Journal of Nuclear Medicine, published on March 17, 2010 as doi:10.2967/jnumed.109.066076
Positron Emission Tomography in
Schizophrenia: A New Perspective
Neva H. Patel1, Nora S. Vyas2,3, Basant K. Puri3,4, Kuldip S. Nijran1, and Adil Al-Nahhas5
1Radiological
Sciences Unit, Imperial College Healthcare NHS Trust, London, United Kingdom; 2Division of Psychological
Medicine and Psychiatry, NIHR Biomedical Research Centre for Mental Health, Institute of Psychiatry, King’s College London,
London, United Kingdom; 3Department of Imaging, Hammersmith Hospital, Imperial College London, United Kingdom; and
4University of Limerick, Limerick, Ireland; 5Department of Nuclear Medicine, Imperial College Healthcare NHS Trust, London,
United Kingdom
PET is an important functional imaging technique that can be
used to investigate neurotransmitter receptors and transporters
directly by mapping human brain function. PET is increasingly
being used greatly to advance our understanding of the neurobiology and pathophysiology of schizophrenia. Methods: This
review focuses on the use of PET tracers and kinetic modeling
in identifying regional brain abnormalities and regions associated
with cognitive functioning in schizophrenia. A variety of PET
tracers have been used to identify brain abnormalities, including
11C, 15O-water, 18F-fallypride, and L-3,4-dihydroxy-6-18F-fluorophenylalanine (18F-FDOPA). Results: Some studies have used
compartmental modeling to determine tracer binding kinetics.
The most consistent findings show a difference in the dopamine
content in the prefrontal cortex, anterior cingulate gyrus, and hippocampus between healthy controls and patients with schizophrenia. Studies also show a higher density of D2 receptors in
the striatum and neural brain dysconnectivity. Conclusion: Future investigations integrating clinical, imaging, genetic, and
cognitive aspects are warranted to gain a better understanding
of the pathophysiology of this disorder.
Key Words: positron emission tomography; schizophrenia;
genes; cognition; COMT; dopamine; prefrontal cortex
J Nucl Med 2010; 51:511–520
DOI: 10.2967/jnumed.109.066076
P
ET is a functional neuroimaging tool. In recent years, it
has been used to determine the distribution of important
neurotransmitters in the human brain. Compared with other
functional imaging techniques, PET enables changes in the
distribution of tracer activity to be assessed qualitatively
and quantitatively. In contrast, functional MRI is noisy and
leads to signal distortion from nearby tissues, affecting
quantitative assessment. PET has therefore been used to
gain insight into neurochemical pathways (1,2). Patients
with schizophrenia show heightened dopaminergic transmission leading to synaptic dysregulation (3,4), which is
associated with positive symptoms (5–7). Kapur (8)
Received Jun. 24, 2009; revision accepted Dec. 21, 2009.
For correspondence or reprints contact: Neva H. Patel, PhD, Radiological
Sciences Unit, Hammersmith Hospital, Du Cane Rd., London, W12 0HS,
U.K.
E-mail:
[email protected]
COPYRIGHT ª 2010 by the Society of Nuclear Medicine, Inc.
suggested that this is more likely a result of presynaptic
dysregulation than increased dopamine receptors. PET and
SPECT use tracers that specifically bind to receptors that
can be used to measure changes in receptor occupancy.
PET has provided useful insights into the pathophysiology of schizophrenia that have recently led to an upsurge in
research interest. We introduce briefly the concept and
basic principles of PET. Studying dopaminergic imbalances
in schizophrenia requires an in-depth insight into other
associated factors. We therefore provide an overview on
schizophrenia. This background will prove useful as a basis
for understanding subsequent sections, which discuss the
use of PET to identify regional brain abnormalities in
schizophrenia. We provide an integrative review of the
leading ideas that use PET to detect neural activity and
changes in cognitive activation paradigms.
PRINCIPLES OF PET/CT
PET facilitates the assessment of cerebral metabolic
activity and blood flow and identifies the activation of
dopaminergic pathways using specific tracers and neurotransmitter receptor function. These tracers emit positrons
that interact with nearby electrons, producing g-photons
that are detected by scintillation crystals in the scanner,
producing an image of tracer uptake.
