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Contents lists available at ScienceDirect
Forensic Science International
journal homepage: www.elsevier.com/locate/forsciint
Geometric morphometric approach to sex estimation of human pelvis
Paula N. Gonzalez *, Valeria Bernal, S. Ivan Perez
División Antropologı´a, Facultad de Ciencias Naturales y Museo, Universidad Nacional de La Plata, Paseo del Bosque s/n, La Plata 1900, Argentina
A R T I C L E I N F O
A B S T R A C T
Article history:
Received 13 August 2008
Received in revised form 30 March 2009
Accepted 14 April 2009
Available online xxx
Sex estimation of skeletal remains is an important issue in both forensics and bioarchaeology. The chance
of attaining a high level of accuracy regarding sex allocations is related to the skeletal component
analyzed and the ability of the techniques employed to describe shape and size differences among the
sexes. Current opinion regards the hip bone as the most reliable sex indicator because it is the most
dimorphic bone, particularly in adult individuals. The aim of this study was therefore to analyze the
greater sciatic notch and the ischiopubic complex morphology by employing geometric morphometric
techniques, based on semilandmark and multivariate statistical methods, in order to develop a reliable
and accurate technique for adult sex estimation. The sample analyzed consisted of 121 adult left hip
bones randomly selected from the collection of documented skeletons housed at the Museu
Antropologico de Coimbra. Morphometric analysis was based on coordinates of landmarks and
semilandmarks of the ilium and ischiopubic regions that were digitized on 2D photographic images.
Discriminant analysis with leave-one-out cross-validation and k-means clustering of shape and shapesize variables were used in order to classify individuals by sex. For the greater sciatic notch, average
accuracy of 90.9% was achieved with both multivariate analyses based on shape variables. For the
ischiopubic complex, the values obtained with shape variables were 93.4% and 90.1% for discriminant
and k-means, respectively. Females were misclassified more frequently than males, especially for the
ischiopubic complex. When multivariate statistical analyses were performed using shape-size variables,
the percentages of correct classifications were lower than those obtained with shape variables. We
conclude that the use of geometric morphometrics and multivariate statistics is a reliable method to
quantify pelvic shape differences between the sexes and could be applied to discriminate between
females and males.
ß 2009 Elsevier Ireland Ltd. All rights reserved.
Keywords:
Sexual dimorphism
Sciatic notch
Ischiopubic complex
Semilandmarks
Discriminant analysis
k-Means clustering
1. Introduction
Accurate sex estimation is an important issue in both forensics
and bioarchaeology. The skeletal components often investigated
for this purpose are the pelvis and skull, although current opinion
regards the hip bone as the most reliable sex indicator because it
has long been recognized as the most dimorphic bone, particularly
in adult individuals [1,2]. Numerous techniques of sex estimation
have been proposed, based either on visual assessment or
recording of lineal metric variables of the hip bone [3–12].
Visual or morphoscopic techniques are based on the scoring of
diverse traits, such as subpubic angle, shape of the sciatic notch or
the preauricular sulcus, and final sex assignment is made according
to a rating which separates males from females [6,10,13]. Such an
approach has been largely criticized because it is highly subjective,
requires an experienced observer and is even more unreliable
* Corresponding author at: Facultad de Ciencias Naturales y Museo, Museo de La
Plata, Paseo del Bosque s/n, La Plata 1900, Argentina. Tel.: +54 0221 421 5184.
E-mail address:
[email protected] (P.N. Gonzalez).
when the final score is close to the separating value [6,9,12,14,15].
Another problematic aspect of these techniques is the use of
dichotomous or ordinal scoring that precludes an adequate
description of continuous phenotypic traits, reducing the variation
to a few discrete categories [16,17].
