг IаКЧskТ, “BrОКkТЧР TСrouРС DТstrust ТЧ RОlКtТoЧs ЛОtаООЧ
Romania and Ukraine, 27.04.2016, https://www.osw.waw.pl/en/publikacje/analyses/2016-0427/breaking-through-distrust-relations-between-romania-and-ukraine (accessed on 03.12.2016)
74
AlТЧК IЧКвОС, “RoЦКЧТК: LКrРОlв IЦЦuЧО to RussТКЧ PrОssurОs”, A Region Disunited? Central
European Responses to the Russia- Ukraine Crisis, Joerg Forbrig (ed.), Europe Policy Paper, February
67
289
Romania further developed her relations with new Ukrainian government and Ukraine
КЧН sСО Кlso МoЧМluНОН КЧ КРrООЦОЧt oЧ sЦКll ЛorНОr trКППТМ ТЧ 2014 КЧН rОsuЦОН ОППorts “oЧ
the Ukraine-Romania Joint Presidential Commission, an intergovernmental committee on the
ЧКtТoЧКl ЦТЧorТtТОs, КЧН К МoЦЦТttОО oЧ ЦТlТtКrв ЦКttОrs.”75 After the NATO summit in Wales
(2014), Five Trust Funds were set for Ukraine and Romania has also became a coordinator state
of the trust fund on Cyber Defence for Ukraine.76
Under the framework of NATO, Romania asked for increased security measures in the
Region and supported and took part in NATO operation in the Black Sea. 77 During the same
period, in May 2016, the US activated a land-base missile defence station in Romania, which
was said that this shield aimed to protect NATO countries from short and medium-range
missiles, particularly from the Middle East.78 AММorНТЧР to BBC ЧОаs, “TСО sТtО Сosts rКНКr
and SM-3 ЦТssТlО ТЧtОrМОptors, КЧН аТll ЛО ТЧtОРrКtОН ТЧto NКto's ЦТssТlО sСТОlН.”79 Both Nato
and US officials failed to reassure Russia that the shield in Romania and Poland did not aim at
Russian territory and did not undermine Russia's strategic nuclear deterrent80 and they are
defensive purposes against potential attacks from so-МКllОН “roРuО stКtОs,” pКrtТМulКrlв IrКЧ.81
Russia continues to see this system as a direct threat to Russian security and to peace in
Europe.82 At this point, it should be noted that at the beginning of the 1990s, Russia was also
concerned about the stationing of nuclear weapons and their supporting infrastructure in the
territories of new member states, which meant an eastward movement of NATO military
infrastructure.83 To dissipate her conМОrЧs, NATO ЦОЦЛОrs НОvТsОН tСО tСrОО Чo’s ПorЦulК,
аСТМС ЦОКЧt tСКt “NATO СКН Чo ТЧtОЧtТoЧ, Чo plКЧ КЧН Чo rОКsoЧ to НОploв ЧuМlОКr аОКpoЧs
oЧ tСО tОrrТtorв oП ЧОа ЦОЦЛОrs Чor КЧв ЧООН to МСКЧРО КЧв КspОМt oП NATO’s ЧuМlОКr posturО
or ЧuМlОКr polТМв.”84 Despite this, Russia today is facing a development of stationing some parts
of nuclear infrastructure of NATO on the territories of Romania and Poland.
As it could be seen, Romania, as a staunch ally of the USA and the EU can follow a policy
in compliance with the decision, taken by Brussels and NATO due to lack of division between
decision makers and population on an attitude to Russia and of energy and economic
dependency.85
2015, p. 40. http://www.gmfus.org/publications/region-disunited-central-european-responses-russiaukraine-crisis, (accessed on 1 December 2016)
75
Daborowski and Iwanski, op. cit.
76
NATO,
“RОlКtТoЧs
аТtС
UkrКТЧО
KОв
ArОКs
oП
CoopОrКtТoЧ”,
http://www.nato.int/cps/en/natolive/topics_37750.htm# (accessed on 1 December 2016)
77
Inayeh, op. cit., p. 40.
78
BBC NОаs, “US AМtТvКtОs $800Ц MТssТlО SСТОlН BКsО ТЧ RoЦКЧТК”, 12 MКв 2016,
http://www.bbc.com/news/world-europe-36272686 (accessed on 3 December 2016)
79
Ibid.
80
Ibid.
81
IlвК ArkСТpov КЧН MКrОk StrгОlОМkТ, “PutТЧ АКrЧs NATO MТssТlО SСТОlН Тs TСrОКt to PОКМО ТЧ
EuropО”, BlloЦЛОrР, 13 MКв 2016, https://www.bloomberg.com/news/articles/2016-05-13/poland-tobreak-ground-on-missile-shield-site-as-russia-fumes (accessed on 3.12.2016)
82
Ibid..
83
MКrtТЧ A. SЦТtС, “A BuЦpв RoКН to КЧ UЧkЧoаЧ DОstТЧКtТoЧ? NATO-Russia Relations, 1991-2002”,
Realignments in Russian Foreign Policy, edited by Rick Fawn, Frank Cass, London and Portland: 2003,
p. 64.
84
Ibid.
85
Inayeh, op. cit., p. 41-42.