Dopamine receptor function studies involve the injection
of a radiolabeled tracer having high affinity and specificity
for a specific receptor. Quantification is based on the
amount of receptor binding over time. This technique can
also be used to observe the effects of drugs on the binding
efficiency of brain dopamine receptors. The data can also
be used to determine the degree of receptor occupancy and
drug uptake time, which may help determine the optimum
dose. It is also possible to create a detailed map of motor
function or cognitive processes of the brain while an
individual is undergoing a cognitive task ‘‘online.’’
OVERVIEW OF SCHIZOPHRENIA
Schizophrenia is a severe and complex brain disorder.
The lifetime prevalence is around 1.4–4.6 per 1,000 and the
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annual incidence between 0.16 and 0.42 per 1,000 (9). It
afflicts almost 1% of the world’s population, is the seventh
most costly medical illness in our society (10), and ranks
ninth in global burden of illness (11,12). Schizophrenia
typically has an onset in late adolescence or early adulthood and is characterized by positive and negative symptomatology together with defects of psychosocial and
cognitive functioning (13). The clinical diagnosis is based
on the DSM-IV-TR of the American Psychiatric Association (14), which requires patients to present with core
symptoms for at least 1 month.
Symptoms vary over the course of the illness but broadly
fall into 4 phases (premorbid, prodromal, residual, and
active). The prodromal and residual phase symptoms are
½Fig: 1 relatively mild forms of the active phase (Fig. 1).
Cognitive Deficits
Cognitive dysfunction is a recognized feature in schizophrenia. Patients perform 1.5–2.0 SDs below the normative
mean of healthy age-matched individuals (15), with differential impairment in verbal learning and memory function
up to 3 SDs (16–18). Neurocognitive deficits occur independently of antipsychotic treatment (17) and are not
necessarily associated with psychotic symptoms (19,20).
Cognitive deficits appear to be a primary predictor of
functional outcome (21,22). Cognitive impairments are
relatively stable across all domains (23) and do not
fluctuate in accordance with clinical symptom change (16).
Neurodevelopmental and Genetic Influences
The original neurodevelopmental model proposed that
disruptions in the central nervous system during ontological
development (second or third trimester) interact with
normal brain maturational events and may result in structural brain abnormalities that cause symptomatology (24).
Recent formulations have integrated biological and environmental factors that may influence brain development
RGB
FIGURE 1. Course of illness and clinical phases of
schizophrenia. (Courtesy of Dr. Nora S. Vyas, PhD, 2008,
Institute of Psychiatry, King’s College London, U.K.)
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during adolescence (25,26). Schizophrenia has a strong
genetic predisposition, with heritability estimates of approximately 80% (27,28).
It is well established that schizophrenia has a multifactorial basis whereby the additive actions of several genes of
small effect combined with the effects of noninherited
factors (environmental risk indicators) contribute to increased liability to the disorder (29). Several genes associated with schizophrenia seem to have a functional role over
the life span (27). Evidence from linkage studies favors
disrupted-in-schizophrenia-1 (30,31), neuregulin-1 (32,33),
and dysbindin (34,35) as the most promising candidate
genes for schizophrenia (36). Some neurochemical genes
associated with dopamine regulation, such as the catecholO-methyltransferase (COMT) gene (37,38), have been
associated with performance during prefrontal-mediated
working memory tasks (39–43). Several genes are involved
in other neurotransmitter pathways. More recently, technologic advances have shown that copy-number variants
(CNVs) could be important in disease pathogenesis (44).
CNVs are DNA segments (.1 kilobase) that are at the rare
(e.g., 1/500 patients) end of the disease spectrum and are
commonly a duplication or deletion with frequencies of
more than 1%. Two CNVs have been found to be associated
with increased risk: deletions at 1q21.1 and 15q13.3 (45).
Higher burdens of deletions have been identified in childhood-onset schizophrenia (20%) than in adult-onset cases
(15%) and healthy controls (5%) (45). Evidence suggests
that several CNVs may be linked with increased susceptibility to schizophrenia. There is urgency for the replication
of such findings to strengthen the evidence for the association with CNVs and schizophrenia.
