University of London
Institute of Latin American Studies
Occasional Papers No. 5
THE MILITARY IN
CENTRAL AMERICA:
THE CHALLENGE
OF TRANSITION
Rachel Sieder
and
James Dunkerley
Institute of Latin American Studies
31 Tavistock Square
London WC1H 9HA
The Institute of Latin American Studies publishes as Occasional Papers
selected seminar and conference papers and public lectures delivered at the
Institute or by scholars associated with the work of the Institute.
This paper forms part of a research project on Transitions in Central America
based at the Institute of Latin American Studies, London, which is supported
by the European Commission. The project covers Guatemala, El Salvador,
Nicaragua, Honduras and Panama; the case of Costa Rica is omitted from this
project, the main focus of which is on aspects of post-conflict transition.
Rachel Sieder is a Research Fellow at the Institute of Latin American Studies.
James Dunkerley is Professor of Politics at Queen Mary and Westfield
College and an Associate Fellow of the Institute of Latin American Studies.
Occasional Papers, New Series 1992ISSN 0953 6825
® Institute of Latin American Studies
University of London 1994
THE MILITARY IN CENTRAL AMERICA:
THE CHALLENGE OF TRANSITION zyxwvutsrqponmlkjihgfedcbaZ
The armed forces of Central America have been important and often decisive
political actors over the last 15 years. In three cases - El Salvador,
Guatemala and Nicaragua - this importance derives immediately from the
waging of civil war, where operational considerations came to determine
much of public policy. However, in all the countries the military were
influential in politics before the generalisation of the conflict in the mid19708. In Guatemala this dominance has a particularly long history and
appears to transcend alterations in the ideological landscape at home and
abroad. In other cases, such as Panama and Honduras, the influence of the
soldiery emerged much later and proved to be ideologically more malleable,
albeit highly resilient in strictly institutional terms. Nicaragua has manifested
a persistent strain of partisan armies (Liberal and Constitutionalist until the
1920s; Guardia Nacional (GN) and Sandino's nationalist guerrillas; Ejercito
Popular Sandinista and the contras), each linked more or less directly to an
ideological current since the 1850s. In the case of El Salvador, a most
energetic and confident civilian political elite was displaced from
administration of the central state by officers in the 1930s, and when they
returned thanks to US pressure 50 years later even the most reactionary
elements remained prey to the military lobby, which retained important
powers of veto.
Whilst open military dictatorships of a type frequently encountered in
South America were to be found in the isthmus before the wars of the 1980s,
such regimes were not common outside of Honduras or Panama, where harsh
repression was not visited upon the popular sectors. Instead, the pattern was
of armies either establishing their own 'front parties' (Partido Institucional
Democratico (PID) in Guatemala; Partido de Conciliation Nacional (PCN)
in El Salvador; to some degree Partido Revolucionario Democratico (PRD)
in Panama) or engaging in variable civilian alliances (Partido Nacional (PN)
in Honduras; Movimiento de Liberacion Nacional (MLN) in Guatemala) or
providing the coercive wing of a more integrated/corporatist political system,
as in the case of Nicaragua under both the Somozas (GN) and the Frente
Sandinista de Liberacion Nacional (FSLN) (Ejercito Popular Sandinista EPS). It is worthy of note that during the 1980s, when military operations
extended throughout the isthmus and fierce fighting took place in three of its
states, it was only in Guatemala that open military dictatorship prevailed for
any length of time (Rios Montt and Mejia Victores, 1982-85).
This fact is frequently interpreted as a reflection of US influence - which
is assuredly the case - but it should also be seen as reflecting a longer-term
local pattern of 'mixed regime' in which the division of coercive, ideological
and administrative labour differs not only from the classic prescriptions of
liberal democracy, but also from the experience of the rest of Latin America
(with some partial exceptions in the cases of Mexico and Paraguay). Such a
local pattern prior to the 1980s might be explained by a combination of small
military establishments - no army over 15,000 strong, no significant navy or
(outside Honduras) air-force; the relatively narrow set of managerial controls
required for plantation-based societies; the extreme difficulty of securing
institutional anonymity (and even caste-like differentiation) in small nationstates. One important consequence of such a pattern - especially after the
formidable expansion of the military in the 1980s - has been the renegotiation
of the precise parameters of institutional responsibilities, it often requiring
major conflict to achieve what appear from the outside to be distinctly minor
alterations. However, because the exercise of the militaryzyxwvutsrqponmlkjihgfedcbaYWU
fuero has generally
been most decisive at the margins we will here address these matters of detail
at greater length than some might consider justifiable. Equally, whilst the
military may be monolithic in both its self-image and the eyes of its (many)
victims and critics, one has to recognise the organisational (and sometimes
ideological) stress caused in recent years which is conducive to internal
differentiation.
During the 1980s the combination of severe social conflict, increased US
influence and correspondingly enhanced international attention served either
completely to destroy or to alter the internal balance of the region's regimes.
This process, which effectively began in 1978 with the FSLN offensive in
Nicaragua and a marked upturn in violence in El Salvador and Guatemala,
sharpened recognition of the importance of regional strategy within Central
American armies. However, neither Somoza's tardy pleas nor Washington's
rather disorganised efforts to revive the regional defence system
(CONDECA), which lacked a real operational core, served to produce a
significant shift towards centralised military coordination. Such collaboration
as was identifiable related to intelligence matters and ad hoc operations in
border areas, such as the infamous Rio Sumpul massacre of 1980 involving
Salvadorean and Honduran troops. The cool relations between the
Salvadoreans and Hondurans caused by the 1969 war were, though, not
properly repaired by the 1980 treaty over the frontier; relations between
Honduras and Nicaragua lacked an historic or cultural animosity to
complement ideological antagonism; right-wing Guatemalan nationalism
overlapped sufficiently with radical Sandinismo to complicate support for
Washington against the FSLN, whilst the Guatemalan officers were able to
keep their distance from the noisily US-dominated operations in El Salvador,
where most of the fighting was away from their shared border.
Although events since 1987 have made public much material and
information on the armed forces, a great deal of military activity still has to
be analysed outside normal scholarly procedures. This naturally increases the
premium on anecdotal and impressionistic sources as well as rooted
assumptions/prejudices for which no countervailing evidence yet presents
itself. As a result, our paper echoes much civilian material on the military in
addition to courting the risks of speculating about contemporary events at a
time of change. There is, however, a very strong case for attempting to
assess the specifically institutional features of civil-military relations in a
period of political change, when short-term arrangements and matters of
detail acquire enhanced importance. It is both for this reason and because it
is still too early to hazard the construction of a serious model for relations
between the state and civil society for the post-conflict era that the analysis
here is on the military apparatuses themselves. Moreover, we have not here
focused on the role of the USA which arguably provides much of the
framework within which the shifting relations of power have been disputed.
However, even if one must accept the importance of North American
'circumscription' of Central American affairs, there is no corresponding need
to subscribe to those (generally North American) theories which ascribe a
preordained logistical 'logic' to isthmian developments and which see the
'invisible hand' of Washington behind every major move in the region. The
picture we paint is one of difference, detail and, often, fluidity. The
enormous weight of US influence seems, by contrast, to have been directed
in this period towards cajoling regional actors into negotiating in general
rather than to determining the precise nature of the matters that are the
concern of this paper. vutsronmligedcaYTSRPONMLIHGFECA
El Salvador
The military settlement in El Salvador is distinctive in a number of ways.
First, it stemmed from a strategic impasse on the battlefield, and thus must
be seen as involving two military institutions (the armed forces of the state
and the rebel Frente Farabundo Marti para la Liberacion Nacional - FMLN).
Secondly, it resulted from sharp, direct and public pressure from Washington
on San Salvador. But in threatening to withdraw its patronage the USA was
no more able to enforce precise decisions than it had been over the previous
decade, when it was almost unreservedly supporting the state against the
guerrillas. Thirdly, the negotiation (1990-91) and implementation (1992-94)
of the settlement depended heavily on the United Nations (UN), which in both
New York and San Salvador (ONUSAL) interpreted its notably broad brief
in a dynamic and usually innovative manner. Finally, the terms for ending the
twelve year civil war formally agreed at Chapultepec Castle, Mexico, in
January 1992 themselves embodied substantial structural changes to the
military institutions as well as laying out a procedural framework for
demobilisation and transition.
These changes involved the total demobilisation and disarmament of the
FMLN; the (constitutional) removal from the armed forces of all normal
police functions; the dismantling of the five Rapid Response Infantry
Battalions (BIRIs) created during the 1980s as the army's 'shock-troops'; a
substantial (40-50%) reduction of the military's overall enlistment; the
abolition of the military intelligence service (Departamento Nacional de
Inteligencia - DNI), to be replaced by a civilian body (Oficina de Inteligencia
del Estado - OIE); the dismantling of the powerful paramilitary security
forces - Guardia Nacional (GN) and Policia de Hacienda (PH) - and the quite
extensive Civil Defence and territorial reserves; the establishment of a new
National Civil Police (PNC), to include significant numbers of ex-FMLN
fighters and personnel from the existing Policia Nacional (PN), itself to be
phased out by October 1994. At the same time, the Chapultepec agreement
gave great weight to the establishment of two investigative commissions - the
Ad Hoc Commission (composed of Salvadoreans) to investigate the human
rights and professional records of individual members of the army's officer
corps, and the 'Truth Commission' (composed of non-Salvadoreans) to
investigate and publicly identify human rights abuses by all parties since
1980, during which time some 75,000 people had been killed.1
It is worth noting that the Accords did not allow for the integration of the
FMLN into a new military apparatus. Neither did they provide for a civilian
defence minister, legislative oversight of the details of the military budget or
promotions and postings. Equally, they did not address the issue of military
control of a string of state bodies regulating infrastructure and
communications. 2 Nonetheless, the implementation of the accords in 199293, whilst uneven and hotly contested, was largely successful in the narrow
military terms that concern us here. This achievement should not, however,
be interpreted as corresponding to a broadly applicable model; it is derived,
rather, from general policies and instruments for settling a conflict that was
as violent as those in Guatemala and Nicaragua, but possessed its own
particular character. This is perhaps best summarised as a developing
stalemate between 1981 and 1989 between the Salvadorean armed forces, the
FMLN and the USA in which the civilian interests/allies/components of each
of these actors clashed with further pursuit of purely coercive activity for
both internal and external reasons.
By 1990 there were very good military as well as political reasons for
Washington to accept a cease-fire. The expenditure of $1,020 million in
military aid to El Salvador since 1980 had produced some very poor results
indeed. There had been modest progress towards realising the slogan of
'KSSSS' - 'Keep it simple, sustainable, small and Salvadorean' - and even
before the FMLN offensive of November 1989 it was plain that the US
Military Group had failed to achieve the three core aims it had set in 1981:
i) that the Salvadorean officer corps subordinate itself to civilian authority;
ii) that it respect human rights; and iii) that it 'rationalise its own internal
methods of governance so that talent was nurtured, success was rewarded,
incompetents were weeded out, and the officer corps became operationally
effective'. 3 In November 1989 the indiscriminate aerial strafing of the
capital'szyxwvutsrqponmlkjihgfedcbaYWUTSRPONMLJIHGFEDCBA
tugurios combined with the patently planned execution of the Jesuit
priests was so similar to the methods employed almost nine years earlier - the
massacre of El Mozote and the killing of the Maryknoll nuns - that it was
difficult to credit that in the interim the military had been expanded sixfold
(regular forces from 7,250 to 43,500; paramilitary forces from 5,000 to
12,600); that 1,000 had been trained in the USA and at least 60 US advisors
had worked near (sometimes on) the 'front line' for eight years; or that its
equipment had been comprehensively upgraded (to include 42 combat aircraft
and 27 armed helicopters).4 Whereas in the early 1980s the trading in
Washington of military aid (wanted by the Reagan administration) for formal
human rights 'conditionally' (required, then requested, by Congress) was a
theatre that suited both parties - as the executive and Salvadorean military
bluntly recognised - this was now neither diplomatically nor operationally
viable. Moreover, the long-standing conviction amongst Salvadorean officers
that Washington would continue to fund the war effort regardless, because of
its immovable anti-communism, was no longer justified and was even
provocative to the North Americans.5
The FMLN's interest in a settlement stemmed, of course, from the
reasonable expectation that its offensive would guarantee a negotiated reward
whereas the full capture of state power by force was no longer viable or - for
some - desirable. 6 Equally, the rebels' relatively low reliance on external
allies made the collapse of the Soviet Bloc, and then Sandinismo, an
important but not decisive issue. In terms of their own military objectives the
key issue was 'purification' of the state army - long seen as intrinsically
necessary and a prerequisite for fusion with FMLN forces. This purge was
not only necessary, in the eyes of the FMLN, because of the general levels
of brutality exhibited by the state forces - over half of the 482 bodies found
at El Mozote were of children - but also because whilst the rebels generally
observed the Geneva Convention (the exceptions are individually identified),
the government forces did not: not a single rebel prisoner of war was taken
between January 1980 and July 1982 (during which time 34,000 people were
killed).7 However, in September 1990 the rebels suddenly proposed complete
demilitarisation along Costa Rican lines. This was rejected and in November
UN negotiator Alvaro de Soto made a confidential counter-proposal that
called for the abolition of the two paramilitary forces and the military
intelligence service together with investigation of human rights violations and
removal of those responsible.8 The UN proposal coincided almost exactly
with the halving of US military aid by Congress because of inaction over the
Jesuit killings, and it was immediately followed by a string of fierce FMLN
attacks that badly mauled the military. The first part of de Soto's proposals
was agreed in Mexico in April 1991, and in September of that year the
FMLN finally accepted that it could not win both a purge of the armed forces
and the inclusion of its own cadre within a reformed institution, settling
instead for the purge and some representation in the Policia Nacional Civil
(PNC).
The army itself resisted any negotiation until May 1990, but it was already
prey to increased civilian pressure over the cost of the war - not least in
terms of military corruption - amidst sharp economic recession. It also
confronted the proven inability of first the large-scale 'hammer and anvil'
and then the more mobile 'zyxwvutsrqponmlkjihgfedcbaYWUTSRPONMLJIHGFEDCBA
cazador' strategies. Lastly, of course, it faced the
tangible threat of a US pull-out, raising a spectre that had plenty of
precedents for those more inclined to celebrate than denounce US
intervention. Moreover, with the capture of the high command by the 1966
Tandona graduating class in late 1988 and the election of the ARENA
government in March 1989 the most belligerent civil-military alliance was
now in power and yet was palpably failing to secure a result. The seven-year
excuse provided by the Christian Democrats had gone. For many in ARENA
the purely political challenge posed by the FMLN would be slight whereas
the military's veto on cease-fire talks restricted the rebels to a sphere where
their destructive capacity was high. 9 De Soto's proposals and the 1991
agreements certainly posed a grave threat to many in the officer corps, but,
as we have seen, they also fell short of a total dismantling of the institution.
