Anik Bhaduri Janos Bogardi
Jan Leentvaar Sina Marx
•
•
Editors
The Global Water System
in the Anthropocene
Challenges for Science and Governance
123
Editors
Anik Bhaduri
Janos Bogardi
Sina Marx
Global Water System Project
Bonn
Germany
Jan Leentvaar
UNESCO-IHE
Delft
The Netherlands
ISBN 978-3-319-07547-1
ISBN 978-3-319-07548-8
DOI 10.1007/978-3-319-07548-8
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Chapter 17
Sustaining Freshwater Biodiversity
in the Anthropocene
Jaime Garcia-Moreno, Ian J. Harrison, D. Dudgeon,
V. Clausnitzer, W. Darwall, T. Farrell, C. Savy, K. Tockner
and N. Tubbs
Abstract Globally, fresh water is a limited resource, covering only about 0.8 %
of the world’s surface area. With over 126,000 species living in its ecosystems,
freshwater harbours a disproportionate share of the planet’s biodiversity; it is
essential for life, and central to satisfying human development needs. However, as
we enter the Anthropocene, multiple threats are affecting freshwater systems at a
global scale. The combined challenges of an increasing need for water from a
growing and wealthier human population, and the uncertainty of how to adapt to
definite but unpredictable climate change, significantly add to this stress. It is
imperative that landscape managers and policy-makers think carefully about
strategic adaptive management of freshwater systems in order to both effectively
conserve natural ecosystems, and the plants and animals that live within, and
continue to supply human populations with the freshwater benefits they need.
Maintaining freshwater biodiversity is necessary to ensure the functioning of
J. Garcia-Moreno (&)
Amphibian Survival Alliance, PO Box 20164, 1000 HD Amsterdam,
The Netherlands
e-mail:
[email protected]
J. Garcia-Moreno
Het Haam 16, 6846 KW Arnhem, The Netherlands
I. J. Harrison (&)
Conservation International, Center for Environment and Peace,
2011 Crystal Drive, Suite 500, Arlington, VA 22202, USA
e-mail:
[email protected]
I. J. Harrison
6180 E Camden Rd, Flagstaff, AZ 86007, USA
D. Dudgeon
School of Biological Sciences, The University of Hong Kong,
Pok Fu Lam Road, Hong Kong SAR, China
V. Clausnitzer
Senckenberg Museum of Natural History Görlitz, PF 300154,
02806 Görlitz, Germany
A. Bhaduri et al. (eds.), The Global Water System in the Anthropocene,
Springer Water, DOI: 10.1007/978-3-319-07548-8_17,
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Sustaining Freshwater Biodiversity
in the Anthropocene
Jaime M. Garcia-Moreno, Ian J. Harrison, D. Dudgeon,
V. Clausnitzer, W. Darwall, T. Farrell, C. Savy, K. Tockner
and N. Tubbs
Abstract Globally, fresh water is a limited resource, covering only about 0.8 %
of the world’s surface area. With over 126,000 species living in its ecosystems,
freshwater harbours a disproportionate share of the planet’s biodiversity; it is
essential for life, and central to satisfying human development needs. However, as
we enter the Anthropocene, multiple threats are affecting freshwater systems at a
global scale. The combined challenges of an increasing need for water from a
growing and wealthier human population, and the uncertainty of how to adapt to
definite but unpredictable climate change, significantly add to this stress. It is
imperative that landscape managers and policy-makers think carefully about
strategic adaptive management of freshwater systems in order to both effectively
conserve natural ecosystems, and the plants and animals that live within, and
continue to supply human populations with the freshwater benefits they need.
Maintaining freshwater biodiversity is necessary to ensure the functioning of
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J. M. Garcia-Moreno (&)
Amphibian Survival Alliance, PO Box 20164, 1000 HD Amsterdam,
The Netherlands
e-mail:
[email protected]
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J. M. Garcia-Moreno
Het Haam 16, 6846 KW Arnhem, The Netherlands
I. J. Harrison (&)
Conservation International, Center for Environment and Peace,
2011 Crystal Drive, Suite 500, Arlington, VA 22202, USA
e-mail:
[email protected]
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I. J. Harrison
4320 E Glacier Drive, Flagstaff, AZ 86007, USA
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D. Dudgeon
School of Biological Sciences, The University of Hong Kong,
Pok Fu Lam Road, Hong Kong SAR, China
V. Clausnitzer
Senckenberg Museum of Natural History Görlitz, PF 300154,
02806 Görlitz, Germany
A. Bhaduri et al. (eds.), The Global Water System in the Anthropocene,
Springer Water, DOI: 10.1007/978-3-319-07548-8_17,
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freshwater ecosystems and thereby secure the benefits they can provide for people.
Thus freshwater biodiversity is also an important element of viable economic
alternatives for the sustainable use of the freshwater ecosystems natural capital. In
order to achieve this we need to do a better job at monitoring our freshwater
biodiversity, understanding how the ecosystems function, and evaluating what that
means in terms of service delivery.
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Fresh water is essential for life, and thus its provision for agriculture, sanitation, and
domestic use is central to meeting many of the Millennium Development Goals and
the more-recently proposed sustainable development goals (Griggs et al. 2013;
Pahl-Wostl et al. 2013a). However, from a global perspective it is an absolutely
limited resource, representing no more than 0.008 % of the volume of water on
Earth and covering only about 0.8 % of the global surface area (Mittermeier et al.
2010; see Fig. 17.1).
