EuJap Vol. 1 no. 1 2005
oriGinal sciEntific papEr
uDK: 11
141
GENuiNE MODAl rEAlisM
AND tHE EMPty WOrlD
DaViD EfirD, toM stonEhaM
Department of philosophy
university of york
aBstract
We argue that genuine modal realism can be extended, rather than modiied, so as to allow for
the possibility of nothing concrete, a possibility
we term ‘metaphysical nihilism’. he issue should
be important to the genuine modal realist because, not only is metaphysical nihilism itself intuitively plausible, but also it is supported by an
argument with pre-theoretically credible premises, namely, the subtraction argument. Given
the soundness of the subtraction argument, we
show that there are two ways that the genuine
modal realist can accommodate metaphysical
nihilism: (i) by allowing for worlds containing
only spatiotemporal points and (ii) by allowing
for a world containing nothing but the null individual. on methodological grounds, we argue
that the genuine modal realist should reject the
former way but embrace the latter way.
Key words: modal realism, substraction argument, metaphysical nihilism
W
e should distinguish two aspects
of modal theorizing. first, one
might give a metaphysics of unactualized
possibility, i.e. a theory of what kinds of
things possible worlds are. second, one
might give a theory of what kind of situation is and is not possible, i.e. a theory
of what possible worlds there are. Genuine modal realism (GMr) (lewis 1986b)
is an example of the irst sort of theory.1
it maintains that there is a plurality of
possible worlds each of which is an individual of the same ontological kind as the
1
Many, if not most, commentators (e.g. Divers 2002,
p. 46) take GMr to include not only a theory of what
possible worlds are, but also a theory of what possible
worlds there are by including in GMr the principle
of recombination, roughly (and metaphorically), the
claim that one can ‘patch together’ parts of possible
worlds to form other possible worlds (lewis 1986b, p.
87). he principle of recombination is an inlationary
principle allowing one to infer from some possibilities
to the existence of others, and as such it is not a part
of the metaphysical theory of what a possibility is. he
confusion arises in the following way: GMr analyses
modal claims as existential claims about worlds. hus
there can be no sense to the claim that the existence of
a particular possible world is a contingent matter. his
thought is sometimes inaccurately expressed as ‘every
possible world that might exist does exist’, which looks
like the principle of plenitude, and lewis replaces that
with the principle of recombination.
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actual world, namely, a maximally spatiotemporally interrelated mereological sum of
things, and every world is causally and spatiotemporally isolated from all other worlds.
if GMr is true, it places a constraint on claims about what possibilities there are: for
any proposition p, it is possible that p only if there is a GMr-possible world in which
p is true. one might call this claim ‘the GMr constraint on possibility’. for example,
according to GMr, there is no possible world containing a pair of spatially and temporally unrelated objects, so it is not possible that there are island universes, i.e. spatially
and temporally unrelated regions.2 lewis acknowledges and accepts this consequence,
noting that the possibility of island universes does not seem to follow from ‘any interesting general principle about what is possible’ (lewis 1986b, p. 71). hus, GMr is
a thesis about what unactualized possibilities are, it has some consequences for what
possibilities there are, but these consequences are only problematic if they conlict with
some attractive theoretical principle about the latter.
our problem is this: if a possible world is a maximally spatiotemporally interrelated
mereological sum of things, then it seems that there is no null world, no possible
world consisting of absolutely no spatiotemporally located things. and if that is
so, then GMr rules out the possibility of there being no spatiotemporally located
things. put another way, it seems that the possibility of there being nothing, i.e.
there being no spatiotemporally located things at all, falls foul of the GMr constraint on possibility, for it seems that the null world is not a GMr-possible world.
now if all spatiotemporal things are concrete,3 GMr seems to require that there
had to have been at least one concrete object, ruling out the empty world4 of no
concrete objects. But the claim that there might have been nothing concrete, a
claim lowe (lowe 2002) has called ‘metaphysical nihilism’, embodies a fairly secure
modal intuition, and more importantly, it is entailed by an interesting and intuitive
general principle in the theory of what is possible. so any view that denies metaphysical nihilism would run counter to both intuition and theory. in this paper, we
argue that GMr need not incur this cost, in contrast to lewis’s (lewis 1986b, p. 73)
claims to the contrary. We show that there are two ways of extending, rather than
modifying,5 GMr which show how it is consistent with metaphysical nihilism. so
2
according to GMr there are pairs of spatiotemporally unrelated objects existing at diferent possible worlds, but
not within a world. since possibility is analysed as truth at a world, island universes are impossible. however, the
non-modal claim, using unrestricted quantiiers, ‘here are spatiotemporally unrelated objects’ is true.
3
Just what ‘concrete’ means we explain below.
4
We deine a ‘null world’ as one with no spatiotemporally located objects and an ‘empty world’ as one with no
concrete objects. for ease of exposition we assume that there is at most one of each. as will become clear below,
someone might think that the null world is empty but the empty world is not null.