They effectively separated a partisan high command closely associated with
death-squad activity, command of the paramilitary forces and direction of the
massacres of the early 1980s from a now large - 2,300 - officer corps for
which the reasonable prospect of institutional survival, peace, US support and
more modest (but more solid) funding was evidently an acceptable exchange
for selective expulsions without any intake of ex-guerrillas.
The arrangements for demobilisation proceeded with only two short delays
- in June and November 1992 - caused by government efforts to evade the
letter of the Accords on other matters. By 15 December the entire rebel force
was disbanded, and the FMLN command reported to the UN that it had
surrendered all its arsenal. However, an explosion in the Santa Rosa
neighbourhood of Managua on 23 May 1993 revealed a hidden cache there,
greatly embarrassing both the ex-guerrilla leadership and the UN, which
subsequently collected weapons from another 128 sites in El Salvador,
Nicaragua and Honduras that accounted for almost a third of the total rebel
arsenal.10 UN Secretary General Boutros-Ghali called this the 'gravest
violation of the peace accords', and it confirmed a predictable response by
the guerrillas to the risk of completely disbanding themselves whilst their
erstwhile enemy was only reduced in size and thereby acquired, for the first
time in 15 years, a monopoly on armed force. The energy and
interventionism of ONUSAL was aimed at alleviating this natural fear, which
was, in fact, not without real foundation. Although the seventh ONUSAL
report - for the first quarter of 1993 - identified only six politicallymotivated killings and 32 resulting from robbery, by June the national human
rights commission (CDHES) reported 308 illegal killings (against 225 in all
1992), and in the first week of November five senior FMLN figures were
shot in an apparently concerted operation by at least one death squad.11 This
development was considered sufficiently serious to the precarious state of the
law nearly a year after rebel demobilisation that Boutros-Ghali sent his envoy
Marrack Goulding to San Salvador and ordered an ONUSAL investigation
whilst Cristiani, claiming sovereignty for the judiciary, established a state
investigation and called in bi-lateral foreign aid. However, the risks attached
to repudiating the UN precisely at the moment when the transition it had
brokered was in greatest danger were apparent to the most novice politician.
ONUSAL was reincorporated into the process, and the issue of death-squad
activity moved into the formal political arena (now agitated by an election
campaign), where allegations of past ties became sharper with the publication
of US documentation.12
Demobilisation of government forces produced a reduction of the total
military from a claimed 63,175 (in reality probably 55,000) to some 31,000
personnel. A good proportion of this reduction came from the paramilitary
security forces (GN and PH), which the government first attempted to retain
simply by changing their names and legal status, provoking a halt in FMLN
demobilisation and sharp ONUSAL intervention, but by the end of June 1992
they had been abolished, most non-conscripted troops entering a new Policia
Militar. Similarly, the army's five 'elite' battalions (BIRIs) were dismantled,
some troops being redeployed, others re-entering civil society. Perhaps more
telling, the formal abolition of the controversial military intelligence agency
(DNI, often seen as central to death-squad activity) in June 1992 produced
not a single applicant for posts in its civilian successor, which likewise
inherited no files.13 In a similar vein, the leadership of the new civilian
police (PNC) - which had to train and equip 5,700 new recruits in two years
with slight and insecure funding - was altered from parity to favouring the
PN (11 posts) at the expense of the FMLN (six), although the left accepted
this under protest. Those veterans of both sides who were not incorporated
into the police or reformed army were entitled to benefit from the distribution
of land, which, as in Nicaragua, is evidently a necessary (if insufficient)
resource for the disarming of large forces in a rural society. Yet this process
too, whilst better administered and more advanced than in Nicaragua,
proceeded very slowly: by September 1993 only 1,024 of the 22,000 veterans
assigned rights had benefited, and landlords were denouncing invasions of
property and direct action in a manner depressingly reminiscent of the
1970s.14 Greater success was registered in the much less taxing tasks of
amending the constitution to remove the military from responsibility for
internal order, drafting a Basic Law of National Defence, and forming a new
civil-military academic council responsible for the curriculum, staffing and
intake of the military academy.15 Similarly, the army's commitment to
adjust its arsenal to the revised needs of a national defence was a necessarily
far more extended and negotiable process than the surrender of powerful
automatic weapons by the GN, PH and PN.
Undoubtedly, the most publicised, controversial and even dangerous aspect
of the Salvadorean demilitarisation experience lay in the provisions for
investigation of human rights violations and the purge of military personnel
over which the FMLN had remained insistent when negotiating in 1991 and
which were represented in the reports of the Ad Hoc Commission (delivered
23 September 1992) and the Truth Commission (published 15 March 1993).
The Ad Hoc Commission only began work in mid-May 1992, and even
though its work was extended for a month beyond the original schedule, it
managed a detailed review of the records of only 232 senior members of the
officer corps. 16 Of these its confidential report recommended the removal
(or in a very few cases, reassignment) of 102 men, including all but two of
the army's five generals and all its full colonels. This effectively purged the
existing high command led by General Rene Emilio Ponce and thus created
a political crisis, out of which Cristiani sought to escape by delaying the
implementation and disguising the form of the officers' removal. It was only
in June 1993 that the high command was replaced - by a group from the 38th zyxwvutsrqp
tanda headed by the pugnacious Colonel Humberto Corado Figueroa - and
even at the end of 1993 at least eight affected officers were still formally in
post. All those identified by the Commission retained their residual rights
upon retirement.
The report of the internationally staffed Truth Commission created even
more bitterness because its detailed findings were made public. The
Commission consulted 2,000 direct sources on 7,000 victims and indirect
information on another 20,000 of the 75,000 people adjudged to have been
killed since 1980. It paid particular attention to the massacres of 1980-83 and
the internationally famous killings of priests, nuns and lay workers. In
addition to finding state forces responsible for 85 % of the total death toll, the
Commission, which had an observer on the Ad Hoc Commission, named 40
officers - all bar a handful in the high command - that it recommended
removed from the armed forces. This step distinguished the Truth
Commission from that led by Judge Rettig in Chile, where direct assignation
of responsibility had been scrupulously avoided despite the prior existence of
an amnesty applicable to most of the crimes covered. No such amnesty had
been introduced in El Salvador, but once the detail and directness of the
Commission's report was apparent, the government moved immediately to
introduce one - although this also benefited 15 FMLN commanders deemed
responsible for the execution of 11 mayors (rebel forces being identified as
causing 400 deaths and 200 disappearances).17
The amnesty caused widespread outcry - even the dismay of the US
government - but its apparent restoration of impunity received some tacit
support from the FMLN, most notably ERP leader Joaquin Villalobos (one
of the commanders named by the Truth Commission), who had vigorously
defended the confidentiality of the Ad Hoc Commission's report and had
earlier been identified as favouring an improved land deal for ex-guerrillas
in return for allowing Cristiani to implement the purge in a graduated (and
possibly partial) manner.18 Here the logic of the ex-guerrilla command was
less transparent than in the case of the arms caches since the question of
human rights and a purge of the military had been at the heart of their
demands from January 1980. The issue is still cloudy, and many sympathetic
to the FMLN, such as those at the Universidad Centroamericana (UCA),
found this position incoherent in its inconsistency. This may reflect the very
specific divisions of the Salvadorean leadership or it might be an expression
of a broader pattern of changing priorities as the position of erstwhile
antagonists alters with the implementation of the peace settlements. (Some
parallels with the activities of the Nicaraguan EPS in 1993 might well be
drawn). In all events, the outcome was that the issue of war crimes and a
military purge caused far less institutional crisis than public outcry during
1993. This, together with the continued high-profile of ONUSAL, surely
fortified the transition in the short-term. Yet doubts must remain as to the
medium-range consequences in a society where vigilante violence had
become firmly rooted.
Equally, the election of a government less sympathetic to the officer corps
than was ARENA under Cristiani could readily complicate - if not reverse
- the amnesty concordat, as might also a new Supreme Court ruling on
specific eligibility or constitutional propriety.19 These, though, should be
considered matters of 'consolidation', being problems that would not even
have arisen had there not already been demilitarisation - as in Guatemala or if there was - as in Nicaragua - such an erosion in institutionality that
direct action ('justice') continues to compete with law. In these respects the
Salvadorean experience is both more advanced and more secure. vutsronmligedcaYTSR
Nicaragua
Since the electoral defeat of the Sandinistas in February 1990, Nicaragua has
undergone a process of extensive demilitarisation, of both government and
insurgent forces, quite without precedent in the region. However, whilst
stability has been largely maintained throughout, the composition of the
military and the extent of its functions continues to be highly contested both
within and beyond Nicaragua's borders. The end of the Nicaraguan civil war
(which had claimed some 50,000 lives since 1979) was a result of regional
negotiations (Esquipulas), substantive changes in the position of the FSLN
and - under the Bush administration - a shift in US policy from backing a
military option to support for a political settlement, albeit one conditioned by
the continued existence of the contra rebels. The contras themselves, who had
proved manifestly incapable of winning the war and who remained
exclusively dependent on the USA for funding, had relatively little say in the
final outcome. Of equal importance in achieving apolitical settlement to the
conflict was the considerable skill demonstrated by the FSLN in negotiating
within the parameters laid down at Esquipulas. In the area which concerns us
here, it is of fundamental relevance that no formal negotiated settlement
between the Ejercito Popular Sandinista (EPS) and the contras ever took
place. The extensive reduction of EPS forces which has occurred since 1990
rests largely on the Transition Accords reached between the executive of
President Violeta Chamorro and the FSLN immediately after the February
1990 election.
Following the Sandinista victory in July 1979, the Somocista Guardia
Nacional (GN) dissolved and its remaining members either surrendered or
went into exile. Ex-GN members, notorious for their abuse of human rights,
took no part in the new revolutionary army, which was composed exclusively
of guerrilla troops. From an estimated 5,000 at the time of the overthrow, the
EPS expanded rapidly to approximately 18,000 in the first months after the
revolutionary triumph.20 The FSLN had drawn a number of lessons from the
1973 overthrow of Unidad Popular in Chile and its leaders, anticipating a US
backlash, were determined from the outset that the new military would be
loyal to the revolutionary government. Contra operations began by the end
of 1981, after which the rebel force grew from approximately 500 combatants
to some 15,000 at the height of the conflict in 1985-1986. Fears of a possible
US invasion also increased after US troops were sent to Grenada in 1983.
The FSLN's response was vastly to increase the country's defensive
capability: in 1983 a national draft was introduced and regular EPS troops
grew from 24,000 in 1981 to some 75,000 by 1986.21
Although the 1979-1990 regime became highly militarised in response to
the external threat, the EPS remained subordinate to the ruling Sandinista zyxwvutsrqp
Direction Nacional (DN) and was directly controlled by the Ministry of
Defence. The Policia Sandinista (PS) and the state security forces came under
the purview of the Ministry of Interior, and the Sandinista Popular Militias
(MPS) were controlled by both ministries acting in tandem 22 Although the
PS was a civilian force, there was no clear division between police and
military functions. After 1979, the security apparatus was developed not only
to perform normal peacetime functions of the maintenance of domestic order,
but also to guard against counterrevolutionary activity from within and
beyond Nicaragua's borders. However, in contrast to other Central American
countries, police activities remained under the supreme control of the
executive (zyxwvutsrqponmlkjihgfedcbaYWUTSRPONMLJIHGFEDCBA
Direction National), rather than operating as an autonomous fuero
of the armed forces.
The Nicaraguan civil war was the most 'international' in character of those
under consideration here, the insurgent forces funded by Washington and the
conflict itself affecting the civil-military balance throughout the entire region.
The peace settlement was also, by necessity, more dependent on external than
domestic factors. The main thrust of the Esquipulas Accords signed by the
Central American presidents on 7 August 1987 was to demobilise the contras.
After initial rejection of the Arias plan, the Sandinista government signalled
its willingness to compromise on the question of the internal political reforms
stressed in the accords in exchange for an end to support by neighbouring
states for insurgent forces and their backing for the plan agreed at Tela on 7
August 1989, which provided for voluntary demobilisation, repatriation and
relocation of the contras by the end of the year and the moving forward of the
Nicaraguan elections to February 1990.
By 1989, the contras looked like a spent force; support in the US Congress
had eroded considerably since the Iran-Contra scandal became public in 1986
and in 1988 the blocking by Congress of $36 million aid precipitated the first
direct talks between the insurgent leadership and the FSLN at Sapoa in
1988.23 In March 1989, US Secretary of State Baker brokered a bipartisan
agreement on Central America, securing $49 million in 'humanitarian' aid
for the contras but prohibiting further military assistance. This was
recognition of the fact that Congress would no longer support the military
option in Nicaragua, and the Baker team brought considerable behind-thescenes pressure to bear on the rebel leadership to return to Nicaragua and
take part in the forthcoming elections.24
External brokerage of the peace settlement in Nicaragua was only
paralleled in the region by events in El Salvador. In the transition period
responsibility for the contras' demobilisation was allocated to a joint
Organisation of American States (OAS)-UN force, the International
Commission for Support and Verification (CIAV); a UN force, ONUCA, was
responsible for ensuring that rebel weapons were turned in and that sufficient
guarantees of security were extended to those demobilised; in addition,
ONUVEN (UN Observer Force for the Verification of the Nicaraguan
Elections) was appointed to oversee the February 1990 poll.
The issue of the EPS moved centre-stage after the UNO's electoral victory.
President Chamorro herself consistently advocated values of reconciliation
and compromise (a broad political amnesty was passed on 25 April), and
stressed the need for demilitarisation. Stability has rested essentially on the
consensus achieved between Chamorro, Minister of the Presidency Antonio
Lacayo, and the FSLN leadership. The Transition Accords, signed a week
before Chamorro's inauguration, signalled both recognition by the new
regime that some degree of continuity was necessary for the preservation of
order and acceptance by the FSLN that reform of the military was vital to
guaranteeing the post-election peace. Resisting calls by the UNO far-right for
a wholesale purge, the agreement protected the existing privileges and rank
of Sandinista officers serving in the EPS, guaranteed the integrity and
professionalism of the armed forces and also reaffirmed Chamorro's
constitutional role as Supreme Chief of the Armed Forces (a feature not
without considerable symbolic importance at the time). In June 1990 it was
announced that a 50% reduction of the armed forces would take place within
one year (from some 82,000 to 41,000), although these were to be principally
drawn from the ranks of draftees and the popular militia, leaving the
professional army largely intact.25 The Sandinista leadership had already
accepted the need for a reduction in the armed forces prior to their electoral
defeat, mainly in response to the reduced contra threat and the economic
crisis which gripped the country by 1988.26 The EPS budget declined from
$104 million in 1990, to $71 million in 1991, $42.9 million in 1992 and
$36.5 million in 1993.27
The incoming administration had made it clear that Sandinista officers
would not be replaced by ex-members of the GN or the contras, a move
which would have been totally unacceptable to the EPS, the FSLN leadership
and the vast majority of the Sandinista rank-and-file. A number of reforms
were subsequently implemented: the military draft, previously suspended in
the run-up to the elections, was abolished and both the Ministry of the
Interior and the Sandinista state security apparatus was disbanded. President
Chamorro subsequently assumed the post of Defence Minister, but retained
Sandinista General Humberto Ortega as Head of the Armed Forces. The
failure to remove Ortega was loudly denounced by the far-right of the UNO
coalition, led by Vice-President Virgilio Godoy, and echoed in the US Senate
by Jesse Helms. The contra leaders, themselves excluded from a transition
agreement which they saw as sanctioning continued Sandinista control over
the armed forces, joined Godoy in calling for Ortega's removal.
