EDUCATION, LEARNING AND THE
MIND: COGNITIVE
NEUROEDUCATION (CNE)
The Framing Document for the Presentation
E glish as The ap Deli e ed “epte e
to
the 2015 NeuroELT Brain Days International
Conference, Kyoto, Japan
CNE COGN ITIVE N EUROED UCATION
English as Therapy
The neuroscience of learning and the role of language in
cognition – neuroscience in the classroom: The power of
English as a medium for learning and cognitive
development in an ELT* environment
*ELT (English Language Teaching) refers to the teaching of English to non-native English
speakers as a foreign, or second, language (TEFL in the lea e s ati e ou t , o TESL in
an English-speaking country, respectively).
2
A P r esentation to the 2015 Neur oELT Br ain Days
Inter national Confer ence
Kyoto, J apan
September 27
by Dr. Spencer M. Robinson
Research Associate
Director
National Institute for Str oke
Center for Applied Social
And Applied Neur osciences
Neur oscience (CASN)
AUT Univer sity
Auckland, New Zealand
Fukui, J apan
3
INTRODUCTION
This presentation introduces CNE (Cognitive
Neuroeducation), a new, noninvasive,
nonpharmacological modality for intervention in
cognitive and behavioral disorder with the
promise of full recovery therefrom.
4
As will be demonstrated in this presentation,
cognition, behavior and learning may be
understood as essentially interdependent terms
referring to the basic interlocked mechanisms of
the human social brain, and therefore CNE may
be defined as a program or curriculum for
optimizing positive learning outcomes that
enhance cognition in the formation of wellattuned, socially integrated, self-actualizing and
confident, independent behavior.
5
This presentation is geared to the TEFL (teaching
of English as a foreign language) community in
Japan, and as such, will be more language
orientated (especially English teaching oriented)
than behaviorally orientated; however, the
theory, principles and basic structure of CNE as
presented herein, are equally valid and effective
for both orientations, irrespective of country or
native language of the participants.
6
CNE is unique in that it is the only modality in the
fields of learning and mental health that is strictly
tied to how the brain actually works within a tightly
constructed, exhaustively comprehensive model of
the mind as formed exclusively from rigorous
evidence-based analysis.
To explain CNE, its theories and principles, it is first
necessary to outline a model of human behavior
based on the evolution of the human brain and the
unique relationship between the human brain and
human behavior in comparison with behavioral
formation in all other taxa. To explore this
relationship we begin by introducing some initial
definitions.
7
Some Initial Definitions:
• The te
hu a
ill e used herein to refer
exclusively to the anatomically modern human
(AMH), identified by the trinomial Homo
sapiens sapiens, constituting the genus,
species, and subspecies of the taxon.
• Taxon = A single designated type of organism
that constitutes a distinctive identity within
the system of organism classification, such as
Homo sapiens sapiens. The plural of taxon is
taxa.
8
• Trinomial = The identification of an organism
by designated genus + species + subspecies.
• Binomial = The identification of an organism
by designated genus + species.
• Genotype = The genetic makeup (as
distinguished from physical appearance) of an
organism encoded by the combination of
alleles on individual chromosomes, a
particular combination determining a specific
trait.
9
• Allele = One member of a pair (or any of the
series) of genes occupying a specific spot on
a chromosome (called locus) that controls the
same trait.
• Phenotype = The composite of an organism's
observable characteristics or traits, such as its
morphology, development, biochemical or
physiological properties, phenology, behavior,
and products of behavior – the physical and
behavioral expression of a o ga is s ge eti
makeup dependent upon which genes are
dominant and on the interaction between genes
and environment.
10
• Phenology = The response to the relationship
between season and climate in the cycles of plant
and animal life such as flowering, breeding,
migration, etc.
• Operant behavior, as defined herein, refers to
human voluntary, incidentally learned, internally
driven behavioral reactions as opposed to
involuntary, externally coerced and purposefully
manipulated conditioned responses, and thus as
used herein does not exactly align with the
ea i g of ope a t as used i the “ki e ia
o ept of ope a t o ditio i g. U less
otherwise indicated, all references to human
behavior herein pertain exclusively to operant
behavior.
