Journal of Management Studies 34:5 September 1997
0022-2380
TQM AND BPR: BEYOND THE BEYOND MYTH
CHRISTIAN DE COCK
Royal Holloway, University of London
IAN HIPKIN
Manchester Business School
ABSTRACT
It is generally assumed in the popular management literature that the TQM
(total quality management) and BPR (business process re-engineering) movements
are the two latest expressions of an increasing sophistication in management
techniques and principles. Following this logic it only is a matter of time before
they will be superseded by yet another management innovation. This paper aims
to explode this `beyond' myth by exposing the underlying logic of TQM and
BPR implementation patterns in two case companies. Empirical ®ndings will be
related back to critical approaches to the study of TQM and BPR. Concrete
suggestions as to how to move beyond the quick ®x managerial mode will be
proposed. Our approach is intended to provide a counterweight to the unre¯ective discourse surrounding TQM and BPR by breaking open the naturalness of
this discourse. It supplies a few landmarks for managers and researchers to take
a step back, hesitate, and re¯ect on the phenomenon of planned organizational
change.
INTRODUCTION
Total quality management (TQM) and business process re-engineering (BPR)
appear to be ambiguous constructs. On the one hand they are claimed to be
management innovations that will restore competitiveness and turn traditional,
bureaucratic organizations into world-class competitors (Hayes and Pisano, 1994;
Hodgetts et al., 1994). These claims tend to be backed up by impressive ®eld
stories (such as: company X cut overheads by 60%) which seem to provide them
with a degree of authenticity. On the other hand, TQM and BPR are often
considered to refer merely to managerial common sense (e.g. Fisher, 1994).
Furthermore, these management innovations appear to be quite short-lived. One
does not have to look far a®eld to ®nd advice on how to `go beyond TQM'
(Drummond, 1995). While to some BPR seems to have emerged as the natural
successor to TQM (Browning, 1993; Cross et al., 1994), other authors already
Address for reprints: Christian De Cock, School of Management, Royal Holloway, University of
London, Egham TW20 0EX, UK.
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and 350 Main Street, Malden, MA 02148, USA.
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assert we have to go even beyond BPR to increase organizational eectiveness
(McHugh et al., 1994).
In exploring the TQM and BPR constructs and developing our arguments
against the `beyond' myth we will move on two tracks: theoretical and empirical.
We will brie¯y discuss the two constructs that form the subject of this paper.
This discussion will look at roots, basic tenets and an assessment of their impact.
We will then move on to discuss the implementation of change programmes
based on TQM and BPR principles in two UK manufacturing organizations. In
the next part of the paper we will integrate both previous analyses and expose
the underlying implementation logic of BPR and TQM using an elaboration of
Mintzberg's (1978) strategy template. After critically re-examining the TQM and
BPR literature we will oer an alternative to the `beyond' logic that pervades the
popular management literature today. Our conceptualization will enable both
researchers and managers to obtain a better grip on the processes that are set in
motion during the introduction of planned organizational change.
ON TQM
Although it has been recently suggested that total quality management (TQM) is
`out' (Fisher, 1994) or that it was essentially a 1980s' phenomenon (Hodgetts et
al., 1994), the interest in TQM has scarcely subsided. This is evidenced, for
example, by the recent publication of special TQM editions by Academy of
Management Review (vol. 19, no. 3), Journal of Change Management (vol. 7, no. 2) and
Employee Relations (vol. 17, no. 3), which were complemented by a steady stream
of academic papers in other journals (e.g. Drummond, 1995; Hackman and
Wageman, 1995; Tuckman, 1994). Furthermore, notwithstanding the considerable debate over the longevity of the quality movement, the reality of quality
programmes exists (or existed) in most large organizations operating in the 1990s
(Almaraz, 1994). As Hackman and Wageman (1995, p. 319) suggested: `At least
for now, there is indeed a ``there'' there for TQM.'
While initially growing out of the concerns of quality assurance, where ®tness
for use and meeting customer requirements were narrowly associated with
component manufacture, TQM has now become more explicitly a managerial
attempt at cultural transformation (Tuckman, 1994). In the managerial literature
TQM is often treated as synonymous with culture change and excellence and is
generally acknowledged to be a major determinant of organizational change
(Grant et al., 1994). A recent de®nition proposed by Almaraz (1994, p. 9)
adequately incorporates most of the ideas of the TQM gurus while taking into
account what TQM has actually meant or means to a myriad of organizations
that introduced a TQM programme of some kind: `TQM ... refers to a management process directed at establishing organized continuous improvement activities, involving everyone in an organization in a totally integrated eort toward
improving performance at every level.'
Although TQM did not really become established until the latter half of the
1980s, its roots go back to developments around mass production in the USA in
the 1930s, which gave rise to both human relations and quality assurance
movements (Schroeder and Robinson, 1991). There is now such diversity of
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things done under the name of TQM that it has become unclear whether TQM
still has an identi®able conceptual core (Hackman and Wageman, 1995). Nevertheless, current approaches to TQM implementation seem to incorporate the
following principles to a greater or lesser extent (Sitkin et al., 1994):
(1) the generation of objective data (`facts') for the systematic improvement of
work processes and products as a prerequisite for taking actions
(2) focus on key problem areas (frequently where it is likely that a dramatic
increase will result)
(3) employee involvement and empowerment.