The Godoy faction also made persistent calls for reform of the police.
Following the elections, about half of the Policia Sandinista (PS) had left the
force, a result of both ideological disenchantment and notoriously low levels
of pay. The vacuum was subsequently filled principally by ex-contra
members, a fact which perhaps partly explains the unprecedented levels of
force used to break up demonstrations of striking workers in Grenada in
October 1991. Some limited reorganisation of the PS took place in 1990, such
as the changing of the name to the less partisan Policia Nacional (PN).
However, the existing command structure - as in the case of the EPS - was
guaranteed by the Transition Protocol and continued to be staffed by
Sandinista sympathisers. Controversy first surfaced in November 1991, when
Interior Minister Carlos Hurtado declared a plan for creation of a municipal
police force, envisaging a contingent of some 6,000 funded from local taxes
and under the direct orders of mayors. Given that the most ultramontane
elements of UNO - such as the mayor of Managua, Arnoldo Aleman - had
their political stronghold in the municipalities and had long since demanded
the transfer of police control to local government, the proposal increased
FSLN fears of the creation of anti-Sandinista paramilitary forces. FSLN
leader Daniel Ortega denounced the plan as unconstitutional and threatened
to rearm the popular militias if the proposals were passed.28 Hurtado was
forced to resign in April 1992 as a result of differences with Lacayo and the
proposed changes were never implemented. However, several members of
the contra 'Commanders Council' were appointed to leadership positions
within the PN, particularly in their traditional strongholds in the northern
region.29 Even this proved insufficient to meet Washington's demands for
reform, and in July 1992 $116 million in US aid was frozen in protest at the
Chamorro government's failure to restructure the security forces and the
EPS. Chamorro subsequently announced the 'departmentalisation' of the
police, which effectively gave control to the mayors and removed it from the
regional police headquarters (run by Sandinista officials). Plans for a new
police academy were also announced.30 Further insistence by US Secretary
of State James Baker led to the removal in August 1992 of Sandinista police
chief Rene Vivas, along with twelve other high ranking Sandinista police
commanders, before the $116 million was finally unfrozen, demonstrating
that, even without the contras, US influence remained considerable - a fact
due in no small measure to the parlous state of the Nicaraguan economy.
Vivas was subsequently replaced by Fernando Caldera Azmitia, also a
Sandinista. However, the simultaneous creation of the post of Vice-Minister
of Government with special responsibility for police affairs (filled by Antonio
Aviles Iglesias, a cattle-rancher and former contra collaborator) effectively
marked the placing of police affairs under civilian control, a measure which
elicited considerably less enthusiasm on the part of the Nicaraguan left than
amongst their Salvadorean or Honduran counter-parts, indicating the marked
absence of any regional 'transition prototype' for establishing the formal
division of powers.
Despite ongoing conflicts over political control of the EPS and PN,
remarkable progress in demobilisation has been achieved since February
1990. The EPS was cut to 28,000 by 1991 and stood at some 15,200 by early
1993, a reduction of approximately 75% against 1985 levels 31 Perhaps even
more impressive has been the reintegration of some 30,000 contra troops,
particularly given the violence and bitterness of the civil war and the large
numbers of civilian casualties it entailed. On 19 May 1990, a formal
agreement was reached between the outgoing Sandinista government, the
incoming Chamorro administration and the contra leadership (represented by
Oscar Sovalbarro, 'Comandante Ruben') which pledged special assistance
and development projects in return for demobilisation by the end of June.
The demobilisation and reintegration, supervised by the CIAV, allowed the
rebels to move into designated 'security zones' within Nicaragua prior to
giving up their arms. Despite slow progress -many weapons handed in were
old and rusty, indicating that a substantial portion of the contra's armaments
had been salted away in hiddenzyxwvutsrqponmlkjihgfedcbaYWUTSRPONMLJIHGFEDCBA
buzones - the vast bulk of the insurgent forces
were successfully demobilised.
However, demobilisation was accompanied by a general increase in
violence and banditry, a situation resulting in no small measure from the fact
that a substantial sector of the Nicaraguan population either possessed or
retained direct access to automatic weapons.32 From 1991 onwards, some
embittered elements of the contras reacted with violence to the government's
failure to deliver on promises to provide land and credit, particularly in the
north of the country.33 In a parallel move, after 1990 a limited number of
demobilised EPS members ('recompas') also resorted to arms to press their
demands for land, credit and severance payment. Recontra and recompa
activity increased throughout 1993, and in the first six months of the year
over 300 were killed in clashes between the EPS and the recontra.34 In July
1993, recompa troops under the command of ex-EPS major, Victor Manuel
Gallegos ('Pedrito el Hondurefio') occupied the northern town of Esteli. The
EPS proceeded to reimpose order by force, including resort to aerial
bombardment; this course of action elicited widespread condemnation from
the Sandinista rank-and-file, but it was significant in signalling the loyalty of
the EPS to the Chamorro executive and consolidating their status as the
national army of defence. The use of force in Esteli - where approximately
forty people, including civilians, were killed - contrasts with the army's
reaction to the July 1990 national strike called by the Sandinista Frente
Nacional de Trabaj adores (FNT), when the EPS eventually intervened to
restore order but restrained from using direct force against the strikers.
Between November and December of 1993 the EPS launched an offensive in
the northern and central departments of Matagalpa, Jinotega, Esteli and
Nueva Segovia to guarantee the coffee harvest and to wipe out remaining
recontra bands. Following bloody exchanges in January, a peace deal was
signed on 25 February 1994 between the government, the EPS and the
recontra Northern Front 3-80 (FN-380), the last remaining rebel band. This
provides for demilitarisation of the northern region and the incorporation of
demobilised FN 3-80 combatants into the ranks of the local police force 35
Whilst sporadic fighting continues to pose a threat to public order in some
areas, demobilisation of rebel forces has largely been secured throughout
most of the country. Isolated skirmishes do not significantly threaten either
the post-1990 peace or the institutions of state. In this sense at least, conflict
in Nicaragua appears to have shifted decisively from the military to the
political arena.36
The decision by Violeta Chamorro in September 1993 to remove General
Humberto Ortega from the head of the EPS was largely in response to the titfor-tat kidnappings of August 1993.37 It was also the culmination of
sustained pressure from the Godoy faction of UNO and the US far-right (led
by Helms), the latter having successfully managed to withhold disbursement
of $104 million in US economic aid since June 1992 in protest at the
Chamorro government's tacit alliance with the FSLN.38 It should be noted
that after the Esteli uprising in July 1993, many Sandinista supporters were
also calling for the removal of General Ortega, who had previously outraged
the rank-and-file by inviting the then head of the Honduran Armed Forces,
General Cantarero Lopez, to Managua (August 1990) and presenting the
Order of Camilo Ortega to US Embassy Defence Attache, Lt.Colonel Dennis
Quinn (February 1992). Ortega was also criticised by the left for calling for
access to US and Panamanian military academies for the training of EPS
officers. 39 However, this merely served to highlight the very real problem
the absence of a national military academy continues to pose for the future
formation of the Nicaraguan officer corps. General Ortega made it quite clear
that he would only step down once the new law determined the length of his
mandate, thus guaranteeing the institutional arrangements of the EPS.
Respect for the existing promotions structure - which remained a sine qua
non of the FSLN-Lacayo-Chamorro pact - make it highly probable that
General Ortega (who has announced his interest in the 1996 FSLN
presidential nomination) will be replaced by EPS Chief of Staff, Sandinista
General Joaquin Cuadra.
At present the EPS looks set successfully to negotiate the transition from
revolutionary army to fully institutionalised army of national defence. The
new statute governing the armed forces is expected to be introduced to the
National Assembly in the first months of 1994 and, given recent defections
from the hard-line UNO camp, will probably be passed.40 In addition to
setting a date for General Ortega's retirement, the proposed law will address
the question of officer training and also regulate the important question of
military pensions by formalising the statutes governing the new Instituto de
Prevision Militar. Officers had no pension scheme during the 1980s and since
1990 had dealt with the problem in an ad hoc fashion by selling off Soviet
tanks and helicopters on the international arms market (the Kremlin turned
down an offer to buy back the weapons).41 However, although the
Nicaraguan IPM is gaining in importance, the EPS lacks the economic muscle
of its Honduran or Guatemalan counterparts, having failed to acquire any
economic base during eleven years of Sandinista rule (although this may of
course be subject to future change).
Another feature which separates the EPS from other militaries in the region
is its human rights record: systematic abuse of human rights was never a
feature of the Nicaraguan military after 1979 and this continues to be the
case, despite isolated cases of revenge killings by both government troops
and recontra rebels. In this respect, reform of the armed forces in Nicaragua
is a very different question from that in neighbouring states, where the heart
of the peace settlement is concerned with issues of punishment for crimes
against humanity and purging the armed forces and security apparatus of
those responsible for the violation of human rights. The question of the
internal political conditionality required for an effective peace settlement has
in this sense been quite distinct in Nicaragua, economic rather than moral
compensation constituting the critical variable. Although the possibility of a
return to violent and widespread conflict in the event of a breakdown in the
post-1990 accord between the FSLN and the centre-right elite cannot be ruled
out, the increasing weakness of the UNO right-wing greatly improves the
current prospects for further institutionalisation of the EPS. vutsronmligedcaYTSRPON
Honduras
Civil war was absent in Honduras in the 1980s, the militarisation which
occurred throughout the decade being more a consequence of the Reagan
administration's covert war against Nicaragua than a response to the domestic
insurgent challenge (which was negligible in both scale and impact). Given
the weakness of the left, a negotiated settlement was neither a necessity nor
a possibility. However, after an amnesty was decreed in 1990 the guerrilla
renounced the armed struggle and most exiles have since returned.42 With
the end of the contra war, US aid to the Honduran military was massively
reduced and the US embassy, along with international lending agencies and
the greater part of the Honduran private sector, was in the forefront of calls
for a reduction in the size of the armed forces. The latter, to date, have
steadily resisted such demands but some shrinkage looks increasingly
inevitable as aid returns diminish. Since 1990, as a result of both domestic
and US pressure, some tentative advances were made towards reforming the
security forces and ending the long-standing tradition of military impunity.
However, it remains to be seen to what extent the domestic body politic is
willing or indeed able to reduce the power of the military.
Institutionalisation of the Honduran armed forces took place after the
Second World War. In 1954 the first Bilateral Military Assistance Treaty was
signed with the US and to date US influence has predominated. In 1956 the
military made their first foray into national politics, intervening to restore the
Constitutional order after a particularly inept bid atzyxwvutsrqponmlkjihgfedcbaYWUTSR
continuismo by Vicepresident Lozano Diaz. The Constitution passed the following year by the
interim military triunvirato granted the armed forces effective autonomy from
the Executive, an autonomy which continues to the present day.43 The
historically weak and divided nature of civilian elites in Honduras favoured
consolidation of a central role for the armed forces in national political life.
Following an anti-communist coup in 1963, the first institutionalised military
government (led by General Lopez Arellano) was installed. After defeat in
the 1969 war with El Salvador, a more reformist tendency within the army
briefly gained the upper hand and the military administration which governed
between 1972 and 1975 was characterised by a mixture of structural reforms
(most notably land reform) and partially successful cooption of the popular
movement. A transcendental change occurred in 1975, when decision-making
within the armed forces changed from what had been essentially a form of
personalisedzyxwvutsrqponmlkjihgfedcbaYWUTSRPONMLJIHGFEDCBA
caudillo rule towards a more collegiate form embodied in
COSUFFAA (Consejo Superior de las Fuerzas Armadas). However, military
reformism in Honduras lacked both strategic vision and ideological
coherence, and by 1978 had reached an advanced state of decomposition,
being largely characterised by selective repression of the popular movement
and increased corruption within the officer corps. Formal power was handed
back to civilian government in 1981, Liberal Party candidate Roberto Suazo
Cordova assuming the presidency. However, the transition to civilian rule in
Honduras was accompanied by an unprecedented increase in the power of the
armed forces.
Honduras's transition to elected government coincided with the election of
the Republicans to the White House, and the unprecedented military build-up
which occurred during the early 1980s was primarily a consequence of the
regional strategy developed by Washington. Between 1978 and 1982 US
military aid to Honduras increased almost twenty-fold, whilst the armed
forces doubled in size to some 23,000 troops (from a 1980 figure of
11,000).44 In 1982 Honduras became the second largest recipient of US aid
in Latin America (after El Salvador), the $31.3 million disbursed in that year
almost equalling the $32.5 million received between 1946-1981 45 General
Alvarez Martinez, Head of the Armed Forces between January 1982 and
March 1984, developed close links both with Suazo Cordova and US
ambassador John Negroponte and lent his full support to the covert war
against the Sandinistas. The US base at Palmerola, Comayagua (built 1983)
operated as the logistics centre for US army operations in the country and
large-scale joint military manoeuvres involving thousands of US and
Honduran troops continued to be held on a regular basis until 1991. After
1981, Honduras was also host to the contras, a force which at its height came
near to equalling the size of the Honduran military itself.
By regional standards, human rights abuses in Honduras were relatively
limited. However, the traumatic effect of the 'dirty war' of the early 1980s
on the national psyche should not be underestimated. By 1980, an extensive
counter-insurgency apparatus was already in place, including Battalion 3-16,
a paramilitary group composed of operatives from the police force FUSEP
(Fuerzas de Seguridad Publica), police intelligence section DNI
(Departamento Nacional de Investigaciones), and the army. Selective
assassinations of government opponents began in 1980, and after 1981
Battalion 3-16 orchestrated a campaign of disappearances and assassinations
targeting both the Honduran and Salvadorean left. Coordination with
Guatemalan and Salvadorean military intelligence was stepped up, often to
devastating effect. 46
The anti-communist zeal of Alvarez Martinez led him frequently to
pressure for a full-scale military invasion of Nicaragua, a fact which created
almost as much unease amongst his allies on Capitol Hill as it did amongst his
fellow officers. Despite relatively successful attempts to cultivate support for
the counter-insurgency amongst political and business sectors, Alvarez's
belligerent line, combined with his increasingly wayward evangelical
predilections and almost total marginalisation of the Consejo Superior de las
Fuerzas Armadas (COSUFFAA), were eventually to lead to his removal in
1984 by officers led by air force commander, Colonel Walter Lopez
Reyes.47 This internal coup was prompted by Alvarez's attempts to reduce
COSUFFAA from 52 to 21 members and to restrict its mandate. Under Lopez
Reyes, COSUFFAA's former influence was restored. In this sense at least,
Alvarez's autocratic, strong-man rule is best viewed as a 'blip' in the
trajectory of a military command structure largely characterised by traditions
ofzyxwvutsrqponmlkjihgfedcbaYWUTSRPONMLJIHGFEDCBA
mando colectivo. A high degree of esprit de corps amongst the different
graduating classes (promociones militares) has been a feature since the 1970s.
