Art in Motion [[[
Performing Under Pressure
(Ed.)
Editor:
Adina Mornell
Cover Art:
capdance
(Energy, oil on canvas)
Reviewers:
Kelly O’Kane & Patrick Shal
Book Design:
capdance
(www.capdance.com)
‘For the Eye to Dance is Much Delight’
Symposium Sponsors:
Table of Contents
5
Foreword
Bernd Redmann . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7
Internal Pressure During Musical Performances
and Their Preparation
Ingolf Turban . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 11
Some of My Experiences With “Stage-Fright”
Richard A. Schmidt . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 19
Choking under Pressure in Sport and Music: Exploring
the Benefits of Theory Transfer Across Domains
Chris Mesagno, Adina Mornell and Amelia L. Quinn . . . . . . . . . . . 23
The Impact of Stress and Recovery on Performance
Verena Wagner, Sebastian Altfeld, K. Wolfgang Kallus
and Michael Kellmann . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 59
Facing the Music: Investigating the Psychophysiology
of Musical Performance
Lisa Aufegger, David Wasley and Aaron Williamon . . . . . . . . . . . . . 77
Psychological Skills to Support Performance Under Pressure
Margaret S. Osborne . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 93
Relating Pianists’ Efficiency in Memorization to Strategy Use
and Experience
Andreas C. Lehmann and K. Anders Ericsson . . . . . . . . . . . . . . . . 115
Applying Self-Determination and Self-Regulation Theories
for Optimizing Music Performance
Gary E. McPherson, Paul Evans, Elisa Kupers
and James Renwick . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 131
Under Pressure: Music-Related Interventions in
High-Performance Domains
Costas I. Karageorghis and Jonathan M. Bird . . . . . . . . . . . . . . . . 149
6
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The Impact of Listening to Music on Musicians’ Practice
and Performance
Simone Spangler . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 175
Afterword: da capo al fine
Adina Mornell . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 183
Contributors . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 187
Contributors
187
Sebastian Altfeld works in the Unit of Sport Psychology at the Faculty of
Sport Science at Ruhr-Universität Bochum (Germany). Sebastian graduated with a master’s degree in clinical psychology and has published in
the area of coaches’ burnout during his PhD studies. Beside his research,
he focuses on the work with athletes, coaches, and referees in different
kind of sports as a trained sports psychologist. He has been admitted
to the pool of sport psychological experts of the German Federation of
Sport Science as well as to the European Network of Young Specialists
in Sport. Moreover, he is part of the team of sport psychologists in the
project www.mentaltalent.de, which offers sport psychology to young talented athletes, their coaches, and parents in Germany.
[email protected]
Lisa Aufegger is a PhD candidate, supported by a Stanbridge
Drake-Brockman Award, at the Royal College of Music, London, and
worked as a Peter Sowerby Research Associate in Performance Science.
She graduated in psychology at the University of Klagenfurt, Austria,
where she studied perceptual skills in musicians and non-musicians. Her
current research focuses on music performance anxiety (MPA) and specifically the applied psychophysiology of MPA. She is also interested in
simulated environments and smartphone applications and their use for
performance training. Her work in this area was supported by the Arnold
Bentley New Initiatives Fund (SEMPRE) and awarded at the Musicians’
Health & Performance 2nd Conference, MHPC 2015, in Odense, Denmark.
[email protected]
Jonathan Bird is a PhD student in sport and exercise psychology in the
Department of Life Sciences at Brunel University London. He is conducting research into the efficacy and application of audiovisual stimuli in the
exercise context. He has presented his work at scientific conferences and
currently has a number of journal articles under review. Jonathan has a
strong interest in applied sport psychology and is accredited as a Sport
and Exercise Scientist with the British Association of Sport and Exercise
Sciences. He is also a chartered member of the UK’s Science Council and
has worked as a consultant with athletes from a wide variety of sports. In
his spare time, Jonathan enjoys long-distance running and has competed in events that span 5 km to the marathon distance.
[email protected]
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K. Anders Ericsson, PhD, is presently Conradi Eminent Scholar and Professor of Psychology at Florida State University. He collaborated with the
Nobel Prize winner in Economics, Herbert A. Simon, on verbal reports of
thinking leading to their classic book “Protocol Analysis: Verbal Reports
as Data” (1984). Currently he studies the measurement of expert performance in domains, such as music, chess, and sports, and how expert performers attain their superior performance by acquiring complex cognitive
mechanisms through extended deliberate practice. He has edited the influential “Cambridge Handbook of Expertise and Expert Performance” and
“Development of Professional Expertise.” He is a Fellow of the Center for
Advanced Study in the Behavioral Sciences, of the American Psychological
Association, the Association for Psychological Science and a member of
Royal Swedish Academy of Engineering Sciences.
[email protected]
Paul Evans is a Senior Lecturer in educational psychology at the University of New South Wales in Sydney, Australia. He obtained his undergraduate degree in music education with honours at UNSW, a master’s
degree in music education at the University of Western Australia, and
a PhD in music education at the University of Illinois at Urbana-Champaign. For the latter, he held the Marilyn Pflederer Zimmerman doctoral
fellowship and completed his research under the supervision of Gary
McPherson. Paul’s research interests span a range of topics including
motivation and self-regulated learning in educational settings, with an
emphasis on the context of instrumental music learning from childhood
through to adulthood.