Fresh water is also a highly threatened resource. A characteristic of the
Anthropocene world is a ‘pandemic array’ of human transformations of the global
water cycle (Alcamo et al. 2008), including changes in physical, biogeochemical
and biological processes. Water scarcity and quality degradation already impact
more than 2.5 billion people on Earth, and by 2030 human demand for water is
expected to exceed reliable freshwater supply by 40 % (Addams et al. 2009).
There is, and will be, every attempt to close this water gap in order to support
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The Global Freshwater Crisis
W. Darwall
Freshwater Biodiversity Unit, IUCN Global Species Programme,
219c Huntingdon Road, Cambridge CB3 0DL, UK
T. Farrell
Conservation International, Greater Mekong Programme, PO Box 1356,
Phnom Penh, Cambodia
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C. Savy
International Finance Corporation, 2121 Pennsylvania Ave. NW,
Washington, DC 20433, USA
K. Tockner
Leibniz-Institute of Freshwater Ecology and Inland Fisheries,
Müggelseedamm 310, 12587 Berlin, Germany
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N. Tubbs
The Royal Society for the Protection of Birds, UK Headquarters,
The Lodge, Sandy, Bedfordshire SG19 2DL, UK
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Fig. 17.1 a Approximate quantity and proportionate amounts of all water on earth; b approximate quantity and proportionate amounts of fresh water on earth. Illustration prepared by
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social and economic growth around the world. Nations have already responded to
the threats to human water security by massive investment in water technology and
engineered systems (Zehnder et al. 2003; Vörösmarty et al. 2010, 2013). While
these engineered solutions might address human water needs, they are not concerned with the biodiversity and ecological function of the systems. Instead they
often add to existing threats to biodiversity and ecosystem function. They may
involve increased appropriation of surface water flows that are essential for
environmental needs, and increased extraction of groundwater resources that are
also essential to surface ecosystems and may be non renewable (Taylor et al. 2012;
Foster et al. 2013).
Fresh waters are therefore in a state of global crisis; they are perhaps the most
imperilled ecosystems on Earth, and inland waters are recognised as hotspots of
endangerment (Dudgeon et al. 2006; Darwall et al. 2009; Mittermeier et al. 2010).
Nearly every major river has been dammed resulting in the impoundment of over
10,000 km3 of water (Chao 1995; Chao et al. 2008), the equivalent of around five
times the volume of the Earth’s rivers, and reservoirs trap more than 25 % of the
total sediment load that formerly reached the oceans (Vörösmarty and Sahagian
2000). Around 70 % of available surface water is used annually for agricultural
purposes alone (Wallace et al. 2003). Nutrient runoff has created algal blooms and
anoxic dead zones. There is a very strong correlation between total phosphorus
inputs and phytoplankton production in freshwaters (Anderson et al. 2002; Heisler
et al. 2008), and runoff aggravates the formation of coastal dead zones, which have
now been reported to affect a total area larger than the United Kingdom (Diaz and
Rosenberg, 2008). More than two thirds of our upland watersheds are not protected
(Thieme et al. 2010). Wetlands cover about 6 % of the Earth’s surface. Depending
on the region, between 30 and 90 % of these wetlands have already been destroyed
or are heavily modified (Junk et al. 2013). Climate change will exacerbate the
existing threats on wetlands such as land reclamation, pollution, water abstraction,
overuse of resources, and facilitate invasion and establishment of exotic species as
habitat conditions alter, reflecting (for example) shifts in flow and inundation
patterns, increasing temperature and sea level rise.
There are clear signs that freshwater biodiversity is declining rapidly (Dudgeon
et al. 2006; Darwall et al. 2009). Population trend data indicate that whereas
terrestrial species show declines in the order of 25 % (95 % CL: 13–34 %) since
1970, the equivalent value for freshwater species is 37 % (21–49 %)—nearly one
and a half times as high (Loh et al. 2005; and see Fig. 17.2). It should be stressed
that these population trend data are based entirely on a selection of water-associated vertebrates, and lack adequate representation from the more species-rich
invertebrates (Cardoso et al. 2011; but see also Balian et al. 2008).
While existing knowledge is inadequate, at least 10,000–20,000 freshwater
species have become extinct within the last century or are currently at risk globally
(Strayer 2006; Strayer and Dudgeon 2010). The IUCN Red List of Threatened
Species currently only gives partial coverage to the world’s freshwater species,
currently listing 23,291, or 18.5 % of all known freshwater species. Accepting that
the data may be biased towards inclusion of threatened species present in a region
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(rather than the more recent trend to provide a comprehensive coverage of all
species regardless of the threat; see Darwall et al. 2009, Carrizo et al. 2013), the
trends are nevertheless disturbing: 30.1 % of all freshwater species that have been
assessed by IUCN are classified as threatened (i.e., ‘Critically Endangered’.
‘Endangered’, or ‘Vulnerable’ according to Red List criteria (IUCN 2013).
Amphibians, a primarily freshwater taxon, are the second most threatened group of
organisms (after cycads) that have been assessed globally (IUCN 2013; see Text
Box 1); but, in intensively-developed regions, over one third of the species in other
freshwater taxa are threatened also (e.g. Kottelat and Freyhof 2007; Jelks et al.
2008; Cuttelod et al. 2011; Collen et al. 2014). Although knowledge of freshwater
biodiversity is improving (Clausnitzer et al. 2009, 2012; Darwall et al. 2009;
Tisseuil et al. 2012; see Text Box 2), information gaps in the tropics (Balian et al.
