An Index of Clinical Oral Disorder in Elders (CODE)
M I MacEntee and C C L Wyatt
l \ k i i l l \ o l I H - n l i s l i v . L l n l w i s i l y ot" U n l i s l i C c i l u m l i i i i . 2 1 ' ! ' ) y V V s l i i o d k M i l l l . V ' ; i i K - n i i \ L i . Ii ('.
VfiT' \ / } . CiMiiil.i
Abstract
Attempts to eonsttuct an index of otal health or disorder suitable for older adults have been limited in
clinical scope or based on the judgement of vety few individuals. Consequently, we present here a
multidimensional index of Clinical Oral Disorder in Elders (CODE) based on a breadth of clinical measures
teley ant to elders. The data fortheindex are detived from a clinical examination of jaw function, dentures,
mucosa. teeth, and periodontium. Weighting or ranking for each dist)rder within the context of an elderly
petson was established as tiiild, moderate or sevete by experienced dental clinicians and dental hygienists.
Subsequently, the index was constructed by transfortning the weights into a numerical value lor each
clinical measure. Individual seores can relate to the heaviest weight identified during the examination or
to the sum of the weights assigned throughout the examination, and the average score during a series ot
examinations w ill reflect the clinical status of a particular population. Clinical applications in elderly
residential-care populations indicate that the index can be constructed effieiently and with reasonable
reliability. We suggest, therefore, that the CODE index is suitable for descriptive and comparative research
by providing a clinical format for measuring (MLII di.sorder in disabled elders, and, when combined with a
psychosocial index, it should be very comprehensive indicator of oral dysfunction in older adults
Key words: dentistiy: examination; clinical index: geriatrics: long-term care.
The enigma of oral health in long-term care (LTC)
facilities is being addressed by expanding
traditional dental serv ices through the co-operation
of dentists, dental hygienists and hospital staff.
Some regulatory bodies have imposed minimal
standards of care on LTC facilities, although at
present they are vague. For example, the
regulations in British Columbia demand that the
mouths of all new residents be examined soon after
admission to a facility, but they do not specify who
is to perform the examinations nor what followup is required'.
Attempts have been made to establish general
health indicators for several purposes-. On a very
general level they offer an overall measure of a
population's health, and a means of eomparing the
health of different groups within the population.
They allow estimates of need for health-related
services ba.sed on measurements of functional and
psychosocial impact, and, on a more individual
level, they help to assess the outcome of tteatment
in clinical trials. Indices of specific oral conditions,
such as the DMF index'\ the T-Health indicator'.
the periodontal index'\ the gingival index^ and the
plaque index\ are available but rarely have they
been used within the context of a comprehensive
measurement of oral function. Cohen and Jago''
argued for the development of a sociodental
indicator that would summarise the qualitative or
psychosocial impact of oral health to reflect the
overall well being of an individual.
One of the first attempts to create a general
measure of oral health for adults by Bulmanerfl/.'"
assessed dental status, periodontal status and
denture quality as part of an index with 17 ranks.
A more elaborate approach by Nikias et o/."
produeed 42 four-dimensional profiles of oral
health from several clinical dimensions - missing
teeth, cai ies, periodontal disease, and oral hygiene.
Each profile was ranked from T to '9' b> 29 dental
clinicians who agreed that missing teeth and
periodi>ntal disease should weigh heavily on the
final scote. They did not agree on how to rank
situations with contrasting conditions, such as
caries in the presence or absence of periodontal
disease, nor did they addtess the aesthetie impaet
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ol missini! icelh. /\pplication ol the mean rank from
their comhined iiulgeincnts olfeted i\ nutnerical
score that served as a single scaled index of oral
health. In an elfoil to rank conliasiing conditions,
Maictis ('/<;/.''' identifietl v ai iablcs tliat inlluenced
clinical picleiences l\v asking tientisis to rank
successiv e pairs of clinical scenarios. The score or
weight altached to each condition allowed the
investigators to calculate an index for each
individual patient, and the rankings revealed that
pcriodonlal disease, missing teeth and caries are
considered the major impediments lo oral heallh.
Llnfortunately. the inyesligation did not consider
jayv movements, denture status or mucosal iiealth
as data lor the index.
