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11
The Induction of Synaesthesia
in Non-Synaesthetes
Devin B. Terhune, David P. Luke, and Roi Cohen Kadosh
11.1 Introduction
Synaesthesia is an unusual but healthy neurological condition in which a stimulus,
such as the number 7 or the note E, reliably and involuntarily elicits an atypical
concurrent experience, such as the colour red (Ward, 2013). Synaesthesia occurs in a
small minority of the population (~4 per cent; Simner et al., 2006) and has been
shown to impact a wide range of cognitive and perceptual abilities from selective
attention to episodic memory (Ward, 2013). In turn, uncovering the characteristics
and mechanisms of this condition has the potential to inform our understanding of a
diverse array of processes and functions including automaticity (Mattingley, 2009),
conscious awareness (Cohen Kadosh and Henik, 2007), and memory (Rothen, Meier,
and Ward, 2012).
Experimentally manipulating a phenomenon, such as by inducing, disrupting, or
modulating it, can often yield information regarding both fundamental and ancillary
characteristics as well as necessary and sufficient conditions for the expression of the
phenomenon. Insofar as synaesthesia is relatively rare, there is interest in identifying
methods by which it can be experimentally induced in the laboratory. The experimental induction of synaesthesia has the potential to shed light on the cognitive,
neurophysiological, and neurochemical mechanisms that give rise to this condition
(Cohen Kadosh, Henik, Catena, Walsh, and Fuentes, 2009; Luke, Terhune, and
Friday, 2012). Induction methods also raise important questions regarding what
can and should be considered synaesthesia and which demarcation criteria should
be taken as paramount for discriminating synaesthesia from other conditions.
The present chapter reviews our current knowledge regarding the induction
of synaesthesia in non-synaesthetes. First, we consider the criteria by which synaesthesia is currently defined with a view to using such criteria when we adjudicate
whether different induced synaesthesias constitute genuine forms of this condition.
We will describe three induction methods: training, posthypnotic suggestion, and
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pharmacological agents. In each case, we adopt a critical stance whether the phenomenon induced by a particular method meets consensus criteria for synaesthesia
and draw attention to its prospects and limitations. We conclude by contrasting the
different methods and considering the implications of the experimental induction
of synaesthesia for our understanding of the cognitive and neural mechanisms of
this condition.
11.2 Criteria and characteristics of synaesthesia
When considering induced synaesthesias, it is crucial to evaluate their veracity; that
is, whether they represent the same or similar phenomenon as congenital synaesthesia. To do so, we need a set of criteria by which synaesthesia can be identified. In this
section we describe first the consensus criteria by which synaesthesia can be demarcated from other phenomena. We next consider what synaesthesia characteristics
should be expected to be present in induced synaesthesias. For the sake of convenience, we will throughout refer to different induced synaesthesias as synaesthesias,
rather than qualifying this term (e.g., alleged synaesthesias) each time we use it.
Nevertheless, we reserve judgement as to whether these phenomena meet accepted
criteria for this condition.
11.2.1 Criteria
There is still debate about the criteria by which synaesthesia can be discriminated
from other experiences or associations, such as crossmodal correspondences. For
example, human non-synaesthetes, as well as chimpanzees (Ludwig, Adachi, and
Matsuzawa, 2011), display pitch-luminance correspondences, with higher-pitch
tones being associated with higher luminance; this phenomenon is highly prevalent
in human non-synaesthetes and is not an accepted form of synaesthesia (Deroy and
Spence, 2013). Nevertheless, there is an emerging set of criteria that are widely
endorsed by the majority of synaesthesia researchers. Synaesthesia is often argued
to be characterized by at least four criteria: 1) an atypical, ancillary conscious
experience (e.g., colour) in response to a stimulus (e.g., a numeral); 2) a high degree
of consistency in the inducer-concurrent associations; 3) a high degree of involuntariness (or automaticity) in the coupling of the inducer and concurrent and by
which the concurrent breaches conscious awareness and impacts cognition; and 4) a
high degree of specificity of the inducer and the concurrent (Deroy and Spence, 2013;
Ward, 2013; Ward and Mattingley, 2006; see also Colizoli, Murre, and Rouw, 2014,
for the application of demarcation criteria to trained synaesthesia).
A neglected question is whether induced synaesthesias should reasonably be
expected to meet all of the foregoing criteria. That is, would we accept phenomena
that meet certain criteria, but not others, as synaesthesia? For instance, if a synaesthete is not reliable over time in her inducer-concurrent associations but these
associations are still automatic and accessible to consciousness, and perhaps even
specific (at a particular time point), would we accept this as synaesthesia? This
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question is beyond the scope of the present chapter, but warrants attention (Simner,
2012). At present, it suffices to say that if one criterion is not met, we should not be
too quick to discount a particular form of synaesthesia. Furthermore, certain criteria
(conscious accessibility and automaticity) may be more fundamental than others
(consistency and specificity).
Related to this question is the issue as to which criteria and characteristics should
be expected in induced synaesthesias. This question has two strands: first, to what
extent can the consensus criteria reviewed above be meaningfully applied to induced
synaesthesias?; second, independent of these criteria, should induced synaesthesias
be expected to also elicit other characteristics found in synaesthetes? With regard to
the first question, it is useful to distinguish between characteristics of synaesthesia
that originate with the initial experience of synaesthesia (synaesthesia-specific) and
those that are produced by the consolidation process wherein synaesthetic associations are repeatedly associated and strengthened over time (consolidation-specific).
This distinction has not been empirically addressed to the best of our knowledge,
thus at present it is unclear which characteristics and criteria can discriminate
synaesthesia and crossmodal correspondences at early (pre-consolidation) and later
(post-consolidation) stages of synaesthesia.
Consider, for instance, the criterion of consistency. At an early developmental
stage, when a congenital synaesthete first begins to experience synaesthesia, we might
expect that her inducer-concurrent associations would not be as consistent as the
corresponding associations of adult synaesthetes. In other words, it is plausible that
consistency emerges through a consolidation process over time. Data by Simner and
colleagues (Simner, Harrold, Creed, Monro, and Foulkes, 2009), which shows that
synaesthete children become more consistent in their grapheme-colour associations
over time, is consistent with this speculation. Thus, early-stage synaesthesia may not
be expected to be as consistent as late-stage synaesthesia. This argument similarly
applies also to the criterion of specificity, as inducer-concurrent pairings may become
more specific or specialized as part of a consolidation process. On the other hand,
conscious access and automaticity are not necessarily specific to late-stage synaesthesia although this has not yet been systematically studied to our knowledge.
Induced synaesthesias can be easily likened to early-stage synaesthesia. Accordingly, it might be that we shouldn’t necessarily expect to observe consistency and
specificity in induced synaesthesias, particularly in those where the inducerconcurrent pairings manifest on their own. When we contrast induced and congenital synaesthesias below, we take account of the four aforementioned criteria, as well
as other characteristics of synaesthesia, but it is important to bear in mind that
induced synaesthesias may more closely approximate early-stage synaesthesias and
thus may not meet all of the criteria of late-stage synaesthesias.
11.2.2 Characteristics
Aside from the demarcation criteria of synaesthesia, it is important to consider
whether induced synaesthesias should exhibit other characteristics observed in
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synaesthetes. Before doing so, we would like to draw a distinction between characteristics that are specific to the online experience of synaesthesia (e.g., graphemecolour consistency) and those that are not, such as enhanced visual processing
(Banissy, Walsh, and Ward, 2009; Banissy, Tester, Muggleton, Janik, Davenport,
Franklin, Walsh, and Ward, 2013; Barnett et al., 2008; Terhune, Song, Duta, and
Cohen Kadosh, 2014; Yaro and Ward, 2007) and memory (Rothen et al., 2012).
Consistency and other demarcation criteria are specific to the online experience of
synaesthesia, whereas the latter are largely independent of these experiences and
seem to represent markers of broader differences in visual cortex associated with the
synaesthesia phenotype (Rothen et al., 2012; see also Terhune, Rothen, and Cohen
Kadosh, 2013). Accordingly, we should not expect to observe non-specific characteristics in induced synaesthesias.
There are certain characteristics of synaesthesia that are not used as demarcation
criteria for this condition, but which may still be expected in induced synaesthesias if
they are genuine. For instance, it has been shown that synaesthetes typically display
implicit bidirectionality, wherein concurrent stimuli trigger implicit inducer representations (e.g., colours triggering numbers) (Cohen Kadosh and Henik, 2007). This
effect may occur as a result of the consolidation process by which graphemes and
colours get repeatedly bound and thus may not be present in early or induced
synaesthesias. Nevertheless, it is worth investigating and, if observed, will surely
strengthen the case for the veracity of induced synaesthesias. An additional characteristic of synaesthesia is that of colour opponency in synaesthetic photisms (Nikolić,
Lichti, and Singer, 2007). Hue-selective neurons in different regions of visual cortex
have colour-opponent receptive fields such that cells that are excited by a particular
colour (e.g., red) are inhibited by its opponent colour (e.g., green) (e.g., Zeki, 1980).