2008) mean that the overall threat extent may be even greater than currently
estimated. The possible extinction of the Yangtze River dolphin, Lipotes vexillifer
(Turvey et al. 2007; Smith et al. 2008), which would be the first human-caused
extinction of any cetacean, is not only emblematic of the perilous state of freshwater biodiversity, but indicative of our reluctance to effectively address conservation needs. It is a matter of great concern that freshwater biodiversity is largely
neglected or insufficiently addressed in almost all water-development projects
(Pahl-Wostl, pers. comm.; Vörösmarty et al. 2013); for example, the Bonn declaration that resulted from the Global Water System Project, which gave rise to this
volume, mentions biodiversity only implicitly.
The increasing stress on water resources that is associated with increasing
population and economic growth of the Anthropocene will likely commit us to
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Fig. 17.2 The Living Planet Index (LPI) tracks the fate of populations of thousands of vertebrate
species, just like a stock market index tracks the price of a basket of shares. The global LPI (red
line) has declined by 28 % between 1970 and 2008. The global LPI can be split into its
components by realm: terrestrial (green line), freshwater (light blue line), and marine (dark blue
line). While all components have declined, freshwater has done so much more (37 %) than the
marine (22 %) and the terrestrial (25 %) ones
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Importance of Freshwater Biodiversity
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There are at least 126,000 species of freshwater animals and vascular plants; this is
estimated as perhaps up to 12 % of all known species on earth, and includes onethird ([18,000 species) of vertebrates, which is far more than would be expected
from the limited extent of inland waters (Abramovitz 1996; Dudgeon et al. 2006;
Balian et al. 2008, 2010). This total number of species is certainly an underestimate (Balian et al. 2010) since it omits several taxonomic groups that are likely to
be rich in freshwater species (e.g., fungi, algae, several ‘protozoan’ taxa). It also
does not account for the fact that many new species are being described annually,
even in the case of the better known groups such as freshwater fishes and
amphibians (for example, since 2005 amphibians are being described at a rate of
one new species every 2–3 days; Frost et al. 2006; Reid et al. 2013). Nor does it
account for recent losses of species that became extinct before they could be
described by scientists. An almost unknown ecosystem type is the vast groundwater body. An estimated 50,000–100,000 stygobiont species, i.e. species that
finish their entire life cycle in the subterranean freshwater realm, occur globally
(Culver and Holsinger 1992). However, less than 10 % of these species are
described up to now (Stoch and Galassi 2010). Ground waters are characterized by
a very high proportion of endemic and cryptic species, although there is a major
lack of information on their ecology and their functional performance.
Freshwater organisms and their ecosystems are valuable in their own right, but
are also vital for providing people with many different goods and services
(de Groot et al. 2012; Russi et al. 2013). Russi et al. (2013) have noted that the
biodiversity of wetland ecosystems are at the core of the nexus between water,
food and energy. However, while biodiversity loss does affect ecosystem function
(Hooper et al. 2012; see above), there is limited understanding of this relationship
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further extinctions. To this can be added a substantial (perhaps unquantifiable)
extinction debt associated with human actions that have been taken already
(Strayer and Dudgeon 2010). The likely consequences of climate change for water
availability in rivers do not augur well for biodiversity, at least for some regions
(Ngcobo et al. 2013; Reid et al. 2013; Pearce-Kelly et al. 2013; Tedesco et al.
2013). Moreover, and as noted above, likely adaptation measures to be taken by
humans to adjust to a warmer world may also be damaging (Palmer et al. 2008),
and scenarios for the riverine biota in areas where the human footprint is already
pervasive (see Vörösmarty et al. 2010) are especially bleak. Biodiversity loss has
been shown to significantly affect the ecological function of ecosystems (Hooper
et al. 2012). In the case of freshwater ecosystems this may mean that they have a
reduced capacity to provide certain services such as food, nutrient cycling, and
water filtration that are essential for supporting human livelihoods and health,
beyond the supply of water itself (Horowitz and Finlayson 2011; de Groot et al.
2012; and see below).
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Valuing Freshwater Biodiversity and Ecosystems
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Appreciation of the need to protect species and nature for their own sake is taken
as axiomatic by many scientists, but is often put aside when it comes to addressing
the pressing demands of growing human populations and their need for water
security and other necessities (Vörösmarty et al. 2013). One good rationale for
halting the degradation and destruction of freshwater systems is that of enlightened
self-interest; people rely on rivers lakes and wetlands—not only for water, but the
other goods and services that they provide that are of immense value, far beyond
the mere economic value of water (Costanza et al. 1997; Russi et al. 2013).
Economic values of inland wetland ecosystem services are typically higher than
those of many terrestrial ecosystems. For example, the total economic value of
inland wetlands (exclusive of lakes and rivers) was estimated at 25,682 Int.$/ha/
year, compared to 5,264 Int.$/ha/year for tropical forests (where ‘Int’ refers to a
translation of the original values into US$ values on the basis of Purchasing Power
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for many ecosystems. It is not known how much biodiversity could be lost without
seriously jeopardizing ecosystem functions and services, which makes it very
difficult to accurately predict the management needs of freshwater systems under
changing environmental pressures (Dudgeon 2010; Stuart and Collen 2013). While
much research has yet to be conducted, there is evidence that biodiversity
improves water quality (Cardinale 2011) and that the loss of biodiversity impacts
human livelihood and well-being (Cardinale et al. 2012). To some extent it may
seem obvious that we should expect some relationship between biodiversity and
ecosystem functioning as, for example, conservation of fish biodiversity is necessary to maintain a productive fishery (Reid et al. 2013). One possible relationship is that ecosystem function may be enhanced in a near-linear fashion as species
richness increases. Alternatively, the loss of species may have no effect on
function until some critical threshold, or tipping point, is reached whereupon the
remaining species can no longer compensate for loss of the others and complete
failure may occur. A third possibility is that functioning may be unaffected by the
loss of certain species, but greatly impacted by the loss of others, or even by the
order in which they are lost. This last ‘idiosyncratic hypothesis’ holds that the
identity of species lost may be more crucial than the number remaining, and there
is some evidence that this relationship applies in freshwater ecosystems (e.g.
