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NUTRITION AND METABOLISM OF THE MICROI'REMIE
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PROTEIN METABOLISM IN
THE EXTREMELY LOW-BIRTH
WEIGHT INFANT
Satish C. Kalhan, MBBS, and Sabine Iben, MD
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A large body of literature has been published over the years describing
protein and nitrogen metabolism in the neonate, both in relation to gestational
age and to optimal nutritional management for protein and nitrogen accretion,
and growth. Such data are also extremely difficult to interpret, however, because
of the impact of a number of confounding variables. Such is the case with
the micropremie (extremely low-birth weight [ELBW] infant), who at present
constitutes a majority of the population of neonatal intensive care units. Although major improvements have been made in the immediate postnatal care
of these infants with the use of assisted ventilation, surfactant, antepartum
glucocorticoids and so forth, these neonates tend to remain in a catabolic state for
a prolonged period after birth due to difficulties in the optimal administration of
nutrients and due to other metabolic perturbations related to immaturity. By the
time the micropremie reaches a corrected gestational age of 40 weeks, most
growth parameters may remain subnormal. Thus, physiologic data obtained
during this time period have to be evaluated carefully and the numerous confounding variables carefully considered. In addition, these infants because of
their small size present a considerable challenge to the investigator performing
nutrition studies in a meticulous fashion. These studies, by their very nature,
are prolonged and require repeated sampling of blood and other biologic materials. The difficulties in obtaining accurately timed urine samples for nitrogen
balance studies are well known. Other variables to be considered include multiple blood and other transfusions that are often given to these infants, the
inability to discontinue glucose and electrolyte solutions in order to obtain
The cited studies from the investigator's laboratory were supported by grants
HD11089 and RROOO80 from the National Institutes of Health.
From the Robert Schwartz, MD, Center for Metabolism & Nutrition, and Department of
Pediatrics, MetroHealth Medical Center, Case Western Reserve University School of
Medicine, (SCK); and the Division of Neonatology, Rainbow Babies & Children's
Hospital (SI), Cleveland, Ohio
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CLINICS IN I'ERINATOLOGY
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VOLUME 27 NUMBER 1 * MARCH 2000
23
24
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KALHAN & IBEN
fasting data, and other interventions necessary for the management of such
immature infants (e.g., ventilators, therapeutic agents for respiratory and metabolic acidosis, vasopressors, anteparturn and postpartum steroids, and other
pharmacologic agents, medications that may have a direct or indirect as yet
unrecognized effect on protein metabolism). In spite of these limitations, significant new data have been obtained in recent years. This article attempts to
include only those studies where the possible confounding variables have been
clearly described, and makes every attempt to separate the data of healthy
neonates from those who require significant clinical support.
Various factors that can potentially impact protein-nitrogen metabolism in
the newborn are listed as follows:
1. Ontogeny
2. Adaptation to extrauterine environment
3. Energy intake: quantity, quality
4. Protein intake: quantity
5. Sickness or stress with or without infections
6. Growth
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Ontogeny, or development, is associated with the expression of certain
genes and hence of corresponding protein at specific stages, which effects the
measurements of protein metabolism. As discussed later, the activity of enzymes
related to urea synthesis is low early in gestation and their activity is signifi97, *07, lo* The process of
cantly lower than adult levels, even at term ge~tation.4~.
birth and adaptation to extrauterine life is associated with marked hormonal
surges, initiation of respiration, temperature regulation, and other processes
95,, 99 Therefore, measurerelated to release of energy-generating s ~ b s t r a t e s .88,~ ~
ments performed during this transitional period are influenced by these adaptive
responses. Because of the difficulty in administration of appropriate quantity of
energy and nutrients, partly owing to logistical problems and partly owing to
the immaturity of digestive and absorptive functions, the preterm infant often
does not receive adequate energy. In the absence of adequate calories, the
organism has to rely on endogenous sources including protein. In addition, as
discussed later, even in the presence of adequate calorie intake but without
adequate protein intake, the neonate remains in negative nitrogen balance. These
factors need to be considered for the accurate interpretation of data. Stress or
intercurrent illness with associated hormonal and cytokine responses have been
shown to have profound effects on protein metabolism in different body compartments, including increased production of certain (acute phase) proteins and
change in turnover of structural proteins.41,45, 140*149 Finally, growth and protein
accretion are associated with unique changes in protein turnover. Interpretation
of data in the neonate requires careful consideration of all these confounding
variables.
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ENDOGENOUS ENERGY STORES IN THE FETUS
AND NEONATE
Based upon available data on body composition of the fetus and neonate,
an estimate can be made of the available sources and quantity of energy stored
by the infant. Ziegler et
and F o m ~ used
n ~ ~the published data from chemical
analyses of the human fetus and newborn to construct a reference fetus and
neonate of representative body composition. Table 1 is adapted from their data.
As shown, in the very low-birth weight (VLBW) neonate, a very large fraction
of body weight is represented by water. Recent studies using tracer dilution
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PROTEIN METABOLISM IN THE EXTREMELY LOW-BIRTH WEIGHT INFANT
25
Table 1. AVAILABLE ENERGY STORES IN THE FETUS AND NEWBORN
Weeks
24
26
28
30
32
34
36
40
2 mo
Wt
(9)
Water*
Nonprotein
Protein
Lipid
Glycogen
(9)
Energy
(kcal)
690
880
1160
1480
1830
2230
2690
3450
5450
88.6
86.8
84.6
82.6
80.7
79
77.3
74
63.7
8.8
9.2
9.6
10.1
10.6
11.1
11.4
12
11.4
0.1
1.5
3.3
4.9
6.3
7.5
8.7
11.2
22.4
3.5
4.5
5
6.5
8
8.5
11.5
15.3
25
19.5
123.6
326.2
606.2
954.3
1372.1
1918.2
3152.4
9866
(%I
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*Based upon mean data on liver weight and assuming glycogen = 10% of liver weight.
Adnptedfiom Fomon SJ: Body composition of the male reference infant during the first year of life.
Pediatrics 40863, 1967, and Ziegler EE, ODonnell AM, Nelson SE, et al: Body composition of the
reference fetus. Growth 40329, 1976; with permission.
methods have confirmed these observation^.'^^ Because water mainly represents
fat-free mass, it can be inferred that the low-birth weight infant has very little
fat stores. As shown, the very premature infant has negligible quantities of
readily available sources of energy (i.e., fat and glycogen), so that in the absence
of available exogenous sources of nutrition, the premature infant has to rely
upon protein as a possible energy source. Calculations made by a number of
investigators based upon such data have shown that if the neonate consumes 50
to 60 kcal*kg-'day-' for energy expenditure, the nonprotein energy ,stores are
enough for less than 1 day for the neonate born at 24 weeks gestation, whereas
they may last for several (-15) days in the full-term infant.69
From the perspective of protein stores, a preterm neonate born at 24 weeks
gestation has only 60 g of protein (8.8% of 690 g body weight, see Table 1).If
one assumes an obligatory nitrogen loss of 5 mgN-kg-lh-', which is equivalent
to 0.78 gkg-'d-' of protein or 0.54 g for a 690 g infant, such an obligatory
nitrogen-loss represents approximately 1% of total body protein stores. Of
course, such losses are increased in the absence of adequate nonprotein nitrogen
intake and in the presence of intercurrent illnesses leading to catabolic states.
QUANTIFICATION OF PROTEIN METABOLISM
Several different methods have been used to quantify protein metabolism
in vivo in children and adults as follows:
Nitrogen balance
3-methylhistidine excretion (myofibrillar protein)
Isotopic tracer kinetics
Nitrogen turnover ([15N]glycineend product method)
Individual essential amino acid kinetics (leucine, phenylalanine, and
so forth)
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Their respective limitations have been discussed in several review^.^, 90, 141
Nitrogen balance technique, which requires careful and precise measurements of total nitrogen intake and loss from the body, does not provide any
26
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KALHAN & IBEN
insight into the mechanism(s) of the changes observed. Although the intake can
be precisely determined, accurate determination of losses, particularly extraurinary losses via skin and breath (i.e., as ammonia), can be problematic. In
addition quantitative collection of urine and stools in the infant can be difficult.
Furthermore, as discussed under urea metabolism, not all of the urea synthesized
in vivo may be excreted in the urine due to hydrolysis in the gut.
3-Methylhistidine (3-MH) is a constituent of actin and heavy chain of myosin in the white muscle and, therefore, skeletal muscle represents the largest
pool of 3-MH in the body."', I5O It is released on protein breakdown, is not
reutilized for protein synthesis, and is quantitatively excreted in urine. Because
creatinine excretion is proportional to skeletal muscle mass, the 3-MH-creatinine
ratio in the urine has been used as a measure of the fractional rate of degradation
of myofibrillar protein. The limitations of this method have been discussed by
Rennie and Millward."' Based upon direct studies of skeletal muscle protein
turnover using isotopic tracers, these investigators have described large difference in actual rate of protein degradation measured by tracers and those estimated by 3-MH-creatinine ratio in the urine. They suggested this discrepancy
was related to the contribution of 3-MH in urine from gastrointestinal tract.