Nikolić and colleagues found that synaesthetes were slower to name the colour of
incongruently coloured graphemes when the incongruent colour was in an opponent
colour as opposed to when it was in a non-opponent colour. They argued that the
results suggest the involvement of early visual processing, perhaps involving V1, and
point to the perceptual basis of synaesthesia. If induced synaesthesia is genuine, we
might expect it to relate to colour-opponency effects. Finally, synaesthetes have also
been shown to vary in the perceived visuospatial location of colour photisms, with
some synaesthetes experiencing colours as endogenous images or representations
(associators) and others as vivid percepts that are spatially colocalized with the
inducer (projectors) (Dixon, Smilek, and Merikle, 2004; Ward, Li, Salih, and Sagiv,
2007), with evidence for neurophysiological differences (Cohen, Weidacker, Tankink,
Scholte, and Rouw, 2015; Rouw and Scholte, 2010; Terhune, Murray, Near, Stagg,
Cowey, and Cohen Kadosh, 2015; van Leeuwen, den Ouden, and Hagoort, 2011).
Although we might not expect such effects, observing individual differences among
induced synaesthetes increases the likelihood that genuine synaesthesia has been
produced. These represent a few examples of characteristics of synaesthesia that
may or may not be expected to be present in induced synaesthesias.
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11.3 Induced synaesthesias
Induced synaesthesias refer to instances in which synaesthesia or a synaesthesia-like
phenomenon is temporarily elicited through exposure to an agent or manipulation. It
is instructive to contrast these with acquired synaesthesias, which include those that
develop in adulthood in the wake of some type of event (e.g., head injury) and which
are experienced for an extended period of time. For instance, it has been shown that
synaesthesias can be acquired through stroke (Fornazzari, Fischer, Ringer, and
Schweizer, 2012; Ro et al., 2007) or perhaps sensory substitution (Ward and
Wright, 2012) and have been reported to spontaneously occur during migraine
(Alstadhaug and Benjaminsen, 2010). Below we describe three forms of induced
synaesthesias: those that occur as a result of training, posthypnotic suggestion, and
those that occur following the ingestion of pharmacological agents.
11.3.1 Training
A number of studies have explored the possibility of producing synaesthetic associations in non-synaesthetes through training and whether these associations qualify as
genuine synaesthesia (for a review, see Rothen and Meier, 2014). These studies
involve repeatedly pairing two sets of stimuli that are typically associated in a form
of synaesthesia (e.g., graphemes and colours) and examining whether training leads
to behavioural or physiological responses to the stimuli in a manner typical of
synaesthesia. In addition to exploring the possible induction of synaesthesia,
researchers have been motivated to use this approach to include trained participants
as a control group for synaesthetes (Cohen Kadosh et al., 2005; Elias, Saucier, Hardie,
and Sarty, 2003; Nunn et al., 2002) to examine whether synaesthetic effects are just a
product of semantic associations or memory. Moreover, in a number of documented
cases, synaesthetes’ specific grapheme-colour pairs appear to have been determined
by exposure to coloured graphemes in early childhood (Hancock, 2006; Witthoft and
Winawer, 2006, 2013). Accordingly, investigating whether synaesthesia can be
induced through training also has a direct bearing on the learning mechanisms at
play in developmental synaesthesia.
Multiple studies have shown that grapheme-colour association training can reproduce the behavioural markers of grapheme-colour synaesthesia. In a nice early
example of this, Elias and colleagues (2003) compared a single grapheme-colour
synaesthete with a single semantic-control and untrained controls. This study is
unique insofar as the semantic-control had spontaneously developed graphemecolour associations through exposure over an eight-year period to a cross-stitching
system in which a particular number signifies a particular thread colour. Strictly
speaking, the development of the grapheme-colour associations in this case is
spontaneous and not the product of an experimental manipulation as is the case
with the training studies described below.
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In this study, Elias and colleagues administered a series of behavioural tasks
previously shown to discriminate controls and synaesthetes as well as multiple
behavioural tasks during functional magnetic resonance imaging. The three tasks
included a coloured grapheme Stroop task, a mathematical Stroop task, in which
mathematical equations are followed by colour patches that are either congruent or
incongruent with the correct answer (Dixon, Smilek, Cudahy, and Merikle, 2000), and
a conscious priming task in which congruent or incongruent graphemes preceded
colour patches in a colour-naming task (Mattingley, Rich, Yelland, and Bradshaw,
2001). Crucially, in all three tasks, the synaesthete and the semantic-control exhibited
congruency effects characterized by slower responses on incongruent than congruent
trials, whereas none of the untrained controls displayed such effects. Indeed, the
semantic-control displayed comparably sized, or numerically larger, congruency
effects relative to the synaesthete in all conditions. In contrast, in the fMRI paradigms,
the synaesthete displayed activation in left parietal and extrastriate visual cortex
during auditory and visual numerical processing, respectively, whereas no such effects
were observed in the semantic-control. Although caution is required when interpreting single-case results, these findings suggest that trained semantic associations
between graphemes and colours are not producing the same cortical activation
patterns observed in synaesthesia, or the conscious, involuntary experience of colour
photisms that is a hallmark phenomenological property of synaesthesia.
A subsequent study that included trained non-synaesthetes similarly shows that
they do not exhibit behavioural effects observed in congenital synaesthesia (Cohen
Kadosh et al., 2005). In this study, non-synaesthetes were trained over five sessions to
associate specific digits and colours and evidenced clear learning effects. The authors
sought to investigate whether colours implicitly activate numerical magnitude representations in synaesthetes and the trained group. Participants completed a magnitude comparison task in which they had to judge which of two numbers was
numerically larger. The numbers were presented in their associated synaesthetic
colours (matched-colour condition) or in colours that were associated with a larger
numerical distance (large-colour condition). Crucially, grapheme-colour synaesthetes
were faster in the large colour than in the matched-colour condition, indicating that
colour implicitly triggers a numerical representation, even though synaesthetes are
not consciously aware of this implicit association. Of special interest in the present
context is that the trained control group did not display this effect, although they did
display a normal congruency effect (faster responses for the matched-colour condition). This indicates that whilst non-synaesthetes can be trained to associate graphemes and colours, they not do not exhibit implicit bidirectionality, as is observed in
congenital synaesthetes.
Meier and Rothen (2009) adopted a similar approach and investigated whether
seven days of training would elicit the physiological concomitants of synaesthesia.
After training, the trained controls completed a synaesthesia Stroop task and a
synaesthesia conditioning task (Meier and Rothen, 2007). In the latter, a particular
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colour was paired with a startling sound, thereby producing a conditioned startle
response to the colour, as measured by skin conductance response. The training
produced a small, but significant, Stroop effect (23 ms); in contrast, unlike congenital
synaesthetes (Meier and Rothen, 2007), the participants displayed a conditioning
effect for colours, but not graphemes. One explanation for why this divergence arises
is that the trained controls do not develop implicit bidirectional associations between
colours and graphemes; that is, in synaesthetes, it may be that colour implicitly
activates grapheme representations, which are then associated with the conditioned
stimulus, whereas colour does not activate grapheme representations in trained
controls (Cohen Kadosh et al., 2005).
A subsequent study by Rothen and colleagues (Rothen, Wantz, and Meier, 2011)
sought to expand upon their previous study by contrasting two different types of
training. In addition, the authors administered digit-colour and colour-digit priming
tasks (Gebuis, Nijboer, and Van der Smagt, 2009) so as to examine bidirectionality
effects in the wake of training as a follow-up to the studies described above. In a nonadaptive training schedule, participants judged whether digits were correctly or
incorrectly coloured on the basis of predefined digit-colour associations. In contrast,
the adaptive training schedule involved participants identifying the colour that was
associated with an achromatic digit, according to the predefined associations. The
digit was re-presented in the correct associated colour hue with altered luminance
and participants had to judge whether the stimulus colour was brighter or darker
than the colour associated with the digit. Feedback was given after both the initial
digit as well as the coloured digit in the adaptive training schedule but not in the nonadaptive training schedule.