McIntyre et al. 2007; Gessner et al. 2010; Capps and Flecker 2013). Recent
findings (e.g., Cardinale 2011; Cardinale et al. 2012), and uncertainty over the
form of the relationships between biodiversity and ecosystem functioning (see
Dudgeon 2011; Tomimatsu et al. 2013), strongly suggest that it would be prudent
to adopt the precautionary principle and minimize further species declines or
losses. By the same token, the introduction of non-native species may have marked
effects on ecosystem functioning (reviewed by Strayer 2010; see also Capps and
Flecker 2013), and should be avoided.
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Parity; see de Groot et al. 2012). The non-market services of freshwater ecosystems (e.g., regulating, habitat, and cultural services) represents 94 % of the overall
economic value of inland wetlands, and 55 % of the overall economic value of
rivers and lakes, according to the data provided by de Groot et al. (2012) (and see
Text Box 3 for discussion of a specific example of non-market services). There is
now a growing appreciation that sustainable use of all types of wetlands is usually
economically more beneficial than conversion to alternative uses if all or most
services are taken into account (de Groot et al. 2012). Jenkins et al. (2010) showed
that restoration of wetlands in the Mississippi Alluvial Valley can provide a high
return on the public investment for the restoration.
This potential economic return from careful management of the natural capital
of freshwater ecosystems is important for both regional and global economies.
Currently up to 0.75 trillion dollars (750 billion USD) is spent per year to maintain
the infrastructure and operating costs of water management around the world, and
two-thirds of this expenditure is in America and Europe (Zehnder et al. 2003;
Addams et al. 2009; Vörösmarty et al. 2013; Boccaletti, pers. comm). These costs
are likely to increase as middle and low income countries start to become more
affluent and develop their own infrastructure. Hence, it is important to look beyond
the traditional reliance on hard-path infrastructure and to work with nature, and use
the natural capital it provides (Palmer 2010; Vörösmarty et al. 2013). The
objective of such an approach should be to meet the requirements of regional and
global economies while also reducing the intensity of threats to the biodiversity
supported by these ecosystems (Totten et al. 2010).
Conservation Gaps (Protected Areas and Their
Management)
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Despite its ecological, economic, and cultural importance, freshwater biodiversity
is evidently not adequately protected by existing conservation actions. Darwall
et al. (2011b) compared the distribution of threatened freshwater species (crabs,
fishes, molluscs, and odonates) with the distribution of protected areas in Africa.
Their results showed that while 84–100 % of the studied species had some part of
their range in protected areas, only 50 % or fewer of the species had at least 70 %
of their range (mapped to river catchments) contained within a protected area (see
red boxes in Table 17.1). Given the high degree of connectivity within freshwater
ecosystems, such that impacts can spread rapidly and from areas far outside of the
protected part of a species range, this lack of protection leaves freshwater species
highly vulnerable.
It has also been shown that freshwater ecosystems are not adequately included
in the global network of protected areas (e.g., Allan et al. 2010; Herbert et al.
2010). Globally, almost 70 % of rivers have no protected areas in their upstream
catchment (Lehner et al. in prep), and yet upper catchment protection is important
because this affects the delivery of water in adequate quantity or quality to
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Table 17.1 Percentage of species within existing protected area networks in Africa
(b) 70 % catchment in PA (c) Catchment contains a
[n = 619]
designated Ramsar site
[n = 190]
Total taxa Threatened
taxa (% )
(%)
Total taxa Threatened
area (%)
(%)
Total taxa Threatened
taxa (%)
(%)
95.7
99.1
97.6
92.5
87.4
80.8
86.4
70.8
95.9
88.4
50
48.5
21.7
73.7
62.2
91.7
80.1
44.3
46.6
54.8
82.4
99.4
96.2
98.4
88
93.9
84.1
100
49.2
74.2
98.4
36
31.4
33.1
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Amphibia
Birds
Mammals
Crabs
Fishes
Molluscs
Odonata
(a) Intersect PA
[n = 2,725]
45.3
61.4
62.5
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35.2
39.7
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downstream habitats. There is, therefore, an important need for careful consideration of optimum placement of protected areas to secure freshwater biodiversity
under rapidly environmental alterations.
Holland et al. (2012) describe a methodology for identifying priorities for
freshwater protected areas via the development of freshwater Key Biodiversity
Areas (KBAs), which has also been used by institutions and funding organisation
for planning frameworks (e.g. the Critical Ecosystem Partnership Fund). Freshwater KBAs are defined on presence of threatened and endemic species or ecologically unique assemblages of species (Table 17.2), and are mapped using
HydroBASINS (Lehner 2012) which is the best available digital hydrology
resource for mapping connectivity within catchments, incorporating river basin
boundaries, lakes, and river networks.