Spencer (1994) conceptualized TQM as a comprehensive management
practice that captures signals from established models of organization and
ampli®es them by providing a methodology for use. TQM can thus be viewed as
a management practice specifying methods re¯ecting both mechanistic and organismic thought. Researchers who use these models generally take for granted
that quality management is benign and universally bene®cial (Wilkinson and
Willmott, 1995) and assume that participants subordinate personal interests to
those of the organization.
The outcomes of TQM programmes most frequently reported are improvements in error rates, decreased time needed to complete a process and dollar/
pound savings from process eciencies (Hackman and Wageman, 1995).
However, success rates on each of these three factors have remained disappointing and the question of the eectiveness of quality initiatives remains unresolved
(Wilkinson and Willmott, 1995). Although most large organizations have initiated
quality programmes, many of these have died a quiet death, never ful®lling their
initial promise (Steininger, 1994). Fisher (1994) referred to the Kearney survey
from 1991, which found that 80% of the companies surveyed could not point to
a signi®cant improvement in performance, and a study from 1992 by Arthur D.
Little in which only a third of surveyed companies considered TQM had had a
signi®cant impact upon their activities. Implementation `failures' are usually
attributed to managerial attitudes and the organizational culture (Dale et al.,
1990). So TQM does not seem to work? Not to worry, a new management innovation, taking us `beyond' TQM had already been waiting in the wings.
ON BPR
Business process re-engineering (BPR) replaced TQM as the `hottest' topic in the
business press from early 1993 onwards. Few managerial innovations have
acquired quite so much hype in such a short period as BPR. In a 1993 survey
of 224 North American senior business executives BPR emerged as the most
important management issue, and 72% of those surveyed had a programme
under way in their organization (Conti and Warner, 1994). A 1994 British
survey showed 59% of organizations planning or undertaking BPR activity
(Grint and Willcocks, 1995).
BPR evolved from an attempt to determine why huge investments in information technology (IT) in the 1980s yielded such low returns (Benjamin and
Levinson, 1993). In essence it refers to the use of modern information technology
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CHRISTIAN DE COCK AND IAN HIPKIN
(IT) to radically redesign business processes. The term ®rst appeared in the IT
®eld and was then used in the broader context of organizational change
processes (Dixon et al., 1994). The idea is to develop systems built around teams
that are con®gured to mirror the processes that the business actually works
around rather than the functions it may use to execute those processes (Grint,
1994). The emphasis on process redesign makes it possible to determine speci®c
resource needs and reduce the workforce to a rationally determined level. In
Hammer's (1990) original paper a 75% reduction in overhead costs was
proposed as realistic.
BPR is often promoted as the radical answer to an organization's desire `not to
change too much' that has plagued TQM programmes (Browning, 1993).
Typically, projects initiated under the TQM umbrella were seen to be
constrained by current policies and narrow in focus (Cross et al., 1994). Dixon et
al. (1994), in studying 23 projects labelled as re-engineering by the respective
organizations in which they were implemented, reported that the one factor that
was common to all projects was the radical change in direction. The `radical'
was embodied in the change in improvement direction or trajectory. Project
objectives tended to be ambiguous and evaluation diculties were aggravated by
the lack of established measures to assess eectiveness.
The question `how new is BPR?' has been asked repeatedly. Grint (1994)
examined the ten main aspects of BPR in Hammer and Champy's (1993) book
Reengineering the Corporation, one of the most commercially successful writings on
the BPR phenomenon, and concluded that: `[F]ew, if any, are actually innovations, least of all radical innovations that would support the hype' (p. 191).
Schonberger (1994) argued that TQM encompasses BPR, both being an
essential item of the world-class excellence agenda (their primary attraction lies
in the potential to improve customer satisfaction and reduce cost simultaneously).
Few substantial dierences can be discerned between the principles of the quality
gurus and the BPR tenets, apart from perhaps the above-mentioned radicalization (Hill and Wilkinson, 1995). Juran, for example, raised many issues that were
picked up in the BPR literature (Conti and Warner, 1994). Interestingly, even
alleged failure rates of TQM and BPR implementation ± estimated at about
70% ± are remarkably similar (Grint, 1994). As in the case of TQM, failure is
usually attributed to managerial attitudes.