11
• Phylogeny = the evolutionary branching
process by which organisms evolve through
differentiation into groups of immediate and
more distant relationships, each group
distinguished by a unique combination of
morphological and behavioral features.
• Clade = a distinct phylogenetic branch, from
living or most recent genus or genera back
through a clear, direct lineage to the single,
earliest ancestral binomial form – a taxonomic
group of organisms classified together on the
basis of homologous features traced to a
common ancestor.
12
• The human clade, as defined herein, constitutes
the subtribe Hominina, consisting of the single
genus of Homo, whose ancestral forms have been
purported to include H. habilis, H. rudolfensis, H.
ergaster, H. erectus, H. heidelbergensis, H.
neanderthalensis, archaic H. sapiens and H.
sapiens idaltu, to name some of the more
prominent fossil discoveries. A number of fossil
genera in the subtribe of Australopithecina have
been suggested to be ancestral to the human
clade, such as Australopithecus, Paranthropus,
Ardipithecus, Sahelanthopus, Orrorin, and
Kenyanthropus, but there is no definitive
argument on the classification of many of the
fossil forms and the composition of the human
clade. Homo sapiens sapiens is the single extant
member of the subtribe Hominina.
13
The tribe Hominini consists of the three subtribes of 1) Hominina,
consisting of the single genus Homo; 2) Panina, consisting of the
single genus Pan; and 3) Australopithecina, which consists of
several extinct genera.
14
Scientific Classification
Kingdom: Animalia
Phylum:
Chordata
Class:
Mammalia
Order:
Primates
Suborder: Haplorhini
Family:
Hominidae
Subfamily: Homininae
Tribe:
Hominini
Genera
Subtribe Hominina
•Homo
Subtribe Panina
•Pan
Subtribe Australopithecina
•† Paranthropus
•† Australopithecus
•† Sahelanthropus
•† Orrorin
•† Ardipithecus
•† Kenyanthropus
15
Subfamily
HOMININAE
Tribe
HOMININI
Subtribe Hominina
Genus
Homo
Panina
Pan*
GORILLINI
Australopithecina
Paranthropus
Australopithecus
Sahelanthropus
Orrorin
Ardipithecus
Kenyanthropus
Gorilla
*Consisting of two species of chimpanzee
16
The Social Brain:
A Unique Evolutionary Development of the
Anatomically Modern Human (AMH)
• Many animal forms share some common
characteristics, and taxa grouped in the same
superfamily, family, subfamily, tribe, and genus,
respectively, share closer and closer characteristics.
What is critical in understanding human behavior in the
achievement of balanced and optimum functioning
within the unique conditions of human life, is to clearly
define the essence as opposed to the details of that
uniqueness. Bearing in mind that many taxa share
many basic characteristics, the quality and degree of
different properties varies dramatically across taxa,
forming quite different modes by which distinct taxa
interact with their respective environments.
17
• While many taxa are behaviorally oriented
toward a community or social structure, with
biologically hardwired, preprogrammed rolespecific differentiation such as in ant and wasp
colonies and bee hives, or by a general
rudimentary cognitive tendency toward forming
small social hierarchical groups, such as in
chimpanzee or gorilla groups, only one taxon has
evolved a unique social brain inherently
biologically encoded in the self-construction of
the cognitive configuration and interpretation of
self and individual experience within the
framework of defined social roles and the
construction of complex layers of social
organization. That taxon is Homo sapiens sapiens,
distinguished from all other taxa by its unique
social brain.
18
Evolutionary Path of Social Brain:
From Fixed Action Patterns to Pseudo-Fixed Action
Patterns and Learned Response
• H. sapiens sapiens (AMH), distinct from all other
extant animal taxa, is not biologically
preprogrammed for specialized physiological and
behavioral adaptation to a discrete habitat.