NEUROCHEMICAL FINDINGS
Dopamine Hypothesis
The reformulated dopamine hypothesis suggested that
striatal hypodopaminergia was associated with negative
symptoms and striatal hyperdopaminergia with positive
symptoms, such as hallucinations and delusions, and
antipsychotic treatment response (24,46). The hypothesis
was driven by the discovery that all typical antipsychotic
medications are dopamine receptor antagonists and that
amphetamines (known dopamine-releasing agents) can
induce paranoid psychotic features. Volkow et al. (47)
reviewed the dopamine hypothesis.
A further revision of the dopamine hypothesis, based on
findings stemming from imaging studies identifying brain
anatomic and connectivity abnormalities, cognitive impairments, molecular genetics, and the influence of environmental risk factors, has provided vital insights into the
dopamine pathways (48). Positive symptoms are considered
to be a result of the increased subcortical release of
dopamine causing greater stimulation of D2 receptors
(D2Rs); therefore, the primary target of many antipsychotic
drugs is antagonism at striatal D2Rs. Cognitive deficits and
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negative symptoms are resistant to treatment by most
typical antipsychotic drugs and arise from reduced D1
receptor (D1R) stimulation (49). The distribution of D2Rs
½Fig: 2 in specific brain regions has been noted (Fig. 2) (50). An
association of D2Rs and cognitive processes has been
demonstrated.
PET findings on drug-naı̈ve schizophrenia patients have
reported inconsistencies in D1R binding and cognitive
functioning. Some studies have shown a decrease in prefrontal D1R binding (51), whereas others have shown an
increase in D1R binding (49) or reported no differences
between patients and controls (52). A few have shown
a relationship between D1 dysfunction and working memory performance in medication-naı̈ve patients. However,
the findings have been inconsistent. The variability in the
findings may result from the way different radioligands are
metabolized.
D1Rs appear to provide a permissive role for the action
of dopamine agonists on D2Rs (53). Neuronal presynaptic
sites can be labeled with probes for the dopamine transporter, and the postsynaptic sites can be labeled with D1R
or D2R probes, with synapses being measured by the
displacement of receptor tracers by dopamine.
Kapur (8) proposed that increased dopaminergic neurotransmission is a state of dysfunction associated with
positive symptomatology and suggested that during the
late adolescence period patients develop abnormalities in
the formation of the dopamine system that do not synchronize with normal stimuli and lead to an exaggerated release
of dopamine. This has been supported by other groups
(54,55).
Abi-Dargham et al. (3) measured striatal D2Rs with
a D2R antagonist in 18 untreated patients and 18 controls.
Previously, no difference has been seen between these 2
groups. Differences were apparent only when the participants were depleted of dopamine by 75%. The study
suggests that patients with schizophrenia have a greater
occupancy, and presumably simulation of D2Rs by dopamine, with patients having the most overactive dopamine
system responding best to drugs. The low concentration of
D2Rs in extrastriatal regions has limited the use of PET in
D2 measurement.
To extend the dopamine hypothesis, Kapur et al. (56)
combined the biological role of dopamine and a theory on
motivational salience, whereby apparently neutral events or
stimuli grab the attention because of their association with
rewards and aversions (reinforcement), leading to goalspecific behavior because of striatal dopamine release
(57,58). Therefore, increased dopamine release, which
occurs in acute psychosis (3), leads to the assignment of
increased attention and excessive reinforcement (or salience) to relatively innocuous stimuli. Delusions are then
an attempt to resolve the imbued conflicting and confused
state of mind (59). In the context of the development of the
full-blown illness, dopamine is ‘‘the wind of the psychotic
fire’’ (60).
RGB
FIGURE 2. Distribution of D2Rs in human brain (transaxial
PET image using 11C-FLB 457). Colors represent amount of
dopamine binding, with red as high and blue as low. High
bindings are found in striatum, intermediate bindings in
thalamus, and low bindings in cortex. (Reprinted with
permission of (50).)
Dopamine transmission is important in cognitive performance. Severe spatial working memory impairments result
from prefrontal cortical dopamine depletion cortex (61).