Empirical studies have shown that the usual methods of BPR implementation
are simplistic and mechanistic: accountants determine the percentage reduction
required and the BPR mantra is evoked to achieve reductions of this magnitude
in all departments (Conti and Warner, 1994). What happens, in essence, is that
more output is squeezed out of fewer employees. It is even unclear from the
literature what concrete form BPR implementation takes in organizations (Grint
and Willcocks, 1995). In Dixon et al.'s (1994) study of 23 BPR programmes the
only distinguishing feature was their radicalness. Discussions in the literature
concentrate on outcomes (e.g. 75% cut in overhead costs) or get stuck at the
level of pure description (e.g. this is what Ford did). Seldom is an attempt made
at critical conceptualization. The following quote from Taylor and Williams
(1994, p. 64) illustrates the amorphous nature of BPR when one surveys organizational practices: `Business process re-engineering ... from our own limited case
study evidence there is clearly not a single method associated with it, and nor is
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TQM AND BPR: BEYOND THE BEYOND MYTH
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it clear how successful these dierent methodologies might be in sustaining longterm organizational change.'
INTRODUCING PLANNED CHANGE IN TWO CASE COMPANIES
Background of Research
The material used to build an empirical picture of TQM and BPR implementation was derived from a two-year research intervention in two British manufacturing organizations (these will be referred to as Fumac and Insol). Both
companies were identi®ed in 1992 by the British Department for Trade and
Industry (DTI) as `best practice' companies and were encouraged to help in the
dissemination of practical TQM knowledge in a government sponsored initiative.
This was the start of our research involvement with both organizations.
Most of our data were taken from interviews carried out at the managerial
level. Care was taken to ensure that the interviews covered people in various
managerial roles and at various hierarchical levels. In total approximately 40
interviews were conducted in each of the case companies. The goal of the interviews was to understand the perspectives of participating managers, how they
saw events through their own eyes (see Isabella, 1990). The interview material
was supplemented by documentary evidence (such as, for example, newsletters,
training manuals and internal reports) going back to the start date of TQM
implementation in both companies (1989 and 1990 respectively). These archival
materials provided valuable information in their own right (examples of ocial
change discourse), as well as oering cross-validation for the perspectives of the
various managers interviewed.
A Brief Chronological Overview
The subject of TQM was broached in the Insol company newsletter in the
summer of 1989. A TQM manager was appointed and consultants trained an
initial core of 16 facilitators that year. TQM was to bring cost reductions,
improved productivity, improved morale, improved management, and committed
customers. Eventually this would provide more jobs and increase the pro®tability
of the business. Without exactly de®ning what TQM meant, it was proposed to
use TQM to change the organizational culture. Problem areas that were identi®ed included: barriers between dierent functions, poorly de®ned responsibilities,
under-utilized talents, and weak internal customer/supplier links. The journey
metaphor ± `we are on a never-ending journey of continuous improvement' ±
was used lavishly in the ocial change discourse.
In the autumn of 1990 the 16 original facilitators were joined by 67 secondstage facilitators. By that stage 250 people had been trained and the feedback on
the training sessions had been very positive. Following the training, multifunctional task teams and departmentally based action teams were set up to get to
the root cause of problems and make permanent ®xes. By the end of 1992,
4,000 person days had been spent on TQM training. Signi®cantly, this was the
last time TQM was explicitly mentioned in the company newsletter.
In the spring of 1993 a BPR initiative was launched. It was the brainchild of
the new CEO. He initially called in the consultants to set up the framework for
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the project. Customers and employees were surveyed through a series of questionnaires and face-to-face interviews. That information was supposed to result in
changes to computer systems, procedures, controls, and the way people worked.
The whole project required a great deal of training. This training was organized
by the TQM manager. In all, 100 people took part in dierent forms of training
to improve their knowledge, skills, and understanding of how the business
worked.
Fumac set o on the TQM `journey' in 1990. The TQM programme was
designed to bring about a positive change in the organizational culture: transforming it from a very bureaucratic organization into a competitive ± `lean and
mean' ± customer-orientated organization. A company-wide TQM manager was
appointed and all the major departments were allocated local area TQM coordinators. Ongoing initiatives were integrated under the TQM umbrella. Twoday TQM awareness courses were set up where people were introduced to the
principles and techniques of TQM. By the end of 1993 half of the workforce
had been on such a course. One of the ®rst concrete outcomes of the initial
training was the establishment of problem solving teams. Over the period 1990±
94, £4 million was invested in TQM.
In the spring of 1993, the company introduced a `rightsizing' programme.
Rightsizing was ocially introduced to match the people and the work ± get the
right people in the right jobs ± and was heavily in¯uenced by the management
literature on BPR. It involved asking radical questions about Fumac's activities.
The main driver was the pressure to reduce cost; Fumac's two main clients were
threatening to take their business elsewhere if Fumac did not radically reduce its
cost-base. Over the period 1994±96, the targeted cost reduction was 20%. After
analysing all the business processes on-site, managers would try to match the
number of people with the work ¯ow. At the same time, generous terms of
voluntary redundancy were proposed. The TQM manager and the local TQM
co-ordinators became partly responsible for implementing the rightsizing
exercise.
In what follows we will illuminate mechanisms through which TQM and BPR
practices realized (or failed to realize) their eects. We have purposively steered
away from `before-and-after' evaluation type studies as these tend to be more of
political use in promoting TQM and BPR (or debunking them) than they are in
building knowledge about concrete processes and practices (see Hackman and
Wageman, 1995). Hence we will concentrate mainly on underlying implementation patterns, rather than on the manifestation of surface events.
