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Title:
Chemistry at the Dirac Point of Graphene
Author:
Sarkar, Santanu
Acceptance Date:
2013
Series:
UC Riverside Electronic Theses and Dissertations
Degree:
Ph.D., ChemistryUC Riverside
Advisor(s):
Haddon, Robert Cort
Committee:
Morton, Thomas, Marsella, Michael
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UNIVERSITY OF CALIFORNIA
RIVERSIDE
Chemistry at the Dirac Point of Graphene
A Dissertation submitted in partial satisfaction
of the requirements for the degree of
Doctor of Philosophy
in
Chemistry
by
Santanu Sarkar
December 2013
Dissertation Committee:
Dr. Robert C. Haddon, Chairperson
Dr. Thomas Morton
Dr. Michael Marsella
Copyright by
Santanu Sarkar
2013
The Dissertation of Santanu Sarkar is approved:
Committee Chairperson
University of California, Riverside
ACKNOWLEDGEMENTS
With gratitude and pleasure, I sincerely thank my advisor Professor Robert
C. Haddon for his enthusiastic guidance, unflinching support, profound
understanding and interest in my personal and professional welfare during my
four-year-long graduate research and training in his pioneering group. I deeply
acknowledge and appreciate the mentoring from Dr. Elena Bekyarova throughout
my graduate studies – she has always been a great teacher, very motivating
guide, ready to discuss, encourage and help at any point of time, and a
wonderful person. I express my sincere gratitude towards my committee
members: Dr. Thomas Morton and Dr. Michael Marsella for their sincere attention
to my research progress and suggestions for improvement.
I express my sincere thanks to Dr. Sandip Niyogi for his guidance and help
during my initial stages of research. I immensely appreciate his great help,
guidance and important suggestions during first and second year of my research.
I greatly thank my lab members: Dr. Mikhail E. Itkis, Dr. Aron Pekker, Dr. Irina
Kalinina, Xiaojuan Tian, and Matthew L. Moser for their experimental help and
insightful discussions, and for making the lab a very cheerful and enjoyable place
to work. I would like to convey my deepest thanks to the CNSE Staff, Mr. Dexter
Humphrey for his continuous help, sincere guidance, training and helpful
discussions in the UCR Cleanroom (nanofabrication) facility.
With great pleasure, I convey my deepest gratitude to my beloved parents,
Mr. Pradip Sarkar and Mrs. Mukta Sarkar, my sister, Bulbul, and my beloved wife,
Sharmistha for their unconditional love, constant encouragement, support and
discipline to achieve my long-cherished goal.
iv
I would like to thank the publishers for allowing me to reprint materials in
my dissertation. The text and figures in this dissertation, in part, is a reprint of the
materials as appeared in the following publications and are duly cited in my
dissertation: Sarkar, S.; Bekyarova, E.; Niyogi, S.; Haddon, R. C. J. Am. Chem.
Soc. 2011, 133, 3324-3327. Sarkar, S.; Niyogi, S.; Bekyarova, E.; Haddon, R. C.
Chem. Sci. 2011, 2, 1326-1333. Sarkar, S.; Bekyarova, E.; Haddon, R. C. Angew.
Chem. Int. Ed. 2012, 51, 4901-4904. Sarkar, S.; Bekyarova, E.; Haddon, R. C.
Acc. Chem. Res. 2012, 45, 673-682. Sarkar, S.; Bekyarova, E.; Haddon, R. C.
Mater. Today 2012, 15, 276-285. Sarkar, S.; Zhang, H.; Huang, J-W.; Wang, F,;
Bekyarova, E.; Lau, C. N.; Haddon, R. C. Adv. Mater. 2013, 25, 1131-1136.
Sarkar, S.; Moser, M. L.; Tian, X.; Zhang, X.; Al-Hadeethi, Y. F.; Haddon, R.C.
Chem. Mater. 2013, in press. Sarkar, S.; Bekyarova, E.; Haddon, R. C. Carbon
Nanotubes and Graphene (Edited by S. Iijima and K. Tanaka), 2 nd Edition,
Elsevier.
-
Santanu Sarkar
University of California – Riverside
v
ABSTRACT OF THE DISSERTATION
Chemistry at the Dirac Point of Graphene
by
Santanu Sarkar
Doctor of Philosophy, Graduate Program in Chemistry
University of California, Riverside, December 2013
Dr. Robert C. Haddon, Chairperson
Graphene holds great potential as an electronic material because of its
excellent transport properties, which derive from its unique Fermi surface and
ballistic conductance. It exhibits extremely high mobility (~250,000 cm2V-1s-1),
which exceeds by orders of magnitude that of silicon. Despite its extraordinary
properties, the absence of a band-gap in graphene makes it unsuitable for its use
as an active element in conventional field effect transistors (FETs). Another
problem with pristine graphene is its lack of solution processability, which inhibits
it applications in numerous fields such as printed electronics, transparent
conductors, nano-biodevices, and thin film technologies involving fuel cells,
capacitors and solar cells.
My thesis is focused on addressing theses issue by application of covalent
chemistry to graphene. Chemical functionalization of graphene has emerged as a
promising approach in modifying the electronic structure and magnetic properties
of graphene. Generally, chemical modification of graphene leads to the creation
of new sp3 carbon centers in the graphene lattice, thereby influencing the
electron-scattering and creating dielectric regions in graphene wafers by partial
breakdown of the electronic conjugation pathway. This approach provides a noninvasive route to the creation of energy band-gaps in graphene and offers the
possibility of patterning graphene to form specific conducting, ballistically
vi
conducting, insulating, semiconducting and magnetic patterns – paving the way
for wave function engineering of graphene devices using covalent chemistry.
We have applied the Kolbe electro-oxidation strategy to achieve an
efficient quasi-reversible electrochemical grafting of -naphthylmethyl radicals to
graphene. The method facilitates reversible bandgap engineering in graphene
and preparation of electrochemically erasable organic dielectric films. We have
discovered that the zero-band-gap electronic structure of graphene enables it to
function as either the diene or the dienophile in the Diels−Alder (DA) reaction
and we show that the application of the Diels-Alder (DA) chemistry to graphene,
which is capable of simultaneous formation of a pair of sp3-carbon centers
(balanced sub-lattice functionalization) in graphene, can selectively produce DAmodified graphene FET devices with mobility between 1,000-6,000 cm2V-1s-1
(with a variable range hopping transport mechanism).
Most of the covalent chemistry applied to graphene leads to a change in
hybridization of graphene sp2 carbon to sp3 (destructive hybridization) and the
FET devices based on such covalently modified graphene shows a drastic
reduction of device mobility. To this end, we find that the organometallic
hexahapto (6) metal complexation chemistry of graphene, in which the
graphene -band constructively hybridizes with the vacant d-orbitals of transition
metals, allows the fabrication of field effect devices which retain a high degree of
the mobility with enhanced on-off ratio.
In summary, we conclude that the singular electronic structure of graphene
at the Dirac point govern the chemical reactivity of graphene and this chemistry
will play a vital role in propelling graphene to assume its role as the next
generation electronic material beyond silicon.
vii
TABLE OF CONTENTS
Chemistry at the Dirac Point of Graphene
Acknowledgements …………………………………………………………………….iv
Abstract of the dissertation ……………………………………………………………vi
List of Acronyms ………………………………………………………………………xiii
Chapter 1. Introduction to graphene chemistry
1.1. Introduction ………………………………………………………………………...1
1.2. The purpose of graphene functionalization …………………………………….3
1.3. Brief history of graphene ………………………………………………………….5
1.4. Microscopic visualization of graphene layers …………………………………14
1.5. Raman spectroscopic characterization of graphene layers …………………15
1.6. Electronic structure of graphene ……………………………………………….18
1.7. Chemical reactivity of graphene ………………………………………………..21
1.8. Covalent bond forming reaction of graphene …………………………………25
1.9. Applications of the chemically modified graphene (CMGs) …………………27
1.10. Conclusion ………………………………………………………………………28
Chapter 2. Radical addition chemistry of graphene
2.1. Introduction ……………………………………………………………………….32
2.2. Radical addition to graphene …………………………………………………...34
2.2.1. Room temperature ferromagnetism: quasi-localized -radicals ………35
viii
2.2.2. Band gap engineering by radical functionalization of graphene ………38
2.3. Experiments ……………………………………………………………………...42
2:4. Results and discussions
2.4.1. Functionalization by Kolbe electrochemistry …………………………....46
2.4.2. Raman spectroscopy of functionalized graphene ……………………...47
2.4.3. Infrared spectroscopy of functionalized graphene ……………………..49
2.4.4. Calculation of surface coverage by electrochemistry ………………….51
2.4.5. Control of electrochemical functionalization ………………………….....52
2.4.6. Formation of closed packed layered structures and ease of complete
passivation of epitaxial graphene ……………………………………………………55
2.4.7. Electro-erasing of the functional groups ………………………………..58
2.5. Conclusion ………………………………………………………………………..62
Chapter 3. Diels-Alder chemistry of graphene
3.1. Introduction ……………………………………………………………………….63
3.2. Experiments: the Diels-Alder reactions of graphene …………………………70
3.2.1. Characterization techniques ………………………………………………70
3.2.2. Liquid phase exfoliation of graphite to graphene (XGsol) ………………71
3.2.3. DielsAlder chemistry of graphene (diene) with tetracyanoethylene
(dienophile) …………………………………………………………………………….72
3.2.4. DielsAlder chemistry of graphene (diene) with maleic anhydride
(dienophile) …………………………………………………………………………….73
ix
3.2.5. DielsAlder chemistry of graphene (dienophile) with 9-methylanthracene
(diene) ………………………………………………………………………………….74
3.2.6. DielsAlder chemistry of graphene (dienophile) with 2,3-dimethoxy-1,3butadiene (diene) ………………………………………………………………..........74
3.2.7. Retro-DielsAlder reaction of TCNEHOPG and TCNEgraphene
adducts ………………………………………………………………………………...76
3.3. Theoretical rationalization of the Diels-Alder reactivity of graphene ……….76
3.4. Experimental results and discussions …………………………………………90
3.5. Graphene as a diene
3.5.1. Reactions with tetracyanoethylene (TCNE) …………………………....92
3.5.2. Reactions with maleic Anhydride (MA) …………………………………94
3.6. Graphene as a dienophile
3.6.1. Reactions with 9-methylanthracene (MeA) ………………………………98
3.6.2. Reactions with 2,3-dimethoxy-1,3-butadiene (DMBD) ………………..100
(A) Diels-Alder chemistry of scotch-tape exfoliated SLG and BLG ………….100
(B) Diels-Alder chemistry of Microcrystalline Graphite (µG) ………………....103
(C) Diels-Alder chemistry of epitaxial graphene (EG) ………………………...104
(D) Scanning tunneling microscopy (STM) of pristine and the Diels-Alder
functionalized epitaxial graphene ………………………………………………….106
(E) Solution spectroscopic estimation of surface coverage ………………….109
3.7. Applications: band gap engineering and high mobility graphene devices..111
3.8. Conclusion ………………………………………………………………………116
x
Chapter 4. Organometallic chemistry of graphene and carbon nanotubes
4.1. Introduction ……………………………………………………………………..118
4:2. Nature of interactions between metals and graphitic surfaces ……………120
4.3. Bonding in the organometallic complexes of the extended periodic -electron
systems ……………………………………………………………………………….124
4.4. Comparison of the hexahapto complexation ability of fullerene and
graphene ……………………………………………………………………………..128
4.5. General approach to the synthesis of the organometallic complexes of
graphene and carbon nanotubes ……………………………………………….....129
4.6. General approach to the decomplexation of the metal-graphene
complexes ……………………………………………………………………………133
4.7. Experiments
4.7.1. Preparation of the chromiumSWNT complex, (6SWNT)Cr(6
benzene) ………………………………………………………..134
4.7.2. Exfoliation of microcrystalline graphite ………………………………..134
4.7.3. Reaction of exfoliated graphene and (6benzene)Cr(CO)3 ………..135
4.7.4. Reaction of exfoliated graphene and Cr(CO)6 ………………………..135
4.7.5. Reaction of HOPG and EG with Cr(CO)6 ……………………………..136
4.7.6. Reaction of HOPG and EG with (6benzene)Cr(CO)3 …………….136
4.7.7. De-complexation of grapheneCr complexes by ambient oxidation…..
4.7.8. De-complexation of the organometallic complexes with electron rich
arenes ……………………………………………………………………………….137
4.8. Results and discussions
xi
4.8.1. Synthesis and charcaterization of the reaction product of EA-SWNTs
and (6benzene)Cr(CO)3 …………………………………………………………..139
4.8.2. Synthesis and assignment of product structure of the organometallic
complexes of graphene ……………………………………………………………..142
4.8.3. Characterization of the organometallic complexes of
graphene ……………………………………………………………………………..144
4.8.4. Decomplexation reactions of organometallic complexes of
graphene ……………………………………………………………………………..145
4.9. Applications: atomtronics using organometallic complexation of SWNTs and
graphene ……………………………………………………………………………..150
4.9.1. High mobility organometallic graphene transistors vis monohexahapto(6) – metal complexation reactions ………………………………......151
4.9.2. Correlation between surface coverage and band gap in the
organometallic complexes of graphene …………………………………………...153
4.10. Conclusion ……………………………………………………………………..156
xii
List of Acronyms
AFM
Atomic Force Microscopy
ARPES
Angle-Resolved Photoemission Spectroscopy
BLG
Bilayer Graphene, n = 2
CNT
Carbon Nanotubes
DMBD
2,3-Dimethoxy-1,3-butadiene
DOS
Density of States
EG
Epitaxial Graphene on SiC substrates
FLG
Few Layer Graphene n 4
HOPG
Highly Oriented Pyrolytic Graphite
MA
Maleic Anhydride
MeA
9-Methylanthracene
mG
Microcrystalline Graphite
NP
Nitrophenyl
NM
Naphthylmethyl
SLG
Single Layer (monolayer) Graphene, n = 1
SWNTs
Single-Walled Carbon Nanotubes
SEM
Scanning Electron Microscopy
STM
Scanning Tunneling Microscopy
TCNE
Tetracyanoethylene
TEM
Transmission Electron Microscopy
TGA
Thermogravimetric Analysis
TLG
Tri-layer Graphene, n = 3
FET
Field Effect Transistor
XG
Exfoliated Graphene
XGflake
Exfoliated Graphene Flake
XGsol
Liquid Phase (Solvent) Exfoliated Graphene
xiii
CHAPTER 1. Introduction to Graphene Chemistry
1.1. INTRODUCTION
The allotropes of carbon have fascinated mankind for centuries and have
been at the epicenter of intensive research interest for their scientific value and
potential for technological applications. The element carbon is capable of
forming a wide variety of structures due to its valency and existence in different
hybridization states leading to catenation of carbon with covalently linking
carboncarbon chains. The new carbon age,1 which is the third wave in the
carbon revolution, has witnessed overwhelming interest in low-dimensional
carbon materials, with particular attention to graphene, the newest member of
the series of carbon allotropes.2-6 Graphene is the basic building block for
graphitic materials of all other dimensionalities: it can be wrapped up into 0D
fullerenes, rolled into 1D carbon nanotubes or stacked into 3D graphite (Figure
1.1).7,8
This two-dimensional form of pure sp2 hybridized carbon allotrope of
atomic thickness has garnered tremendous attention among both physicists and
chemists and has provided a test-bed for fundamental and device physics3,9,10
and a unique chemical substrate.11-15 In line with theoretical predictions, charge
carriers in graphene behave like massless Dirac fermions, which is a direct
consequence of the linear energy dispersion relation.16 Such features serve to
1
recommend graphene for mechanical, thermal, electronic, magnetic and optical
applications. But the absence of a band-gap in graphene makes it unsuitable for
conventional field effect transistors (FETs),17,18 and its lack of solution
processability remains to be resolved.19 These issues are potentially amenable
to solution by chemical techniques, but the effect of chemistry on the mobility of
functionalized graphene devices is an imposing challenge.20
Figure 1.1. Graphene is the mother of other graphitic materials of different
dimensionalities. It can be wrapped up into 0D buckyballs, rolled into 1D
nanotubes or stacked into 3D graphite. Reprinted with permission from ref.7
(Copyright © 2007 Nature Publishing Group).
2
While the fundamental physics of graphene has been extensively studied
and experimentally demonstrated,2,3,9,16 the exciting chemical implications of the
massless two-dimensional gas of Dirac fermions in graphene is just now
coming into focus.21,22 The recent exploration of the chemistry of graphene at
the Dirac point has provided a rational understanding of the chemical reactivity
of graphene in Diels-Alder pericyclic reactions, based on the graphene frontier
molecular orbitals at the Dirac point as they relate to the original frontier
molecular (FMO) theory and orbital symmetry conservation concepts. 18,21,23-25
This understanding provides the basis of a unified theory of graphene reactivity,
including radical addition chemistry, Diels-Alder pericyclic chemistry, and
organometallic mono- and bis-hexahapto complexation chemistry.26-28
1.2. THE PURPOSE OF GRAPHENE FUNCTIONALIZATION
The pursuit of the chemical functionalization of graphene is based on a
number of motivations: (i) modification of the electronic structure of graphene
with focus on band-gap engineering for transistors 26 and fabrication of
dielectrics, (ii) creation of magnetism in graphene for applications in
spintronics,29-32 and (iii) bulk preparation of solution-processable derivatives of
graphene for a broad range of applications including printable electronics,
energy storage, thermal interface materials (TIMs), nano-bio hybrid
composites.33
3
From a fundamental stand point graphene chemistry is the solid state
counterpart of classical small molecule electrocyclic organic reactions, including
Diels-Alder chemistry,18,21 and the Claisen rearrangement.34
However, the basal plane chemical modification of graphene is not
straightforward because normal aromatic substitution reactions cannot be
applied, and in this respect graphene chemistry resembles that of fullerenes
and carbon nanotubes, but without the role of strain in promoting addition
chemistry.35,36 Nevertheless, it has already been demonstrated that the
atomically flat surface of graphene provides an opportunity to apply carboncarbon bond formation chemistry with subsequent creation of sp 3 carbon
centers in place of sp2 carbons.15,30 This chemistry has a pronounced effects on
the electronic and phonon properties of graphene as evidenced by Raman
spectroscopy, transport and magnetic measurements and scanning tunneling
microscopy. The covalent modification of the two-dimensional -electron system
of graphene provides a novel protocol to impart patterning that can modulate
the energy band gap, influence electron scattering, affect the flow of current by
creating dielectric regions over the graphene wafer,30 and potentially address
some of the issues in the fabrication of molecular level electronic circuitry.37
The fundamental concept is the generation of new carbon-carbon bonds to
redirect the electronic conjugation pathway and to form specific conducting,
ballistically conducting, insulating, semiconducting, and magnetic patterns. 22
4
1.3. A BRIEF HISTORY OF GRAPHENE
Graphite oxide (GO), graphene oxide (i.e. exfoliated GO), and graphite
intercalation compounds (GICs) have been studied extensively for more than
170 years.38-42 The evolution of graphene as a two-dimensional material43 is
presented below from a historical perspective with the most important timeline
presented in Figure 1.2.5,44 It should be noted that the history of graphene is
rich and there are a number of reviews, which focus on different aspects of the
development of scientific knowledge, which led to the current explosion of
interest in graphene.4,7,10,11,13,45-47
The “lead pencil” (historically also called: blacklead and plumbago)48
based on graphite was invented as early as 1564, marking the first informal
synthesis of graphene, which went unnoticed. The term “graphite” is derived
from the Greek word “graphein” (to write). This three dimensional material with
its lamellar structure bestows unique electronic and mechanical properties,
particularly when the individual layers of graphite (held together by van der
Waals forces) are considered as independent entities.44
5
Figure 1.2. Timeline of selected events in the history of the preparation,
isolation, and characterization of graphene. Reprinted with permission from
ref.44 (Copyright © 2010 Wiley-VCH Verlag GmbH & Co. KGaA, Weinheim).
The earliest reports of GO and graphite intercalation compounds (GICs)
can be tracked back to the 1840s, when the German scientist Schafhaeutl
reported the intercalation and exfoliation of graphite with sulphuric and nitric
acids.38-40 In GICs the stacked structure of graphite is retained, but the
interlayer spacing is widened, resulting in electronic decoupling of the individual
layers. Such electronic decoupling, in some cases, may lead to interesting
phenomena including superconductivity.49
In 1859, the British chemist Brodie used what may be recognized as
modification of the methods described by Schafhaeutl in an effort to
characterize the molecular weight of graphite by using strong acids (sulphuric
and nitric acids) as well as strong oxidants (e.g. KClO3).50 Interestingly these
6
drastic chemical environments not only led to the intercalation of graphite
layers, but also to chemical oxidation of the graphite surfaces and formation of
graphite oxide (GO).
In 1898, Staudenmaier reported a slightly different version of the Brodie’s
oxidation method for making GO by addition of chlorine salts in multiple aliquots
over the course of the reaction instead of in a single portion.51 Moreover, these
modification methods are still used today for the preparation of graphene oxide,
rGO and other chemically modified graphene (CMGs) derivatives of GOs.52,53
As early as the 1940s, a series of theoretical analyses suggested that the
graphene layers—if isolated—might exhibit extraordinary electronic
characteristics (such as 100 times greater conductivity within a plane than
between planes).54 In 1946, P. R. Wallace published the band structure of
graphene,54 which provided the key to its electronic structure and showed that
the conduction and valence bands touch at the K-point in momentum space.
Nearly a century after the studies reported by Brodie, in 1962 Boehm
found that the chemical reductions of dispersions of GO in dilute alkaline media
with hydrazine, hydrogen sulfide, or iron(II) salts produced thin, lamellar carbon
that contained only small amounts of hydrogen and oxygen.55,56 The crucial task
of determining the number of layers present in the lamellae was accompanied
7
by densitometry against a set of standardized films of known thickness by
using transmission electron microscopy (TEM). The carbon material was found
to exhibit a minimum thickness of 4.6 Å, which deviates slightly from the
thickness observed in recent studies (4.0 Å).7 Thus, Boehm concluded, “this
observation confirms the assumption that the thinnest of the lamellae really
consisted of single carbon layers”.56
In a separate study in 1968, Morgan and Somorjai used low-energy
electron diffraction (LEED) to investigate the adsorption of various gaseous
organic molecules (CO, C2H4, C2H2) onto a platinum(100) surface at high
temperature.57 In 1969, May postulated that single as well as multiple layers of
a material that features a graphitic structure were present.58 He also deduced
that “the first monolayer of graphite minimizes its energy of placement on each
of the studied faces of platinum”. Between 1970 and 1974, a number of reports
by Blakely and co-workers indicated surface segregation of mono- and
multilayers of carbon from various crystalline faces of transition metal
substrates, including Ni (100) and (111), Pt (111), Pd (100), and Co (0001).59-65
In 1974, Shelton reported the surface phase transition and equilibrium
segregation of carbon on the Ni(111) surface.65 They pointed out three distinct
equilibrium states of carbon with Ni, namely (a) dilute carbon phase at high
temperature, (b) a condensed graphitic monolayer (single-layer “graphene”, as
it is called now), separated from “a” by a sharp transition with temperature, and
8
(c) precipitation of multilayer epitaxial graphite.65 This work marks the discovery
of monolayer graphene from CVD synthesis on Ni substrates as early as in
1970s. In addition to that, Land reported the growth of monolayer graphene in
1992 from ethylene as precursor and over Pt (111) metal surface at 1230 K
(Figure 1.3).66
Figure 1.3. STM image (1000 Å 1000 Å) showing the formation of a graphitic
structure on a metal surface; the image was obtained at room temperature after
annealing of ethylene over Pt (111) at 1230 K. Most of the graphite is now seen
at the lower step edges with a few large regularly shaped islands remaining on
the terraces. The sides of the hexagonal graphite islands follow the Pt substrate
<110> directions. Reprinted with permission from ref.66 (Copyright © 1992
Elsevier Inc.).