Arnsten (62) suggested an inverted-U curve relationship of
D1R activation and prefrontal function, whereby excessive
or insufficient dopamine levels are associated with impaired
working memory performance. The administration of
a D1R agonist improves performance in rats that initially
showed poor attentional ability, whereas no amelioration
occurs in rats with good performance (63). The administration of a D2R agonist improves cognitive abilities in
humans with low basal memory but shows impairments in
performance in individuals with high basal memory capacity (64). A possible explanation for changes associated with
dopaminergic hypofunction or hyperfunction may be offered by the finding that those with COMT Val158
homozygosity demonstrate suboptimal prefrontal cortex
(PFC) dopamine activity, whereas COMT Met158 homozygotes show an intermediate PFC dopamine state. Amphetamine treatment differentially affects the COMT
Val158Met gene, whereby Val158 homozygotes show
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improved performance on PFC-related cognitive tasks and
thus PFC efficiency. Met158 homozygotes, however, show
impairments in PFC function resulting from superoptimal
dopamine levels (65). Thus, prefrontal function, dopamine
D1 activation, and basal activity are related (66,67).
Subsequent PET studies have shown that schizophrenia
is associated with heightened presynaptic striatal dopamine
synthesis and storage (68,69). The administration of amphetaminelike drugs causes an increase in striatal dopamine
in schizophrenia (70,71), leading to a change in the specific
binding of the D2/D3 PET ligand in drug-free and drugnaı̈ve patients but only when patients are acutely symptomatic and not during remission. D2R densities are increased
in schizophrenia, but antipsychotic treatment is a confounder
(72).
5-Hydroxytryptamine Receptor Type 2A (5-HT2AR) and
Schizophrenia: PET Studies
Serotonin (5-HT) is a neurotransmitter that occupies
a unique place in neurobiology because of its role in several
physiologic processes. Serotonin has been implicated in
a wide range of central nervous system functions including
sleep, pain reception, sexual behavior, thermoregulation,
hormone secretion, appetite, and cognitive function and the
modulation of responses to stress and anxiety.
Over half a century ago, the biochemists Dilworth
Wayne Woolley and Elliott Shaw, who had performed
seminal work on serotonin (also known as enteramine at
that time), suggested that on the basis of infra-human
animal laboratory studies changes in central serotonergic
pathways were likely to be germane to schizophrenia and
that, therefore, serotonergic pharmacologic human trials in
schizophrenia were indicated (73). In addition, serotonin
was initially considered to be important in schizophrenia
because of the effects of atypical antipsychotics on serotonin receptors and the psychotogenic effects of LSD. Postmortem human studies have demonstrated decreased
cortical 5-HT2AR in schizophrenia, although to date there
are no converging data to support a particular allelic variant
of this receptor as being etiologic (74). Using single-point
saturation analyses to estimate the total number of 3Hketanserin binding sites in tissue sections, Dean et al. have
recently found evidence consistent with the hypothesis that
apparent decreases in 5-HT2AR in schizophrenia are the
result of altered levels of a regulatory factor (or factors) that
modulates the binding of ligands to the 5-HT2AR; separating the membrane and cytosol removes this regulatory
control (75). Furthermore, a significant interaction has been
reported in schizophrenia between the Val66Met brainderived neurotrophic factor and 5-HT2AR T102C polymorphisms and visual attention (76). On the basis of this
evidence, and given the availability of suitably selective
radioligands, it is clearly apposite to perform 5-HT2A PET
studies in this illness (4,6). 5-HT2AR PET radiotracers with
appropriate in vivo properties include 18F-setoperone (77),
18F-altanserin (78), and 11C-MDL 100 907 (79).
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Trichard et al. (80) compared cortical 5-HT2AR density
using 18F-setoperone PET in antipsychotic-free or antipsychotic-naı̈ve schizophrenia patients and healthy controls;
no significant group difference was observed in whole or
regional radiotracer cortical binding potential. Lewis et al.
(81) reported similar results with 18F-setoperone PET.
Verhoeff et al. (82) have criticized these studies on the
grounds that the predefined regions of interest (ROIs) were
observer-dependent, with much of the brain left unexplored; these authors performed a similar study, with
the data being analyzed on a voxel-by-voxel basis, the
5-HT2AR binding potential being determined for each voxel
using the pseudoequilibrium ratio method on PET data
obtained 65–90 min after the radiotracer bolus injection.