Managing the Change Programmes
The actions of top management in both case companies were confusing from the
perspective of lower level managers. Senior managers had problems understanding the eect of their language and actions. This led to paradoxical situations.
For example, a video introducing TQM in Fumac featured the CEO declaring
`You will become empowered!'
In Fumac there was a perceived gap between the promised involvement and
concrete actions regarding the realization of TQM. A lot of `window-dressing'
was going on. In the case of BPR there was evidence that people thought they
were being deceived. Even the director of the technical directorate in Fumac was
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TQM AND BPR: BEYOND THE BEYOND MYTH
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not clear in his own mind as to what BPR actually meant: a reduction in jobs or
an analysis of organizational processes.
In Insol the dissociation between TQM seminars and necessary management
actions was even more acute. The visible involvement of the top managers
seemed almost non-existent. They saw their role as creating the opportunities for
others by, for example, investing money in training. TQM was something for
the sta and the workers. There was some evidence that managers at senior
levels were simultaneously advocating TQM and withholding support for
substantial changes. `Sorry, no money' was a ubiquitous excuse for not implementing any changes. Deviancy in the interpretation of what the change
programmes could mean to operational managers was not appreciated. The
comments from one `outlier' who tried to make changes under the TQM
umbrella and was punished (marked as `incomplete' and suered a salary cut)
clearly indicated that experimentation was not appreciated:
`My own view is that the board themselves are not committed to TQM. They
think they are but the problem is that they haven't really understood what it is
about and then when someone else tries to do something about it they think
he is being awkward and they don't realize that some people are really getting
to the root causes and they don't like the results. It has been bad for me, very
bad'. (R & D manager)
Overall there was an absence of re¯ective thinking among top managers in the
two case companies. As one interviewee commented:
`Senior managers often lose sight of the ball. They kick the ball into play and
then when it is not moving as fast as they would like they are very prone to go
on and ®nd another ball which they think might do the job better before the
®rst game is really under way.'
The logic underlying the decisions of change agents and senior managers tended
to be based on an integrative perspective of organizational culture (see Meyerson
and Martin, 1987). The change programmes were conceptualized as a way of
moving the organization from one state to another. Consequently these
programmes were viewed in terms of a monolithic process, as an organizationwide phenomenon. Top managers tended to ignore the fact that top-down organization-wide planned change eorts had to cope with loosely coupled information channels and departments' dierential responses to the ocial change
discourse that resulted from diering perspectives of employees. Consensus was
hard to ®nd. When it occurred, it often did so on one level (e.g. the need for the
organization to change) but not on another (e.g. how to implement that change,
or why that change is desirable). Actions were often generated without full
comprehension or consensus concerning their meaning or intended eects.
Assessing the Impact of the TQM and BPR Programmes
In the case of the BPR programmes particularly, experienced events and the
theoretical BPR construct seemed to be connected only at the level of the ocial
change discourse that was put out in company newsletters and espoused by
senior managers and some change agents. Clearly, actions were taken to deal
with immediate contingencies (resulting from increasing competitive pressures),
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which were then coupled back to the BPR concept, thus giving the companies
the opportunity to project the image of being in tune with the latest management
techniques. In addition, the BPR programmes were conceived partly as a
response to the inadequacies of the previous change programme (i.e. TQM). The
predominant meaning attached to the BPR programme by the majority of the
managers interviewed in our study was that of demanning. Little evidence was
present that could point to a genuine attempt at process analysis and re-engineering.
Although, on a super®cial level (i.e. company discourse), the TQM
programmes in both case companies were closer to the `ideal' TQM concept, it
emerged that on a practical level (i.e. what it has meant to a sample of
managers) the ideal concept started to unravel again. TQM meant dierent
things to dierent managers, and its eects were appreciated dierently. The
`ideal' type TQM rules were often rejected as irrelevant or `uninteresting'
because they just con®rmed people's beliefs about management (see Davis,
1971). Overall there existed serious ambiguities as to which values were actually
driving the TQM programmes.
While managers were frustrated with current ineciencies, rigidities and ambiguities in their respective organizations, and thus open to the concept of change,
ambiguities and ineciencies also had their seductive side. Under uncertain
conditions, negative consequences of actions, as well as their causes, are dicult
to detect and evaluate (expectations and evaluation criteria are not clear, means
and ends are perceived as connected loosely), thus providing managers with a
sense of psychological security.[1] Although an explicit attempt was made to
increase personal trust (e.g. in the way senior managers conducted sta
meetings), the programmes also contained elements that moved trust away from
human agents to abstract systems (e.g. the reliance on procedures and management formulae). The change programmes were designed to take out organizational ambiguities and demarcations between subcultures (including the
psychological security these oered) and provide a sense of security based on a
solid foundation of clarity (e.g. implicit rules would have to be captured in procedures). As such, the rules introduced by the change programmes both `giveth
and taketh away'. Unfortunately, the old securities had to be given up ®rst
before a new sense of security could be established. This separation in time
made people very wary to commit themselves to undertake the necessary action
for a successful implementation.