5
Bricker 2001 and rodriguez-pereyra 2004 take the alternative strategy of modifying GMr in order to make it
consistent with metaphysical nihilism. if our argument in this paper is correct, that strategy is unnecessary. it
may, however, be the case that a modiied GMr is a more plausible theory of what possible worlds are than lewis’s
version, which would give one a reason to favour Bricker’s or rodriguez-pereyra’s strategy. in this paper we intend
to remain entirely neutral on the merits of GMr as a theory of modality.
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D. Eird, t. stoneham Genuine Modal realism and the Empty World
ater all, GMr alone does not rule out the empty world. furthermore, one of these
extensions even countenances the null world of no spatiotemporally related objects. hus, despite appearances, the GMr constraint on possibility does not even
rule out the null world. But both ways of extending GMr incur further metaphysical costs, which we elaborate. We tentatively conclude that the costs incurred by
the extension which allows the empty world is also the null world are lighter than
those incurred by the other extension to GMr, so for methodological reasons it
is to be preferred. consequently, the genuine modal realist can, and should, be a
metaphysical nihilist.
he argument we give is also intended to be an illustration of good practice in the
methodology of metaphysics. a valid argument for a theory always leaves us with
the choice of accepting the theory or rejecting one or more premises of the argument. and in the absence of valid arguments we may ind ourselves needing to
choose between theories, each of which has some strong but inconclusive arguments
in its favour. if such choices rested solely on relations of consistency and support with
other metaphysical theories, then correctness of choice would become relativized to
a thinker. to avoid this unwelcome consequence, we need to take seriously the possibility of evaluating the costs and beneits of a theory independently of one’s other
metaphysical commitments. and it is exactly such an evaluation of GMr which we
attempt in this paper.
1. Is metaphysical nihilism true?
in order for the question of whether a genuine modal realist can be a metaphysical
nihilist to be of any interest, there must be some principled reason for thinking that
metaphysical nihilism is true. We have suggested that metaphysical nihilism is itself
well grounded in intuition. some may deny this (e.g. armstrong 1989, p. 24) or choose
to over-ride the intuition (e.g. lowe 1996; 1998; and 2002). however, even if we grant
that metaphysical nihilism itself does not express a secure modal intuition, it remains
that metaphysical nihilism follows from propositions which have the sort of pre-theoretic credibility which makes accommodating them a constraint on the credibility of
any philosophical reasoning.
hese propositions have found expression in an argument for metaphysical nihilism
due to homas Baldwin (Baldwin 1996) and reined by Gonzalo rodriguez-pereyra
(rodriguez-pereyra 1997). Baldwin calls this argument ‘the subtraction argument’, and
it contains the following three premises:
(a1) here might be a world with a inite domain of ‘concrete’ objects.
(a2) hese objects are, each of them, things which might not exist.
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EuJap Vol. 1 no. 1 2005
(a3) he non-existence of any one of these things does not necessitate the existence
of any other such things.
from these premises, Baldwin (Baldwin 1996, p. 232) argues for metaphysical nihilism
in the following way.
By (a1), starting from the actual world W, there is an accessible world w1 whose
domain of concrete objects is inite. pick any member x1 of this domain: by (a2) there
is a world accessible from w1, w2, which is just like w1 except that it lacks x1 and any
other things whose non-existence is implied by the non-existence of x1. since, by
(a3), the domain of w2 does not contain things which do not exist in w1, it follows
that the domain of w2 is smaller than that of w1. his procedure of subtraction can
then be iterated, until we get to a world wmin whose domain consists of one or more
concrete objects, such that the non-existence of one implies the non-existence of
all. By (a2) the non-existence of one of these objects is possible, so there is a world
wnil just like wmin whose domain lacks all these objects; and since, by (a3), the
non-existence of these things does not require the existence of anything else, wnil is a
world in which there is no concrete object at all. if one now allows that accessibility
between worlds is transitive (the characteristic s4 assumption) it follows that wnil is
accessible from, or possible relative to, the actual world.
Baldwin’s phrase, ‘this procedure of subtraction’ is undoubtedly meant to be a metaphor. if it is taken literally, it suggests a physical operation on a possible world to create another possible world by taking away some of the objects in the original possible
world. Because possible worlds are not the kind of thing one can create by a physical
operation, such a literal interpretation of ‘this procedure of subtraction’ is thus inadvisable and was surely never intended. instead of taking subtraction in such a literalist
sense, we should understand subtraction in terms of a modal independence property
of concrete objects, namely that they could have failed to exist without requiring something else to exist in their place, which can be represented by a relation between the
objects which exist at diferent worlds. in this way, we can make sense of subtraction
worlds, that is, worlds whose domains stand in a certain relation to each other, a relation suggested by Baldwin’s subtraction metaphor.
With this understanding of the reasoning behind the subtraction argument in hand, we
can isolate the intuitions driving the subtraction argument, which are:
(1) here could be a inite number of concrete objects.
(2)
if there are some concrete objects, there could have been fewer of those concrete
objects (and no other concrete objects).