Again, no significant between-group differences were
found. Furthermore, no significant correlations were observed between any of 5 factors (negative, positive,
activation, dysphoric, and autistic preoccupation) derived
from the positive and negative syndrome scale for typologic
and dimensional assessment (83) and 5-HT2AR binding
potential (82). However, using 18F-setoperone PET to study
6 antipsychotic-naı̈ve schizophrenia patients and 7 healthy
controls, Ngan et al. (84) have reported results consistent
with postmortem findings. A nondirected voxel-based
analysis of the entire search volume showed that 5-HT2AR
binding potential in the frontal cortex was significantly
smaller in schizophrenia; this smaller binding potential is
likely to have been present at illness onset, before antipsychotic exposure (84).
5-HT2A PET studies have yielded valuable data on
antipsychotic drug binding to cortical 5-HT2AR. Trichard
et al. (85) used 18F-setoperone PET to compare the binding
of therapeutic doses of chlorpromazine, clozapine, and
amisulpride. A dose-dependent decrease in the number of
available cortical binding sites for 18F-setoperone was
found in the chlorpromazine group; for the highest dose,
there was a virtual lack of sites available for binding. A low
percentage of available binding sites was also found in the
clozapine-treated patients at all doses; no significant binding of amisulpride was detected. These findings suggest
a high level of 5-HT2A blockade with both the archetypal
atypical antipsychotic clozapine and the high doses of the
archetypal typical antipsychotic chlorpromazine (85). Although amisulpride has no 5-HT2A blockage efficacy, it is
still an effective antipsychotic medication. To study the
binding characteristics of the atypical antipsychotic quetiapine, patients were treated with different quetiapine doses
and 11C-raclopride and 11C-N-methylspiperone PET used to
study cortical D2 and 5HT2A occupancies, respectively
(86); a pattern of high 5HT2AR and lower D2R blockade
occurred. Similarly, an 11C-raclopride and 18F-setoperone
PET study of the atypical antipsychotic ziprasidone in
schizophrenia or schizoaffective patients showed greater
5HT2AR than D2R occupancy at therapeutic doses (87).
PET has been used to examine other serotonin receptors
(such as 5HT1A) (88) and transporters (89).
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PET IN IDENTIFICATION OF REGIONAL BRAIN
ABNORMALITIES IN SCHIZOPHRENIA
Use of Imaging
A variety of PET tracers has been used to identify brain
abnormalities.
11C Studies. The PFC and striatum play an important role
in schizophrenia (51). They highly express D1 and D2
receptors, respectively. Other regions that play a part do not
contain D2Rs but do contain a substantial number of D1Rs
in specific regions such as the cingulate gyrus, temporal
cortex, amygdala, and hippocampus (90). Okubo et al. (51)
used 11C PET to map D1/D2 receptors in the human brain.
They found no differences in the striatum in schizophrenia
patients, compared with control subjects, but reduced prefrontal cortical D1R signaling was observed in those with
schizophrenia. Lindström et al. (7) reported heightened
dopamine synthesis in the medial PFC and striatum in
patients with schizophrenia, compared with controls (Fig.
½Fig: 3 3). A recent metaanalysis showed a small but significantly
heightened level of striatal D2Rs in unmedicated patients
(91).
18F-Fallypride Studies. 18F-fallypride or 11C-fallypride is
a dopamine receptor ligand with high affinity and specificity (92). PET 11C studies show a decline in D1R binding
potential of 7%29% per decade in the putamen, caudate
nucleus, frontal cortex, and occipital cortex (93).
Buchsbaum et al. (94) coregistered 18F-fallypride PET
and MRI in drug-naı̈ve schizophrenia and matched controls. Schizophrenia was associated with reduced extrastriatal D2R/D3R availability in the thalamus, amygdala,
cingulate gyrus, and temporal cortex, with the largest
reduction occurring in the thalamus, which contains
10 times fewer D2Rs than does the striatum (95). PFC
RGB
FIGURE 3. Patlak slope images of schizophrenia patients
(n 5 12) (left) and healthy volunteers (n 5 10) (right). Images
were averaged over all subjects in each group after
matching images to standard stereotactic brain atlas. The
following anatomic structures are outlined by color code:
yellow 5 outline of brain, caudate nucleus, and putamen;
white 5 Brodmann area 10 (prefrontal cortex); black 5
Brodmann areas 21, 22, and 37 (temporal cortex); and red 5
Brodmann area 24 (caudal medial prefrontal cortex).