[email protected]
K. Wolfgang Kallus is the Head of Work-, Organisational and Environmental Psychology at the Department of Psychology in the faculty of Natural Sciences of the University of Graz (Austria). His research in the past
years focused on stress and regeneration especially in aging workers,
applied methods, and Human Factors with a focus on Aviation Psychology. He is a member of various national and international scientific organisations, past president on the board of the IEA-Group “Psychophysiology
in Ergonomics (PIE),” president of the Austrian Aviation Psychology Association, and since 1995 director of the Institute for Evaluation Research
(Begleitfoschung). In 2012 he received the biannual award of the European Association of Aviation Psychology.
[email protected]
Contributors
189
Dr Costas Karageorghis is a Reader in Sport Psychology in the Department of Life Sciences at Brunel University London. He has worked with
many UK national governing bodies of sport as a consultant psychologist, as well as with a number of multinational companies that include
Nike, Red Bull, Sony, Spotify, Speedo, and the International Management
Group (IMG). He is best known for his research and applied work in the
area of music-related interventions in exercise and sport. Costas’s scientific output includes more than 150 scholarly articles, ten book chapters,
and two textbooks including, most recently, Applying Music in Exercise
and Sport (Human Kinetics, 2016). During his spare time, Costas enjoys
playing piano in the jazz duo Blue Rondo alongside drummer Joel Shopland.
[email protected]
Michael Kellmann is Professor of Sport Psychology at the Faculty of
Sport Science at Ruhr-Universität Bochum (Germany) and an Honorary
Professor at the School of Human Movement and Nutrition Sciences at
The University of Queensland (Australia). He is a member of the Association of Applied Sport Psychology, the German Psychological Association,
and the Australian Psychological Society. Michael’s research activities
include overtraining prevention and recovery enhancement, sport psychological diagnostics and intervention, coach behaviour during competition and practice, as well as personality and performance competence
of coaches in sports.
[email protected]
Elisa Kupers is an assistant professor at the University of Groningen, the
Netherlands, where she works at the department of Special Needs Education and Youth Care. She completed her bachelor’s and master’s degree in Psychology at the same university. In 2014, she obtained her PhD
in Developmental Psychology on the topic of socially situated learning in
one-to-one music lessons, after which she worked as a postdoctoral researcher at the Universität Bremen, Germany (department of Musicology
and Music Education). Her research interests include learning through
interaction, observational research, creativity and motivation in (music)
educational contexts.
[email protected]
Andreas C. Lehmann is professor of Systematic Musicology and Music
Psychology at the Hochschule für Musik Würzburg (Germany). He has
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written Psychology for Musicians (2007, Oxford University Press; with John
Sloboda & Robert Woody), edited Musikpsychologie: Das neue Handbuch
(2008, Rowohlt; with Reinhard Kopiez & Herbert Bruhn), and authored
chapters as well as articles in peer-reviewed journals. His main research
interests are expertise/expert performance, skill acquisition, and empirical music education. Currently, Dr. Lehmann is vice-president of the German Music Psychology Society (DGM), associate editor of the European
journal Musicae Scientiae, and editorial board member of the Journal of
Research in Music Education.
[email protected]
Gary E. McPherson studied music education at the Sydney
Conservatorium of Music, before completing a master of music education
at Indiana University, a doctorate of philosophy at the University of
Sydney and a Licentiate and Fellowship in trumpet performance through
Trinity College, London. He is the Ormond Professor and Director of the
Melbourne Conservatorium of Music at the University of Melbourne, and
previously held a position as the Marilyn Pflederer Zimmerman endowed
chair in music education at the University of Illinois at Urbana Champaign. He has served as National President of the Australian Society for
Music Education and President of the International Society for Music
Education. His most important research examines the acquisition and
development of musical competence, and motivation to engage and participate in music from novice to expert levels.
[email protected]
Dr. Christopher Mesagno is a Senior Lecturer in the Faculty of Health
at Federation University Australia located one hour west of Melbourne,
Australia. Dr. Mesagno was the recipient of the 2007 Association for Applied Sport Psychology Dissertation Award, which introduced a self-presentation model of choking under pressure in sport. Dr. Mesagno has
presented numerous internationally recognised papers on stress and
anxiety in sport performance, which included the opening keynote presentation for the 2014 German Association for Sport Psychology Conference in Munich, Germany, where he suggested that of collaborative research should be undertaken between sport and music researchers. Dr.
Mesagno has also successfully developed theory-matched interventions
to improve performance of “choking-susceptible” athletes.
[email protected]
Contributors
191
Adina Mornell, classical pianist and recording artist, studied Music,
American Literature, Musicology, and Psychology, receiving degrees in
the United States, Germany, and Austria, the latter being a doctorate in
Music Psychology. In addition to empirical research on musical performance, her interests include the study of deliberate practice, attentional
focus, and the intersection of neuroscience and music psychology. In
2008, Adina initiated the biannual series of international and interdisciplinary symposia: Art in Motion. Musical and Athletic Motor Learning
and Performance. She publishes articles on the arts, science, and society,
both in English and in German, and has had several CDs released worldwide. She is professor at the University of Music and Performing Arts in
Munich.
[email protected]
Dr. Margaret Osborne is a Postdoctoral Research Fellow and Lecturer
in the Melbourne Conservatorium of Music and Melbourne School of
Psychological Sciences at The University of Melbourne. She is also a registered consulting psychologist, occupational rehabilitation and careers
counselor, and past-President of the Australian Society for Performing
Arts Healthcare. Margaret’s work specializes in performance science and
psychology. She works on Australian Research Council funded-research
examining motivation and practice quality in elite music performance,
as well as research and teaching in psychological strategies to manage
anxiety and optimize performance in musicians and athletes. Margaret
is passionate about integrating cognitive, behavioral and neuroscientific
research to formulate best-practice methods to build health and resilience, and maximize performance potential.
