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Modeling the Lithium-Ion Battery WHITE PAPER

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Modeling and simulations are critical for the design, optimization, and operation of lithium-ion batteries. These techniques facilitate analysis of design parameters and operating conditions which leads to better understanding and performance of batteries in consumer electronics and other applications. The paper highlights the evolution of mathematical models since the 1990s and illustrates the importance of these models in identifying limitations, optimizing designs, and ensuring safety across various operational scenarios.

WHITE PAPER Modeling the Lithium-Ion Battery By ANDREAS NYMAN, HENRIK EKSTRÖM, and ED FONTES MODELING THE LITHIUM-ION BAT TERY White Paper: Modeling the Lithium-Ion Battery COMSOL, COMSOL Multiphysics, Capture the Concept, COMSOL Desktop, and LiveLink are either registered trademarks or trademarks of COMSOL AB. All other trademarks are the property of their respective owners, and COMSOL AB and its subsidiaries and products are not ailiated with, endorsed by, sponsored by, or supported by those trademark owners. ©2012-2015 COMSOL. Contact Information Visit www.comsol.com/contact to submit general inquiries, contact Technical Support, or search for an address and phone number. You can also visit the Worldwide Sales Oices page at www.comsol.com/contact/oices for address and contact information. If you need to contact Technical Support, an online request form is located on the COMSOL Access page at www.comsol.com/support/case. Further Resources Further writing and tutorials on postprocessing in the COMSOL sotware are available here: VIDEOS www.comsol.com/videos BLOG ARTICLES www.comsol.com/blogs DISCUSSION FORUM www.comsol.com/community/forums SUPPORT KNOWLEDGE BASE www.comsol.com/support/knowledgebase 2 | COMSOL WHITE PAPER SERIES MODELING THE LITHIUM-ION BAT TERY he term lithium-ion battery refers to an entire family of battery chemistries. he common properties of these chemistries are that the negative and the positive electrode materials serve as hosts for lithium ions and that the battery contains a non-aqueous electrolyte. he chemical energy of lithium difers between the positive and negative electrodes. his diference governs the retrievable voltage from the battery. During charge and discharge, lithium ions are transported between the two electrodes and electric energy may be absorbed or released, when current lows through the cell. Lithium-ion batteries have become the most common rechargeable batteries for consumer electronics due to their high energy densities, relatively high cell voltages, and low weight-to-volume ratios. hey are also predicted to become commonplace for industrial, transportation, and energy-storage applications, even if they tend to be more expensive than equivalent battery technologies with aqueous electrolytes. Modeling and simulations are necessary tools for accelerated understanding, design optimization, and design of automatic control of batteries and battery systems. hese tools allow for the analysis of an almost unlimited number of design parameters and operating conditions at a relatively small cost. Experimental tests are then used to provide the necessary validation of the model. his paper discusses the beneits of modeling and simulations in the design, selection, and operation of battery systems through a gallery of applications and simulation results. To understand these results, we also look at the described processes used in state-of-the-art models, as they take place in the electrodes, electrolyte, as well as on the model and battery pack level. he diferent implications of design parameters and operating conditions are discussed with respect to experimental observations of battery performance, aging, and battery safety. FIGURE 1: Lithium-ion batteries have become the dominant rechargeable battery chemistry for consumer electronics devices due to their high energy densities, relatively high cell voltages, and low weight-to-volume ratios. For a battery manufacturer, modeling and simulations improve the design of cells and modules, for example, by identifying limitations in a suggested design. By describing the involved processes on a detailed level in a model, the designer may apply diferent hypotheses and relate these with the observed and simulated behavior of a given cell. his results in the intuition for a system that is required for making vital improvements. For instance, the designer can study the inluence of diferent geometries, electrode materials, pore distribution, electrolyte composition, and other fundamental parameters. he manufacturer may eventually use the models to optimize the battery design with respect to these parameters. For device manufacturers who incorporate batteries into their products and devices, simulation allows for the performance of the product to be tested at relevant operating conditions. During this process, the irst step may be to get an intuition for a system while the second step may be to use validated models to select the proper battery system and to optimize and control the operation of the system. Simulations are crucial for the application expert’s work in selecting batteries and in designing proper control of the battery system for diferent devices and purposes. Mathematical models able to simulate the performance of lithium-ion battery cells were irst published in the beginning of the 1990s by Professor Newman at the University of California. hey were based on well-proven electrochemical and