9
In 1975, van Bommel et al. described the epitaxial sublimation of silicon
from single crystals of silicon carbide (0001). At elevated temperatures under
ultrahigh vacuum (UHV; <10-10 Torr), monolayered flakes of carbon with the
structure of graphene were seen, as was evidenced by LEED and Auger
electron spectroscopy.67 Moreover, the disappearance of the carbide peak in
the Auger spectrum was reported to be coupled to the appearance of the
graphitic peak.68
To the best of our knowledge the term graphene was first coined by
Boehm in 1986.69,70 Boehm recommended standardizing the term: “the ending ene is used for fused polycyclic aromatic hydrocarbons, even when the root of
the name is of trivial origin, for example, naphthalene, anthracene, tetracene,
coronene, ovalene. A single carbon layer of the graphitic structure would be the
final member of infinite size of this series. The term graphene layer should be
used for such a single carbon layer.”5,69,71,72
In 1997, IUPAC formalized these recommendations by incorporating
them into their Compendium of Chemical Technology, which states: “previously,
descriptions such as graphite layers, carbon layers or carbon sheets have been
used for the term graphene. Because graphite designates that modification of
the chemical element carbon, in which planar sheets of carbon atoms, each
atom bound to three neighbours in a honeycomb- like structure, are stacked in
10
a three-dimensional regular order, it is not correct to use for a single layer a
term which includes the term graphite, which would imply a three- dimensional
structure. The term graphene should be used only when the reactions,
structural relations or other properties of individual layers are discussed.”73
These predictions were not only proven correct, but the isolated layers of
graphite were also found to display favorable properties, such as high carrier
mobilities (> 200000 cm2 V-1s-1 at electron densities of 2 1011 cm-2),3,74,75
exceptional Young modulus values (> 0.5–1 TPa), and large spring constants
(1–5 N m-1).76 Geim and Novoselov. at the University of Manchester realized
and identified graphene experimentally by micro-mechanical exfoliation in
2004.3 At about the same time Walt de Heer at the Georgia Institute of
Technology reported the realization of electronic devices based on “ultrathin
graphitic films” (graphene).2,77
In 2005, Phillip Kim at Columbia University observed the quantum Hall
effect and Berry’s phase in graphene.9 At about the same time Geim,
Novoselov and co-workers at the University of Manchaster reported similar
observation on graphene.78
The stability and isolation of this two dimensional atomic crystal,
graphene was first demonstrated using the micro-mechanically exfoliation of
11
graphite by Scotch tape with subsequent placement on an oxidized silicon
wafer.3 Today chemical vapor deposition (CVD) growth of graphene is the most
popular synthetic technique and graphene is generally grown on copper foil or
nickel metal substrates from methane, methanol or other carbon sources. 79
Large-area CVD graphene seems to offer a scalable approach for high quality
graphene. Recently rapid thermal annealing (RTA) of sputtering deposited
amorphous carbon and nickel was also shown to be effective in single-step
growth of wafer scale graphene directly on any dielectric substrate.80
Graphene nanoribbons (GNRs), thin strips of graphene,81 have been
suggested as a promising material in which there exits a band gap (mobility
gap) due to quantum confinement.82 These GNRs were originally introduced as
a model for theoretical studies by Mitsutaka and Fujita to examine the edge and
nanoscale size effects in graphene,83-85 and currently these GNRs are very
popular as a superior candidate in graphene-based nanoelectronics.
12
A
B
2 cm
10 mm
2 cm
BLG
20 mm
cm
m
H
G
F
E
D
C
SLG
3 mm
Figure 1.4. Graphene synthesis. (A) Image of highly oriented pyrolytic
graphite (HOPG) which is often chosen due to its high atomic purity and smooth
surface for the micromechanical (Scotch tape) exfoliation to produce (B) single
layer, bi-layer of multilayer graphene flakes. (C) Image of nature graphite, which
can be subjected to liquid phase exfoliation (LPE) in aromatic solvent (e.g.
ortho-dicholorobenzene) to produce (D) stable dispersions of exfoliated
graphene.14 (E) Optical image of chemical vapor deposition (CVD) grown
graphene on copper surface (carbon source: methane, temperature: 1000 oC),
which can be transferred onto (F) oxidized silicon wafer, in which the optical
(phase) contrast of graphene makes it visible under white light. (G) Scanning
electron microscopy (SEM) of an array of epitaxial graphene nanoribbons
(EGNRs) grown on the lithographically patterned step edges of SiC(0001)
crystals.82 (H) Schematic representation of the gradual longitudinal unzipping of
multiwall carbon nanotube (MWNTs) to form a graphene nanoribbons (GNRs)
by chemical oxidation methods. Reproduced from ref.81 Copyright 2009 Nature
Publishing Group.
13
1.4. MICROSCOPIC VISUALIZATION OF GRAPHENE LAYERS
Despite the atomic thickness of graphene, optical microscopy can be
conveniently employed to identify a monolayer of graphite (single-layer
graphene, SLG, with number of layers n = 1), bi-layer graphene (BLG, n =2),
tri-layer graphene (TLG, n = 3), few-layer graphene (FLG, n 4) along with
thicker graphite flakes [n = , such as highly oriented pyrolytic graphite
(HOPG)] from the color contrast (phase contrast) when the graphene flakes rest
on the top of an oxidized Si wafer (Figure 1.5).43 SLG on an SiO2 substrate,
although atomically thin, has the capability to interfere with the optical path of
reflected light, and consequently results in a change in the interference color
with respect to bare Si/SiO2 substrate (typically about 300 nm SiO2, and is
purple-to-violet in color).43
As can be seen in Figure 1.5, SLG is very light violet in color (Fig. 1.5a),
BLG appears as violet (Fig. 1.5b), TLG is dark violet (Fig. 1.5c), while FLG
flakes are blue in color (Fig. 1.5b). Microscopic quality and macroscopic
continuity are two essential ingredients in judging the quality of a graphene
sample. In contrast to exfoliated graphene, epitaxial graphene (EG) samples
grown by vacuum graphitization of SiC(0001) are almost transparent (Fig.
1.5d). In the case of supported graphene, the substrate has a strong influence
on the subsequent chemistry and device performance. On the other hand, the
14
chemistry of epitaxial graphene (EG) on SiC substrates shows the effects of the
interface layer between the graphene monolayers and the underlying SiC
substrate.26,86,87
1.5. RAMAN SPECTROSCOPIC CHARACTERIZATION OF GRAPHENE
LAYERS
Beyond microscopic visualization, Raman spectroscopy provides the
most convenient and powerful tool for characterization of graphene. In the
Raman spectra of graphene, the G peak (frequency, G ~ 1580 cm-1), arises
from a first order Raman effect where the energy of the scattered incident
monochromatic light is proportional to the energy of quantized lattice vibrations
(E2g phonon) created by the scattering process.30,88-91 On the other hand, the
2D band (2D ~2670 cm-1, also referred to as the G’ peak) results from a second
order Raman effect, which arises from lattice vibrations when first order
processes activate another phonon. In the case of a single-layer graphene
(SLG), the 2D peak appears as a single peak and the intensity of 2D peak is
generally higher than the intensity of G-peak [I2D/IG 1, Fig. 1.5e(i)].
The covalent chemical modification of graphene, which is usually
accompanied by conversion of sp2 hybridized carbons to sp3, leads to the
activation of the A1g breathing vibration mode and this results in the appearance
15
of a sharp D-peak (D ~1345 cm-1); broad D-peaks can also be seen in
physically defective graphitic materials, such as graphene nanoribbons (GNRs),
the edges of graphene, disordered graphene samples, and in graphene oxide. 92
Raman spectroscopy provides a wealth of information about the number of
graphene layers (based on the position and shape of the 2D band, and the ratio
of the intensities of the 2D to G band, Fig. 1.5e),88 quality of the samples,93
types and degree of doping (based on observed shift of G and 2D band), 94 and
can even provide insight into the mobility of the graphene devices. 95
16
Figure 1.5. Characterization of graphene layers. Optical microscopic image
of (a) single-layer graphene (SLG), (b) bilayer grahene (BLG), (c) trilayer
graphene (TLG), along with few-layer graphene (FLG in b), and graphite
(HOPG in c), obtained by micromechanical cleavage of graphite and imaged on
an oxidized Si wafer. The corresponding chemical structures are shown in the
right frame. (d) Optical image of epitaxial graphene (EG) grown by vacuum
graphitization on SiC(0001). Scale bar is 20 mm. (e) Raman spectral signatures
(ex = 532 nm) of the corresponding (i) SLG, (ii) BLG, (iii) TLG, (iv) HOPG, and
EG (after subtraction of Raman signals due to SiC).22 Reprinted with permission
from ref.22 (Sarkar, S. et al. Mater. Today 2012, 15, 276-285; Copyright © 2012
Elsevier Inc.).
17
1.6. ELECTRONIC STRUCTURE OF GRAPHENE
The electronic structure of graphene is very well known in the literature of
physics and chemistry. A knowledge of the electronic structure of graphene is
helpful to understand its unique physical and chemical properties.17,21 While
all of the carbon atoms in graphene are equivalent in a chemical sense, there
are two atoms in the unit cell, and thus in a crystallographic sense the
honeycomb structure of graphene is viewed as two interpenetrating triangular
Bravais lattices, as depicted in Figure 1.6 because it is not possible to generate
all of the lattice sites by simple translations of a single carbon atom.
(b)
(a)
Figure 1.6. (a) Real space graphene lattice, showing the unit cell vectors, (b)
Brillouin zone of graphene in momentum space.17
The Bravais lattices are traditionally labeled A and B, and the two
different sets of carbon atoms are apparent in Figure 1.6; the primitive lattice
vectors are given by a1 = (3a/2) i + (3a/2) j and a2 = (3a/2) i – (3a/2) j where
a is the carboncarbon bond length (1.421 Å) and i and j are the usual unit
18
vectors along the x, y Cartesian axes; the reciprocal lattice vectors are given by
b1 = (2/3a) i + (2/3a) j and b2 = (2/3a) i - (2/3a) j. The first Brillouin zone
may thus be obtained by taking perpendicular planes, which bisect the vectors
to the 6 nearest reciprocal lattice points. Thus the shape of the Brillouin zone is
of the same form as the original six-membered rings of the honeycomb lattice in
direct space, but rotated by 90o.
The band structure of graphene at the level of tight-binding theory with
transfer integral t (resonance integral , equivalent to the Huckel Molecular
Orbital Theory), was solved in 1947 by Wallace54 (Figure 1.7). Two of the
points at the corners of the Brillouin zone are distinct and are labeled by K and
K’, whereas the other points are related to them by symmetry. As may be seen
in Figure 1.7, the K points are particularly important because this is where the
valence and conduction bands meet and cross, but it is important to note that
the bands touch at a single point in k space – the Dirac point, as a result of the
crossing of the valence and conduction bands. For this reason graphene is
referred to as a zero band gap semiconductor, and the density of states (DOS)
at the Fermi level is zero (at the absolute zero of temperature).
Nevertheless the conductivity of graphene is always finite even when the
chemical potential is at the Dirac point, and there are effectively no free carriers.
19
The transport properties of graphene are still the subject of intense research,
and the high current densities that can be sustained in graphene together with
the outstanding mobilities have motivated very strong interest in the use of
graphene in the electronics industry. Graphene is now on the International
Roadmap for Semiconductors and in this regard the absence of a band gap in
graphene is a serious problem as field-effect transistor devices fabricated from
pristine graphene cannot be turned off – the main objective of this thesis work is
Energy (transfer integral, )
to use chemistry as an enabling tool in the band gap engineering of graphene.
3
3
2
2
1
1
0
0
-1
-1
-2
-2
-3
-3
M
K
M
K'
Momentum, k
Figure 1.7. Graphene energy band dispersion in momentum space within
simple tight-binding (HMO) theory; the resonance or transfer integral (, t) has a
value of about 3 eV.21
20
1.7. CHEMICAL REACTIVITY OF GRAPHENE
Graphene is a unique chemical substrate. As discussed above, the two
adjacent carbon atoms in graphene are crystallographically non-equivalent
(referred as A and B sub-lattices), but are chemically equivalent.21 Modification
of graphene is not easy because high energy barriers need to be overcome due
to intra-layer conjugation and interlayer van der Waals forces between the
individual layers in multilayer graphene. Selective functionalization and
patterning of graphene with nanometer accuracy is of extreme importance for
the electronics industry. The effect of the underlying substrate96 on the chemical
reactivity of graphene must be better understood because graphene is usually
used on a substrate, whether it is silica, silicon, SiC, or graphite (multilayer
graphene). The understanding of the effects of heterogeneity and defects on
chemical interactions and properties of graphene requires further study. Ideal
graphene is an infinite two-dimensional sheet of sp2-carbon atoms without basal
plane fluctuations and edge states.97 In contrast to such ideal graphene, real
graphene unavoidably contains edges, suffers from basal plane fluctuations,
atom vacancies (defects) and other chemical impurities, which lead to an
inevitable alteration of its electronic structure and increased chemical
reactivity.97
21
Based on the observed chemical behavior of graphene, a number of
structural and electronic features have been found important in understanding
the reactivity of graphene as a chemical substrate. (i) Role of dangling bonds:
Edges containing dangling bonds which are thought to be the most reactive,98
and within basal plane chemistry, the thermodynamically (energetically)
favorable processes involve the pairwise chemisorption of functional groups in
different sublattices, rather than on the same sublattice.13,99 Theoretical
calculations suggest that the pairwise chemisorption of a species in different
sublattices is favored by 0.5 eV per addition.99,100 (ii) Minimization of
geometric strain: In analogy with the fullerenes and carbon nanotubes, which
contain curved graphitic surfaces,35,36 geometrically strained areas and ripples
in graphene undergo preferential reactivity in order for these regions to relax by
rehybridization.13,92,101 Strain engineering on the surface lattice of graphene in a
periodic manner can control the reactivity and degree of functionalization of
graphene.13 (iii) Reactivity due to basal plane fluctuations of graphene:
Basal plane fluctuations cause curvature of graphene sheets. This curvature
reduces the overlap of the pz atomic orbital of one carbon with pz orbitals of
surrounding three carbons. Thus, the curvature can lead to localized states with
higher energies, which enhances the reactivity of that particular sites. 92,97 (iv)
Role of defects: Vacancies (defects) present within the basal plane of
graphene are as reactive as graphene edges. There are several cases in which
such defect sites are believed to be the reaction site in which the first covalent
22
addition of functional groups occurs, and then propagates around this center
leading to a cluster distribution of functional groups.102,103 Since in general
covalent addition leads to the formation of non-planar sp3 carbon centers in
graphene, such addition of functional groups (which is equivalent to addition of
defect sites) can lead to increased reactivity of graphene with these reaction
centers acting as catalytic centers for the reaction progress (autocatalytic).104
(v) Effect of multiple graphene layers: Single layer graphene is reported to be
10-14 times more reactive than double layer graphene in radical addition
chemistry.98,104 Brus, Nuckolls, Steigerwald and co-workers has attributed this
high reactivity of single layer graphene to the surface induced corrugation
(presence of curvature), proximity of the graphene with the substrate, and the
lack of interlayer stacking,104-106 while Strano has suggested the contribution
from the effect of electron and hole puddles (and consequently by deviation of
the position of the Dirac point spatially).98 In the case of multilayer graphene
supported on a substrate, covalent functionalization typically changes the
surface layer only. The non-stoichiometric nature of the graphene
functionalization makes it difficult to control its end-composition and the
resulting properties. (vi) Role of aromatic sextets in graphene rings at basal
plane and edges: The Clar sextet is the most stable resonance structure and
those graphene structures that maximize the number of Clar sextets will be
preferred. At the graphene edges, which can be either zig-zag or arm-chair
structures, the attainment of aromatic sextets is frustrated in most of the rings
23
where zig-zag edges are concerned, and are therefore thermodynamically
unstable and more reactive than arm-chair edges.13,107,108 (vii) Chemical
Reactivity Influenced by Graphene Electronic Structure (Chemistry at the
Dirac Point – frontier molecular orbitals and conservation of orbital
symmetry): The graphene valence band (HOMO) and conduction band
(LUMO) cross at the Dirac point, which defines the work function (W = 4.6 eV).
Consequently, the HOMO and LUMO of graphene form a degenerate pair of
orbitals at this point in momentum space with the same ionization potential (IP)
and electron affinity (EA), and these states determine the reactivity. Pericyclic
reactions are subject to the Woodward-Hoffmann rules, and inspection of the
orbital symmetries of the degenerate pair of half-occupied HOMO and LUMO
band orbitals at the Dirac point confirms that with the appropriate orbital
occupancies, both diene and dienophile reaction partners should undergo
Woodward-Hoffmann allowed, concerted Diels-Alder reactions with
graphene.18,21 Because of the orbital crossing at the Dirac point, the -bonds in
graphene can access diene or olefinic (quinonoid) resonance structures. 18,21
This behavior is manifested by the reactivity of graphene with electron-rich
dienes in Diels-Alder chemistry (as diene and dienophile),18,21 in nitrene addition
chemistry,109 in Bingel [2+1] cyclopropanation reaction,110 and 1,3-dipolar
cycloaddition reactions.111 (viii) Substrate effect: Substrate-supported
graphene (unlike a suspended/ free-standing graphene membrane) usually
rests on a substrate, such as silicon dioxide (SiO2), organic monolayer [e.g.
24
OTS (oxytriethoxy silane)]-terminated silicon oxide wafer, silicon (Si), SiC,
boron nitride (BN), metal substrates (in case of CVD graphene, including Cu,
Ni, Pt, Ir) or graphite (multilayer graphene).96 The effect of the underlying
substrate on chemical interaction of graphene must be further studied to
understand the substrate dependent reactivity of graphene.96
1.8. COVALENT BOND FORMING REACTIONS OF GRAPHENE
Graphene chemistry is a rapidly emerging field and a number of useful
functionalization reactions have been reported. We note the following graphene
functionalization reactions:13 radical addition,12,15,104,112, nitrene addition,109,113,
1,3-dipolar cycloaddition,111 Diels-Alder chemistry18,21,114-116 and benzyne
cycloaddition,117 graphene oxide transformations,72,118 hydrogenation106,119 and
fluorination.120-124 The application of organic reactions to graphene will
substantially influence the development of graphene-based devices.47
25
Figure 1.8. Reactions of graphene. Adapted with permission from ref.125
(Copyright © 2013 American Chemical Society).
26
1.9. APPLICATIONS OF THE CHEMICALLY MODIFIED GRAPHENE (CMG)
Covalent chemistry of graphene has been employed in engineering the
electronic, magnetic and solubility (surface and bulk) properties of
graphene.26,27 For example, addition of nitrophenyl (NP) radicals to epitaxial
graphene (EG) has produced chemically modified graphene materials with
room-temperature ferromagnetism29,31 and a band-gap of 0.36 eV (measured
by ARPES).91 The same NP radical addition to suspended single layer
graphene (SG) films, which offers double-sided covalent functionalization, has
rendered graphene to be a granular metal at low NP coverage, and a gapped
semiconductor at high NP coverage;20 thus allowing band gap engineering in
graphene field effect transistor (FET) devices.
Surface and bulk functionalization of graphene with appropriate functional
groups has provides opportunities for high throughput bulk synthesis of
solution-processable graphene needed for a wide variety of energy conversion
and storage applications.126-128 Chemically modified graphene has been
employed as ultrasensitive single molecule sensing devices.129 Reduced
graphene oxide (rGO)-derived graphene118 (a widely used route to graphene by
thermal, laser or chemical reduction of graphene oxide)52,53 has been employed
as transparent conductive electrodes130 (due to extraordinary high transparency
yet superior conductivity of graphene),131 as composite filler132 (in thermal
27
interface materials)133-135 and as supercapacitors (alone or in conjugation with
carbon nanotubes).128,136 Research in the magnetism of chemically modified
graphene and its applications in spintronics is being actively pursued.32
1.10. CONCLUSION
Several important challenges emerge regarding the design and
implementation of the CMGs into functional/ working devices.
(1) Growing high quality wafer scale graphene single crystals: The
key to most applications of graphene lies in controlling the quality of the
produced graphene (preferably the scalable growth of single crystal materials)
by optimizing the growth techniques to ensure that its unusual superlative
properties are retained.53,79
(2) Towards nanoscale electronics manufacturing technology: The
post-CMOS manufacturing technology requires the development of selective
high precision chemical functionalization strategies for device fabrication, in
conjunction with associated techniques for patterning graphene wafers with
atomic accuracy.22 The need is the identification of the chemistry to be applied,
its precise control, and implementation of the device chemistry of graphene by a
thorough understanding of the principles governing the reactivity and patterning
28
of graphene at the sub-nanometer length scale.22 The question of
regiochemistry (regioselectivity), whether the chemistry occurs preferentially at
edges or basal plane or at specific sites on the basal plane (not everywhere)
should be firmly addressed and experimentally established with the aim of
regiospecificity.97,126
(3) Knowledge and engineering the graphene edges and defects:
Understanding the electronic and chemical structure of graphene edges and the
nature of the defects (structural imperfections) needs specific attention.137-139
(4) Developing high aspect ratio solution processable materials: The
availability of solution processable graphene can make an important
contribution to emerging fields such as printable electronics, and is expected to
enable chemical modification, purification, and transfer of graphene from
solution phase to substrates by means of spin-, spray-, drop-, or dip- casting
methods.22,140
(5) Graphene nanoribbon (GNR) electronics via quantum
confinement of dimensionality: The 2D structure, high electrical and thermal
conductivity, and low noise of GNRs make this material a possible alternative to
copper for integrated circuit interconnects.82,141 Research is also being done to
create quantum dots by changing the width of GNRs at select points along the
29
ribbon, creating quantum confinement. 83-85
(6) Creating architectures of extended dimensionality: The integration
of 2D graphene into 3D architectures will extend its properties from the lowdimensional to the 3D world for applications yet to be conceived.
(7) High quality electrical contacts to graphene: Future applications of
graphene in nanoscale electronics require defining high quality metal contacts
to graphene, which in turn call for an in-depth understanding of the conditions
necessary for the growth of uniform metal films (by e-beam evaporation or
sputtering deposition) and the nature of metal-graphene interfaces at a
fundamental level.28,142 Additionally, the fundamental understanding of the
interaction between mobile metal atoms or metal nano-clusters and graphitic
surfaces is crucial from the standpoint of CVD growth of graphitic materials on
metal surfaces (surface catalysis),79 spintronics (spin filters),143 electronic
devices (ultrafast graphene transistors, memory devices),143 atomic
interconnects,144-147 and superconducting phenomena.28
Experiments on the basal plane chemical functionalization of graphene
have produced graphene-based materials with semiconducting and magnetic
properties, thereby demonstrated the basic thesis behind our work: the
possibility of using chemistry to modify the electronic and magnetic structure of
30
graphene so as to produce a wafer patterned with dielectric, semiconducting
metallic, and magnetic regions that would function as a very large scale
integration (VLSI) electronic device.21,26,27 In the pursuit of this chemistry we
have also learned that the singular electronic structure of graphene at the Dirac
point can profoundly affect the course of classical pericyclic chemical processes
such as the Diels-Alder reaction.21 There is every reason to believe that the
chemistry beyond the Dirac point will prove equally fascinating and that
chemistry will play a vital role in propelling graphene to assume its role as the
next generation electronic material beyond silicon.
31
CHAPTER 2. Radical Addition Chemistry of Graphene
2.1. INTRODUCTION
Graphene is a particularly intriguing material from the chemical
standpoint.148-151 Although graphene is the thermodynamic ground state of
carbon and is solely comprised of sp2 hybridized carbon atoms, the unique
electronic structure of graphene allows it to participate in surprisingly mild
reaction processes.14,15,18
The nitrophenyl radical addition to various forms of graphene (such as
epitaxial graphene, exfoliated graphene, and CVD graphene) has received
immense attention from researchers worldwide12,112 152 150 98,153 and this
covalent chemistry of graphene has found application in engineering an
electronic band gap into graphene20,91,154 and modifying the magnetic
properties.29-32
However, nitrophenyl (NP) radicals are highly reactive in nature and
generally lead to kinetically controlled products, which makes the control of
functionalization difficult.155 In contrast to NP radicals,30 the -naphthylmethyl
(-NM) radicals are resonance stabilized and can lead to thermodynamically
controlled products.15 Moreover, previous research reports have indicated that
32
-NM groups are capable of forming well-ordered structures on graphitic
(HOPG) surfaces.156
It is known that graphene readily undergoes the Kolbe reaction (eq.