Long et al,79,80
however, have demonstrated the usefulness of this method based
upon their studies in adults with short bowel syndrome.
Isotopic tracers of amino acids are the most commonly used methods to
study protein turnover in vivo. These methods either use nonessential amino
acids, such as glycine, to quantify whole body nitrogen turnover or are based
upon measurements of kinetics of a representative essential amino (e.g., leucine,
. ~ techniques have been further modilysine, phenylalanine, and so f ~ r t h )These
fied depending upon route of tracer administration (i.e., enteral versus parenteral); methods of administration (i.e., single dose versus continuous infusion);
and measurement of isotopic tracer in the amino acids or in the end products,
such as breath CO, urinary ammonia, or urea. A detailed discussion of these
methods is beyond the scope of this presentation.
Although the methods based upon measurements of kinetics of a representative essential amino acid should give similar measure of the dynamic aspect of
protein turnover, such an assumption has not been validated across all age
groups and during development. As shown by van Toledo-Eppinga et al,I3' the
relative kinetics of phenylalanine and leucine in low-birth weight infants were
not similar to those observed in adults, nor were they identical to the theoretically proposed ratio in mixed body proteins. In fact, the relative rate of turnover
of phenylalanine and leucine in low-birth weight infants, expressed as the ratio
of Ra phe/Ra leu (Ra = rate of appearance; phe = phenylalanine; leu =
leucine) was lower than expected from reported whole body protein composition
and from that reported in adults. These data suggest that there is a differential
contribution of various body protein to whole body mixed protein turnover in
low-birth weight infants compared with adults. These considerations are important in the measurement of whole body protein dynamics because estimates
using single amino acid kinetics may not adequately represent the dynamic
aspects of whole body protein metabolism.
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PROTEIN TURNOVER IN THE NEONATE
Before presenting the limited data on protein turnover in the micropremie,
it is important to consider the available data in the full-term and the premature
infant.
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PROTEIN METABOLISM IN THE EXTREMELY LOW-BIRTH WEIGHT INFANT
Full-Term Infants
During Fasting
27
Because prolonged caloric deprivation of the neonate is considered clinically
and ethically unacceptable, very few studies have examined the basal rates of
protein turnover during fasting. We could not find any data in VLBW neonates
during fasting. Only one study has examined the rates of leucine-protein turnover in full-term normal healthy newborns following 9 hours of nutrient deprivation.28Rates of turnover and oxidation of leucine were measured in 12 normal
newborns during the first 3 days after birth using [l-13C]leucinetracer. Their
data are displayed in Table 2 and are compared with 11 healthy adults studied
after 17 hours of fasting. That both groups were in similar postabsorptive state
was evident by the significant increase in plasma ketones (betahydroxybutyrate)
in both groups. The plasma concentration of leucine in the neonates was significantly lower, whereas the rate of turnover (flux) of leucine quantified by tracer
dilution was significantly higher than that in adults. Because leucine flux represents protein breakdown or turnover during steady state, these data show that
healthy newborn infants have a high rate of protein turnover compared with
adults. The newborn infants also had a higher rate of oxidation of leucine as
well as a higher rate of basal energy expenditure (see Table 2). An interesting
observation of this study was a significant positive correlation between the birth
weight of the neonate and the rate of turnover of leucine normalized to body
weight (Fig. 1).The exact significance of this association remains unclear. As
discussed by the investigators, it may represent the impact of prenatal protein
and calorie supply. Therefore, these data show that a full-term healthy neonate
during fasting has a higher rate of leucine-protein flux and oxidation, and basal
energy expenditure.
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Effect of Nutrient Administration
Several studies in full-term and preterm neonates have examined the impact
of macronutrient, either individually or as mixtures, on whole body proteinamino acid kinetics in both term and preterm infants. Like other studies in the
newborn infant, all of these data suffer from the same problems (i.e., lack of
normalcy). The majority of these studies were done on infants who were in the
intensive care unit for one reason or the other, and although clinically healthy,
the infants were receiving antibiotics for presumed sepsis. In particular, the
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Table 2. LEUCINE-PROTEIN KINETICS IN NORMAL NEWBORN
INFANTS AND ADULTS
Leucine Flux
Leucine Oxidation
pmol-kg-'h -l pmobkg -lh -l % of flux
Infants (12)
Adults (11)
P
164 2 28
87215
<0.001
34 Ifr 11
1523
<0.001
2229
17?3
<0.05
Protein Turnover
Basal Energy
Expenditure
gakg-ld - I
kcal-kg-Id - l
6.721.1
3.5 +. 0.6
<0.001
45.1 2 4.6
23.6 2 3.8
<0.001
Values are mean? SD.
From Denne SC, Kalhan SC: Leucine metabolism in human newborns. Am J Physiol253:E608, 1987;
with permission.
28
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KALHAN & IBEN
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P 4.005
a
I
2.5
1
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I
3.0
3.5
4.0
Birth Weight (kg)
Figure 1. Relation between birth weight and whole-body leucine flux in full term healthy
neonates. (Modified from Denne SC, Kalhan SC: Leucine metabolism in human newborns.
Am J Physiol 253:E60&E615, 1987; with permission.)
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preterm infants were receiving parenteral fluids containing glucose or were
receiving ventilatory support. In addition, because the current feeding practice
in the neonate involves frequent (i.e., 3 to 4 hourly) feedings and because of the
various rates of gastric emptying, a neonate cannot be considered to be in a
fasting state unless they are deprived of food for several hours. In the following,
we have presented the studies that were conducted in what appears to be a
truly healthy newborn population.
Enteral Nutrition. Protein kinetics were measured in 11 normal healthy fullThe
term infants during the first 3 days after birth using [l-'3C]leucine tra~er.3~
neonates were studied while they were receiving hourly oral feedings of a
standard commercial formula (4 ml-kg-lh-'), corresponding to 1.44gkg-ld
protein, 64 kcabkg-Id-' and 47 p,mol*kg-'h-' of leucine. Their energy expenditure calculated from the rate of oxygen consumption corresponded to 68% of
energy intake. The data were compared with another group of full-term healthy
neonates studied previously during fasting. As shown in Table 3, in response to
administration of protein (i.e., leucine) plus other nutrients, there was an increase
in the rate of appearance of leucine in plasma; however, the contribution of
leucine released from protein breakdown to the total flux remained unchanged.
Furthermore, the rate of oxidation of leucine in fed and fasted neonates was
similar so that most of the additional leucine administered in the feed was
disposed via the nonoxidative pathway, presumably for protein synthesis. These
data suggest that normal healthy neonates respond to enteral nutrient administration by increasing protein synthesis. This is in contrast to data in adults
where the primary response to nutrient administration consists of suppression
of protein breakdown. As discussed by the investigators, the observed lack of
decrease in proteolysis in response to formula feeding may be either a unique
neonatal response in these infants or may be the consequence of (1) cross-
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29
PROTEIN METABOLISM IN THE EXTREMELY LOW-BIRTH WEIGHT INFANT
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Table 3. LEUCINE KINETICS IN FULL-TERM BABIES IN RESPONSE TO FEEDING
Total Flux
Release from
Protein Breakdown
Oxidation
NOD
201 f 16*t
164f8
156f 16
164k8
31 f 4
3423
170f13'
129& 9
Fed (11)
Fasted (12)
"P <0.05 fed versus fasted.
t pmol.kg-'h-'.
NOD = nonoxidative disposal.
From Denne SC, Rossi EM, Kalhan S C Leucine kinetics during feeding in normal newborns.
Pediatr Res 3033, 1991; with permission.
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sectional nature of the study resulting in inability to detect a small change, if
present, in proteolysis induced by feeding, or (2) because of problems related to
tracer modeling, because the tracer was administered intravenously and some
of the dietary leucine may have been taken up in the first pass through the
splanchnic circulation.6,24, 89
Parenteral Nutrition
Glucose. The impact of carbohydrate energy (i.e., glucose) on proteolysis
and irreversible protein loss has been examined in adults. Studies performed in
normal healthy adults on a raft diet show that provision of carbohydrate equivalent to approximately 20% of daily energy requirement can reduce the irreversible protein-nitrogen loss to a minimum.42No such data have been obtained in
human neonates for ethical considerations. The question is important because of
inability to provide total energy requirements, particularly in the period immediately after birth, due to intercurrent illnesses and difficulty in administering
large amounts of fluids.