Recent trends in health care favour the
measurement of functional status in clinical
practice, particularly for older patients'^ using
simple dichototnous or multiple-choice options'^"",
although thev are not used widely in elinical
practice possibly because they are linked rately to
practical treattnents'-'. Following this trend,
Kay ser-Jones el a/.'^ developed the 'Brief Oral
Health Status Examination (BOHSE)' based on ten
clinical variables - hygiene, dentition, and
appearanee of the mucosa. Unfortunately, the
clinical descriptors are y ague and the weighting
of each y ariable yyas established arbitrarily.
Nonetheless agreement betyveen and yvithin
examiners was high, both for the total scores and
for individual variables. Cunently. in industrialized
countties, u substantial proportion of the elderly
population is edentulous in at least one jaw"*-".
Therefore, an index of oral disorder focused on
institutionalised elders should give significance to
assessments of denture quality, along with
measures of mucosal health, caries, dental
structure, and periodonlal disease. Recently, Burke
and Wilson-' included all of the.se criteria in a
composite index of oral health, with individual
scores of zero or one for each condition and an
overall score calculated by adding the individual
scores. This index ofiers the widest scope of
clinical v ariables appropriate for older adults but
it offers no obvious weighting or ranking of the
various measures.
In summary, it is evident ihat others have given
considerable thought to the construction of a
comprehensive index of oral function. Yet, no
existing index serves adequately as an overall
measure of oral function appropriate to older
populations either because the clinical base is
limited or because the weighting attributed to each
clinical measure is based on the opinions of very
few clinicians. Furthennore, we believe that no one
index will serve as a single measutv of oral health
to reflect a comprehensive assessment of function
and psychosocial impact". We do believe,
nonetheless, that it is possible to construct a broad
index that reflects oral di.sorder from a strictly
functional perspeclive. This paper describes such
an index focused on clinical oral disorders in elders
(CODE) to serve as ihe clinical component of a
comprehensive assessmenl of oral health in old age.
Firstly, we identify the clinical criteria for
measuring the specific functions of older mouths.
Secondly, within the context of long-term care, we
attribute a weight to each criterion from the
judgments of dentists and dental hygienists. And,
finally, we deseribe the index based on the
weighted criteria.
Rationale for .selecting tbe clinical components
The selection of clinical components depends
largely on the purpose of the indicator-, and on
our current understanding ofthe cause and effects
of the disorders. The index that we are describing
is based on clinical measures of 27 disorders
covering five major areas: jaw movement;
dentures; mucosal health; teeth and periodontium.
The validity of each measure has evolved largely
from the consensus of experts rather then from
experiment; nevertheless the consensus offers a
practical basis for decisions in clinical dental
practice. We will revieyv the evidence available on
the measures not as a refiection of seriousness to
elders but as they are encountered during the
comprehensive otal examination.
Mandibular and occlusal dysfunction (Figure 1)
Although the prevalence of mandibular and
occlusal dysfunction in old age is unusual, when it
occurs it can be troublesome. We include an
Figure 1. Components ofthe index relating to
jaw function
.Jaw Function
Components
Restrieted Opening: < 30mm between Ineisors;
or < 45mm between residual ridues at mid-line
2
Opening Deviation: more than 10mm from the
mid-line on opening the mouth to at least 20mm
2
TMJ or jaw muscle pain
2
Oeclusal Attrition: > two-thirds of > half the dentition
I
TMJ crepitation
1
Less than two opposing molars or premolars bilaterally
2
Acceptable:
0
Gerodontology
(Jcrodonlokiyv Association
"Code"
Seore
Highest Score A
An index oCCIinKiil Onil DiMirikr in likkrsKoiii > 87
as.scssment of jaw runclion al Ihe Dutsct of the
examination because of the need for external
(faeial) and internal (oral) assessment.
il opening
An average opening 0150 millimetres between the
upper and lower central incisors in healthy adults
is accepted by some as normal on the assumption
that less than 40mm is abnormal"-'-^ with 3039mm signifying slight, and less than 30mm
severe, impairment of jaw function-'. Yet there is
no empirical evidence that older individuals are
impaired or even inconvenienced when restricted
to 30mm of opening"-\ In our experience, a
separation of al least 30mm between the anterior
teeth, or 45mm between the crest of the residual
ridges anteriorly in an edentulous mouth, is a more
reasonable limit of normal temporomandibular
joint (TMJ) function in elders.