(Reprinted with permission of (7).)
neurons express 4–7 times more D1Rs than D2Rs in
schizophrenia (93). The latter group showed that there is
a high correlation between task and thalamic dopamine
released, indicating extrastriatal dopamine involvement in
normal cognition and neuropsychiatric disorders.
L-3,4-Dihydroxy-6-18F-Fluorophenylalanine (18F-FDOPA)
Studies. Since its introduction by Garnett et al. (96,97),
18F-FDOPA has been used to study presynaptic dopamine
metabolism in neuropsychiatric disorders. It is taken up by
presynaptic monoaminergic neurons and decarboxylated
to 18F-flourodopamine, which is taken up and stored in
nerve terminal vesicles. Reith et al. (5) showed increased
18F-FDOPA decarboxylase activity in the neostriatum in
schizophrenia. Firnau et al. (98) showed increased
18F-FDOPA uptake in the PFC and anterior cingulate in
humans. Hietala et al. (6) demonstrated increased
18F-FDOPA uptake in the putamen and caudate in drugnaı̈ve schizophrenia patients.
Neuroleptics can highlight changes in the expression of
dopamine receptors in the basal ganglia and dopaminergic
systems. Medication-free schizophrenia patients show reduced 18F-FDOPA uptake in the ventral striatum and
increased uptake in the posterior cingulate (99).
Graphical Analysis
Compartmental analysis can be used when determining
tracer binding kinetics (100). It models tracer uptake by
separating the effects of transport from those of receptor
binding by creating linear plots and solving differential
equations that represent the latter. The plot slope approximately equates to the distribution volume and plasma
contribution and is related to the number of tracer binding
sites. Model parameters are determined by fitting the
models to the PET data collected using several assumptions
and approaches. Graphical models can be created for both
reversible and irreversible tracers. The models used to
describe uptake and binding of PET tracers can consist of
2 or more compartments, with transfer constants describing
the uptake and reversibility of the tracer (Fig. 4). The ½Fig: 4
models for reversible and irreversible tracers differ in that
the final compartment of the model for irreversible tracers
has transfer constants such that the binding of the tracer to
the receptor or bound tissue (k3) is nonzero and the
FIGURE 4. Three-compartment model for reversible or
irreversible tracers. For irreversible tracers, transfer constant
K4 5 0.Transfer constants K1, k2, k3, and k4 describe uptake
between plasma and free tissue, free tissue to plasma,
binding of tracer to receptor or bound tissue, and dissociation from specific binding, respectively.
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dissociation from the specific binding (k4) is zero, because
irreversible tracers are trapped during scanning.
18F-Fallypride Studies. Dopamine receptors in schizophrenia have been investigated using 18F-fallypride.
Mukherjee et al. (101) studied D2R and D3R distribution
in healthy unmedicated, caffeine-free (for at least 4 h)
volunteers using 18F-fallypride PET and coregistered MR
images. Images were corrected for subject motion by
realignment of the dynamic PET datasets to a reference
summed image (102). The PET data were then analyzed
using graphical methods, with the cerebellum as a reference
region because it has minimal specific binding to dopaminergic sites. Time–activity curves and a pixel-by-pixel
parametric image of the distribution volume ratio using
an ROI-based approach were created (103). The highest
concentration was found in the putamen, followed by (in
descending order) the caudate, thalamus, amygdala, substriatal region, hippocampus equal to temporal cortex, and
orbitofrontal cortex (lowest concentration). There was
a greater than 10% decrease in 18F-fallypride binding per
decade, which is in line with previous studies (104,105) and
may result from progressive-free radical change, loss of
proteins because of inefficient recycling, and cell death
½Fig: 5 (Fig. 5) (106).