The application of these methods to Africa and several parts of Asia (Allen
et al. 2010, 2012; Darwall et al. 2011b; Molur et al. 2011) has identified a large
number of potential KBAs which may be compared to protected areas to identify
gaps in both spatial coverage and management focus. Once these gaps have been
identified it is then possible to start developing management plans to address those
gaps. However, equally as important as identifying the sites where protected areas
should be implemented, is identifying the proper management plans for these
locations. Abell et al. (2007) described an integrated approach to selecting and
managing freshwater protected areas that first identifies focal sites or habitats that
are important for species or communities, then defines critical management zones
that would support the integrity of these areas, and subsequently embeds these
zones within a wider catchment management scheme that integrates multiple user
needs (Fig. 17.3). Such focal sites and crucial management zones would be
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Percentage of species from major taxonomic groups (a) captured within protected areas based on
overlap of any point of occurrence in the species range with a protected area; (b) based on the
overlap of 70 % of the species range (mapped to river catchments) with a protected area; and (c)
based on presence of the species within catchments that also contain a Ramsar site. The lower
four groups (crabs, fishes, molluscs, and odonates) are the freshwater groups assessed as part of
IUCN’s Global Freshwater biodiversity Assessment; the top three groups are other higher vertebrates that have been previously assessed, for comparison. Adapted from Darwall et al. (2011a)
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Table 17.2 Criteria and thresholds for defining freshwater KBAs, based on Holland et al. (2012)
Criteria
Threshold
1. Globally threatened species or other
species of conservation concern
2. Species (or infraspecific taxa as
appropriate) of restricted range)
3. Group of species that are confined to an
appropriate biogeographic unit or units
One or more CR, EN, or VU species
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20,000 km2 for crabs, fish and molluscs and
50,000 km2 for odonates
At least 25 % of the total species from a specific
taxonomic group occurring within a subcatchment must be restricted to the ecoregion
(Abell 2008) in which the subcatchment is
located
Fig. 17.3 Schematics of proposed freshwater protected area zones as proposed by Abell et al.
(2007). a Freshwater focal areas, such as particular river reaches, lakes, headwater streams, or
wetlands supporting focal species, populations, or communities. b Critical management zones,
like river reaches connecting key habitats or upstream riparian areas, whose integrity will be
essential to the function of freshwater focal areas. c A catchment management zone, covering the
entire catchment upstream of the most downstream freshwater focal area or critical management
zone, and within which integrated catchment management principles would be applied.
(Reprinted from Abell et al. (2007). Copyright (2007), with permission from Elsevier)
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The importance of well-thought out management structures has been highlighted
by several studies (e.g., Broadmedow and Nisbet 2004; Dudgeon et al. 2006;
Ramsar Convention Secretariat 2010), and simple, single-factor, ‘rules of thumb’
approaches to management are often unsuccessful. For example, Pittock et al.
(2010) outlined the status of five wetlands sites in the Murray Basin, each of which
is recognised as an ‘‘icon site’’ for the restoration of ecological health in the basin
by the Australian government. Despite such recognition, all of these sites have
experienced declines in ecological character. Despite this deterioration, there was
limited implementation of any conservation or mitigation measures, and degraded
habitat was not compensated nor had it been restored in any way. The most recent
government initiatives have been to change flow patterns, but apparently not in a
carefully thought-out way, with the result that more stress is placed on some areas
in favour of others (Pittock et al. 2010). In addition, a single focus on flows,
important as they are, is not a sufficient management response to the array of
threats these wetlands face, and a series of multiple-factor initiatives integrated
across all five sites would have been more likely to result in conservation gains.
Protected area managers often tend to underestimate the stress on freshwaters in
protected areas (Thieme et al. 2012). In addition, even in developed countries,
resources are limited: a third of the protected areas in the southeastern United
States surveyed by Thieme et al. (2012) lacked any budget for freshwater management or protection, and over half had no staff time allocated to freshwater
management activities. At the European level, almost 70 % of rivers fail to
achieve ‘‘good ecological status’’ according to the EU Water Framework Directive, and most likely will not meet this status until 2015 or later unless there is
significant extra allocation of resources to river protection.
There are a number of specific challenges that face those attempting to manage
fresh waters with the aim of conserving biodiversity, while meeting human needs
for water. While terrestrial conservation strategies tend to emphasize areas of high
habitat quality that can be bounded and protected, this ‘fortress conservation’
approach is not suitable for river segments or lakes embedded in unprotected
drainage basins unless the boundaries can be drawn at a catchment scale (see, for
example, Dunn 2003). This is hardly ever possible, and the shortcomings inherent
in fortress conservation are particularly acute for freshwater biodiversity because
protection of a particular component of the biota or habitat, for example in rivers,
requires control over the upstream drainage network, the surrounding land and
riparian zone, and—in the case of anadromous species and the risk of invasive
species—downstream reaches as well. It is a major challenge to reconcile the need
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represented as part of the management approach within a freshwater KBA. The
objective is to move beyond protection directed just to the actual sites holding
target species, towards protective management of the wider associated catchment.
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for a catchment-scale approach to conservation of freshwater biodiversity when
this requires that large areas of land need to be managed in order to protect
relatively small water bodies.
Thus all the necessary elements for freshwater management and the conservation of its biodiversity need to be included in water policies. Management of
water resources must take account of aquatic biodiversity in and of itself, as well
as its contribution to ecosystem functions and the goods and services used by
humans, while also establishing monitoring schemes that can underpin adaptive
management. Planning conservation initiatives or the activities needed to support
them—for example, establishing protected areas and conducting biological
inventories (Gaston et al. 2008; BioFresh, 2013)—requires high-quality spatial
data on patterns of biodiversity and threat. Unfortunately, prioritization of conservation activities has been largely directed at terrestrial habitats, focusing on
primarily terrestrial vertebrates as target species (e.g. Rodrigues et al. 2004).