2.1),157-159 which involves the electrochemical oxidation of carboxylates with
subsequent grafting of the derived carbon radicals to graphitic surfaces
(Scheme 2.1).15
electro-oxidation
………………………………… (2.1)
We demonstrated that the reversible grafting of -naphthylmethyl groups
to epitaxial graphene (EG) constitutes a versatile approach for engineering the
electronic band structure of graphene.15 The advantages of the Kolbe electrooxidation in the chemical modification of graphene are: (i) reversibility of the
reaction - the grafted functionality can be electrochemically erased, (ii) naphthylmethyl (-NM) groups are found to offer well-ordered structural
patterning on graphite surfaces,156 and thus the resulting graphene derivative is
anticipated to exhibit interesting magnetic and electronic behavior, and (iii) the
simplicity, versatility and efficiency of the reaction that makes possible the
covalent binding of a wide variety of arylmethyl groups with appropriate
substituents on the phenyl rings.15,156
33
2.2. RADICAL ADDITION TO GRAPHENE
As discussed in Chapter 1, consideration of the band structure allows the
development of a unified treatment of the chemical reactivity of graphene.27 In
Figure 2.1 we show the simple tight binding band structure of graphene at the
level of HMO theory, which gives the dispersions of the π-bands along the high
symmetry directions in k-space,17,21,160 together with the HMO energy levels for
benzene, the allyl radical, and trimethylenemethane diradical (Figure 2.1).27
Figure 2.1. Electronic band structure of graphene, at the level of simple tightbinding (HMO) theory,21 together with HMO energy levels for benzene, allyl
radical, and trimethylenemethane diradical.27 Reprinted with permission from
ref. 27 (Copyright © 2013 Amercan Chemical Society).
34
2.2.1. ROOM TEMPERATURE FERROMAGNETISM IN NP-EG: QUASILOCALIZED -RADICALS
The addition of a single hydrogen (or fluorine) atom to graphene leads to
the formation of a delocalized spin in the graphene -system, in which the spin
is delocalized over more than 10,000 carbon atoms.30 This situation is
analogous to the addition of a nitrophenyl radical to graphene (structure 2 in
Figure 2.2, where addition has occurred in the A sublattice).30 26
Such an intermediate π-radical (2) is an odd-alternant hydrocarbon
(OAH) and paramagnetic with a highly delocalized electronic structure. The spin
resides in a nonbonding molecular orbital (NBMO) similar to that of the allyl
radical in Figure 2.1;30 thus the relationship to the electronic structure of
graphene is clear. This state lies at the Fermi level in graphitic samples
containing the hydrogen chemisorption defect and is observable in STM images
as a threefold symmetric superlattice in the local density of states (LDOS) in
both tunneling directions.30,161
Assuming that the first radical addition occurs in the A-sublattice as in 2,
two distinct electronic structures may result from the second radical addition
process. In the presence of small substituents, thermodynamic considerations
favor addition in the B-sublattice to give a diamagnetic product with an energy
35
gap,162 as exemplified by structure 3; however, the steric bulk of the
nitrophenyl group militates against the preferred 1,2- or 1,4-addition product
and thus there is the possibility of structures such as 4, which involves addition
in the same sublattice. The spin count in the product increases with each
radical functionalization process, which occurs in a given sublattice (without
compensation by an accompanying radical addition in the other sublattice), and
each spin resides in an NBMO; for biradical structures such as 4, the simplest
molecular analogue is trimethylenemethane (Figure 2.1).163 Thus, at the very
simplest level of tight binding HMO theory, the electronic structure of the
various graphene open shell products is one in which the spins reside in
NBMOs, which in the solid state lie at the Fermi level. More rigorous treatments
modify this picture, but many of the qualitative conclusions remain valid; one of
the more important theoretical results is the finding that the spins in these
NBMOs couple ferromagnetically, because the unpaired electrons all lie in the
same sublattice and this mode of coupling minimizes electron repulsion effects
according to Hund’s rule.164,165
36
Figure 2.2. Schematics of spontaneous reduction of p-nitrophenyl (NP)
diazonium salts on epitaxial graphene (EG) surfaces (structure 1) leading to
covalent attachment of NP groups to graphene. The addition of the first radical
leads to the product 2, which is expected to be paramagnetic, while the
addition of a second NP radical may lead to either product 3 (diamagnetic),
and (or) product 4 (biradical).22,30
37
Magnetic measurements showed a small magnetization in some of the
pristine epitaxial graphene (EG) samples at all temperatures, which is attributed
to either defects or impurities in the epitaxial graphene on SiC crystals.29
Interestingly, the NP-EG samples show room-temperature ferromagnetism
(ferrimagnetism) and superparamagnetism.26,29-32
2.2.2. BAND GAP ENGINEERING BY RADICAL ADDITION TO GRAPHENE
Covalent nitrophenyl radical addition chemistry carried out on epitaxial
graphene12,26,30,91,112 and exfoliated SLG (suspended film)20 by use of simple
solution chemistry suggests the applicability of this technique to the band-gap
engineering of graphene devices. Theoretical calculations on fully hydrogenated
graphene [graphane, (CH)n], which requires the conversion of all sp2 carbons of
graphene to C(sp3)H bonds, indicate a band gap of 3 eV,100,166 and 5.4 eV.167
Similarly, the widely-studied stoichiometric fluorinated derivative of graphene
(fluorographene), which is a thermally stable alternative to graphane, is an
insulator with an optical gap close to 3 eV.168,169 Steric considerations and the
single-sided functionalization process of non-suspended SLG preclude high
coverage with NP groups, and even the 25% coverage model shown in Figure
2.3(a), is not attainable; and electrochemistry experiments indicate a coverage
of 10-20%.26,170
38
Figure 2.3. Effect of covalent chemistry on transport properties of graphene. (a)
Schematics of a model radical addition process on the graphene lattice, which
gives 25% coverage.26 (b) Change in resistance and its temperature
dependence after NP functionalization of EG.12,112 Reprinted with permission
from ref112(Copyright 2009 American Chemical Society). (c) Angle-resolved
photoelectron emission spectroscopy (ARPES) of NP functionalized EG (NPEG) showing two diffuse bands highlighted by the dashed lines, corresponding
to Dirac cones with a band edge 0.36 eV below the Fermi level.30,91 Adapted
with permission from ref91 (Copyright 2010 American Chemical Society). (d)
False-color SEM image of a suspended graphene device. (e) G(Vg) of a typical
suspended device before functionalization (pristine EG). Scale bar: 1 μm. (f) I–V
curves of a suspended functionalized device (NP-EG) at Vg = 0 and T = 300 K
(red curve, right axis) and 4 K (blue curve, left axis), respectively. (g) Linear
response G vs 1/T. The solid line is the best-fit to G(T) = G0 + A exp(−EA/kBT),
where EA ~ 40 meV. Reprinted with permission from ref 20 (Copyright 2011
American Chemical Society).
39
The NP radical addition chemistry has a pronounced effect on the
transport properties of graphene and the resistance of pristine EG and NP-EG
as a function of temperature is shown in Figure 2.3(b).112 The pristine EG (5-7
graphene layers) shows ideal semimetallic behavior with zero or small energy
gap; the increase in resistance with decreasing temperature is attributed to the
decreasing carrier density as has been previously reported for sub-10 nm thick
graphite samples.171-173 The NP functionalization of EG results in an increase in
the room-temperature resistance from 1.5 to 4.2 k/square, and a more
pronounced temperature dependence; the semiconducting nature of the NP-EG
is supported by the observation of a band gap of 0.36 eV in angle-resolved
photoelectron emission spectroscopy (ARPES) measurements. 91 This study
suggests that surface covalent functionalization of the top layer of epitaxial
graphene is capable of influencing the bulk properties of the EG sample.
The ARPES measurements in Figure 2.3(c) show the modified band
structure of graphene at the K point;91 in NP- EG the linear bands of EG are
transformed into massive bands shifted ~0.36 eV below the Fermi level and
constant energy cuts (Figure 2.3(c), right-hand figure) show that an energy-gap
has opened in NP-EG.26
In contrast to the EG substrates (EG/SiC), which allow only one-sided
functionalization of the topmost graphene layer, the suspended graphene (SG)
40
films (Figure 2.3(d)) provide the opportunity for double-sided covalent
functionalization which is shown to produce a granular metal at low NP
coverage, and a gapped semiconductor at high NP coverage.20 The pristine
free-standing graphene (SG) membranes typically show a mobility of 5,00015,000 cm2 V-1s-1 (Figure 2.3(e)).20 After NP functionalization of suspended
graphene (SG), the mobility decreased to 50200 cm2V-1s-1, the IV curves are
seen to be non-linear even at 300 K, and at 4 K the conductance is effectively
zero (Figure 2.3(f)). In Figure 2.3(g) it can be seen that the zero-bias
conductance [G(Vg = 0 V)] decreases exponentially with 1/T at high temperature
and crosses over to a constant value for T < 30 K. The data in Fig. 2.3(g) can
be fit to the equation: G(T) = G0 + A exp(−EA/kBT), where the activation energy,
EA ~ 39 10 meV, and G0 is the background conductance; thus for double-
sided NP addition to SG the energy gap is estimated as 2EA ~ 80 meV at room
temperature.20 Thus the surface density of the covalently linked functional
groups is able to change graphene from a gapless semimetal, to a granular
metal, which displays variable range hopping with a low temperature
localization-induced gap, to a semiconductor with a transport gap.20
Despite the opportunities afforded by nitrophenyl radical addition to
graphene, the highly reactive nature of the nitrophenyl (NP) radicals makes the
reaction difficult to control and can sometimes lead to the formation of
oligomers on the graphene surface (via radical coupling reactions).30 In
41
contrast, the -naphthylmethyl (-NM) radicals are resonance stabilized and
can lead to thermodynamically controlled products,15 with the possibility to form
well-ordered structural packing on graphene surfaces and the chemistry can be
reversed under oxidative electrochemical conditions.156 We, therefore, focus our
attention on the -naphthylmethyl (-NM) radicals addition to graphene. We
choose -naphthylacetate as a precursor to -NM radicals, which can be
conveniently generated by Kolbe electro-oxidation, as shown below in Scheme
2.1.
Radical addition
to graphene
Oxidation,
at 0.93 V
(vs SCE)
Anion
Radical
Scheme 2.1. Kolbe electrochemical oxidation of -naphthylacetates to naphthylmethyl radicals and subsequent grafting of radicals to graphene.
2.3. EXPERIMENTS
Epitaxial graphene (EG) samples, grown on single crystal SiC (0001) by
vacuum graphitization, were provided by Professor Walt de Heer (Georgia
42
Institute of Technology). All experiments were performed on the C-face of the
EG. HOPG samples were obtained from Union Carbide Corporation. Naphthylacetic acid (FW = 186.21), tetrabutylammonium hexafluorophosphate
(n-Bu4NPF6, FW = 387.43), tetrabutyl-ammonium hydroxide 30-hydrate (nBu4N+OH-.30H2O, FW = 259.47) and acetonitrile (anhydrous, 99.9 %) were
obtained from Sigma-Aldrich. Electrochemical experiments were carried out
with a computer-controlled CH Instruments Electrochemical Analyzer. Raman
spectra were collected with a Nicolet Almega XR Dispersive Raman microscope
with a 0.7 mm spot size and 532 nm laser excitation. The ATR-IR spectra were
taken using a Thermo Nicolet Nexus 670 FTIR instrument, equipped with an
ATR sampling accessory.
The EG and HOPG samples for electrochemical reactions were fixed on
a glass substrate with pre-patterned gold contacts. The graphene samples
were electrically contacted with silver paint and the contacts were isolated with
epoxy resin (Figure 2.4-a,b). The EG (or HOPG) substrate served as the
working electrode, while the platinum (Pt) wire and saturated calomel electrode
(SCE) were used as counter and reference electrodes, respectively (Figure
2.4-c). The solutions of -naphthylacetate were prepared in a glove box. The
electrochemical cell with the substrate and solution was purged with argon prior
to use.
43
The grafting of -NM groups to the EG surface was performed by anodic
oxidation of -naphthylacetate (Figure 2.5-a, process 1 in Scheme 2.2); this
process produces -naphthylmethyl (-NM) radicals in the vicinity of the
graphene surface, which rapidly leads to the covalent attachment of the -NM
functionality to the graphene lattice via the formation of CC bond and
subsequent creation of an sp3 carbon centre in the graphene lattice (processes
2 and 3 in Scheme 2.2).15
The experiments were performed using a 4.5 × 3.5 mm2 EG wafer as the
working electrode immersed in a solution of -naphthylacetic acid and nBu4NOH in acetonitrile, to which ~0.1 M n-Bu4NPF6 was added as an
electrolyte.
44
Wire connecting
Working Electrode
(a)
(b)
Wire connecting
Working Electrode
Indium
I
n
Ag-paint
at the back
Au pad
Epitaxial
Graphene
(EG)
Ag-paint
at the back
Epoxy
Coating
Epoxy
Coating
Glass slide
(c)
Glass slide
WE
RE
HOPG
CE
Argon in
RE = reference electrode
(saturated calomel electrode)
WE = working electrode (EG or HOPG)
CE = counter electrode (Pt-wire)
EG /
HOPG
Argon out
Figure 2.4. Sample preparation for electrochemical functionalization of (a)
epitaxial graphene and (b) HOPG mounted on a glass substrate using Ag-paint.
(c) Typical configuration of the electrochemical cell used for the generation and
electro-grafting of -naphthylmethyl radicals to epitaxial graphene and HOPG.
Reprinted with permission from ref.15 (Sarkar, S. et al. Angew. Chem. Int. Ed.
2012, 51, 4901-4904; Copyright © 2012 WILEY-VCH Verlag GmbH & Co.
KGaA, Weinheim).
45
2.4. RESULTS AND DISCUSSIONS
2.4.1. FUNCTIONALIZATION by KOLBE ELECTROCHEMISTRY
Kolbe reaction involves electrochemical oxidation of carboxylates (anions) to
generate the corresponding carbon radicals. We have observed that during the
derivatization of epitaxial graphene (EG) with -NM groups the anodic current
(oxidation peak) in the cyclic voltammetry curve vanishes almost completely
after the first scan (Figure 2.5-b, scan rate = 0.2 V.s-1), irrespective of the
concentration of the -naphthylacetate solution, indicating complete passivation
of the EG surface due to the attached -NM functionality.15
3
1
2
6
7
4
5
Scheme 2.2. Mechanistic pathways associated with the grafting of naphthylmethyl (-NM) groups to epitaxial graphene (EG).15
The efficient passivation of EG is in contrast to the passivation of HOPG,
which occurs progressively and depends on the concentration of the arylacetate
as illustrated in Figures 2.5-c and 2.5-d. Thus, in case of a 2 mM -
46
naphthylacetate solution the number of cycles required for the passivation of
the HOPG electrode at a scan rate of 0.2 V.s-1 was 11 (Figure 2.5-c), whereas
4 cycles were necessary when a 4 mM solution was used (Figure 2.5-d).15 This
phenomenon is attributed to the competing dimerization of the -NM radicals,
which is operative only in the presence of the less reactive graphite (HOPG)
surface, and not on the graphene (EG) surface.98,104,150
2.4.2. RAMAN SPECTROSCOPY OF FUNCTIONALIZED GRAPHENE
The covalent attachment of the -NM radical to the epitaxial graphene
(processes 2 and 3 in Scheme 2.2) creates a new sp3 carbon center in place of
an sp2 carbon atom in the graphene lattice and this is readily detected by
Raman spectroscopy with the development of a D-band at ~1345 cm-1 as
shown in Figure 2.6-a.15 The Raman spectrum of the pristine EG sample shows
the characteristic G, G’, 2D and 2D’ bands (Figure 2.6-a), whereas the D, D*
and D+D’ bands appear in the spectra of the -NM-EG product; the intensity of
the 2D band is reduced by functionalization as observed in the addition of
nitrophenyl groups to graphene.30,91 The Raman intensity map of the D-band in
the graphene samples is shown in Figure 2.6; the map of pristine EG (Figure
2.6-b) shows that the selected area of the wafer is defect-free, whereas
covalent functionalization of the same EG surface leads to the appearance of a
prominent D-peak (Figure 2.6-c).15
47
Figure 2.5. (a) Generation of an -naphthylmethyl radical by oxidation of -
naphthylacetate. Oxidative cyclic voltammetry of (b) EG-electrode in 2 mM -
naphthylacetic acid (-NAA), (c) HOPG in ~2 mM -NAA, and (d) HOPG in ~4
mM -NAA; the solutions were prepared with CH3CN and contained n-Bu4NOH
and ~0.1 M n-Bu4NPF6. Solid line: first scan, dotted line: sucessive scans; scan
rate = 0.2 Vs1. (e) Reduction of the -naphthylmethyl group attached to
graphene. Reductive cyclic voltammetry of (f) -NM-EG and (g, h) -NM-
HOPG electrodes (derivatized using the electrochemical processes in the left
frames) with ~0.1 M n-Bu4NPF6 in CH3CN. Reprinted with permission from ref.15
(Sarkar, S. et al. Angew. Chem. Int. Ed. 2012, 51, 4901-4904; Copyright © 2012
WILEY-VCH Verlag GmbH & Co. KGaA, Weinheim).
48
2D
ID/IG = 0
G’
D
-1
2D’
-NM-EG
ID/IG = 1.1
2D
G
D*
G’
1200 1500
D+D’
2D’
2400 3000
Raman Shift
map of -NM-EG
map of EG
10 mm
10 mm
-0
(d)
Reflectance (a.u.)
Intensity (a.u.)
G
EG
-2
D band intensity (a.u.)
(a) Changes in Raman spectra (b) D-band intensity
(c) D-band intensity
due to grafting of -NM radicals
(III) - NM-EG
(II) - Naphthylacetic acid
(I) Graphene
1000
(cm-1)
1500
2750
Wavenumber
(cm1)
3250
Figure 2.6. (a) Raman spectra (excitation wavelength, ex = 532 nm) before
(EG) and after electrochemical grafting of -naphthylmethyl group to EG (–
NM-EG). –NM-EG was prepared by complete passivation as shown in Figure
1b. Raman intensity map of the D-band in (b) pristine EG and (c) –NM-EG for
a selected area of the wafer; (d) ATR-IR spectra of (I) pristine EG, (II) -
naphthylacetic acid, and (III) -NM-EG. Reprinted with permission from ref.15
(Sarkar, S. et al. Angew. Chem. Int. Ed. 2012, 51, 4901-4904; Copyright © 2012
WILEY-VCH Verlag GmbH & Co. KGaA, Weinheim).
2.4.3. INFRARED SPECTRSOCOPY OF FUNCTIONALIZED GRAPHENE
The presence of -NM group to EG was further confirmed by ATR-IR
spectroscopy (Figure 2.6-d);15 the spectrum of -NM-EG shows the
characteristic intense band at ~792 cm1, which is ascribed to the in-phase CH
49
wagging vibrations of aryl groups and similar peaks in -naphthylacetic acid
and naphthalene appear at ~779 and 774 cm1 respectively (Figure 2.7).174,175
Reflectance (arb. unit)
(c) -NMEG
773 and
-1
792 cm
(b) Naphthalene
-1
774 cm
(a)-Naphthylacetic acid
-1
778 cm
700
750
800
1
850
900
Wavenumber (cm )
Figure 2.7. Low-frequency ATR-IR spectroscopy of (a) -naphthylacetic acid,
(b) naphthalene, and (c) -naphthylmethyl (NM) grafted EG, showing the aryl
CH wagging bands. Reprinted with permission from ref.15 (Sarkar, S. et al.
Angew. Chem. Int. Ed. 2012, 51, 4901-4904; Copyright © 2012 WILEY-VCH
Verlag GmbH & Co. KGaA, Weinheim).
50
2.4.4. CALCULATION OF SURFACE COVERAGE BY ELECTROCHEMISTRY
The epitaxial graphene surfaces thus derivatized with -NM groups were
further characterized by analyzing the reductive cyclic voltammetry, which was
conducted in a pure electrolyte solution.15 The one-electron reduction of the
attached -NM groups (Figure 2.5-e, process 7 in Scheme 2.2) gives rise to a
reduction wave (Figure 2.5-f-h) and the surface coverage () of the -NM
groups can be estimated from the charge using the formula: = Q/nFA, where
Q is the integrated area of the reduction peak (Coulombs of charge), n is the
number of electrons (n=1), F is the Faraday constant (9.648 104 C.mol-1), and
A is the area of the electrode. The functionalized -NM-EG samples, obtained
by complete passivation of the EG surface in a -naphthylacetate solution (as
illustrated in Figure 2.5-b), were found to have an approximate surface
coverage of 10 10–10 mol.cm-2 (Figure 2.5-f), which corresponds to a densely
packed layer of -NM groups. Corresponding reductive CV for the derivatized
samples using 4 mM naphthylacetate until complete passivation of the
electrode are shown in Figure 2.8 and were used for surface coverage
calculations. For the EG substrate the surface coverage was found to be
independent of the concentration of the -naphthylacetate, while for the HOPG
functionalization the surface coverage was found to be: 4.510-10 mol.cm-2
(Figure 2.5-g, 2 mM), and 9.5 10-10 mol.cm-2 (Figure 2.5-h, 4 mM).98,104
51
Current (µA)
0
-NM-EG
(a)
40
60
1st scan
80
120
-2.8
0
1st scan
40
80
-2.6
-2.4
-2.2
-2.0
-1.8
Potential (V vs SCE)
-NM-HOPG
(b)
40
Current (µA)
20
2.8
2.4
2.0
Potential (V vs SCE)
1.7
Figure 2.8. Reductive cyclic voltammograms of NM grafted (a) epitaxial
graphene (NM-EG) and (b) HOPG (NM-EG) electrodes (derivatized using
4 mM naphthylacetate until complete passivation of the electrode) in pure
electrolyte (~0.1 M n-Bu4NPF6 in acetonitrile) solution. Reprinted with
permission from ref.15 (Sarkar, S. et al. Angew. Chem. Int. Ed. 2012, 51, 49014904; Copyright © 2012 WILEY-VCH Verlag GmbH & Co. KGaA, Weinheim).
2.4.5. CONTROL OF ELECTROCHEMICAL FUNCTIONALIZATION
Electrochemical conditions to functionalize EG by method Figure 2.5-b
lead to completely passivated surfaces with surface coverage of ~10 10–10
mol.cm-2 and the atomic force microscopy (AFM) image (shown in Figure 2.10b) confirms densely-packed EG surface with -NM groups.
52
In order to control the extent of electrochemical functionalization and prepare -
NM-EG substrates with low surface coverage of the -naphthylmethyl groups,
we conducted a potentiostatic electrolysis of the EG electrode for 2.5 seconds
at 0.8 V vs SCE (Figure 2.9-a) in presence of ~2.0 mM -naphthylacetate (with
~0.1 M n-Bu4NPF6 in CH3CN). The subsequently recorded reductive cyclic
voltammogram shows the reduction peak at potential 2.5 V vs SCE. (Figure
2.9-c, after transferring the cleaned -NM-EG to a pure electrolyte solution of
~0.1 M n-Bu4NPF6 in CH3CN). The integrated area (Figure 2.9-d) of this
reduction peak corresponds to a charge, Q = 7.62 10-7 Coulombs. This
corresponds to a surface coverage of ~0.49 × 10-10 mol.cm-2, and AFM imaging
of the derivatized sample shows sparsely functionalized graphene (Figure 2.10c). A series of control experiments on HOPG substrates showed that the film
thickness can be controlled by the applied potential and the scan duration. 15
53
(a) Oxidation of -naphthyl-
(b) Raman spectra of the
resulting -NM-EG electrode
60
At 0.8 V
vs SCE
for 2.5 sec
(EG + ~2 mM
-naphthylacetate)
4
2
0.0
Current (mA)
0.5
1.0
1.5
45
ID/IG = 0.23
30
15
0
2.0
1500
2.5
Time (seconds)
(c) Reductive CV of -NM-EG
3500
(d) Integrated area of the
electrode for surface coverage
2
0.2
0
0.0
reduction peak
-0.2
-2
-0.4
-4
-0.6
-6
-0.8
-8
-2.8
2000 2500 3000
-1
Raman shift (cm )
Current (mA)
Current (mA)
6
0
Stop
Stop
Start
8
naphthylrode
Current
A) unit)
Intensity(m(arb.