• Other taxa vs. AMH: Fixed action patterns (also
known as innate releasing mechanisms or modal
action patterns, and commonly referred to as
i sti ts s. AMH pseudo-fixed action patterns
and learned responses through socialization,
reasoning, curiosity, creativity and invention.
19
Pseudo-Fixed Action Patterns
• Acute stress response (fight-or-flight
response), attachment/bonding response,
mating response, tend-and-befriend response,
etc.
• Central mechanism of basic behavioral
propensities = affective properties embedded
within pseudo-fixed action patterns; e.g., fear,
anger, rage, hate and violence in the acute
stress response; love, compassion, empathy,
concern, and selfless, protective loyalty in the
attachment/bonding response and the tendand befriend response, etc.
20
Learned vs. Preprogrammed Behavior
• Unlike hardwired automated mechanisms of
fixed action patterns, human pseudo-fixed
action patterns may be overridden by
learning/experience and are mediated by
individual genotype and phenotype and
affective profile.
• While the predisposition of affect is an innate
biological determinant of human behavior, the
individual capacity for, and/or particular
nature of, affective reaction is mediated by
genotype and phenotype to the extent that
each individual possesses a unique basic
affective profile.
21
• As well as an inextricable component of
experience [i.e. the perception of
ideas/images associated with the particular
objectifications (concrete or abstract) of
discrete types or classifications of external
stimuli], individual affective reaction is highly
malleable, and is modified or learned through
experience.
22
• Because, normatively, all human reaction to
external stimuli contains an affective
component to greater or lesser degree (no
matter how subtle), in the context of operant
behavior the affective aspect of experience
may place a positive or negative cast on any
experience, and in highly emotive reactions,
can completely override rational constructions
of cause-and-effect relationships or logical
connections in the learning process. Affective
state plays a pivotal role in shaping how and
what we learn, and, consequently, how we
understand our world and react to it.
23
• The pseudo-fixed action pattern of curiosity, or
inquisitiveness, is the driving force of exploration,
imagination, discovery and invention necessary
for adaptation to different habitats by obtaining
knowledge about, and making innovative use of,
natural resources in the manipulation of the
environment to meet basic human needs.
• Because we are not physically fine-tuned to any
particular habitat, we have to manipulate our
environment to maintain our lives. By creatively
transforming natural resources into shelter,
clothing and tools for hunting, fishing, food
gathering and food preparation and for defense
against predators and foes, we are able to sustain
ourselves in any livable habitat.
24
• Curiosity, or inquisitiveness, as a vehicle of
adaptation, is consequently the major vehicle
of learning. Curiosity, or inquisitiveness, an
innate, essential and powerful motivator of
human behavior, may be seen as a major
driving force in all normative, operant human
behavior.
25
• Through curiosity and imagination, this innate
behavioral orientation toward discovery and
adaptation has enabled humans to survive in a
variety of habitats without being restricted to any
single narrowly defined habitat or ecosystem,
and, with the capacity to learn an endless variety
of adaptive strategies, has enabled humans – by
exploitation of all available resources and the
flexibility to adjust to environmental changes – to
successfully compete with animals that though
much more biologically attuned to any specific
habitat, are nevertheless restricted to rigidly fixed
adaptations and thereby are highly vulnerable to
environmental change.
26
• Evolution is driven by the survival of the
species, and in human evolution particular
propensities and capacities in the biological
makeup of the individual through the diversity
of genotype and phenotype are essential for
evolutionary survival in the maintenance of
the widest possible range of adaptive
strategies and the most heterogeneous gene
pool for the greatest effective evolutionary
selection.
27
• Through a highly diverse gene pool, the human
phenotype extends over a vast range of potential
individual behavioral and affective profiles.
• Individual propensities uniquely mediate the way
in which an individual responds to either basic
needs or external stimuli, so that, while all
humans share basic biologically innate
predispositions of both perception and action,
each individual possesses a distinct genotype and
phenotype that uniquely shapes intricate
ha a te isti st les o fla o s of pe eptio
and action.
28
• Different propensities for behavior and
different experiences lead to different
individual interests, aptitudes and orientations
and attractions in life, which lead to divisions
of labor, skill specialization and role playing in
a group structure constituting the foundations
of society.