Identification of areas that support particularly high freshwater species richness
has lagged behind efforts for the terrestrial realm, and the first attempt at mapping
global freshwater ecoregions and hotspots was unveiled relatively recently (Abell
et al. 2008). This is an important development because we lack confirmation on
whether terrestrial and freshwater hotspots overlap (Strayer and Dudgeon 2010),
and the analysis at the scale of river catchments throughout Africa suggests that
such overlap is low (Darwall et al. 2011a). In addition, terrestrial vertebrates are
poor surrogates for the overall freshwater diversity in a given area (Rodrigues and
Brooks 2007).
A recent example of a major conflict among potential users of water is the
actual boom in hydropower development, in Europe and globally. Although the
utmost principle of the European Water Framework Directive (WFD) is to avoid
the deterioration of the status of water bodies, we actually experience an unrestrained development in hydropower production; in particular of small-scale
facilities. This rising conflict among different users of water occurs mainly because
different directives are responsible for managing the different components of water
(e.g., biodiversity conservation, irrigation, navigation, water quality). There is an
urgent need to develop synergies among the different users, for the benefit of
humans and the ecosystem (Pahl-Wostl et al. 2013b).
Knowledge of the status and condition of the biodiversity present within fresh
waters provide an essential basis for making decisions that will allow sustainable
management of these ecosystems. Many taxa are good indicators of environmental
health. For example, the amphibiotic life cycle of dragonflies (with aquatic larvae
and terrestrial adults) and their sensitivity to structural habitat quality, make them
well suited for use in evaluating long-term and short-term environmental change in
aquatic ecosystems and the associated riparian habitats, which are resources
heavily utilized by local communities (Kalkman et al. 2008; see Text Box 4).
Amphibians have been used as indicators of the general health of the ecosystem
(e.g., Welsh and Ollivier 1998; Rice and Mazzotti 2004). Molluscs—as well as
other macro-invertebrates—are sensitive to water quality and flow, and are
potentially useful in bio-monitoring programs (Strong et al. 2008); many are also
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threatened with extinction (Johnson et al. 2013) although global assessments of the
conservation status of, for example, freshwater snails are lacking. Global biodiversity databases such as the IUCN Red List of Threatened Species can, through
the provision of information on species distributions and their sensitivity to
identified threats, help to inform decisions on the potential impact of developments
on freshwater ecosystems.
Rockström et al. (2009) defined a set of ‘planetary boundaries’ that describe a
safe operating space for humanity. Bogardi et al. (2012, 2013, 2013) noted that in a
few decades we may transgress those planetary boundaries for freshwater, indicating that we will have failed as an international community to establish political
targets or economic incentives for change. To avoid this, we must develop policies
and governance that will protect freshwater ecosystems and ensure the long-term
provision of freshwater services to humans (Pahl-Wostl et al. 2013b). An important
approach will be to take full account of the ‘‘nexus’’ between water, food and
energy, as one of the most fundamental relationships and increasing challenges for
society (Bogardi et al. 2012; Lawford et al. 2013a; Russi et al. 2013). While
biodiversity, and particularly wetland ecosystems, are at the core of this nexus
(Russi et al. 2013), freshwater ecosystems and biodiversity often fail to be considered when this nexus is discussed. Their exclusion may cause a permanent
source of conflict because synergies among the various users are not exploited and
consensus cannot be achieved. A possible reason for excluding biodiversity and the
ecosystem as pari passu partners is the complexity and uncertainty they may add.
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Next Steps to Meet Global Conservation and Management
Needs
As noted above, substantial gaps in knowledge of global freshwater biodiversity still
remain, and considerable research is required to provide baseline data that can be
used to inform conservation initiatives and action for this imperilled biota. These
data should include satellite and in situ observations, combined with procedures to
combine and model these global data sets (Lawford et al. 2013b) (Fig. 17.4).
We need to ensure a better allocation of environmental flows in order to allow
for sufficient hydric resources to properly support ecosystem functions while also
attending human requirements (Poff and Matthews 2013), and this needs to be tied
with research on how climate change will affect those allocations. Modification of
flows in some regions is likely to be unavoidable, to meet essential human
requirements. When this occurs, the implementation of comprehensive environmental impact assessments with recommendations as to how to mitigate the most
deleterious impacts is crucial.
The need for more data is an obvious priority, but conservation biologists must
also be ready to make the most of the data that are currently available, and to use
these to help landscape managers make appropriate decisions. There are many
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excellent systems for collating biodiversity data into integrated systems that can
support monitoring and measurement of change (Scholes et al. 2012; and see
discussion above on the IUCN Red List). Some databases are specifically designed
to collate and present ecological information, drawn from multiple data sets, to
assist private and public-sector decision-makers in developing ecologically sustainable business and management practices (e.g., see Text Box 5). When developing new analytical tools for evaluating impacts on freshwater biodiversity it will
be important to look carefully at the needs of the likely users. In some cases in the
past, the relevant users and stakeholders have not been sufficiently engaged during
the process of tool development (Morrison et al. 2010).
While awareness of the extent of threats to freshwater biodiversity has grown
during the last decade, a great deal more needs to be done in order to conserve it.
A major challenge we face is to raise awareness of the tremendous diversity of
species living within our freshwater ecosystems, as they remain largely unseen and
unvalued. The fact that most freshwater species live in a habitat that very few
people explore or appreciate leaves them highly vulnerable to the impacts of the
Anthropocene. Many freshwater species, some of which may be truly impressive
creatures, such as Pangasianodon gigas, the Giant Mekong Catfish, are heading
for extinction yet few people will even notice their passing. As this chapter
indicates, it is often the very activities that enhance human well-being and water
security which place freshwater species at risk (e.g. Vörösmarty et al. 2010). It
remains a huge challenge to manage the Anthropocene global water system in a
manner that will meet the water, food and energy needs of people, while allowing
for sufficient semblance of natural ecosystem functions to remain in order to
sustain biodiversity. For some large, iconic animals it may already be too late to
reverse population declines, but it would be a travesty to permit the many
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Fig. 17.4 Map showing the progress towards completion of Red List assessments for freshwater
fishes in different parts of the world
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freshwater species now recognized as globally threatened to follow path of the
Yangtze dolphin into our history books. We already have much of the knowledge
and many of the tools we need to protect freshwater biodiversity; we must now
demonstrate the will to act.