Opening deviation
A lateral deviation of the mandible greater than
2mm when opening the mouth has been designated
as abnormal-""^", although about one in ten
individuals deviate without concern by at least
5mm from the mid-line when opening the mouth'^
Moreover, restricted jaw movements in denturewearers can stem from attempts to control unstable
dentures rather than from a disorder of the joints
or muscles'". As a practical limit of normality, we
selected a lateral deviation of 10mm from the midline when opening the mouth to 2 centimetres.
TMJ or jaw muscle pain
Although responses to palpation should be
interpreted cautiously, pain in the TMJ elicited by
applying moderate finger pressure to the lateral
(preauricular) and posterior (intrameatal) aspects
of the joint, and palpable tenderness of the
masticatory muscles, probably indicates
inflammation-\ Popping and clicking noises from
older joints rarely cause complaints unless
accompanied by loud crepitation''". Therefore
designations of TMJ disorder should be limited to
manifestations of pain and crepitation.
Occlusal attrition
A four-part graded scale has been suggested
(originally by Broca in 1979) for assessing dental
wear or abrasion with the most severe condition
described as the 'crown worn down to the collum
dentis'". Smith and Knight'^ suggest that occlusal
wear is a problem if more than a third of the enamel
is lost, if dentine is exposed on incisors with a
negative contour, or if there is a 2mm cervical
defect. However, attrition or abrasion of the
dentition generally, or localised abrasion along the
gingival margins of teeth, rarely disturb older
adults'', but it can be upsetting il the tcclh arc
redueed to the point of excessive sensitivity or if
facial appearance is disturbed. We suggest lhat
occlusal wear in older mouths warrants attention
only when more than two-thirds of the tooth
structure is missing from more than half of the
remaining dentition.
Masticatorv ftinctinn
Despite the loss of efficiency^'', adequate function
is possible with an incomplete dentition providing
there are about 20 teeth and the anterior teeth are
intact"-'*'. We have selected bilateral contact
between two opposing posterior teeth as the cutoff for a functional natural or artificial dentition.
Dentures (Figures 2a and 2b)
Recommendations from the World Health
Organisation suggest that a new denture is needed
when the remaining dentition is "incomplete", or
when the denture is "unsatisfactory", however
neither term is defined-"*""'. Others offer advice for
appraising the stability and retention of dentures,
and for measuring their impact on appearance,
chewing capacity, speech and the underlying
mucosa^'"", but without exception, the criteria are
difficult to apply and interpret^'*^". There is
mounting evidence that uncomplicated
diehotomous (satisfactory/ unsatisfactory) scales
offer the most reliable and praetieal measures of
denture quality'"''\ Therefore, we base our
evaluation of dentures on diehotomous measures
relating to the use, stability, retention, strueture and
Figure 2a. Components of the index relating to a
maxillary removable prosthesis
Maxillary Denture
Code
•
"
Score
Components
Use: not worn or missing when w denture can be
managed
2
Quality (if worn)
Stability: dislodged witli light finger to a premolar
2
Retention: dislodged or loose when the lips are
licked with the mouth open approximately 15mm
2
Structure: missing parts, tractures, visihlc
porosity or other structural delects
2
Hygiene: calculus or visible plaque >5(Kf
of denture base
2
No Problems
0
Highest Sicrc Bl
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2b. I'ompuncnls DI'IIK" IIHIC\
Id ;i
m>inilihulai rcinuN ahli' pmsilk'sis
Mundilniliir Dcndirc
Code"
.S LCI r e
not worn o\ niissmi; wlu-n
can
StabiliiN: ilixlodgcd with liylil riiiiicr p i v s s u i c lo a
pivniolar
2
RctciUion: dislodged oi loose wlien ihe lip.s are
ikkeJ wilh ihe mouth open appio\iiiiali.'l\ 15nim
2
Slructure; niissm;: parls. rracliiios. poiosiiy.