[email protected]
Amelia L. Quinn is a researcher based in Melbourne, Australia. She
completed her Bachelor of Arts / Bachelor of Music combined degree at
the University of Melbourne in 2011, with Honours in Psychology completed at Federation University in 2013. Her honours thesis investigated
the experience of choking in music performance. She previously worked
as a piano teacher, and currently volunteers her time to assist in the
running of music workshops at youth-specific mental health facilities in
Melbourne, focused on early intervention. She is currently employed by
the University of Melbourne in a research capacity, working on two randomised-controlled trials in youth depression.
[email protected]
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Bernd Redmann was born in Bamberg and studied composition, music
theory, music pedagogy and musicology, in Germany and in Austria. In
1997, he was awarded the composition scholarship “Cite des Arts” that
took him to Paris, and in 1998, he received his doctorate in musicology
from the University of Salzburg. Between 1998 and 2005, he was professor for improvisation and theory at the Cologne University of Music. Since
2005, he is professor at the University of Music and Performing Arts in
Munich. Between 2011 and 2014, he was vice president of this institution and now, since 2014, he is its president. Redmann has composed
and performed more than 50 pieces, among them works for orchestra,
ensemble, chamber music, vocal music, music for media projects and
an opera. His publications include a book on music analysis, articles on
Beethoven, Schubert, Brahms, Schenker, and Riemann, and essays on
improvisation, instrumentation, and the music history of Salzburg.
[email protected]
James Renwick studied clarinet at the Sydney Conservatorium of Music before completing a musicology degree at the University of Sydney.
Subsequently he taught woodwind performance, before turning to a research collaboration with Gary McPherson at the University of New South
Wales. This resulted in a PhD investigating relations between motivation
and self-regulated music practising behaviour. He was Lecturer in Music Education at the University of Sydney, researching diversified models
of performance study for preservice music teachers and the motivation
of jazz and popular musicians. Recently he shifted his focus to primary-school (elementary) education with the New South Wales Department
of Education.
Contact:
[email protected]
Richard Allen Schmidt (1941-2015) would like to be remembered for
the following things: he was 3rd team all American in rings in 1962; he
was an avid, competitive sailor in numerous classes of boats, winning
multiple championships; he competed in (and completed) nine marathons and a multitude of other long distance running races; he was Professor Emeritus at UCLA in Psychology, earlier in Kinesiology; he mentored many PhD students during his long academic career; he authored
four textbooks, one of which continues to be the premier graduate-level
text; he published a high rate of peer reviewed research articles, including the Schema Theory (1975), which earned him a Citation Classic; he
Contributors
193
was honored as a Distinguished Scholar award by a group of peers and
received two honorary doctorates in Belgium and France; in the late 90’s,
he joined Failure Analysis Associates, and then, in 1998, he started Human Performance Research to offer consulting in human performance as
an expert witness.
He passed away in 2015 after a long battle with neurological degenerative ailments, CBD (corticol basal ganglia), PSP (Progressive supranuclear Palsy), and APD (atypical Parkinson’s disease). Or, as he would say, he
died of TLAs (three letter acronyms).
Simone Spangler is a PhD candidate at the University of Music and
Performing Arts Munich, and supported by a Bavarian State Ministry
of Education and Cultural Affairs, Sciences and the Arts postgraduate
grant. She graduated in music education at the University of Music and
Performance Arts Munich, and in sports education at the Technische Universität München in Germany. Her current research in music psychology
focuses on motivation, wellbeing, practice behaviour and performance.
She is also member of the research network “Multizenterstudie,” which
is conducting a long-term investigation on “Psychological and physical
health and preventive behaviour of music students.”
[email protected]
Ingolf Turban commands a large body of masterpieces for violin, some
of which have rarely been performed on stage. His virtuosic skill and affinity for Niccolò Paganini’s compositions, as heard in his recording of the
six violin concertos and the TV documentary “Paganini’s Secret” received
critical acclaim. He has performed as a soloist in concert halls such as
the Berlin and Munich Philharmonic; the Kennedy Center, Washington;
Avery Fisher Hall, New York; Tonhalle, Zurich; Goldenen Saal, Vienna;
and the Scala, Milan. Turban has worked with conductors Sergiu Celibidache, Charles Dutoit, Lorin Maazel, Zubin Mehta, Yehudi Menuhin, Jun
Märkl, and Marcello Viotti, and has documented his extensive repertoire
in over 40 albums. He is founder of the Chamber Orchestra “I Virtuosi di
Paganini” and professor at the University for Music and Performing Arts
in Munich.
[email protected]
Verena Wagner is research associate at the Department of Psychology
of the University of Graz and the Institut für Begleitforschung, working on
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different projects within the research field of Work-, Organizational and
Environmental Psychology. Since 2012 lecturer at the Ruhr West University (Bottrop), Germany (degree program: human-technology interaction).
Verena’s research activities include sound perception and sound design,
hearing impairment at (elderly) employees/elderly people, Occupational Health Psychology, Human Factors and Human-Machine-Interaction.
She studied psychology at the University of Graz (diploma/equiv. master
degree and doctoral degree) and instrumental/vocal education at the J.J.
Fux Konservatorium, Graz (diploma/teaching certificate) and University
of Music and Performing Arts Graz (bachelor degree).
[email protected]
Dr. David Wasley is currently Senior Lecture at Cardiff Metropolitan
University. He has been involved in the research, education and provision of physical activity and exercise to enhance health and well-being
since completing his BSc (Hons) in Exercise Science at the University of
Brighton. He has taught and researched classical musicians’ experiences for the last 15 years starting with his PhD that investigated the effects
of physical activity and exercise on the psychophysiology responses of
musicians as part of the ‘Zoning In’ project at the Royal College of Music
(RCM), London. He is a co-investigator on the ‘Musical Impact’ project
based at the RCM which includes working in multiple UK Conservatoires.