An alternative to sex estimation based on visual scoring is to
quantify pelvis variation. Morphometric variables have some
advantages over morphoscopic ones, such as higher levels of
simplicity and consistency in their recording and the existence
of powerful statistical methods for the analysis of continuous
data [14]. These are frequently collected by using linear
measurements (i.e., traditional morphometrics); however,
quantification of size and shape of many pelvic traits, mostly
curvilinear and with few conspicuous landmarks, is extremely
difficult by means of these techniques. A reliable technique used
to estimate the sex of individuals from morphology requires the
selection of an adequate method for describing the differences
between sexes, both in size and shape, and a suitable statistical
approach for classifying the individuals. The application of
semilandmark-based geometric morphometric techniques for
detecting differences between the male and female pelvis was
0379-0738/$ – see front matter ß 2009 Elsevier Ireland Ltd. All rights reserved.
doi:10.1016/j.forsciint.2009.04.012
Please cite this article in press as: P.N. Gonzalez, et al., Geometric morphometric approach to sex estimation of human pelvis, Forensic
Sci. Int. (2009), doi:10.1016/j.forsciint.2009.04.012
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2
recently proposed [16,18]. Geometric morphometric methods
quantify the shape of an object, employing 2D and 3D
coordinates of anatomical landmarks and semilandmarks. These
methods are preferable to linear distances because they retain
the geometry of the objects throughout the analysis and allow
for the description of subtle differences among structures [19–
22]. Although this approach is a useful tool for the description of
sexually dimorphic structures with few landmarks, it has not yet
been extensively applied to the development of techniques for
sex estimation.
The aim of this work is therefore to analyze the greater sciatic
notch and the ischiopubic complex morphology by employing
geometric morphometric techniques based on semilandmarks and
multivariate statistical methods. This will develop a reliable and
accurate procedure for adult sex estimation.
2. Materials and methods
The sample consisted of 121 adult left hip bones randomly selected from the
collection of documented skeletons housed at the Museu Antropologico de Coimbra
(University of Coimbra, Coimbra, Portugal). The individuals used in this study
(Table 1) are of European ancestry and were buried during the 19th and 20th
centuries [23].
For the morphometric analysis we took 2D photographic images of the
greater sciatic notch and ischiopubic region of each left hip bone with a digital
camera (Olympus Camedia C-3030). In this study we chose to utilize the
description of these two structures based on configurations of landmarks and
semilandmarks obtained from photographs because they principally vary in two
dimensions. The right hip bone was used when the left one was not present or
damaged. Each bone was placed with the auricular surface facing upwards.
Sciatic notch photographs were taken with the camera lens 250 mm from the
bone and parallel to the ilium surface. The ischiopubic region was placed
250 mm from the camera and parallel to the camera lens. All the hip bones were
placed in exactly the same position for photography. Two landmarks, i.e., points
placed on homologous morphological features [20], and 14 semilandmarks were
digitized on the greater sciatic notch (Fig. 1a). Landmark 1 was placed at the
base of the ischial spine, and landmark 2 at the tip of the piriform tubercle.
When the tubercle was absent, the landmark was placed at the end of the sciatic
notch just before the bone curves backward toward the auricular surface [24].
Two landmarks and 25 semilandmarks were digitized on the ischiopubic region
(Fig. 1b). Landmark 3 was placed at the intersection of the upper edge of the
pubis with the perpendicular line that reaches the uppermost point of the
obturator groove, and landmark 4 on the intersection between the external
margin of the ischium and the inferior border of the acetabulum. To digitize
evenly distributed points along the contour line of the two analyzed structures
guidelines named ‘‘fans’’ were placed onto the images using MakeFan6 software
[25]. In both structures the lines were positioned in a semi-circular pattern,
between the landmarks previously defined. Next, both landmarks and
semilandmarks were digitized using software tpsDIG 1.40 [26].
Intra- and inter-observer errors associated with the placement of point
coordinates in geometric morphometric analysis were evaluated previously [18].
The analysis showed that the use of geometric morphometrics results in high intraand inter-observer agreement.
Within geometric morphometrics the shape is defined as the information
remaining after the effects of position, orientation and scale have been held
constant [27]. In this study, the Generalized Procrustes analysis [27,28] was used to
remove these effects in landmark and semilandmark configurations, and centroid
size was employed as the size measurement [21]. To convert the evenly distributed
points along contours into semilandmarks, they were aligned by means of the
Table 1
Composition by age and sex of the sample used to analyze ischiopubic complex
(IPC) and greater sciatic notch (SN).