The response of intravenous glucose administration at 5.5 mg-kg-lmin-'
(7.9 g-kg-ld-l 30 kcal-kg-'d-') on whole body rate of proteolysis as measured
by the rate of appearance of leucine (Ra) was examined in healthy full-term
infants (n= 11)by Denne et al.32The infants were infused with glucose starting
at 2 hours prior to tracer infusion and throughout the study for 5 hours, and
their data were compared with another group of healthy infants (n=10) who
were last fed approximately 7 to 8 hours prior to obtaining the tracer isotopic
data. The rates of appearance of leucine measured by isotopic tracer dilution
during steady state showed no effect of glucose infusion on proteolysis (fasting
243 2 41 p,mol*kg-'h-'; glucose 255 2 51 pmol-kg-'h-', mean k SD). The
investigators did not measure the rate of irreversible protein (leucine C) loss in
this study. Of interest, the plasma glucose and insulin concentrations were
significantly higher in the glucose-infused group (Glucose: fasting 74 2 13
mg.dL-', glucose 89 2 13 mg.dL-'. Insulin: fasting 2.2 2 1 pU-mL-', glucose
6.2 2 3.7 p,U*mL-'). The lack of response in proteolysis may be due to (1) a
requirement of high rate of protein turnover during periods of rapid growth; (2)
a small effect may not be detected by the methodology used; (3) that the fasting
infants were not in a true state of fasting, having received their last feed 7 to 8
hours before measurements.
It is important to separate protein sparing, which is a decrease in irreversible
nitrogen loss often equated with protein oxidation, from proteolysis, which is
protein breakdown and release of amino acid but not oxidation. The former is
probably more responsive to the availability of energy, whereas the latter, being
an important component of tissue remodeling and protein accretion, may not be
as responsive to nutrient administration.
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30
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KALHAN & IBEN
Lipids. Similar to the administration of intravenous glucose, administration
of Intravenous lipid emulsion in equivalent amounts (-28 kcal-kg'd-' or 150
mg-kg-'h-') did not have any effect on rates of leucine turnover or protein
breakdown in acute 5 hour study.32
Glucose Plus Lipids. Simultaneous administration of glucose (5.5
mgkg-'min-') and Intralipid (150 mg.kg-'h-') at a rate providing the entire
basal energy requirement (-60 kcabkg-Id-') also did not have any impact on
whole body rate of proteolysis (leucine Ra). In this study also, the plasma
concentration of glucose (91 -t 15 mg-dL-') and insulin (3.3 ? 1.6 yU-mL-')
was significantly higher than that in the fasting
Mixed Nutrients. The response to mixed nutrients (glucose 6 mg.kg-'min-',
lipid 165 mg-kg-'h-', amino acid 105 mg.kg-'h-' = 90 kcalskg-'d-') on leucine
and phenylalanine kinetics were quantified by Denne et al.29Infants were studied
3 to 4 hours after a normal feed, fasting data were obtained between 120 and
180 minutes after the start of tracer infusion, and response to nutrients was
examined during the 120 to 150 minutes of parenteral nutrition administration.
The plasma glucose and insulin concentrations were significantly higher during
parenteral nutrition (glucose: basal 74 f 13, parenteral nutrition 108 f 8
mg.dL-'; insulin basal 3 f 1, parenteral nutrition 24
5 yU*mL-']. These
concentrations are much higher than those obtained in previous studies where
glucose was administered alone or with lipids. The calculated rate of endogenous leucine and phenylalanine Ra (proteolysis) was significantly reduced in
response to the parenteral administration of mixed nutrients. These data suggest
that nutrients administered via the parenteral route with a high rate of energy
intake lead to a significant decrease in the rate of proteolysis in healthy term
newborn infants. Stochastic calculations of this tracer model lead one to conclude
that nutrient administration was also associated with an increased rate of protein
synthesis.
Effect of Change in Carbohydrate:Fat Ratio. Jones et aP6 examined the
impact of change in carbohydrate and fat ratio on protein metabolism in postoperative infants who were receiving total parenteral nutrition. Their study group
consisted of near-term infants (gestational age -36 weeks) who had been operated for gastrointestinal tract anomalies. The neonates were recruited at least 4
days after surgery and were receiving 86 kcal-kg-'d-' and amino acid intake of
2.5 g'kg-Id-'. Protein metabolism was examined using [l-'3C]leucine tracer and
nitrogen balance measurements. A change in g1ucose:fat ratio from 0.55 to 0.95
in the presence of isonitrogenous isocaloric intake had no impact on rates of
protein turnover, synthesis, breakdown, oxidation, or nitrogen balance.
These studies in neonates are in contrast to those in older infants,I5 which
show higher rates of protein turnover and oxidation when glucose was given
alone with a constant protein intake as compared with an isocaloric mixture of
glucose and fat. Of interest, in these infants the rate of oxygen consumption
was higher than previously reported, and all infants were recovering from
gastrointestinal illness. Nevertheless, the study was strengthened by a crossover design, with every patient having received two randomly assigned 8-day
periods of isocaloric and isonitrogenous infusions differing only by the source
of calories.
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Low-Birth Weight Infants
Nitrogen Balance and Nitrogen Turnover
Earlier studies of whole body nitrogen-protein turnover were performed
using ['5N]glycine tracer according to the end product method described by
PROTEIN METABOLISM IN THE EXTREMELY LOW-BIRTH WEIGHT INFANT
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31
Picou and Taylor-Robert~,'~~
wherein 15Nenrichment of end products of protein
metabolism (i.e., urea and ammonia) are measured following the administration
of [15N]glycine in order to quantify the dynamic aspects of protein turnover.
Because the investigative protocol requires the administration of tracer by repetitive oral doses and collection of urine for the measurement of 15Nenrichment in
urea or ammonia, the majority of these studies were performed in the fed state
(i.e., during administration of nutrients in combination with measurements of
35, 36, 96, 97, lol, lo4 Because these studies were done in enterally
nitrogen balan~e).'~,
fed infants, all of them include newborns around 30 to 33 weeks gestation, birth
weight less than 1600 but more than 900 g, and who were studied at variable
times after birth and were gaining weight. These data show that protein turnover
in growing preterm neonates measured by [I5N]glycineend product method is
consistently high (range 8 to 16 gkg-ld-') compared with older children and
adults. As shown by Catzeflis et all9 and by 0thers,3~,
70-72,97,
Io4 a significant
positive relationship exists between (1) nitrogen intake and nitrogen balance
(Fig. 2), (2) whole body rate of protein synthesis and the rate of protein gain
(Fig. 3), and ( 3 ) resting energy expenditure and protein gain (Fig. 4), so that for
each gram of protein gain, there is simultaneous increase of approximately 10
kcal of energy expenditure. The intercept at zero protein gain indicates that
about 40 kcabkg-Id-' are expended to maintain zero energy ba1an~e.I~
These
data are significant in that they provide an important understanding of the
relation between energy expenditure, protein turnover, and the energy cost of
protein gain. To our knowledge, no such studies have been done in healthy fullterm infants and in the ELBW infant for the clinical reasons discussed previously.
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Leucine Kinetics
Several investigators have reported the rates of appearance of leucine and
changes in protein turnover in response to enteral and parenteral nutrient
N Intake (gokg-Id-1)
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Figure 2. Relationship between nitrogen intake and nitrogen balance in preterm infants.
(Modified from Catzeflis C, Schultz Y, Micheli J, et al: Whole body protein synthesis and
energy expenditure in very low-birth weight infants. Pediatr Res 19:679-687, 1985; with
permission.)
32
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KALHAN & IBEN
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2o
-
15
-
10
0
y = 1.7 t 5 . 2 ~
r = 0.68
P<0.05
-
0
I
I
I
I
I
I
0.5
1.o
1.5
2.0
2.5
3.0
Protein Gain (g*kg-Id-1)
Figure 3. Relationship between protein gain and protein synthesis. (Modified from Catzeflis
C, Schultz Y, Micheli J, et al: Whole body protein synthesis and energy expenditure in very
low-birth weight infants. Pediatr Res 19:679-687, 1985; with permission.)
80
70
-
y = 38.9 t 1 0 . 3 ~
r = 0.58
P<O.Ol
60
50
40
30
0
0.5
1.o
1.5
2.0
2.5
3.0
Protein Gain (kcal*kg-ld-I)
Figure 4. Relationship between resting energy expenditure and protein gain in preterm
infants. (Modified from Catzeflis C, Schultz Y, Micheli J, et al: Whole body protein synthesis
and energy expenditure in very low-birth weight infants. Pediatr Res 19:679-687, 1985;
with permission.)
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PROTEIN METABOLISM IN THE EXTREMELY LOW-BIRTH WEIGHT INFANT
33
administration in preterm infants.5,7, 22, 27, 29-31. 52, 92, 137. 148 Most of these data have
been obtained in infants at approximately 32 weeks gestation and weighing
approximately 1600 g, under a variety of clinical circumstances (e.g., while on
ventilatory and other support; varying combinations of nutrient administration
[enteral versus parenteral]; under optimal and suboptimal calorie administration;
postsurgical procedures; gaining or not gaining weight; and so forth. All of these
have resulted in difficulty in comparison of the quantitative data. Some qualitative inferences can be made, however, and a few specific studies are presented.