[email protected]
Aaron Williamon is Professor of Performance Science at the Royal College of Music (RCM) and Director of the Centre for Performance Science,
a partnership of the RCM and Imperial College London. His research
focuses on skilled performance and applied scientific initiatives that inform music learning and teaching. Aaron is a fellow of the Royal Society
of Arts and the UK’s Higher Education Academy, and in 2008, he was
elected an Honorary Member of the RCM.
[email protected]
G. McPherson, P. Evans, E. Kupers, J. Renwick
131
Applying Self-Determination and Self-Regulation Theories
for Optimizing Music Performance
The most prominent explanation for how musicians attain expert performance shows that they undergo 10,000 hours of highly structured and
effortful deliberate practice across at least 10 years (Ericsson, Krampe &
Tesch-Romer, 1993). Very recently, the deliberate practice framework has
come into question as the single most authoritative explanation for how
elite musicians refine and hone their skills at the highest levels of music
training. This is based on assertions that deliberate practice may account
for as little as 30% of the variance in expertise (Hambrick et al, 2013), as
well as the many examples of exceptions to what have become known as
the 10-year and 10,000-hours rules (Kaufman, 2013). Deliberate practice
theory identified additional ‘constraints’—on resources, motivation, and
efforts—that limit people’s capacities and abilities to undertake such vast
quantities of practice, which to date are not adequately understood, and
this research, in turn, has ramifications for musician’s performance under
pressure.
On a practical level, our work has attempted to extend this literature
through recommendations of what musicians can do to increase the effectiveness of their learning and improve their performance. The deliberate practice approach has helped to pinpoint practice as the primary
activity that improves performance, but an even more complete explanation for music education is required to understand how musicians can
maximize their learning outcomes as they strive to develop musical expertise. Our research shows that motivation and practice quality are powerful predictors of performance. We have demonstrated that optimized
motivation in music learners is associated with greater psychological fulfilment and valuing of music (Evans & McPherson, 2015; see also Renwick, 2008) and through our longitudinal research we have shown that
adolescent musicians who were motivated by long-term goals had better long-term engagement and achievement over a period of more than
10 years (McPherson, Davidson & Faulkner, 2012). We have also found
that musicians whose motivation was not optimal practiced more, but
less effectively, than those whose motivation was optimal (Evans & Bonneville-Roussy, 2015). Our research on practice quality has found that
better musicians use more sophisticated strategies (McPherson, 2005),
are more confident about their abilities, practice in a more motivated and
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engaged manner (Miksza, 2011) and that all of these variables predict
achievement above and beyond the quantity of practice they may have
accumulated.
These findings in music education reflect what is found in other domains
such as sports, health, education, personal relationships, and work environments. In these studies, constructs related to motivation and practice
quality are consistently associated with improved performance, well-being, learning, and creativity (Ryan & Deci, 2000). One notable example
is school education throughout the 20th century, which reformed from a
teacher-centered model to a student-centered model that acknowledges
the importance of a more supportive, facilitative environment, resulting in
enormous improvements in motivation and educational outcomes compared with learning in competitive and controlling environments (Schunk,
Meece & Pintrich, 2014). In research on school education, teachers who
are autonomy supportive have students whose motivation and engagement is positively affected (Reeve & Halusic, 2009; Jang, Reeve, & Deci,
2010).
In this chapter, we explain research related to motivation and practice
quality as a means of outlining our thoughts on how musicians are able
to develop competence and acquire the skills necessary to perform under pressure. We start with motivation as viewed through the lens of
self-determination theory (SDT). Since the 1970s, SDT has become a major approach to the study of human motivation. The theory rests on the
assumption that humans naturally seek growth through interactions with
their social environments. This growth is nourished by the fulfilment of
three basic psychological needs (Deci & Ryan, 2000): the need to feel
effective in interacting with the social environment (competence), the
need to feel accepted by others (relatedness), and the need to feel that
one’s actions are aligned with one’s interests and sense of self (autonomy). Practice quality is viewed through the lens of self-regulated learning
(SRL; Zimmerman, 2000), a social-cognitive theoretical framework that
is used to understand students’ strategic behavior as they work through
problems. Thus, self-determination theory helps us conceptualize how
musicians of all ages are able to build the resilience and personal attributes necessary to cope with the demands of performing, particularly in
stressful and demanding situations as often can occur in the competitive
environments in music programs and in the professional lives of musicians.
G. McPherson, P. Evans, E. Kupers, J. Renwick
133
Contemporary Psychological Perspectives on Motivation
Contemporary psychological views on motivation focus on multiple dimensions of people’s experience in the social world—their thoughts, beliefs, and values, their interactions with the social environment, the quality of their relationships, their affective states, and so on. But this has not
always been the case. The dominant paradigm for examining people’s
motivational states, particularly during the first half of the 20th century,
focused almost exclusively on reward and punishment contingencies in
the environment, and neglected to systematically study people’s inner
thoughts and representations. Known as behaviorism, this perspective
conceived of learning as elaborate sequences of operant conditioning,
administered by a socializer such as a teacher or parent (Schunk, Meece,
& Pintrich, 2014).
More recent perspectives, rising from the advent of the ‘cognitive revolution,’ have rejected the idea that external events can comprehensively
explain motivation. The cognitive perspective gave researchers a framework for studying constructs that are of more direct and obvious relevance to motivation—inner states such as beliefs and the way these
might interact with the environment. One such inner state that has been
shown to be important in motivation is the need to feel as though one’s
actions are self-endorsed, the belief that one’s actions are aligned with
one’s interests, and the feeling that one’s actions are engaged in freely
and willingly. Collectively, this is known as autonomy (Ryan & Deci, 2000).