Age (years)
Female
Male
15–19.9
20–24.9
25–29.9
30–34.9
35–39.9
40–44.9
45–49.9
>50
4
6
12
7
10
3
4
6
7
4
13
11
11
12
6
5
Total
52
69
Fig. 1. (a) Allocated landmarks (1 and 2) and semilandmarks (circles) on sciatic
notch; (b) allocated landmarks (3 and 4) and semilandmarks (circles) on
ischiopubic complex.
perpendicular projection or minimum Procrustes distance criteria [29,30]. This
operation extends the Generalized Procrustes analysis [27,28] by sliding the
semilandmarks until they match the positions of corresponding points along an
outline in a reference specimen as closely as possible, thereby minimizing the
Procrustes distance [30]. This results in an alignment of the semilandmarks along
the curve so that the semilandmarks on the target form lie along the lines
perpendicularly to a curve passing through the corresponding semilandmarks on
the reference form [30,31].
To describe major trends in shape variation within the sample, we performed a
principal component analysis of the uniform components plus partial warps
variables, which were obtained from thin plate spline analysis [32]. Within
geometric morphometrics this analysis is known as Relative Warps [RW; 20, 33].
The alpha parameter, which determines the relative weight of the principal warps
on different scales, was fixed at 0 (zero) value, as suggested by Rohlf [33]. In order to
visualize sexual dimorphism, graphical representations of shape differences were
generated as deformation grids of female and male individuals relative to the
reference configuration (i.e., consensus configuration).
Likewise, a principal component analysis based on a matrix that includes shape
coordinates and an additional column with log centroid size was performed in
order to describe the differences in the shape-size space [34]. The value of centroid
size represents a measurement of overall bone size and was obtained as the sum of
the values corresponding to the ischiopubic complex and ilium [18]. We analyzed
the size because sexual dimorphism in this variable is reported by previous
studies [35].
To estimate the sex of individuals, we used two statistical methods, discriminate
analysis with leave-one-out cross-validation and k-means clustering. Their
performance was examined by comparing the percentage of cases in which the
estimated sex of individuals correctly matched their true sex (i.e., the percent of
correct classification). These methods were applied to the greater sciatic notch, the
ischiopubic complex and both structures simultaneously.
Discriminant analysis is a method used to find a set of axes that possesses the
greatest possible ability to discriminate between two or more groups [36]. A major
purpose of discriminant analysis is to achieve a predictive classification of
individuals. The first step is to estimate the discriminant functions that best
differentiate between groups, computing the classification scores for the
individuals. The next step is to classify the individuals according to the group
Please cite this article in press as: P.N. Gonzalez, et al., Geometric morphometric approach to sex estimation of human pelvis, Forensic
Sci. Int. (2009), doi:10.1016/j.forsciint.2009.04.012
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for which they have the highest classification score. Finally, the accuracy of the
classifications is evaluated using a cross-validation analysis. In cross-validation,
each case is classified by the functions derived from all cases other than that case.
Therefore, the analysis is performed several times, excluding one individual at a
time, as a way to establish whether or not it is well classified. This provides an
unbiased estimate of the percentage of individuals that were wrongly classified.
Because discriminant analysis requires more individuals than variables per group,
the use of outline methods poses difficulties due to the large number of
semilandmarks needed per individual to describe outlines and due to the
representation of semilandmark points by two coordinates (x- and y-) when there
is only one degree of freedom per point [37]. Therefore, principal components
analysis is used to reduce the dimensionality of the data by analyzing a limited
number of scores instead of the original data. In this study, the discriminant analysis
was based on the score of individuals along the first two axes of the principal
component analysis, and was obtained to examine shape and shape-size variables
of the greater sciatic notch and the ischiopubic complex. The scores along the first
axis of each analysis were also employed for the estimation based on both
structures.
In k-means clustering analysis, a set of specimens are divided into k-groups
fixed a priori in such a way that the specimens within the k-groups are more
similar to one another than specimens in the other clusters, thereby minimizing
within-group variation [38]. The first step in this analysis is to define k centroids,
one for each cluster. The next step is to take each specimen and associate it with
the nearest centroid. Then, the k new centroids are re-calculated and the
specimens are associated with the nearest new centroid. Consequently, a loop is
generated, where k centroids will change their location step by step until no
more changes occur. The k-means clustering is different from discriminant
analysis because no information about the specimens is required, so the clusters
are generated based only on the morphological similarity among specimens. In
this study, we classified the individuals into two groups representing both sexes.