All of these reports consistently show that in response to protein and other
nutrient administration, there is a corresponding increase in whole body rate of
leucine turnover, and a small decrease in release of leucine (i.e., protein breakdown) from endogenous sources. In addition, these studies show that when
administered in excessive amounts in relation to other amino acids for protein
synthesis (eg., in parenteral amino acid mixtures) the metabolic fate of excessive
leucine is via decarboxylation into oxidation or other metabolic pathway rather
22
than protein ~ynthesis.~,
Whole body leucine kinetics and the role of splanchnic tissue in the metabolism of enterally administered leucine was examined by Beaufrere et a16 in 13
low-birth weight neonates (mean gestational age, 32.5 weeks; weight, 1341 g).
At the time of the study, all infants were gaining weight (mean daily weight
gain 16 gkg-'d-'), mean weight 1742 g, and their mean conceptional age was
36.3 weeks. A combination of enterally and parenterally administered leucine
tracers was used in order to quantify the contribution of splanchnic tissues to
the whole body leucine kinetics. As shown in Table 4, leucine from dietary
proteins contributed significantly to the total leucine turnover (Ra). Of greater
significance, almost half of the dietary leucine (range 25% to 69%) was extracted
by the splanchnic tissue. As pointed out by the investigators, this may be a
slight overestimate, because a fraction of dietary leucine would have entered the
systemic circulation as its ketoanalogue (a-ketoisocaproic acid) and would not
have been estimated in their experimental protocol. Nevertheless, these data
show a high rate of splanchnic extraction of leucine compared with
and
may be related to the high rate of protein turnover in splanchnic organs (i.e.,
gut and liver) in these infants. Additionally, all the infants were in a positive
leucine balance (leucine intake-leucine oxidized) and leucine intake was positively correlated with leucine balance (Fig. 5). Increasing leucine (protein) intake
resulted in a lower rate of endogenous leucine Ra (protein breakdown), but had
no significant impact on nonoxidative disposal of leucine, a measure of protein
synthesis. Thus, protein intake appears to promote protein gain by inhibiting
z
Table 4. LEUCINE KINETICS AND SPLANCHNIC LEUCINE EXTRACTION IN
PREMATURE INFANTS
(n
=
13)
zyxw
Leu Intake*
Total
Leu Ra*
Dietary
Leu Ra*
Splanchnic
Extractiont
Leu
Balance*
2.6321.09
3.452 0.57
1.35 2 0.73
48.5 & 15.6
1.922 0.97
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Infants were receiving protein enriched human mik, protein intake 3.23 ?0.9 gkg-Id-'.
*kmol.kg-'min-'.
t%.
Mean? SE.
From Beaufrere 8,Putet G, Pachiaudi C, et al: Whole body protein turnover measured with 13C
leucine and energy expenditure in preterm infants. Pediatr Res 28:147, 1990; with permission.
34
zyxwvuts
zyxwvuts
KALHAN & IBEN
protein catabolism rather than by stimulating protein synthesis over a wide
range of protein intake.
Mitton and GarlickgZexamined the changes in leucine kinetics longitudinally
in preterm infants using [l-13C]leucinewhile receiving two different types of
amino acid mixtures parenterally. The infants were first studied while receiving
only intravenous glucose and again on each of the next 4 days as the total
parenteral nutrition was gradually increased to a maximum of 0.43 g nitrogen/
D
D
y = 3.16 - 0 . 2 4 ~
r = 0.41
zyxw
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/
y = 3.49 - 0.60~
r = 0.88
P < 0.01
Y
(Intake - Oxidation)
y = 0.37+ 0.87~
r = 0.98
P4.001
y = -0.32 + -0.36~r = 0.68 P<0.02
0
I
I
I
I
1
2
3
4
5
Leu Intake (pmol*kg-lmin-1)
Figure 5. Relationship between leucine intake and leucine kinetics in preterm babies.
(Modified from Beaufrere B, Fournier V, Salle B, et al: Leucine kinetics in fed low-birth
weight infants: Importance of splanchnic tissues. Am J Physiol 263:E214-E220, 1992; with
permission.)
PROTEIN METABOLISM IN THE EXTREMELY LOW-BIRTH WEIGHT INFANT
zy
35
k g d (-2.6 g protein) and 90 nonprotein kcabkg-Id-'. With increasing proteincalorie intake, there was a corresponding increase in leucine turnover (i.e., both
protein breakdown and synthesis) and in nitrogen retention, irrespective of the
type of amino acid mixture used. Although these infants were studied while on
ventilatory support, and so forth, nonetheless these data show that nitrogen
accretion is associated with increase in both protein breakdown and synthesis.
In this study, however, the magnitude of change in breakdown was much
smaller than in protein synthesis.
zyxw
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VLBW Infants
Hertz et a15*and Denne et alZ9quantified leucine kinetics in VLBW infants
(gestational age approximately 26 weeks; birthweight approximately 900 g) using
[l-'3C]leucinetracer. The infants were between 1and 5 days old and were on low
ventilatory support. Because such infants cannot be evaluated during fasting, the
basal data were obtained while they were receiving intravenous glucose at
approximately 6.5 mg/kgmin (37 kcal-kg-Id-'). The basal rate of leucine turn20 pmol*kg-'h-' (n=5).52Increasing the
over under these conditions was 209
rate of glucose infusion to 9 mgkg-'min-' did not have any significant impact
on the rate of leucine turnover (213 -t 20 prnol-kg-'h-'). Because leucine turnover or appearance is a measure of whole body proteolysis, these data show
that provision of additional glucose with corresponding increase in insulin
concentration did not have any impact on whole body protein breakdown in
ELBW infants. It is also possible that because these infants could be studied
during fasting that the prior glucose infusion at 6.5 mgkg-'min-' may have
already lowered the rate of protein breakdown with no further change with
higher rate of glucose infusion.
Denne et alZ9further examined the response to parenteral mixed nutrient
administration on leucine-protein turnover in VLBW infants. Again, the basal
data were obtained while the babies were receiving intravenous glucose. The
parenteral nutrition consisted of glucose, 8 mgkg-'min-', lipid, 165 mgkg-'h-',
amino acid, 105 mgkg-'h-', 90 kcal*kg-'d-', and protein, 2.5 gkg-'d-'. As
shown in Table 5, in contrast to full-term infants there was a significantly greater
increase in plasma leucine concentration and the rate of appearance (Ra) of
leucine in extremely premature infants in response to parenteral nutrient admin-
*
Table 5. LEUCINE KINETICS DURING PARENTERAL NUTRITION IN EXTREMELY
PREMATURE INFANTS
Plasma Leucine
(pmo1.L-l)
EP (8)
Term (10)
Leucine Ra
Endo Leu Ra
(pmobkg-lh-l)
(pmobkg-W1)
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Basal
PN
96f 11
76f5
191f 15*t
125f 14*
Basal
PN
PN
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184f 13
216 f 11
297 f 17*t
283 f 16"
202 f 17
187k 16
Leucine kinetics were measured using [l-'3C]leucine tracer and plasma enrichment of leucine.
*P<O.Ol, basal versus parenteral nutrition.
tP<0.05, extremely premature versus term.
From Denne SC, Kam CA, Ahlrichs JA, et al: Proteolysis and phenylalanine hydroxylation in
response to parenteral nutrition in extremely premature and normal newborns. J Clin Invest 97:746,
1996; with permission.
36
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z
KALHAN & IBEN
istration. In addition, during parenteral nutrition the calculated rate of appearance of leucine from endogenous sources (i.e., total leucine Ra-leucine exogenously administered) was significantly higher in VLBW neonates. Thus, the
VLBW infants in response to nutrient administration, either glucose alone or
glucose plus amino acids and lipids, continue to have a higher rate of proteolysis
than term infants. Whether the inability to detect a change is the consequence
of prior glucose administration, clinical state of these infants (i.e., ventilatory and
other support), or is related to prematurity cannot be resolved from these data.
Phenylalanine Kinetics
Phenylalanine, an essential amino acid released primarily in vivo from the
skeletal muscle protein breakdown, has been used in adults and children in
order to quantify whole body rates of protein turnover.” 75 It is catabolized
primarily in the liver, via hydroxylation at the 4 position of the phenyl ring to
tyrosine, catalyzed by phenylalanine hydroxylase. Kidney and pancreas are the
other minor sites of hydroxylation. No demonstrable reverse conversion of
tyrosine to phenylalanine has been demonstrated, even in states of phenylalanine
deficiency. Estimates of phenylalanine hydroxylation in the low-birth weight
infant are of interest because of the previous data suggesting the decreased
ability of the preterm infant to hydroxylate phenylalanine to tyrosine?’, 131
These studies suggest that tyrosine is a conditionally essential amino acid for
the preterm infant.
The use of phenylalanine tracer to quantify protein turnover in vivo assumes that free phenylalanine and tyrosine pools are homogeneous and well
mixed, that phenylalanine enters the pool only from protein breakdown during
fasting, and the only pathways of phenylalanine removal from the pool are (1)
protein synthesis and (2) hydroxylation to tyrosine. The tracer isotope approach
for the measurement of phenylalanine turnover and its hydroxylation was described by Clarke and Bierz2and further refined by Thompson et a1.Iz8Most
studies have utilized L-[ring2H5] phenylalanine tracer to quantify kinetics.