• Insufficiently equipped to compete with other
animal taxa for survival on an individual basis,
humans evolved to rely on the competitive
edge of cooperative behavior in groups.
29
Cooperation:
The Key to Human Survival
• By cooperative behavior facilitated by
language (particularly verbal communication),
which led to both higher-order reasoning and
tool-making flexibility to manipulate their
environment, humans were able to outstrategize, out-plan, out-maneuver, and simply
out-think their taxonomic rivals for survival.
30
• Human groups also competed with each other
for survival in a particular habitat or region, so
that social cohesiveness, role and skill
diversification and skill expertise within a
group leading to more specialized supportive
social structures became the keys to group
survival that pushed evolutionary
determinants toward the human tendency for
more sophisticated, intricate and complex
social organization.
31
• So- alled o alit e ol ed as a o ditio of g oup
survivability.
• Such so- alled hu a
i tues as ou age, lo e,
compassion, forgiveness, charity, mercy, consideration,
honesty, honor, selflessness, steadfastness, loyalty, selfsacrifice, etc., are not simply moral codes of religious
convictions or social ideals, but, like reason and rationality,
are natural tendencies embedded within the pseudo-fixed
action patterns and cognitive constructions of the human
social brain that are designed to solidify group
cohesiveness and effectiveness in maximization of the
competiveness of a group – the greater these qualities
among its members the stronger the group; conversely, the
degree to which they are lacking among the members of a
group (be it a mating pair, a family, a band, etc.), the less a
group is able to work together effectively and benefit from
the interrelationships of its members.
32
• For basic survival,
1) learning became the central operating
principle of the human social brain;
2) curiosity or inquisitiveness in response to
novelty became the driving force of learning,
3) logic and reason became the principle
method of understanding,
4) and affective state became the mechanism
arbitrating the balance between
understanding and action.
33
Formation of the Human Social Brain
• The advantages of cooperative behavior could
only be effectively realized through the
development of the community structure.
• Human evolution became increasingly
orientated toward social behavior and the
social brain through which the
neurophysiology of an acute social
consciousness began to emerge.
34
Behavioral Precepts of the Social Brain
The social brain developed as a neurophysiological
system driving a behavioral tendency toward the
construction and maintenance of community
structures consisting of complex, intricate social
interactions within multilayered strata of
differentially organized social formations, each
defined by specific rules of conduct, constructs of
meaning and prevailing frames of reference in
entities evolving from such units as family, dyad,
group, and to such constructions as tribes,
ethnicities, religions and cultures and the
development of superstructures such as city, state,
nation, and civilization.
35
Human Experience as
Social Phenomena
Since the social brain, and therefore, the mind
(the mind herein defined as a quality or
abstraction derived from the sum total of the
effects of the interlocking mechanisms within
the brain) is organized in terms of patterned
conceptualizations of social formations, it
follows then, that all experience of the world,
and, consequently, all learning, is interpreted,
shaped, and internalized through an overarching
social framework.
36
Learning:
The Central Operating Principle of the
Social Brain
• Since all learning is acquired through
experience, that is, by information from the
world around us incidentally gathered through
the unfolding of life in a society, and through
the experience of learning a subject or trade
intentionally studied as a selective response to
o e s u i ue phe ot pe a d the options of
o e s i u sta es, e a defi e lea i g
as experience and experience as learning.
37
• Experience is defined herein as the process of the
differential recognition and registration of all
sensory or extrasensory stimuli – that which one
sees, hears, feels, smells, tastes or thinks about,
consciously or subliminally (e.g., dreams).
• Since we are not prewired for explicit behavior in
a fixed habitat, but rather learn complex rules of
behavior adaptable to any livable habitat and the
myriad social contexts that may be formed in
response to the conditions of any particular
livable habitat; learning may be seen then as the
central operating principle of the social brain
acquired for evolutionary survival.