In neither organization could any fundamental changes radically altering the
culture or structures be attributed to the change programmes. There was
evidence of competing rules but it was not at all clear whether it was really `new
versus old' rules rather than `espoused versus actual' rules (see Argyris, 1980) or
`what should be versus what is'. The strongly diering perspectives of organizational actors seem to indicate that the latter was the case in both Insol and
Fumac. New cultural rules were de®nitely not as well established as some senior
managers wanted us to believe. Anecdotes abounded about co-operation between
dierent departments, but nothing suggested that the change programmes had
actually caused these (in the sense of there being an internal relation). It was
much more the case that the change discourse enabled certain managers to
make the changes they had always wanted to make. TQM and BPR
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programmes provided the rules and resources (such as, for example, investment
in training, the ocial encouragement to change structures) which strongly
supported a certain style of management.
In Insol, where far more drastic changes had taken place than in Fumac, the
sheer economy drive necessary for survival was perceived as far more signi®cant
than any planned change programmes introduced over the last ®ve years
(employee numbers had come down from 996 in 1991 to 730 in 1994). In
Fumac, the desire to `look good' to signi®cant stakeholders in the wider organizational environment was perceived as more important by line managers than
improving internal processes.
Notwithstanding the above evaluation, we found evidence indicating that the
programmes did have some impact. In certain cases this impact materialized as
a result of mechanisms and systems that had been set up, while in others it
occurred despite the ocial mechanisms and systems. As one departmental
manager commented: `It only survived because people are a lot better than we
give them credit for.'
TQM had to be seen to work in both case companies since so much money
had been invested in the programme. This made it very dicult to have a
critical debate about the value of TQM at senior levels. Especially in Fumac,
TQM had become the holy grail of the ecient, streamlined organization.
However, to many operational people TQM became the expression of games
managers played, the practical alternative to work and a way to further one's
career.
None of the change programmes introduced in Insol and Fumac could be
labelled as a success or failure, although some did have a greater impact than
others. There had been some successes and things got nudged in the right
direction, but none of the programmes came close to ful®lling the initial hopes
(or the potential ascribed to them by TQM or BPR gurus). Events, processes
and experiences in the case companies rarely were transparent or completely
®xed; they proved to be open-ended in the interpretations that could be attached
to them. Hence, it was seldom clear what counted as a given consequence of a
particular change programme. In what follows we will examine in more detail
the institutionalization process (i.e. How are the TQM and BPR constructs
turned into an organizational reality?) in an attempt to expose its underlying
logic, without necessarily trying to reach logical closure in the explanation of the
realized patterns of events.
MAKING TQM AND BPR A REALITY: IMPLEMENTATION PATTERNS
In this section we borrowed from Mintzberg's (1978) strategy template (intended,
realized, emergent, unrealized strategies) and Tsoukas' (1989) addition of an
intermediary stage (institutionalized strategy) to represent the underlying logic of
the TQM and BPR implementation in Insol and Fumac. This logic proved to
be similar, although surface events varied quite signi®cantly in many instances.
The process is set in motion by senior management who decide to implement
a TQM or BPR programme. However, it is far from clear what the underlying
rationale for this decision is. The following cocktail seemed to be prevalent in
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CHRISTIAN DE COCK AND IAN HIPKIN
both Insol and Fumac: cost reduction (through a reduction in sta numbers),
dealing with existing demarcations (make people more ¯exible), involving people
more in the workings of the organization, adopting the latest management techniques, ®nding the `holy grail' that will become the saviour of the site, greater
customer focus, and the desire to improve eciency and competitiveness. Eectively, the change programmes aimed to increase the causal powers of management as Tsoukas (1994) de®ned them ± greater co-operation, increased control,
increased eciency and eectiveness ± while demonstrating managerial rationality to all signi®cant others in the immediate and wider environment.
In neither case company was it clear to an outside observer what the underlying intended strategy of key players was. This was evidenced by the multitude of
perspectives on the ultimate aim of the change initiatives. Organizational actors
in both case companies certainly had dierent emphases but on the discursive
level these dierences were smoothed over. The `discursive' intended strategy
(e.g. in management briefs and company newsletters at the time of the launch of
the TQM and BPR programmes) was homogeneous. It is probably a fair assessment that an idea proposed by consultants and management gurus was selected
by senior managers as an opportunity to achieve a multitude of, sometimes
con¯icting, objectives.
In a second phase the intended strategy has to be institutionalized (i.e. enacted
by organizational actors and integrated in or used to transform existing structures) in order to have any eect. Insol and Fumac were very typical[2] in that
the institutionalization process (i.e. the mechanisms and systems set up) consisted
in running one to three-day training seminars, setting up problem solving teams,
and providing strongly supportive change discourse in newsletters. In addition,
managers had to be seen to participate in TQM as rewards and promotion
depended on supporting the TQM mechanisms (i.e. participating in the training
and project teams, using the TQM or BPR vocabulary). It was assumed that
events would gain an automatic momentum from there onwards, thus realizing
the broadly conceived strategic intentions. Interestingly enough, company-speci®c
concerns that partly triggered the original intended strategy disappeared to a
great extent in favour of best practice packages promulgated by consultants.