In 1985 COSUFFAA forced the closure of the controversial Regional
Military Training Centre (CREM), which had played host to thousands of
Salvadorean troops since its establishment under US auspices in 1983, thus
raising the hackles of local officers. Lopez Reyes was subsequently forced
to resign, in 1987, by the hard-line General Humberto Regalado, whose
alleged involvement in drug-trafficking later earned him the sanction of the
USA. Discontent within COSUFFAA led to Regalado's replacement in late
1989 by his preferred successor, General Arnulfo Cantarero Lopez.
Cantarero, lacking a base of support within the army, maintained a tenuous
hold on power and was unceremoniously replaced in February 1991 by
General Alonso Discua Elvir, one of the most powerful officers of the sixth
promotion.
The Honduran armed forces comprises four branches: army, navy, airforce and police (FUSEP). The army is by far the largest branch and in 1991
numbered some 27,000 troops.48 The air-force, equipped by the US with F-5
fighters in 1987, is the most powerful in Central America. The navy is very
small (with less than a dozen patrol boats) but as drug-trafficking operations
are extended in the region its importance is steadily increasing. The FUSEP
has been controlled by the military since 1963, although it has its own
organisational structure.49 FUSEP controls a number of security bodies
including the traffic police, treasury police, counter-insurgency battalion
( 4 Cobras') and the intelligence and investigation unit, the DNI, formed in
1976. Figures for 1991 show the FUSEP had some 14,000 members, making
it the second most important branch of the armed forces after the army.50
Since the end of the contra war, the US has radically reduced its support
to the Honduran military, annual aid falling from $77.4 million in 1984 to
$16.2 million in 199251 In the face of the refusal of the high command to
sanction a cut in troops, US ambassador Cresencio Arcos finally imposed a
unilateralzyxwvutsrqponmlkjihgfedcbaYWUTSRPONMLJIHGFEDCBA
fait accompli by reducing military aid to a mere $2.7 million in
1993.52 Domestic pressure for a reduction of the armed forces is also
considerable, particularly given the extensive cuts imposed on other areas of
national expenditure by the structural adjustment package introduced in
1990.53 To date the armed forces continue to play the anti-communist card
and have rejected all entreaties to reduce their size. The historical weakness
of the domestic political parties mean they are singularly ill-placed to demand
substantive concessions, although there is some evidence that their confidence
and independence from the military sphere has grown in recent years. In
1992 Congress failed to protest Discua Elvir's manoeuvres to extend his term
and lent their seal of approval to an amendment to the armed forces law
which permitted the General to remain in post for a second consecutive
term.54
Another factor militating against reduction in military influence is the
substantial increase in their economic power over the past decade. In
September 1991 the Instituto de Prevision Militar (IPM) bought the newly
privatised state cement company, much to the displeasure of COHEP, the
national private sector association.55 The IPM (established 1973), one of the
ten largest business concerns in the country, also holds interests in banking,
insurance, real estate, palm oil production, a radio station and a funeral
parlour; the institution's 1992 profits were estimated at some $40 million.
The division between public and private sphere is (as in Guatemala and El
Salvador) considerably blurred, the armed forces maintaining responsibility
for, inter alia, immigration, national cartographic activities and the postal
service. The imminent privatisation of the military-run state
telecommunications monopoly, HONDUTEL, is currently proving a source
of conflict, with local capital interests locked in a battle to prevent the IPM
acquiring a majority share. Less institutionalised economic interests were
also extended in recent years: drug-trafficking operations by the military
were already considerable under the regime of Policarpo Paz Garcia (19781980) but multiplied during the period of the contras' presence in
Honduras.56
However, since 1991 a number of cases have focused both domestic and
international attention on reducing the military's traditional immunity from
prosecution for human rights abuse, constituting the most serious challenge
to their power to date. Advances have been both gradual and cautious, but are
campesinos involved in
nonetheless significant. The May 1991 killing of fivezyxwvutsrqponmlkjihgfedcbaYWUTSR
a land dispute in El Astillero, department of Atlantida, led to a considerable
public outcry and repeated calls for the alleged intellectual author of the
massacre, Colonel Galindo, to stand trial in a civilian court. The following
month, the failure of a military tribunal to sentence Colonel Erick Sanchez
for shooting and permanently paralysing a civilian in a bar-room brawl in
Tegucigalpa elicited widespread condemnation of the use of the fuero militar
to protect members of the armed forces guilty of crimes against civilians.
Despite repeated calls from the media and the popular movement, the
Supreme Court failed satisfactorily to resolve the issue of competing
jurisdictions. However, it was the rape, murder and mutilation of school
student Riccy Mabel Martinez in July 1991 and the sustained protest
campaign this generated which finally provoked a change in traditional
practice. In July 1993 the officers implicated, Colonel Angel Castillo
Maradiaga and Sergeant Eusebio Llovares Funez, were sentenced to sixteen
and ten years respectively. Intervention by the US embassy in the case was
instrumental in securing the convictions: Ambassador Cresencio Arcos sent
forensic samples to the USA for analysis by the FBI, signalling a growing
impatience on the part of Washington with both the intransigence of the
military and the manifest weakness of the local judiciary.
Allegations of the use of torture had long been levelled at the DNI and
FUSEP by local human rights groups and since 1990 certain procedural
measures to improve police practice had been instigated with US support.57
However, steps towards substantive reform of the security forces were made
in 1993, following a spate of drug-related assassinations by the San Pedro
Sula DNI. In March 1993 President Callejas, in an astute move to deflect
rising criticism, set up an Ad Hoc Commission with the specific remit of
drawing up reforms to the security forces and judicial system. The
Commission recommended the formation of a civilian-controlled Public
Ministry, to be responsible for the new DIC (Division de Investigaciones
Criminales), to replace the scandal-ridden DNI. The military themselves
appeared only too happy to be rid of the DNI, which had long since become
a distinct liability. However, the DNI itself has passed through various
permutations in its chequered history and a certain scepticism regarding the
extent of the current reforms would appear justified. A point of particular
concern is whether or not DNI officers accused of human rights abuse will
be incorporated into the DIC. Although not explicitly recommended by the
Ad Hoc Commission, the transfer of the FUSEP to civilian control looks
certain to be an issue in 1994, Innovation and Unity Party representative
Carlos Sosa Coello having tabled a bill to Congress in December 1993 to
separate FUSEP from the military and create a civilian police force. The
extent of the concessions the military will be forced to make remains unclear;
although the Public Ministry statute was approved in December 1993 the high
command continued to contest the proposed transfer of anti-narcotics
operations to the new ministry.
Another area where the military have recently come under considerable
pressure is the question of human rights trials for the events of the early
1980s. Despite the absence of civil war in Honduras, the question of war
crimes has considerable resonance, precisely because of the traumatic impact
of events of the early 1980s on a society historically accustomed to
comparatively low levels of overt violence. More recently, the
'demonstration effect' of the Salvadorean Truth Commission (published
March 1993) should be noted. The long-standing call by local human rights
organisations for a Truth Commission came to the fore when the disappeared
became an issue in the 1993 election campaign. In an attempt to divert
attention from what was proving to be a serious electoral disadvantage for PN
presidential candidate Oswaldo Ramos Soto (signalled by human rights
groups for his involvement in forced disappearances), President Callejas
appointed the Human Rights Ombudsman, Dr Leo Valladares, to carry out
an investigation. The final report, published on 29 December 1993, proved
something of a bomb-shell, constituting the first official acknowledgement of
the hundred-and-fifty-plus disappearances which occurred during the
1980s.58 The Commission led by Valladares gained unprecedented access to
confidential files in the US State Department, revealing evidence of a
systematic campaign of human rights abuse by the armed forces and details
of the involvement of US and Argentine officers in training both the
Honduran military and the contra in kidnapping and torture techniques.
Battalion 3-16 was found to be still active, despite claims by the high
command in 1987 that it had been disbanded. The report named a number of
high-ranking officers implicated in the disappearances, including Generals
Regalado Hernandez, Walter Lopez Reyes and Discua Elvir, and
recommended that they stand trial.59
At present the military maintain that the 1991 Amnesty Law protects them
from prosecution. However, public pressure on the new Liberal Party
administration of Dr Carlos Roberto Reina (inaugurated 27 January 1994) to
pursue prosecutions is considerable. One might speculate that a limited
number of punitive trials would not be looked on unfavourably by the USA,
anxious to clip the wings of the recalcitrant Honduran military.60 More
problematic would be securing the neutrality of the majority of the officer
corps. In one sense, the collegiate style of the high command might lend itself
to the eventual sacrifice of a handful of officers, at least in the form of a
limited internal purge if not through the domestic courts.61 However, the
pound of flesh which would inevitably be extracted in return may prove more
than the Reina administration is currently willing or able to provide.
Although the current conjuncture has the armed forces on the defensive, a
tendency sharpened by the current campaign to abolish compulsory
conscription, the leverage of the civilian authorities remains decidedly
limited. It would appear, however, that the gradual pace of reform may yet
deliver durable results and contribute to a lasting shift in the civil-military
balance in Honduras. vutsronmligedcaYTSRPONMLIHGFECA
Panama
The nature of the modern military - and therefore of the 'military question'
-in Panama is quite different to that in the rest of the region. In fact, the
military, known as the Panamanian Defence Force (FDP), was formally
abolished on 12 February 1990 following the US invasion of 20 December
1989. However, this core element of a most insecure 'imposition of
democracy' by force was not subsequently consolidated.62 In the first place
this was because thezyxwvutsrqponmlkjihgfedcbaYWUTSRPONMLJIHGFEDCBA
de facto abolition of the FDP only gave way to a
profusion of not dissimilar police and paramilitary bodies. Perhaps more
important, though, was the result of the referendum of 15 November 1992 on
reforms to the 1983 Constitution, when 64 percent of the voters rejected the
proposal that, 'the Republic of Panama shall have no army' along with 57
other (less publicised and controversial) proposed amendments. It is
undoubtedly the case that this result reflected the genuine unpopularity of the
Endara regime. Nonetheless, the opposition Frente Nacional ProConstituyente (FRENO), led in this respect by the erstwhile pro-Noriega
Partido Revolucionario Democratico (PRD), clearly exploited rising
nationalist sentiment after the invasion and gave it an acutely practical
application by questioning how it would be possible for Panama without a
military force to assume its obligations to defend the Canal from the year
2000 under Article V of the 1977 Treaty.63 Indeed it is a reflection not just
of the political position after December 1989, but also of the anomaly at the
heart of Panama's existence since 1903 that the PRD should attract significant
support for its own anti-militarist formulation that included US forces: 'There
shall be no army in the Republic of Panama'
The abolition of the FDP in 1990 was the second time that the USA had
disbanded the armed forces of Panama, the first occasion being under the
1904 Taft Agreement when Washington backed the Conservative president
Amador, killed off the development of a regular army and set up a notionally
non-partisan police force. This service was institutionally weaker and more
lacking in ideological foundation than the 'constabulary forces' established
in Cuba, the Dominican Republic, Haiti and Nicaragua by Washington in the
same period (although over time a comparable praetorianism did develop).65
Between 1903 (Bunau-Varilla-Hay Accord) and 1936 (General Treaty of
Friendship and Cooperation) US forces were deployed in Panamanian
territory nine times, consonant with the Republic's effective protectorate
status and Washington's administrative disposition up to the 'Good
Neighbour' policy. However, in addition to the presence of US troops in the
Canal Zone - where Panamanian sovereignty was so theoretical as to exclude
the flying of the national flag until 1959 - Washington's interference went as
far as the confiscation of all the rifles held by the police in 1916, a move that
many held responsible for the ease with which Costa Rican forces were able
to occupy and hold disputed territory in February 1921.66 After the 1936
Treaty, which revoked Washington's formal right to intervene, the police was
gradually expanded (to 2,000) and, during World War Two, again provided
with some armament beyond hand-guns. A basic training school was
established in 1948 under the command of Colonel Jose Antonio Remon; the
Guardia Nacional (GN) was only established in 1953, after Remon had
become president through a mix of populist rhetoric and aggressive
exploitation of the spoils system (particularly around the Colon Free Trade
Zone) that was later to be developed by Torrijos and Noriega.
The GN, like its namesake in Nicaragua, was not strictly an army, and
most of its 6,000 (predominantly black and mestizo) members at the time of
the 1968 coup were effectively police officers. On the other hand, by the end
of the 1960s almost half of the GN's enlistment had received training at the
US School of the Americas (where they accounted for one-ninth of all pupils
up to the School's closure in October 1984), and the officer corps were sent
to regular military academies abroad, including Mexico and Peru where there
was an institutional ethos discernably at variance with the Pentagon model.
It is notable that the GN lacked the repressive trajectory of its Nicaraguan
counterpart, had no need to engage in serious counter-insurgency operations
(even after 1968), and was restricted to barracks during the 1964 riots over
the Canal Zone when 18 students were killed.
The coup of October 1968 - initially provoked by Arnulfo Arias's attempt
upon entering office to remove the Presidential Guard from GN control changed this position appreciably, not least by opening the country's first real
experience of military government. Over the following decade the GN's
enlistment rose to 15,000, its absolute budget rose tenfold, and under the
fiercely corporatist 1972 Constitution (which continues to provide the basis
for subsequent amendments) it became the country's leading political
institution and acquired administrative functions which further expanded its
management of patronage, contraband and a swathe of semi-licit enterprise.