The following sections elaborate on research related to autonomy and
show its importance in relation to motivation for instrumental music performance.
Motivation and Musical Development
Decades of research into the motivational underpinnings of self-regulated learning have been used to frame more sophisticated understandings
of music learning (Renwick & Reeve, 2012; Evans, 2015; Austin, Renwick
& McPherson, 2006). Much of this work is grounded in educational research focused on understanding learners’ motivational beliefs and the
learning strategies they recruit to achieve their goals. Music researchers
have attempted to clarify the connection between music learning and
the various motivational beliefs that influence the direction and mainte-
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134
nance of this self-regulatory process (Evans, 2015). One concept that has
dominated motivation research is the distinction between engaging in an
action or task because it is inherently interesting (intrinsic motivation) or
because for some other reason—because it is useful in attaining a goal,
because of pressure from another person, or because of the feeling of an
ego boost (extrinsic motivation). SDT expands on this distinction with a
more meaningful elaboration on extrinsic motivation.
Non-self-determined
Self-determined
Figure 1: Self Determination Theory constructs. Adapted from Ryan & Deci,
2000, p. 61 and Renwick & Reeve, 2012, p. 14.
Young music learners commence learning musical instruments with a
range of motivations that can be described along the extrinsic–intrinsic
continuum. For example, some students may start learning an instrument
at the suggestion of their parents, because their friends are learning, or
because it is required by their school. Others might start for more internal
reasons, such as wanting to play their favorite song on an instrument,
or even being drawn to the sound of the instrument itself. Whatever the
initial reason, motivation can be internalized depending on the circum-
G. McPherson, P. Evans, E. Kupers, J. Renwick
135
stances of the social environment. Within SDT this integration process
is a normal part of development (Ryan & Deci, 2000). Four regulatory
styles on the continuum have been identified: (a) the purely extrinsically
controlled external regulation where the importance of extrinsic rewards,
punishment, or compliance dominate learning; (b) the introjected regulation controlled by such ego-related dynamics as guilt, self-esteem, and
approval-seeking from oneself or others; (c) identified regulation, where
there is a conscious valuing and self approval by the learner for undertaking the activity and one’s motives are integrated into the self-schema;
and (d) integration regulation where learners are able to internalize the
reasons for their actions and assimilate them into their sense of self, even
though these extrinsic motivation processes still rely on an outcome that
is separate from the behavior (see Figure 1).
Young people’s musical participation and engagement declines throughout their school years (McPherson & O’Neill, 2010; Wigfield et al., 1997).
Researchers have attempted to explain the decline citing low levels of
perceived musical competence (Wigfield et al., 1997) and intrinsic motivation (Hallam, 1998). Little research has been conducted, however, on
the links between motivational beliefs and learning behaviors that might
lead to a sense of competence and pleasure in music-making, which is
quite remarkable given the widespread popular belief that learning an instrument teaches young people ‘self-discipline.’ Thus, self-determination
theory is useful and a more sophisticated starting point for understanding how music learning can be optimized.
In formal learning environments, it is clear that learners may be motivated to develop competencies that are valued by others (e.g., teacher,
parents, peers). According to SDT (Ryan & Deci, 2000), the foundation
for facilitating internalization leading to the upper levels of extrinsic motivation and eventually intrinsic motivation rests on the ongoing need
for learning to satisfy three psychological needs (relatedness, competence, autonomy) that allow learners to develop and function in a healthy
and optimal way. First, learners need to experience a sense of belonging
within the group or cultural practice in which they participate. Feelings
of respect and being cared for within this environment by their teacher,
parents, or others is essential if they are to willingly accept the values
being imparted by others. Second, they need to feel competent. Learners
do not usually persevere in learning difficult talks if they do not perceive
the challenge as relevant and are able to receive constructive feedback
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during the process of mastering the skill or assigned task. Third, learners
need to feel a sense of autonomy. This psychological need has received
little previous attention in the music literature, even though it is paramount to understanding how music learning can be optimized. For this
reason, we focus the following sections on this psychological need and
the research related to this within other areas of learning and within music, especially with regard to how teachers can maximize their ability to
impart skills, knowledge, and understanding through the use of support
strategies that aid autonomy in music learners.
Providing Autonomy Support
As inferred in the previous paragraph, autonomy is central in young children’s healthy development and especially so in young music learner’s
musical development where the social context plays an important role in
development (Kupers, van Dijk, van Geert & McPherson, 2015; Kupers,
van Dijk, McPherson & van Geert, 2014). Several studies on music lessons
and other educational contexts have confirmed that teacher’s autonomy
support is associated with positive learning outcomes in learners. In a
series of studies with certified Suzuki trained teachers, Kupers, van Dijk,
van Geert, and McPherson (2015) examined how autonomy supportive
environments support young music learners. Specifically, we sought to
explore what types of teacher-student interactions best foster autonomy
supportive learning and might best lead to higher engagement by the
music learner. We proposed two dimensions for coding student states
in string instrument lessons. The first dimension – autonomy - involved
a measure of high versus low autonomy; the second – engagement –
described the students’ level of commitment as they were learning. The
combination of level of autonomy and degree of engagement resulted in
four quadrants of student autonomy expression as described below and
in Figure 2.
Results of the study suggest the following:
1. Autonomous engagement (high autonomy and positively engaged in
the learning task). The student would be taking on-task initiative by asking questions or making relevant on-task remarks.