10
m
-acetate at an EG electrode
-1.0
-2.6
-2.4
-2.2
-2.0
-1.8
Potential (V vs SCE)
0.0
0.3
0.6 0.9 1.2
Time (second)
1.5
Figure 2.9. (a) Potentiostatic electrolysis of ~2 mM -naphthylacetate at 0.8 V
vs SCE on a pristine EG (working electrode) in ~0.1 M n-Bu4NPF6 in CH3CN for
2.5 seconds at a scan rate of 0.2 V.s-1. (b) Raman spectra (ex = 532 nm),
which shows the evolution of the weak D-band at about 1345 cm-1 (with ID/IG =
0.23) in the resulting -NM-EG electrode, derivatized using the above method.
(c) Reductive CV of -NM-EG in a 0.1 M acetonitrile solution of n-Bu4NPF6, and
(d) baseline corrected reduction peak of -NM-EG at 2.5 eV vs SCE.
Reprinted with permission from ref.15 (Sarkar, S. et al. Angew. Chem. Int. Ed.
54
2012, 51, 4901-4904; Copyright © 2012 WILEY-VCH Verlag GmbH & Co.
KGaA, Weinheim).
Figure 2.10. AFM images of (a) pristine EG, (b) completely passivated -NM-
EG obtained by oxidative CV runs in 2 mM -naphthylmetyl acetate between 0
and 1.3 V vs SCE, and (c) sparsely functionalized -NM-EG obtained by
controlled potentiostatic electrolysis of 2 mM -naphthyl acetate at 0.8 V vs
SCE for 2.5 seconds. Reprinted with permission from ref.15 (Sarkar, S. et al.
Angew. Chem. Int. Ed. 2012, 51, 4901-4904; Copyright © 2012 WILEY-VCH
Verlag GmbH & Co. KGaA, Weinheim).
2.4.6. FORMATION OF CLOSED PACKED LAYERED STRUCTURES AND
EASE OF COMPLETE PASSIVATION OF EPITAXIAL GRAPHENE
The formation of more compact (closely packed) layer of NM groups
over an epitaxial graphene (EG) surface and ease of complete electrochemical
passivation of the EG surface just after two cyclic voltammetric cycles (which
was found to be independent of the concentration of -naphthylacetate) can be
55
rationalized based on the fact that graphene is much more reactive than
graphite.18,150 The epitaxial graphene sample contains an inhomogeneous
fraction of single- and few-layers of graphene (which are rotationally disordered
and thus are electronically decoupled).176 Furthermore, given that single-layer
graphene (SLG)150 is ~14 times more reactive105,106 than double layer graphene
(2LG)104 and that the edge carbons are more reactive than basal plane carbons
towards grafting,156 the exact theoretical surface concentration for monolayer
coverage of -naphthylmethyl group on an epitaxial graphene sample of given
surface area could not be estimated accurately. Additionally, the reactivity of
graphene increases as more defect sites (sp3 carbon centers) are formed104
during the electrochemical grafting of -NM groups. Consequently, in epitaxial
graphene, a more dense coverage of functional groups could be obtained, and
this might vary significantly from sample to sample depending on the population
of SLG and distribution of edge carbon atoms in different samples.
Reported values of surface coverage in -NM-HOPG, HOPG = 0.5 10–10
moles.cm–2 = 3.03 1013 molecules.cm–2 and on glassy carbon (GC) electrode,
-NM-GC, GC = 1.5 10–10 moles.cm–2 = 9.1 1013 molecules.cm–2 (Note that
surface coverage in -NM-GC is three times higher than -NM-HOPG surfaces,
which is rationalized based on surface roughness and the difficulty in estimating
accurate geometrical area of GC electrodes).156
56
The maximum surface coverage that can be achieved on a graphene
surface can be rationalized based on the reported distances between the
anchoring groups (from STM experiments on -NM-HOPG samples), reported
surface coverage on -NM-HOPG surface (0.5 10-10 mol/cm2),156 and
calculated area occupied by each functional groups. The distance between the
anchoring points of NM groups on a graphitic surface based on scanning
tunneling microscopy (STM) imaging has been given by Saveant;156 the
parallelogram model gives an area defined by four anchoring groups of 281.8
Å2 (Figure 2.11-a), whereas the area occupied by each -NM group is given as
30.5 Å2 (Figure 2.11-b). Therefore a close packing (cp) structure would give
about (281.8/30.5) = 9.24 times higher coverage than reported for -NM-HOPG
(HOPG = 0.5 10–10 moles.cm–2 = 3.03 1013 molecules.cm–2). This
corresponds to a surface coverage, cp-HOPG = [9.24 HOPG] = 2.8 × 1014
molecules/cm2, while for a closest packed structure on -NM-GC surface, cp-GC
= [9.24 GC] = = 8.4 × 1014 molecules/cm2.
Our present experiment on epitaxial graphene functionalization gives the
highest surface coverage for -NM-EG as 9.4 10–10 moles.cm–2 = 5.7 1014
molecules.cm–2 = 2cp-HOPG or = 0.68 cp on -NM-GC. Therefore our surface
functional group densities values are more comparable (68% of cp-GC) to
57
closest packed structures on GC surfaces, but twice higher than a close packed
arrangement on HOPG surfaces (2cp-HOPG).
(a)
(b)
14.45 Å
19.5 Å
Area = 281.775 Å2
1.14 Å
9.11 Å
-NM
Area = 30.5 Å2
Figure 2.11. (a) Parallelogram model of anchoring points ofNM functional
groups over graphite surface, as measured by scanning tunneling microscopy
(STM) and calculated area covered by functional groups.156 (b) Calculated area
of the -NM groups based on the CC and CH bond distances.
2.4.7. ELECTRO-ERASING OF THE FUNCTIONAL GROUPS
The oxidation waves of the grafted groups (process 4 in Scheme 2.2)
were irreversible at low scan rates in a pure electrolyte solution, and these
waves disappeared after the second anodic scan (Figure 2.12-a and 2.12-b),
showing the erasure of the grafted functionalities under electro-oxidative
conditions (process 5 in Scheme 2.1). Thus, electro-erasing of the -NM-EG
films was achieved by running two cycles of an oxidative CV between 1 and 2.5
58
V vs SCE and this is illustrated in Figure 2.12-a for -NM-EG and Figure 2.12-b
for -NM-HOPG.
After electrochemical erasure, the resulting EG or HOPG electrode
behaved like a clean EG or HOPG electrode as may be seen by running the
reductive cyclic voltammetry of the electro-erased electrodes, which are
essentially featureless (Figures 2.12-c and 2.12-d). After electro-erasing of the
-NM-groups from the -NM-EG electrode, the surface can be re-functionalized
under the oxidative CV conditions shown in Figure 2.5-b, and the electrode
exhibited the same behaviour towards passivation by -naphthylacetate as the
pristine EG-electrode.15
59
10
1st
0 (c)
cycle
2nd cycle
0
5
0
2
Current (mA)
3 (b) -NM-HOPG
1
Reductive CV after process
4 and 5
(a) -NM-EG
Current (mA)
20
Current (mA)
Current (mA)
Process 4 and 5 in Scheme 1
(oxidative CV)
1st cycle
2nd cycle
20
40
60
0 (d)
Electro-erased
-NM-EG
0.2
0.4
0.6
1.0 1.4 1.8 2.2 2.6
Potential (V vs SCE)
Electro-erased
-NM-HOPG
2.6
1.8
2.2
Potential (V vs SCE)
Figure 2.12. Electrochemical erasure of the -NM-groups from (a) -NM-EG
electrode and (b) -NM-HOPG electrode by oxidative cleavage. Reductive
cyclic voltammetry of electro-erased (c) -NM-EG and (d) -NM-HOPG
electrodes (scan rate = 0.2 Vs-1). Reprinted with permission from ref.15 (Sarkar,
S. et al. Angew. Chem. Int. Ed. 2012, 51, 4901-4904; Copyright © 2012 WILEYVCH Verlag GmbH & Co. KGaA, Weinheim).
60
The fidelity of the electro-grafting (process 2, 3) and -erasing (process 4,
5) steps is apparent in the evolution of the D-band in the Raman spectrum as a
function of the electrochemical treatment (Figure 2.13).
Figure 2.13. Evolution of the EG Raman spectrum (excitation wavelength, ex
= 532 nm) following multiple electrochemical grafting and erasing steps of the
-naphthylmethyl group: (i) pristine EG, (ii) after first grafting of -NM (-NM-
EG), (iii) after first electrochemical erasing of -NM functional group from -NMEG, (iv) after second grafting of -NM to electro-erased -NM-EG, and (v)
second electrochemical erasing. Reprinted with permission from ref.15 (Sarkar,
S. et al. Angew. Chem. Int. Ed. 2012, 51, 4901-4904; Copyright © 2012 WILEYVCH Verlag GmbH & Co. KGaA, Weinheim).
61
Alternatively, the -NM groups can be electrochemically erased by
transferring the -NMEG electrode to a pure electrolyte solution and setting
the potential at the level of the oxidation wave. Thus potentiostatic electrolysis
of the -NM-EG electrode at 1.85 V vs SCE for 240 s in a pure electrolyte
solution produces a subsequent CV which is essentially featureless, suggesting
the efficient erasure of the grafted functionality and the restoration of the initial
structure of the epitaxial graphene.15
2.5. CONCLUSION
Our present work demonstrates that arylmethyl groups can be grafted
electrochemically to the surface of epitaxial graphene. The surface coverage of
naphthylmethyl groups can be controlled from densely-packed (ideal as organic
dielectrics) to sparsely functionalized surface (ideal for introducing a reasonable
band gap in graphene) with well-ordered structural patterning of the functional
groups on EG surface by adjustment of electrochemical conditions.15 The
control of the layer structure and packing of the functional groups over the
graphene surface is an essential issue in the development of graphene
chemistry.13,14,26 The functionalization is readily reversed and may be repeated
in a simple, efficient and reproducible manner suggesting the potential of this
approach for reversible engineering of the band structure and conductivity.
62
CHAPTER 3. Diels-Alder Chemistry of Graphene
3.1. INTRODUCTION
The Diels-Alder (DA) transformation is one of the most powerful and
elegant reactions in organic chemistry.177 The prototypical Diels-Alder [4+2]
pericyclic reaction process involves the reaction between a diene (generally a
4 electron system, such as 1,3-butadiene) and a dienophile (generally a
2electron system, such as ethylene) leading to the formation of a cyclohexene
ring system (Figure 3.1-a). This chemistry has been extensively used in carbon
materials in order to tailor their physical and chemical properties for various
applications.
The DielsAlder reaction chemistry of fullerene and carbon nanotubes is
well documented (Scheme 3.1). Fullerenes are excellent dienophiles due to the
[6,6] double bonds of C60 and consequently fullerenes react with various dienes
178-180
including anthracene179,181 and its derivatives,179,182 anthraquinone
dienes,183 and o-quinodimethanes.184 Microwave irradiation helps to avoid the
retro-DielsAlder reaction and improve the yield by shortening the reaction
time.185,186 Although the DielsAlder reaction is favored by the presence of
electron rich substituents in the diene, C60 can also react with electron-deficient
63
dienes, as evidenced by the inverse electron demand DielsAlder (DA) reaction
to prepare fullerenopyridazine.187
The DA reaction of singlewalled carbon nanotubes (SWNT) has been
predicted to be favorable188 and this has recently been experimentally validated;
microwave irradiation of o-quinodimethane with soluble SWNTs,189
cycloaddition of dienes to fluorinated SWNTs,190 the application of high
pressure in presence of Cr(CO)6,191 and functionalization of pristine SWNT and
MWNT192 have all been reported to give rise to DielsAlder chemistry. The
DielsAlder reaction chemistry of pristine HiPCO SWNTs towards fluorinated
olefins was proposed to proceed by a [2+2] cycloaddition;193 this chemistry was
able to eliminate or completely transform metallic carbon nanotubes into
semiconductors, thereby resulting in field effect transistors with reasonable onoff ratios (1: 100, 000) while retaining high mobilities (~100 cm 2V1s1) in these
devices.
64
(a)
Dienophile
Diene (made “in-situ”)
(b)
(c)
SWNT as “dienophile”
Activated “dienophile”
(d)
Semiconducting
SWNT selectivity
(e)
“Benzyne” , heat
R = H, or OC6H13
[4+2] adduct
Scheme 3.1. Diels-Alder reactivity of fullerene and pristine SWNTs. (a) [4+2]
cycloaddition of fullerene (dienophile) with an ‘in-situ” prepared benzofuran
(diene) reactant.194 (b) [2+2] cycloaddition of fullerene with an “in-situ” prepared
benzyne reactive intermediate.195 (c) Activation of SWNTs using chromium
hexacarbonyl and subsequent reaction with an electron-rich diene, 2,3-
65
dimethoxy-1,3-butadiene.191 (d) Preferential reactivity of 1-aminoanthracene
towards semiconducting-SWNTs.196 (e) Benzyne addition reactions of
graphene towards SWNTs.197
Recently, the DielsAlder chemistry between singlewalled carbon
nanotubes (SWNTs) and an electron-rich diene (1-aminoanthracene) was
suggested to be selective towards semiconducting carbon nanotubes,
suggesting the initial applications of this chemistry in the separation of metallic
(M)- and semiconducting (SC)- singlewalled carbon nanotubes.196 The
addition of benzyne to carbon nanotubes has been reported to occur
preferentially with larger diameter SWNTs as a result of the more favorable
electronic structure (lower band gap).197 DielsAlder chemistry has also been
suggested to play a role in the polymerization of small molecules to produce
single-walled carbon nanotube by rational synthesis.198
Graphene, a two-dimensional sp2-carbon crystal of atomic thickness, has
garnered tremendous attention among both physicists and chemists. Most
molecules that participate in the DielsAlder reaction do so as either diene or
dienophile (Figure 3.1-a), although there are exceptions to this
generalization.192 Furthermore graphene is often considered to be highly
aromatic and chemically stable, and aromatic molecules do not usually
participate in thermal (ground state) DielsAlder reactions. We reported a
66
series of facile Diels-Alder reactions in which graphene can function either as a
diene when paired with appropriate dienophiles (e.g. maleic anhydride,
tetracyanoethylene) or as a dienophile when paired with appropriate dienes
(e.g. 2,3-dimethoxy-1,3-butadiene, 9-methylanthracene) and thereby
established graphene as a solid-state counterpart of classical small molecule
electrocyclic organic reactions.18,21 We attributed this dual nature of reactivity of
graphene in DA reaction to the absence of an energy gap (the valence and
conduction bands touch at the Dirac point), which makes available a number of
canonical structures (Figure 3.1-b), thereby motivating its DA reactivity as both
diene and dienophile. 18 The principles of orbital symmetry and the frontier
molecular orbital (FMO) theory can be applied to explain the unique Diels-Alder
reactivity of graphene.21
67
(a)
+
Diene
forward Diels-Alder
retro-Diels-Alder
new -bond
formed
Dienophile
2 new sbonds
formed
(b)
diene
graphene
resonance hybrid
dienophile
Figure 3.1. (a) Schematic illustration of the Diels-Alder [4+2] cycloaddition
between 1,3-butadiene (diene) and ethylene (dienophile). (b) Canonical
resonance structures of graphene: diene and dienophile.
The choice of the Diels-Alder (DA) chemistry in modifying graphene is
motivated by our recent discovery of the DA reactivity of graphene 18,21 as well
as due to the several advantages this chemistry offers: (i) very simple to
perform and highly efficient under mild reaction conditions, (ii) catalysts are not
required, (iii) leads to simultaneous formation of a pair of sp 3 carbon centers
(spin-paired Kekule structures) in graphene lattice, (iv) reactive towards
graphene edges leading to elongation and quenching of graphene edges (can
68
quench dangling bonds and can repair the defective edges), (v) exclusion of
possibility of generating conjugated -radicals, (vi) does not produce byproducts, and (vii) availability of simple thermal retro-DA reactions offers the
easy regeneration of starting materials.26 The retro-DielsAlder reactions of the
adducts offer another dimension in making the system reversible, where the
electronic and phonon properties of graphene could be thermally switched back
to its pristine state in a very simple, reproducible and efficient manner.
Several other research groups have investigated this Diels-Alder
chemistry of graphene from both theoretical and experimental viewpoint. The
chemistry was employed in one-step functionalization of graphene with
cyclopentadienyl-capped macromolecules,114 in covalently patterning graphene
surfaces (by force-accelerated Diels-Alder reaction between graphene and
cyclopentadienes),115 in producing graphene nanoplatelets (by
mechanochemically driven solid-state Diels-Alder chemistry of graphite),116
while the computational studies on the Diels-Alder adduct formation on
graphene by using density functional theory (DFT) calculations have been
reported to be highly endothermic.199,200 The calculations from Houk and coworkers and Denis indicate that graphene edges may be functionalized by
Diels-Alder cycloadditions, while interior regions are unreactive towards the
cycloaddition due to high reaction enthalpies and loss of aromaticity.199,200
69
3.2. EXPERIMENTS: THE DIELS-ALDER REACTIONS OF GRAPHENE
3.2.1. Characterization Techniques
Infra-red ATR spectra were taken using a Thermo Nicolet Nexus 670
FTIR instrument, equipped with an ATR sampling accessory. Raman spectra
were acquired in a Nicolet Almega XR Dispersive Raman spectrometer with
532 nm laser excitation. Raman spectroscopy was employed to monitor the
changes induced by the DielsAlder cycloaddition reaction chemistry on
graphite (HOPG and µG) and graphene (exfoliated graphene and epitaxial
graphene) and the retro-DielsAlder reaction chemistry of the derived DielsAlder adducts. In the Raman spectroscopy of graphene and its derivatives, 91,92
the G peak (at ~1580 cm1) originates from the optical E2g phonons at the
Brillouin zone center, whereas the D peak (at ~1340 cm1), which requires a
defect for its activation via an intervalley double-resonance Raman process,88 is
caused by breathing modes (corresponding to the transverse optical phonons
near the K point of the Brillouin zone).119 The intensity of the D peak is sensitive
to the degree of disorder or functionalization in the graphene macromolecular
sp2 backbone, and therefore provides a convenient index for the degree of
reaction achieved in the Diels-Alder chemistry, as measured by the ratio of the
intensities of the D- and G-bands (ID/IG).89,91,93,201 It should be mentioned that
the 2D peak (at ~2680 cm1), being the sum of two phonons with opposite
70
momentum, is always present even in the absence of any defects (even in
pristine epitaxial graphene). On the other hand the D peak (located at ~1610
cm1 in case of MAEG adduct) occurs via an intravalley double-resonance
process and is observed only in the presence of defects.
3.2.2. Liquid Phase Exfoliation of Graphite to Graphene (XGsol)
Microcrystalline graphite (µG, 1-2 µm, 50 mg, synthetic, Aldrich) was
probe sonicated in o-dichlorobenzene (~20 mL ODCB) for 1 h using an
ultrasonic processor (Cole-Parmer) at 40% amplitude. The slurry was
centrifuged at 4400 rpm for 30 min. The resulting supernatant, which yielded
dispersions of graphene in ODCB,202 was collected and concentrated under
vacuum (12 mg). The powdered exfoliated graphene was dried in vacuum
overnight and used in subsequent reactions after re-dispersion in anhydrous pxylene. In some cases the ODCB-dispersions of graphene were used directly.
This procedure has been shown to produce graphene flakes in high yield; 202
these graphene flakes consisted mainly of four to five layers of graphene and
thin graphite, as indicated by Raman spectroscopy and atomic force
microscopy.104
71
Dual nature of graphene:
diene and dienophile
diene
graphene dienophile
resonance hybrid
Scheme 3.2. Dual nature of reactivity of graphene in DielsAlder chemistry.
Diene character of graphene (left), shown by its reactions with electron-deficient
dienophiles (tetracyanoethylene and maleic anhydride), dieneophile character
of graphene (right), demonstrated by its reactivity towards electron-rich dienes
(2,3-dimethoxy-1.3-butadiene and 9-methylanthracene).21
3.2.3. DielsAlder Chemistry of Graphene (Diene) with Tetracyanoethylene
(Dienophile)
In a typical reaction TCNE (100.0 mg, 0.78 mmol, ~0.13 M) was
dissolved in the absence of light in anhydrous dichloromethane (~2 mL) to
obtain a clear solution; the TCNE solution was added to a suspension of
solution-exfoliated graphene (XGsol) in 1,4-dioxane (~4 mL). The solution was
stirred at room temperature for 3 h and the resulting DielsAlder adduct was
72
washed with acetone, warm ethanol and finally with acetone; dried under
vacuum overnight.
3.2.4. DielsAlder Chemistry of Graphene (Diene) with Maleic Anhydride
(Dienophile)
In a typical reaction maleic anhydride (50 mg, 0.5 mmol) was added to a
solution of exfoliated graphene (5 mL XGsol in ODCB) and stirred at 130 C for
~3 h. The reaction mixture was allowed to cool to room temperature, and then
filtered through a 0.1 µm PTFE filter paper, washed thoroughly with warm
ethanol and acetone and then dried under vacuum overnight.
In the case of the reactions with EG (C-face surface of area 0.18 cm2) or
HOPG, the wafers were heated in ~0.13 M solution of maleic anhydride in pxylene (50 mg, 0.5 mmol, 4 mL p-xylene) at the specified temperature for 3
hours. In the case of HOPG, the best results were obtained at 120C; in case of
epitaxial graphene (EG), the optimum temperature was found to be 70C.
Raman spectroscopy was used to monitor the changes induced by the
chemistry and to optimize the reaction parameters (temperature and reaction
time). Based on the optimized reaction conditions, we observed that HOPG and
XGsol undergo cycloaddition in the presence of ~0.15 M maleic anhydride in pxylene (for 3 h) at 120 C and 130 C respectively.
73
3.2.5. DielsAlder Chemistry of Graphene (Dienophile) with 9Methylanthracene (Diene)
Based on our optimized reaction conditions, we observed that the
cycloaddition adducts, could be obtained by stirring a suspension of
microcrystalline graphite (or exfoliated graphene) in ~0.1 M solution of 9methylanthracene in p-xylene at 130C for 12 h under a argon.
In a typical reaction 9-methylanthracene (100.0 mg, 0.52 mmol) was
added to a dispersion of exfoliated graphene XGsol in ODCB (~5 ML) and the
reaction mixture was stirred at 130C in absence of light for 12 h and then
filtered through a 0.2 µm PTFE membrane. The filter cake was washed with
warm ethanol and then with acetone to remove any unreacted reagent and the
product was dried under vacuum overnight.
3.2.6. DielsAlder Chemistry of Graphene (Dienophile) with 2,3-Dimethoxy1,3-butadiene (Diene)
In a typical reaction, 2,3-dimethoxy-1,3-butadiene (100 mg, 0.88 mmol,
FW = 114.07) was added to a suspension of microcrystalline graphite (µG, 50
mg, 4.2 mmol carbon atoms) (or exfoliated graphite, XGsol) in anhydrous p-
74
xylene (6 mL) under argon. The suspension was stirred overnight under a
positive pressure of argon at 120C. The reaction mixture was filtered using a
0.2 µm PTFE membrane and the solid product washed with warm ethanol and
acetone to remove unreacted reagent and finally dried under vacuum overnight.