The authors found that participants displayed larger priming effects across both
tasks after ten days of training. In addition, participants exhibited larger digit-colour
than colour-digit priming effects, as might be expected given the results of Cohen
Kadosh et al. (2005). Exploratory analyses further revealed that both groups displayed significant digit-colour priming effects post-training, whereas only the adaptive training group displayed a colour-digit priming effect. Importantly, as in other
studies, none of the trained participants reported colour photisms in response to
digits. Insofar as the authors found no differences across tasks as a function of the
type of training, caution should be exerted in interpreting these results. Nevertheless,
these findings suggest that the adaptive training schedule may give rise to bidirectionality effects observed in synaesthetes (Gebuis et al., 2009). At the same time, it
should be noted that the largest digit-colour priming effect (observed in the adaptive
training group; ~37 ms), and the largest colour-digit priming effect (observed in the
non-adaptive training group; ~18 ms) stand in stark contrast to the far larger priming
effects observed in synaesthetes (digit-colour priming: ~135 ms; colour-digit priming: ~134 ms; Gebuis et al., 2009). Given the results, it is unclear whether the adaptive
training produces stronger effects and, because multiple components of the training
were different across the two methods, it is difficult to determine which component(s)
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of training are crucial for any benefit with this method. Nevertheless, this study
does suggest that adaptive training may be used to replicate behavioural markers of
synaesthesia.
The remaining studies that we will describe adopt a more naturalistic approach by
having participants complete tasks that should produce synaesthesia-like associations rather than explicitly attempting to train such associations. Colizoli and
colleagues had participants read one or more books in which four letters were
uniquely coloured (Colizoli, Murre, and Rouw, 2012). Participants subsequently
completed multiple behavioural tasks that are potentially diagnostic of synaesthesia
including a synaesthesia Stroop task, a perceptual crowding task, and a surprise
letter-colour pair recollection test. The crowding task involved viewing a group of
letters with one unique target letter embedded within the display and identifying the
target letter; a control task involved untrained letters. The surprise test involved
querying participants about the grapheme-colour associations four to six months
after the conclusion of the study.
In line with some of the foregoing studies, Colizoli et al. (2012) observed that
trained participants displayed a larger Stroop effect after training. A subset of
participants who read multiple books displayed larger Stroop effects as more books
were read, but the magnitude of this change was unrelated to the number of words
read, nor was the number of words read related to the overall Stroop effect. Accordingly, this study provides mixed results regarding whether the amount of training is a
determining factor of the magnitude of the post-training Stroop effect. One related
notable finding is that there were marked individual differences in the magnitude of
the Stroop effect after training with Stroop effects ranging from 26 to 185 ms: this
points to considerable variability in the extent to which training elicits Stroop effects
and suggests that certain individuals are more prone to these effects. Finally, the
extent to which participants reported experiencing colours when seeing letters was
unrelated to Stroop effects.
The results of the crowding and recall tests were less conclusive. Participants were
unable to recall all of the letter-colour pairs in the recall test, but recalled with high
accuracy the colours paired with each number. No controls were included in this task
and thus it is unclear how remarkable this result is. Similarly, trained participants did
not outperform controls on the crowding task, unlike synaesthetes (Ward, Jonas,
Dienes, and Seth, 2010). Moreover, there is disagreement regarding the interpretation of superior performance among synaesthetes in this task (Ward et al., 2010),
and so it is unclear whether training here is failing to reproduce a perceptual or
attentional benefit conferred by synaesthesia. This study, as above, confirms that
training can produce Stroop effects, but not other features of synaesthesia, and is
equivocal regarding the extent to which training strengthens grapheme-colour
associations.
Another study (Kusnir and Thut, 2012) shows that training can produce further
behavioural effects that parallel those observed in synaesthetes. In this study,
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participants completed a letter-search task, in which they searched for target letters
among an array and judged whether the target was to the left or the right of a central
fixation cross. Certain target letters were more often associated with specific colours
to facilitate statistical semantic learning over time; half of the participants were
informed of the bias in the stimulus presentation. Participants’ search times were
faster for biased (congruent and incongruent) than unbiased stimuli, suggesting
strong grapheme-colour binding. However, although the search time was faster
over time, it did not vary over time for the different types of stimuli. In other
words, the grapheme-colour binding effect appears to occur relatively early, although
it is difficult to say when it became robust.
Stroop interference was associated with grapheme-colour binding strength in the
aware group, but participants did not display an overall Stroop effect as a result of
training, nor did the best learners exhibit the largest Stroop effect. An interesting
result is that participants displayed larger interference in the search task when target
colours were in opponent colours relative to the grapheme-colour association as
opposed to non-opponent colours. For example, if 6 was paired with the colour red,
participants were slower in responding when 6 was printed in green ink. This result is
notable, because it is also displayed by synaesthetes (Nikolić et al., 2007) and because
it implicates early visual processing, thereby suggesting a perceptual component to
the processing of grapheme-colour associations (and potentially indirectly corroborating some of Colizoli et al.’s (2016)).
To summarize, as is the case with the other studies, this study produced somewhat
equivocal results. Training did not elicit Stroop effects, but did elicit robust
grapheme-colour binding and colour-opponency effects. The authors argue that
explicit instructions such as those in Meier and Rothen (2009) may be more likely
to produce associations at a more conceptual level, and thus larger Stroop effects,
whereas implicit training may be more likely to elicit perceptual associations. However, this is at odds with the interpretation of synaesthetic Stroop effects by Nikolić
and colleagues (2007), who argue that synaesthetic Stroop effects reflect a perceptual
component, as exemplified by colour-opponency effects, as well as a smaller, semantic component. Further research is clearly needed to test these varying interpretations
and to assess the extent to which the grapheme-colour associations induced in Kusnir
and Thut’s (2012) study resemble genuine synaesthesia.
It is plausible that behavioural tasks are insufficiently powerful in detecting
induced synaesthesia and that neuroimaging methods may be more sensitive in
capturing training-induced synaesthesia. Towards this end, Colizoli and colleagues
recently investigated the neurophysiological effects of their coloured-letter training
paradigm using fMRI (Colizoli, Murre, Scholte, van Es, Knapen, and Rouw, 2016).
The authors found that training with coloured books over approximately 20 days did
not produce grapheme-colour consistency at the level typically observed in developmental synaesthetes. Similarly, none of the participants subjectively reported experiencing colour photisms. As in some previous studies, training was associated with a
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significantly greater Stroop effect post-training relative to baseline; moreover, as
commonly observed in this literature, the magnitude of post-training Stroop interference (~26 ms) was substantially lower than that observed in congenital synaesthetes and was unrelated to imagery and subjective colour experiences.
Functional correlates of these effects are difficult to interpret (Colizoli et al., 2016).
The authors found that activation of V4, a region widely implicated in colour
processing and synaesthesia (Ward, 2013), was greater for coloured (untrained)
letters than trained and untrained (achromatic) letters, as would be expected. However, surprisingly, trained letters were characterized by less V4 activation than
untrained letters and trained letters were also associated with a negative BOLD
response relative to untrained letters in primary visual cortex. Moreover, visual
cortex activation patterns were unrelated to Stroop effects, although there was
some indication that the tendency to have associator experiences in response to
graphemes was associated with greater V4 differences between trained and untrained
letters. By implicating primary visual cortex in training of synaesthesia, these results
are encouraging but preliminary. In particular, the results suggest that training
grapheme-colour synaesthesia might elicit changes in the brain’s response to graphemes but the meaning of these effects is somewhat equivocal, and it remains unclear
how they may relate to, or inform our understanding of, developmental synaesthesia.
A final recent study suggests that the limited results of previous studies may be
driven by insufficient training (Bor, Rothen, Schwartzman, Clayton, and Seth, 2014).
This study aimed to couple greater ecological validity with a rigorous and diverse
training schedule that changed over time. Fourteen participants underwent 9 weeks
of training involving a range of cognitive tasks in which specific grapheme-colour
pairs were repeatedly presented; they were also given “homework” consisting of
books with coloured letters (Colizoli et al., 2012) and performance gains were
reinforced with monetary compensation. After training, over 50 per cent of participants reported phenomenological associations resembling synaesthesia but only one
participant reported projector-like perceptual experiences (these effects did not seem
to be related to individual differences in imagery at baseline). Interestingly, nearly all
participants spontaneously developed ordinal linguistic personification, in which
certain characteristics (aggression) are tied to specific graphemes; these phenomena
seem to closely resemble similar effects in congenital synaesthetes (Simner and
Holenstein, 2007). Participants also displayed greater Stroop colour-naming effects
post-training relative to baseline although this effect seemed to be specific to semantic
associations. Critically, for the first time, to our knowledge, the authors also reported
that participants displayed superior grapheme-colour consistency post-training than
at baseline and at levels typically observed in developmental synaesthetes (Rothen
et al., 2013), as well as other synaesthesia-specific effects (Bor et al., 2014).