15O-Water Studies. Andreasen et al. (107) studied a group
of patients with schizophrenia undergoing 15O-H2O PET to
examine putative cognitive deficits. The fraction of radioisotope in arterial plasma was fitted to a biexponential
function and used to correct the plasma-measured input
function for blood-borne metabolites. Two tasks were
performed to determine whether brain abnormalities were
intrinsic or secondary to task performance. In the first task
(practical recall), the neural simulation would be equivalent
to that of healthy volunteers, and in the second (novel
recall) these would differ. PET showed the presence of
a prefrontal–thalamic–cerebellar network that is activated
in controls but dysfunctional in schizophrenia, suggesting
cognitive dysmetria (the inability to receive and process
information rapidly and effectively); patients have complex
circuits that may display varying patterns of disruption
depending on the task.
RGB
FIGURE 5. 18F-fallypride PET–MR coregistered images
showing head of caudate, putamen, and tail of caudate.
(Reprinted with permission of (101).)
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Studies. 18F-FDOPA has been used to investigate presynaptic striatal dopaminergic function in
neurologic disorders. Compartmental modeling helps to
distinguish controls from patients with neurologic disorder.
Kawatsu et al. (108) compared different analysis methods
for irreversible and reversible tracer kinetic models. Logan
analysis (103,109) more accurately represents tracer modeling in tissues with no irreversible components (e.g.,
the reference tissues), compared with Patlak analysis
(110,111), which assumes there is an irreversible compartment. Also, Logan analysis is theoretically more stable
during short scan times in dynamic studies, providing
accurate quantification for dynamic 18F-FDOPA data.
Patlak analysis was used with ROI analysis by McGowan
et al. (68) to show increased presynaptic striatal 18FFDOPA uptake and decreased prefrontal cortical uptake
in medicated schizophrenia patients. Studies on medicated
patients elucidate the effects of medication on decarboxylase activity, which influences the rate of dopamine
synthesis (112). This regional dopamine dysfunction has
previously been shown in unmedicated schizophrenia
patients (49,51).
More recently, Howes et al. (113) used 18F-FDOPA to
investigate a putative association between striatal dopaminergic function, symptomatology, and neuropsychologic
functioning using Patlak analysis. Patients with prodromal
schizophrenia symptoms showed heightened striatal 18FFDOPA uptake, which gradually reached the level in those
with schizophrenia. Increased striatal dopamine uptake
positively correlated with severity of prodromal symptom
and performance on neuropsychologic tasks.
18F-FDOPA
PET IN IDENTIFICATION OF BRAIN REGIONS
ASSOCIATED WITH COGNITIVE FUNCTIONING
Cognition is considered an extension of the clinical
phenotype of the schizophrenia syndrome (23,114). Studying the relationship between specific brain abnormalities
and cognitive functioning in schizophrenia can enable us to
identify abnormal regions and neurocircuitry. Frith (115)
modeled cognitive processes in schizophrenia using PET
studies showing regional cerebral blood flow differences.
Brain metabolism and function are used to assess
functional changes associated with the dopaminergic system. Cerebral blood blow is often used to index brain
function. Increased motor function is associated with increased regional cerebral blood flow, mapped using a PET
tracer specifically water-labeled with 15O. PET allows
detailed mapping of motor function or cognitive processes
such as language, attention, memory, and emotion. Regions
activated during specific tasks have increased radionuclide
uptake. These images are quantified by drawing ROIs
around activated regions and comparing psychiatric disorders and controls. Using 15O-water PET, Crespo-Facorro
et al. (116) investigated cognitive dysmetria in medicationfree schizophrenia patients and controls by examining verbal learning and recognition. During recall of well-learned
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word lists, schizophrenia patients did not show activation in
cortical–cerebellar–thalamic–cortical circuitry.
Neuroleptics may lead to emotional changes in schizophrenia patients. Paradiso et al. (117) performed 15O-water
PET studies on patients who were antipsychotic-free for at
least 3 wk. They were exposed to pleasant and unpleasant
stimuli. They showed no activation in the PFC and decreased thalamic and cerebral blood flow, suggesting
dysfunctional connectivity.