or other struciural delects
2
Hsgiene: calculus or \ isible plaque >SO"r
of the denture hase
2
No Prohlems:
0
Hifihesl Si-iuv B2
Mucosa (Figure 3)
Detailed descriptions of the mucosal disorders
encountered in older mouths are available'", along
with a systematic method of examining the
mouth'. Usually the lesions are fed or white
patches, ulcers, fistulas, abnormal lumps or
swellings. And so, rather than outline the system
for examining the mucosa^"^, we list the most
frequently encountered disorders and generic
manifestations in older populations""". Salivary
Figure 3. Components of the index relating to mueosal
disorders
Mucosal Disorders
Code
•
'
Seore
Components
Extreme alveolar atrophy (<lmm ol
attached mucosa facially or lingually from
the crest ol the residual ridge along at least
2cm ol the alveolus
disorders are difficult to identify and symptoms
cotielate poorly with recorded How rates unless
thcte is very obvious xerostomia. Consequently,
we focus the examination on conditions, such as
lose denture, caries, gingivitis and stomatitis, which
reflect disturbances of salivary glands when
ptesent.
Teeth (Figure 4)
Missing teeth or tooth structure
Decisions on the replacement of teeth or tooth
structure rest largely on the choice of adhesive
tnaterials with or without oral implants. We
distinguish between missing anterior teeth and
missing posterior teeth because adequate function
is possible, as mentioned above", with a partial
dentition providing the anterior teeth are intact.
Furthermore, the adequacy of a fixed"' or a
lemovable"- pontic, as with the natural tooth it
replaces, can be evaluated for structural integrity,
cleanliness and appearance.
Figure 4. Components of the index relating to caries and
tooth structure
Status of Caries and Tooth Structure
'Code"
Seore
Components
Tooth structure
missing posterior (non-aesthetic)
tooth missing anterior (aesthetic) tooth
adequate fixed pontic
adequate pontic on a removable partial denture
inadequate pontic
intact tooth or a tooth with an adequate restoration 0
fractured tooth or restoration
2
Caries not obviously involving the pulp
obviously invoh ing the pulp
Ridge fibrnsis (>2mm nmbility along >=2eni
(4 the residual ridge)
.Angular cheilitis
TfHith Slructure
Stomatitis - generalised or papillomatous
(> 1 sq cm):
18 17 16 15 14 1? 12 II
2
3
21
23 24 25 26 27 28
Canes
Stomatitis - localised
4X 47 46 45 44 43 42 41
Demure induced hyperplasui (epulis)
31 32 33 34 35 36 37 38 Tooth itructure
.al pathoses:
glossitis
white patch
pigmented patch
ulcers
abnormal lump
sinus or fistula
3
3
3
3
3
3
Other urgent oral mucosal concerns
3
None ol the above
0
Canes
If the highest score is ' I" and it is recorded on greater
than 5iV-'r ofthe teeth present enter '2" as the highest
CODE' score.
Highest Score D
Hii'he\i SI ore C
Gerodontology
© T h e (jcTixJiinloloyy AssntiutKin \'>')'i
An index ul Clinical Oral Dismdcr in l.klcrsK'ODI)
Criteria lor appraising the structural integrity of
teeth or dental restorations are available for
measuring surface texture and colour along with
the structural integrity of a testoration'''"', yet, their
ability to predict the failure of a tooth or testotation
is unknown''\ We have adopted a simpler
dichotomous appraisal based on the presetice or
absetice of a visible fracture in the tooth or
testotation'*.
complicated Ireatment*'. We oiler two additional
catcjiories lo the CPITN, one to lecord pockets with
purulent discharge that may pose a risk of
aspiration pneuttionia"', and the other lo identify
leeth that are depressible vertically and
comprotnising function.
Figure 5. Components ol the index relating to gingival
health and periodontium.
Gingival Health and Peridontium
Caries
A change of sutface colour and hardness serves to
help detect caries on the crowns of young teeth'^*'".
however colour is a weak predictor of infection in
older teeth"\ and hardness of root surfaces can vary
quite substantially without infection''"™. Moreover,
root lesions are accompanied only rarely by pain",
and the choice of a sharp or blunt explorer to
explore the dental surface can influence the
diagnosis'-^''. Despite these complications, but
recognizing that early decalcification of tooth
structute can be remineralized, we adopted the
conservative view that carious lesions on coronal
surfaces of teeth are opaque and soft, whilst
infections on root surfaces are yellow, light brown
or black and soft, tacky or leathery to probing"-^''.
We suggest also that the presence or absence of an
obvious pulpal exposure warrants attention because
of treatment implications.
Periodontium (Figure 5)
Gingival bleeding, loss of periodontal attachment
and deposits of calculus provide clinical evidence
of gingival and periodontal disorders^".