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Box 1: Balancing Development and Biodiversity Conservation
The Kihansi dam generates about 20 % of Tanzania’s electricity. It is
located in the Udzungwa Mountains, where the Kihansi River plunges off an
escarpment. Because of its steep drop and dependable water flow, it was
selected to develop a hydropower project that was started in 1994. Before the
dam was completed, biological surveys of the area yielded the discovery of
several species new to science, most famously the Kihansi spray toad
(Nectophrynoides asperginis), which was endemic to a very small area of
about 2 ha in the spray zone of the Kihansi Falls, the smallest distribution
known for a vertebrate (Poynton et al. 1998).
As a result of these biological findings, the government agreed to let 10 %
of the river flow to continue its original course—a reduction from over 16 to
about 2 m3/s (Rija et al. 2011); this reduced flow proved insufficient to
maintain the mist zone that created the toad’s habitat. In combination with
other events, such as a one-time flushing of pesticide-rich sediments accumulated at the dam and the possible occurrence of an amphibian fungal
disease (Krajick 2006), the toad’s population crashed from an estimated high
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Acknowledgements The authors are grateful to the Amphibian Survival Alliance and Bio-Fresh
for sponsoring the symposium ‘‘Biodiversity Freshwater Ecosystems: Status, Trends, Pressures,
and Conservation Priorities’’ at the Global Water System Project meeting on ‘Water in the
Anthropocene’ (May, 2013), which was attended by most authors (DD, IH, JGM, KT, NT, VC)
and primed the writing of this chapter. The authors also want to thank Michele Thieme (WWFUS) for comments on the manuscript. Robin Abell (WWF-US) and Jamie Pittock (Australian
National University) also kindly checked the manuscript and allowed use of content from previous collaborations, including permission to use a figure first published by Abell et al. (2007).
Jonathan Loh (WWF/ZSL) kindly gave access to the most current Living Planet Index figures.
Alex Mauroner (Conservation International Intern, Center for Environment and Peace) adapted
Tables 17.1 and 17.2 from the originals. Kurt Buhlmann provided us with a recent picture of the
Kihansi Spray Toad. Ian Harrison is grateful to the Department of Ichthyology, American
Museum of Natural History, New York for granting him Research Associate status, and to the
staff of the Museum library for assisting in locating published materials; he is also grateful to
Columbia University, New York for granting Adjunct Research Scientist Status (for Center for
Environmental Research and Conservation) and External Affiliate Status (Department of Ecology, Evolution, and Environmental Biology) and allowing access the library facilities. This
manuscript represents the view of individual authors and not necessarily that of the organisations
they represent.
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of over 20,000 individuals in 2003 to less than five individuals seen in 2004
(Channing et al. 2009). There have been no confirmed records since, and the
species has been listed as Extinct in the Wild in the Red List of Threatened
Species since 2009.
In 2000, some toads were collected from the field in an attempt to establish
a captive breeding programme in the US (Bronx and Toledo zoos) that collaborates extensively with Tanzanian authorities. There have also been
attempts to recreate the natural spray zone at the bottom of the gorge by means
of an artificial sprinkler system, though it is becoming clear that this may not
be sufficient, as some elements of the original ecosystem are still absent—for
instance, the waterfall created continuous winds that replenished the area with
wet silt (Rija et al. 2011). Since 2010, there are ongoing efforts to try to
reintroduce some captive bred toads back into the spray zone of the falls, with
the first ones released in 2012, but the road ahead is not easy (Khatibu et al.
2008). Millions of dollars have been spent to try to prevent this species from
going extinct and change its Red List status from Extinct in the Wild back to
Critically Endangered, which would be a first in recorded history. In spite of
this, for many locals the dam is the source of their access to electricity that
they cherish, even if it comes at the cost of a little known toad (Photo 17.1).
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Box 2: Rapid Assessment (AquaRAP) Programs for Fresh Waters
Since 1996, 13 Rapid Assessment Programs have been implemented to
specifically target freshwater ecosystems, focusing on surveys across
watersheds or basins. The AquaRAP program has several objectives, listed
by Alonso and Willinck (2011). These include increasing the priority given
to conservation of freshwater systems; catalysing multinational,
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Photo 17.1 Kihansi spray
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asperginus) Kurt
Buhlmann
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multidisciplinary, collaborative research on freshwater systems that includes
training of students; highlighting the importance of systematic research and
collections for conservation; and generating a body of reliable data about the
selected watersheds.
AquaRAPs have confirmed the fact that our knowledge of biodiversity is
woefully low for many parts of the world. Just in Latin America, AquaRAPs
have identified 238 new basin and country records for fishes in addition to 105
species new to science. New records have also been identified for number of
records for planktonic and benthic organisms, but the numbers are certainly
underestimates of the total number of species, since there are often not enough
taxonomists working on these groups to allow species identifications.
The conservation and management impacts of AquaRAP have been
important, resulting in the creation of new protected areas, and the provision
of information and advice that has been used by decision-makers (Alonso
and Willinck 2011). Harrison et al. (2011) give several examples of where
AquaRAP surveys have provided critical data for biodiversity assessments of
African freshwater species, as well as application of information for management decisions. For example, the AquaRAP expedition to the Okavango
Delta, Botswana catalyzed a process for resolving conflicts between local
fishermen and sport fishermen in the delta.