2. Resistance (high autonomy and negatively engaged). The student
would generally be actively resisting the task, by saying, for example, ‘I
G. McPherson, P. Evans, E. Kupers, J. Renwick
137
don’t want to do this,’ or by making off-task remarks such as ‘I’m going
to the playground later.’
3. Mimicry (low autonomy and positively engaged). The student would be
‘going with the flow,’ doing what was expected by the teacher and not
taking any personal initiative.
4. Absence (low autonomy and negatively engaged). The student would
not be engaged with the task, would not be responding verbally (i.e., not
answering teacher questions), but would also not be actively resisting it
(see Kupers, van Dijk, van Geert & McPherson, 2015, pp. 340-341).
AUTONOMY
%NGAGEMENT
Figure 2. Four quadrants of student states of autonomy (see Kupers, van Dijk,
van Geert & McPherson, 2015, p. 341.)
First, from the analyses, we observed large differences between the dyadic transactions of students with a higher overall need for autonomy, compared to students with a low need for autonomy. Instead of the teacher
being the ‘locus of control’ in terms of autonomy support, in these situations, autonomy was more ‘negotiated’ between teacher and student.
At other times, the autonomy support and autonomy expression levels of
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the teacher and music learner were well coordinated, in contrast to other
moments where there were large discrepancies.
These results led us to question the function of dyadic synchrony in autonomy levels when learning to play an instrument. Relevant literature
dealing with synchrony in parent-infant interactions (e.g., Harris & Waugh,
2002) shows that more adaptation or synchrony is related to healthy developmental outcomes. As we have shown in our research, any friction
in synchronization between verbal interactions (such as when a teacher
offers autonomy support at a higher level than the student’s current level of autonomy) will help propel and maintain momentum in the learning process. The results of our work suggest a number of implications.
One is that our work outlines strategies that teachers can use to foster
their young music learners’ autonomy. At another level, our work also
shows that there is no ‘one size fits all’ with regard to autonomy development and the techniques teachers use to provide autonomy support.
What works for one student may not necessarily work for another music
learner. What now needs to be studied in more detail, however, is the moment to moment synchronicity in teacher-student interactions. Obviously
friction leading to negative consequences in students is something that
needs to be carefully avoided, whereas a moderate amount of asynchrony in the lesson may well have a role in challenging and stimulating students. Much more research is needed to explore and understand these
mechanisms.
Suggestions for Improving Teaching Practice
Supporting students’ autonomy involves supporting and reinforcing a
constellation of behaviors that support students’ feelings of choice, so
that their experience of autonomy derives from their sense of being in
control of a task, as opposed to feeling controlled by the task. Autonomy
support therefore describes the processes teachers adopt during their
teaching to facilitate, encourage, and develop their students’ innermost
motivational resources (Reeve & Halusic, 2009). The opposite of autonomy support is behavioral control. Behavioral control occurs when the behavior of a teacher acts to suppress or coerce students into behaving in a
particular manner. Students who have autonomy-supportive teachers are
more likely to thrive in their learning, engagement, and well-being, while
students who have controlling teachers are likely to become disengaged
and less motivated (Reeve & Halusic, 2009).
G. McPherson, P. Evans, E. Kupers, J. Renwick
139
Citing the extensive body of research on this topic, Renwick and Reeve
(2012) have identified five ways teachers can support autonomy in music:
Spark students’ initial engagement in learning activities by nurturing their inner
motivational resources with comments such as “Here is a challenge; here is a
piece of music that will challenge your skills.”
Provide a steady stream of rationales to explain the why behind any potentially
uninteresting endeavor by using comments such as: “Okay, playing the same
piece of music over and over tends to get boring, but the reason for the repetition is to make gradual little refinements each time until, in the end, you have
mastered the piece of music.”
Rely on non-controlling and informational language when they communicate
requirements, comment on student progress, ask students to take responsibility for their learning, and address motivational and behavioral problems through
the use of comments such as: “I don’t hear much progress; do you know why
that might be?”
Display patience for self-paced learning to occur by providing sufficient time
in lessons to listen to students work in their own way, and when they seem
stuck, postpone advice until it is understood what the students are trying to
accomplish.
Acknowledge and accept students’ expressions of resistance and negative
emotions when they complain that the task is too boring or too hard, with
comments such as: “Yes, this is hard; it can make anyone feel frustrated. What
could we do differently so it didn’t seem so boring or difficult; any suggestions?” (see Renwick & Reeve, 2012, p. 149)
The one-to-one master-apprentice style of music lesson is often characterized by approaches that too often undermine student autonomy
and motivation. In many situations, teachers are highly controlling in the
choice of repertoire they allow students to learn, and the ways in which
they allow their students to master or interpret the repertoire they are
assigned to learn. Accordingly, interventions to avoid the natural inclination of master musicians to be controlling when giving lessons involve
encouraging them to adopt a much more autonomy supportive motivational style that finds ways of empowering students through efforts by
the teacher to take into account and value the student’s perspective (Evans, 2015; Renwick & Reeve, 2012). Highly skilled musicians can achieve
this by inviting and welcoming their students to express their thoughts,
feelings, and actions within the lesson so that their instruction is not
predetermined and unilateral but negotiated at each step of the learning
process (Renwick & Reeve, 2012, pp. 156-157).