For the reactions of EG and HOPG with 2,3-dimethoxy-1,3-butadiene, the
EG or HOPG wafers were heated overnight at 120 C in a solution of ~0.15 M
2,3-dimethoxy-1,3-butadiene (DMBD) in p-xylene under argon. After the
reaction the EG or HOPG substrates were washed repeatedly with acetone and
dried with a gentle flow of argon, then under vacuum for 2 h. In the case of the
reaction between epitaxial graphene and DMBD, the best results are obtained
by heating the wafer at 50C with the neat reagent in an argon atmosphere for 3
h.
The ATR spectra of the DMBDgraphene showed the following
characteristic peaks at: 823, 869, 1100 (CH2 wag), 1148, 1262 (CH2 rock),
1344, 1600 (C=C stretch, graphene), 1642 (C=C stretch), 1660, 1670, 2843
(Csp3H asymmetric stretch) and 2921 (Csp3H asymmetric stretch) cm1. The
reagent, 2,3-dimethoxy-1,3-butadiene shows the following characteristic peaks:
774, 810, 913, 1000, 1036, 1116 (CH2 wag), 1218, 1254 (CH2 rock), 1318,
1424, 1493 (CH2 scissor), 1530, 1650 (C=C stretch), 1713, 2131 (C=C
75
symmetric stretch), 2500, 2565, 2641, 2728 (CH2 symmetric stretch), 2847 (CH2
asymmetric stretch), 2940 and 3007 (Csp2H stretch of =CH2) cm1.175
3.2.7. Retro-DielsAlder Reaction of TCNEHOPG and TCNEGraphene
Adducts
It was observed that when the TCNEHOPG or TCNEgraphene adducts
were heated in p-xylene at ~100 C or if the reaction with TCNE (~0.15 M in
1,4-dioxane/dichloromethane) was performed at 100 C, no detectable D peaks
were observed in the Raman spectra of the derived materials, indicating that
the cycloreversion (retro-DielsAlder reaction) is dominant at high
temperatures.
3.3. THEORETICAL RATIONALIZATION OF THE DIELS-ALDER
REACTIVITY OF GRAPHENE
Here we examine the experimentally observed dual nature of Diels-Alder
reactivity of graphene from the standpoint of orbital symmetry23 and frontier
molecular orbital (FMO) theory24 which together provide the key concepts for
analyzing pericyclic reactions. As an introduction to this analysis we first
examine some simple, well known DA reactions which have received detailed
76
theoretical examination and which now may be used to instruct the basic
theoretical concepts which come into play in assessing the DA reactivity of
graphene.
Chemistry at the Dirac Point: Diels-Alder Reactivity of Graphene
The unique Diels-Alder reactivity of graphene and its dual behavior as both
diene and dienophile can be rationalized using simple arguments based
considerations of the zero-band-gap electronic structure (degenerate HOMO
and LUMO, as shown in Figure 3.2), frontier molecular orbitals (FMOs) and
Woodward-Hoffmann principles of conservation of orbital symmetry.
The energy-gap between the HOMO of the diene and LUMO of the
dienophile is a key factor in determining the reactivity of the Diels-Alder partners
in cycloaddition chemistry according to the frontier molecular orbital (FMO)
theory.23,24,203,204 It has been suggested that as the CNT structure elongates,
the activation energies for the DA reaction decreases.198 The extreme example
of this behavior is graphene, with its flat two-dimensional infinite framework of
sp2-bonded carbon atoms with valence and conducting bands touching at the
Fermi level (Dirac point). Consequently, graphene, with no energy gap between
HOMO and LUMO (Figure 3.2), shows dual nature of reactivity as diene and
dienophile and is therefore found to be a versatile Diels-Alder substrate.18 This
chemistry establishes the importance of the HOMO-LUMO energy gap in the
77
DA cycloaddition quite apart from the conventional curvature-dependent
reactivity (based on the carbon pyramidalization angle, p),36 which is operative
in fullerenes and carbon nanotubes.
The band structure of graphene at the level of tight binding theory with
transfer integral t (resonance integral , equivalent to the Huckel molecular
orbital theory), was solved in 1947 by Wallace54 (Figure 3.2-b). Two of the
points at the corners of the Brillouin zone are distinct and are labeled as K and
K’, whereas the other points are related to them by symmetry. As may be seen
in Figure 3.2, the K points are particularly important because this is where the
valence and conduction bands meet and cross. Importantly, the bands touch at
a single point in k space (the Dirac point) due to the crossing of valence and
conduction bands; as a consequence graphene is a zero-band-gap
semiconductor, and the density of states at the Fermi level is zero (at the
absolute zero of temperature).
78
(a)
Energy (transfer integral, )
(b)
3
3
2
2
1
1
0
0
-1
-1
-2
-2
-3
-3
M
K
Momentum, k
M
K'
Figure 3.2. (a) Electronic band dispersion in the graphene honeycomb lattice.
Left: energy spectrum (in units of t), with t = 2.7 eV and t’= −0.2t. Right:
expanded view of energy bands close to one of the Dirac points.17 (b)
Dispersion of the graphene energy band in momentum space within simple
tight-binding (HMO) theory as a function of the resonance or transfer integral
(, t ~ 3 eV).21 Reprinted with permission from ref.21 (Sarkar, S. et al. Acc.
Chem. Res. 2012, 45, 673-682; Copyright © 2012 American Chemical Society).
79
The orbital interactions in most pericyclic reactions may be analyzed from
the standpoint of orbital symmetry and correlation diagrams between reactants
and products or by consideration of frontier molecular orbitals (HOMOs and
LUMOs) of the reactants and their relative energies. This is illustrated in Figure
3.3 in the classic reaction between butadiene (diene) and ethylene (dienophile)
[Figure 3.1-a]. From the standpoint of the correlation diagram it may be seen
that the orbital symmetries in reactant and product allow smooth evolution of
the electronic structure of the reaction complex along the reaction pathway.
While the energy gap between the reactant HOMOs and LUMOs narrows in the
transition state, detailed calculations show that these orbitals do not cross along
the reaction coordinate, and thus the orbital symmetries are rigorously
maintained in throughout the transformation between reactants and products.
80
Figure 3.3. Diels–Alder orbital symmetry correlation diagram for the reaction of
ethylene with butadiene, together with frontier molecular orbital (FMO)
interactions. The orbitals are classified as either symmetric (S) or antisymmetirc
(A) with respect to the vertical symmetry plane shown in the diagram. 21
Reprinted with permission from ref.21 (Sarkar, S. et al. Acc. Chem. Res. 2012,
45, 673-682; Copyright © 2012 American Chemical Society).
81
The FMO theory considers only the reactant orbitals and analyzes the
HOMO-LUMO interactions between reactants. In principle, for the DA reaction,
this involves two pairs of HOMO-LUMO interactions, but because the FMO
theory focuses on the energy separation between the interacting orbitals, it is
often sufficient to consider a single HOMO-LUMO reactant interaction.
The FMO analysis of the DielsAlder reaction between butadiene and
ethylene is shown on the left side of Figure 3.3; typically such an analysis is
focused on the interaction between the butadiene (diene) HOMO and the
ethylene (dienophile) LUMO, although reactions involving the converse situation
(inverse electron demand) have been reported, and it is clear that both HOMOLUMO interactions are operative to some degree in the Diels-Alder reaction.
Implicit in the FMO treatment is the concept of charge transfer between
reactants; that is electron density is transferred from an occupied orbital (often
the HOMO) of one reactant to a vacant orbital (often the LUMO) of the other
reactant and in this sense the FMO theory implies an orbital crossing which at
first sight seems to be at odds with the correlation diagram in Figure 3.3 and
the results of detailed calculations.205 The resolution of this difficulty is made
clear if we consider the energy change (∆E) which accompanies the interaction
between the frontier orbitals from the standpoint of second-order perturbation
theory
82
E
[ H ( HOMOethylene),( LUMObutadiene) ]2
HOMOethylene LUMObutadiene
[ H ( HOMObutadiene),( LUMOethylene) ]2
HOMObutadiene LUMOethylene
(3.1)
where the matrix elements in the numerators depend on the overlap and
symmetry of the frontier orbitals of the two reactant molecules (exemplified here
by ethylene and butadiene), and the denominators are the differences between
the orbital energies of the frontier orbitals.24,25
In fact the FMO analysis may be recast in terms of a theory for the
inclusion of configuration interaction in the wave function, which allows the
admixture of excited states into the ground state of the reaction complex
according to eq (3.1). In this way the interactions between HOMOs and LUMOs
in the reactants are understood to evolve along the reaction coordinate in the
form of configurational mixing, and the intended correlations and charge
transfer processes are therefore not rigorous in the same way as the orbitals
involved in the construction of the correlation diagram.
The FMO theory is particularly convenient in the present context because
its application is confined to a consideration of the orbitals of the reactants and
their energies. Graphene possesses high-lying HOMO (low ionization potential
and the energy of which is taken as: EHOMO = IP) and low-lying LUMO (high
83
electron affinity, and the energy of which is taken as: ELUMO = EA).21 The workfunction (W) of graphene (EHOMO = ELUMO = W = 4.6 eV) is defined by the
crossing of valence (HOMO) and conduction (LUMO) bands in graphene. The
FMO theory suggests that the appropriate HOMO-LUMO gap(s) (EH-L = IPEA)
can provide an excellent inverse index of chemical reactivity,24,25,203,206 and the
larger the gap lower is the reactivity. As is obvious from Figure 3.4 from the
comparison of energy gaps between graphene and few representative dienes
and dienophiles, graphene is located in between their HOMOs and LUMOs.
When we consider the DA reactivity of graphene (as a diene) with
tetracyanoethylene (TCNE), the energy gap, EH-L = 1.7 eV (very low value), and
with maleic anhydride (MA), EH-L = 3.4 eV. This theoretical consideration
conforms very well to the experiment; TCNE reacts with graphene at roomtemperature, while the reaction of graphene with MA requires about 120 oC.
In the study by Houk of the rates of DA cycloadditions of dienes with
cyanoalkenes referred to above,25 the highest rates were found in the reaction
between 9,10-dimethylanthracene (DMA, IP = 7.1 eV) and tetracyanoethylene
(TCNE, EA = 2.9 eV), for which EH-L = IP – EA = 4.2 eV; whereas the DA
reaction between graphene and TCNE has EH-L = 1.7 eV and between DMA
and graphene EH-L = 2.5 eV.
84
Energy (eV)
0
+1.0
-5
LUMO
-0.6
-1.2
-2.9
-4.6
-4.6
NBMO
-7.3
-8.6
-10
HOMO
-10.8
-11.8
Figure 3.4. Orbital energies of selected dienes and dienophiles as obtained
from ionization potentials (HOMO, IP), electron affinities (LUMO, EA), and the
work function of graphene (W = 4.6 eV). The neutrality point in graphene
corresponds to the energy of the carbon-based nonbonding molecular orbital
(NBMO).21 Reprinted with permission from ref.21 (Sarkar, S. et al. Acc. Chem.
Res. 2012, 45, 673-682; Copyright © 2012 American Chemical Society).
Hence from a consideration of the orbital energies it is expected that
graphene will be an extremely reactive DA partner, but in order to complete the
analysis it is now necessary to examine the symmetries of the graphene orbitals
which might be involved and to delineate their role in DA chemistry based on
their ability to function as donor and/or acceptor according to FMO theory. Thus
85
we require knowledge of the FMO orbitals of graphene, that is, those orbitals
which are most proximate to the Fermi level; in the case of graphene we have
orbitals which cross at the Dirac point, the K point in momentum space (k)
(Figure 3.2).
The orbitals at the Dirac point of graphene (FMOs) bear a direct
relationship to the HOMOs and LUMOs of benzene as depicted in Figure 3.5.
These orbitals comprise the FMOs of graphene and are argued to dictate the
Diels-Alder reactivity of graphene. Because the e2u benzene LUMO is placed in
the lattice in a bonding configuration with nearest neighbors, while the e 1g
benzene HOMO enters the lattice in antibonding relationships with nearest
neighbors, they result in a pair of degenerate orbitals at the NBMO level [Dirac
point K, as in Figure 3.2-b]. Furthermore these FMOs map directly onto the
Clar representation of graphene and clearly motivates its chemical reactivity. 27
86
Figure 3.5. HMO energy levels of benzene and their symmetry, together with
the orbital coefficients of HOMO and LUMO that map onto the degenerate
conduction and valence bands of graphene at the Dirac point. These orbitals
comprise the FMOs of graphene, and because the e2u benzene LUMO is placed
in the lattice in a bonding configuration with nearest neighbors, while the
e1g benzene HOMO enters the lattice in an antibonding relationship with nearest
neighbors, they result in a pair of degenerate orbitals at the NBMO level [Dirac
point (K)]. Furthermore, these FMOs map directly onto the Clar representation
of graphene and clearly motivate its chemical reactivity.21 Reprinted with
87
permission from ref.21 (Sarkar, S. et al. Acc. Chem. Res. 2012, 45, 673-682;
Copyright © 2012 American Chemical Society).
The orbital correlation diagram (Figure 3.6) includes a number of unique
features mainly related to the twofold degeneracy at the Dirac point; because of
the degeneracy and the fact that this pair of orbitals is half-filled there is a
choice in the electronic configuration, and thus the electron pair may be
accommodated in either the antisymmetric (A) graphene orbital (Figure 3.6-a)
or the symmetric (S) graphene orbital (Figure 3.6-b), and this allows graphene
to function as both donor and acceptor within FMO theory by matching the S or
A orbital symmetries of its DA partner.23,24 In the case of ethylene the A
graphene orbital donates electron density to ethylene, whereas the S orbital of
graphene functions as an acceptor; the traditional picture would emphasize the
former interaction.25 Likewise, butadiene donates electron density into the
empty A orbital of graphene and acts as acceptor from the S graphene orbital.
Note that the orbital correlation diagram does not place any restrictions on the
mode of pericyclic addition, and 1,2- and 1,4-cyclizations are allowed with both
ethylene and butadiene; based on FMO theory,24,25 the reactant atoms in
graphene with the largest FMO coefficients should constitute the preferred sites
of reaction. Thus according to this picture, graphene can function as diene or
dienophile with equal ease; in practice graphene DA reaction preferences will
depend on the orbital energies of the reacting partner, steric factors and
88
electron repulsion effects which are not taken into account during discussion in
this chapter.
Figure 3.6. Orbital symmetry correlation diagram for the Diels–Alder reaction of
ethylene and butadiene with graphene (FMOs taken from the band structure of
graphene at the Dirac point) where the signs of the lobes of the p orbitals above
the plane are given by open and solid circles. The symmetry classification is
based on the (σh) vertical symmetry plane; note that this symmetry plane is
rotated by 90° from that used in Figure 3.3. Reprinted with permission from
ref.21 (Sarkar, S. et al. Acc. Chem. Res. 2012, 45, 673-682; Copyright © 2012
American Chemical Society).
89
3.4. EXPERIMENTAL RESULTS AND DISCUSSIONS
Graphene is available in various forms, and there is already strong
evidence that the chemical and physical properties of the material are sensitive
to the particular environment of the graphene sheet. Microcrystalline natural
graphite (µG) is the most readily available commercial precursor for the
generation of exfoliated graphenes;3 single layer (SLG) and few layer
graphenes (FLG) are typically obtained by exfoliation of natural graphite and
studied as dispersions (XGsol) or flakes (XGflake), usually on a silicon dioxide
substrate. Epitaxial graphene (EG) is typically grown on SiC by thermal
desorption of Si above 1000 oC in vacuum or in an inert gas environment and is
usually made available as rotationally disordered multilayer epitaxial
graphene.2,10 The interface layer has an energy gap and a rather complicated
electronic structure that includes the presence of covalent bonds between the
graphene sheet and the underlying SiC, which induces variations in the carrier
concentration (doping), the work function and the graphene band structure near
the Fermi level.30,207 The enhanced reactivity of (multilayer) EG with respect to
the Bernal-stacked graphite (µG and HOPG) discussed below, is of interest with
respect to previous studies of the reactivity of the various forms of
graphene;98,104,150 apart from the differences discussed above, an obvious
distinction is the splitting that occurs at the K point in graphene as a result of the
interlayer interaction.42 At the level of simple tight binding theory, allowance for
additional transfer integrals to describe the various interactions in the 3-D
90
graphite lattice leads to a bandwidth of ~1.5ev at the K points and the material
becomes a semimetal with a band overlap of ~0.1ev.42
The conversion of sp2 to sp3 carbon atoms due to chemical reaction leads
to distinct changes in the Raman spectra of graphene,91,150 and the presence of
a D-band in the Raman spectrum of functionalized graphene is routinely used
as evidence for covalent bond formation.13,18,91,106,119,150,208
Our current experimental findings are summarized in Scheme 3.2, and it
is apparent that graphene reversibly undergoes DA reactions with various
reaction partners and is able to function as diene or dienophile as suggested by
the foregoing analysis (Figures 3.3-3.6). We have found that the DA reaction is
highly sensitive to the nature of graphene, the substrate on which graphene is
placed (e.g. SiO2, h-BN, SiC, Cu etc.), reaction temperature, solvent, doping
etc.. The Diels-Alder reactions of graphene are demonstrated below in details.
3.5. GRAPHENE AS A DIENE
Graphene was found to be very reactive toward tetracyanoethylene
(TCNE), and the reactions proceed at room temperature;18 (in agreement with
the very low value of EH-L = 1.7 eV calculated for this reaction),21 whereas
functionalization with maleic anhydride (MA), required a reaction temperature of
about 120 oC, presumably as a result of the higher value of EH-L = 3.4 eV
91
calculated for this reaction. There is already strong evidence for doping reaction
channels (electron transfer processes) which compete with covalent
functionalization reactions in graphene chemistry,30,209 and we also observed
the occurrence of p-type doping (oxidation) by the highly electron-deficient
reagent, tetracyanoethylene (TCNE, electron affinity = 2.88 eV)25 in preference
to the simple DielsAlder reaction. Formation of charge transfer (CT) complex
between graphene (electron donor) and TCNE (electron acceptor) in solution
phase was previously reported by Rao and co-workers in 2008; the formation of
such CT complexes was observed by Raman and solution UV-vis
spectroscopy.148
3.5.1. Reactions with Tetracyanoethylene (TCNE)
The chemical behaviour of graphene as a diene is illustrated in Figure
3.7 by its reactivity with the electron-withdrawing dienophile, tetracyanoethylene
(TCNE). Raman spectroscopy is employed to monitor the progress of the
reaction and to track the differential reactivity of SLG, FLG, and HOPG; Fig.
3.7c shows an increase of ID/IG ratio in the TCNE-SLG adduct to 2.53 from 0.03
in pristine SLG, while the ID/IG ratio is 0.28 in TCNE-FLG and 0.17 in TCNEHOPG for reactions conducted under identical conditions.18,21 The differential
evolution of the D-band in the presence of the same DA chemistry suggests the
following order of reactivity in DA chemistry: SLG >> FLG > HOPG.
92
Figure 3.7. Graphene as diene: (a) optical micrograph of single-layer (SLG),
few-layer graphene (FLG) and graphite (HOPG). Contrast in the image is
increased by 30% to enhance clarity. (b) Schematics of the room-temperature
reaction of graphene (as diene) with tetracyanoethylene (TCNE, dienophile).
Differential reactivity of (c) SLG,22 (d) FLG, and graphite (HOPG) in the DielsAlder chemistry with TCNE is manifested by the evolution of the Raman Dband.
3.5.2. Reactions with Maleic Anhydride (MA)
It was observed that the reaction proceeds most effectively at 120 C
(Figure 3.8-d) and the product decomposes at higher temperature and at 150
93
C the product reverses to almost its pristine HOPG state, suggesting the
operation of retro-Diels-Alder reactions at higher temperature. The Raman
spectra of MA-HOPG adduct (Figure 3.8-d) shows a strong D band at ~1341
cm1 with FWHM (full width at half maximum) of 50 cm1 and ID/IG = 0.63; other
peaks are observed at 1572 (G), 1614 (D’), 2445 (G’), 2691 (2D), 2936 (D+D’),
3236 (2D’) cm1.
The formation of graphene adducts with maleic anhydride (MA) was found
to be sensitive to the nature of the graphene sample and to the reaction
temperature. Examination of a variety of reaction conditions in conjunction with
Raman spectroscopy of the products, led to the following optimum
temperatures for the MA reaction: HOPG (120 C, Figure 3.8), XGsol (130 C)
and EG (70 C, Figure 3.9).
94
G HOPG + MA + p-xylene, 150 C 2D
f
Intensity (A.U.)
e
G HOPG + MA + p-xylene, 130 C
2D
D
ID/IG = 0.11
G HOPG + MA + p-xylene, 120 C 2D
d
D
c D
HOPG + MA + p-xylene, 80 C
b
a
G
1500
HOPG + p-xylene, 150 C
2000
2500
2D
Raman Shifts, cm1
ID/IG = 0.63
D+D'
G'
G HOPG + MA + p-xylene, 100 C
ID/IG = 0.0
2D
2D'
ID/IG = 0.12
ID/IG = 0.0
ID/IG = 0.0
3000
Figure 3.8. Raman spectra of the thermal DielsAlder adducts MA-HOPG,
obtained by reaction between HOPG (diene) and maleic anhydride (dienophile)
at different temperatures: (a) HOPG and p-xylene (solvent) at 150C, with no
maleic anhydride (dienophile) added; HOPG, reacted with maleic anhydride in
p-xylene at (b) 80C: ID/IG = 0.0, (c) 100C: ID/IG = 0.12, (d) 120C: ID/IG = 0.63,
(e) 130C: ID/IG = 0.11 and (f) 150C: ID/IG = 0.0.18 Reprinted with permission
from ref.18 (Sarkar, S. et al. J. Am. Chem. Soc. 2011, 133, 3324-3327;
Copyright © 2011 American Chemical Society).
95
EG + 0.25 M MA, 70 C
G
MAEG
(1570)
2D
ID/IG = 0.3 (2680)
D
D+D'
(1338)
G'
(2925) 2D'
(3221)
(2436)
b
2D
G
Pristine EG
I
/I
=
0.0
D
G
(2700)
(1580)
2D'
G'
(3250)
(2453)
a
Intensity (A. U.)
o
1000
1500
2000
2500
Raman Shift, cm
1
3000
3500
Figure 3.9. The Raman spectra of (a) pristine epitaxial graphene, EG (before
functionalization), (b) after functionalization at 70 C, MA-EG using ~0.25 M
maleic anhydride in p-xylene.18 Reprinted with permission from ref.18 (Sarkar, S.
et al. J. Am. Chem. Soc. 2011, 133, 3324-3327; Copyright © 2011 American
Chemical Society).
The presence of the maleic anhydride functionality in the MA-XG product
obtained at 130 C is also observed in the IR spectrum (Figure 3.10). The ATR
spectrum of the MA-Graphene shows the following characteristic infrared
features: 896 (CC stretch), 1013, 1042, 1177, 1200, 1238 (CH deformation),
1300 (CO stretch), 1600 (C=C stretch), 1700 (symmetric C=O stretch,
96
COOH, due to hydrolyzed maleic anhydride), 1775 (symmetric C=O stretch),
1860 (asymmetric C=O stretch), 2850 (Csp3H stretch) and 2925 (Csp3H
stretch) cm1. For the maleic anhydride monomer210 the observed infrared
frequencies can be assigned as follows: 1057 (CH deformation), 1240 (CH
deformation), 1289 (CO stretch), 1594 (C=C stretch), 1775 (symmetric C=O
stretch), 1855 (asymmetric C=O stretch), 3122 and 3187 (C-H stretch) cm1.
100
95
Reflectance (%)
c
MA-XGsol
b
90
80
Maleic anhydride
40
a
0
35
XGsol
30
25
1000
1500
2000
2500
1
3000
Wavenumber (cm )
Figure 3.10. The ATR spectra of (a) exfoliated graphene (XGsol), (b) maleic
anhydride (MA), and (c) MA-XGsol, the thermal Diels-Alder adduct, obtained by
reaction of exfoliated graphene with maleic anhydride at 130C in p-xylene.18
Reprinted with permission from ref.18 (Sarkar, S. et al. J. Am. Chem. Soc. 2011,
133, 3324-3327; Copyright © 2011 American Chemical Society).