Some aspects of TQM were clearly incorporated more easily than others. For
example, written procedures, problem solving teams, meetings, etc. (i.e. the
systems and mechanisms designed to institutionalize the change strategy) could
be set up without too many problems. After completing the TQM training,
managers were able to provide an intellectualized report of TQM but their level
of practical understanding, as most of them indicated, was quite limited.
Managers were not sure what the elements really could mean in their working
environment.
The mechanisms and systems were then believed to be what TQM was all
about. Managers looked at the mechanisms ± training, meetings, and so on ±
and asked themselves: `What's the point of all this? It's costing us so much
money.' These beliefs seemed to be justi®ed as TQM became more and more
self-referential, especially in ocial company discourse: we need to introduce
TQM because we need to become a more ecient, modern company; we
become a more ecient, modern company by introducing TQM. Initial conceptualizations of the change programmes and subsequent actions of senior
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managers contributed to this confusion. Since managers' sense making was
severely constrained, many just paid lip service to the TQM initiative and went
about their jobs in the same way. In several instances TQM rules and procedures were used to serve certain departmental interests, a behavioural pattern
that the TQM philosophy was supposed to abolish.
Notwithstanding the ambiguous outcomes of the TQM programmes, a clear
link between intended and realized change strategy was established in the ocial
change discourse (communication by senior managers, newsletters, reports).
Remaining problems would be solved by a new change programme: BPR. This
type of discourse which was clearly divorced from lived organizational realities
created a lot of apprehension among operational managers.
In the case of BPR the intended strategy seemed aligned with two major
strands of thought: rationalization of the organization (®tting the right people in
the right jobs) and a drastic cost-cutting exercise. At a discursive level these aims
seemed perfectly compatible. By redesigning processes within the organization
(using departmental process analysis) the number of people could be brought
down to a rationally determined level. The mechanisms that were used to institutionalize BPR consisted of departmental process analysis (DPA) and an attractive
voluntary redundancy package (up to three years' salary). The underlying logic
went as follows: DPA teams will determine the correct number of people needed
to be able to run the rationalized processes; the people who are `surplus to
requirements' will be oered an attractive voluntary redundancy package so they
will leave the organization with positive feelings. This logic turned out to be
naõÈve.
Little time was spent on thinking through the implications of the exercise.
Managers had to be seen to be performing. It was largely a matter of throwing
people in at the deep end. Political issues had been completely ignored. Very
quickly the process redesign fell away as an unrealized strategy. Although the reengineering element had become stripped away in practice in both companies,
the company newsletters tried to promote the BPR philosophy ever more vehemently. The majority of managers we interviewed saw BPR as a pure
demanning exercise. This created an extreme defensiveness that ran counter to
some of the aims of the TQM programme that preceded it (especially increasing
co-operation and involvement of all employees). As one of the Fumac TQM coordinators commented:
`The objectivity we saw in process re-engineering as an objective methodology
is being overtaken by machinations, political manoeuvring if you like. Again
whether that is happening because of personal ambitions or whether they see
it as the way forward and that we should go with that rather than with the
objective output of the process analysis . . . Since BPR came in we went
backwards in terms of attitudes at senior levels.'
In conclusion, although signi®cant progress had been made towards the goal of
reducing cost (mainly by manpower reduction) in our case companies, the main
outcome (i.e. realized strategy) was a feeling of insecurity and demotivation
among the majority of managers and a steep increase in organizational politicking ± an ideal breeding ground for a new management innovation to be introduced to take Fumac and Insol `beyond' BPR.
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CHRISTIAN DE COCK AND IAN HIPKIN
AN ALTERNATIVE READING OF TQM AND BPR
Of course, any way of studying a phenomenon is destined to be incomplete (see
Morgan, 1986). Admittedly, the introductory sections on the TQM and BPR
phenomena were limited in that they engaged only with the more popular
perspectives. In this section we therefore propose alternative conceptualizations
of TQM and BPR, which are complementary to our empirical work and which
depart radically from the unre¯ective `beyond' approach to organizational
change.
Grint (1994) posed the interesting question of why an amalgam of relatively
unremarkable ideas should prove to be such winners, not in the least for the
consultants.[3] Since all the elements of BPR and TQM have been around for
varying amounts of time the issue is not so much whether the elements are novel
but whether the packaging, and selling of the package, are what make re-engineering and quality initiatives dierent. Grint therefore suggested moving the
analysis of the phenomenon from internalist (looking at the intrinsic features) to
externalist accounts. Ideas and practices have to be read as plausible by those at
whom they are targeted. Ideas that capture the zeitgeist are most likely to prevail
(Hackman and Wageman, 1995). Thus, TQM and BPR have arguably been so
in¯uential because of (rather than despite) the fact that they depict an amorphous
philosophy (see Astley, 1985). The appeal of the terms is that they can be used
to legitimize all sorts of measures and changes in the name of a self-evident good
(Wilkinson and Willmott, 1995) ± a fact that was clearly borne out in our
empirical work.