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The five autonomy supportive instructional behaviors explained above
can be used to help teachers rethink how they support their music learners (Renwick & Reeve 2012). First, instead of telling students what to do
and giving them little choice in how they learn, music teachers should
attempt instead to nurture students’ inner motivational resources in
ways that allow them to set their own goals, and discover and find for
themselves what they find most interesting and valuable. Second, when
engaging students in uninteresting activities such as learning technical
exercises, music teachers should carefully contextualize the reasons, the
need, and the benefits of the task so that their students understand the
worth of the activity in terms of improving their ability. Third, by adopting non-controlling comments during lessons, students can be encouraged to optimize their own learning strategies and reflect on the ways
that they feel are most beneficial for them to reach their personal best.
Fourth, being patient and allowing time for students to self-pace their
own learning, set their own goals, diagnose problems for themselves,
and reflect on their own progress encourages learners to take control of
their own learning as they come to realize how difficult, challenging tasks
take time to master. Finally, to encourage persistence and to overcome
obstacles, it is important for music teachers to acknowledge and manage
students’ frustrations and negative emotions as a normal part of any form
of high-level skill development.
Optimizing Music Instruction
A key principle of SDT is that systems of teaching and learning must ensure
that a sense of relatedness, competence, and autonomy are supported
as a means of motivating young musicians to employ the self-regulatory
skills that likely lead to high level engagement and ultimately advanced
levels of musical competence. At the simplest level, music teachers can
be advised to focus on encouraging effort management, self-monitoring,
and adaptive strategy use, instead of emphasizing time spent practicing.
For instance, in some music programs, children are given notebooks in
which they are required to state how many minutes of practice they have
completed each day. This approach might simply reinforce a focus on the
passage of time (McPherson & Renwick, 2001), rather than the mastery
of the musical skill or task at hand. An approach that might encourage
more autonomy and engagement would be to ask students to use a practice journal to record and reflect on the strategies they choose in order
to maintain effort, to monitor accuracy, correct errors, and develop their
G. McPherson, P. Evans, E. Kupers, J. Renwick
141
own interpretation of the piece. Such efforts to develop greater engagement have been found by McPherson, Davidson and Faulkner (2012) to
increase practice efficiency.
Extending the above, we might examine some of the various models of
leadership, teaching, and parenting styles. As an example, Dinham and
Scott (2008) developed Baumrind’s (1991) earlier work on effective parenting to produce four prototypes of leadership or “teachership.” As can
be seen in Figure 3, these four prototypes are categorized along two
dimensions. The first is the degree to which the teacher is responsive to
being able to deal emotionally and intellectually to students’ needs or
those of the teaching environment. The second concerns demandingness,
or the way the teacher might insist on adopting a certain way of working,
irrespective of how students might feel or wish to work themselves.
The four teaching styles depicted in Figure 3 can be defined as follows:
Uninvolved Teachers are low in ‘responsiveness’ and ‘demandingness.’
Under such forms of tuition students would be simply left to their own
devices with their teacher having little if any positive impact on their education. Obviously, this style of teaching would rarely be seen in schools.
Authoritarian Teachers are high in demandingness and low on responsiveness, meaning that they expect compliance from their students and
are unwilling to negotiate or consult. Authoritarian Teachers also tend to
rely heavily on rewards and rules, and whilst achievements may be high,
there is often an ethos of fear or coercion that can be stressful for the
student.
Permissive Teachers are high in ‘responsiveness’ and low in ‘demandingness.’ They may allow a considerable amount of freedom, have high interpersonal skills, and value consensus. Cultures or systems led by them
are often happy places but there is a risk of underachievement and lack
of direction especially for those individuals with low levels of self-regulation. Other highly motivated individuals may excel.
Finally, Authoritative Teachers have high levels of both ‘responsiveness’
and ‘demandingness.’ According to Dinham and Scott (2008), such
teachers are concerned with all of their students experiencing success
and achievement.
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$EMANDINGNESS
2ESPONSIVENESS
Figure 3: Four prototypes of teaching styles (adapted from Dinham & Scott,
2008, after Baumrind, 1991.)
Self-Regulated Learning and Practice Quality
Complementing research in motivation is research on the things that
learners do to set goals, monitor their progress towards them, evaluate
the effectiveness of their strategies, and reflect on their learning. Collectively, these processes are known as self-regulated learning (SRL;
McPherson & Renwick, 2011; McPherson & Zimmerman, 2011). According to the SRL framework, effective learners engage in three processes
in a self-regulated learning cycle:
Forethought: Setting appropriate goals and identifying effective strategies that can be used to achieve them (e.g., setting a goal of effectively
playing through an 8-bar section of a new piece of music that has been
identified as important; using a strategy of first slowing the tempo, then
gradually increasing it as performance is accomplished).
Performance: Engaging in tasks mindfully, monitoring performance during
a task (e.g., observing that the playing is fluent at the current tempo and
G. McPherson, P. Evans, E. Kupers, J. Renwick
143
increasing the tempo accordingly; identifying that a particular fingering
pattern is not proving to be effective and trying two alternatives).
Reflection: Attributing performance to causes (e.g., I didn’t practice effectively today because the strategies I identified weren’t appropriate)
and preparing for the following iteration of the cycle (e.g., learning that
8-bar section was easy today; perhaps next time I can be more ambitious
about what I fit into a practice session).
In McPherson’s (2005) study of children learning music, a series of tasks
was presented to the children. One of these was a test of musical memory—a short notated melody was presented briefly, then the children were
asked to play the melody from memory. The children reported using a
range of strategies to deal with the problem. Some reported relatively poor
and unsophisticated strategies: “I remember the names of the notes;” “I
try to take a mental photograph of the music so I can remember it when
it is no longer there.” Others used more sophisticated strategies: “I sing
the melody in my head and imagine playing through it on my instrument.”