The fact that political parties were banned for a full decade (1968-78) and
that the assemblies elected under the 1972 Constitution were explicitly
limited to rubber-stamping decisions made by Torrijos and the high command
confirm the GN's authoritarian pedigree.67 Equally - rather as in Honduras,
but within the more consequential context of the Canal negotiations - it was
pressure from the Carter administration which eventually secured a modicum
of political competition and formal democratic administration. (This process
was quite distended, lasting from the first set of constitutional amendments
in 1978 to the 1984 elections, but Torrijos's death in 1981 played an
important part in causing such a delay at a particularly charged moment in
regional politics). However, the GN's direct assumption of power during the
1970s was unusual in its form and rationale, and this only fell into line with
local traditions of military-backed 'officialise parties after 1984 (and even
then the PRD, formed in 1978 on the eve of the Nicaraguan Revolution, is
not usefully seen in the same light as the Guatemalan Partido Institucional
Democratico or the Salvadorean Partido de Conciliation Nacional). Equally,
proper recognition should be given to the scope for restricting and violating
human rights: whilst the GN was indisputably authoritarian and
systematically corrupt, it killed very few people, arresting, abusing and
exiling numbers on a scale quite comparable with elected regimes elsewhere
in Latin America. (Within Central America, its abuse of authority was closer
to the levels witnessed in Costa Rica than Honduras, at least in the early
1980s).
At the same time, the circumscription of democratic rights was matched by
an expansion of some social liberties (the 1972 Labour Code), public
expenditure and public employment (rising from 51,998 in 1971 to 107,000
in 1980, or from 13 to 25 per cent of the total labour force).68 It is certainly
the case that this high-spending and redistributionist trend was funded first
(1971-82) by a markedly cavalier fiscal policy - Panama has one of the
highest debtszyxwvutsrqponmlkjihgfedcbaYWUTSRPONMLJIHGFEDCBA
per capita in the world - and then (1983-89) by reliance upon
taxing, laundering and occasionally directly generating cocaine revenues.
Neither phase, then, possessed much greater 'substantive democracy' than
that of a procedural character. Yet both assuredly militated to the benefits of
sectors of the country's poor as well as giving the regime a critical quota of
autonomy from the USA at a time when its political and military influence
was directly focused on the isthmus.69
Although the democratising reforms to 150 of the Constitution's 275
articles were approved in April 1983, the GN was transformed into the
Fuerzas de Defensa de Panama (FDP) under a separate law hurriedly enacted
in October of that year. It thereby acquired a much more traditional military
aspect with a very small air-force and coastguard, the immunity of its
commanding officer from presidential removal (a matter forgotten by
President Delvalle when he tried to oust Noriega in February 1988), and,
under Ley 20 designed to prepare it for defence of the Canal, direct
responsibility for the country's ports and the (highly profitable) control of
migration. It was at this juncture that Noriega (previously Chief of
Intelligence and then Chief of Staff) took overall command. As a result, one
should identify the quality of individual leadership as well as institutional
expansion as a factor in an enhanced regional profile (sponsorship of
Contadora; controversial ambivalence towards the Sandinistas), increased
(and justified) civilian apprehension that the new FDP was seeking to deepen
its political domination, and the increased role given to intelligence and
specialist elites by the military.70
Noriega's early period of power was marked by the electoral fraud of 1984
and the infamous murder of radical oppositionist Hugo Spadafora (for which
seven of the ten FDP members later charged were acquitted in September
1993). However, it was really only from 1987 that the FDP resorted to
aggressively partisan intervention in politics, and this generated internal
division with dangerous coup attempts in 1988 and 1989. Noriega's reliance
upon populist mobilisation and anti-US rhetoric might be viewed as a renewal
of thezyxwvutsrqponmlkjihgfedcbaYWUTSRPONMLJIHGFEDCBA
torrijista heritage - certainly sections of the PRD saw it thus - but
there is a more convincing interpretation of the rabble-rousing and fixing of
the 1989 poll in the antics of a desperate caudillo against whom neither the
FDP's structures (which did not include the 'Dignity Battalions') nor US
ineptitude nor the divisions of the domestic opposition provided short-term
guarantees. By concentrating on the first of these the post-invasion
management of civil-military relations has proved to be lop-sided, superficial
and probably self-defeating in its evasion of the long and short-term
dilemmas inherent in the nature of the Panamanian state.
The 1989 invasion was almost immediately successful, obviating the need
even for formal surrender arrangements, let alone any negotiated political
settlement. Aside from Noriega himself, who was removed to US jurisdiction
on 4 January 1990, there were two broad prejudiced parties: the civilian and
military supporters of the regime who were detained or persecuted by the
invasion forces, and those citizens who were killed, injured or lost their
property in the less than precise bombing and fire-control of the US troops.
This latter group had the formal backing of the Endara regime for its
compensation claim against the US government. This was eventually filed on
behalf of 286 named victims at the end of 1993 even though the US Supreme
Court had already rejected the Panamanian government's claim for some
$400 million in reparations, largely for local enterprise.71 On the other
hand, the Endara government itself refused for over four years to concede an
amnesty that might free around 60 Noriega supporters, allow 40 to return
from exile, and drop charges against 800.72 The PRD predictably led the
campaign for such a move, which was also backed by the organisations of
those injured by the invasion, but the government no less predictably refused
to issue an amnesty on the grounds that this would benefit many who were
guilty of torture, fraud and murder, especially in the suppression of the 1988
and 1989 coup attempts.73
The difficulty with the government's position was that soon after the
invasion it was re-employing hundreds of FDP personnel, including senior
members of its anti-terrorist and intelligence branches, to serve in the new
security apparatus. This burgeoning institutional network was founded on the
Fuerza Publica (FP), which in three years came to number 11,650, including
11,000 in the Policia Nacional (PN), 300 in the National Maritime Service
and 350 in the National Air Service.74 Whilst the budget for these forces was
under strict civilian control, and they possessed no proper military equipment
or formal mission, their size approximated to that of the FDP, ex-members
of which comprised at least 6,000 of the total enlistment. Subsequently, the
government, asserting (controversially and without tangible evidence) that it
was the target of several coup attempts, created three further forces: the
investigative Policia Tecnica Judicial (PTJ), under the authority of the
Controlaria, the 500-strong Servicio de Protection Institucional (SPI)
intelligence service, and the Tactical Weapons Unit, equipped with automatic
weaponry and staffed by specially trained members of the PN, PTJ and
SPI.75 Indeed, Panama witnessed a veritable renaissance of paramilitary
activity after 1990 with the creation of a Municipal Police in the capital and
the existence of some 200 security firms employing 12,000 guards.76 It can
be argued that the frequently changing leaderships of some of these state
forces (notably the PN and the PTJ) contributed to rather than curbed
lawlessness, and only the FP was clearly subject to legislative oversight and
authority.77 Meanwhile, some 6,000 of the 9,000-strong US garrison in the
Canal Zone were almost constantly engaged in a series of 'manoeuvres'
known as 'Strong Roads' and largely dedicated to road-building and
developing the new military installations at Veraguas. Their activities helped
to sustain the campaign, led by Canal Zone workers, for renegotiation of the
1977 Treaties and a prolonged US military presence. Yet only once, in
December 1990, did Endara rely directly on foreign troops to resolve a
domestic crisis - when PN officers occupied their HQ in demand for
improved conditions, and the president, claiming that this was a coup
attempt, persuaded the SouthCom commander to surround the building with
500 soldiers and break up the protest.78 It was this event that prompted
Endara's creation of the new police forces, but his nationalist identity was
already sufficiently tarnished that the matter failed to develop into a major
crisis.
Very few of the developments noted above assisted the settlement of civil
tension, so sharply evident in the high crime rates, or the political impasse
expressed by the failure of Endara and the USA to secure constitutional
reform as well as by the impressive resilience of the PRD. Under no
circumstances can they be argued to have reduced the level of the drug-trade,
about which Washington continues to be seriously concerned. A sober
appraisal of the post-invasion position could, then, stress the continuation of
a paramilitary elite in a new institutional guise, the notable failure to reach
a codified arrangement for the country's security forces, the absence of an
amnesty or any formal negotiation with the quite numerous servants and
supporters of the old regime, and the continued corrosive effects of zyxwvutsrq
narcotrafico. Against this, the maintenance of the electoral cycle, the evident
capacity of Panamanian constitutions to withstand piecemeal reform, a still
peaceable adaptability of the GN/FDP/FP continuum, and the absence of any
guerrilla conflict before or after the transition could all be interpreted as
bolstering the redistributive aspects of a notably 'grey' service sector and
reducing the threat of political violence. Neither scenario, however, involves
a qualitative 'demilitarisation' of Panama, within the Canal Zone or without
it. vutsronmligedcaYTSRPONMLIHGFECA
Guatemala
At present, demilitarisation of Guatemalan society seems a distant prospect.
The nature of military control has undergone a profound transformation in the
past decade: the counter-insurgency strategy developed after 1982 extended
the influence of the armed forces into the lives of the rural population to an
unprecedented extent. Partly in consequence, the division between civilian
and military spheres in Guatemala - substantive and perceived - is blurred
to a degree without parallel in the rest of the region. Peace negotiations with
the Unidad Revolucionaria Nacional Guatemalteca (URNG) insurgents have
developed intermittently since 1987, but the central issue of human rights has
to date proved an insurmountable block. It remains to be seen if the recent
commitment by the URNG and the de Leon government to reach a peace
agreement by the end of 1994 will bear fruit. Despite the transition to civilian
rule in 1986, the military remain the final arbiter of national politics.
Developments since 1988 indicate a resurgence in popular organisation after
the widespread and generalised repression of the early 1980s. However, it
remains doubtful whether either developments in 'civil society' or the
negotiations themselves will be able fundamentally to alter the balance of
civil/military power within the foreseeable future.
The use of military force in Guatemala's civil war has been both more
brutal in its impact and more transformative in its effect than elsewhere in the
region. Ample documentation exists of the legacy of systematic human rights
abuse by the armed forces, which reached its peak during the 1978-1983
period. The campaign against the highland civilian population left over
100,000 killed or 'disappeared' and over 1 million displaced.79 Following
the scorched earth policies employed during the Lucas Garcia regime (19781982), military strategy shifted to more sophisticated counter-insurgency
policies aimed primarily at controlling the rural civilian population.
Mechanisms included: mandatory participation in civil patrols (Patrullas de
Autodefensa Civil, PACs); forced resettlement of the displaced rural
population in camps or 'model villages', grouped together in army-controlled
'development poles'; and inter-institutional coordinating councils which
centralised administration of all development projects at every level of
government under military command. All these institutions were legalised in
the Constitution of 1985.
It is generally agreed that the return to civilian rule in 1986 was part of a
long-term military strategy begun under the regime of Mejia Victores (19831986), intended to improve the country's international image and facilitate
greater aid flows. Following elections for a constituent assembly in 1984,
presidential and congressional elections were held in 1985. However,
although formal political power was returned to the civilian administration
of Vinicio Cerezo in 1986, military control of the rural population has
remained non-negotiable in the transition. The limits of Cerezo's room for
manoeuvre were evident from the outset of his administration. Prior to
leaving office, the Mejia Victores regime had passed an amnesty law (DL
No. 8-86) covering the period March 1982 to January 1986. Cerezo accepted
this in the hope of obtaining at least some measure of neutrality from the bulk
of the officer corps - the transition was underpinned by the understanding
that there would be no prosecutions for human rights abuses.80 As Cerezo
himself stated: 4 We are not going to be able to investigate the past. We would
have to put the entire army in jail'. 81
By 1990, human rights violations were again mounting in response to
renewed guerrilla activity and urban mobilisations protesting the worsening
economic crisis. A disgruntled sector of hard-line military officers (the zyxwvutsrqp
4
Oficiales de la Montana'') supported by elements in the private sector
federation Camara de Agricultura, Comercio, Industria y Finanza (CACIF)
and the ultramontane Movimiento de Liberation Nacional (MLN) staged
attempted coups in both 1988 and 1989, and only the firm support of Defence
Minister General Gramajo maintained Cerezo's rule. However, for all his
polished civilista discourse, Gramajo's primary concern lay with preserving
military unity rather than shoring up the beleaguered civilian president.
Following the subsequent accession of Serrano Elias to the presidency, a
series of rapid changes occurred within the civilian political sphere (the
abortive autogolpe in May 1993, the overthrow of Serrano and his eventual
replacement by former human rights ombudsman, Ramiro de Leon Carpio).
It is worth noting that the high command did not decisively back either
Serrano or his ill-fated Minister of Defence, General Samayoa, in their
autogolpista pretensions, nor did they intervene against de Leon after his
sudden accession to the presidency. To this extent, the 'back to barracks'
tendency within the army has been significantly consolidated, even if in
practice retreat from the exercise of power remains formal rather than
substantive. The lack of a civilian political project, combined with the
manifest weakness and corruption of Guatemala's political parties, has only
served further to underline the centrality of the armed forces in national
politics.
The distinction within the Guatemalan military between hard-liners, who
favour a no-holds-barred military solution to the civil war, and those,
currently in ascendance, who tend towards a negotiated solution, is often
noted. However, such divisions are essentially fluid and their utility for
analysing shifts within a military so steeped in a rigid and seemingly
immutable culture of anti-communism remains debatable. Differences
amongst the officer corps to date have essentially been about tactics rather
than ideology. Nonetheless, limited advances should be recognised: there is
now no military veto on the peace talks (as there was in 1987) and the
possibility that a section of the officer corps is prepared to negotiate on
substantive issues such as the abolition of the Patrullas de Autodefensa Civil
should not be ruled out.
Despite considerable advancement since the first formal talks held between
the URNG insurgents and the government of Vinicio Cerezo (1986-1991) in
1987, a negotiated end to the civil war in Guatemala remains far from
imminent. Indeed, in the six years since the signing of the Esquipulas
Accords, not even a partial cease-fire has been achieved. The Guatemalan
military are notable both for their operational and ideological unity and for
the almost total historical absence of a tradition of negotiation and
compromise. No troop demobilisation has occurred to date and indeed troop
numbers increased after the signing of the Esquipulas Accords in 1987: in
1985, troops totalled 51,600 but had reached over 60,000 by 1991.82 Illegal
conscription into the army continues to occur and, in addition, some 500,000
or more individuals remain organised in the paramilitary PACs. The guerrilla
challenge in Guatemala is far weaker than that of the FMLN in El Salvador
and, unlike the contra in Nicaragua, has not relied significantly on any
external sponsors capable of bringing pressure to bear in peace negotiations.
Totalling between 1,000 and 2,000 armed combatants, the URNG's military
activities in recent years singularly failed to shift the military balance
sufficiently to affect substantially the terms of negotiations (as the 1989
FMLN offensive did in El Salvador). The Guatemalan military see
themselves as the victors in the civil war and many officers are particularly
opposed to the granting of concessions at the negotiating table to an opponent
who has proved unable to extract the same on the battlefield.
The first meeting in October 1987 between the URNG and the Comision
Nacional de Reconciliation (CNR) - the latter set up within the framework
of the Esquipulas Accords and headed by Bishop of Esquipulas, Monsignor
Rodolfo Quezada - was vetoed by the army after the series of proposals
presented by the URNG proved unacceptable to the high command. The most
obvious demands were for the abolition of the apparatus of counterinsurgency - civil patrols, model villages and 'development poles'. However,
it was the demands for establishment of a Truth Commission on past human
rights abuses and the setting up of demilitarised zones which ultimately
proved unacceptable to the officer corps.