We take it that these intuitions are commonly held, and they are pre-theoretically plausible. now since (2) is a priori, it is necessary.6 so we have:
6
24
here are, of course, exceptions to the rule that a priori truths are necessary, but (2) does not appear to be one.
D. Eird, t. stoneham Genuine Modal realism and the Empty World
(3) necessarily, if there are some concrete objects, there could have been fewer of
those concrete objects (and no other concrete objects).
here are a inite number of concrete objects at a world if, for some natural number
n, there is at least 1 and at most n concrete objects. Without loss of generality, let n=2.
We can then formalise (1) and (3) in the following way so that they entail metaphysical
nihilism:
(a1) ∃w∃x∃y((E!xw ∧ E!yw) ∧ ∀z(E!zw ⊃ (z = x ∨ z = y)))
(B)
∀w1∀x(E!xw1 ⊃ ∃w2(E!xw2 ∧ ∀y(E!yw2 ⊂ E!yw1)))
(Mn) ∃w∀x¬E!xw.
where ‘E!’ is the existence at a world predicate deined by reference to the domain of a
world (∀xE!xw if x ∈ dom(w)) and object quantiiers are unrestricted, with restriction
to the domain of a world being achieved by using E!.7 his argument, we maintain,
constitutes a persuasive case for metaphysical nihilism.8 But according to GMr worlds
are not containers in which objects exist, but just mereological sums of those of objects.
if the empty world is not an empty container but a collection of objects, in which objects could it consist? so, it is a pressing issue for the genuine modal realist whether her
theory is consistent with metaphysical nihilism.
2. Methodological constraints on modal metaphysics
But even if the genuine modal realist remains unpersuaded by the argument, it appears
that her theory should not exclude metaphysical nihilism, for methodological reasons.
here are two methodological principles that constrain metaphysical theories. hey
can be called ‘ockham’s razor’ and ‘hume’s razor’:9
(or) Do not multiply kinds of entities beyond necessity.
(hr) Do not multiply necessities beyond necessity.10
Beyond ‘necessity’ here means: more than is required in order to construct an adequate
theory. he razors are instruments of theory choice, so if there is only one adequate
of these exceptions.
7
all modal claims in this paper can be formulated in QMl with box and diamond, but the quantiication over
worlds notation is more perspicuous.
8
We have defended the soundness of this argument elsewhere, Eird & stoneham 2005.
9
here is a third, which we might call ‘Quine’s razor’ ater Quine 1951:
(Qr) Do not complicate theory beyond necessity.
his razor cuts when we try to preserve an ontology in the face of recalcitrant experience by complicating the
theory of how those items behave. it is arguable that (hr) is merely a special case of (Qr).
10
if our modal logic is s5, this will have to be restricted to the necessitations of non-modal claims, because in s5
p entails that it is necessarily possible that p.
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theory, they have no role. if (hr) is indeed a constraint on philosophical theorising,
then it seems that there is a presumption in favour of metaphysical nihilism, which
asserts the possibility of there being nothing concrete.11 so by (hr) a theory should exclude metaphysical nihilism only if it must, and if it must, this counts as a relative cost
to accepting the theory. Does GMr incur this cost? We argue that it need not below.
But before proceeding to that argument, it is necessary to relect on the trumping relationship between the two razors, for it is likely that they will come into conlict in
theory construction and evaluation. hat is, if a theory must violate either of the two
razors, which razor should the theorist choose to violate? Despite russell’s assertion
that ‘i should regard [ockam’s razor] as the supreme methodological maxim in philosophizing’ (russell 1914, p. 145), there may be no general answer to this question. But
an answer speciic to GMr is fairly clear. We noted in the opening paragraph that GMr
generates a constraint on what is possible: by saying what possible worlds are, GMr
limits what possible worlds there are and thus what possibilities there are. But given
this constraint, GMr is maximally permissible: it is possible that p if there is a possible
world at which p is true, and every possible world which ‘might’ exist does exist. he
analysis of possibility in terms of the existence of worlds leaves no sense in which the
non-existence of a world could be contingent. put metaphorically, for any proposition
p, if God was able to create a maximally spatiotemporally interrelated mereological
sum of things of which p is true, then he did. of its nature, GMr violates (or) and respects (hr); as Melia (Melia 1992) observes, GMr violates (or) to as great an extent as
any consistent theory could since for every kind that could be (unicorns, dragons, etc.)
there is a possible world in which that kind exists.12 furthermore, since GMr is a reductive analysis of modality, it is committed to the claim that there are no brute modal
facts, whereas of course there are brute existential facts — which creates an asymmetry
between violations of (hr) and of (or), namely, that the former always need further
explanation but the latter are sometimes brute. hese give us good reasons for thinking
that a genuine modal realist should favour limited violations of (or) over violations of
(hr). if we make clear that (hr) is restricted to the necessitation of non-modal truths,
then it seems that in general a violation of (or) will be preferable to the genuine modal
realist than a violation of (hr).13 With this methodological constraint in place we can
proceed to argue that the genuine modal realist should be a metaphysical nihilist.