The training studies undertaken to date clearly demonstrate that grapheme-colour
associations can be induced in non-synaesthetes through training (Rothen and Meier,
2014). However, trained participants do not reliably display behavioural markers of
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synaesthesia, such as greater Stroop effects post-training (Kusnir and Thut, 2012;
Rothen et al., 2011), implicit bidirectionality (Cohen Kadosh et al., 2005), or perceptual crowding (Colizoli et al., 2012). Moreover, when effects are observed, they do not
display the same behavioural response patterns (Rothen et al., 2011), and/or they are
smaller in magnitude than those observed in genuine synaesthetes (Dixon et al., 2004;
Gebuis et al., 2009). For example, the largest Stroop effect in trained participants to
the best of our knowledge was ~57 ms (Colizoli et al., 2012), which is comparable to
that observed in congenital associator synaesthetes (Dixon et al., 2004; Ward et al.,
2007). In contrast, when both associator and projector synaesthetes are included, the
magnitude of the Stroop effect has been found to vary from ~90 ms (Dixon et al.,
2004) to ~130 ms (Ward et al., 2007). Inconsistent or limited findings may stem from
differences in training regimens across studies, with comprehensive training regimens seeming to produce the most compelling results (Bor et al., 2014). Moreover,
only one study (Bor et al., 2014) has observed reports of conscious experiences of
colour associations and even this was rare and transient. Three studies have shown
that trained participants do not display the same patterns of neural (Elias et al., 2003;
Nunn et al., 2002) or physiological (Meier and Rothen, 2009) effects as genuine
synaesthetes, although preliminary research has implicated changes in primary visual
cortex in trained synaesthesia (Colizoli et al., 2016). Whilst we do not want to dismiss
the possibility that future training studies will successfully induce synaesthesia, we
think it is prudent to interpret the present results as providing only tentative evidence
for inducing certain features of synaesthesia (see also Rothen and Meier, 2014).
It is instructive to consider the trained associations relative to the demarcation
criteria and characteristics of synaesthesia that we outlined above. First, there is
evidence that training can produce consistency of grapheme-colour associations that
rivals that observed in developmental synaesthetes (Bor et al., 2014) (other results are
suggestive (Colizoli et al., 2012)). However, it could be argued that consistency is only
a valuable measure when a sizeable number of grapheme-colour associations are
trained because a small number of associations, as used in the training studies
reviewed here, will be relatively easy to remember. Some studies to date have used
canonical colours (Bor et al., 2014), which may further facilitate recall. Nevertheless,
the criterion of consistency appears to have been met at least in a preliminary
fashion. Similarly, we believe the criterion of automaticity has been met by training
studies, but only to an extent. A number of studies have highlighted the fact that
Stroop effects in trained groups are comparable to those in congenital synaesthetes
(e.g., Elias et al., 2003) and/or that Stroop-type effects should not be used as diagnostic indicators of synaesthesia because they are unable to distinguish between
semantic associations and those produced by involuntary colour photisms (Colizoli
et al., 2012). We agree with this in part but it is important to recall that Stroop effects
in trained groups of a comparable magnitude to those observed in synaesthetes do
not always occur and no training study has observed Stroop effects comparable to
those seen in projector synaesthetes (Dixon et al., 2004; Ward et al., 2007). One study
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has provided evidence that the criterion of conscious accessibility has been met as the
majority of participants reported conscious experiences of colour photisms; however,
insofar as only one participant reported projector-like experiences, there is not yet
clear evidence for the individual differences typically observed in congenital synaesthetes. We revisit whether these results warrant revision of demarcation criteria later
in this chapter.
When comparing congenital and induced synaesthetes, it is important to consider
the confound of differential consolidation in this line of research. It is entirely
possible that trained synaesthetes would display each of the behavioural, phenomenological, and neural markers of congenital synaesthesia if their associations were
continuously reinforced (and consolidated) with long-term experience. Given the
length of time that most synaesthetes have experienced this condition, this appears to
be an insurmountable confound. The trained participant in Elias and colleagues’
(2003) study exhibited grapheme-colour associations and underwent a form of
training over eight years and still did not display the neural markers of synaesthesia,
suggesting that long-term consolidation may not actually be sufficient to induce
genuine synaesthesia. This was a case study and thus this result is far from conclusive.
However, this confound should be considered when evaluating the authenticity of
trained and other induced synaesthesias.
One approach to advancing research in this domain may be to couple training
regimens with non-invasive brain stimulation techniques, which have been shown to
enhance the impact of cognitive training (Krause and Cohen Kadosh, 2013). For
example, we and others have consistently shown that concurrent application of
transcranial electrical stimulation can be used to enhance the effects of training on a
range of cognitive and perceptual functions, with long-lasting effects in specific cases
(Fertonani, Pirulli, and Miniussi, 2011; Snowball, Tachtsidis, Popescu, Thompson,
Delazer, Zamarian, Zhu, and Cohen Kadosh, 2013; Cappelletti, Gessaroli, Hithersay,
Mitolo, Didino, Kanai, Cohen Kadosh, and Walsh, 2013; Looi, Duta, Brem, Huber,
Nuerk, and Cohen Kadosh, 2016; Reis, Schambra, Cohen, Buch, Fritsch, Zarahn,
Celnik, and Krakauer, 2009). Elsewhere, we have shown that synaesthetes display
elevated cortical excitability in primary visual cortex (Terhune, Tai, Cowey, Popescu,
and Cohen Kadosh, 2011; Terhune, Murray, Near, Stagg, Cowey, and Cohen Kadosh,
2015). Thus, specifically coupling non-invasive brain stimulation methods for enhancing excitability in primary visual cortex with rigorous cognitive training may provide
an approach that is both methodologically robust but also grounded in contemporary
knowledge of the neurophysiology of congenital synaesthesia.
11.3.2 Posthypnotic suggestion
A second method for the induction of synaesthesia involves the use of posthypnotic
suggestion with highly suggestible individuals. Here we introduce a few of the
hallmark features of hypnosis and posthypnotic suggestion and then review the
studies that have used this approach to induce synaesthesia.
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Hypnosis consists of a set of procedures including an induction and one or more
suggestions (Oakley and Halligan, 2009; Terhune and Cohen Kadosh, 2012a). Inductions vary but generally involve instructions and suggestions to promote minimized
awareness of one’s environment, reduced metacognition, and perceived effortless
attention towards the instructions of the experimenter (Brown, Antonova, Langley,
and Oakley, 2001). Suggestions are verbal statements administered by an experimenter for specific changes in affective, cognitive, motor, or perceptual functions.
They are typically conveyed in such a manner that they invite passive responses that
are experienced as happening to an individual, rather than actions or representations
that an individual willingly performs or produces, so as to augment the extravolitional phenomenology of hypnotic responding (Bowers, 1981; Spanos and
Gorassini, 1984). An example of a hypnotic suggestion for a visual hallucination
may be, “When you open your eyes in a few moments, you will look at the computer
monitor in front of you and see a red circle.” Posthypnotic suggestions are suggestions for alterations in a particular function following a hypnotic de-induction.
Although not originally intended for this purpose, most hypnosis researchers favour
using such suggestions instead of regular hypnotic suggestions to dissociate the
effects of the suggestion from those of the hypnotic induction. Specifically, it has
been repeatedly shown that a hypnotic induction impairs attention in highly suggestible individuals (Egner and Raz, 2007), or at least a subset of highly suggestible
individuals (Marcusson-Clavertz, Terhune, and Cardeña, 2012; Terhune, Cardeña,
and Lindgren, 2011b). Posthypnotic suggestions circumvent the possible confound of
impaired attention that may impact responding to hypnotic suggestions.
The most well established fact about hypnosis is that people display marked
variability in their responsiveness to hypnotic suggestions (Hilgard, 1965). Hypnotic
suggestibility varies widely in the general population with approximately 10–15 per cent
of individuals displaying low hypnotic suggestibility, 10–15 per cent displaying high
hypnotic suggestibility, and the remaining 70–80 per cent of the population exhibiting a moderate level of suggestibility (Laurence, Beaulieu-Prévost, and du Chéné,
2008). Hypnotic suggestibility is typically measured with one or more behavioural
scales that comprise a series of hypnotic suggestions (for a review, see Woody and
Barnier, 2008). These instruments are necessary for reliably screening participants
and identifying individuals of different levels of hypnotic suggestibility, who cannot
be differentiated by questionnaires or self-report. Most hypnosis research involves
the use of highly suggestible individuals, including low-suggestible and/or mediumsuggestible participants as a control group.
The first study demonstrating the posthypnotic induction of synaesthesia was
reported by Cohen Kadosh and colleagues (Cohen Kadosh et al., 2009). In this
study, the authors administered a posthypnotic suggestion to highly suggestible
participants to experience projector grapheme-colour synaesthesia for six graphemecolour pairs. Control participants received instructions for the same digit-colour
associations but with no posthypnotic suggestions. Under the cover of the
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posthypnotic suggestion and in a control condition, participants completed a digit
detection task in which they had to judge whether a digit was presented on a monitor
or not (Smilek, Dixon, Cudahy, and Merikle, 2001). Digits were presented in black
ink against a coloured background, which was either congruent or incongruent with
the colour associated with the digit. A previous study found that congenital synaesthetes were poorer at detecting whether a digit was present during the congruent
condition (Smilek et al., 2001). The induced synaesthetes, but not the control groups,
displayed this same response pattern. In addition, whilst under the posthypnotic
suggestion, they also reported experiencing colour photisms in response to graphemes
outside of the laboratory. This study nicely demonstrates that both the behavioural
and experiential markers of synaesthesia can be induced in the laboratory using
posthypnotic suggestion.