97
3.6. GRAPHENE AS A DIENOPHILE
3.6.1. Reactions with 9-Methylanthracene (MeA)
After optimization, we observed that 9-methylanthracene (MeA)
cycloadducts (Scheme 3.2) could be obtained in high yield (ID/IG > 1), by
treating HOPG, or XGsol with a p-xylene solution of MeA at 130C. The Raman
spectra of MeAXGsol shows the following peaks: D (1337 cm1, with the FWHM
= 70 cm1), G (1584 cm1), D’ (1630 cm1), G’ (2448 cm1), 2D (2677cm1),
D+D’ (2934 cm1), and 2D’ (3236cm1).
The MeA-XG products were characterized with ATR-IR (Figure 3.11-c),
which shows the following characteristic frequencies: 869 (in-phase CH,
wagging vibrations of aryls, most intense band), 1070 (CH deformation), 1120,
1285 (CH deformation), 1378, 1420 (Csp2H, bending, aromatic), 1437 (Csp3H
bending), 1460 cm1 (Csp3H, bending, of CH3), 1490 (asymmetric Csp3H
bending), 1508 (in-plane CH ring band), 1541 (C=C bending aromatic), 1600
(C=C, stretch, of graphene), 1735 (C=C, stretch, alkenyl), 2850 (symmetric
Csp3H, stretch, CH3), 2917 (asymmetric Csp3H, stretch, CH3), and 2960
(Csp2H, stretch, aromatic). For 9-methylanthracene (Figure 3.11-b), the
following characteristic infrared frequencies are observed: 780 (in-phase CH
wagging vibration of aryls), 885 (CH deformation), 1350 (CH bending of
98
CH3), 1622 (C=C stretch), 2850 (symmetric Csp3H stretch), 2930 (asymmetric
Csp3H stretch), and 3050 (Csp2H stretch, aromatic) cm1.174,175
Reflectance (a.u.)
MeA-Graphene
869 cm
1
1460 cm
1
1600 cm
1
2850 cm
c
1
2690 cm
2917 cm
1
1
b
9-Methylanthracene
a
Graphene
1600 cm
1000
1500
1
2000
1
Wavenumber (cm )
2500
3000
Figure 3.11. The FTIR reflectance spectra (ATR, Ge) of (a) exfoliated
graphene, (b) 9-methylanthracene (MeA), and (c) MeA-Graphene, the
DielsAlder adduct of the 9-methylanthracene (MeA) and exfoliated graphene
(XG).18 Reprinted with permission from ref.18 (Sarkar, S. et al. J. Am. Chem.
Soc. 2011, 133, 3324-3327; Copyright © 2011 American Chemical Society).
99
3.6.2. Reactions with 2,3-Dimethoxy-1,3-Butadiene (DMBD)
The use of graphite and graphene as a dienophile in the Diels-Alder
reaction was also investigated by another electron-rich diene, 2,3-dimethoxy1,3-butadiene (DMBD). The optimum temperature for the DielsAlder reactions
with DMBD was found to depend on the nature of the graphitic material as
follows: HOPG (130 oC), µG (120 oC; Figure 3.13-b), XGflake and XGsol (130 oC;
Figure 3.12-a), and EG (50 oC; Figure 3.13-c).18 The reaction can be reversed
in all cases at about 170 oC, switching the functionalized graphene back to the
pristine material.
(A) Diels-Alder Chemistry of Scotch Tape Exfoliated SLG and BLG
Application of the Diels-Alder (DA) chemistry of graphene (SLG, BLG;
dienophile) with a diene (2,3-dimethoxy-1,3-butadiene; DMBD), which leads to
creation of 1,2-sp3 centers on graphene lattice (Figure 3.12-a). As discussed in
earlier chapters and in the reports on the Raman spectroscopy of graphene 211
that the creation of sp3 centers on graphene lattice is accompanied by
appearance of a new peak (called as D-peak, which is due to intervalley
scattering) at ~1345 cm-1 in the Raman spectrum of graphene, which is
otherwise absent in defect-free pristine SLG.15 The pristine SLG is often distinct
from graphene layers by the fact that it possesses a sharp single 2D peak (at
~2690 cm-1) with a G peak (at ~1580 cm-1) with the intensity of 2D greater than
100
the G peak (here I2D/IG = 3.11). Thus the ratio of D to G peaks (ID/IG) can
quantify the relative content of the sp3 carbon centers, and provides a useful
index of the degree of chemical functionalization.15 The DA chemistry of pristine
SLG with DMBD leads to a graphene derivative (DA-SLG) leads to an increase
of ID/IG ratio to 0.35 as compared to 0.01 in pristine SLG (Figure 3.12-b).
Thermal retro-DA of the graphene adducts leads to clean regeneration of
graphene at its nearly pristine state making reversible switching of the graphene
devices feasible [Figure 3.12-b-(iii)].
Two dimensional Raman maps of the ratio of integrated area of D-band
(centered at ~1355 cm-1) to the integrated area of G-peak (centered at ~1581
cm-1) with 3671 spectra each, at points spaced 1 mm apart, are collected in the
selected ~80 mm 50 mm sample areas of the graphene flakes on an oxidized
silicon wafer (Figure 3.12-c) for comparison and to obtain statistical information
of functionalization homogenity. The graphene flake studied here has both the
single-layer (SLG, area 1, 3) and bilayer graphene (area 2) on oxidized silicon
wafer, as was thoroughly confirmed by optical microscopy (Figure 3.12-c),
Raman spectroscopy (Figure 3.12-b) and Raman band mapping experiments.
101
a
SLG
, p-xylene,
135 oC
p-xylene, 170 oC
SiO2
DA-SLG
Si (Bottom gate)
b
Intensity (a.u.)
(iii) Retro-DA
(ii) DA-SLG
D
G
D’
D/G = ~ 0.01
c
graphene
edge
2D
SLG-1
D/G = 0.35
G’
D+D’ 2D’
BLG-2
SLG-3
(i) Pristine SLG
SiO2
D/G = 0.01
1200
1400
1600
2400
Raman shift
2800 3200
(cm-1)
e
d
SLG-1
D/G (DA-SLG)
-
-
-
D/G (pristine SLG)
D/G band intensity (a.u.)
0.0
0.2
0.4
-
SLG-3
-
SiO2
BLG-2
10 20 30 40 50 60 70 80 90 10 1 0 120 130 140 150 160 170 180 190
Figure 3.12. Diels-Alder chemistry of graphene (dienophile). a, Schematics
of the Diels-Alder (DA) chemistry of single layer graphene, SLG (dienophile)
device with 2,3-dimethoxy-1,3-butadiene (DMBD, a diene). The retro-DielsAlder chemistry, which happens at 170 oC leads to graphene devices at its
nearly pristine state. b, Evolution of Raman spectra ex = 532 nm, spot size =
0.7 mm) of SLG (i) before (pristine), (ii) after DA chemistry with DMBD (DASLG), and (iii) after retro-DA reaction. c, Optical image of a graphene flake
showing both SLG and bilayer graphene (BLG). Raman mapping of the
102
selected area (shown by rectangular box) of the graphene flake in figure c for:
d, the ratio of integrated area of D peak to G peak (AD/AG) for the pristine SLG
and BLG flake (before reaction), confirming the presence of defect free
graphene (negligible D peak). e, Raman imaging of the DA modified flake (DASLG) for the AD/AG shows that the SLG show pronounced increase in D to G
band intensity than the BLG after the DA chemistry. Scale bar = 10 mm.
The pristine graphene used for this study was defect free over the whole
regions (Figure 3.12-d). As can be seen in Figure 3.12-e that DA-SLG adduct
has moderate degree of sp3-centers over most of the SLG region (regions 1 and
3, as compared to pristine SLG), while the DA modified bilayer graphene (DABLG, region 2) shows low D/G ratio. Note that the relative ratios of intensities of
Raman 2D to G band varies with different number of graphene layers: I2D/IG (=
3.11 for SLG in Figure 3.12-b) > I2D/IG (= 0.73 for BLG, not shown here).22
(B) Diels-Alder Chemistry of Microcrystalline Graphite (µG)
The reaction of microcrystalline graphite (µG) with the electron-rich diene,
2,3-dimethoxy-1,3-butadiene (DMBD) was found to be a particularly effective
route for producing stable, colloidal dispersions of singlelayer functionalized
graphene flakes from graphite, as evidenced by the sharp 2D peak (located at ~
2684 cm-1, with I2D/IG = 0.73) in the Raman spectra of the resulting DMBDµG
materials (Figure 3.13-b).18 There is considerable interest in using such
103
functionalization schemes to produce bulk quantities of solution re-dispersible
graphene materials which do not readily aggregate in solution; 19,117,151 and the
covalent DielsAlder functionalization approach is a viable option in this regard,
particularly because of the clean reversibility of the reaction.
(C) Diels-Alder Chemistry of Epitaxial Graphene (EG)
The electronic structure of the graphene surface after DA chemistry is of
great interest from the standpoint of the application of organic chemical process
lithography to the band gap engineering of graphene devices. 30 The transport
properties of DMBD-EG (Figure 3.13-d) shows that the room temperature
resistance of the functionalized sample is increased by 60% and the
temperature dependence is activated (semiconducting). The temperature
dependence of resistance, shown in Figure 3.13-d, shows a change in the
transport mechanism: EG exhibits a slight decrease of resistance with
temperature with a cross-over to metallic behavior below 110K, whereas
DMBD-EG shows non-metallic behavior over the whole temperature range,
characteristic of weak localization.212,213 This indicates that the Diels-Alder
chemistry on the top layer of epitaxial graphene (EG) is quite efficient in
modifying the electronic structure of the graphene sheet.
104
(b)
Intensity (arb. unit)
Intensity (arb. unit)
(a)
(c)
o
DMBD-EG, 50 C
ID/IG = 0.5
2D
G
D
G'
ID/IG = 0.0
1200 1500
G'
(ii)
(d)
DMBD-mG, 120 oC
G
sharp
ID/IG
2D
= 1.1
D’
D+D’
G
(i)
Pristine mG
2D
ID/IG
= 0.0
1000 1500 2500 3000
Raman Shift (cm-1)
non-metallic
D+D'
2D'
2D
G
D
DMBD-EG, 50 oC
EG
2D'
3244
EG (pristine) metallic
2500 3000
Raman Shift (cm-1)
Figure 3.13. (a) Three-dimensional structure of the Diels-Alder adduct of
graphene and 2,3-dimethoxy-1,3-butadiene (DMBD), showing the creation of a
pair of sp3 carbon centers in the graphene lattice and the generation of a slightly
non-planar structure.21 (b) Raman spectra (ex = 532 nm) of pristine
microcrystalline graphite (mG) and its Diels-Alder adduct, DMBD-mG obtained at
120 oC.21 (c) Raman spectra (ex = 532 nm) of pristine epitaxial graphene (EG)
and its Diels-Alder adduct, DMBD-EG obtained at 50 oC.18 (d) Temperature
dependent resistance of EG wafer (before reaction) and DMBD-EG (after
reaction); functionalization of EG with DMBD leads to a 60% increase in room
105
temperature resistance, and the DMBD-EG shows non-metallic behavior over
the full temperature range.18
(D) Scanning Tunneling Microscopy (STM) of Pristine and the Diels-Alder
Functionalized Epitaxial Graphene
A particularly direct probe of the electronic structure of the functionalized
graphene surface is afforded by scanning tunneling microscopy (STM), which
can also give the surface coverage of the functional groups and their
periodicities over the whole graphene wafer; however, this technique typically
requires ultra-high vacuum and cryogenic temperatures.30,155,214
Both theoretical calculations and experimental data have shown that the
single atom sp3 functionalization sites that result from a radical addition
process, in both graphite and graphene, generate threefold symmetric patterns
in the local density of states (LDOS) as a result of presence of the unpaired
spin which is localized in the vicinity of the point of addition.30,161,165,215,216 These
patterns can be enhanced by two-dimensional fast Fourier transform (2D-FFT)
filtering of STM images acquired under ambient conditions, and it has been
shown that positive and negative spin densities become localized at the A and
B sublattices, in a threefold symmetric super-lattice.215 The Diels-Alder
cycloaddition chemistry is expected to occur by the pairwise formation of 1,4-,
106
or 1,2-sp3 carbon centers in the regular honeycomb lattice of sp2 carbon atoms,
and thus antiferromagnetic (diamagnetic) products are expected, 29 because this
pattern of chemistry guarantees the balanced functionalization of the A and B
graphene sublattices. Hence the electronic structure of the Diels-Alder
functionalized graphene lattice will be completely different from that formed in
the atom-by-atom reactions of graphene with nitrophenyl radicals or hydrogen
atoms.30,161,165,214-216
The STM images of defect-free, pristine 1-3 layer EG and DMBD-EG are
compared in Figure 3.14; the STM images are collected using a Digital
Instruments Nanoscope IIIa multimode scanning probe microscope (Pt/Ir tips)
under ambient conditions. The 2D FFT spectrum of the STM image of EG
consists of six outer bright spots from the graphene super-lattice and six spots
corresponding to the graphene lattice in the center, which appear as the large
bright spot at the center in the insets of Figure 3.14-a and 3.14-d. The higher
order spots are filtered in the FFT spectrum (Figure 3.14-b and 3.14-e), which
improves the image by removing the noise, whereas in Figure 3.14-c and 3.14f the graphene lattice is also filtered by removing everything inside the largest
circle circumscribed by the hexagon of the superlattice points, yielding an image
which reflects the modified LDOS.30 The 2D-FFT filtered LDOS given in Figure
3.14-f shows scattering and interference patterns over the entire image and it is
107
clear from Figures 3.14-c and 3.14-f that the DA reaction with DMBD leads to a
striking reconstruction of the epitaxial graphene electronic structure.
Pristine epitaxial graphene (EG)
(a)
(c)
(b)
Diels-Alder adduct of EG with DMBD (DMBD-EG)
(d)
(f)
(e)
Figure 3.14. STM current images of pristine EG (a,b,c) and 2,3-dimethoxy-1,3butadiene functionalized epitaxial graphene, DMBD-EG (d,e,f) under ambient
conditions. (a) Pristine EG, Vbias = + 5.1 mV, It = 4.3 nA; 2D-FFT spectrum of
the STM image is shown in the inset. (b) STM image of EG after subtracting
noise. (c) 2D-FFT filtered STM image of EG. (d) DMBD-EG, Vbias = + 5 mV, It =
3 nA; 2D-FFT spectrum of the STM image is shown in the inset. (e) STM image
of DMBD-EG after subtracting noise. (f) 2D-FFT filtered STM image of DMBDEG.21 Reprinted with permission from ref.21 (Sarkar, S. et al. Acc. Chem. Res.
2012, 45, 673-682; Copyright © 2012 American Chemical Society).
108
(E) Solution Spectroscopic Estimation of Surface Coverage of Functional
Groups on Graphene
A prime question in chemical modification of graphene is to what extent
the graphene surface is functionalized (surface coverage) and how the
functional groups (new sp3 centers) are distributed on graphene lattice.
Accurate estimation of the density of functional groups over graphene still
remains a major challenge.
To date the methods, such as correlating with the Raman ID/IG ratio,91,93
electrochemical charge of the oxidation or reduction of the attached electroactive species,15 TGA, XPS, STM etc., employed to do so are limited to the
merits and drawbacks of the technique.217 In search of a comprehensive
technique to accurate estimate the graphene coverage, we have developed
solution mid-IR and Raman spectroscopic approach for calculation of the
coverage of the graphene surface with the DMBD group. Diels-Alder chemistry
of DMBD with graphene converts the terminal olefinic =Csp2H2 groups to
aliphatic secondary (2o) >Csp3H2 (methylene) groups; such a conversion of
Csp2H to Csp3H is accompanied by a large shift of mid-IR frequencies to lower
wavenumber. We employ solution mid-IR spectroscopy of DMBD adduct of
solvent exfoliated graphene (DMBD-XGsol), and we monitor the changes in CH
stretches in solution mid-IR spectroscopy. Solid-state devices are difficult to
109
study; we, therefore, employed liquid-phase exfoliated graphene (XGsol)149,218
for our solution studies.
a
c
b
d
Absorbance (a.u.)
(iii) DMBD-XG
(ii) DMBD
(i) XG in CCl4
2500
2750
3000
Wavenumber (cm-1)
Integrated area for 10 CH peaks
e
(iv) TCNE-DMBD
3250
6
5
4
f
TCNE-DMBD
Linear fit
C-H = 13.5 L*g-1*cm-1
3
2
1
0
0.0
0.1
0.2
0.3
Concentration (mg/mL)
0.4
Figure 3.15. Solution spectroscopic estimation of Diels-Alder modified
graphene dispersions. (a) Schematics of the room-temperature Diels-Alder
reaction between 2,3-dimethoxy-1,3-butadiene (DMBD, a diene) and
tetracyanoethylene (TCNE, a dienophile). (b) 3D structure of the adduct of
DMBD and liquid-phase exfoliated graphene (XGsol). (c) Picture of the solution
of DMBD-XG. (d) Solution mid-IR spectroscopy (in CCl4, 1 mm quartz cell) of (i)
XG, (ii) DMBD, (iii) DMBD-XG and (iv) the DMBD-TCNE adduct. (e) Plot of
integrated absorbance of 10 C-H peaks of TCNE-DMBD against concentration
of the TCNE-DMBD solution. (f) Picture of the cell (1 m m) used for solution-IR
spectroscopy.
110
In order to compare the CH stretches of the DA adduct of exfoliated
graphene (DMBD-XGsol), a model DA adduct of small organic diene and
dienophiles with similar CH chemical environments was synthesized by a
controlled reaction between DMBD and tetracyanoethylene (Figure 3.15-5a)
and probed by solution mid-IR spectroscopy in carbon tetrachloride in quartz
cell. As expected, the mid-IR CH stretches of (DMBD-XGsol, Figure 3.15-b,c)
in Figure 3.15-d(iii) is similar to that of TCNE-DMBD adduct (Figure 3.15-d-iv).
From the plot of CH absorbance (integrated area between 2700-3000 cm-1 as
in Figure 3.15-d) against concentration of TCNE-DMBD yields the extinction
coefficient per unit CH peak as 13.52 Lg-1cm-1 (Figure 3.15-e). Solution
Raman spectroscopy has revealed that the DMBD-XGsol in solution stays as
nearly monolayer of graphene, presumably due to the ability of the Diels-Alder
chemistry to make solution re-dispersable graphene.21 Taking account of all the
solution spectroscopic studies we conclude that there is 1 functional group in
about 1000 carbon atoms in the graphene lattice, or in other words, in this
sample 500 carbon atoms of graphene have one sp3 center.
3.7. APPLICATIONS: BAND GAP ENGINEERING AND HIGH MOBILITY
GRAPHENE DEVICES
Graphene lattice is a bipartite lattice with two sublattices A and B, which
are chemically equivalent, but crystallographically inequivalent. 22 The Diels-
111
Alder chemistry of graphene leads to the formation of a pair of sp 3 centers (or
divacancies) on graphene lattice (Figure 3.16-a), and therefore, can offer the
potential for balanced functionalization of graphene A and B sublattices. If we
consider a Hamiltonian containing only nearest-neighbor hopping
(uncompensated lattice) each A atom is coupled with only B atoms and vice
versa.219,220 Consequently, at very low concentration of vacancies (isolated
simple vacancies, e.g. one produced by the chemisorption by single hydrogen
atom or by single addition of aryl radicals),112 the distribution of vacancies is
locally uneven between the two sublattices and zero energy states necessarily
appear.220,221
Theoretical studies on the quantum diffusion of electrons in graphene
with local defects (e.g. chemically induced vacancies) have revealed that if
vacancies are arranged by pair of nearest neighbor vacancies (divacancies,
e.g. one produced by the present Diels-Alder method), the electronic structure
at low defect concentration (low functional group coverage) is completely
different.222 Indeed in that case, the distribution of vacancies is locally even
between the two sublattices, and zero energy state does not occur.
Earlier reports of calculation on the effect of such vacancies on electronic
transport properties suggest the following. (1) For low coverage, around Dirac
point, a single vacancy can cause more scattering, which will significantly
112
reduce the mean free path and, in turn, reduce the device mobility. (2) For high
coverage (heavily functionalized samples), both the two conditions behaves
similarly with highly resistive samples, and a transport gap should be observed.
In our present case we believe that the mean free path should be main factor
which will affect mobility. Based on this, the uneven distribution of defects
should indeed affect transport properties of electrons.
Around the Dirac Point, at same coverage rate, even though the DOS of
single vacancy and divacancy systems are in the same order; the mean free
path (lmean) of charge carriers in divacancy system is about one order larger
than that of single vacancy system (for coverage <10%) and in case of
graphene:154,223
m
elmean
m*vF
…………………………………(3.2)
where μ is mobility of the sample; m* is the effective mass of charge carriers, vF
is the Fermi velocity and e is elementary charge. This means that the mobility is
proportional to mean free path. So for these lightly functionalized samples,
around the Dirac Point the mobility of Diels-Alder modified (divacany) graphene
system can be much higher than that of single vacancy systems.20,222 This is
indeed what we observe in our present application of Diels-Alder chemistry on
single-layer graphene devices in which device mobility if not significantly
reduced and preserved to a great extent.
113
After functionalization with the Diels-Alder method, we observed
significant changes on transport properties: the conductance and mobility
decreased by a factor of ~3 and I(V) curves became non-linear especially at low
temperature (Figure 3-16-b,c). Typically, our devices can reach an acceptable
on/off ratio ~10, which is comparable to previous organometallic hexahapto (6) functionalization method.224 Since the mobility of our devices only dropped by
a factor of 2-3 after chemical treatment, which is much better than the previous
reported results;20,123,225 this enabled us to harvest even higher mobility from
functionalized devices. At low temperature (~4.5 K), the mobility of
functionalized devices is in the range of 1,000~6,000 cm 2V-1s-1. Even at room
temperature, it still can reach 3,400 cm2/Vs. This result impressively surpassed
all the previously reported values in functionalized graphene-based device’s
field-effect mobility (~1-200 cm2V-1s-1 in nitrophenyl functionalized SLG,20 10
cm2V-1s-1 in graphane,119 ~0.01-12 cm2V-1s-1 in reduced single-layer graphene
oxide,225-227 5 cm2V-1s-1 in fluorographene123) and far exceeds the mobility of Si
(~280 cm2V-1s-1 in doped Si).30
114
b
c
Before 4.5K
After 4.5K
100
I (mA)
I (μA)
200
GG(μS)
(mS)
a
0
-100
-0.4
G (mS)
600
200
0
-0.2
-0.4
150
-40 -20
f
200
SLG
0 20
Vg (V)
40
200
100
100
-20
0
20
Vg (V)
150
μ
400
0.0
500
0.4
e
μ
V (V)
0.2
1000
(mS)
GG(μS)
0.4
GG(mS)
(μS)
d
0.0
V (V)
Before 4.5K
After 4.5K
0.05
-1
0.10
0.15
0.2
-1
T (K )
0.3
T
-1/3
0.4
(K
-1/3
0.5
)
Figure 3.16. Low temperature electrical transport and investigation into
the transport mechanism of Diels-Alder modified SLG FET device. (a)
Chemical structure of a Diels-Alder functionalized graphene, with the location of
sp3 centers at A and B graphene sublattices are denoted by red circles. (b) I(V)
curves at Dirac Point at 4.5 K of the device before and after DA
functionalization. (c) G (Vg) characteristic of another device at 4.5 K before and
after functionalization. (d) Conductance G as a function of bias V and gate Vg at
4.5 K of the same device. (e,f) Zero bias conductance, G at the Dirac point vs T1
and T-1/3 from the same functionalized graphene device. Optical image of a
graphene devices is shown in the inset of Figure 3.16-e.