thermodynamic concepts and they described the processes that take place in the battery during operation. Performance models have since then been used to predict the cell voltage and other variables for diferent batteries at diferent operating conditions. A performance model should include descriptions of the transport of charged and neutral species, current conduction, luid low, heat transfer, and electrochemical reactions in the porous electrodes. FIGURE 2: Cell voltage during an applied cycle. The cell is discharged for 2000 s. After a rest, the cell is charged again for another 2000 s. COMSOL WHITE PAPER SERIES | 3 MODELING THE LITHIUM-ION BAT TERY One example from such a model is shown in Figure 2 on the previous page, where a typical high-energy battery for mobile applications is simulated. In the model, the processes within the battery are described by equations and material properties. he values of the properties are obtained through carefully designed experiments, oten based on theoretical models. For a battery manufacturer, geometrical parameters may also be studied and optimized using the model. For a device manufacturer, the geometry is usually an input to the model. In some cases, the geometry may not even be revealed by a battery manufacturer and the application expert may have to open and examine the cells in a glove box before the model is developed. When a lithium-ion cell is discharged followed by a resting and a charging period, the cell voltage oten varies during the resting periods. he explanation for this can be easily found using the previously mentioned battery model. During discharge, the electrolyte salt concentration increases in the negative electrode and FIGURE 3: Electrolyte salt concentration (mol/m3) proiles at various times during the cycle in Figure 2. During discharge, the electrolyte salt concentration increases in the negative electrode and decreases in the positive electrode when lithium ions are transported between the electrodes. FIGURE 4: User interface for an application for parameter estimation of spectrograms obtained using electrochemical impedance spectroscopy (EIS). 4 | COMSOL WHITE PAPER SERIES MODELING THE LITHIUM-ION BAT TERY decreases in the positive electrode as lithium ions are transported between the electrodes (Figure 3). Since the concentration proiles in the particles and the electrolyte are relaxing to a uniform proile during the resting period and since the cell voltage is dependent on the local electrolyte salt concentration, the cell voltage is also slowly relaxing to an equilibrium voltage. he phenomenon is reversed during charging. he advantage of the performance models is that they can be used to ind out and analyze the processes that are responsible for the limitations in the performance of the battery. he models can also be used to evaluate how the energy and power density are changed when the design of the electrode is varied, and how the electrode materials are utilized in the cell design. As for all battery chemistries, the lithium ion batteries loose capacity and the internal resistance increases over time. Ater a while, the battery is not able to deliver the energy or power that is demanded and the battery has to be replaced. he reactions that are responsible for this ageing can be included in a performance model. By combining experimental results with simulations, the lifetime can be estimated for diferent operating conditions. Proper design or control of the operating conditions can be applied to avoid accelerated aging based on simulation results. A method that is becoming more common for analyzing the state of health of a battery is electrochemical impedance spectroscopy (EIS). In this transient electrochemical method, a small sinusoidal perturbation is applied around a given pseudo-stationary potential. he resulting current response may have a small shit in time due to processes in the battery that delay it. he time delay and the magnitude of the current response are diferent at diferent frequencies: at low frequencies, electrolyte and solid state difusion may result in delays while kinetic efects may result in delays at higher frequencies. In this way, processes with diferent time scales within the battery can be separated and parameter estimations of the material and kinetic properties of the battery can be performed. Physics-based performance models of EIS may be combined with experimental measurements to study the efects of aging and decay of the battery material at the cell level. Figure 4 shows an application for parameter estimation using the physics-based model presented above in combination with experimental data. With this application, battery experts can enter estimated values for material properties and kinetics, together with the operating conditions, and obtain simulated spectrograms that can be compared to experimental results. hey can also automatically it selected parameters to experimental data. A factor that is important to take into account when designing cells and packs is the production of heat within the cells. Heat is released due to internal resistance phenomena such as Joule heating. Using a physics-based model, such as the previous mentioned performance models, the diferent sources of heat are directly available from the model (Figure 5). When designing a battery cell or pack, the heat dissipation must be fast enough to avoid temperatures where decomposition reactions of the electrode and electrolytes occur (>80 °C). he decomposition reactions are exothermic, which implies that the temperature will continue to increase once decomposition starts. his event