Krempf et a175compared the phenylalanine kinetics using different tracers and
oral versus intragastric route of tracer administration. Their data show that
phenylalanine fluxes were estimated to be higher when tracer was administered
via the intragastric route when compared with the intravenous route, suggesting
a first pass uptake through the splanchmc area. Also, higher fluxes were found
for [ring-2H5]phenylalanineas compared with [15N] and L-[ l-13C]phenylalanine
tracers. Zello et a P 1 evaluated the validity of urinary tracer enrichments to
quantify whole body phenylalanine kinetics using different tracers with the goal
of eliminating blood sampling, particularly in the low-birth weight baby. These
investigators showed that [13C]phenylalaninetracer showed a high correlation
between urine and plasma values. In contrast, [2H5]phenylalanineresulted in
significantly higher enrichment in urine than in plasma. In relation to estimation
of phenylalanine hydroxylation, [1-13C]phenylalaninetracer has been shown
to give a higher estimate when compared with [2H,]-labeled tracer.83These
methodologic considerations are important when data are compared from different studies.
Whole body kinetics of phenylalanine, its hydroxylation, and the response
to parenteral and enteral alimentation have been examined by a number of
investigators.21,29, 56, 73, 137, 148 These data are summarized in Table 6. Denne et alZ9
studied 10 full-term infants during fasting, 5 to 6 hours after the last normal
feed, and in response to a parenteral alimentation consisting of glucose (8
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Table 6. PHENYLALANINE KINETICS IN THE NEONATE
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Study
Parenteral
1
L
3
4
5
6
7
8
9
10
Enteral
11
12
13
n
Gest Age
Wk
39
32
29
26t
30t
30t
31t
32t
34t
32t
Weight
kg
3.2 f
1.53 t
1.1 f
0.80 2
1.4 f
1.4 f
1.19 f
2.21 f
2.46 t
1.94 f
0.1
0.07
0.1
0.1
0.4
0.4
0.02
0.6
0.8
0
1.27 f 0.2
1.42 t 0.2
1.70 f 0.2
Age
d
2.2
6.6
3.2
2.8
2.6
5.7
6
37
37
20
iz 0.4
f 1.1
iz 0.9
f 0.5
t 0.8
f 1.5
? 1
f 36
f 43
k 15
Phe Ra
Basal*
pmobkg- 'h-'
75 iz 3
80 f 3*
88 f 5*
71.6 t 19.8'
-
28 f 5
19 t 15
40 f 16
During
Alimentation
pmobkg-lh-
Phe
Intake
pmobkg-'h-'
Protein
Intake
gkg-'d-'
Author
27
2.5
2.5
1.5
2.5
134 f 22.2
127 k 22
158 ? 39
158 & 39
106 f 29
19.2
59
28
59
2.7
1.8
2.9
2.7
2.7
Denne et alZ9
Clark et a12'
Kilani et a173
Denne et aPZ9
Kilani et a F
Kilani et a P
Van Toledo-Eppinga et all37
Roberts et all1'
Roberts et a P 4
Wykes et all"
145 f 17
129 k 15
56 f 6
30
38
28
3.2
3
2.7
Van Toledo-Eppinga et all3'
Van Toledo-Eppinga et all3'
Wykes et all"
83 t 3
90 ? 4
112 f 17
104 2 5
-
27
27
-
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*Infants were receiving intravenous glucose during basal state.
tInfants requiring ventilatory and other support.
+Used YClphenylalanine tracer and measurements performed in urine samples
§Fed premature formula.
IlFed fortified human milk.
W
U
38
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zyxwvuts
KALHAN & IBEN
mg.kg-'min-'), lipid (165 mg.kg-'h-'), and amino acids (105 mg.kg-'h-' or 2.5
g-kg-'d-') (see Study 1, Table 6). Such an infusion provides phenylalanine at 27
Fmobkg-lh-'. As shown, the basal rate of appearance of phenylalanine was 75
bmol*kg-'h-', which increased to 83 pmol*kg-'h-' during parenteral alimentation. The lesser increase in phenylalanine Ra (8 Frnol*kg-'h-') compared with
the amount infused exogenously is interpreted as a decrease in release of phenylalanine from endogenous sources or protein breakdown.
A quantitatively similar response was observed by Clark et alZ1in nine
healthy infants at 32 weeks' gestation examined under a similar protocol as in
term infant. Kilani et al,73in a group of healthy preterm infants at 29 weeks'
gestation who were receiving a lower protein intake, showed a somewhat higher
but qualitatively similar rate of turnover of phenylalanine during parenteral
nutrition. These data show that the healthy preterm infant responds to exogenous infusion of amino acids including phenylalanine by suppressing the endogenous protein breakdown, a response similar to that seen in healthy full-term infants.
The data in other studies of preterm neonates are at variance from the
previous data, in part, confounded by other variables. All the infants in studies
4 to 10 in Table 6 were in oxygen and on ventilatory support. As shown, during
parenteral alimentation their responses were quite variable, suggesting for the
most part a lesser degree of suppression of proteolysis-a response that may
have been determined by the intercurrent illness and other mediators. The only
variation are the data of Wykes et al,'48 study 10, which may be related to the
particular tracer isotope used and the site of tracer analysis-in this instance in
urine samples.
The response to enteral feedings is even more difficult to interpret because
no basal data were obtained in these infants and the measured phenylalanine
turnover had no relation to the actually administered dose (Studies 11-13,
Table 6).
The following can be inferred from these data: the healthy preterm infant
of 30 to 32 weeks' gestation responds in a similar manner to the full-term
infant by decreasing proteolysis during exogenously administered amino acids
including phenylalanine administration. The variable response seen in other
studies is likely to be related to the associated illness (respiratory distress
syndrome, septicemia, and so forth) or the clinical support required.
That the preterm as well as full-term neonates can hydroxylate phenylalanine to tyrosine had been demonstrated indirectly by measuring the biochemical
products of their metabolism in the urine.138Recently, direct evidence for the
hydroxylation of phenylalanine in both preterm and term neonates has been
obtained by using stable isotope tracers3" 56, 73 These studies show that even
preterm neonates as early as 26 weeks gestation can hydroxylate substantial
amounts of phenylalanine to tyrosine. Under what circumstances tyrosine becomes a conditionally essential amino acid for the preterm infant needs to be
carefully re-evaluated.
zyxwvuz
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Myofibrillar Protein Degradation
As discussed previously, the rate of excretion of 3-MH can be used to
estimate the rate of myofibrillar protein breakdown and to estimate the rate of
muscle protein degradation. Apart from the criticism of the specificity of this
method regarding muscle versus nonskeletal muscle source of 3-MH, particularly in adults, this method further requires an appropriate dietary preparation.
zy
z
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zy
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PROTEIN METABOLISM IN THE EXTREMELY LOW-BIRTH WEIGHT INFANT
39
Table 7. RELATIONSHIP BETWEEN NITROGEN RETENTION AND MUSCLE PROTEIN
DEGRADATION IN PRETERM INFANTS
Nitrogen Retention
(mmobd- 'kg-')
>0
>10
>15
>20
< 0 (3)
< 10 (10)
< 15 (8)
< 20 (15)
< 25 (11)
> 25 (8)
Muscle Protein Degradation
(gd-'kg- ')
1.21 f 0.14
1.05 f 0.06
1.15 f 0.06
1.04 f 0.06
0.91 f 0.05
0.97 f 0.04
(% d)
6.48
5.51
4.74
4.55
4.40
3.83
f 1.16
f 0.49
f 0.38
f 0.23
f 0.23
+. 0.12
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zyxwvuts
Values are mean 2 SEM with the number of measurements given in parenthesis for the first 55
balance studies in Table 1.
From Ballard FJ, Tomas FM, Pope LM, et al: Muscle protein degradation in premature human
infants. Clin Sci 57535, 1979; with permission.
Because meat consumption in diets is a major source of 3-MH in adults, the
study subjects were placed on a meat-free diet for an adequate length of time.
In contrast, newborn infants do not have a dietary source of 3-MH while on
formula feeding, and hence 3-MH can be used to estimate myofibrillar protein
16, loo,lZ9Ballard et al,3 several years ago, carefully examined the
degradati~n.~,
muscle protein degradation in 36 premature infants by measuring 3-MH excretion rate in combination with nitrogen balance and energy consumption. The
important features of their data are displayed in Tables 7 and 8. The investigators
calculated the rate of muscle protein degradation based upon measured concen,'~
tration of 3-MH in total muscle protein obtained from autopsy ~ t u d i e s . ~There
was a negative relationship between nitrogen retention and the rate of muscle
protein degradation, and with body weight changes. Interestingly, there was no
relation between energy intake and muscle protein degradation. Pencharz et allo1
did not find any effect of age on 3-MH excretion rate in premature neonates
weighing more than 1500 g or less than 1500 g. Similar observations have been
reported by other investigators.16,57, 58, lZo Collectively, these data show that the
rate of muscle protein degradation in preterm infants is increased while they
are sick or stressed, probably in order to meet other metabolic demands, such
as gluconeogenesis, and decreases during positive nitrogen balance and protein
accretion, and that this effect is independent of quantity of calories administered.