In this study, these self-regulatory strategies were a more consistent predictor of performance on measures of music performance than practice
quantity. Given the dominance of practice quantity (or accumulation of
hours of deliberate practice) in the literature, the finding that practice
quality may have a greater impact speaks to the potential for self-regulated learning as a framework for understanding music learning.
Self-regulated learning also appears to be a useful way to study university students’ motivations for music learning. Miksza (2011) examined
self-regulated learning in brass and woodwind players. His observations
reflected the deliberate practice literature, showing that most university
music students in the study were practicing in a way that would be consistent with a definition of deliberate practice. However, within this range,
those who had used more sophisticated strategies had higher performance achievement scores. This research contributes to understandings
about how music-specific self-regulated learning strategies may improve
performance. More recent experimental research by Miksza (2015) suggests that self-regulated learning strategies can be taught relatively
easily, and that students who are taught them practice more musically
(incorporating more expressive elements and focusing on performance
aspects such as phrasing), than others (who practiced in a basic way by
focusing only on the sequence of notes and rhythms).
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Integrating Motivation and Practice Quality
Having reviewed the areas of motivation (using SDT as a framework) and
practice quality (using SRL), we are now in a position to examine the
extent to which these perspectives may provide complementary explanation for ongoing achievement in music, as well as other outcomes of
interest, such as well-being, music performance ability, and a long-term
commitment to engagement in music. Some findings in the literature
lead us to believe that these perspectives may indeed be complementary
and provide a fuller explanation for music performance than perspectives
such as the deliberate practice framework, which focuses almost exclusively on the accumulation of hours of deliberate practice. One finding
comes from one of our case studies with a musician who, when autonomously selecting a piece of music that she was interested in, showed
vastly superior practice strategies compared with previously, when she
had been playing repertoire selected for her by her teacher (Renwick
& McPherson, 2002). In this case study, the student was observed to be
autonomous in her motivation, and subsequently, she spontaneously adopted quality self-regulated learning techniques. Thus, we hypothesize a
causal link between motivation and practice quality.
Another more recent finding comes from a study of university music
learners (Evans & Boneville-Roussy, 2015). In a survey of learners from a
number of institutions, motivation was profiled using self-determination
theory. Participants reported on the number of hours they had engaged
in practice, the productivity of their practice, and their preference for expanding their learning by choosing challenging tasks, rather than tasks
that were easy and within their ability. Strong links were found between
students’ psychological needs and their motivation, and, in turn, their
motivation and measures of practice. Interestingly, motivation predicted
practice quality more powerfully than practice quantity.
Therefore, there is some evidence to suggest that motivation and practice
quality may be complementary approaches that more fully explain music
performance achievement.
Conclusion
Motivation and practice quality are two key aspects of music learning
that seem relevant from childhood to adolescence and adulthood, and
G. McPherson, P. Evans, E. Kupers, J. Renwick
145
in skill levels ranging from novice to expert. Motivation is particularly
relevant to teaching, as our research has demonstrated that the quality of the relationship makes a difference to learning. The way in which
teacher’s level of autonomy support and the student’s state of autonomy
are ‘matched’ or ‘mismatched’ from moment to moment can be linked
to long-term-outcomes. We suggest that there are more and less optimal styles for music teachers to support students’ sense of autonomy, to
ultimately foster their intrinsic motivation. However, perhaps even more
important than having a general ‘style’ of teaching, is the teachers’ ability
to be able to show flexibility in adapting their level of responsiveness and
demandingness to the current needs of individual students.
In terms of practice quality, it is important for teachers to understand
that most of the work done by students to improve is done on their own.
Therefore, it is important to equip them with the tools and skills necessary to practice effectively. In our view, this is best achieved by encouraging them to develop self-regulated practice strategies, by encouraging
them to become aware of the relevant forethought, performance, and
reflection processes necessary for engagement in productive learning.
On an individual and personal level, self-determination theory allows us to
also conceptualize how external control of any kind can undermine a musician’s motivation to achieve at the highest level, particularly in stressful
situations where the musician is required to perform under pressure. This
theory helps us understand how musicians can feel in control of their
musical activities, or, in contrast, feel overwhelmed by certain stressful
situations. Often the root cause of such feelings is how musicians view
the activity: in short, whether they feel in control of the musical situation or, alternatively, whether they feel that the musical situation controls
them. Understanding these mechanisms provides an important means
for helping musicians who are struggling and feeling under pressure to
build their confidence in ways that are much more deeply important to
them.
Each of the four authors of this chapter has conducted research using
the self-determination and self-regulated learning frameworks. We hope
that the brief summary of our work in this chapter will encourage other
researchers to expand knowledge in this area, as collectively, we search
for even better ways to optimize music students’ potentials, and grow
understandings of how all musicians can develop the resilience to cope
with the enormous challenges required to master music performance.
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Key Additional Resources
To further understandings of the material covered in this chapter, readers
are encouraged to access the following dissertations from the second,
third and fourth authors.
Evans, P. (2009). Psychological needs and social-cognitive influences on
participation in music activities (Order No. 3362780). Available from ProQuest Central; ProQuest Dissertations & Theses Global. (304895600).
Kupers, E. (2014). Socially situated learning in individual music lessons.
Unpublished doctoral thesis, University of Groningen. Retrieved from
https://www.rug.nl/research/portal/publications/pub(08de217f-c6f54b95-9fee-f2ce592ab501).html
Renwick, J. M. (2008). Because I love playing my instrument: Young musicians’ internalised motivation and self-regulated practising behaviour. Unpublished doctoral thesis, University of New South Wales. Retrieved from
http://handle.unsw.edu.au/1959.4/36701
G. McPherson, P. Evans, E. Kupers, J. Renwick
147
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