is called thermal runaway and it leads to the destruction of the cell. he temperature on the surface of cells can be monitored during experimental testing. he advantage of using a thermal model is that the temperature inside the cell can be estimated from the measurement at the surface. his allows unwanted efects to be studied, such as internal short circuits, where hotspots may be the cause of thermal runaway. FIGURE 5: Heat sources (W/m2) in the cell during a discharge and resting period. Using a physics based model, such as the previous mentioned performance models, the different sources of heat are directly available from the model. An example of a thermal model of a passively air-cooled cylindrical shaped battery cell is shown in Figure 6 on the following page. Heat is generated when a cell is discharged and dissipated to the surrounding by convection and radiation. As a result, the temperature is oten higher at the core of the cell. he temperature diference between the core and the outer regions increases when the cell is discharged with higher C-rates. As a consequence, the electrode material close to the core of the cell may age faster than at the outer regions, since some aging processes are accelerated by high temperatures. Lithium plating may increase at lower temperatures on graphite electrodes, which shows that low temperatures may also accelerate aging. COMSOL WHITE PAPER SERIES | 5 MODELING THE LITHIUM-ION BAT TERY FIGURE 6: Temperature distribution (°C) in a cylindrical battery during a discharge. The temperature difference between the core and the outer regions increases when the cell is discharged with higher C-rates. Temperature variations are especially predominant within large cells, since uneven current distributions cause uneven heat productions. A performance model of large cells must therefore include heat production, since the rated capacity is dependent on the temperature. hermal models of individual cells are also oten used as starting blocks when developing internal short circuiting models where heat is produced locally by unwanted chemical reactions. Uneven temperature distribution can also occur at pack and module levels. To prevent this, a thermal management system is oten used. he temperature of the cells is controlled either by an air or liquid low. Simulation results from a thermal management system model where the cells are cooled by a liquid are shown in Figure 7. A model of a thermal management system oten includes the heat generation in the cells, the low of the cooling liquid, and the heat transfer in the pack. he eiciency of the cooling is afected by the size of the cell versus the size of the cooling system as well as the design of the thermal management system. A model of a thermal management system is crucial in the development of a battery pack, since it allows for reliable evaluation of a large number of designs and cell sizes to a comparably low cost. It is also very important for battery manufacturers and battery users to be able to give reliable guidelines regarding temperature intervals for safe operation. One example of this is when the battery manufacturer has used mathematical models to optimize the placement of temperature sensors that are used for disconnecting the 6 | COMSOL WHITE PAPER SERIES FIGURE 7: Thermal management system showing the temperature (°C) in the cells and in the cooling channels. Uneven temperature distribution can also occur at pack and module levels. The eficiency of the cooling will be affected by the size of the cell versus the size of the cooling system as well as the design of the thermal management system. external circuit during overheating. he placement and the cut-of values need to be carefully chosen in order to make sure that thermal runaway does not occur. To conclude, models of lithium-ion batteries can be developed for cells as well as packs and modules and they can be in 1D, 2D or 3D depending on the purpose of the model. hey can include aging processes as well as failure mechanisms such as internal short circuits and thermal runaway. Modeling and simulations, in combination with experimental veriication and validation, allow for the study of an almost unlimited number of designs covering a very broad range of operating conditions at a comparably low cost. MODELING THE LITHIUM-ION BAT TERY Andreas Nyman Intertek www.intertek.se Andreas Nyman works as a battery specialist at Intertek Semko AB and has a Ph.D. in Applied Electrochemistry from The Royal Institute of Technology (KTH), Stockholm. Andreas works within the global batteries and fuel cells group at Intertek, which has a track-record of assessing more than 20,000 batteries each year, covering all chemistries and sizes. His modeling expertise and experience includes batteries, fuel cells and electrolytic processes. Henrik Ekström COMSOL www.comsol.com Henrik Ekström works at COMSOL and has a Ph.D. in Applied Electrochemistry from The Royal Institute of Technology (KTH), Stockholm. As the technical program manager of electrochemistry at COMSOL, is responsible for the development of various simulation and modeling solutions for batteries, fuel cells, corrosion, electrodeposition, as well as general electrochemistry applications. Ed Fontes COMSOL www.comsol.com Ed Fontes is Chief Technology Oficer at COMSOL and has a Ph.D. in Applied Electrochemistry from The Royal Institute of Technology (KTH), Stockholm. He has been the lead developer for the chemical engineering, CFD, and heat transfer product lines at COMSOL. He is responsible for technology development at COMSOL. COMSOL WHITE PAPER SERIES | 7 www.comsol.com