Then, we assessed grouping accuracy for the individuals in comparison with their
real sex.
Geometric morphometric analyses were performed using tpsRelw 1.44 [26]
and Semiland6 software [25]. All statistical analyses were performed using R
1.9.1 [39].
3. Results
Fig. 2 is a plot of the first two relative warps calculated from
the landmarks and semilandmarks of the greater sciatic notch,
which account for 92.06% of the explained variance. The first
relative warp explains 58.18% of the variance, and the
morphologies at its most positive values corresponding to males
are narrower and deeper than those located at the most negative
values, which correspond to females (Fig. 2a and b). Moreover,
those morphologies with extreme positive values in the first
Fig. 2. Relative warps analysis of the greater sciatic notch. The deformation grids
represent the variation along the first relative warps axis, showing typically female
(a) and male morphology (b). F, female; M, male.
3
Fig. 3. Relative warps analysis of the ischiopubic complex. The deformation grids
represent the variation along the first relative warps axis, showing typically male
(a) and female morphology (b). F, female; M, male.
relative warp present their deepest point at the posterior side of
the sciatic notch. In contrast, the specimens located at negative
values are characterized by more symmetrical greater sciatic
notches.
The relative warp analysis of the ischiopubic complex, which
accounts for 71.94% of the explained variation, is shown in Fig. 3.
The first relative warp, accounting for 56.93% of the total sample
variance, comprises variations in the subpubic concavity and pubis
projection. The females are represented by the positive values of
this axis and present a greater pubis projection than the males
located at the negative values (Fig. 3a and b). In addition, the
former are characterized by a subpubic concavity that is not found
in the latter. The second component explains a negligible
percentage of total variation (14.61%). At its positive values the
specimens have a more marked subpubic concavity than those
located at the negative values.
The discriminant and k-means clustering analyses based on
shape variables yield similar results (Table 2). The percentage of
correct allocations by discriminant analysis is comparable for
both structures, being 90.9% for the greater sciatic notch and
93.4% for the ischiopubic complex. Females were misclassified
more frequently than males, especially for the ischiopubic
complex. When the age of the misclassified individuals is
considered, the results indicate that three females who were
classified as male according to their ischiopubic morphology are
less than 20 years old and the two misclassified males are 30
years. In contrast, the ages of the individuals misclassified
according their greater sciatic notches range from 19 to 53
years. The percentage of correct allocations by k-means
clustering is higher for the greater sciatic notch than for the
ischiopubic complex, being 90.9% and 90.1%, respectively
(Table 2). These results are similar to those obtained by means
of discriminant analysis. Moreover, subjects incorrectly assigned
Please cite this article in press as: P.N. Gonzalez, et al., Geometric morphometric approach to sex estimation of human pelvis, Forensic
Sci. Int. (2009), doi:10.1016/j.forsciint.2009.04.012
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Table 2
Percentages of correct estimations obtained with discriminant analysis and k-mean
clustering for greater sciatic notch (SN) and ischiopubic complex (IPC) based on
shape variables.
Discriminant analysis
Correctly
assigned
SN
F
M
Total
IPC
F
M
Total
SN + IPC
F
M
Total
Incorrectly
assigned
k-means clustering
% correctly
assigned
Correctly
assigned
Incorrectly
assigned
% correctly
assigned
47
63
5
6
90.4
91.4
46
64
6
5
88.5
92.75
110
11
90.9
110
11
46
67
6
2
88.46
97.1
45
67
7
2
86.53
97.1
113
8
93.4
112
9
90.1
49
65
3
4
94.2
94.2
46
65
6
5
88.5
94.2
114
7
94.2
111
11
91.7
90.9
F, female; M, male.
Table 3
Percentages of correct estimations obtained with discriminant analysis and k-mean
clustering for greater sciatic notch (SN) and ischiopubic complex (IPC) based on
shape-size variables.