A significant shift in external factors had occurred by the time of the
second meeting in Oslo in March 1990. In the aftermath of the Cold War and
the electoral defeat of the Sandinistas, the Bush administration began to push
for a negotiated settlement in Guatemala. However, in contrast to El
Salvador, US leverage against the Guatemalan military is minimal. Progress
in the negotiations is consequently dependant on internal factors to a far
greater extent than in the other countries examined here. The Guatemalan
army has long prided itself on its independence, and its ability to secure
alternative sources of aid - notably from Taiwan and Israel - during periods
when US military aid was cut in protest at human rights violations has
increased both its nationalist disposition and its operational autonomy. The
amount of US military aid currently received by Guatemala is negligible.83,
However, mounting economic difficulties may yet mean that finding favour
with the USA is more important to the Guatemalan elite than in the past.
Certainly a powerful sector of the domestic business elite anxious to profit
from regional economic integration is currently in favour of a negotiated
settlement. Such calculations inevitably continue to affect civil-military
relations. It should be remembered, however, that the Guatemalan armed
forces have gained a degree of economic influence commensurate with their
political power, long presiding over the most extensive economic interests of
all the Central American militaries. The armed forces owns the state
electricity and telecommunications monopolies, along with the national
airline, extensive ranching, banking, insurance and real estate interests and
at least one national television channel (zyxwvutsrqponmlkjihgfedcbaYWUTSRPONMLJ
Canal 5). Additional economic
muscle is provided by involvement in drugs-smuggling, this last a source of
increasing concern to the USA. The US DEA estimated that in 1991 and 1992
150 tonnes of cocaine passed through Guatemala annually.84 Unlike their
Salvadorean counter-parts, the military in Guatemala are economically reliant
neither on the domestic bourgeoisie nor on US aid.
In contrast to the Reagan administration's failure to condemn human rights
abuses during the 1980s, under Bush military aid was suspended in January
1991 in protest at the lack of action regarding the notorious June 1990 murder
of US citizen Michael Devine by soldiers in the Peten, the abduction, rape
and torture of Ursuline nun, Dianna Ortiz, and the December 1990 massacre
of fifteen villagers in Santiago Atitlan. Washington's tougher stance
encouraged a renewal of negotiations and the first official round of talks in
April 1991 in Mexico City established an eleven point agenda for negotiation.
The second round at Queretaro the following June achieved agreement on the
first (and least controversial) point around the definition of 'democratisation'.
However, three subsequent meetings in September and October 1991 and
January 1992 failed to reach agreement on the issue of human rights. For
over a year the URNG insisted on a set of demands wholly unacceptable to
the government negotiating team.85
Issues surrounding a cease-fire, rebel demobilisation and reincorporation
into civilian life also proved a constant block to negotiations, given the
rebels' understandable fear of reprisals and the tendency of a significant part
of the officers corps to see talks merely as a negotiated surrender by the
URNG. A new insurgent proposal in May 1992 postponed debate of
demobilisation issues, instead focusing on refugee resettlement, constitutional
reform, indigenous rights and economic change. In August 1992 agreement
was reached to freeze recruitment into the PACs. However, the army only
gave this undertaking on condition that recruitment could recommence in the
event of an insurgent offensive. Since 1990 the URNG have met with a
number of national social and economic groups, including the private
enterprise confederation CACIF, and the cumulative effect of such contacts
on future development should not be underestimated, even if the rebels'
demands have yielded few tangible results to date.
Negotiations were at a virtual impasse throughout most of 1993; attention
focused instead on the political crisis surrounding the May autogolpe and its
immediate aftermath. Initial expectations that the de Leon administration
might reach a rapid settlement with the URNG were soon disappointed when
in October 1993 the hawkish Hector Rosada (who replaced Bishop Quezada
as mediator in the talks), presented a new peace plan to the URNG which
attempted to separate technical negotiations for a ceasefire from talks on
social and political reform and offered neither concrete guarantees for human
rights nor the possibility of a Truth Commission. This was immediately
rejected by the URNG. The January 1994 agreement to restart peace talks
signals an appreciable advance after the previous months of dead-lock, the
URNG scoring a notable victory in the adoption of the 1991 Mexico Agenda
as the basis for talks. This 11-point document includes substantive and
operational aspects of a peace settlement, spanning the issues that gave rise
to or have arisen from the war, and aspects relating to bringing about the end
to the armed conflict.86 The role accorded to the UN as mediator in the
negotiations (and in subsequent verification of any accord reached) must be
seen as a positive step. The presence of UN Undersecretary Marrack
Goulding at the recent talks to agree the agenda for talks indicates the
prospect of an increasingly active intervention by the UN in this most
obdurate of the Central American conflicts.
The issue of human rights is at the heart of any future accord in Guatemala,
which will almost inevitably be focused on securing certain basic guarantees
for both ex-combatants and the civilian population rather than on significant
troop demobilisation or restructuring of the armed forces, issues the high
command has to date ruled off the negotiating agenda. However, although an
agreement establishing formal guarantees for future observance of human
rights may be eventually achieved, the military continue to unite in resisting
the setting up of a Truth Commission to investigate past war crimes (a point
insisted on by local human rights organisations). The lack of realistic
prospects for any investigation into past abuses in Guatemala is symptomatic
of the persistence of military power and a singular lack of interest on the part
of civilian elites. Despite some moderate advances registered in recent years,
such as the bringing to trial of some lower-ranking members of the armed
forces and members of the civil patrols in cases of major abuse (Santiago
Atitlan, the murder of sociologist Myrna Mack), the immunity of senior
officers remains absolute and the military's counter-insurgency role
unaltered. 87
Given the persistence of the civil war and the long-standing involvement
of the police corps in counter-insurgency activities, it is perhaps unsurprising
that little advance on the separation of military from police functions and the
transfer of police control to civilian authorities has been made in Guatemala.
Some attempts to reform the police occurred during the Cerezo
administration. However, the central question of political control has never
been addressed.88 Under Serrano, joint police-military operations were
stepped up in an attempt to improve lacklustre police performance, through
such mechanisms as the creation of a joint permanent patrolling operation,
the 'Servicio de Protection Civil' (SIPROCI) which coordinated antinarcotics operations with the US DEA. In May 1991 Interior Minister
Hurtado Prem announced the creation of a Civil Guard to unify the Treasury
and National Police (to be trained by ChileanzyxwvutsrqponmlkjihgfedcbaYWUTSRPO
Carabineros). However,
although the various police bodies are nominally under the jurisdiction of the
Interior Ministry, they effectively remain under army control. In March
1992, SIPROCI was replaced by 'Hunapa', ajoint force comprising army and
Treasury Police members and commanded by a military officer, Col. Herman
Grootewold.89 After Hunapa troops were implicated in the killing of one
student and the disappearance of at least 15 others in April 1992, they were
replaced in November 1992 with an Integrated Task Force (FTI), comprised
of 2,200 agents from the Treasury Police, National Police and Military
Ambulatory Police, and - like Hunapa - ultimately subject to military
command. Since 1990, the extension of such 'anti-delinquency' bodies
indicate an increase rather than a decrease in military control of the police.
The recent decision to transfer police intelligence services to the office of the
Presidency may signal a growing acceptance of certain 'professionalising
reforms' by a sector of the military; however, the net effect of the recent
transfer has yet to be seen and it should be noted that the military's own
intelligence sector remains inviolate.
Despite the absence to date of a formal settlement in Guatemala, a number
of developments since 1987 indicate important shifts within what might
rightly be called 'civil society', indicating that certain calculations are being
made against the possibility of an end to the civil war. These include: an
increase in popular mobilisation and the emergence of indigenous
organisations at national level; the return of refugees from Mexico; and
growing resistance to the civil patrols. In the wake of the Serranozyxwvutsrqponmlkjihgfed
-golpe, the
hegemony of the political parties has all but collapsed in Guatemala and civil
society is cautiously emerging as a political actor distinct and separate from
the insurgent forces of the URNG. The guarantees obtained to treat returning
refugees as civilians and grant them three years exemption from military
service or participation in the civil patrols constituted a significant concession
by the armed forces. However, progress to date has been uneven; many
refugees have returned to highly militarised areas where the army continue
to control most aspects of daily life, and on a number of occasions returned
refugees have been forced to cross the Guatemalan-Mexican border in flight
from army attacks. The emergence since 1990 of the internally displaced
Comunidades de los Pueblos en Resistencia (CPRs) in the Ixcan, Peten and
highlands of the Ixil triangle signals a challenge to the army's counterinsurgency hegemony in the altiplano, given the CPRs' refusal to participate
in the civil patrols or to live in model villages. However, army attacks
against the CPRs continue, evidencing the fragility of gains and cautioning
against an over-optimistic reading.
As Richard Wilson has argued, the army have so enmeshed themselves into
indigenous culture in rural Guatemala, that any prospect of immediate
'demilitarisation' in the broadest sense of the word is unlikely.90 The
persistence of the civil patrols and the army's omnipotent presence in all rural
development efforts mean that the militarisation of rural society in highland
Guatemala has long since exceeded the boundaries of physical coercion alone.
It is questionable indeed whether in the case of such a traumatised society
subject to such wholesale penetration by military counter-insurgency
operations it is meaningful to talk of demilitarisation in the terms of a peace
settlement or its immediate aftermath. The impact of developments in civil
society may yet prove the key to a slow and cautious process of change in
civil/military relations in Guatemala. Nonetheless, given the numerous
precedents which exist, a return to widespread repression cannot be ruled
out.
The Guatemalan military is now firmly locked into the negotiating process
which will continue to be a focus throughout 1994. However, given the
military's refusal to make substantive concessions on the question of human
rights, peace in the short term seems unlikely.91 Calls in November by the
UN human rights expert appointed to Guatemala, Monica Pinto, for the
immediate abolition of the PACs were flatly refused by Defence Minister
General Mario Enriquez. De Leon himself has publicly reaffirmed his
commitment to the PACs on numerous occasions. De Leon's support for the
peace process is intrinsically linked to his domestic political fortunes, the
latter far from guaranteed. Given the history of cyclical violence in
Guatemala and the manifest inability of the URNG to guarantee the physical
safety of its members were they to disarm and attempt reintegration, it seems
that the presence of a UN international peace-keeping force (proposed in the
agreement signed by both sides in January 1994) will be essential in the event
of any future settlement. vutsronmligedcaYTSRPONMLIHGFECA
Conclusions
Although the formal process of cease-fire, peace-making and (regime)
transition is much more advanced in some countries of Central America than
in others, it has nowhere reached a point at which a new, regular path of
military behaviour and civil-military relations is clearly evident. As a result
it would be misguided to talk yet of any 'consolidation' or firm pattern.
Correspondingly, care should be exercised in drawing clear policy
conclusions from experiences that are still underway, palpably fragile, and,
on both internal and external fronts, liable to mutation and even reversal.
Nonetheless, by early 1994 a number of broad tendencies can be identified.
Although, as stated at the outset, the Central American armies were
preoccupied primarily with achieving settlements on a national basis, neither
the absence of a regional war nor the quite differing approach taken by three
US administrations should obscure a perceptible regional aspect to the
process of peacemaking and transition. Indeed, it is possible to assert the
existence of a 'knock-on effect' starting with Esquipulas (1987), taking off
with the first substantial Nicaraguan ceasefire (March 1988), accelerating in
late 1989 (the FMLN offensive in November; the US invasion of Panama in
December), being consolidated with the defeat of the FSLN in the February
1990 elections, and reaching a natural - if scarcely 'logical' - peak with the
1991-2 Salvadorean settlement. The region's officer corps observing these
developments must have drawn mixed and divergent conclusions, but if the
Guatemalans - predictably the last in line - evidently sought to avoid
repeating the Salvadorean experience, they surely gained a certain sense of
confidence from the shifting local and international conditions. It may be that
the January 1994 uprising in Chiapas put a brake on this, not least if one
takes the plausible view that the region's conflicts have been pursued far
more upon local considerations than as expressions of the shifting balance of
world forces and ideologies. But even if this proves to be the case and
Guatemalan 'exceptionalism' is further prolonged, it is unlikely to persist in
the same form and will undoubtedly manifest the influence of developments
in the surrounding states.
The process of ceasefire and transition has been shadowed by declining
interest and involvement on the part of the US government. Indeed, with
respect to the Clinton administration (1993-) there is a strong case for
arguing that Central America was so low on the policy agenda that the
military question was just as prey to congressional whim (as manipulated by
Sen. Helms) as to any view in the State Department, let alone the White
House. In the same vein, it would be misguided to assume that there was a
coherent shift in US doctrinal influence on the armed forces, although in
rapidly changing circumstances US military advisers sometimes plainly held
and persuaded their audiences. Perhaps the most plausible scenario for the
last years of the century is that which obtained during the 1960s and early
1970s, when US management of military matters was largely tactically
determined at embassy and attache level and without significant financial
considerations. However, if there is now no guerrilla threat (or one that is
massively reduced) at local level and no challenge emanating from Cuba, the
region's armies have still been irreversibly transformed in some respects, not
all of which are acceptable to Washington.
One signal trend in the current transition, no doubt related to the rapid
decline in US military aid from 1980s levels, is that towards consolidation
and diversification of the armed forces' institutional economic structures.
Whilst the antecedents and extent of such corporate holdings vary greatly
across the region, a shift in the nature of the military's interests is evident
throughout. Whereas previously accumulation of wealth amongst the officer
corps constituted a kind of 'primitive individualism', personal fortunes
amassed through such semi-licit means as land purchases, logging deals and
trade in emeralds, IPMs throughout the region are currently extending the
institutional portfolio of the armed forces into the areas of manufacturing,
finance and commerce. Whilst criticism of 'burguesias armadas' are not
without justification, this institutionalisation might, in some circumstances,
more accurately be seen as a guarantor of current efforts to demilitarise - as
in Nicaragua, where the development of the IPM constitutes an attempt to
attend to the welfare claims of large numbers of decommissioned personnel.
Military demands for azyxwvutsrqponmlkjihgfedcbaYWUTSRPONMLJIHGFEDCBA
quid pro quo, or at the very least some minimal
financial guarantees, in exchange for reduction in numbers or substantive
withdrawal from the public sphere are only to be expected; it is arguably
preferable to give retiring officers an officially structured and sanctioned
pay-off which at least provides a more plausible framework for official
oversight. However, clearly it is not only desirable but also imperative that
those officers found guilty of human rights violations receive no such benefits
and are dishonourably discharged. If the traditional impunity of the region's
military is truly to be reduced, then trials and punitive sanctions are the
preferred, if not always the most politically acceptable, option in such cases.