Gingivitis
Localised or generalised Inflammation of the
gingiva bleeds on probing with a blunt
Periodontitis
The loss of periodontal support confirms the
activity of periodontal disease'", although this
measure alone is an unreliable predictor of tooth
loss*". Explorers and probes are available for
measuring the loss of periodontal attachment from
the cemento-enamel junction to the free gingival
margin, and from the gingival margin to the base
of the periodontal pocket*'. Beck*- has defined
serious periodontal disease as "four or more
[dental] sites with loss of attachment of 5 or more
millimetres and one or more of those sites [with] a
pocket depth of 4 or more millimetres". The
Community Periodontal Index of Treatment Needs
(CPITN) identifies treatment needs from a pocket
depth of 5.5mm as the marker between simple and
Components
C'ddc'
Score
Missing tooth not to be replaced
0
No gingival bleeding and < 5.5mm pocket
from free gingival margin
Gingival bleeding and < 5.5mm pocket
0
(localised gingivitis)
I
Caleulus
1
Poeket depth > 5.5tnm without purulent discharge
2
Pocket depth >5.5mm with purulent discharge
3
Vertically depressible (elass III mobility)
3
"'8
18 17 16 15 14 13 12 11
">1
4K 47 46 45 44 43 42 41
31 32 33 34 35 36 37 38
"•I
•'6
••7
If the highest score is ' 1" and it is recorded on >5()'7r of
the teeth present enter '2" as the highest 'CODE" score.
Highest Seore E
Weighting speciflc disorders
Thirty-three general dentists or prosthodontists and
11 dental hygienists, all with at least five years of
clinical experience, were approached individually
and asked to assign a weight of mild, moderate or
severe to each of the 11 disorders. The dental
hygienists had extensive experience with residents
of LTC facilities whilst the dentists and
prosthodontists were very fatniliar with oral
disorders in older patients. The clinicians were
presented the list of conditions with instructions
not to confer with one another. They were asked
to weight each condition separately, without
contrasting it to other conditions and within the
single context of a disabled 75 year-old individual
living in a LTC faeility. We seleeted three weights
because variability is tninimized with fewer
categoties'^^, and we transformed the weighting
frotn categorical to numerical values (mild = 1;
moderate = 2; severe = 3) so that a mean score
could be calculated for each disorder. The weights
assigned by the dentists and the dental hygienists
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M I M.u I
,iiul ( r I \ S \ , i M
CoirsLsU'iicy of weightings
simiLii, \\lin.h allow od us lomlopl Ihc weiglil
K-il lo each drsordcr by the nuijotily of the
clinKiaiis ( lahk- I). .\ low dciitisis did not woight
o\or> tlisordot", hut iho small tnimhcr ol missing
data would not lia\o iiilluoiKod tho niajority sooro.
T a h I c 1. T h e c l i n i c a l s e \ e i it\ * a s s p j i i e i l b \
Tho consisionoy of ihe weighting assigned by ten
ol Ihe dentists was measured by comparing the
weights assigned at baseline with those assigned
to the same olinical soenario one month later. The
dcntisis and 11 dental hygienists to vurinus oral disorders in disabled elders
Or.il
1
Dentists
2
C .Hies involving the pulp
1
II
\erticallv mobile (depivssible) tooth vv ith
( 5 5mm periodontal pocket
.S
Glossitis, nnuosal while patch, pigmented
patch, or ulcer, abnormal lumps
cal S e s e i i U
Hygienists
Dentists & Hygienists
2
3 Mean
1
2
3
21
4
7
1
15
28
2.fi
10
17
6
4
5
16
21
2.4
2
?