Recently, a second study failed to observe behavioural markers of synaesthesia in
non-synaesthetes given a posthypnotic suggestion for synaesthesia (Anderson, Seth,
Dienes, and Ward, 2014). Null results are challenging to interpret and thus we can
only speculate as to the reasons for their failure to observe induced synaesthesia.
First, their procedure for screening participants was not as rigorous as most hypnosis
studies, including that by Cohen Kadosh et al. (2009), which typically include two
rounds of hypnotic suggestibility measurement to ensure that participants are sufficiently highly suggestible (Woody and Barnier, 2008). In addition, the participants
were not screened prior to the experiment for their ability to respond to hallucination
or synaesthesia suggestions. Highly suggestible individuals display pronounced variability in hypnotic responding and some are incapable of responding to hallucination
suggestions (Szechtman, Woody, Bowers, and Nahmias, 1998). Combined, these two
features already strongly suggest that only a small subset of the participant pool in
this study would be responsive to such a suggestion. Finally, the authors used an
embedded figures task, in which synaesthetic concurrent colours are presumed to
facilitate “pop-out” of embedded higher-order stimuli in an array of stimuli. This
task is problematic as synaesthetes have not been reliably shown to outperform
controls in this task (for a review, see Ward et al., 2010). It is imperative that research
attempting to assess the veracity of induced synaesthesia uses well-established tasks
that reliably distinguish synaesthetes from controls.
In another study, we expanded upon the approach of Cohen Kadosh et al. (2009)
and used posthypnotic suggestion to induce different phenomenological subtypes of
synaesthesia (Terhune and Cohen Kadosh, 2012b). We were motivated to conduct
this experiment because it remains unclear whether the observed behavioural
markers of associator and projector synaesthesia (Dixon et al., 2004) are reliable
(Hupé, Bordier, and Dojat, 2011; Ward et al., 2007) and are actually the product of
individual differences in the perceived visuospatial location of colour photisms. We
first doubly screened participants (Woody and Barnier, 2008) and then identified
highly suggestible individuals who were subjectively responsive to hypnotic suggestions for either associator or projector grapheme-colour synaesthesia. Next, we
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administered posthypnotic suggestions to associate four numbers with four colours
and to experience colours as either spatially colocalized with graphemes (projectors)
or as mental images (associators) to the respective two subgroups who were
responsive to these types of suggestions. Participants completed two Stroop
colour-naming tasks previously shown to discriminate associators and projectors
(Dixon et al., 2004): in the stimulus colour-naming task, they named the colour of
the digit, whereas in the photism colour-naming task, they named the colour
associated with the digit.
The behavioural and phenomenological responses of the induced synaesthetes in
this study closely resemble those of the congenital synaesthetes. In both groups,
projector synaesthetes displayed larger congruency effects in the stimulus colournaming task than associator synaesthetes (Dixon et al., 2004), whereas the two
groups did not differ in the photism colour-naming task. Attempting to identify
the stimulus colour is presumably more difficult for projectors because their colour
photisms are perceived to be spatially colocalized with the stimulus and thereby elicit
greater response conflict when naming the stimulus colour. Across conditions,
induced synaesthetes displayed comparable performance, as measured by response
latencies, to congenital synaesthetes. Indeed, induced projectors actually displayed
numerically, but not significantly, larger Stroop effects in the stimulus colour-naming
task than congenital projectors. Below we maintain that this unexpected result is
actually consistent with the induction of genuine synaesthesia. The phenomenological reports nicely complement the behavioural results. Congenital and induced
synaesthetes reported similar subjective levels of both the involuntariness and the
vividness of colour photisms during the Stroop tasks, but congenital synaesthetes
actually reported experiencing colour photisms more often (some induced synaesthetes did report colour photisms on 100 per cent of the experimental trials, though).
Two other effects are worth mentioning in the present context. Two highly suggestible participants reported spontaneous colour photisms for numbers that were not
paired with a colour by posthypnotic suggestion and a single highly suggestible
participant reported explicit bidirectionality such that colours triggered conscious
experiences of the paired number. Insofar as these variables were not formally
assessed in this experiment, the extent to which these experiences spontaneously
occur is unclear; nevertheless, these effects highlight the range of synaesthetic effects
that could potentially be induced using posthypnotic suggestion.
This study corroborates and extends the results of Cohen Kadosh and colleagues
(2009). First, it replicates the previous result that posthypnotic suggestion can be
used to induce synaesthesia-like behavioural and phenomenological response patterns. These studies indicate that the behavioural and phenomenological markers of
synaesthesia can be reproduced using posthypnotic suggestion. Second, it extends the
results of Cohen Kadosh and colleagues by showing that different phenomenological
subtypes of synaesthesia can be induced. Finally, it demonstrates that variability in
response patterns on Stroop tasks among synaesthetes is a product of individual
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differences in the perceived visuospatial location of colour photisms, and thereby
provides valuable information regarding individual differences in grapheme-colour
synaesthesia. Accordingly, these studies nicely complement other instrumental hypnosis research (Oakley and Halligan, 2009) and present a method by which synaesthesia can be experimentally modulated in the laboratory. The use of such a method
has considerable potential in tackling a wide range of questions regarding the
characteristics and mechanisms of synaesthesia.
These studies raise the question whether posthypnotic suggestion is producing
genuine synaesthesia. The available evidence suggests the affirmative. Posthypnotic
suggestion is capable of reproducing the behavioural and phenomenological markers
of congenital synaesthesia. Posthypnotic synaesthetes also display behavioural effects
of comparable magnitude, suggesting a similar degree of involuntariness, which is
corroborated by the phenomenological reports. However, whether congenital and
induced synaesthesia are occurring through similar or overlapping neural mechanisms remains an open question that needs to be addressed empirically. Hypnotic
suggestions for colour hallucinations have previously been shown to produce greater
activation in V4 (a region repeatedly implicated in the representation of synaesthetic
colour photisms (Brang, Hubbard, Coulson, Huang, and Ramachandran, 2010;
Hubbard, Arman, Ramachandran, and Boynton, 2005)) than colour imagery
(Kosslyn, Thompson, Costantini-Ferrando, Alpert, and Spiegel, 2000; McGeown
et al., 2012). This indicates that colour experiences associated with V4 activation
can be produced using posthypnotic suggestion. One notable finding that is especially compelling here is that induced projector synaesthetes displayed numerically
larger Stroop effects in the stimulus colour-naming task than congenital projector
synaesthetes, suggesting elevated involuntariness of colour photisms relative to
congenital projector synaesthetes (this was also found by Cohen Kadosh et al.
(2009)). This finding seems peculiar at first glance but we think it actually provides
further evidence for the authenticity of posthypnotically induced synaesthesia. Congenital synaesthetes are repeatedly exposed to incongruent grapheme colours pairs in
product labels, street signs, web content, and so on. In turn, it is necessary for them to
develop strategies to manage this conflict in their daily lives, which aids them when
completing a synaesthesia Stroop task. In contrast, grapheme-colour associations are
novel experiences for induced synaesthetes and this group will not have access to a
repertoire of conflict management strategies to attenuate synaesthesia-specific
response conflict, and in turn, Stroop effects. Indeed, many of our synaesthetes
reported that the experience was so novel and unusual that the Stroop task was
especially difficult. Accordingly, it may be that numerically greater Stroop effects in
induced synaesthetes are a consequence of having only experienced grapheme-colour
associations for a short duration.
The posthypnotic induction of synaesthesia has broader implications for the
neural mechanisms underlying this condition. If posthypnotic suggestion is temporarily and instantaneously producing synaesthesia, these results are at odds with the
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position that synaesthesia is a direct result of greater anatomical connectivity between
cortical structures supporting the processing of the inducer and the concurrent
(cross-activation theory; Hubbard, 2007; Hubbard, Brang, and Ramachandran,
2011). It is highly unlikely that a posthypnotic suggestion is capable of producing
excess structural brain connectivity within minutes, thus posthypnotic induction of
synaesthesia suggests that theories postulating that anatomical connectivity plays a
causal role in the development and online occurrence of synaesthesia are incorrect or
at least incomplete (Cohen Kadosh et al., 2009).