Hypofrontality is an abnormality in brain function in
which there is reduced activation in the frontal (especially
prefrontal) cortex. Weinberger et al. (118,119) showed that
patients were hypofrontal (independent of medication
effects) during performance on the Wisconsin card sorting
test (WCST), a measure of executive function and problemsolving ability that assesses prefrontal cortical functioning.
Numerous resting-state studies in schizophrenia have
shown hypofrontality, particularly in chronic schizophrenia
(120), and in psychomotor syndrome (121,122). Frontal
activation is associated with cognitive performance.
Fletcher et al. (123) used the California verbal learning
test to show reduced frontal activation, and therefore
impaired performance, during a high-processing load subtest. Similarly, some studies (124,125) have reported that
reduced frontal activation in schizophrenia during a working
memory task (n-back task) occurs only when there is high
memory load and impaired performance. These studies
indicate the importance of task difficulty on frontal lobe
activation in schizophrenia.
The dorsolateral PFC plays a role in resolving conflict
between competing responses (126). Reduced dopaminergic activity may contribute to impaired activity or function
in schizophrenia. For instance, Weinberger et al. (119)
showed a correlation between impaired prefrontal activation during the WCST and low cerebrospinal fluid homovanillic acid (a dopamine metabolite). Amphetamines
(indirect dopaminergic agonists) can, at least to some
extent, help reverse poor frontal activation to WCST
(127). Specific genes for schizophrenia also play a role,
whereby those with slower dopamine catabolism (because
of COMT variation) have a more efficient prefrontal
response (39). Recently, however, hypofrontality has been
considered an inconsistent finding that varies with task and
symptomatology (128). Hypofrontality is present at rest and
results in reduced activation of the frontal regions
(129,130).
Several studies have investigated the association between
the PFC and performance on executive functioning and
attention tasks. Andreasen et al. (122) showed decreased
prefrontal activation using SPECT in patients with predominantly negative symptoms with the Tower of London
paradigm. Heckers et al. (131) identified changes in
episodic memory in schizophrenia, suggesting that during
these tasks patients have normal dorsolateral PFC functioning but reduced hippocampal activation. Christian et al.
(132) reported a positive correlation between performance
on a spatial attention task and dopamine release in the
thalamus.
DISCUSSION
The dopamine hypothesis explains how an individual
with neurodevelopmental deviance, or an isolated adolescent with bizarre ideas, transforms into an actively psychotic individual. Converging lines of evidence suggest
dopamine dysregulation in schizophrenia (3,60,133).
PET tracers used to identify brain abnormalities include
11C PET, 15O-water, 18F-fallypride, and 18F-FDOPA. Some
tracers used in PET neuroimaging require radioactive
isotopes of short half-lives, therefore requiring a cyclotron
close by. Also, the radiation dose may restrict repeated
scanning. Some studies used compartmental modeling to
determine tracer binding kinetics. These studies show
increased dopamine content and higher D2R density in
schizophrenia.
PET has identified regions associated with cognitive
functioning in schizophrenia. Earlier human PET studies
focused on the relationship between dopamine neurotransmission and cognitive functioning while patients were in
states of acute or florid illness. One such study showed
a positive correlation between working memory and blood–
brain 18F-FDOPA clearance in schizophrenia (69); heightened striatal 18F-FDOPA use in patients also occurred (5,6).
PET allows the assessment of brain receptor binding and
mapping of regional cerebral blood flow and glucose
metabolism during cognitive activation. 15O-water studies
(116) showed a significant variation between patients with
schizophrenia and healthy controls—variation that was not
a consequence of the reduction in blood flow seen in
schizophrenia but probably caused by a disruption in neural
connectivity (i.e., dopamine dysregulation).
Some studies have investigated the effect of medication
on tracer-receptor binding. Amphetaminelike drugs cause
an increase in striatal dopamine in schizophrenia (70).
Antipsychotic medication increases D2R densities in
schizophrenia (72).
CONCLUSION
PET imaging provides substantial insights into the
pathophysiology of schizophrenia. Although this imaging
technique involves exposure to ionizing radiation and is
expensive, compared with MRI, it is particularly valuable
in understanding the neurobiological mechanisms underpinning schizophrenia. Future neuroimaging work should
further elucidate the association between brain abnormalities, genetic underpinnings, and cognitive functioning in
schizophrenia.
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