11
someone who is denying metaphysical nihilism is making the strong modal claim that necessarily some concrete objects exist, which is why the issue of metaphysical nihilism has a bearing on the traditional metaphysical
question of why there is something rather than nothing. Denying metaphysical nihilism gives a trivial answer to
that question.
12
he theory of unactualized possibilities which did the converse and maximized (hr) violations while minimizing (or) violations would be an error theory which held that p is possible if p is actual, for then every falsehood
would be necessarily false.
13
Which is not to say that (or) costs are free, nor that they cannot be decisive. one case in which they are obviously decisive is in the choice between theories which incur no (hr) costs, such as normal scientiic theories.
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D. Eird, t. stoneham Genuine Modal realism and the Empty World
3. Lewis’s argument that there must have been something
lewis, the architect of GMr, argues from this theory against the possibility of there
being nothing at all. he writes:
if a world is a maximal mereological sum of spatiotemporally interrelated
things, that makes no provision for an absolutely empty world. a world is
not like a bottle that might hold no beer. he world is the totality of things
it contains, so even if there’s no beer, there’s still the bottle. and if there isn’t
even the bottle, there’s nothing there at all. and nothing isn’t a very minimal
something. Minimal worlds there can indeed be. here can be nothing much:
just some homogenous unoccupied spacetime, or maybe only one single point
of it. But nothing much is still something, and there isn’t any world where there’s
nothing at all. hat makes it necessary that there is something. for it’s true at all
worlds that there is something: it’s true whenever we restrict our quantiiers to
the domain of parts of a single world, even if the only part of some world is one
indivisible nondescript point. of course, if we don’t restrict quantiiers from
the standpoint of one world or another, then all the more is it true that there is
something rather than nothing: there is logical space, the totality of the worlds
in all their glory. (lewis 1986b, p. 73)
here are two questions to consider here: does the conclusion of lewis’s argument conlict with metaphysical nihilism and, if so, is lewis’s argument persuasive? in what follows we consider two lines of thought. argument a maintains that lewis’s reasoning is
sound but that his conclusion does not in fact conlict with metaphysical nihilism, for it
merely rules out the null world of no spatiotemporal objects, not the empty world of no
concrete objects. We show that this line of thought incurs substantial (hr) costs. argument B maintains that lewis’s argument is unsound, assuming he intends the objectual
quantiiers only to range over spatiotemporal objects. according to argument B, there
is a world which contains no concrete objects and no spatiotemporal objects, which
is also a mereological sum, the only part of which is also a part of other worlds. his
object is the null individual, something which only contingently has a spatiotemporal
location. positing the null individual is an (or) cost.
4. here must have been something but there might have been nothing
concrete
he genuine modal realist who thinks that lewis’s argument is sound may try to take
the bite out of the required violation of (hr) by arguing that her theory is consistent
with metaphysical nihilism; this genuine modal realist then concludes that the violation of (hr) required by her theory is not as costly as it appears to be. his theorist
argues as follows, which we shall call ‘argument a’.
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We must distinguish carefully the claim that there must have been something
from the claim that there must have been something concrete; correlatively we
must distinguish the (hr) cost entailed by a theory that includes the former claim
from the (hr) cost entailed by a theory that includes the latter claim. intuition
strongly tells against the latter claim, but having distinguished the two claims, it
is not at all clear that intuition supports strongly the former claim. so if GMr
includes the former but not the latter claim, it avoids the (hr) cost of denying
metaphysical nihilism.
While initially attractive, this argument fails to consider the other (hr) costs involved
in claiming that there must have been something though there need not have been
anything concrete. in order to evaluate these consequences, we must be explicit about
what counts as a concrete object.
‘concrete’ is a term of art variously used to specify diferent, but overlapping sets of objects in diferent philosophical contexts, e.g. spatiotemporal objects, causally eicacious
objects, middle-sized dry goods. for present purposes, we take a concrete object to be
one that satisies the following severally necessary and jointly suicient conditions:
(a)
it exists at a location in spacetime,
(b)
it has some intrinsic quality, and
(c)
it has a natural boundary.14
abstract objects then are ones that are not concrete. Metaphysical nihilism maintains
that there might have been no concrete objects, so understood.
Given this understanding of metaphysical nihilism, it seems clear that GMr, in and of
itself, is not in conlict with the view: GMr is consistent with there being worlds consisting of only spatiotemporal points, which we may call ‘stp worlds’. an stp world is
a GMr-possible world because it is a maximal sum of spatiotemporally related things.