In order to reveal the mechanism of transport properties, we did
temperature dependent measurement on functionalized devices. Based on our
115
previous results,20 the two most common transport mechanisms in
functionalized devices are: a) thermal activation, in which conductance
decreases exponentially with the ratio between the activation barrier and
thermal energy kBT, G e/2k T ( kB is Boltzmann constant); and b. variable
B
range hopping (VRH), which displays a stretched exponential dependence
G eT /T , where T0 is a characteristic temperature and ~ 1/(1+dimensional
0
number) is the exponent. For a two dimensional system, =1/3. To analyze the
data, we plot zero-bias conductance G on a logarithmic scale as a function of T1
or T-1/3 (see Figures 3.16-e and 3.16-f) In G v.s.T-1 plot, the data points do not
fall on a straight line, suggesting that thermal activation is not the underlying
transport mechanism in the functionalized devices. The data points in G v.s.T-1/3
plot show a nice linearity, which strongly suggests transport behaviors are
dominated by variable range hopping (VRH) mechanism. This is similar as
lightly functionalized devices with aryl groups (radicals) method,20 except we
maintained the advantage of high mobility from the DA modified graphene (DASLG) samples.
3.8. CONCLUSION
In summary, we have shown the versatility of graphene as a Diels-Alder
substrate and its ability to function as diene or dienophile (Scheme 3.2). As a
result of the scope of Diels-Alder chemistry and the dual nature of the reactivity
116
of graphene, dienophiles and dienes with a wide range of modifiable chemical
functionality can be employed, which provides a platform for post-grafting
modification of graphene. The covalent functionalization of graphene via DielsAlder reactions is a simple and efficient approach to reversibly engineer the
band structure and conductivity of graphene for electronic and optical
applications.
It should be mentioned that covalent modification of graphene to engineer
a band gap in graphene has led to drastic reduction of device mobility and has,
therefore, called for well-ordered structural patterning of graphene by chemistry.
Construction of such “structured graphene” architectures is extremely
challenging due to the multidimensional variables that influence the chemistry of
graphene. Here we show that the application of the Diels-Alder (DA) chemistry
to graphene, which is capable of simultaneous formation of a pair of sp 3-carbon
centers (balanced divacancies) in graphene, can selectively produce DAmodified graphene devices with mobility between 1,000-6,000 cm2V-1s-1 (with a
variable range hopping transport mechanism), which far exceeds the mobility of
doped silicon and other chemically-modified graphene devices reported so far.
Additionally, current graphene literature also lacks of viable techniques for
accurate estimation of surface density of functional groups on graphene. The
present work also report on developing the solution Raman and infrared
117
spectroscopy approach for estimation of surface coverage or defect density on
graphene, presenting a significant progress in this field.
CHAPTER 4. Organometallic Chemistry of Graphene and Carbon
Nanotubes
4.1. INTRODUCTION
Organometallic complexes of carbon materials are potential candidates
as reusable solid catalysts for organic synthetic applications,228 in
organometallic catalysis as electronically conjugated catalyst supports,14
molecular wires,229 in atomtronics and spintronics,28 and they constitute ideal
candidates for the realization of new electronic materials.26,224 While
conventional addition chemistry, in which the sp2 conjugated carbon atoms are
rehybridized to sp3, has been widely explored in the new carbon allotropes
(discussed in Chapter 2-3),15 the participation of graphene and carbon
nanotubes in organometallic chemical reactions has received limited attention.28
Fullerenes230-233 and carbon nanotubes234 are curved carbon materials
with demonstrated ability to serve as primary ligands, while graphene
represents a new class of extended periodic, planar two dimensional -ligand,
which has been recently reported to have a rich organometallic
chemistry,14,28,224 in analogy with the coordination chemistry of polyaromatic
118
hydrocarbons (PAHs).235 The flat two-dimensional extended periodic -surface
of graphene exhibits a unique chemical reactivity as a result of the electronic
structure at the Dirac point and this provides the opportunity to perform a wide
range of chemical reactions.14,21,26,27,30
The strong interest in graphene has generated widespread interest in the
chemistry of this material and its potential applications.22 However it is clear that
the future applications of graphene in carbon-based electronics require: (1) high
quality electrical contacts to graphene, (2) introduction of a band gap
(semiconducting behavior) in the zero-band-gap semi-metallic graphene, and
(3) the production of high quality large-area graphene wafers, which will allow
standard wafer-scale lithographic patterning and etching for scalable device
fabrication.10 While the 2D nature of graphene is compatible with standard
organic chemistry processing and lithographic patterning of graphene wafers,
defining high quality metal contacts to graphene calls for an in-depth
understanding of the conditions necessary for the growth of uniform metal films
(by e-beam evaporation or sputtering deposition) and the nature of
metalgraphene interfaces at a fundamental level.142 Additionally, the
fundamental understanding of the interaction between mobile metal atoms or
metal nano-clusters and graphitic surfaces is crucial from the standpoint of CVD
growth of graphitic materials on metal surfaces (surface catalysis),79 spintronics
(spin filters),143 electronic devices (ultrafast graphene transistors, memory
119
devices),143 atomic interconnects,144-147 and superconducting phenomena.
The main focus of this chapter is to discuss the chemical synthesis, nature
of bonding, and applications of the organometallic complexes of single-walled
carbon nanotubes (SWNTs)14,144-146 and graphene.14,28,224 while a brief mention
of fullerene chemistry provides a well understood point of comparison.230-233
4.2. NATURE OF INTERACTIONS BETWEEN METALS AND GRAPHITIC
SURFACES
There are two limiting cases for the interaction of a metal with a graphene
surface – that which involves a single metal atom and that which involves the
bulk metal.27,28 In the former case the metal atoms are added individually to
the graphene surface by either physical or chemical means. In the latter case,
where a bulk metal is involved, the graphene is often transferred to the metallic
surface, grown directly,79 or the metal evaporated on the graphene sheet to
serve as a contact. The great importance of the interaction of bulk metals and
graphene surfaces is particularly related to the CVD growth of graphene and in
defining bulk metal contacts (as in FET devices) to graphitic surfaces. We will
distinguish between four limiting cases for the interaction of metal atoms with
graphene surfaces:
(a) Weak physisorption of metal atoms generally occurs when the metal atom
120
has its d-orbitals filled (in the case of transition metals such as gold) or
possesses an s,p-like metallic structure with free-electron-like parabolic band
structure (such as Pb), together with a high work function.143
(b) Ionic chemisorption is characteristic of the interaction of metals of low
ionization energy such as alkali metals (Li, Na, K) and alkaline earth metals
(Ca, Sr, Ba). Metals with low work function lead to the injection of electrons into
the conduction band of graphitic materials (n-type doping). Such a charge
transfer interaction with the graphitic structure largely preserves the conjugation
and band structure of the graphitic system.236
(c) Covalent chemisorption of metals to graphitic systems leads to strong
(destructive) rehybridization of the graphitic band structure. One such
example is the formation of metal carbides by the strong interaction between
graphitic surface and metals leading to metalcarbon bond formation.
(d) Covalent chemisorption of metals to graphitic systems, which is
accompanied by the formation of an organometallic hexahapto(6)-metal
bond, preserves the graphitic band structure (constructive rehybridization), and
this provides a distinct type of interaction between metals and graphitic
surfaces.14,144 We have recently discovered that the constructive rehybridization
that accompanies the formation of bis-hexahapto-metal bonds, such as those in
121
(η6-SWNT)Cr(η6-SWNT), interconnects adjacent graphitic surfaces and
significantly reduces the internanotube electrical junction resistance in singlewalled carbon nanotube (SWNT) networks.144-146
In the traditional covalent chemistry of graphene, the sp2 hybridized
carbon atoms at the sites of covalent attachment of functional groups are
converted into sp3 centers, which can introduce a band gap into graphene,
influence the electronic scattering, and create dielectric regions in a graphene
wafer with drastically reduced device mobility (Figure 4.1(a)).15,21,22 We refer to
this phenomena as destructive hybridization. However, the organometallic
hexahapto (η6) functionalization of the two-dimensional (2D) graphene πsurface with transition metals does not bring about significant structural
rehybridization of the graphitic surface, and provides a new way to modify
graphitic structures that does not saturate the functionalized carbon atoms and
by preserving their structural integrity, maintains the delocalization in these
extended periodic π-electron systems (Figure 4.1(b)) and can also offer the
possibility of three-dimensional (3D) interconnections between adjacent
graphene sheets.27 We refer this to as constructive hybridization.
122
(a) Destructive hybridization
(b) Constructive hybridization
Figure 4.1. Schematics illustrating: (a) destructive hybridization: addition of
nitrophenyl radicals to graphene, leading to creation of new sp 3 centers at the
time of attachment, and (b) constructive hybridization: organometallic
hexahapto complexation reactions of graphene.
From the standpoint of organometallic chemistry, if a chromium (Cr) atom
is bonded in hexahapto (6) fashion to one of the graphene benzenoid rings, the
complex is six electrons short of the stable 18-electron electron configuration.14
Chromium atoms are mobile on graphitic surfaces,14,237 and we found that Cr
atoms on SWNTs promptly move to a carbon nanotube (CNT) junction to
coordinate to the benzenoid rings of another SWNT so as to obtain the stable
123
18-electron configuration of (6-arene)2Cr (where arene = SWNT).144-146 A
number of other transition metals such as Ti interact strongly with the graphene
surface and this results in decreased mobility.238,239 In contrast to these
transition metals which strongly interact with the graphene surface, gold
interacts weakly and the strength of the Au-Au interaction leads to ready cluster
formation.237,240
4.3. BONDING IN THE ORGANOMETALLIC COMPLEXES OF THE
EXTENDED PERIODIC -ELECTRON SYSTEMS
Organometallic hexahapto (6-) complexation of graphene and carbon
nanotubes, a new mode of covalent chemisorption on graphitic surfaces, makes
use of the hexahapto-metal bond to electronically conjugate adjacent carbon
surfaces, which contain the benzenoid ring system.14,26,144-147 Electronic
coupling of graphitic surfaces, comprised of polycyclic benzenoid ring
systems,241 is best exemplified by the well-known molecular complex,
bis(benzene)chromium, [(6-C6H6)2Cr] which is the quintessential case of a bishexahapto-metal bonded system.242 Based on the gas phase structure of this
compound,243 the pyramidalization angle (Figure 4.2)244 is calculated to be P =
1.7o, in the sense that the hydrogen atoms tilt toward the metal atom, compared
to the normal tetrahedral angle of P = 19.5o for sp3 hybridized carbon. In the
highly condensed ring system of graphene, with a rigid network of benzene
rings, the degree of pyramidalization given above represents an upper bound
124
and thus there will be very little geometric distortion on metal complexation of
the graphitic benzenoid ring systems. Nevertheless these bonds are strong, 245
allow the metal d-orbitals to couple to the -systems while preserving the band
structure, and are capable of electrically interconnecting graphitic surfaces.14,144147
In addition to chromium, there are many metals with the ability to form such
bonds and are therefore candidates for this type of chemistry.242
Pyramidalization Angle: P = (s- 90)o
TRIGONAL
TETRAHEDRAL
s= 90
P = 0
s= 109.47
P = 19.47
Figure 4.2. The pyramidalization angle (P) for normal sp2 (trigonal) and sp3
(tetrahedral) hybridized carbon atoms, respectively.Adapted with permission
from ref. 244 (Copyright © 2001 American Chemical Society).
125
The bis-hexahapto mode of bonding in carbon nanotubes and graphene
can be understood within the conventional orbital interaction diagram for
bis(benzene)chromium, [(6-C6H6)2Cr] (Figure 4.3). All of the extended periodic
-electron graphitic structures are narrow or zero band gap materials and thus
the electron-donor and electron-acceptor interactions between the HOMOs and
LUMOs of the graphitic -systems, and the d-orbitals of the transition metals will
be enhanced by the high lying HOMO and low lying LUMO of the graphitic
surfaces.21,26
The e1g and e2u benzene -orbitals (Figure 4.3), which hybridize with the
metal d-orbitals, are strongly involved in the construction of the hexahaptometal-bonds in (6-C6H6)2Cr, and are available at the Dirac point in
graphene.21,26 Thus the electronic structure of the graphitic -electron systems
is ideally suited for the realization of organometallic chemistry.14,26,224
126
b2g
b1u
e1u*
e2g
e2u
e2g*
a1g*
a2u
e2u
e1g*
a1g’
e1g
e1u
b2g
b1u
e2g
a2u , e1u
π
a1g
s
d
σ
a1g , e1g , e2g
Cr
δ
e1g
a2g
a1u
p
[3d 4s 4p]
e1u
valence shell
accommodates
a total of 18
electrons
a2u
a1g
Cr
D6h
Figure 4.3. Orbital interaction diagram for bis(benzene)chromium, [(6C6H6)2Cr]. Adapted with permission from ref.242 (Copyright © 2006 WILEY-VCH
Verlag GmbH & Co. KGaA, Weinheim).
127
4.4. COMPARISON OF THE HEXAHAPTO COMPLEXATION ABILITY OF
FULLERENE AND GRAPHENE
Compared to the fullerene molecules, which are curved in two
dimensions, graphene has a flat surface and this makes it a suitable ligand for
hexahapto (6)-complexation reactions.146 The coordination chemistry of the
fullerenes is dominated by mono (1)- and bihapto (2)- complexation.230 It has
been shown that the curvature in C60 significantly inhibits the potential of the
molecule to function as a ligand in pentahapto (5)-, and hexahapto (6)complexation reactions because the fullerene -orbitals are directed away from
the metal as a result of the rehybridization of the ring carbon atoms (Figure
4.4).246,247 Nevertheless, the curvature can be ameliorated by
functionalization,247-249 and this has allowed the preparation of organometallic
fullerene derivatives.248,250 In C60 the -orbital axis vectors are directed away
from the center of the respective rings and make angles of 16.3 o (POAV2) to a
normal to the plane of the five-membered rings and 25.8o (POAV2) to a normal
to the plane of the six-membered rings; hence, hexahapto (6)- coordination is
even more strongly disfavored than pentahapto (5)-complexation.247
128
(a)
d
p
Curved C60 -orbitals are
directed away from metal
C60
6-bonding not possible
(b)
d
6-bonding
p
Flat 2D structure of graphene
Figure 4.4. Comparison of the orientation of (a) fullerene -orbitals and (b)
graphene -orbitals. The -orbital axis vectors are shown in the case of C60,
and it is apparent that the curvature and rehybrization present in the fullerene
structure severely inhibits its ability to function as a hexahapto ligand, 247 while
the flat two-dimensional structure of graphene makes it an ideal hexahapto
ligand.26
4.5. GENERAL APPROACH TO SYNTHESIS OF THE ORGANOMETALLIC
COMPLEXES OF GRAPHENE AND CARBON NANOTUBES
Organometallic chemistry of carbon materials has received theoretical
attention,251-256 but the synthetic difficulties associated with finding suitable
129
reaction conditions for the formation of metal complexes together with the
characterization of the products have been the main impediments to progress in
the field.253,257 The organometallic complexes of carbon nanotubes and
graphene can be prepared by employing techniques used for the synthesis of
small molecule arene-metal complexes, which have been reviewed in detail by
Kundig.258 Below we discuss the synthesis of (arene)metal carbonyls and
bis(arene)metal complexes, where chromium metal is taken as the central
metal atom and the arene = benzene, higher polycyclic aromatics, carbon
nanotubes, or graphene.
4.5.1. Method A: (Arene)Cr(CO)3 complexes are synthesized by
thermolysis of Cr(CO)6 under an inert atmosphere in the presence of an excess
of the arene.14,258 The reaction requires refluxing the mixture in a high-boilingpoint solvent.258 The solvent can be dibutylether/THF, 1,2-dimethoxyethane
(DME), diglyme/THF, heptane/diglyme, -picoline, decalin, decalin/ethyl
formate or decalin/butyl acetate. The polar ether or ester additives (or solvents)
promote carbonyl dissociation, stabilize intermediates, and the vigorous reflux
of lower boiling additives (such as THF) washes the sublimed Cr(CO)6 from the
reflux condenser back into the reaction mixture. Prior to heating and mixing,
solvents are usually degassed by several freeze/pump/thaw cycles or by
bubbling inert gas through the solvent. A wide range of complexes of small
aromatic molecules with useful functionalities have been prepared by a
130
combination of dibutyl ether/THF (9:1) in good yield with reaction times typically
1-4 days. Higher temperature shortens the reaction time, but increases the risk
of decomposition of the products.258
4.5.2. Method B: This complexation method involves a procedure similar
to Method A, but naphthalene (~0.25 equivalents) is added as an additional
ligand in the reaction mixture (consisting of an arene, chromium hexacarbonyl
in Bu2O/THF),259 which allows the reaction to occur at lower temperature. This
is due to the in-situ formation of (naphthalene)Cr(CO)3 complex, which is labile
as a results of haptotropic slippage of the naphthalene ligand (change of
hapticity from 6- to 4- or 2-coordination), thus facilitating its dissociation and
coordination of the new arene (facile arene exchange reaction).224,260,261
The reactivity of naphthalene in promoting facile arene exchange has been
widely explored for synthesis of (6-arene)Cr(6-naphthalene), (m,6,6naphthalene)-bis(6-benzene)dichromium as well as poly[(m-6,6naphthalene)chromium] compounds262 under very mild reaction conditions, in
which the ligand exchange reaction of (6-naphthalene)2Cr260 with
fluorobenzene, benzene, toluene, mesitylene, and hexamethylbenzene in THF
have been employed.263
4.5.3. Method C: Complexes of condensed aromatics are reported to be
unstable towards polar solvents (THF, DMSO, acetone) and their synthesis
131
requires special attention,258 or use of more labile Cr(CO)3L3 (L= CH3CN, NH3,
pyridine) precursors, which allow the formation of (arene)Cr(CO)3 complexes at
much lower temperature.224,258 The complexation reaction of graphene and
Cr(CO)3(CH3CN)3 has afforded (6-graphene)Cr(CO)3 complexes at
temperature as low as 50 oC.224 Room temperature complexation of arene is
accomplished by the reaction of Cr(CO)3(NH3)3 with BF3.OEt2 in the presence of
an arene.264,265
4.5.4. Method D: Timms first demonstrated the synthesis of
organometallic complexes of transition metals using metal vapor synthesis
(MVS) in 1969,266,267 and the process has been used to synthesize a variety of
compounds which incorporate metal-ligand bonds.263 The electron beam
evaporation technique was used as a source of metal vapors in 1973, 268 and
the technique was shown to yield bis(arene)molybdenum complexes by
condensation of molybdenum vapor with benzene, toluene, or mesitylene at
77K,268 whereas the reaction of titanium vapour with benzene afforded
extremely air-sensitive (C6H6)2Ti.269 The MVS technique is generally employed
for the synthesis of bis(arene)-metal or related (arene)-metal-(arene) oligomeric
complexes, and this method allowed the synthesis of a novel triple-decker
sandwich complex: (6-mesitylene)2(m-6:6-mesitylene)Cr2.270
We have employed a derivative of this method in which bis-hexahapto-metal
complexes of carbon materials are synthesized by the controlled e-beam
132
evaporation of metal atoms onto thin films of carbon materials at room
temperature with in situ measurement of properties such as the conductivity in a
cryogenically pumped high vacuum chamber.144-146
4.6. GENERAL APPROACH TO THE DECOMPLEXATION OF THE
METALGRAPHENE COMPLEXES
The ease of metal removal in the graphitic organometallic complexes is
similar to that observed previously in small molecule chemistry. The (6arene)metal(CO)3 complexes are known to undergo loss of metal in high yields
at the end of a synthetic sequence.258,271 While the arenemetal bond can
survive in a number of reaction environments, the (6-arene)Cr(CO)3 complexes
can be readily cleaved upon oxidation of the metal (with Ce(IV), Fe(III), I 2,
hv/O2).258 The mildest procedure is the exposure of a solution of the complex in
diethylether or acetonitrile to sunlight and air for few hours.14 In small molecule
chemistry, this method generally allows the isolation of the arene in yields that
are >80%.258
In addition, the metal complexation chemistry can also be reversed by
exchange with a competitive ligand (mesitylene or anisole).14,224,258
133
4.7. EXPERIMENTS
4.7.1. Preparation of the ChromiumSWNT Complex,
(6SWNT)Cr(6benzene)
In a typical reaction, (6benzene)Cr(CO)3 (17 mg, 0.08 mmol, FW =
214.4) was added to a suspension of purified SWNTs (18 mg, 1.5 mmol of
carbon atoms; purified SWNTs – P2-SWNT) in dry distilled THF (6 mL). The
reaction mixture was sonicated for 2 min using an ultrasonic probe (ColeParmer, 50% amplitude) and then degassed with argon for 15 min in absence
of light. The reaction mixture was heated at 72 °C for 72 h in the dark under a
positive pressure of argon, after which it was cooled to room temperature. The
suspension was filtered through a 0.2 μm PTFE membrane and the solid was
washed with anhydrous ether. The resulting chromium-SWNTs complex (~21
mg, isolated yield) was dried overnight under vacuum in the dark.
4.7.2. Exfoliation of Microcrystalline Graphite
Microcrystalline graphite (1-2 µm, 500 mg, synthetic, Sigma-Aldrich) was
sonicated in o-dichlorobenzene (~200 mL ODCB) for 1 h using a probe
ultrasonic processor (Cole-Parmer) at 40% amplitude. The dispersion was
centrifuged at 14000g for 30 min. The resulting supernatant (which yielded
dispersions of graphene in o-dichlorobenzene)202 was collected and
concentrated under vacuum. The powdered exfoliated graphene was dried in
134
high vacuum overnight and used for subsequent reactions after re-dispersion in
dry, distilled THF.
4.7.3. Reaction of Exfoliated graphene and (6benzene)Cr(CO)3
In a typical reaction, (6benzene)Cr(CO)3 (36 mg, 0.17 mmol, FW =
214.4) was added to a suspension of exfoliated graphene (20 mg, 1.67 mmol of
carbon) in THF (4 mL). The reaction mixture was stirred vigorously and refluxed
at 72oC under argon, in the absence of light for 48 h. The resulting mixture was
filtered using 0.2 µm PTFE filter paper and the solid was washed with fresh THF
and ether (to remove excess chromium reagent). The resulting solid was dried
under vacuum overnight in dark to obtain a silver-colored solid (~27 mg of solid
was isolated).
4.7.4. Reaction of Exfoliated Graphene and Cr(CO)6
Cr(CO)6 [8.2 (47.8) mg, 0.04 (0.22) mmol, FW = 220.06] was added to a
suspension of exfoliated graphene (20 mg) in THF [4 (10) mL] and dibutyl ether
[2 (5) mL]. The black suspension was stirred vigorously and refluxed at 72 oC in
the absence of light under an atmosphere of argon for 48 h. The reaction
mixture was filtered using 0.2 µm PTFE filter paper and the solid was washed
with fresh THF and ether. The resulting solid [~19 mg] was dried under vacuum
overnight in the dark.
135
4.7.5. Reaction of HOPG and EG with Cr(CO)6
HOPG (~0.28 cm2) or EG on 4H-SiC (3.5 mm x 4.5 mm), was heated in a
solution of Cr(CO)6 (30 mg, 0.14 mmol) in THF (3 mL) and dibutyl ether (1 mL)
under a positive pressure of argon at 72°C for 48 h without stirring, then
washed with anhydrous ether and dried under a gentle flow of argon.
4.7.6. Reaction of HOPG and EG with (6benzene)Cr(CO)3
A piece of HOPG (~0.32 cm2) or EG on 4H-SiC (3.5mm x 4.5mm) was
heated in a solution of (6benzene)Cr(CO)3 (33 mg, 0.16 mmol) in THF (3 mL)
under a positive pressure of argon at 72°C for 72 h without stirring, after which
the sample was washed with THF and anhydrous ether and dried under a
gentle flow of argon.
4.7.7. De-complexation of GrapheneCr Complexes by Ambient Oxidation
To collect the Raman spectra of the grapheneCr complexes, a
dispersion of the sample was allowed to dry on a SiO2 substrate; the color
contrast with the substrate allowed identification of graphene samples of
various thickness. After recording the Raman spectra of the products, the
decomplexation reaction was carried out by adding a few drops of acetonitrile to
the substrates and exposing them to sunlight, under a glass petridish; Raman
136
spectroscopy was used to follow the progress of the de-complexation reaction.