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Box 3: Iconic, Flagship Fishes and River Conservation
Large-bodied river fishes are particularly vulnerable to human impacts arising
from overexploitation, pollution, dam construction and habitat alteration
because many of them are slow growing and/or late maturing and migratory,
and thus apt to encounter a variety of threats or stressors at different times and
locations during their lives (reviewed by Dudgeon et al. 2006; see also
Limburg and Waldman 2009). Examples include the Mekong giant catfish,
the Yangtze paddlefish, African tiger-fishes, sturgeon, salmonids and a
variety of other anadromous species. Many of these species have (or had)
economic value which contributed to their exploitation and subsequent
decline. However, this value also provides an opportunity for species protection that is predicated on the adoption of a payment for ecosystem services
(PES) model. One example is provided by Everard and Kataria (2011) who
describe the benefits obtained by a local community in the Himalayas of
northern India from protection of a large ‘flagship’ fish species in the Western
Ramganga River. The golden mahseer (Tor putitora: Cyprinidae), which may
exceed 50 kg, is a favoured species for recreational angling. Along with
associated cultural and wildlife tourism, angling generates income that creates incentives for protection of intact river systems by the local rural populace. They benefit economically from sustainable mahseer exploitation
through catch-and-release fisheries, thereby establishing a PES market
involving local people, tour operators and visiting anglers. This PES market is
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Photo 17.2 Mekong giant
catfish (Pangasianodon
gigas) David Emmett
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sustainable provided that people can benefit economically to a greater extent
than they would through killing of fish for sale and consumption.
As Everard and Kataria (2011) explain, creation of local incentives
through PES may be the most effective means for preventing destructive
over-exploitation of large fishes. The Western Ramganga River model is
potentially transferable to other rivers that support potential flagship fish
species. It offers means of supporting regional development through
involvement of riparian populations in markets for large, iconic fishes,
especially where such species also have symbolic or cultural values. It must
be stressed that sharing of the benefits of recreational angling markets is
essential to promote self-interested resource stewardship of the type practiced along the Western Ramganga River, because without distribution of the
revenues from tourism (for instance, where profits accrue to a few business
operators only), local people are unlikely to have any incentive to protect
freshwater ecosystems (Photo 17.2).
Box 4: Guardians of the Watershed. Dragonflies as Flagship Species for
Water Quality
Dragonflies are employed successfully as indicators of ecosystem health in
environmental impact assessments and monitoring programs, particularly in
Australia (Bush et al. 2013) and Europe (Sahlen and Ekestubbe 2001). They
can be used as environmental sentinels and as the whistleblowers for
freshwater health, providing an easy tool not only for environmental impact
assessments, but also for freshwater monitoring, carried out by various
stakeholder groups. Using dragonflies as a flagship species—beautiful, easy
to observe and positively perceived throughout—a monitoring scheme can
be applied not only at the level of decision makers and conservationists, but
also at the local community level.
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Photo 17.3 Violet dropwing
(Trithemis annulata) Viola
Clausnitzer
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Box 5: The Integrated Biodiversity Assessment Tool
The Integrated Biodiversity Assessment Tool (IBAT) for business (https://
www.ibatforbusiness.org) has been developed through a partnership between
UNEP-WCMC, IUCN, BirdLife International and Conservation International. IBAT is a web based decision support tool that provides planners with
access to critical spatial information on conservation priorities (e.g. species,
protected areas and key biodiversity areas) to inform decision-making processes with the intent of addressing any potential biodiversity risks associated with a development as early as possible. Hence, IBAT can help its users
integrate biodiversity risk assessment into development plans; this reduces
potentially costly impacts to critical ecosystems and supports well-informed
decisions about where to invest effort in sustainable use and management of
natural ecosystems. Commercial users currently support underlying data
maintenance and update processes via a subscription service. This tool is
currently supported by a number of private and public sector users including
25 extractive companies, and is being updated to include more specific
functionality related to freshwater including direct access to data on species
and sites as well as summarized indices intended to support existing water
risk assessment tools in use by the private sector (e.g. WBCSD’s Global and
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Recent projects in Angola and Tanzania, which included stakeholders from
various backgrounds, have shown that the general problems of environmental
health can also be explained here by using dragonflies as flagship species.
Once the connection between the presence of certain species and habitat
quality is understood, dragonflies can act as the guardians of the watershed—
indicating the quality of the water habitat without the need of expensive or
difficult tools or survey protocols (see report at www.speciesconservation.org/
case-studies-projects/amani-flatwing/4044 (Photo 17.3).
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Local Water Tools). It has been referenced by International Finance Corporation’s safeguard systems and featured as a case study by the International Council on Mining and Metals (ICMM) of good biodiversity practice.
A free version for non-commercial users (e.g., governments, NGOs or
academics) is also available for conservation planning and research purposes
(https://www.ibat-alliance.org/ibat-conservation/).
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Abell R, Allan JD, Lehner B (2007) Unlocking the potential of protected areas for freshwaters.
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Allen DJ, Molur S, Daniel BA (compilers) (2010) The status and distribution of freshwater
biodiversity in the Eastern Himalaya. IUCN, Cambridge, UK and Gland, Switzerland, and
Zoo Outreach Organisation, Coimbatore, India
Allen DJ, Smith, KG, Darwall, WRT (compilers) (2012) The status and distribution of freshwater
biodiversity in Indo-Burma. IUCN, Cambridge, UK and Gland, Switzerland
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