But an stp world is also an empty world by the lights of metaphysical nihilism: since
spacetime points have no intrinsic qualities, they are abstract by the above characterisation of the abstract/concrete distinction.15 so the genuine modal realist who takes it
that there must have been something can accept metaphysical nihilism by maintaining
that the smallest worlds consist of spacetime points. consequently, the following positions are consistent:
(i)
GMr, which (we are assuming) entails that there must have been something,
(ii)
spacetime points, despite being abstract, count as things,
(iii)
metaphysical nihilism
14
for a defence of this characterisation of concrete objects in connection with the subtraction argument see Eird
& stoneham 2005, pp. 310-6
15
rodriguez-pereyra 1997, p. 165, notes that spacetime points are also abstract by his reinement of Baldwin’s
characterisation of the abstract/concrete distinction.
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D. Eird, t. stoneham Genuine Modal realism and the Empty World
But maintaining (i), (ii) and (iii) comes at a certain price, a price which may be paid in
a variety of ways, depending on how many spacetime points the smallest worlds must
contain. We shall abbreviate the family of theories that result from the conjunction of
(i), (ii) and (iii) as ‘GMr+stp’.
suppose the genuine modal realist maintains (i), (ii) and (iii) by claiming that
(iv) the smallest worlds consist of a single point of spacetime.
if only one spacetime point exists it must have a location, since location in space and
time is an essential property of a spacetime point. his location cannot be determined
by its spatiotemporal relations to other things, since there are none, and so must be determined by reference to absolute, newtonian spacetime. so (iv) commits our theorist
to either:
(v)
necessarily spacetime is absolute, or
(vi)
necessarily, if there are no concrete objects, spacetime is absolute.
argument a held that the consistency of (i) – (iv) provided a means for the genuine
modal realist to avoid the (hr) cost of denying metaphysical nihilism. But (iv) entails (v)
or (vi), thus incurring an (hr) cost at least as large as denying metaphysical nihilism. so,
argument a looks entirely unpersuasive in relation to the theory that results from conjoining (i), (ii), (iii) and (iv). consequently, (iv) should ind no home in GMr.
in light of this argument against (iv), the genuine modal realist who accepts (i), (ii) and
(iii) may claim that:
(vii)
the smallest worlds consist of at least two spacetime points.
his would not then require either (v) or (vi). But if spacetime is necessarily dense, and
each of the smallest worlds contain more than one spacetime point, each such world
contains an ininite number of them. so, by taking the smallest worlds to consist of
more than one spacetime point, this genuine modal realist must maintain that either:
(viii) spacetime is necessarily discrete,
(ix)
there is a necessary connection between there being only spacetime points and
spacetime being discrete, or
(x)
there must have been an ininite number of things (where spacetime points
count as things).
now maintaining any of these three claims entails a substantial (hr) cost, so argument
(a) again looks unpersuasive in relation to the theory that results from conjoining (i),
(ii), (iii) and (vii).
since (iv) and (vii) appear to exhaust the ways in which (i), (ii) and (iii) are consistent,
and since both theories which result from including (iv) or including (vii) are unattractive for methodological reasons, it seems desperate to maintain (i), (ii) and (iii).
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furthermore, it is epistemically possible, even plausible, that the nature of spacetime is
an empirical matter, and this makes the (hr) costs of accepting GMr+stp especially
high. so, it seems that the genuine modal realist who maintains (ii) and (iii) ought to
resist lewis’s argument. hat is, such a genuine modal realist should take her theory
not to exclude the null world of no spatiotemporally located things. consequently, the
genuine modal realist needs to show where lewis’s argument goes wrong, and then give
an account of the null world consistent with her theory.
5. An account of the null world consistent with GMR
lewis’s argument against the null world seems to come down to this:
a world is a maximal mereological sum of spatiotemporally interrelated objects.
herefore, a world is a mereological sum of spatiotemporally located objects.
By deinition, the null world contains no spatiotemporally located objects. he
mereological sum of no parts does not exist. so the null world does not exist.
however, formal mereology allows one to deine the null individual, which is the result of
taking an object away from itself, and is, correlatively, a part of every object. if the null world
consists of the null individual alone, it would be a mereological sum. But would it be a possible world according to GMr? hat is, would it be a mereological sum of spatiotemporally
located objects? to answer this question, we shall consider the following argument.
some care is needed here, because at the null world the null individual has no
spatiotemporal location. however, since it is part of every mereological sum, it
is part of every world, and thus is a part of many maximal mereological sums of
spatiotemporally interrelated objects. in fact, it even has spatial locations at nonnull worlds. he question is whether the sum of the null individual and nothing
else is itself a possible world. of course, the proponent of GMr could deny this, but
there is one good reason to accept it. he null individual is a part of every world, so
we can apply the principle of recombination ‘according to which patching together
parts of possible worlds yields another possible world’ (lewis 1986b, p. 87) to
show that there is a possible world consisting of the null individual alone. he null
individual is not a concrete object, by the deinition given above, therefore this is
an empty world and GMr is consistent with metaphysical nihilism.
call this ‘argument B’. 16
to assess argument B we need to know more about the null individual. in formal
mereology, the null individual is deined as the intersection of two sums which have
no parts in common, sometimes expressed as ‘that which remains when an object is
16
hinking back to Baldwin’s subtraction metaphor, that the null world consists of the null individual is just what
one would expect since it is surely possible that there is a single concrete object which has the property of subtractability, and the null individual is that which remains when an object is subtracted from itself.