Discriminant analysis
SN
F
M
Total
IPC
F
M
Total
Incorrectly
assigned
% correctly
assigned
Correctly
assigned
Incorrectly
assigned
% correctly
assigned
46
63
6
6
88.46
91.30
45
64
7
5
86.54
92.75
109
12
90.08
109
12
90.08
39
53
13
16
75
76.81
49
67
3
2
94.23
97.1
92
29
76.03
116
5
95.86
5
6
90.38
91.30
45
61
7
8
86.53
88.40
11
90.09
106
15
87.60
SN + IPC
F
47
M
63
Total
k-means clustering
Correctly
assigned
110
F, female; M, male.
by discriminant analysis were also misclassified by k-means
clustering. When the individuals were classified by employing
the first relative warps of both the sciatic notch and the
ischiopubic complex, the number of correct estimations
increased, but only slightly (Table 2).
When the discriminant analysis was performed in base to
shape-size variables, the results were worse than those obtained
with shape variables (Table 3). For the ischiopubic complex the
allocation accuracy was only 76.03%, whereas for the greater
sciatic notch accuracy was 90.08% (Table 3). This percentage
increases when analyzing both structures, although it is still lower
than the results achieved by means of shape analysis. The
percentage of correct allocation by k-means clustering of shapesize variables ranges from 87.60% to 95.86% according to the
structure analyzed (Table 3), meaning that it is inferior to
the percentage of correct allocation found with shape variables.
The results of the shape-size analysis also indicate a slightly higher
accuracy for males.
4. Discussion
This study shows that multivariate analysis of landmarks and
semilandmarks of the ischiopubic region allow for differentiation
between males and females with a high degree of accuracy. In
particular, the highest values of correct assignment were found
using shape variables (93.4% and 90.1% with discriminant and kmeans clustering analysis, respectively), indicating that this
structure displays marked sex differences in morphology, independent of size. The main differences among the sexes, as
displayed by deformation grids, are due to the greater pubis
projection in females than in males and to the presence of a
subpubic concavity in the former (Fig. 3a and b). The differential
elongation of the pubic bone in females relative to males has the
effect of increasing the size of the pelvic aperture in females
compared to males, which is related to the specialization of the
female pelvis to parturition [40].
The fact that the pubic bone is relatively longer in adult females
than males while the male ischium is longer than that of the female
allowed to propose a method for determining the sex of the
skeletons based on the ischio-pubic index, which is commonly
higher in females [41,42]. According to Washburn [42] the sex of
over 90% of skeletons can be determined by this index alone.
However, the problems of quantifying this structure have been
acknowledged for as long as it has been measured. Length of pubis
and ischium are taken from the point in the acetabulum where the
three elements of coxal bone meet, but this point cannot be
accurately located in the adult because these elements are
completely fused. The problems associated with the definition
and location of the acetabular landmark were recently summarized by Albanese [3]. Taking these difficulties into account, in the
present paper the contour of the ischiopubic region was described
by two alternative landmarks (3 and 4) and a set of semilandmarks.
In a previous study it was shown that the coordinates of the points
employed here can be obtained with a very low intra- and interobserver error, and then can be consistently located in an adult
pelvis [16]. Consequently, the technique applied in this paper is a
valuable alternative used to quantify sexual dimorphism in the
shape of the ischiopubic region.
The high allocation accuracy obtained in this study agrees with
the results reported by Phenice [10] based on a method for visually
scoring sex differences (96%). However, others’ studies have failed
to achieve such high values using Phenice’s method. In this way,
percentages ranging from 60% to 90% have been found using
different European samples [6,9], a sample from British Columbia
[43] and a sample from Ontario [44]. Likewise, Bruzek [6] has
documented relatively low percentages (70–92%) of sex assignment by the visual inspection of ischiopubic proportions in two
European samples. These differences in accuracy could be
attributed to either population variation or degree of experience
of the observers [9,45]. Ubelaker and Volk [45] suggest that
experience likely contributes to the accuracy of Phenice’s method
and that for inexperienced investigators, consultation of all pelvic
indicators offers an advantage over using just the three variables in
that method [45]. In contrast, the coordinates of landmarks and
semilandmarks can be consistently digitized even by observers
with little experience in the analysis of pelvic sexual dimorphism,
and no previous knowledge about the expression of such traits in
the population being examined is required [16]. Our results show
that females were misclassified more frequently than males in
base to shape variables of the ischiopubic complex (Table 2). These
percentages are age biased since the females between 15 and 19.9
years of age were misclassified in a greater proportion than those
20 years of age and older. Such results could be due to the
prolongation of pubic growth in females during early adulthood,
which was documented both in past and living populations
Please cite this article in press as: P.N. Gonzalez, et al., Geometric morphometric approach to sex estimation of human pelvis, Forensic
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[18,46–49]. Longitudinal growth studies show that between the
ages of 8 or 9 and 18, growth at all points on the pubis is greater in
females than males; these pelvic measurements show significant
growth extending beyond that of stature [46,47]. This fact
highlights the relevance of considering the age of individuals for
sex estimation in forensic studies, as well as in the analysis of
demographic profiles of archaeological samples. The main
problems could be found in adolescents and young adults showing
complete fusion of the ilium, ischium and pubis because their sex is
estimated with the same criteria applied to adults, but adult female
morphology emerges some years after that pelvis is fused.