If we momentarily accept that a posthypnotic suggestion is producing genuine
synaesthesia, there are two plausible ways by which these results can be reconciled
with cross-activation theory. One possibility is that there are two (or more) sets of
mechanisms by which synaesthesia can be produced. On this account, synaesthesia
can occur through both a genetic predisposition for enhanced connectivity, but also
through a second mechanism, such as cortical disinhibition (Cohen Kadosh et al.,
2009). According to this view, synaesthesia results from a disruption of cortical
inhibition, producing conscious awareness of visual information that is normally
inhibited (Cohen Kadosh and Walsh, 2008; Eagleman and Goodale, 2009). A second
possibility is that both congenital and induced synaesthesia occur through disinhibition and that excess connectivity is a byproduct of the repeated binding of inducer
and concurrent representations; that is, it is a consequence, rather than cause, of
synaesthesia (Cohen Kadosh and Walsh, 2008). Determining which possibility is
more plausible is ultimately an empirical issue. Nevertheless, coupled with other
results that are at odds with cross-activation theory (Nikolić, Jurgens, Rothen, Meier,
and Mroczko, 2011), the two studies described above call into question the viability
of the cross-activation theory as a comprehensive account of synaesthesia.
One critique of this line of research is that the mechanisms underlying hypnosis
are poorly understood and thus it remains unclear how hypnotic suggestion is
effecting the synaesthetic response (Hubbard, 2011). We think that this line of
argument sidesteps the value of the use of posthypnotic suggestion for studying
synaesthesia. Although a comprehensive account of the neurocognitive mechanisms
underlying hypnosis has yet to be advanced, there is emerging evidence that a
reduction in prefrontal cortical activity (Dienes and Hutton, 2013) or a decoupling
of prefrontal cortex with anterior cingulate cortex (Egner, Jamieson, and Gruzelier,
2005) or parietal cortex (Terhune, Cardeña, and Lindgren, 2011a) in highly suggestible individuals facilitates hypnotic responding, in particular the experience that
responses are occurring extra-volitionally. A number of studies have also suggested
candidate regions for the top-down modulation of alterations in conscious awareness
following particular suggestions including orbitofrontal cortex and precuneus (Cojan
et al., 2009; Mendelsohn, Chalamish, Solomonovich, and Dudai, 2008). Such regions,
or perhaps other regions in the frontal-parietal network, most likely play a top-down
role in producing activation in V4 and other regions involved in the synaesthetic
experience (Cohen Kadosh et al., 2009).
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11.3.3 Pharmacological agents
The context in which non-synaesthetes seem most often to spontaneously experience
synaesthesia is arguably under the influence of pharmacological agents, such as
recreational drugs. In turn, the administration of such agents provides a potentially
valuable method for inducing synaesthesia in a controlled environment (Luke and
Terhune, 2013). This method has a number of clear methodological advantages over
training and posthypnotic suggestion methods. First, unlike training, pharmacological agents may be expected to elicit synaesthesia in a relatively short period of
time. Second, unlike posthypnotic induction, this method is expected to be effective
with a relatively large proportion of the population, perhaps as high as 60 per cent
(Luke et al., 2012; Tart, 1975). Finally, insofar as much is known about the neurotransmitter systems affected by pharmacological agents (Carhart-Harris et al., 2012),
their use for inducing synaesthesia may lend insights into the neurotransmitters
implicated in the induction, modulation, and disruption of synaesthesia, as well as
the neuro-developmental origins of congenital synaesthesia.
In some cases, the neurotransmitter systems targeted by particular drugs are well
known, as with the classical tryptamine psychedelics such as psilocybin, which are
selective 5HT2A partial agonists (Lee and Roth, 2012). The neural mechanisms
involved continue to be debated, but a recent fMRI study (Carhart-Harris et al.,
2012) shows that, contrary to expectations, psilocybin decreases cerebral blood flow
to key regions, specifically the thalamus, anterior and posterior cingulate cortex
(ACC & PCC), and medial prefrontal cortex (mPFC), the latter two of which are
primary regions in the default mode network (Raichle et al., 2001). Significantly, the
usual positive coupling between the mPFC and the PCC is also reduced during the
intake of psilocybin. At the same time, some chemicals, known as promiscuous
drugs, modulate a variety of neurotransmitters, or their mode of action remains
uncertain (N, N-dimethyltryptamine (DMT) is a good example of both (Ray, 2010;
Wallach, 2009), thus the specific systems that mediate the induction of synaesthesia
may be difficult to identify. However, a neurochemical taxonomy of action may be
possible once more is known about the action of these chemicals and the specific
types and features of synaesthesia they induce (Luke et al., 2012).
A wide range of pharmacological agents, especially those termed psychedelic, have
been reported to induce synaesthetic experience, extending back to the earliest
subjective accounts by scientists and explorers using mescaline (Ellis, 1898), LSD
(Hofmann, 1983), and psilocybin (Wasson, 1978). A recent survey (Luke et al., 2012)
corroborates the wide range of substances reported to induce synaesthesia and
suggests that the prevalence of this experience among those using these substances
is higher with certain classes of psychoactive substances than others, particularly the
serotonergic tryptamines (e.g., LSD, psilocybin), then the largely serotonergic substituted phenethylamines (mescaline, 2CB), then the glutamatergic dissociatives
(dextromethorphan, ketamine), and then other drugs to a lesser extent. Here we
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review the few experimental studies that have investigated the induction of synaesthesia using pharmacological agents and then describe other studies that have used
questionnaire and survey methodologies.
Despite there being a long history of subjective reports of spontaneous experiences,
direct experimental research of chemically induced synaesthesia is sparse and, until
very recently, has not been conducted since the 1960s when prohibition effectively
curtailed psychedelic research with humans for the next 30–40 years. In one of the
first systematic studies (Simpson and McKellar, 1955), two non-synaesthete controls
(the authors) and two congenital synaesthetes were each given four doses (0.3–0.5 mg)
of mescaline on different occasions and presented with an array of possible inducer
stimuli throughout the course of their drug-induced altered state (up to 12 hours).
The experimenters recorded any synaesthetic impressions but did not attempt
to train or repeat experiences. Participants collectively reported eight distinct types
of novel synaesthesia; inducers varied considerably, whereas the concurrent was
typically visual, with the most common type being auditory-visual, which was
experienced by each participant in at least one session. The single congenital synaesthete who had multiple types of synaesthesia also reported enhancement of their
ordinary auditory-tactile and visual-tactile synaesthesias. The researchers correctly
predicted that mescaline would produce novel variants; however, given their roles as
experimenters, the controls were not blind, or impartial, to the aims of the study. This
study has a number of clear limitations, in particular the lack of measures of
consistency and/or automaticity of inducer-concurrent associations, but points to
the potential viability of experimentally inducing synaesthesia. It also suggests that
the same pharmacological agents that induce synaesthesia in non-synaesthetes
enhance synaesthesia in congenital synaesthetes, which was also found in a recent
survey (Luke et al., 2012).
A second experimental study used a more rigorous approach and compared a range
of different substances in the induction of synaesthesia (Hartman and Hollister, 1963).
Hartman and Hollister administered mescaline, psilocybin, and LSD a week apart to
eighteen participants who were blind to the type of drug. Participants listened to
sixteen pure sonic tones at four set frequencies (between 500 and 4000 Hz) at
relatively equal amplitudes at baseline and following the administration of each
drug. Compared to baseline, the participants experienced significantly more colours
and other visual effects (brightening of the visual field, shattering of patterns, and
patterning of form) during the presentation of pure tones whilst under the influence
of both LSD and mescaline. Psilocybin was associated with a non-significant increase
in these experiences. This study expands upon the study of Simpson and McKellar
(1955) by showing the induction of auditory-visual synaesthesia with controlled
stimuli. It further highlights the role of serotonin agonists in the induction of
synaesthesia, although the inclusion of a placebo would have strengthened the design.
Recent survey research (Luke et al., 2012) similarly found LSD to be the most
prevalent inducer of synesthesia as a percentage of those using the drug (55 per cent).
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A number of studies have similarly administered psychedelic substances to examine neurocognitive processes more generally and have used altered-states questionnaires that include items pertaining to synaesthesia. These approaches are clearly less
rigorous than experimental designs, but can potentially lend insights into the induction of synaesthesia, particularly when they reveal convergent effects. That such scales
include synaesthesia is indicative of its consideration as an ordinary, if not relatively
infrequent, feature of many altered states of consciousness (Dittrich and Scharfetter,
1987), as supported by the correlation between the synaesthesia subscale and all of the
subscales of the Altered State of Consciousness Rating Scale (Studerus, Gamma, and
Vollenweider, 2010) for psilocybin participants, ranging from elementary imagery,
complex imagery, and experience of unity at one end to anxiety at the other.