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D. Eird, t. stoneham Genuine Modal realism and the Empty World
subtracted from itself ’. his is analogous to the deinition of zero in number theory.
More intuitively, it is a part of every object, and this relational property is essential to
it. like spacetime points, the null individual lacks any intrinsic properties.17 since the
null individual has no intrinsic properties, it is abstract, and since it is a part of every
object, every concrete object has an abstract part. and if every concrete object is ‘subtractable’ in the sense speciied in the subtraction argument, it does not follow that all
of its parts are ‘subtractable’, speciically, the part that is the null individual may not
be ‘subtractable’. if the empty world required by metaphysical nihilism consists of the
null individual, then in ‘subtracting’ a concrete object from a world in which it is the
only concrete object, one does not subtract all of its parts – only its concrete parts are
subtracted. his would entail that the null individual is an abstract, necessary existent.
furthermore, if there is more than one object, the null individual is a part of each, and
is thus, like an immanent universal, multiply located.
he null individual also has accidental properties, which either (i) have the form: being
a part of such-and-such object, or (ii) derive from the properties and relations of the
objects of which it is a part. suppose a world consist of two objects, a and b, which are 3
metres apart. in that world the null object has the following accidental properties: it is a
part of a, it is a part of b, (given a ≠ b) it is a part of two objects, it has two occurrences,
it has an occurrence 3 metres from a, it has an occurrence 3 metres from b, it has two
occurrences 3 metres apart, etc. hese accidental properties are obviously extrinsic, so
all of the null individual’s accidental properties are also extrinsic.
now it might be thought that an individual with these characteristics is simply too
weird to be intelligible. his is lewis’s view. he argues that the null individual does not
exist on the basis (i) that there is no good reason for supposing that it does exist, and
(ii) that if it does, it gives rise to unpalatable consequences. hese unpalatable consequences include: that the mereological sum of the null individual and something else
is simply the something else, that everything has a common part with everything else,
and that there is an individual that has no proper parts. lewis writes:
But it is well-nigh unintelligible how anything could behave as the null individual
is said to behave. it is a very queer thing indeed, and we have no good reason
to believe in it. such streamlining as it ofers in mereology – namely, that
intersections of things come out well-deined even when they shouldn’t – can
well be done without. herefore, reject the null individual; look elsewhere for the
null set (lewis 1991, p. 11).
as lewis notes, there are theoretical advantages for postulating the existence of the null
individual for mereology. speciically, if such an individual exists, then mereology is a
17
someone might try to argue that the relational property of being a part of every object is in fact intrinsic because
it is two-way independent of loneliness (as long as it is allowed that lonely objects can have parts), which is the
langton & lewis 1998 deinition of intrinsicness. however, this consequence is best seen as a counterexample to
the langton-lewis deinition (e.g. hawthorne 2001).
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complete Boolean algebra. hus, one might accept the existence of the null individual
on grounds of formal simplicity. But an argument based solely on formal considerations would hardly be persuasive.
a better argument aimed speciically at the genuine modal realist might be this:
he question of whether or not the null individual exists is not settled by GMr
alone. so the genuine modal realist could adopt the existence of the null individual,
which is suicient to give a GMr-acceptable account of the null world and avoid
the (hr) cost of denying metaphysical nihilism. in this way, the genuine modal
realist can accommodate metaphysical nihilism and the intuitions backing the
subtraction argument. so, the genuine modal realist should accept the existence
of the null individual.
But can GMr really accommodate the null individual? Doubts might be raised on the
basis of the following argument:
possible worlds are maximally spatiotemporally interrelated mereological sums
of things. possible worlds do not overlap each other, i.e. possible worlds have
no part in common. if there is a null individual, it is by deinition part of every
world. so, there is no null individual.
hat possible worlds do not overlap is an addition to the set of claims characterising
GMr that we have thus far considered, but it is one that lewis (lewis 1986b, pp. 198209) has argued is essential to GMr. he argues that it is a formal feature of GMr that
prohibits worlds from sharing parts in common. if this argument is sound, then it seems
that GMr must deny the existence of the null individual. and so we would have a case
of the irst aspect of modal theorizing, namely, a theory of the nature of (un)actualized
possibilities, constraining the theorist’s overall ontology, namely, in excluding the null
individual from her ontology. We would also have a case of this irst aspect constraining the second aspect, which is the theory of what kinds of possibilities there are, for if
the theorist’s overall ontology excludes the null individual, then it does not exist in any
possible world, and so could not exist. But it would be too quick, we think, to rule out
the existence of the null individual on the basis of this argument since the reasoning
behind lewis’s prohibition against overlap allows for two exceptions.