The extended growth of the pubic bone in females also affects
the analysis of independent traits. For instance, pubic length
is positively and significantly correlated with lateral placement
of the ventral arc [50], and it is also related to the development of
subpubic concavity. Therefore, they should not be considered as
independent criteria in sexing an adult pelvis. The alternative
technique suggested in this study describes the shape of the
ischiopubic region using landmarks and semilandmarks which are
treated as a single variable representing the whole contour of this
structure.
Although the pubic bone is recognized as one of the most
dimorphic structures in the skeleton, it is also one of the worst
preserved parts of the skeleton in inhumation contexts. In contrast,
the central region of the coxal bone has a greater rate of
preservation. Because of that, many studies rely on sex estimations
based on visual or metric analysis of the greater sciatic notch
[4,6,24]. This study shows that a semilandmark-based analysis of
the sciatic notch provides a high accuracy of sex prediction, around
90% (Tables 2 and 3). The percentages of correct estimations found
here are similar to those found by Pretorius et al. [24] for South
African black individuals using geometric morphometrics based on
landmarks (87.1% of females and 93.1% of males correctly placed).
These results contrast other studies based on visual sexing. For
instance, Bruzek [6] visually registered the shape of the sciatic
notch and found that misclassifications occurred in around of 6–8%
of the men and in 16–21% of the women of two European samples
(one of which is the same sample from Coimbra used here).
Patriquin et al. [51] found that 84% of South African black females
had a wide sciatic notch and 91% of South African black males a
narrow configuration by simple visual assessment. In the same
way, DiBennardo and Taylor [7] achieved only 79–81% accuracy
based on the shape of the sciatic notch. This is because sexual
characteristics of the sciatic notch are difficult to asses by visual
examination. As is noted by Bruzek [6], not only is the observer
influenced by the size of the pelvis, but by the development of
marginal structures. Therefore, this kind of analysis would be very
subjective.
The studies employing metric approaches based on linear
measurements have obtained low accuracies as well. Using
measurements of the sciatic notch depth and width, Patriquin
et al. [51] found that 77% of males and 73% of females could be
correctly classified, thus providing lower accuracies than were
found by geometric morphometric analysis of the same sample
[24]. More recently, Steyn and İşcan [35] noted that measurements
of the sciatic notch are not highly repeatable. Furthermore, these
authors obtained low levels of accuracy for sciatic notch
measurements when used in isolation (79.1%) and then concluded
that this characteristic is unreliable when using either a metric or a
morphological approach.
Regarding shape variation between sexes, our findings demonstrate that the male sciatic notch is not only deeper and narrower
than the female notch, but it is more asymmetric due to the
posterior location of the deepest point (Fig. 2). Dimorphism in the
modern human sciatic notch has functional significance for success
in parturition, which is dependent upon a maternal pelvis
5
adequate for delivery of the neonate. Therefore, the shape of the
human female sciatic notch, with its large posterior chord, ensures
that the sacrum is located toward the back and out of the birth
canal, thereby increasing the anteroposterior dimensions of the
midpelvis and pelvic outlet [52]. The large posterior component
accounts for the broad and symmetric notch in females. Such
differences in the relative proportions of the anterior and posterior
chords between the sexes had been previously demonstrated by
Genoves [1] by the sciatic notch index. This index documents the
fact that the line representing the maximum height (i.e., a line
projected from the deepest point to the maximum width) divides
the notch into two almost equal portions in females, whereas in
males the posterior portion is wider than the anterior portion.