290
While Bulgarian leaders have been cautious on a prominent US role on the Sea86, on eve
oП rОМОЧt МrТsТs ТЧ UkrКТЧО, BulРКrТК’s DОПОЧМО MТЧТstОr КЧЧouЧМОН tСКt МrТsТs ТЧ UkrКТЧО posОs
К rТsk to tСО МouЧtrв КЧН РrОКtОst РuКrКЧtОО oП sОМurТtв oП tСО МouЧtrв Тs NATO’s ЦОЦЛОrsСТp.87
She was condemning the annexation of Crimea and joining the sanctions against Russia.88
However Bulgarian government stayed in a difficult position between obligations to the EU
and domestic political and economic considerations.89 АСТlО “ЧoЧ-compliance with the
overarching decisions coming from Brussels would mean a freeze of relations with the EU
ЛloМ,”90 Bulgaria opposed further sanctions against Russia.91 During this crisis, Bulgaria was
trying to pursue more assertive stance against Russia in compliance with her Western
counterparts, on the other hand she is continuing to treat the issue carefully in order to avoid
break in relation with the Russia due to strong public and political opinion divide on relations
with Russia, energy dependency, intense economic ties.92 AММorНТЧР to PОtrovК, “BulРКrТК Тs
anywhere near to choosing Moscow over Brussels in the context of the Ukrainian crisis.93” It
could be stated that Bulgaria, while he is located under the auspices of the NATO and the EU,
could strive to find a free manoeuvre space to follow more autonomous policies regarding
relations with Russia.
Conclusion
Romania and Bulgaria, during the Cold War, were member states of the Eastern Bloc
under the dominancy of the Soviet Union and have been part of the Euro-Atlantic institutions
under the US leadership till 2007.
As a specific feature of the subordinate states, they should follow policies in compliance
with the positions of the superior states or institutions. While policies that may be considered
as a split such as Georgian NATO membership objective or Ukrainian signing of the
Association Agreement with the EU may lead more tremendous effect on the country itself and
regional security, therefore they are rarely seen; the frictions within a bloc or an alliance may
be more possible.
During the Cold War, Bulgaria had been a staunch ally of the Soviet Union and she
pursued policies very similar to those of the Soviet Union to the extent that it was claimed that
there was no such thing as Bulgarian foreign policy.94 On the other hand, Romania after Stalin
period were in strive of pursuing more autonomous polices. However these frictions were not
important enough to lead to a security problem in regional or international environment, only
to a discontent within the Bloc.
86
Ronald Linden, Balkanizing Security Romania, Bulgaria and the Burdens of Alliance, Seattle,
National Council for Eurasian and East European Research, 2008, p. 9.
87
“UkrКТЧО CrТsТs Тs RТsk Пor EuropОКЧ SОМurТtв -BulРКrТК’s DОПОЧМО MТЧТstОr”, SoПТК NОаs Agency,
15.09.
2014,
http://www.novinite.com/articles/163388/Ukraine+Crisis+is+Risk+for+European+Security+%E2%80
%93+Bulgaria%27s+Defense+Min (accessed on 03.08.2015)
88
MКrТЧ LОssОЧskТ, “BulРКrТК, IЧМrОКsТЧРlв КssОrtТvО Лut Чot HКаkТsС”, Central European Responses
to the Russia- Ukraine Crisis, Joerg Forbrig (ed.), Europe Policy Paper, February 2015, p. 7.
http://www.gmfus.org/publications/region-disunited-central-european-responses-russia-ukraine-crisis,
(accessed on 1 December 2016)
89
Ibid.
90
MКrТЧК PОtrovК, “BulРКrТК КЧН tСО UkrКТЧТКЧ CoЧПlТМt Кt CrossroКНs аТtС tСО RussТКЧ FОНОrКtТoЧ КЧН
tСО EU”, 10 MКв 2015, http://www.futureforeignpolicy.com/bulgaria-and-the-ukrainian-conflict/,
(accessed on 03.12.2016)
91
Lessenski, op. cit., p. 7
92
Ibid., p 8
93
Petrova, op. cit.
94
Moore, op.cit., p. 206.
291
After the Cold War, Romania and Bulgaria attempted to re-position themselves within
the revised international and regional system, trying to achieve integration with the EuroAtlantic institutions however they, especially Bulgaria were careful not to provoke position of
Russia which tried to re-establish dominance in her relations with the post-Soviet countries.
After 2001, the Western countries especially the USA and NATO were challenging the
Russian dominance over the post-Soviet countries under the effect of developments after 9/11
and Afghanistan operation which led to increase geopolitical importance of the Central Asia
and Caucasus. While Bulgaria leaders have been cautious and different leaders have been
changing polices regarding issues of USA presence in the Black Sea or relations with the
Russian Federation; Romania, in contrast to the previous period, was also attempting to
challenge the on-going Mountreux system by establishing military relations with the USA
through allowing the construction of American/NATO military bases on their territory and
supporting the discourse of need for change in the Mountreux regime.
During the process after 2014 events, Romania has been in compliance with the EU and
US policies while Bulgaria, this time has been in hesitate in pursuing policies that observe
obligations imposed by its membership into the Euro-Atlantic institutions.
When factors behind these frictions (in Bulgarian and Romanian cases) are looked into;
historical background, ethnic, religious, linguistic and cultural ties, compliance among decision
makers and will of population, economic and energy (in Russian case) dependency should be
considered, that may be held in the following studies.
292