he irst case of acceptable overlap is when two worlds share a common part that has
no accidental intrinsic properties. to appreciate this case, we must irst examine lewis’s
argument against overlap. lewis writes:
My main problem is not with the overlap itself. hings do have shared parts
in common, as in the case of the siamese twins’ hand. Given the unrestricted
mereology i favour, sharing of parts is altogether commonplace. indeed, any
part of any world is part of countless mereological sums that extend beyond that
world. But what i do ind problematic – inconsistent, not to mince words – is the
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D. Eird, t. stoneham Genuine Modal realism and the Empty World
way the common part of the two worlds is supposed to have diferent properties
in the one world and in the other. (lewis 1986b, p. 199)
his inconsistency, lewis argues, arises in some cases of overlap, such as a case in which
humphrey is a part of two diferent worlds but has a diferent number of ingers in each
world:
so humphrey, who is part of this world and here has ive ingers on the let hand,
is also part of some other world and there has six ingers on his let hand. Qua
part of this world he has ive ingers, qua part of that world he has six. he himself
– one and the same and altogether self-identical – has ive ingers on the let
hand, and he has not ive but six. how can this be? you might as well say that
the shared hand of the siamese twins has ive ingers as ted’s let hand, but it has
six ingers as ned’s right hand! hat is double-talk and contradiction. here is the
hand. never mind what else it is part of. how many ingers does it have? (lewis
1986b, pp. 199-200)
he problem lewis here raises about overlap turns upon the overlapping objects having
accidental intrinsic properties and thus would not apply to objects which either had no
intrinsic properties or had all their intrinsic properties essentially. since the null individual has no intrinsic properties, the argument, as stated, does not pose a problem for
the inclusion of the null individual in GMr.
however, the argument can be transposed to accidental pure extrinsic properties, that
is properties which hold independently of the intrinsic properties of any objects (see
lewis 2001b, p. 384), such as being 200 miles from london. suppose two objects, Bill
and Ben, both existed at w1 and at w2. at w1, Bill is no more than 3 metres away from
Ben and at w2 Bill is at least 5 metres away from Ben. so now we can ask lewis’s question: here are two objects, Bill and Ben, how far apart are they? again, the answer appears to be ‘double-talk and contradiction’.
as we noted above, the null individual certainly has accidental pure extrinsic properties,
so this version of lewis’s argument would apply. however, allowing the null individual to
exist at more than one world does not generate any more contradiction and double-talk
than allowing it to exist at just one world. for it is part of Bill and part of Ben and also part
of claire, who, in w1, is at least 5 metres from Bill. so in w1, the null individual is multiply
located and thus both at most 3 and at least 5 metres away from Bill. if we can accept multiply located items within a world, then the problem of accidental pure extrinsics does not
arise. his suggests that the null individual is an example of the second case of acceptable
overlap, namely the trivial overlap of immanent universals.
in the initial section of the irst chapter of On the Plurality of Worlds, namely, ‘he
hesis of plurality of Worlds’, and in the paragraph where lewis deines ‘modal realism’, when he should have been most careful about exactly what GMr involves, lewis
characterises worlds in the following way:
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hey are isolated: there are no spatiotemporal relations at all between things that
belong to diferent worlds. nor does anything that happens at one world cause
anything to happen at another. nor do they overlap; they have no parts in common,
with the exception, perhaps, of immanent universals exercising their characteristic
privilege of repeated occurrence. (lewis 1986b, p. 2; emphasis added)
in what should have been his most carefully considered statement of GMr, lewis allows that worlds can overlap, in what might be regarded as a trivial manner: if there
are immanent universals, then they are trivially part of many worlds in virtue of having
instances at those worlds. in previous work, lewis (lewis 1983) gives reasons for adding universals to his ontology, so combining modal realism with a theory of universals
must have been a live possibility for him. he later (lewis 1986a) rejects universals, but
this rejection should not be taken to imply that GMr cannot accommodate universals,
since the genuine modal realist can allow for a trivial overlapping of worlds. in his
(lewis 2001a, p. 604), lewis reiterates that the genuine modal realist can admit universals into her ontology, and clariies his claim that worlds do not overlap as the prohibition against worlds having particular parts in common. now is the null individual a
particular or a universal? in many ways it seems to be a particular, since its relation to
other particulars is the part-whole relation not the instantiation relation, which is why
it is called the ‘null individual’, but it also shares with immanent universals the properties of being intuitively abstract, multiply located and trivially part of more than one
world. his seems to be a case where the particular/universal distinction is not sharp
enough to do independent philosophical work. in any case, even if the null individual’s
being trivially part of every world is not seen to be analogous to immanent universals
being trivially part of multiple worlds, the null individual’s being part of every world
presents no diiculty for the genuine modal realist since it has no intrinsic properties,
and its accidental extrinsic properties do not vary across worlds in ways that they cannot also vary within a world, as discussed above. hus, there is no argument against the
null individual even from the augmented characterisation of GMr considered here,
and argument B serves to show that GMr can avoid the (hr) cost of denying metaphysical nihilism.