Another consequence of the 1980s was the massive expansion of the
military's involvement in cocaine and heroin trafficking throughout the
region, a wholly less salubrious form of capital accumulation. Already
significant in Central America by the end of the 1970s,zyxwvutsrqponmlkjihgfedcbaYWUTS
narcotrafico took off
in the subsequent decade, inevitably encouraged by the generalised climate
of impunity prevailing across the isthmus. Such lawlessness was additionally
fomented by the Reagan administration's drug-running operations to supply
the contra which, by providing both sanction and substantial logistical
support, aided those officers involved in cocaine smuggling to consolidate
their hold on power. Particularly acute amongst the Guatemalan and
Honduran armed forces - and almost sui generis in the case of Panama - the
expansion of drug-trafficking by the military poses a serious threat to the
formal command structure and escalafon, exacerbating factionalism amongst
officers and inevitably increasing instability. This constitutes not only a
threat to civil society but to the very foundations of the military institutions
themselves.
Drugs are but one factor behind the climate of increased crime, violence
and delincuencia comun which has accelerated throughout the region with the
end (or in the case of Guatemala, scaling down) of the civil wars. Whether
rooted in motives of revenge (El Salvador) or a corollary of generalised
socio-economic collapse (Nicaragua), the net effect of this phenomenon has
been to validate the official role of police forces in the maintenance of
domestic order, even though police practice in many specific instances
continues to provide considerable cause for concern. In contrast to El
Salvador, where guidelines governing the establishment and functions of the
PNC were drawn up as part of the peace negotiations, the make-up and
institutional remit of police forces elsewhere in the region is a function of
various factors including: securing the demobilisation of rebel forces
(Nicaragua), the abolition of the army (Panama), or the degree of control still
exercised over the police by the armed forces (Honduras and Guatemala). In
the present climate, the need for more stringent and efficient institutional
regulation of the police is ever more apparent. However, the acute partiality
and corruption demonstrated across the region by that very highest of legal
institutions, the Supreme Court, raises the question of which bodies are
indeed capable of carrying out this oversight. Whilst an examination of the
judiciary is beyond the scope of this paper, it might reasonably be reckoned
that the recent performance of Supreme Court Presidents Juan Jose Rodil
Peralta (Guatemala), Oswaldo Ramos Soto (Honduras) - both of whom
presided over highly politicised and allegedly corrupt bodies - or Mauricio
Gutierrez Castro, currently running for reelection in El Salvador (this despite
being singled out for criticism in the UN Truth Commission report), have
done little to encourage faith in the impartiality or regulatory abilities of the
courts.
Perhaps the most noxious and enduring consequence of the civil wars of the
1980s is not, indeed, directly institutional at all but, rather, the influence they
had on the outlook and behaviour of the societies affected, well beyond those
who participated or were directly prejudiced by the conflicts. In the
immediate aftermath of the wars in Nicaragua and El Salvador both lawful
and peaceable conduct were distinctly tenuous, and there was a profusion of
armaments as well as a proclivity - as yet contained - for acts of revenge.
However, in the still unresolved case of Guatemala one may readily refer to
a 'militarised culture' - at least in many zones of the country - that extends
well beyond current or former soldiers in the state and rebel armies. If
Honduras has witnessed a strong reaction to this in the campaign to abolish
conscription - one of the central expressions of military authority in civil
society - it is notable that this has been resisted with unswerving resilience
in Guatemala, not just for recruitment to the regular military forces but also
for the salients they have driven deep into society via thezyxwvutsrqponmlkjihgfedcbaYWU
Comisionados and
the PACs. Here, then, one should beware the extension of the 'culture of
war' generated by the awful exigencies of fighting to one that follows this
experience but still prescribes behaviour in 'peacetime' that is based on the
same brutal assumptions. vutsronmligedcaYTSRPONMLIHGFECA
NOTES
1. Acuerdos de Chapultepec (San Salvador, 1992); Joseph Tulchin (ed.), Is
There a Transition to Democracy in El Salvador? (Washington, 1992); George
Vickers and Jack Spence, 'Endgame: A Progress Report on Implementation of
the Salvadorean Peace Accords', Hemispheric Initiatives, Boston, 3 December
1992; Knut Walter and P.J. Williams, 'The Military and Democracy in El
Salvador', Journal of Inter-American Studies, Vol. 35, no. 1 (1992).
2. As of late 1992 the military still controlled telecommunications, water and
drainage, development support, national statistics and censuses, customs, civil
aviation and the post office.
3. A. Bracevich, J. Hallum, R. White and T. Young, American Policy in Small
Wars: The Case of El Salvador (Washington, 1988), p. 44.
4. Walter and Williams, op. cit., p. 78; Knut Walter and P. J. Williams, The
Military Balance 1991/92 (London, 1992), p. 198. The Atlacatl Battalion had
been involved (under different commanders) in both the El Mozote massacre
and the execution of the Jesuits.
5. 'As the officers understood only too quickly, the ultimate sanction that the
Americans could brandish - turning off the aid spigot - threatened to hurt the
Americans themselves as much as it would the Salvadoreans, since the
American fear of a communist El Salvador taking its place alongside Sandinista
Nicaragua had become overriding'. Mark Danner, 'The Truth of El Mozote', zyxwvutsrqp
The New Yorker, 6 December 1993, p. 61. The view of some US advisors that
Salvadorean officers were deliberately keeping the war at an optimum level for
their own financial needs is reported in B. Schwarz, American CounterInsurgency Doctrine in El Salvador (Santa Monica, 1991), p. 21. If the US
Congress's human rights conditions were largely inconsequential in terms of
conditions within El Salvador, the restriction on the number of advisers, whilst
often evaded, still impeded the influence and effectiveness of MilGroup, and
advisers complained bitterly about it. See the comments of Col. John
Waghelstein in Tommie Sue Montgomery, 'Fighting Guerrillas: The United
States and Low Intensity Warfare in El Salvador', Conference Paper No. 52,
New York University, 26 April, 1991, p. 11; Bracevich et al., op. cit., p. 41.
6. The proposal to establish a mixed and provisional 'Gobierno de Amplia
Participation' dated from 1983 and envisaged a military solution short of
outright victory for the FMLN. Whilst for some time after its publication this
objective might have been largely for propaganda purposes, it subsequently
provided an authentic framework for guerrilla negotiations and strategic
adjustments. Sara Miles and Bob Ostertag, 'The FMLN: New Thinking', in
Anjali Sundaram and George Gelber (eds.) A Decade of War: El Salvador
Confronts the Future (London, 1991). The ERP, which switched the content of
its title from Ejercito Revolucionario del Pueblo to Expresion Renovadora
Popular, displayed an even sharper shift away from its radical origins than its
sister-parties in the FMLN.
7. Americas Watch and American Civil Liberties Union, 'Report on Human
Rights in El Salvador', Washington, 20 July 1982, p. 11.
8. For De Soto's explanation of his role - in the midst of negotiations - see
Tulchin, op. dr..
9. For an impressionistic but persuasive depiction of the attitudes of leading
conservative planters, see Jeffrey Paige, 'Coffee and Power in El Salvador',
Latin American Research Review, Vol. 28, no. 3 (1993).
10. Central America Report, 18 June 1993; 13 August 1993; 17 September
1993.
11. Ibid, 20 August 1993; 22 October 1993; 5 November 1993.
12. Ibid., 16 November 1993; 10 December 1993.
13. Vickers and Spence,zyxwvutsrqponmlkjihgfedcbaYWUTSRPONMLJIHGFEDCBA
op. tit., p. 13.
14. Central America Report, 7 May 1993; 8 October 1993.
15. The Constitutions of 1950, 1962 and 1983 provided the military with an
unqualified internal security role. For example, clause 12, article 168 of the
1983 Constitution states: 'Disponer de la Fuerza Armada para el mantenimiento
de la soberama, el orden, la seguridad y tranquilidad de la Republica...'
Amended on 30 January 1992, this clause now reads: 'Disponer de la Fuerza
Armada para la Defensa y Soberama del Estado, de la Integridad de su
Territorio. Exepcionalmente, si se han agotado los medios ordinarios para el
mantenimiento de la paz interna, la tranquilidad y seguridad publica, el
Presidente de la Republica podra disponer de la Fuerza Armada para ese fin.
La actuation de la Fuerza Armada se limitara al tiempo y a la medida de lo
estrictamente necesario para reestablecimiento del orden y cesara tan pronto se
hay a alcanzado ese cometido...' Constitution de la Republica, San Salvador,
March 1992, pp. 63, 129. It is perhaps worth noting that it was the refusal of
the high command to subordinate itself to the orders of the governing (civilmilitary) junta issued on 28 December 1979 that effectively sealed the
polarisation over the following twelve months, leading to outright civil war.
16. The Chapultepec Accords state: 'the evaluation will take into account the
record of each officer, including especially: i) his history in terms of observing
the legal order, with particular emphasis on respect for human rights, both in
his personal conduct and the vigour with which he has corrected and penalised
irregular acts, excesses or violations of human rights carried out under his
command, especially if serious or systematic omissions are observed in this
respect; ii) his professional competence; iii) his ability to adapt himself to the
new reality of peace, within the context of a democratic society, and to promote
democracy in the country, guarantee unrestricted respect for human rights and
reunify Salvadorean society...' Acuerdos de Chapultepec, pp. 3-4.
17. Central America Report, 2 April 1993.
18. Ibid., 15 January 1993; 5 February 1993.
19. Ibid., 15 January 1993; 5 February, 1993.
20. Thomas W. Walker, 'The Armed Forces' in Thomas W. Walker (ed.),
Revolution and Counterrevolution in Nicaragua (Boulder and Oxford, 1991), p.
81.
21. Ibid., p. 86.
22. Both the Ministry of Interior and the Ministry of Defence were responsible
to the joint FSLN National Directorate, of which Interior Minister Tomas Borge
and Defence Minister Humberto Ortega were both members.
23. A unilateral cease-fire was declared by the EPS as a result of the Sapoa
talks but was later cancelled in 1989 in response to increased contra attacks in
the run up to the 1990 elections.
24. Following the February 1990 polls, US Special Envoy Harry Shlaudeman
and US Ambassador to Honduras Cresencio Arcos travelled to contra
headquarters in Yamales, Honduras and told the insurgent leadership they must
lay down their arms and demobilise before the USA would fund their transition
to civilian life.
25. One observer maintains that a large number of draftees (who constituted
some 40,000 members of the EPS) had deserted during the 1990 elections. See
Jack Child,zyxwvutsrqponmlkjihgfedcbaYWUTSRPONMLJIHGFEDCBA
The Central American Peace Process, 1983-1991: Sheathing
Swords, Building Confidence (Boulder and London, 1992), p. 89.
26. The percentage of the national budget devoted to defence had expanded
from 20.4% in 1980 to 34.1% in 1985 and 41.3% by 1987, a state of affairs
which was unsustainable after 1988. In 1989 the military budget had been cut
by some 30%. Richard Stahler-Sholk, 'Stabilization, Demobilization and the
Popular Classes in Nicaragua, 1979-1988', Latin American Research Review,
Vol. 25, no. 3 (1990); Thomas W. Walker, Revolution and Counterrevolution
in Nicaragua, p. 91. In addition, the suspension of Soviet and Cuban arms
transfers since early 1989 had also affected the EPS's operational capacity.
27. Central America Report, 16 April 1993.
28. The 1986 Constitution prohibits the existence of any armed force apart from
the EPS and the Sandinista Police within national territory: 'No pueden existir
mas cuerpos armados en el territorio nacional que los establecidos por la ley.
la cual regulara las bases de la organization militar'. Art. 95, Constitution
Politica de la Republica de Nicaragua, La Gaceta, Managua, 8 January 1987.
29. Jaime Zeledon ('Comandante Bolivar') became police chief of Jinotega;
members of the contra were also appointed as police chiefs in San Rafael del
Norte and Yali, and as assistant police-chiefs in Pantasma and Wiwili. Central
America Report, 24 January 1992.
30. Ibid., 17 July 1992.
31. Ibid., 20 September 1991; 18 June 1993.
32. The Sandinista government had distributed some 50,000 AK-47s to its
militia during the war and another 20,000 to civilian supporters between the
election of February 1990 and the inauguration two months later. Child,zyxwvutsrqponmlk
The
Central American Peace Process, p. 110.
33. Despite calls from recontra leaders for the removal of General Humberto
Ortega as Supreme Chief of the Armed Forces, the demands of the recontra
were primarily economic and social rather than political. However, it should be
noted that the February 1991 assassination of ex-contra leader and GN colonel,
Enrique Bermudez, in the car-park of the Intercontinental Hotel in Managua,
led to numerous protests from contra members, protests which increased when
the subsequent police investigation failed to clarify the killing.
34. Central America Report, 16 July 1993.
35. Central America Report, 18 February 1994.
36. Contra members have now organised their own political party to pursue excontra demands through legal channels. The first national congress of the party,
Resistencia Nicaraguense, was held on 4 December 1993 and was attended by
more than 1,000 representatives of the desmovilizados.
37. Recontras of the Northern 3-80 Front led by Jose Angel Talavera ('El
ChacaT) demanding the removal of Humberto Ortega and Antonio Lacayo held
nearly 40 Sandinista officials hostage and provoked a similar hostage-taking
exercise in Managua by Sandinista supporters.
38. In a breath-taking piece of hyperbole, Helms's aid Deborah De Moss
claimed in a 1992 report that Nicaragua was 'the most heavily militarised state
in Central America'. Central America Report, 18 September 1992. It may be
that De Moss's recent marriage to Honduran Instituto de Prevision Militar
Chief, Colonel Hector Rene Fonseca, had somewhat clouded her judgement
with regard to the extent of militarisation elsewhere in the region.
39. Central America Report, 7 February 1993; CRIES, Centroamerica '93:
Anuario (Managua, 1993), p. 51. The visit of Cantarero Lopez signalled the
start of a gradual rapprochement between the EPS and other regional militaries:
in November 1990 the EPS signed an agreement with the Honduran armed
forces which provided for joint operations to fight arms trafficking and
contraband along the border.
40. The National Assembly was boycotted throughout most of 1993 by the
majority of the UNO alliance. The FSLN and the UNO centre-group - which
continued to participate in the legislature - agreed on some ninety reforms to
the 1986 Constitution (including the prohibition of active military officers
running for President) by mid-December 1993. The UNO alliance was deeply
split over the question of Constitutional reform, those on the far-right
demanding elections for a constituent assembly. In the first week of January
1994, the UNO Political Council expelled the Christian Democratic Union
(UDC), the Nicaraguan Democratic Movement (MDN) and the Popular
Conservative Alliance (APC) for siding with the FSLN and the UNO centregroup on the issue of constitutional reform. The 1994 session of the National
Assembly session began on 10 January with 71 deputies in attendance (of a full
complement of 92).
41. The IPM was set up with an initial budget of $5 million acquired through
the sale of helicopters to Peru and Ecuador.zyxwvutsrqponmlkjihgfedcbaYWUTSRPONMLJI
Central America Report, 18 June
1993.