Findings from studies employing a questionnaire approach highlight a wide range
of pharmacological agents in the induction of synaesthesia. These studies suggest that
the incidence of auditory-visual synaesthesia escalates linearly with psilocybin dosage
(Griffiths et al., 2011; Studerus, 2013), and that reports of auditory-visual synaesthesia occur with decreasing prevalence from relatively equal doses of psilocybin (37 per
cent), ketamine (27 per cent), and MDMA (10 per cent), as supported by prevalence
figures from a survey of recreational users (Luke et al., 2012). Reports of auditoryvisual synaesthesia with psilocybin are also evident from different laboratories
(Carhart-Harris et al., 2011), although prevalence rates are lower (11 per cent).
Laboratory studies of other psychedelic substances in humans also report the
subjective experience of synaesthesia, such as auditory-visual synaesthesia with
ayahuasca, evident in 28 per cent of participants (Riba, Anderer, Jane, Saletu, and
Barbanoj, 2004), and with Salvia divinorum, which reportedly induced visualsomatic synaesthesia in 57 per cent of participants (Addy, 2010). Interestingly, the
largest such laboratory database (Studerus, 2013), comprising 261 participants and
409 psilocybin administrations, indicates that induced auditory-visual synaesthesia is
strongly predicted by drug dosage and the Tellegen Absorption Scale (Tellegen and
Atkinson, 1974), and weakly predicted by alcohol consumption, and under-theinfluence self-reports of sociability, emotional excitability, and activity. This finding
is notable for two reasons. First, it identifies a possible moderating factor of individual differences in susceptibility to experiencing synaesthesia under the influence
of psilocybin. Second, the construct of absorption is indiscriminable from that of
fantasy-proneness (Rhue and Lynn, 1989) and the fantasizing component of
empathy has been recently shown to be elevated in congenital synaesthesia
(Banissy et al., 2013). This suggests that individuals who have a cognitive-perceptual
personality profile similar to that of congenital synaesthetes may be more susceptible
to drug-induced synaesthesia.
Collectively, these and other studies suggest that LSD and other serotonin agonists
reliably produce spontaneous synaesthesia-like experiences (Luke and Terhune,
2013). Despite these promising, albeit preliminary, results, the available studies on
drug-induced synaesthesia are severely methodologically limited. For example, none
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of the research studies of this phenomenon have used double-blind methods, placebo
controls, or established behavioural markers of synaesthesia. To address this lacuna in
contemporary knowledge, we recently conducted a double-blind placebo-controlled
study investigating the effect of LSD on markers of synaesthesia (conscious accessibility, and inducer-concurrent consistency and specificity) in non-synaesthetes
(Terhune, Luke, Kaelen, Bolstridge, Feilding, Nutt, Carhart-Harris, and Ward,
2016). After administration of placebo and LSD on separate days, participants rated
the extent to which graphemes and sounds elicited conscious experience of colours
and selected their first colour associations for these stimuli. Crucially, participants did
not differ across the two conditions in the accessibility of colour concurrents, and
their grapheme-colour associations did not differ in consistency or specificity.
However, participants did report more spontaneous synaesthesia-like experiences in
the LSD condition relative to the placebo condition. Although preliminary, this study
clearly challenges the proposal that LSD produces genuine synaesthesia, as least
according to the criteria by which we verify the occurrence of congenital synaesthesia.
Experimental and survey data, while sparse, indicate that spontaneous pharmacologically mediated synaesthesia is relatively reliable and widespread, especially with
psychedelic agents (Luke et al., 2012; Luke and Terhune, 2013). Despite some
researchers emphasizing the similarity between drug-induced and congenital synaesthesia in terms of their vividness, memorability, and emotionality (e.g., Cytowic,
1993; Cytowic, 2002; Cytowic and Eagleman, 2009), others have argued that they
diverge in a number of important respects. Hubbard and Ramachandran (2003,
2005), for instance, maintain that pharmacologically induced synaesthesia lacks the
specificity of congenital synaesthesia and is also more complex than the simple
inducer-concurrent associations experienced by congenital synaesthetes. Our preliminary data supports this argument (Terhune et al., 2016). However, it could be
argued that the complexity of psychedelic synaesthesia, while certainly reported by
some (e.g., Klüver, 1966), is not obligatory (e.g., Simpson and McKellar, 1955). Sinke
et al. (2012) further suggest that drug-induced synaesthesia lacks the automaticity
and consistency of congenital synaesthesia, citing an older study which explored the
consistency of sound-colour synaesthesia with mescaline (Beringer, 1927). Indeed,
our study similarly found no effect of LSD on grapheme- or sound-colour consistency (Terhune et al., 2016). However, in one case, melatonin-induced graphemecolour synaesthesia was shown to display consistency via a texture segregation
behavioural test (Brang and Ramachandran, 2008). Interestingly, there is suggestive
evidence that mescaline-induced synaesthesia can reproduce individual differences
in synaesthetes. Klüver (1966: 93), for instance, notes that on mescaline, an “auditory
stimulus may give rise to a sensation of color in some subjects, but in others the color,
e.g., purple, is not actually seen. Instead, the subject experiences a ‘feeling like purple’
or a feeling ‘as if purple’ ”. It remains unclear whether this reflects broader individual
differences in psychedelic experiences or something that is specific to the induction
of synaesthesia.
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A final difference between congenital and drug-induced synaesthesias may be in
the types of inducers and concurrents. Sinke et al. (2012) note that congenital
synaesthesias typically have graphemes as inducers, whereas drug-induced synaesthesias do not. Although it’s true that graphemes are frequent inducers, there is evidence
that music and sound stimuli function as inducers in more than 25 per cent of cases of
congenital synaesthesia (Hochel and Milán, 2008). This is notable because soundcolour (or sound-visual) synaesthesia appears to be the most frequently observed type
of drug-induced synaesthesia (Klüver, 1966; Luke et al., 2012; Pahnke and Richards,
1966; Simpson and McKellar, 1955; Sinke et al., 2012; for a review, see Luke and
Terhune, 2013). Furthermore, approximately 1 per cent of recreational tryptamine
psychedelic (e.g., psilocybin, LSD) users report spontaneous grapheme-colour synaesthesia (Luke et al., 2012) and at least one case of verified drug-induced graphemecolour synaesthesia has been reported (Brang and Ramachandran, 2008). Moreover,
the patterns of different synaesthesia types across congenital and drug-induced
synaesthesias are most likely artefactual of the context in which people consume
drugs. Specifically, during the consumption of psychedelic drugs, people are more
likely to listen to music than to read and thus the prevalence rates of sound-colour and
grapheme-colour synaesthesias under the influence of such drugs are very likely to be
inflated and deflated, respectively.
Discerning the relationship between drug-induced and congenital synaesthesias is
crucial because it may help us to identify the neurochemical markers of congenital
synaesthesia and to discriminate between competing theories of synaesthesia. Disinhibition theories propose that the experience of synaesthesia is normally suppressed
(Cohen Kadosh and Henik, 2007; Eagleman and Goodale, 2009; Grossenbacher,
1997) and thus these accounts can easily accommodate drug-induced synaesthesias.
Disinhibition theories predict a reduction in GABA in visual cortex as a possible
neurochemical mechanism underlying congenital synaesthesia. To date, no study has
explicitly examined the influence of GABAergic agonists or antagonists on the
experience of synaesthesia, although one study found that synaesthetes and controls
don’t differ in visual cortex GABA levels (Terhune et al., 2015), and thus there is as
yet no direct evidence bearing on the implications of drug-induced synaesthesia for
disinhibition theories of synaesthesia. Conversely, cross-activation theory suggests
that congenital and drug-induced synaesthesias occur through disparate mechanisms
(Hubbard et al., 2011).
Whether there are multiple aetiologies for synaesthesia or not, current theorizing
proposes that serotonin-2A subtype agonism is fundamental to drug-induced synaesthesia (Brang and Ramachandran, 2008). In support of the 5HT2A hypothesis, Brang
and Ramachandran (2008) note that LSD largely operates via 5HT2A agonism, that the
presumed 5HT2A inhibitors Prozac and Wellbutrin have been shown to inhibit
congenital synaesthesia in case studies, and that melatonin was able to induce genuine
grapheme-colour synaesthesia like a chemical switch, possibly via 5HT1 inhibition and
subsequent 5HT2A disinhibition. However, whole-gene linkage scan and family-based
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linkage analysis studies have as yet not found evidence for a 5HT2A-linked gene for
synaesthesia, perhaps due to the low power of the studies or a polygenic aetiology
(Brang and Ramachandran, 2011). Nevertheless, recent survey research (Luke et al.,
2012) lends some support to the 5HT2A agonism hypothesis, as serotonergic tryptamines (e.g., LSD, psilocybin) and the largely serotonergic substituted phenethylamines
(mescaline, 2CB) were shown to be the most prevalent inducers of synaesthesia,
although other classes of drugs were also reported to induce synaesthesia too, albeit
to a lesser extent. Nevertheless, the psychedelic Salvia divinorum, which has no known
serotonergic action, but known kappa opioid receptor activation only (Ray, 2010), was
reported to induce synaesthesia with moderate prevalence in this survey (33 per cent)
and in a laboratory study (57 per cent) (Addy, 2010). These results appear to challenge
the serotoninergic hypothesis, but it is possible that kappa receptors regulate the
serotonin system (Bruchas et al., 2011), giving rise to secondary serotonergic effects.