Table 8. RELATIONSHIP BETWEEN MUSCLE PROTEIN DEGRADATIONAND BODY
WEIGHT CHANGES IN PRETERM BABIES
Muscle Protein Degradation
(gd- 'kg-')
(% d)
1.24 t 0.04
1.02 f 0.04
0.95 f 0.04
6.17 f 0.41
4.81 f 0.25
4 f 0.08
~
Losing weight (10)
Weight stable (22)
Gaining weight (23)
From Ballard FJ, Tomas FM, Pope LM, et al: Muscle protein degradation in premature human
infants. Clin Sci 57535, 1979; with permission.
40
zyxwvuts
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zyxwvuts
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KALHAN & IBEN
UREA METABOLISM
Urea is the final end product of oxidation of amino acids and proteins and
represents the irreversible loss of nitrogen from the body. In healthy human
adults, quantitatively urea represents 80% to 90% of the total nitrogen excreted
in the urine. This contribution of urea to total nitrogen in urine is reported to be
lower in the neonate. In humans, the liver is the site of urea synthesis. Urea is
primarily eliminated via the kidneys, although a small amount is excreted in the
sweat via the skin. Because the gut is very permeable to urea, the urea appearing
in the gastrointestinal fluid can be hydrolyzed to C 0 2 and ammonia by the
colonic microflora. The ammonia then released gets reabsorbed in the portal
circulation and can be reutilized for the synthesis of nonessential amino acids or
recycled back to urea. This recycling of urea nitrogen for nonessential amino acid
synthesis, urea salvage, has been suggested to be significant, particularly during
marginal protein intake.60,61 The quantity of urea hydrolyzed in the gut can be
estimated from the difference between the total amount of urea synthesized
measured by isotopic tracers and the amount of urea excreted in the urine.
Quantitative estimation of urea synthesis (i.e., production) in adults and in
neonates can be done either by isotopic tracer dilution methods using urea
labeled with either I5N or l8O, or by measuring the rate of urinary urea excret i ~ n . ~63,139
~ , The latter results in an underestimation of urea production because
of extraurinary excretion of urea, and due to hydrolysis of an unmeasured
quantity of urea in the gut. In addition, significant difficulties are encountered
in accurate timed collection of urine, particularly in female infants, resulting in
unreliable estimate. Several investigators, however, have made careful estimates
of urea nitrogen production using this method.65,86, 87
Several different methods of isotopic tracer infusion have been used and
validated to quantify urea synthesis. The tracer can be infused as a single bolus
or as continuous infusion, either intravenously or by the enteral route. The
advantages and disadvantages of the bolus versus constant rate infusion have
been discussed.6z, 67, 139 Because urea is released in the blood compartment,
administration of the tracer intravenously and measurement of tracer dilution
in blood is the preferred and, perhaps, represents the most accurate method.62,
67 The use of intravenous tracers in infants and children, however, may not be
acceptable in all circumstances. In addition, due to the long time interval necessary for the establishment of isotopic or equilibrium steady state, attempts have
been made to administer tracer urea by the oral route in intermittent
62, lZ5 Such an approach certainly is not applicable in the presence of Helicobacter
pylori infection in the stomach, a common infection, particularly in third world
countries. H. pylori contains an active urease that rapidly hydrolyzes the administered tracer.lZ3Hibbert et a153compared the oral and intravenous dose regimen
in normal healthy adults while they were receiving a liquid proprietary formula.
The dilution of tracer was measured in urinary urea. The investigators suggested
that the two methods gave virtually identical estimates of urea kinetics. The
orally administered dose, however, did result in higher estimates of urea synthesis (270
104 oral versus 205 It_ 15 IV, mgN/kg.d), with a larger magnitude of
variance.
The capacity of the human fetus in utero to synthesize urea was demonstrated by the presence of significant activity of all five urea cycle enzymes as
early as the third week of gestation.108,'09
With advancing gestation there is a
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PROTEIN METABOLISM IN THE EXTREMELY LOW-BIRTH WEIGHT INFANT
41
gradual increase in enzyme activity, reaching approximately 90% of the adult
activity by the 36th week of gestation2,20, 23, 47, Io9 This is in contrast to the data
from the rat fetus, where very low urea-producing capacity is detectable in utero.
Rates of Urea Synthesis
The concentration difference for urea in the umbilical arterial and venous
blood is extremely low or not measurable. The urea concentration in the fetal
arterial blood, however, is higher than the simultaneously obtained maternal
arterial blood. Gresham et a148estimated the rate of urea production by the
human fetus at term gestation from the umbilical arterial-maternal arterial urea
concentration difference and from the placental clearance of urea measured in
the subhuman primate by using radioactive tracer urea. Their data show that
the human fetus at term gestation has a high rate of urea synthesis (Table 9).
This estimate is consistent with the observation that the total nitrogen transferred
from the mother to the fetus is in excess of that necessary for protein synthesis.
The rates of urea synthesis or protein oxidation in the neonate have been
measured either from the rate of urinary urea excretion or by isotopic tracer
dilution method. The data from some of these studies are presented in Table 9. In
the period immediately after birth, as measured by intravenously administered
['5N2]ureatracer dilution, the rate of urea synthesis is almost one third of that
of the fetus in ~ t e r o These
. ~ ~ estimates are still higher than those obtained in
term infants from the rates of urinary nitrogen excretion.65,85, 86 In this context
the studies of Barlow and McCance4 and McCance and Widdowsons6,87 are of
interest. These investigators measured the rate of urea excretion in healthy fullterm babies during the first 48 hours after birth while the infants did not receive
any nutrients. They also observed a relatively low rate of urinary nitrogen
excretion. The rate of nitrogen excreted increased twofold between day 1 and
day 2 after birth. These data are in contrast to those of Steinbrecher et al,125
who studied full-term healthy infants between day 29 and 88 after birth using
intermittent oral dose of [15N2]~rea.
Of interest, their data show that healthy full
term infants receiving approximately 81 kcal-kg-WI and 1.99 kg&' protein
synthesized urea at 265 mgN*kg-'d-' or 11 mgN*kg-'h-', and excreted 3.6
mgN*kg-'h-' in urine. The observed high rates of urea synthesis in this study
are similar to those reported by these investigators in other infants'@,145 and
could be the consequence of the tracer methodology used (i.e., intermittent oral
dose and measurements of tracer dilution in the urinary urea). In contrast to
tracer measured rate of urea synthesis, their measurements of urinary urea
excretion rate were of the same magnitude as other studies of formula-fed
infants.99,lz6
zyx
Premature Infants
Although all the enzymes of ornithine-urea cycle are expressed early during
fetal development and their activity increases as the gestation advances, at birth
they remain 90% of adult levels. Thus, a preterm neonate, depending upon the
gestational age, is born with a significantly lower capacity to synthesize urea in
response to protein-nitrogen load.lo8It should be underscored, however, that at
least in adult humans and animals these enzymes are rapidly inducible in
response to nitrogen load.'39In a series of elegant studies, Boehm et
have
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Table 9. RATES OF PRODUCTION OF UREA AND OXIDATION OF PROTEIN IN HUMAN FETUS AND NEWBORN
Study
1
2
3
4
5
6
n
Age
Fetus
Term
Term
Term
Term
Preterm
Term
<6 h
< 48 h
48-96 h
96-114 h
Day 1
Day 2
Day 1-3
Day 1-3
[‘5N2]Ureatracer dilution: *intravenous; toral
STotal nitrogen.
(14)
(11)
(8)
(18)
(14)
(56)
(61
Urea Production
MWkg-’h-’
Protein Oxidation
9.kg-ld-I
10.5
5.58$
0.76
1.05
1.41
1.6*
3.3*
2.24
2.63
2651. (109-619)
1.58
0.84
0.11
0.16
0.21
0.24
0.48
0.34
0.39
3.97
Author
Gresham et
Kalhadj7
Barlow & McCance4
McCance and Widowsona6,87
Jones et aP5
Steinbrecher et allz5
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PROTEIN METABOLISM IN THE EXTREMELY LOW-BIRTH WEIGHT INFANT
43
examined the capacity of the VLBW infant (i.e., 1000 to 1500 g) to synthesize
urea. The functional immaturity of the ornithine-urea cycle was demonstrated
by the lack of increase in blood urea nitrogen concentration in response to a
protein load in the presence of appropriate increase in serum alpha-amino
nitrogen concentration" on the 8th day after birth. A linear correlation was
observed between protein intake and serum alpha-amino nitrogen Concentration.