42. The guerrilla groups are: Fuerzas Populares Revolucionarias 'Lorenzo
Zelaya' (FPL) est. 1980; Frente Morazanista de Liberation Nacional (FMLH)
est. 1979; Movimiento Popular de Liberation (MPL or Cinchoneros) est. 1980;
and Partido Revolucionario de los Trabajadores Centroamericanos (PRTC) est.
1979. In 1983, together with the Honduran Communist Party (PCH), these
groups formed the Direction Nacional Unitaria (DNU). Despite some initial
resistance, all four insurgent groups have now laid down their arms and
switched their focus to the electoral arena, although they have little chance of
breaking into what is essentially a two-horse race.
43. Although in theory the Head of the Armed Forces is selected by the
President, in practice changes in the military hierarchy are decided internally,
presented to the Executive as a fait accompli and then rubber-stamped by
Congress.
44. Tom Barry and Deborah Preusch, The Central America Fact Book (New
York, 1986), p. 112.
45. Latin American Bureau, State for Sale (London, 1985), p. 88.
46. On 14 May 1980, Salvadorean troops massacred approximately 600
civilians at the Sumpul river, Morazan, on the Salvadorean-Honduran border.
Honduran troops prevented the fleeing refugees from crossing into Honduran
territory. A few days prior to the massacre, the Honduran press had carried
reports of a secret meeting in Ocotepeque, Honduras, between high-level
military officers from Guatemala, Honduras and El Salvador: Comision
Nacional de Protection de los Derechos Humanos, 'Los Hechos Hablan por Si
MismosInforme Preliminar Sobre los Desaparecidos en Honduras, 1980-1993,
mimeo (Tegucigalpa, 1993), Vol. I, p. 39.
47. Alvarez promoted the formation of APROH, Asociacion para el Progreso
de Honduras, an anti-communist grouping of business and trade union leaders
and key figures in both the National and Liberal parties. Past members of
APROH include ex-President Rafael Leonardo Callejas and PN candidate for
the 1993 poll, Oswaldo Ramos Soto.
48.zyxwvutsrqponmlkjihgfedcbaYWUTSRPONMLJIHGFEDCBA
Central America Report, 15 November 1991.
49. Article 1 of the Ley Constitutiva de las Fuerzas Armadas defines the same
as 'una institution de caracter permanente, esencialmente profesional, se
instituyen para defender la integridad territorial y la soberania de la Republica,
para mantener la paz, el orden publico y el imperio de la Constitution, velando
por que no se violen los principios de libre sufragio y de la alternabilidad en el
ejercicio de la Presidencia de la Republica', assigning responsibility for both
external defence and internal security to the armed forces. La Gaceta,
Tegucigalpa, 25 February 1975.
50. Central America Report, 15 November 1991.
51. Ibid., 14 June 1991 and 2 April 1993.
52. Ibid., 2 April 1993.
53. A total of $32 million was cut from the governmental budget in 1991. Calls
for a $3 million cut in military allocations were rejected. Officially military
spending in 1991 represented 8% of the national budget, but this figure was
widely disputed. Ibid., 14 June 1991. One estimate put military spending in
1992 at an estimated $47 million, representing 33% of the national budget.
Envi'o, Vol. 11, No. 130, May 1992, Managua.
54. Central America Report, 16 October 1992.
55. Ibid., 13 December 1991.
56. The assassination attempt against the son of ex-armed forces chief Regalado
Hernandez in January 1993 was widely suspected to be drug-related. See
Tiempo (Tegucigalpa and San Pedro Sula), 15 January 1993.
57. In 1991 the US State Department sponsored the opening of an office
(Oficina de Responsabilidad Profesional, ORP) where individuals could make
formal complaints against the police. The citizenry, not unsurprisingly, proved
in the main unwilling to brave the Cuartel General to protest police brutality.
They were hardly encouraged by the declarations of armed forces chief General
Discua Elvir, who in 1991 added his voice to the debate over police reform
stating, 'yo creo que la policfa deberia ser mas violenta para que la respeten
mas'.zyxwvutsrqponmlkjihgfedcbaYWUTSRPONMLJIHGFEDCBA
La Tribuna, Tegucigalpa, 14 December 1991.
58. Denial has long since been a feature of Honduran politics. Both Suazo
Cordova and his successor, President Jose Azcona de Hoyo persistently
maintained there were no contra forces in Honduras, despite the effective
occupation of large swathes of the departments of Danli and Olancho for much
of the 1980s. However, official protestations of innocence notwithstanding, in
October 1987 a landmark judgement by the Inter-American Court of Human
Rights gained Honduras the dubious distinction of becoming the first state to be
found guilty in an international tribunal of carrying out disappearances against
its own citizens.
59. Comisionado Nacional de Protection de los Derechos Humanos, Los
Hechos Hablan For Si MismosInforme Preliminar Sobre los Desaparecidos
en Honduras, 1980-1993, mimeo (Tegucigalpa, 1993), Vol. II.
60. One suspects that current antagonisms have more to do with the growing
problem of narcotrafico than with any a priori commitment to human rights by
the USA.
61. Discua Elvir's centralising, autocratic style and his notorious track record
of human rights abuse (he was the first commander of Battalion 3-16) have
earned him the enmity of a considerable sector of the officer corps, particularly
those that lay some claim to the reformist heritage of the 1970s.
62. Panama is properly given as an example of 'imposition of democracy' in
Laurence Whitehead, 'The Imposition of Democracy', in Abraham Lowenthal
(ed.), Exporting Democracy: The United States and Latin America (Baltimore,
1991).
63. Article V of the 1977 Treaty reads: 'After the termination of the Panama
Canal Treaty, only the Republic of Panama shall operate the Canal and maintain
military forces, defense sites and military installation within its National
Territory'. According to the Panamanian government, the USA spends some
$750 million a year on Canal defence whereas anticipated fees for 1999 were
$500 million. The 1991 security budget was $85 million. In September 1990
Vice-President Ricardo Arias Calderon declared, 'a military defence of the
interoceanic canal similar to the proportions of the US is outside the concrete,
practical and economic scope of Panama'. Central America Report, 21
September 1990. In May 1990 SouthCom commander General Marc Cisneros
made a peculiarly engaging contribution to the anti-military campaign in stating,
'Panama doesn't need to have an army since there is no danger of invasion'.
Ibid., 8 June 1990. Although the FDP is abolished, the Fuerza Publicadoes not
formally replace it, and is a new body.
64.zyxwvutsrqponmlkjihgfedcbaYWUTSRPONMLJIHGFEDCBA
Ibid., 10 July 1992. Caution should be exercised in extrapolating from the
referendum result. In March 1993 a poll found that 78% of Panamanians
wanted the USA to stay beyond December 1999, and only 17% wanted all US
forces out by 2000. William L. Furlong, 'Panama: The Difficult Transition
Toward Democracy', Journal of Inter-American Studies, Vol. 35, no. 3, 1993,
p.56.
65. The deficiencies of the constabulary force are well summarised in Alain
Rouquie, The Military and the State in Latin America (Berkeley, 1987), pp.
120-177.
66. Michael Conniff, 'Panama since 1903', in Leslie Bethell (ed.), Cambridge
History of Latin America, Vol. VII (Cambridge, 1990), pp. 611-2.
67. The 1972 Constitution provided for elections every six years to an assembly
composed of some 500 non-party corregidores who would meet once a year to
elect the President, Vice-President and Jefe de Gobierno, who could
simultaneously command the GN. In September 1972 Torrijos was elected 'Jefe
Supremo de Panama'.
68. Steve Ropp, 'Explaining the Long-Term Maintenance of a military Regime:
Panama before the US Invasion', World Politics, Vol. 44 (1992), pp. 213, 217.
69. Ropp estimates that some 45,000 poor workers were employed by the
public sector by the mid-1970s, when central government borrowing - largely
from private banks - was running at 5 % of GDP (against a regional average of
2%). Ibid., pp. 219-20. By the late 1970s narcotrafico was also exercising an
influence, but attention should be paid to the fact that by 1979 the GNadministered Colon Free Trade Zone was handling 7% of Latin America's
imports. For more anecdotal references to the political exploitation of Panama's
shady economy, see Larry LaRae Pippin, The Remon Era (Stanford, 1964) and
Frederick Kempe, Divorcing the Dictator: America's Bungled Affair with
Noriega (London, 1990). Such matters effectively require a suspension of
academic protocols for referencing, but if Kempe (pp. 270-2) is right that
maintaining the 'populist bureaucracy' at the end of the 1980s cost between $55
million and $65 million, this could certainly have been off-set by cocaine
revenue.
70. Panama City rather resembles Beirut and Vienna in its importance as a
regional intelligence/espionage centre. The coups of October 1968 and
December 1969 are sometimes explained in terms of rivalry between the CIA
and the US army's 407th intelligence battalion, and both bodies clearly had an
interest in retaining Noriega's services during the 1980s. Under Noriega the
FDP developed the UESAT anti-terrorist unit, the 'Machos del Monte' and
'Batallon 2000' elite groups.
71. Many human rights organisations claimed a greater number of casualties
were caused, the matter acquiring importance within US politics as well as
between the USA and Panama. In December 1993 the Inter-American Human
Rights Commission and the OAS accepted Panamanian demands for
compensation, and although the USA has not ratified the IAHR Accord, it is a
member of the OAS, and rejection of its recommendations on this issue would
imply a refusal to be bound by the OAS Charter's articles on human rights.
72.zyxwvutsrqponmlkjihgfedcbaYWUTSRPONMLJIHGFEDCBA
Tico Times, San Jose, 6 April 1993.
73. Central America Report, 30 April 1993. Panamanian relations with Peru
soured considerably at the end of 1991 when Colonels Gonzalo Gonzalez (CO
of the Machos del Monte) and Heraclides Sucre (CO Batallon 2000), held
responsible for the murder of fellow officers in the abortive coup attempt of
October 1989, 'escaped' from 'house arrest' in Lima, where they were in exile.
Peru (under the Garcia government), Mexico, Ecuador and Cuba condemned
the 1989 invasion. Ibid., 22 November 1991.
74. The Military Balance 1991/2 (London, 1992), p. 203. The police was
initially planned to be only 4,000-strong.
75. Central America Report, 17 May 1991; 31 January 1992; 7 February 1992;
Furlong, 'Difficult Transition', pp. 26-7.
76. Central America Report, 4 September 1992.
77. Amongst several examples, the case of Maximo Pinzon and Luis Varela,
respectively ex-chief of the FDP's intelligence unit and the leading suspect in
the Spadafora murder, both subsequently in senior positions (chief of
intelligence and chief of the homicide department) in the PTJ. Lt. Colonel
Eduardo Herrera, the second of four directors appointed to the PN throughout
1990 and figurehead of the PN December 1990 mutiny, was Endara's favourite
target and was jailed on at least two occasions for subversion without any trial
or any more public evidence against him than existed against his erstwhile
comrades who continued to hold posts.
78. The matter was quite serious, involving 150 officers and 500 US troops.
Amongst the police's demands were a wage rise, guaranteed apolitical status,
and full compensation for the relatives of those killed in the invasion. Central
America Report, 14 December 1990.
79. Susanne Jonas, The Battle for Guatemala: Rebels, Death Squads and US
Power (Boulder and London, 1991), p. 149.
80. For a critical assessment of the Cerezo period see James Painter, zyxwvutsrqp
Guatemala: False Hope, False Freedom (London, 1987).
81. WOLA, The Administration of Injustice: Military Accountability in
Guatemala (Washington, 1989), p. 2.
82. Ricardo Cordova, Los Efectos Econdmicos de la Militarization en la Region
Centroamericana (1979-1986), Occasional Paper No. 20, March 1987, Latin
American and Caribbean Center, Florida International University; Central
America Report, 15 November 1991. CAR gives the figures as 46,000 for the
military and 17,500 for the police.
83. US military aid was first suspended in 1977 under Carter and was renewed
in 1985 (when Guatemala received $0.5 million, compared to $136.3 million
for El Salvador and $67.4 million disbursed to the Honduran military). During
the Cerezo administration US military aid increased from $4.5 million in 1986
to $9.4 million in 1989, although the figure was reduced to $3.3 million in
1990. The total defence budget for the Guatemalan military in 1991 was $91
million. In 1993, US military aid had fallen to $0.4 million. Central America
Report, 11 January 1991; James Dunkerley, The Pacification of Central
America, Institute of Latin American Studies Research Paper No. 34 (London,
1994), p. 171.
84. CIIR Comment, Guatemala: Transition from Terror (London, 1993), p. 29.
85. The URNG's demands included: repeal of the 1985 amnesty; establishment
of a Truth Commission; abolition of the civil patrols and obligatory military
conscription; removal of the fuero militar so that military officers could be tried
for common crimes in civilian courts.
86. The Mexico Agenda includes: i) human rights; ii) strengthening civilian
power and the role of the military in a democratic society; iii) identity and the
rights of the indigenous population; iv) constitutional reform and electoral
processes; v) socio-economic issues; vi) agrarian situation; vii) resettlement of
population displaced by the armed conflict; viii) basis for incorporation of the
URNG into national politics; ix) arrangements for a definitive cease-fire; x)
time-table for implementation, compliance and verification of the accords; and
xi) signature of an Accord for Firm and Lasting Peace and Demobilisation.
Central America Report, 14 January 1994.
87. A pertinent reminder of the difficulties of investigation was the August 1991
death squad killing of Jose Merida Escobar, chief of the police homicide
division, who had implicated an army agent in the September 1990 murder of
Mack. The Supreme Court recently ruled the case open again, despite the
conviction of Sergeant Noel de Jesus Beteta to 30 years for the murder. This
raises the possibility of a civil action against General Edgar Godoy Gaitan,
former head of the Presidential Military Staff (EMP), suspected of ordering the
killing.zyxwvutsrqponmlkjihgfedcbaYWUTSRPONMLJIHGFEDCBA
Central America Report, 18 February 1994.
88. Article 244 of the 1985 Constitution states that the main function of the
armed forces is 'the maintenance of independence, sovereignty, national honour,
territorial integrity, peace and internal and external security', reserving the task
of internal security for the armed forces. Constitution Politica de la Republica
de Guatemala, Ministerio de Education (Guatemala, 1991), p. 120.
89. Central America Report, 20 March 1992.
90. Richard Wilson, 'Continued Counterinsurgency: Civilian Rule in
Guatemala', in Barry Gills, Joel Rocamora and Richard Wilson, Low Intensity
Democracy: Political Power in the New World Order (London, 1993).
91. In February 1994, Defence Minister General Mario Enriquez - identified
as a 'progressive officer' in the gramajista tradition - rejected the formation of
a Truth Commission, saying it would be a 'revenge commission' which would
favour the guerrillas and discredit the armed forces. Central America Report,
18 February, 1994.