if the genuine modal realist accepts this account of the null world, as a world consisting
of the null individual, a theory which we shall abbreviate as ‘GMr+ni’ then a certain
consequence concerning the nature of possible worlds follows. to begin, just as the null
individual is abstract, so is the null world: it consists of nothing but the null individual
which lacks any intrinsic properties, so the null world lacks any intrinsic properties;
hence it too is abstract. furthermore, if all worlds are of the same ontological type,
then all worlds are abstract. his ruling goes against the received view that on GMr
all worlds are concrete. But lewis (lewis 1986b, p. 81) himself is ‘reluctant’ to endorse
the argument that if all worlds are of the same ontological type and the actual world
is concrete, then all worlds are concrete, because it is not clear to him ‘what philosophers mean when they speak of “concrete” and “abstract” in this connection’. Given
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D. Eird, t. stoneham Genuine Modal realism and the Empty World
the conception of the abstract/concrete distinction that we have been using, we should
not be surprised to ind that it is a little unclear whether possible worlds are abstract
or concrete. for do they have spatial locations? all their parts do, but there does not
seem to be any sense to be made of the claim that the possible world itself has a location in space and time, as opposed to an extent and a duration. But if we want to save
the intuition that the actual world is concrete, not abstract, we can deine a notion of
concreteness called ‘concrete*’ whereby something is concrete* if either it is concrete
or it has concrete parts. hen we could say that no worlds are concrete, but some, in fact
the overwhelming majority, are concrete*. We should note that exactly the same issues
will arise with GMr+stp.
6. A third way?
at this point someone might wonder what all the fuss is about. Both GMr+stp and
GMr+ni make GMr consistent with metaphysical nihilism by allowing a world which
is composed entirely of abstract objects, in one case spacetime points and in the other
the null individual. But if metaphysical nihilism only requires there to be no concrete
objects, why not say that the empty world is composed of such common-or-garden
abstract objects as numbers and pure sets? in particular, if GMr+ni is acceptable, then
worlds can be composed of abstract objects with no spatiotemporal location, so the
obvious reason to exclude a world consisting solely of numbers and sets will not do.
But there is an important diference. he numbers and sets which might populate the
empty world are not part of the mereological sums which, according to GMr, are the
actual world and the other non-empty possible worlds. Everything which is ‘part of our
world’ must ‘exist at some distance and direction from here, or at some time before or
ater or simultaneous with now’ (lewis 1986b, p. 1). numbers and abstract sets fail to
meet this condition and thus fail to be part of this world. so we cannot use the principle
of recombination to argue that a mereological sum of numbers and sets is a possible
world. in contrast, both spacetime points and the null individual are part of this world,
and thus sums consisting of just those things count as worlds. hus there is no GMrpossible world consisting of just numbers and sets, but there are GMr-possible worlds
consisting of just the equally abstract spacetime points or null individual.
7. he time to choose
having outlined GMr+stp and GMr+ni we can see that GMr is consistent with
metaphysical nihilism and with its denial. since we think there is a good reason to accept metaphysical nihilism, we think the genuine modal realist should choose between
these two extensions of his theory. he correct method here is to weigh the costs of
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EuJap Vol. 1 no. 1 2005
each theory. to begin, they both agree that the empty world is not absolutely empty, it
contains an abstract object: on GMr+stp, the null world contains spacetime point(s),
and on GMr+ni it contains the null individual. here is where the agreement ends. as
outlined above GMr+stp entails two (hr) costs: that there necessarily exist spacetime
points and either that spacetime is necessarily absolute or necessarily dense (or the
weaker, conditional versions of these claims). GMr+ni entails an (or) cost, because
it postulates the null individual which is not required by GMr+stp, and an (hr) cost,
because the null individual is a necessary existent. We argued above that, for a genuine modal realist, (hr) trumps (or), so it would seem that there are methodological
reasons to prefer GMr+ni. furthermore, as noted above, the fact that there is an epistemic possibility that the questions of the absoluteness and density of spacetime are
empirical makes the (hr) costs of GMr+stp rather high. in contrast, it is fairly clear
that the existence of the null individual is an a priori matter. of course, if one had independent reasons to believe in necessarily absolute or dense spacetime, then one would
have already paid the costs of GMr+stp. Equally, if one had independent reasons to
believe in the null individual, one would have paid the costs of GMr+ni. But considered entirely on their own merits, GMr+ni is the better theory. 18
18
he authors would like to acknowledge support from the arts and humanities research council for a research
leave award (stoneham) and from the university of york for an anniversary lectureship (Eird). We would like
to thank audiences at a Modality Workshop at the arché research centre in st. andrews, the university of Keele
and the university of york where portions of this paper were presented. he authors are grateful to John Divers
and Gonzalo rodriguez-pereyra for helpful discussions on the material presented here.
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D. Eird, t. stoneham Genuine Modal realism and the Empty World
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received: June 4, 2005
accepted: august 8, 2005
Department of philosophy, university of york
york yo10 5DD, uK
David Eird
[email protected]
tom stoneham
[email protected]
37