In contrast, the more mature infants (birth weight 1510 to 1990 g, gestational
age 31 to 33 weeks) responded to a high protein intake by increased serum urea
concentration. By the 21st day after birth, all infants, VLBW as well as low birth
weight, responded to the increased protein load by similar increase in urea
as well as alpha-amino nitrogen concentration. In another studylo the same
investigators examined the change in urinary excretion of urea and ammonia
between day 10 and 42 of postnatal age in VLBW infants. Their data show that
with advancing age there was a progressive increase in urea excretion, whereas
there was a decrease in ammonia excretion during this time. Although the
change in ammonia excretion could be the result of a number of other factors,
such as acid-base balance, overall the data are suggestive of a decreased capacity
for urea synthesis in the VLBW infant in response to protein load during the
first 7 to 10 days after birth. A similar inference could be drawn from the lower
incorporation of [I5N]from administered ammonia chloride in urinary urea in
the preterm infantI4 and the inconsistent incorporation into urea of [I5N]from
administered [15N]glycinereported by several other investigator^.'^
Estimates of urea synthesis or urea nitrogen excretion during fasting are
impossible to obtain, particularly in the low-birth weight infant, due to clinical
and ethical considerations. All data have been obtained during the fed state in
the presence of variable protein intake. These studies show that there is a linear
relationship between protein intake and serum and urinary urea concentration.
In the presence of varying protein intake in the range of 1.5 to 4 gkg-Id-', a
normally growing VLBW appropriate for gestational age infant excretes urea at
a rate ranging from 1.8 to 5 mg N-kg-lh-l.lz, 13, 19, Io6 These rates are very similar
to those observed in full-term infants. Thus, even in the presence of limited
capacity to synthesize urea, the VLBW neonate, while receiving enteral nutrients
and protein during the first 7 to 10 days after birth, synthesizes urea at a rate
similar to that in more mature infants.
Only one study has actually quantified rates of urea synthesis in preterm,
healthy, growing infants using [15NZ]~rea
tracer m e t h ~ d Their
. ~ data show that
preterm infants at a parenteral protein intake of 2.1 g-kg-'d-' and 61 kcal-kg-ld-'
produce urea at the rate of 2.9 mg N-kg-'h-'. These data are consistent with the
estimates made from the rates of urinary excretion of urea.116,
lz4 Because all the
studies were performed during either parenteral or enteral energy and protein
intake, it is not possible to quantify the obligatory loss of nitrogen. Pencharz et
aPoZestimated the obligatory urinary and total nitrogen losses in six preterm and
one full-term infants by examining the relation between nitrogen intake and total
nitrogen loss. The mean total obligatory loss of nitrogen was estimated to be 145
mg-kg-W' or approximately 6 mg N*kg-'h-'.
It is important to note that all of the previous data on urea production and
excretion have been obtained in infants with birth weights over 1000 g, and
that there is an immediate need for careful studies in the ELBW neonate, the
micropremie.
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Urea Nitrogen Recycling and Salvage
The fact that a certain amount of urea nitrogen can be salvaged through the
metabolic activity of gastrointestinal flora and incorporated into the body protein
44
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KALHAN & IBEN
has been known for some time.112,132, 139 The quantitative contribution of this
nitrogen salvage to overall nitrogen economy in healthy adults and children
on adequate protein-energy intake, however, remains controversial.61, 112 The
estimates of urea salvage are based upon the incomplete excretion in urine of
the total urea synthesized, as measured by isotopic tracer dilution, in the body.
Thus, it becomes extremely important that both components of the equation
(i.e., the total urea synthesis as well as the rate of urinary excretion) are measured
precisely. In addition, other extraurinary losses of urea from skin should also be
quantified accurately. A significant amount of nitrogen released from the hydrolysis of urea in the gut is also known to be recycled back into urea or excreted
as ammonia in the breath.8l. 145 In normal healthy adults on an adequate
protein intake, about 20% of synthesized urea is not excreted in the urine and
an insignificant amount of urea nitrogen is incorporated into body protein.81,112
Jackson60,
61 has suggested that colonic salvage of urea nitrogen is an important
component in the handling of urea nitrogen in the newborn due to high metabolic demands of the neonate, both for energy and protein relative to the energy
and protein intake. Their conclusions are based upon their reported data on
normal breast-fed infants 3 to 6 weeks of age and on other infants recovering
from surgical
145 Careful evaluation of their data, however,
shows that the high rate of urea salvage reported was, for the most part, due to
a high rate of synthesis measured in these studies, whereas the rate of urinary
excretion of urea in most of these infants was similar to that reported by other
investigators. Whether the estimated high rate of urea production was due to
the route of tracer administration (i.e., intermittent oral dose) requires further
evaluation. Of significance, the magnitude of urea nitrogen recycling measured
from the reincorporation of tracer nitrogen back into urea was only a small
component of urea synthesis in these studies. Based upon the available data
thus far, the evidence for the bioavailability and salvage of urea nitrogen in the
neonate is not compelling. Urea nitrogen salvage may be important under
conditions of marginal protein intake, such as in malnourished infants, or in
certain animal species, such as ruminants, or during hibernation in bears.z5,93
STRATEGIES FOR INTERVENTION
Several clinical strategies have been used to improve protein-nitrogen accretion in the low-birth weight infant, particularly in the immediate neonatal
period, a time of most attenuation in growth. For the most part, they appear to
be limited by the inability to deliver adequate calories and other nutrients. The
following is a review of some of the interventions attempted to date.
Early Nutrient Administration
Saini et a P 6 examined the effect of early amino acid administration on
nitrogen retention and balance in ventilator-dependent low-birth weight infants
(gestational age 28 weeks, birthweight 1000 g). Parenteral amino acid administration started on the first day after birth resulted in greater nitrogen retention and
positive nitrogen balance in the first 3 days. In contrast, all infants who did not
receive any nitrogen during the first 3 days were in negative nitrogen balance
(i.e., 100 to 150 mg N*kg-'d-'). This study is significant from the following
perspectives. (1) The amino acids administered early were well tolerated, apart
PROTEIN METABOLISM IN THE EXTREMELY LOW-BIRTH WEIGHT INFANT
zy
45
from an increase in plasma concentration of phenylalanine in two infants (2 of
10) in the early group and tyrosine concentration (5 of 10 in early and 4 of 11 in
late) in both groups. Three infants in the early group had periods when they
could not receive amino acid solution because of hyperglycemia, presumably
because of sepsis. (2) The difference in nitrogen balance disappeared when the
control group was also started on parenteral amino acids on day 4. (3)There was
no distinct clinical advantage of early amino acid administration as measured by
change in weight, crown-heel length, or head circumference by day 10. When
administered early, parenteral amino acids are tolerated by the majority of
low-birth weight infants; such interventions can place these infants in a positive
nitrogen balance. Whether such interventions result in any long-term biologic
benefit remains, however, to be established. The impact of early amino acid
administration on whole body leucine and protein turnover was evaluated
by Rivera et al,'13 using [l-13C]leucinetracer in combination with respiratory
calorimetry. They administered 1.5 rkg-ld-' of Aminosyn PF (Abbott Laboratories, North Chicago, IL) within 24 hours of birth, along with glucose. Leucine
kinetics were measured on day 3 (i.e., when the infants were receiving the
parenteral nutrients at a constant rate). Their data (Table 10) confirm that early
amino acid administration is well tolerated by preterm infants; allows greater
delivery of calories; places them in positive nitrogen balance, and more when
cysteine hydrochloride is added to the parenteral amino acid solution; and leads
to a hgher rate of nonoxidative disposal of leucine (i.e., higher rate of protein
synthesis). Van Goudoever et
also measured leucine kinetics on the first day
after birth while the infants were receiving amino acids at 1.15 gkg-ld-' and
total energy at approximately 28 kcalekg -'day-'. Again, the amino acid solution
was well tolerated. Although the amino acid group achieved a zero nitrogen
balance in contrast to a negative nitrogen balance, no difference in parameters
of leucine kinetics was observed. Their study also may be limited in part due to
low protein and energy administration. Similar impact of amino acid administration on protein-nitrogen kinetics has been shown in other studies.134It should
be noted that infants in all these studies have been over 28 weeks gestation and
more than 1000 g birth weight. Whether a similar response or tolerance is
evident in the micropremie has not been evaluated.
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Insulin
Insulin is an important anabolic hormone that has been shown to increase
protein synthesis in isolated skeletal muscle preparation in ~ i t r 0 .Several
l~
investigators have examined the effect of insulin, with and without amino acids, on
whole body and skeletal muscle protein metabolism in normal healthy adults.',
33, 40, 43 These data show that at physiologic plasma concentrations insulin causes
a decrease in skeletal muscle protein breakdown or proteolysis. Recently, Hillier
et a154have shown that at very high concentration of insulin, a strong stimulatory
effect of insulin on human forearm muscle protein synthesis can be observed.