An underexplored theme in the quality and re-engineering literature is the
signi®cance of the employment relationship. A closer exploration of the claim to
empower employees and create more autonomous forms of work causes a
contradiction to surface. As Willmott (1995, p. 95) argued: `There is an apparent
inconsistency in BPR between its advocacy of delayering, in which managers are
transformed from ``bosses'' into ``coaches'', and the advocacy of methods for
implementing re-engineering that are hierarchical and even dictatorial.' TQM
and BPR rely for their success precisely on an active subject with interpretive
powers that is denied or discounted during the institutionalization process.
Managers involved in our research were neither treated as equals nor even
consulted when their companies decided to adopt programmes of quality
management and re-engineering: they were often merely trained in its practices
once the programme had been adopted by senior management. Thus managers
were expected to be active in relation to the content and simultaneously passive
with respect to the design and adoption of change programmes (a pattern also
identi®ed by Kerfoot and Knights, 1995). From this perspective it should not be
surprising that several managers admitted during or after the interviews that they
had acquired a far more cynical view of their respective organizations. Many
self-confessed `company men' felt let down or even betrayed in their feelings of
loyalty.
The rules and techniques of BPR and TQM can also be conceived of as
procedures for transforming recurrent micro-political problems into technical
problems that more detailed knowledge and better management techniques
promise to solve (Marsden, 1993; Willmott, 1995). Built into the programmes are
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TQM AND BPR: BEYOND THE BEYOND MYTH
671
mechanisms of correct functioning that appear as norms of appropriate
behaviour for individuals and collectives (Cooper and Burrell, 1988). Even
though TQM and BPR programmes may provide greater freedom of action
than mechanistic management practices, they actually may reduce freedom of
choice by submitting employees to awareness training designed to create a
common frame of reference and to skills training aimed at establishing preferred
ways of solving problems and working within teams (Spencer, 1994). Thus, while
these change programmes re¯ect a concern to collapse or ¯atten hierarchies,
they can also become a motive force in their reconstitution and retrenchment
(Kerfoot and Knights, 1995).
The above suggests that the popularity of TQM and BPR can be derived, in
part, from the natural uncertainty and ambiguity embedded in reality, which
many people may experience as overwhelming, complex and chaotic.[4] As such,
BPR and TQM can be conceptualized as the latest styles or forms that could be
consumed as ultimate answers to continual quests for manageability (Jecutt,
1994a). Rather than admit that ambiguity may not be resolvable, senior
managers create symbolic solutions such as the introduction of TQM or BPR
programmes. As Wilkinson and Willmott pointed out:
TQM has become the most celebrated and widely adopted form of quality
management, in part perhaps because it holds out the promise of a uni®ed set
of principles which can guide managers through the numerous choices open to
them or might even make choosing unnecessary. (Wilkinson and Willmott,
1995, p. 8)
However, our empirical work clearly indicates that these symbolic `solutions'
tended to increase rather than decrease organizational ambiguity in our case
companies. The discourse of TQM and BPR may have the further eect of
sustaining managerial belief in the validity of their own competencies. It provides
them with a range of what are held to be expertises, and so not only generates
the illusion of controlling uncertainty, but also restores legitimacy for managerial
privilege and authority (Kerfoot and Knights, 1995; Knights and Morgan, 1991).
While organizational tensions derive largely from a limited conception of social
and organizational relations they are exacerbated by the managerialist mode
through which TQM and BPR are implemented. Of course, we cannot oer
any instant remedies to failings that derive from fundamental divisions and
contradictions in the organization of work within capitalist economies (see
Wilkinson and Willmott, 1995). However, in the conclusion we will show that it
is possible to ®nd some ways forward from the restless quick ®x psychology that
tends to fuel the `beyond' movement.
CONCLUSION
Both the theoretical and empirical overview of the TQM and BPR constructs
indicated that they are relatively amorphous constructs. If we accept that
managerial tasks and problems are highly context dependent, then the introduction of a change programme will not generate standard outcomes and the
meaning of any programme will vary according to the context and dominant
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CHRISTIAN DE COCK AND IAN HIPKIN
sets of beliefs about appropriate behaviours. It follows that, no matter how
extensive the research design, the value of TQM and BPR constructs cannot be
proven in the traditional empiricist sense (e.g. Does TQM work?; Is BPR more
eective than TQM?). The programmes clearly set limits to a range of managerial actions but do not determine the speci®c content of these actions. Although,
in principle, certain systems set up under the TQM or BPR umbrella can institutionalize broadly conceived strategies based on the TQM or BPR literature, in
practice abstract rules often dominate practices and abstract knowledge
dominates practical knowledge. We therefore suggest that TQM and BPR
should be conceptualized as occasioning change (or failing to cause change), not
because of their intrinsic characteristics as many consultants and management
writers would hold, but because they become social objects whose meanings get
de®ned by the context of their use. Thus, TQM and BPR present an occasion
for change but do not determine which of a large variety of alternatives actually
will emerge from the process of structuring (see Barley, 1986; Markus and
Robey, 1988).