4.7.8. De-complexation of the Organometallic Complexes with Electron
Rich Arenes
The Cr complexes of XG and HOPG were either refluxed or warmed (oil
bath temperature of 100 °C for benzene, 150 °C for p-xylene and 150 °C for
mesitylene) with the arene (~5 mL) under argon overnight. The resulting
reaction mixture was filtered through a 0.2 μm PTFE membrane and the solid
was washed with a copious amount of anhydrous diethylether. The resulting
solid was dried for 1 h under vacuum and characterized by Raman
spectroscopy.
137
Figure 4.5. Organometallic reactions of graphene and SWNTs: Reactions of
graphene with (a) chromium hexacarbonyl, (b) (η6-benzene)Cr(CO)3, and (c)
with chromium hexacarbonyl, Cr(CO)6 in the presence of excess exfoliated
graphene (XG) to give the fully graphene-coordinated material, (η6-XG)Cr(η6XG), in which two graphene sheets are interconnected by zero-valent chromium
metal. Reactions of SWNTs with (d) chromium hexacarbonyl, Cr(CO)6 and (e)
(η6-benzene)Cr(CO)3. Adapted with permission from ref.14 (Sarkar, S. et al.
138
Chem. Sci. 2011, 2, 1326-1333; Copyright © 2011 The Royal Society of
Chemistry).
4.8. RESULTS AND DISCUSSIONS
4.8.1. Synthesis and Charcaterization of the Reaction Product of EASWNTs and (6benzene)Cr(CO)3
The reaction of EA-SWNTs (average diameter Dav = 1.55 0.1 nm),272,273
with (6 benzene)Cr(CO)3 in tetrahydrofuran (THF), which is illustrated in
Figure 4.5-e, gave rise to a black powder that was isolated by filtration. The
changes in the Raman spectrum of SWNTs due to reaction is shown in Figure
4.6-A; the intensity of D-band increases relative to the G-band as previously
observed for a sidewall functionalization process;274 (ID/IG ~0.04 as compared to
ID/IG ~ 0.01 in the pristine SWNTs). The SWNT radial breathing mode (RBM) is
resonantly enhanced by interband electronic transitions and the frequency is
inversely proportional to the diameter. Thus, when the SWNTs are chemically
functionalized the band transition energies are modified and this may affect the
resonance conditions in the Raman experiment and in cases where the
chemical reaction is dependent on nanotube diameter and chirality the RBM
band profile takes on a different shape due to changes in the resonance
conditions of the various SWNT populations.275 The inset in Figure 4.6-A
shows such a change in the RBM profile; although nanotube chiralities cannot
be assigned from a single excitation Raman spectrum, the loss of intensity at
139
the lower frequency of the RBM band indicates that the larger diameter SWNTs
are preferentially removed from resonance by the chemical reaction.
The UV-vis-NIR absorption spectrum of the reaction product (Figure 4.6-B)
shows a decrease in the intensities of all interband transitions; this is most
clearly seen for the second semiconducting interband transition (S22). It is
apparent that the intensities of the larger diameter SWNTs are preferentially
weakened in the product in accord with the previous discussion, which suggests
that lower curvature structures will be the most reactive. The change of the
SWNT spectra on reaction with benzene chromium tricarbonyl is qualitatively
similar to that observed on side-wall functionalization with dichlorocarbene,274
although the reaction does not proceed to the same degree, perhaps due to the
incomplete dispersal of the current sample. The ATR-IR spectrum of the
product does not show the CO vibrations, but it will be of some interest to
determine the mode of complexation as it is possible that chromium could bind
to the interior wall of the carbon nanotubes.247
140
A
B
SWNT
0.4
G
Absorbance(a.u.)
Intensity(a.u.)
(6-SWNT)Cr(6-benzene)
140 160 180
RBM
ID/IG = 0.04
ID/IG = 0.01
D
300 400
1400
(cm-1)
SWNT
S11
S22
M11
0.2
(6-SWNT)Cr(6-benzene)
0.0
100
200
Raman shift
10000
1600
15000
20000
Wavenumbers (cm-1)
Figure 4.6. Characteristics of the (6SWNT)Cr(6benzene) complex of
singlewalled carbon nanotubes. A) Raman spectra of the starting SWNTs and
the products, collected with ex = 532 nm on solid samples. The inset shows
the RBM region of the spectra; B) Absorbance spectra of the starting SWNTs
and the products, collected on dispersions in dimethylformamide; the
dispersions were prepared at approximately similar optical densities and the
spectra are not normalized. The features on the lower energy side of the S 11
band and on both sides of the S22 bands are due to water in the solvent.
Reprinted with permission from ref.14 (Sarkar, S. et al. Chem. Sci. 2011, 2,
1326-1333; Copyright © 2011 The Royal Society of Chemistry).
In order to examine the effect of the complexation of SWNTs with Cr on
the electronic structure of the material, films of pristine SWNTs and the
(6SWNT)Cr(6 benzene) product were prepared and transferred to a glass
substrate with pre-deposited gold contacts.276 The SWNT film thickness was
estimated from the near-IR spectra of the films (absorbance at 550 nm)277-279
141
The conductivity of the functionalized SWNTs (sRT~ 100 S cm-1) decreased by
a factor of 3 from the pristine value of sRT ~ 300 S cm-1.279
4.8.2. Synthesis and Assignment of Product Structure of the
Organometallic Complexes of Graphene
Graphenemetal complexes have been synthesized by methods A, B,
and C as described in Section 4.5.14 A typical sample of solvent exfoliated
graphene (XG) consists of a mixture of multilayer-graphene flakes (micrometer
dimensions), together with single layer graphene.
After reaction of XG with 0.13 equivalents of Cr(CO)6 (Figure 4.5-a), the
IR spectrum showed C–O stretching vibrations at 1939 cm-1 (Figure 4.7-c), and
the product was assigned as (6-graphene)Cr(CO)3. After the reaction of XG
with 0.02 equivalents of Cr(CO)6 (Figure 4.5-c), the C–O vibrations was not
observed in the product, but the Cr2p XPS spectrum shows the presence of
Cr(0) and we assign the structure of the product as (6-graphene)2Cr.14 The
observation of varying product structures as a function of the reagent
stoichiometry is consistent with results reported for molecular chromium
complexes.270,280 Such (6-graphene)2Cr complexes offer the possibility of
three-dimensional interconnection between adjacent graphene sheets,
providing the opportunity to extend the electronic structure of the two-
142
dimensional graphene sheets into three dimensions without creating
pyramidalized sp3 carbon center.26,147
(e) (6-Benzene)Cr(CO)3
CO, A1
Reflectance (a.u.)
C C
CO, E
C=C
(d) (6-HOPG)Cr(CO)3
(c) (6-XG)Cr(CO)3
C O
CO stretch
C=C
(b) Cr(CO)6
CO stretch
1200
(a) XG
1600
2000
2400
Wavenumber (cm-1)
2800
Figure 4.7. ATR-IR characterization of (a) exfoliated graphene (XG) and the
organometallic complexes: (b) chromium hexacarbonyl, Cr(CO)6, (c) (6XG)Cr(CO)3, (d) (6-HOPG)Cr(CO)3, and (e) (6-benzene)Cr(CO)3. Adapted
with permission from ref.14 (Sarkar, S. et al. Chem. Sci. 2011, 2, 1326-1333;
Copyright © 2011 The Royal Society of Chemistry).
143
The ATR-IR spectra of the reaction product of XG (or HOPG) and (6benzene)Cr(CO)3 showed the aromatic C–H vibration of benzene at lower
frequency compared to that in the starting material281 and do not show the C–O
vibrations, indicating the formation of the (6-graphene)Cr(6-benzene) product
(Fig. 4.5-b).We have also compared the organometallic complexation reactivity
of graphene as a function of the number of layers (n), and observed that single
layer graphene (n = 1) is more reactive than few-layer graphene (n ≥ 2) and
HOPG (n = ∞).224
4.8.3. Characterization of the Organometallic Complexes of Graphene
Characterization data on the nature of the products from metal
complexation reactions with the graphene surface can be obtained from infrared
(ATR-IR), Raman, and UV-vis-NIR spectroscopy, while quantitative analytical
information about the amount of chromium present in these complexes can be
obtained using thermogravimetric analysis (TGA) and X-ray photoelectron
spectroscopy (XPS). Solution UV-vis spectroscopy and the electrochemistry of
well-dispersed organometallic complexes of carbon materials can be useful for
identifying the nature of the metal-ligand bonding.14,282
ATR-IR spectroscopy, which relies on the CO (or CH) stretching
frequencies of the residual ligands, is an extremely useful technique for the
144
characterization of organometallic complexes. Coordination of electron
donating ligands such as benzene to Cr(CO)3 leads to a decrease in the CO
stretching frequencies of the remaining CO ligands when compared to the
Cr(CO)6 starting material. For example, coordination of benzene to –Cr(CO)3
moieties decreases the CO stretching frequency from 2000 cm1 [Figure 4.7-b
in Cr(CO)6]283 to 1854 and 1954 cm1 (Figure 4.7-e). Coordination of HOPG to
–Cr(CO)3 moieties leads to a decrease of CO stretching frequencies of the
residual CO ligands to 1948 cm1 (Figure 4.7-d),14 while coordination of
graphene (exfoliated graphene, XG) and SWNT-CONH(CH2)17CH3 to –Cr(CO)3
moieties leads to a decrease of the CO stretching frequencies of the residual
CO ligands to 1939 (Figure 4.7-c) and 1982 cm1,146 highlighting the trend in
donating abilities of the ligands.
4.8.4. Decomplexation Reactions of Organometallic Complexes of
Graphene
The ease of metal removal in the graphitic organometallic complexes is
similar to that observed previously in small molecule chemistry and the
(arene)metal(CO)3 complexes undergo loss of metal selectively in high yields at
the end of a synthetic sequence.258,271,284 While the arenemetal bond can
survive in a large number of reaction environments, the (arene)Cr(CO)3
complexes can be readily cleaved upon oxidation of the metal (with Ce(IV),
145
Fe(III), I2, hv/O2). The mildest procedure is the exposure of a solution of the
complex in diethylether or acetonitrile to sunlight and air for few hours. 14 In
small molecule chemistry, this method generally allows the isolation of the
arene in yields that are usually >80%.258
The process of decomplexation of graphenemetal bond can be followed
by using Raman spectroscopy, in which the ID/IG ratio quantifies the relative
extent of functionalization in any covalent chemistry of graphene.14 Applying the
same chemistry to the organometallic complexes of graphene, we find that the
exposure of the (6-graphene)Cr(6-graphene) complex to light for 3 h in
acetonitrile is sufficient to cleave the complex (ID/IG = 1.59 and 0.06 for the
same sample before and after exposure to sunlight; Figure 4.8-a). The decomplexation of (6-graphene)Cr(6-benzene) requires longer exposure to
sunlight; after exposure for 6 h the ID/IG ratio decreases from 1.40 to 0.18
(Figure 4.8-b), suggesting that the (6-graphene)Cr(6-graphene) complex is
more reactive than (6-graphene)Cr(6-benzene).
146
( -graphene)Cr( -graphene)
( -graphene)Cr( -benzene)
after exposure to sunlight
after 6h exposure to sunlight
arene substitution of
C(c) Competitive
6
6
( -graphene)Cr( -benzene)
Mesitylene, 1500C, 12h
ID/IG = 0.04
(6-graphene)Cr(6-graphene)
D
G
2D
ID/IG = 0.18
p-xylene, 1500C, 12h
after 2h exposure to sunlight
ID/IG = 0.96
(6-graphene)Cr(6-benzene)
Intensity(a.u.)
ID/IG = 0.06
Intensity(a.u.)
Intensity(a.u.)
decomplexation of
decomplexation of (b)
A(a) Oxidative
B Oxidative
6
6
6
6
ID/IG = 0.45
Benzene, 1000C, 12h
ID/IG = 1.59
1500
2000
ID/IG = 0.85
2500
Raman shift
3000
(cm-1)
(6-graphene)Cr(6-benzene)
ID/IG = 1.40
1500
2000
2500
3000
ID/IG = 1.11
Raman shift (cm-1)
1500
2000
2500
3000
Raman shift (cm-1)
Figure 4.8. Monitoring of the decomplexation reactions with Raman
spectroscopy: effect of sunlight on (a) (6-graphene)2Cr and (b) (6graphene)Cr(6-benzene) complexes. (c) Decomplexation of (6graphene)Cr(6-benzene) with benzene, p-xylene and mesitylene via
competitive arene exchange reactions. Reprinted with permission from ref.14
(Sarkar, S. et al. Chem. Sci. 2011, 2, 1326-1333; Copyright © 2011 The Royal
Society of Chemistry).
Refluxing of an (arene)Cr(CO)3 complex in pyridine is reported to cleave
the arenemetal bond and allows recycling the Cr(0) complex in the form of
Cr(CO)3py3,258 while employing the same process to (6-graphene)Cr(CO)3
147
complex leads to highly exfoliated graphene (very small flakes), which are well
dispersed in pyridine.14
Another effective way to reverse the metal complexation involves refluxing
the organometallic complexes with an electron-rich arene (such as mesitylene,
anisole), which is able to replace the original ligand from the starting complex
via arene exchange reaction.14,224
For example, decomplexation of (6-graphene)Cr(CO)3 complexes with
mesitylene or anisole led to the formation of (6-mesitylene)Cr(CO)3 (Figure
4.9-a)14 or (6-anisole)Cr(CO)3224 complexes (detected by ESI-mass
spectrometry), with regeneration of pristine-like graphene (confirmed by Raman
spectroscopy). Similarly, the decomplexation of the (6-graphene)Cr(6benzene) sandwich complex with mesitylene led to graphene and a new
complex, which was tentatively assigned as (6-mesitylene)Cr(6-benzene)
(Figure 4.9-b).14
148
1H-NMR
(a)
B
ligand = XG, HOPG
m/z = 256.0292
(observed)
(b)
A
ligand = XG, HOPG
1H-NMR
B
Figure 4.9. Decomplexation of the organometallic complexes of graphene by
competitive arene exchange reactions with mesitylene. Reprinted with
permission from ref.14 (Sarkar, S. et al. Chem. Sci. 2011, 2, 1326-1333;
Copyright © 2011 The Royal Society of Chemistry).
The strength of the hexahapto graphene–Cr bond was investigated in a
series of competition reactions with electron rich arenes.14 Refluxing the (6graphene)Cr(6-benzene) complex (ID/IG = 1.1, Figure 4.8-c) in benzene (oil
bath temperature 100 oC; final ID/IG = 0.85) or p-xylene (oil bath temperature
149
150 oC; final ID/IG = 0.45) was insufficient to fully regenerate XG, whereas
heating in mesitylene (oil bath temperature 150 oC) gave a final product with a
Raman ID/IG = 0.04, indistinguishable from the starting graphene sample. Thus,
it is apparent that the 6 graphene–Cr bond is fairly robust; the (6-benzene)–Cr
bond energy is reported to be 164 kJ mol-1 in (6-benzene)2.285
4.9. APPLICATIONS: ATOMTRONICS USING ORGANOMETALLIC
COMPLEXATION OF SWNTs and GRAPHENE
The electrical connection of graphitic surfaces to bulk metal wiring
constitutes a major problem in most approaches to molecular electronics,
individual carbon nanotube devices or graphene circuitry.286-288 In an attempt to
address this problem in materials with graphitic surfaces – carbon nanotubes,
graphene and other forms of benzenoid-based carbon materials - we have used
single atom bridges to develop a technology we term atomtronics.28 The
application of atomtronics to electrically connect graphene surfaces of SWNTs
via bis-hexahapto-metal complexation reactions were first reported by our
group.144-146 Below we discuss the applications of the mono-hexahapto metal
complexation chemistry (atomtronics approach) to single layer of graphene to
produce high mobility graphene transistor (FET) devices.14,224
150
4.9.1. HIGH MOBILITY ORGANOMETALLIC GRAPHENE TRANSISTORS
VIA MONO-HEXAHAPTO (6) – METAL COMPLEXATION REACTIONS
We have recently shown that the organometallic hexahapto (η6)chromium metal complexation of single-layer graphene (SLG), which involved
constructive overlap between the graphene -orbitals and the vacant metal dorbital of the transition metal,14 is effective in producing field effect transistor
(FET) devices which retain a high carrier mobility and show an enhanced on-off
ratio (Figure 4.10).224 This η6-mode of bonding is quite distinct from the
modification in the electronic structure induced by conventional covalent σbonds, which result in the formation of sp3 carbon centers in the graphene
lattice with drastically reduced device mobility.15,18,21,22,26 Thus the application of
organometallic functionalization chemistry has enables the fabrication of FET
devices, which retain high carrier mobility, presumably due to the fact that such
organometallic hexahapto functionalization preserves the conjugation of these
extended periodic -electron systems and the functionalized carbon atoms
remain a part of the electronic band structure. In other words, the degree of
rehybridization at the site of complexation is insufficient to saturate the
conjugated electronic structure, unlike those reactions that require destructive
hybridization,15 which when incorporated in electronic field effect devices show
low conductivity and significantly reduced carrier mobility.27
151
a
b
c
G (mS)
SiO2
Si (Back Gate)
e
300K
4.5K
1000
–
0
300K
4.5K
-50
500
-40 -20
f
50
Intensity (a.u.)
1500
I (μA)
G (μS)
d
(ii) (6-SLG)Cr(CO)3
ID/IG = 0.13
g
2D
G
G’
D
D+D’ 2D’
(i) SLG
ID/IG = 0.01
0 20
Vg (V)
40
-0.2
0.0
V (V)
0.2
1200
1500
1800
2700
3150
Raman shift (cm-1)
Figure 4.10. Fabrication of high mobility organometallic graphene transistor
devices. (a) Schematics of a (6-SLG)Cr(CO)3 organometallic single-layer
graphene (SLG) FET device on an oxidized silicon wafer with metal contacts
(Au/Cr = 150 nm/10nm). (b) False-color scanning electron microscopic (SEM) of
a typical graphene device (scale bar 2 μm), with color of graphene (SLG)
matching to that seen in optical microscope. (c) Conductance G as a function of
bias V and gate Vg at 4.5 K of a (6-SLG)Cr(CO)3 organometallic device. (d,e)
G(V) characteristics and I(V) curves of a weakly functionalized device at 300 K
and 4.5 K. The functionalized graphene device has mobility of ~2,000 cm 2V-1s-1
at room temperature and ~3,500 cm2V-1s-1 at 4.5 K. (f) Comparison of Raman
spectra (ex = 0.7 μm) of a (i) pristine SLG and (ii) metal functionalized devices,
152
which shows a small increase in ID/IG (from 0.01 to 0.13). (g) Schematic
illustration of our analysis of the flat two-dimensional structure of graphene as
an ideal hexahapto ligand. Reprinted with permission from ref.224 (Sarkar, S. et
al. Adv. Mater. 2013, 25, 1131-1136; Copyright © 2013 WILEY-VCH Verlag
GmbH & Co. KGaA, Weinheim).
4.9.2. CORRELATION BETWEEN SURFACE COVERAGE AND BAND GAP
IN THE ORGANOMETALLIC COMPLEXES OF GRAPHENE
To understand the transport mechanism of the functionalized graphene
FET devices, the temperature dependence of conductance at the Dirac point
and in the highly-doped regimes, were recorded in the range of 4 K to 300 K.
The two most common transport mechanisms in functionalized devices are: (1)
thermal activation over an energy gap (2EA),20 in which conductance decreases
exponentially with the ratio between the activation energy EA and thermal
energy kBT, G(T ) G0 A exp( E A / k BT ) (equation 4.1), where G0 = the constant
background conductance, which is ascribed to the noise floor of the
measurement setup, kB = Boltzmann constant, and (or) (2) variable range
hopping (VRH), which displays a stretched exponential dependence
G(T ) A exp (T0 / T ) (equation 4.2), where T0 is a characteristic temperature
and ~ ½ to ¼ is the exponent.20 To analyze the data, we plot G on a
logarithmic scale as a function of T-1 and T-1/3.224 Both plots exhibit some scatter
153
but the thermally activated regression analysis (equation 4.1) gives values for
the energy gap of 2EA = 3 meV (Dirac point), 2EA = 1 meV [highly doped regime
(gate voltage of 42V)]; the largest energy gap that we observed in this study
was for a device with a gap of 2EA = 14 meV. Thus the data are consistent with
the formation of a band gap of 2EA 10 meV.20 A possible complication in
analyzing the transport data is the mobility (dynamic nature) of the chromium
atoms [Cr(CO)3 moieties] on the graphene surface which may be evident in
the data at high temperatures; such fluxional behavior has been observed in
previous studies of polyaromatic hydrocarbon ligands,235,289 and this may be
operative on the two-dimensional surface of the organometallic (6SLG)Cr(CO)3 complexes.14
We performed X-ray photoelectron spectroscopy (XPS) to estimate the
coverage of the -Cr(CO)3 units on the graphene surface. Because of the very
small dimensions of the micromechanically exfoliated single-layer graphene
(SLG) flakes and the fact that the presence of additional graphitic flakes on the
silicon substrates is unavoidable, CVD-grown SLG (4 mm 4 mm, on Cusubstrate) was prepared for the XPS experiments. The SLG samples were
functionalized with chromium hexacarbonyl following the procedure described in
Method C as in the Section 4.5. The survey spectrum of the functionalized
samples in Figure 4.11 illustrates the doublet peak corresponding to Cr2p
orbitals. The elemental composition was estimated from the areas of the peaks
154
after Shirley background correction and the corresponding sensitivity factors.
The analysis gave a C:Cr ratio of about 18 :1, which in the ideal case gives a
structure such as that illustrated in the inset of Figure 4.11.
Recent theoretical studies on our experimentally realized organometallic
complexes of graphene, such as (6-SLG)Cr(CO)3 have indicated a computed
band gap of 1.08 V for the composition of C:Cr = 18:1 (as determined from our
XPS studies)224 using density functional theory (DFT) calculations.290 Our
experimentally observed band gap of ~10 meV in the chromium complexes of
SLG is explained by Dai and coworkers as originating from regions with low
coverage, in view of the much smaller experimental band gap: (6-SLG)Cr(CO)3
with C:Cr = 32:1 (54 meV) and C:Cr = 50:1 (20 meV).290
155
( SLG)Cr(CO)3
5
2x10
C1s
C : Cr ~ 18 : 1
5
Intensity (cps)
2x10
5
1x10
O1s
Cr2p3/2
Cr2p1/2 Cr2s
4
5x10
0
200
300
400
500
600
700
800
Binding Energy (eV)
Figure 4.11. Survey spectrum of CVD-grown single-layer graphene (SLG)
functionalized with chromium(0)tricarbonyl moieties. The inset shows the
structure corresponding to the C:Cr ratio of 18:1 estimated from the C1s and
Cr2p peaks, taking into account the sensitivity factors for carbon and chromium.
Reprinted with permission from ref.224 (Sarkar, S. et al. Adv. Mater. 2013, 25,
1131-1136; Copyright © 2013 WILEY-VCH Verlag GmbH & Co. KGaA,
Weinheim).
4.10. CONCLUSION
The mobile nature of metal atoms on -conjugated graphitic surfaces can
156
lead to several interesting physicochemical phenomena including selfassembled metal nanoclusters with unique morphology, atomic interconnects
for 3D electronics based on 1D SWNTs or 2D graphene structures
(atomtronics), novel catalyst architectures, and organometallic transistor
devices. This is a fertile area for new science and technology and we can
expect even more interesting results in the next few years.28
This hexahapto (6-) bonding mode, unlike previous methodologies,15,22
leads to an enhancement in the conductivity by increasing the dimensionality of
the electronic structure.144 Such atomic, chemically formed interconnects are
entirely distinct from those that depend on the physical adsorption of bulk
metals, which have been labeled as a “performance killer” in the formation of
metal/graphene contacts.287
The organometallic approach discussed in this chapter may lead to new
material phenomena in a number of fields, such as organometallic catalysis (for
example, in fuel cells, hydrogenation and water splitting reactions),14 memory
devices,143 high mobility organometallic transistor devices,224 advanced energy
devices, and new electronic materials of enhanced dimensionality including
atomic spintronics,255 and superconductivity.
157
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