6
3
->
11
31
2.7
.Sums or fistula
">
g
26
-)->
4
7
13
29
2.6
Hxtreme alveolar atropin (<l[nm attached
mucosa laciallv or lingualh from the crest
ol the ridge along at least 2mm
ot the alveolus)
4
13
16
3
7
1
7
20
17
7T
Missing, unused, or structurallv
defective denture for anterior tooth
II
20
3
4
4
14
24
6
1.8
3
12
22
10
2
14
25
5
1.8
10
2X
6
1.9
3
1
17
7
3
5
11
17
5
3
8
L nstablo or unh> gienic denture
9
20
4
8
Loose upper denture* '
s
15
S
1
-)
7
10
22
10
2
Loose lower denture
12
14
7
5
6
17
20
7
1.8
Residual ridge fibrosis (> 2mm mobility
along at least 2cm ot the residual ridge)**
12
15
4
3
7
15
4
1.7
Angular cheilitis
11
19
3
4
6
1
14
20
8
1.9
Generalized or papillomatous stomatitis
6
IX
9
1
6
3
8
23
13
2.1
Localized stomatitis
9
22
2
6
3
1
15
21
7
1.8
Denture induced hyperplasia
12
17
4
4
6
1
21
16
7
1.7
Damaged teeth or restorations with
adequate dentinal support for a restoration
14
17
-)
1
9
1
16
23
5
1.8
Anterior tooth with inadequate
dentinal support for a restoration
10
18
5
1
8
->
14
-)-)
6
1.8
Posterior tooth v\ ith inadequate dentinal
support lor a restoration or inadequate
posterior pontic
II
19
3
10
1
17
23
4
1.7
Canes not involving the pulp
15
18
20
21
3
1.6
Periodontal pocket >5.5mm
3
26
4
Generalized gingival bleeding
8
IX
7
Less than two opposing
posterior teeth bilaterally
11
1(1
6
6
5
Missiny anterior natural tooth
12
18
3
5
3
Occlusal attrition
20
11
2
9
1
IMJ crepitation
17
22
12
4
6
5
fi
4
Restricted opening or dev lation
TMJ or muscle pain
Localized gingival bleeding
'
| = M i l J . 2=MiHli..rutc; 3 = S L V c r c
11
M i s s i n g r c s i m i i s c s Iroiii d c n l i s i s
Ass(icijn<in 1W9
T
9
3
5
3
11
26
6
1.9
10
1
16
21
7
1.8
17
21
6
1.8
3
23
16
3
1.5
1
26
14
3
1.5
20
18
4
1.6
26
14
3
1.5
1
SD=Standard ncvialion
Gerodontology
©The
~i
An indix of riinicul Oral Dlsonk-i in l-.ldcrsfrorx') '^
dentists rendered the same weight to 23 (85%) of
the 27 disorders. On the five occasions when they
changed the weight, it was by no more than one
category. We conclude, therefore, that the
weighting reflects with reasonable reliability ihe
opinions of experienced clinicians.
Format and length of the examination
The format of the examination has been designed
foreftlcicney (Figures 1-5). Forexample, cxtrat)ral
observations are made before intraoral
observations, and a removable denture is examined
in funetion before it is removed to evaluate the
supporting residual ridge. The time required in a
LTC facility to examine elders with and without
natural teeth was measured by three dentists
exposed to at least one hour of instruction on the
fonnat and criteria of the examination. On average,
they required nine minutes (range 5-14mins) to
examine each of 20 dentulous (minimum 14 natural
teeth) elders, and four minutes (range 3-5mins) to
examine each of ten denture-wearers.
Calculating the index
The overall 'CODE' score for an individual ean
coiTespond to the highest (1, 2 or 3) score reeorded
anywhere during the examination if the objective
is a three-part eategorieal distinction of treatment
needs, or it ean correspond to a cumulative score
for a more numerical discrimination between
indi\iduals. Similarly, nominal groupings and
mean scores can be determined for populations.
Intra-examiner and inter-examiner agreements
One dentist examined ten elders on two occasions
at least one week apart. The repeat examinations
produced the same overall CODE score and
agreement ranging from 93-99% on individual
components of the examination.
To measure the agreement between examiners,
two dentists examined independently on the same
day seven elders in LTC. They disagreed once on
the overall score indicating an 86% agreement, and
they differed by only 0.15 points for the mean
population score. Disagreement occurred in
assessing the retention and stability of a complete
upper denture for one individual, and in assessing
the structure (i.e. oeclusal abrasion) of both
dentures in another. They disagreed also on
whether a periodontal poeket in one subjeet was
greater or lesser than 5.5mm - a disagreement that
would change the overall CODE score. In all, the
intra-examiner and inter-examiner agreements
seem acceptable although additional measurements
of agreement would be useful to define more
clearly the limits of the index.