However, this is not how top managers conceive of TQM or BPR. Techniques
and models are expected to provide immediate answers to organizational issues
and events. When explicit models and rules of one programme are no longer
adequate, senior managers tend to look for another programme that can supposedly provide these elusive answers. We indicated in the empirical section that
senior managers and change agents in Insol and Fumac assumed there existed
an internal relation between setting up mechanisms and systems to implement
TQM and BPR and all the good things that were supposed to follow from that.
Our discussion showed that this link can at best be considered contingent. The
absence of such an internal relation signi®es that the change process cannot be
programmed in advance. Although some `how to' skills and rules are necessary
to operate within new structures, organizational members have a far greater
need to develop self-re¯ective or meaning creating skills (see Rickards and De
Cock, 1994). In this sense it does not matter too much what TQM or BPR are
`really' about. Consultants and senior managers keep giving credit to or blaming
the wrong thing ± namely the change programme ± and having made this error
then often spend more time to look for a change programme that might be
more eective. Then they are astonished when the new change programme
improves nothing. After a substantial period into a change programme, new
ways of thinking are required based on re¯ection of practical experiences. If this
does not happen, the creation of new meaning, which is an emergent process,
will be crowded out by an overreliance on simple cause±eect models and the
speci®c rules that accompany them. In the worst case scenario, TQM and BPR
procedures then take the form of `copy us/do as we tell you, and you will
succeed' advice.
We are not arguing that approaches such as TQM or BPR have no useful role
to play in creating organizational change. These approaches can act as a binding
mechanism. They can hold events together long enough and tight enough in
people's heads so that they do something in the belief that their action will be
in¯uential. In this sense change programmes based on the TQM or BPR
constructs resemble maps (see Weick, 1995). They animate and orientate people.
Once people begin to act (enactment), they generate tangible outcomes in some
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TQM AND BPR: BEYOND THE BEYOND MYTH
673
context, and this helps them discover what is occurring and ongoing, what needs
to be explained and what should be done. Unfortunately senior managers keep
forgetting it is what they (and managers at lower levels) do, that explains the
success of a change programme, not the intrinsic rules and resources of the
change programmes. What is crucial is the way managers learn to balance the
often contradictory implications of the change programmes (Whittington, 1992).
Inevitably, the meanings thus developed by various managers will not match
precisely those of top managers. Consequently, new actions based on more
sophisticated conceptualizations have to be undertaken in response to the
question `Why did these unintended meanings occur?' This will prove a far more
productive way of generating actions than coming up with a `bigger and better'
programme of focusing all energy in overcoming resistance and coercing or
punishing deviants who are not convinced of the value of the latest `fad'. It
should also prevent managers from continuously searching for new management
innovations, thus helping them to move beyond the beyond myth.
NOTES
[1] This is close to Giddens' (1990) concept of ontological security. Giddens argued that
a change in the surrounding social and material environments of actions will aect
actors' con®dence in the continuity of their self-identity. This can only be compensated by drawing assurance from the reliability or integrity of others.
[2] Hackman and Wageman (1995) found that the setting up of problem solving teams
and the organization of awareness training were the two most common actions
taken under a TQM initiative.
[3] A senior partner at Andersen Consulting is reported to have exclaimed `God bless
Mike Hammer' after having estimated yearly worldwide company revenues of $700
million as a direct result of BPR consultancy work (Thackray, 1993).
[4] Recent writers on postmodernism have explored the ambiguous nature of organizational reality and its interpretation. They suggest that the focus of the modernist on
the process of interpretation and its problematics, a process that entails a restless
searching for new strategies that are more original or authentic in their revelation
and expression of underlying structure, is a form of intellectual imperialism that
ignores the fundamental uncontrollability of meaning (Cooper and Burrell, 1988;
Jecutt, 1994b; Parker, 1992). Knowledge and discourse have to be `constructed' out
of a continuously chameleonic and ultimately phantasmic world. They reject the
idea of language as a system of signs that represents ideas which are supposed to
exist in the `objective' world, independent of human intervention (Cooper, 1989).
The idea that the subject is a more or less rational, self-contained unit has to be
abandoned. The latter is at best something to be hoped for and certainly cannot be
presupposed.
`No, the crucial stake, and the actual one, is the game of uncertainty. Nowhere
can we escape it. But we are not ready to accept it, and worse still, we expect
some sort of homeopathic ¯ight of fancy by reducing this uncertainty with yet
more information and communication, thereby aggravating the relationship with
uncertainty. Again, this is fascinating, the race-chase of techniques and their
perverted eects, has started, the race-chase of man and his virtual clones on the
reversible track of the Moebius strip.' (Interview quote from Baudrillard in
Zurbrugg, 1993, p. 490.)
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