Furthermore, not only do serotonergic psychedelics have the highest prevalence rates
for inducing synaesthesias among non-synaesthetes, they also have the greatest tendency of any class of substances to enhance the existing synaesthesia of congenital
synaesthetes (Luke et al., 2012), although caution is urged over the interpretation of
self-report data from a self-selecting sample. Cumulatively, these results implicate
serotonin in both the induction of synaesthesia in non-synaesthetes and its amelioration in congenital synaesthetes, but further research is clearly needed to corroborate
these results with more rigorous experimental designs.
In summary, using pharmacological agents to induce and inhibit synaesthesia has
advantages in that it can elicit effects quickly and with a large sample of people, and it
also has the potential to illuminate the neurotransmitter systems involved in at least
some subtypes of synaesthesia. However, little research has actually been conducted
along these lines as yet, so current understanding is extremely limited and there is
much to be learned. Our recent research suggests that LSD-induced synaesthesia
does not meet standard criteria for synaesthesia (conscious accessibility and inducerconcurrent consistency and specificity) and thereby potentially calls into question
this line of research (Terhune et al., 2016). By contrast, we are unaware of any
investigation into the automaticity of inducer-concurrent associations. Nevertheless,
as we noted earlier in this chapter, it may not be particularly meaningful to apply the
criterion of consistency to early-stage synaesthesias. Given the relative paucity of
data, we believe it remains premature to draw firm conclusions regarding the
authenticity of drug-induced synaesthesias. Working with psychoactive substances
can be challenging, but a growing interest in the neurobiological action of psychedelics makes this research more feasible now than previously. Nevertheless, despite
group trends being somewhat well mapped, psychedelic agents produce largely
unpredictable altered states of consciousness within individuals and effects other
than synaesthesia will be produced that will need to be addressed. Despite these
challenges, we believe that the use of pharmacological agents will be useful in helping
to understand the neurobiology of synaesthesia.
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11.4 Comparing methods
Here we briefly contrast the different methods of inducing synaesthesia. The studies
conducted to date overwhelmingly demonstrate that posthypnotic suggestion is a
more robust method for the experimental induction of synaesthesia than training
approaches. Training is time-intensive (Bor et al., 2014; but see Kusnir and Thut,
2012), it does not reliably reproduce behavioural or phenomenological markers of
synaesthesia, and it does not replicate the physiological and neurophysiological
concomitants of synaesthesia. Furthermore, training has yet to reproduce individual
differences in synaesthetic experience (Dixon et al., 2004; Ward et al., 2007). In
contrast, posthypnotic suggestion can reliably reproduce the behavioural and phenomenological markers of synaesthesia, as well as individual differences therein, and
it is effective in a relatively short time period. A further benefit of posthypnotic
suggestion is that it can be used to modulate synaesthesia phenomenology in highly
suggestible synaesthetes (see also Terhune, Cardeña, and Lindgren, 2010). We find it
highly unlikely that training could accomplish this.
Nevertheless, the use of posthypnotic suggestion for the induction and modulation
of synaesthesia has its limitations whilst training has other strengths. The posthypnotic induction of synaesthesia is hampered by the fact that posthypnotic suggestion
is only reliably effective in highly suggestible individuals, who comprise a small
minority of the population (Laurence et al., 2008), and extensive screening is required
to identify these individuals (Woody and Barnier, 2008). We maintain that this
explains failures to induce synaesthesia with suggestion (Anderson et al., 2014).
Training, on the other hand, can be done with anyone, although there clearly seem
to be important individual differences (Bor et al., 2014; Colizoli et al., 2012; Kusnir and
Thut, 2012). Moreover, one might argue that training is more comparable to the reallife process by which inducer-concurrent associations are initially formed and consolidate over time. Posthypnotic suggestion, in contrast, does not present itself as a
valuable method for studying the learning mechanisms underlying synaesthesia.
Thus, whilst the available evidence reliably demonstrates that posthypnotic suggestion
is a superior method for the induction of synaesthesia, training is clearly a better model
for learning in synaesthesia. We hope to see both methods strengthened with further
research. For instance, it would be valuable to undertake more rigorous screening of
participants to exploit individual differences and identify participants who are most
likely to develop strong associations from training, such as relatives of synaesthetes
(Colizoli et al., 2016) or individuals with strong imagery (Bor et al., 2014).
In certain respects, psychedelic synaesthesias may present the closest model of
genuine congenital synaesthesia. Synaesthesias experienced after the consumption of
pharmacological agents are relatively common and thus this approach is likely to be
more reliable than posthypnotic suggestion and more amenable to broad research. As in
congenital synaesthesia, drug-induced synaesthesias appear to emerge relatively spontaneously. This is in contrast with training methods, which require an experimental
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manipulation to elicit concurrent experiences (posthypnotic suggestion) or graphemecolour associations (training). Like posthypnotic suggestion, but unlike training, the
induction of synaesthesia using pharmacological agents can also reproduce conscious
awareness of synaesthetic concurrents. Taken together, these strengths suggest
that this approach is the most viable for large-scale studies of induced synaesthesia.
Drug-induced synaesthesias may potentially resemble early-stage synaesthesias that
have not yet undergone consolidation. In addition, drug-induced synaesthesias provide a clearer framework for studying the neurochemical mechanisms of synaesthesia
than do posthypnotic suggestion and training. However, despite the value of this
approach, it does not afford the ability to carefully manipulate the phenomenology of
synaesthesia, as does posthypnotic suggestion. Indeed, it has been argued that druginduced synaesthesias are pervasive, inconsistent (Sinke et al., 2012), and non-specific
(Hubbard et al., 2011), and thus may not be very amenable to research studies
concerned with the characteristics and mechanisms of a specific form of synaesthesia.
Ways of leveraging the strengths of this approach whilst circumventing these limitations would be to stratify participants by type of previous self-reported drug-induced
synaesthesia and to explore the possibility of training inducer-concurrent associations
after the consumption of pharmacological agents. Further exploring the combination
of hypnosis and psychoactive substances could prove illuminating in experimental
conditions, especially in light of the supposedly increased suggestibility of the
psychedelic state (Sjoberg and Hollister, 1965; Carhart-Harris, Kaelen, Whalley,
Bolstridge, Feilding, and Nutt, 2015) and the possibility of re-inducing such drug
states via hypnotic suggestion (Hastings, 2006).
11.5 Implications and conclusions
The induction of synaesthesia using the methods described in this chapter has a
number of significant implications. First, these approaches present potentially viable
methods for experimental analogues of synaesthesia that can be used to aid our
understanding of the cognitive and neural mechanisms of this condition. We hope to
see further research exploring the induction of synaesthesia using these methods, but
also research that uses such methods to answer questions about synaesthesia (Luke
et al., 2012; Terhune and Cohen Kadosh, 2012b). The methods described here also
have clear implications for the criteria by which synaesthesia is defined. Although
none of the methods has been shown to meet all of the criteria of synaesthesia that we
outlined at the beginning of this chapter, we are very confident that posthypnotic
suggestion will be able to reproduce all of the hallmark features of synaesthesia.
In turn, such research will have important implications regarding the utility of
such criteria.
A diverse array of studies have explored the possibility that synaesthesia can be
induced. These have included training, posthypnotic suggestion, and the administration of pharmacological agents. The foregoing review suggests that training can
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produce grapheme-colour associations, although the magnitude of these associations
varies, as does the extent to which they impact different behavioural markers of
synaesthesia. Crucially, training studies have so far been unable to reliably produce
colour photisms although preliminary research is encouraging. In contrast, posthypnotic suggestion is able to elicit both the behavioural and phenomenological
markers of synaesthesia, as well as individual differences therein. Pharmacological
agents have been shown to elicit the phenomenological features of synaesthesia, but
the extent to which they reproduce the behavioural markers of this condition is
unclear and preliminary research indicates that drug-induced synaesthesia is unlikely
to meet standard criteria for synaesthesia. Multiple studies have shown that training
does not reproduce the physiological and neural signatures of synaesthesia, whereas
the impact of posthypnotic suggestion and pharmacological agents on these signatures has yet to be investigated. These different methods have their individual
limitations but each can make unique contributions to our understanding of
synaesthesia.
Acknowledgements
D.B.T. is supported by a Marie Curie Intra-European Fellowship within the 7th European
Community Framework Programme and Bial Foundation bursary 344/14. D.P.L. is supported
by University of Greenwich RAE grant R09469. R.C.K. is supported by the Wellcome Trust
(WT88378).
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