Discussion
The clinicians weighting the components of the
index, in keeping with the clinical judgement of
others", placed highest significance on
inflammation and other manifestations of oral
infection. Nikias el <il.'' suggested that
disagreements in clinical weightings occur when
the clinical profile has contrasting conditions, a
problem we did not encounter because the
clinicians were asked to rank each condition
independently. To our surprise, the dentists and
dental hygienists alike gave a lighter weight to
components such as missing anterior teeth or
dentures that we felt would have a large social
impact. This might be a reflection of the conflict
reported by others*^ between the eoneerns of
dentists and those of their older patients, despite
the experienee of the elinieians. It also highlights
the need for another perspective of oral disorder one that represents the elder's concerns-- and their
propensity for treatment-". The two perspectives
in eombination should offer a comprehensive
assessment of oral health-related needs and a useful
indicator of treatment benefits in elderly
populations.
If the purpose of the CODE seore is to compare
the cumulative score or the distribution of nominal
ranks for different groups, then the examiner
agreement we recorded is very acceptable. This is
consistent with previous tests of agreement using
the same measures in a similar clinical
environment'*\ However, the numbers of repeat
examinations were small and we believe that
additional tests are required to establish more
securely the consistency or reliability of the index.
The clinical measures have been incorporated
within a computer program that ehecks the
consistency and appropriateness of the recording
process. The scoring system for the CODE index
is part of the program also but further tests in the
field are needed to determine the practical
contribution offered by the eleetronie management
of data to the efficieney and reliability of the index.
We focused the index on disorder rather than
illness or health because usually most oral diseases
are visible and reasonably amenable to
measurement. In contrast, illness and health are
subject to a wide spectrum of psychosocial factors
that are notoriously unreliable to psychometrie
measurement" ^". Interest in diagnostic markers has
been direeted predominantly at the prediction of
caries""'*', mucosal diseases"-, loss of periodontal
attachment and of teeth''\ although the extent to
which any particular marker will predict the
presence (sensitivity) or absence (specificity) of a
Volume 16. No. 2
I' M l
-i' u n i t C " l ' t , \ \ \ . i l l
disorder is \ cry unccilam"'. Yet, there is a practical
need for an index that is easy to use and biologically
lustiluiblc in ihe context ol older adults with severe
functional disorders. The demand for oral healthcare in I rC facilities continues lo grow but with
increasing instance on an 'c\ iilcncc based' service.
Undoubtedly, the pinsical and mental health of the
residents will influence their dental needs.
Therefore, decisions ti> render any invasive
treatment should be preceded at very least by a
screening e|uestionnaiic"'. and by direct
consultation with others who can identify
indi\ iduals at particular risk"\ We recognise also
the need to consider the psychosocial impact of
oral disorder from the perspective of both the
examiners and their subjects"""\ Other indices of
oral health focus on the psychosocial measures
pertaining to quality of life but they are limited by
the exclusion of clinical status"\ We believe that
the CODE index combined with a psychosocial
index will offer a \cry eomprehensi\e indicator of
oral dysfunction in older adults.
Our approach with the 'CODE" Index has been
to use clinical measures that are relatively
unambiguous and closely associated with
treatments for specific disorders in older adults.
The index offers a practical means of classifying
oral health that is based on three lexels of clinical
severity validated by the consensus of experieneed
dentists and dental hygienists. Since there is no
'gold standard' of oral health for elders in longterm care, or indeed in any other setting, it is quite
likely that application of the clinical measures
adopted b\ us will need minor adjustments to meet
the needs of particular populations. This raises the
question, of course, on the feasibility of any index
to meet the needs of all clinical situations.
Ne\ ertheless, there does appear to be a practical
need in comparati\ e and process research for some
overall measure of oral health based on widely
accepted elinical criteria. At very least, our index
offers a model of scoring oral health that may help
others who wish to provide a standard format lor
clinical studies of oral disorder in old age. More
ambitiously, we hope, that we have produced a tool
that will appeal to clinical researchers whoeolleet
data on oral disorders, and who want to predict the
need for treatment or to monitor the impact of care
in elderly populations.
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Address for correspondence:
M 1 MacEntee
Faeuli) of Dentistry,
University of British Columbia,
2199 Wesbrook Mall,
Vancouver. B.C. V6T 1Z3
Tel: (001)604 822 3564
Fax: (001)604 822 3567
e-mail:
[email protected]
Gerodontology
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