An issue that one must be taken into account is the influence of
the overlapping region, where are located morphologically similar
individuals, on the accuracy of sex estimation [53]. In this paper,
sex estimation was performed in consideration of the way
discriminant scores of individuals deviate from the sectioning
point. This is the common procedure to follow for pelvic [3,7,54]
and non-pelvic structures [55–58]. However, some problems could
arise when two similar individuals deviating slightly from the
sectioning point are classified on opposite sides even if they
represent the same sex [59]. One way to solve this problem is to
take into account the posterior probability, choosing a threshold
according to the objectives of the research and the distribution of
posterior probabilities [59–61]. We calculated the percentages of
correct allocation using a 0.85 threshold in the discriminant
analyses of shape variables. This value was estimated considering
the distribution of probabilities and agrees with the threshold
suggested by Murail et al. [59]. The cases bellow said threshold
were considered indeterminate. The results obtained indicate that
the percentage of indeterminate individuals is greater for the
sciatic notch (23%) than for ischiopubic traits (8%). The error rate of
using this threshold was 4% for both structures. The main
advantage is that posterior probability provides information about
the likelihood of each individual being male or female, which
implies a statistical decision making process when determining
sex [15]. The higher the posterior probability, the greater the
likelihood of an individual’s correct placement in the reference
population [60]. Therefore, one can increase the posterior
probability threshold to increase accuracy, which is recommended
for forensic applications, or reduce it to increase the number of
classified individuals, whilst the global accuracy decreases.
Finally, the results of k-means clustering show that individuals
can be grouped according to their morphological affinity without
previous information about their sex. This is particularly relevant
because the pattern of sexual dimorphism varies among populations [16,62]. Therefore, specific standards for each population
should be developed in order to optimize the accuracy of
identification. For that reason, several authors have called
attention to the applicability of discriminant functions derived
from one sample to others [7,54]. Unfortunately, the pattern of
sexual dimorphism of many populations is unknown, and the
access to reference samples from prehistoric times is restricted to
some exceptional cases [63–65]. The results obtained here show
that similar levels of accuracy are obtained either with multivariate methods, such as k-means clustering, which does not
require a reference sample of known sex, or with discriminant
analysis (Tables 2 and 3). This suggests that when suitable
references are not available, techniques based on the internal
variation of the samples, as proposed in this study, could be used
for sexing undocumented skeletal material. Nevertheless, this
approach requires more detailed study and comparison using more
than one identified sample of skeletons, since its accuracy could
vary with the degree of sexual dimorphism represented within
each population. Therefore, the high percentage of correctly
Please cite this article in press as: P.N. Gonzalez, et al., Geometric morphometric approach to sex estimation of human pelvis, Forensic
Sci. Int. (2009), doi:10.1016/j.forsciint.2009.04.012
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allocated individuals found in this study does not warrant future
sexing of archaeological or forensic samples.
5. Conclusion
A reliable technique for sex estimation should maximize both
precision and accuracy in order to achieve consistent results
among observers as well as high levels of correct assignments. In
this study we prove that the use of landmarks and semilandmarks
with multivariate statistics is a highly reliable technique to
estimate sex based on pelvic traits. The average percentage of
accuracy obtained was between 90.1 and 93.4%, and the levels of
intra- and inter-observer error were very low. This technique,
contrary to visual assessment, is highly replicable and can be
applied by observers with different levels of experience in the
estimation of sex. In addition, it allows the quantification of the
shape of curved structures, such as the sciatic notch and pubic
bone, which is extremely difficult by linear measurements. The
results obtained here indicate that the shape of the sciatic notch
described in this way identifies females and males, achieving high
values of accuracy. Thus, low accuracies reported by previous
studies are probably result from the techniques used for
objectively assessing this trait.
Acknowledgments
We are grateful to Eugenia Cunha, Nuno Porto and the staff of
the Museu Antropologico de Coimbra for granting us access to the
human skeletal collection under their care. We thank EditMyEnglish for assisting us with the proofreading of the manuscript. We
also thank an anonymous reviewer whose comments improved
our manuscript. This work was partially funded by CONICET
(Argentina).
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