Because of these effects of insulin on muscle protein turnover, attempts have
been made to use parenteral insulin infusion in order to stimulate nitrogen
accretion and growth in low-birth weight babies. Poindexter et allo5examined
the acute effect of insulin infusion on protein metabolism in four ELBW neonates
of a gestational age of 26 weeks and birth weight of 894 t 44 g (mean ? SEM)
at 3 days of age. Infusion of insulin raised plasma-insulin concentration to 79 f
13 &J*mL-' and caused a 20% decrease in the rate of proteolysis as measured
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Table 10. IMPACT OF EARLY ADMINISTRATION OF AMINO ACIDS ON PROTEIN AND NITROGEN METABOLISM IN VLBW INFANTS
Study Groups
Glucose
Glucose + AA
Protein-NitrogenMetabolism
n
Glucose
Glucose
+ AA
(12)
(14)
n
Birth Weight (kg)
Gestational Age (wk)
Energy Intake
kcaUkgd
(12)
1.09 + 0.24
1.05 2 0.25
28.5 t 1.8
28.5 t 1.8
35 t 12
54 f 11
(14)
N intake
mgkg- ‘d-
BUN
mmo//-
N balance
mgkg-’d-
n
Leucine Ra
pmotkg- ‘h-
Leucine 0
pmo\kg-7h-f
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0
250 f 8
4.6 t 1.4
6.1 ? 2.9
- 135 k 45
88 f 54
(7)
(5)
164 t 25
241 k 38
40 & 17
71 f 22
Mean ? SD.
Leucine Ra: Rate of appearance of leucine.
Leucine 0 Rate of oxidation of leucine.
From Rivera AJ, Bell EF, Bier D M Effect of intravenous amino acids on protein metabolism of preterm infants during the first three days of life. Pediatr Res 33:106, 1993;
with permission.
PROTEIN METABOLISM IN THE EXTREMELY LOW-BIRTH WEIGHT INFANT
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47
by the rate of appearance of leucine or phenylalanine in plasma. The estimated
rate of protein synthesis was also decreased by a similar magnitude. Thus,
infusion of insulin and glucose alone, without additional amino acid, caused a
parallel decrease in both proteolysis and protein synthesis, and therefore no
significant change in net protein balance. The lack of any effect on proteinnitrogen balance underscores the need to provide exogenous protein or amino
acid. Additional findings of the study of Poindexter et allo5include an anticipated
increase in the rate of use of glucose and an unexpected increase in the plasma
lactate concentration and mild metabolic acidosis. As suggested by the investigators, based upon these findings it is prudent to perform a careful investigation
of metabolic effects of insulin prior to its routine use for its growth-promoting effect.
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Growth Hormone
Exogenously administered growth hormone has been shown to impact
protein metabolism, improve nitrogen accretion, and promote growth, in growth
hormone-deficient states, in normal adults and in neonatal pigs.'8, 117,142 The
metabolic response to growth hormone administration has not been examined
136 examined the effects
in healthy full-term neonates. Van Toledo-Eppinga et
of recombinant human growth hormone (rhGH) treatment during the early
postnatal period on growth, body composition, and energy expenditure in seven
intrauterine growth-retarded neonates. Seven infants were studied as controls.
In addition, they examined the effect of rhGH treatment on glucose and protein
turnover using [U-13C]glucoseand [l-13C]leucinetracer, respectively. rhGH treatment (1 IU*kg-'d-') was started at 1 week postnatally and was discontinued
when the infants reached 2000 g body weight. Both the treatment and control
groups were receiving similar enteral caloric (-120 kcalekg -Id - I ) and protein
(-3.3 g.kg-'d-') and other nutrients. rhGH treatment had no effect on energy
expenditure measured by [2H2][180]
method, daily weight, height gain, or the
rate of increase in skinfold measurements. There was no effect on the rate of
appearance and oxidation of glucose as measured by [13C]glucosetracer. The
data on leucine-protein kinetics are displayed in Figure 6. As shown, rhGH
treatment resulted in a small increase in leucine flux ( P = 0.08), in the endogenous
rate of appearance of leucine (protein breakdown, P = 0.06). Because there was
no change in the rate of decarboxylation of leucine (P=NS), the amount of
leucine used for protein synthesis was significantly increased (402 2 72 versus
337 ? 36 Fmol*kg-'h-', mean 2 SD, P=0.04). Net leucine balance, however,
was unchanged. These data suggest either (1) resistance to rhGH in this study
group or (2) the results could be limited by the energy intake, because both
groups received similar calorie intake. Other investigators have used rhGH
to reduce the catabolic effects of dexamethasone, used for the treatment of
bronchopulmonary dysplasia, in ELBW premature infants at varying times in
the neonatal period.130 These data in general have not shown any benefits of
administration of rhGH on the growth arrest and other catabolic effects of
dexamethasone.
Glutamine
The amino acid glutamine is the most abundant amino acid in the muscle
and plasma of humans. It plays an important role as the primary oxidative fuel
48
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KALHAN & IBEN
600
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'i 400
l
z
r
+0
a,
0
5
300
200
100
n
rhGH
Controls
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Figure 6. Effect of human growth hormone (rhGH) administration on leucine kinetics in
low-birth weight infants. In each group: First bar = flux (F); second bar = intake (I); third
bar = protein B; fourth bar = protein S; fifth bar = oxidation (0).
F = leucine flux; I =
leucine intake; B = leucine from protein breakdown; S = leucine for protein synthesis; 0
= leucine oxidation. (Adapted from van Toledo-Eppinga L, Houdijk EC, Dellemarre-Van de
Waal HA, et al: Leucine and glucose kinetics during growth hormone treatment in intrauterine growth-retarded preterm infants. Am J Physiol 270:E451, 1996; with permission.)
for the dividing cells, such as enterocytes and lymphocytes.95a,
146 In addition,
glutamine is a key substrate for ammonia production in the kidney,44for nitrogen
transfer between tissues, precursor for purine and pyrimidine synthesis, and is
a regulator for protein
153,
Glutamine constitutes a major component of nitrogen transferred from the mother to the fetus in ~ t e r o .78~Several
~,
studies in humans and animals have proposed that glutamine becomes conditionally essential during catabolic illness. Because of these roles of glutamine
and, in particular, in relation to the metabolism of the gastrointestinal
several studies have been performed examining the advantages of glutamine
supplementation in catabolic states in adults, such as following surgery, trauma,
and so forth in order to induce nitrogen retention, infection resistance, gut
growth and repair, and so forth.64,83, Is4
Glutamine supplementation via the enteral or parental route in VLBW
infants has been evaluated by Neu et a194and by Lacey et aLZ6,76, Parenteral
administration of glutamine at a dose of 15% to 25% of total amino acids
administered resulted in an increase in plasma glutamine concentration in a
dose-response manner.76Glutamine supplementation was well tolerated by these
infants with no change in blood ammonia concentration, although the mean
blood urea nitrogen concentration was slightly higher in the supplemented
group. No statistically significant advantage was demonstrated in the entire
group of infants. When the groups were further separated based upon their
weight, however, infants less than 800 g (13 supplemented and 11 controls), the
glutamine supplemented infants had a shorter length of stay in the neonatal
intensive care unit, required fewer days on parenteral nutrition, had a shorter
length of time to full feeds, and needed less time on the ventilator. Whether
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PROTEIN METABOLISM IN THE EXTREMELY LOW-BIRTH WEIGHT INFANT
49
these advantages were due to glutamine supplementation or to some other
factors needs to be examined further.
Enteral supplementation of glutamine was examined in VLBW infants (birth
weight -950 g) by Neu et a1.26,94, 115 Glutamine was added to commercial
special care infant formula and administered in a dose of 0.08 g-kg-'day-' and
increasing to 0.31 g-kg-'day-'. glutamine supplementation had no impact on
plasma amino acid c~ncentration,"~
nor on the tracer isotope measured flux of
glutamine or leucine.26There was no difference in growth, serum ammonia,
urea, prealbumin, or liver transaminase concentration or in the mean hospital
stay. There was, however, a suggestion for better formula tolerance and possibly
decreased odds of developing sepsis. Again, whether these advantages are
related to glutamine supplementation or due to other unrecognized factors
remains to be established. These data thus far presented do not support routine
supplementation with glutamine in the nutritional management of VLBW infants.
SUMMARY
Although extensive data are available on the impact of nutrient and protein
administration on growth, plasma amino acids, and nitrogen balance in the
newborn and growing infants, relatively few studies have carefully examined
the dynamic aspects of protein metabolism in vivo and particularly in the
micropremie or ELBW infant.
These studies show that the very preterm infants, either because of immaturity or because of the intercurrent illness, have high rates of protein turnover
and protein breakdown. This high rate of proteolysis is not as responsive to
nutrient administration. Intervention strategies aimed at promoting nitrogen
accretion, such as insulin, human growth hormone, or glutamine, have not thus
far resulted in enhanced protein accretion and growth. This may be, in part, due
to limitations in delivery of adequate calorie and nitrogen.
ACKNOWLEDGMENT
The secretarial support of Mrs. Joyce Nolan is gratefully appreciated.
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Address reprint requests to
Satish C. Kalhan, MBBS
Department of Pediatrics
Robert Schwartz, MD, Center for Metabolism & Nutrition
MetroHealth Medical Center
2500 MetroHealth Drive
Cleveland, OH 44109-1998
e-mail: sck8po.cwru.edu