38
Learning as Social Interaction
Everything we learn takes place in a social
context. From birth and throughout our lives,
our interactions with others shape our
understanding of the world. Learning occurs as
parents talk with their children, as children play
together, and as teachers instruct and assist
students. Though learning progresses through
biologically determined stages, it is the social
environments that determine how and what we
learn.
39
Learning as Socialization and
Development
40
• Learning takes place through our interactions and
communication with others. Even as we sit
reading a novel by ourselves we interact with the
author, the social and cultural context of the
novel and in thinking about the story within the
context of our own situation and social values.
• Learning and development take place in the
interactions children have with peers as well as
with teachers and other adults. These social
interactions develop language – which supports
thinking – and they provide feedback and
assistance that support ongoing learning. In a
variety of ways these social interactions form the
basis of the understandings that are internalized
in the individual as cognitive constructs or
schemata.
41
• A cognitive construct is defined herein as an
i di idual s u i ue o ga izatio of the total
set of patterns, relationships, associations,
connections, impressions and feelings,
interpretations and conceptual syntheses and
implications that is internalized and encoded
in the mind as a reaction to each discrete
experience and which influences the
perception and understanding of new
experience.
42
• The cognitive schemata is defined herein as
the complete set of cognitive constructs and
all the intertwining interactions between them
unique to each individual as encoded through
the i di idual s life e pe ie es.
• The te
su li i al is defi ed he ei as a
cognitive condition operating below the
threshold of, and inaccessible to, articulate
awareness; i.e., a level of cognitive processing
inaccessible to a conscious attention.
43
Components of Learning
Learning represents everything that we have
experienced and the way we have internalized
the experiences, constituting all the knowledge
and skills that we have gained, all the
impressions of the events of our life that we
have stored and are able to recall, and all the
different feelings and ideas that we have about
the world and the people we know and
everything that we can imagine.
44
• From this understanding of learning we can
say that learning, knowledge, understanding,
memory, thinking, and our attitudes about life
and the world are all different perspectives of
the same phenomenon.
• The equation of what defines each of us as a
unique individual, a distinct personality, the
sum total of who each of us is, may then be
understood as genotype + phenotype +
learning = self.
45
Genotype and Phenotype vs. Behavior
Human phenotype is not a static condition but an
ongoing dynamic of the effects of environment (i.e.,
experience) on genetic expression. Though innate
biological propensities of unique genotype and
phenotype lead to basic highly individualistic
st les o fla o s of i di idual pe eptio a d
action, the built-in malleability of the human social
brain, as a fundamental product of human
evolution, may override such basic phenotypical
behavioral characteristics to the extent that other,
even very different, behavioral styles of social
interaction are internalized to either more readily
accommodate or block out social communication in
reaction to the prevailing social context.
46
The Mechanism of Learning
• Both sense-given impressions of external stimuli
and self-generated stimuli from the internal
reconfiguration of impressions form distinctive
patterns of neuronal interconnectivity in the
brain representing basic subliminal
conceptualizations by which thought frameworks
are molded and experiences are cognitively
codified.
• This process entails the systematization of the
collection of internalizations of reactions to all
the disti t sti uli that o stitute a i di idual s
total experience in the formation of a
fundamental conceptual schemata at the
subliminal level of understanding.
47
• From the internalized collection and
systematization of the aggregate of the
immediate reactions to distinct stimuli,
patterns of relationships are constructed (i.e.,
cognitive conceptualizations of experience are
formed). This process is known as
appe eptio .
48
Apperception
• Apperception refers to the mechanism by
which new experience is assimilated into, and
transformed by, the residuum of past
experience of the individual to form a new
whole.
49
• In apperception new experience is understood
or interpreted through the lens of previous
experience and the perspective formed from
that previous experience, but also the new
experience, however transformed, becomes
part of the aggregate of experience of the
individual and adds new information to the
aggregate, thereby altering perspective, by
which the new experience transforms the
esiduu of the i di idual s life e pe ie e;
the new experience being both transformed
and transforming.
50
Neuroplasticity
• Neuroplasticity is the principal neurophysiological
mechanism of the human brain through which
apperception occurs.
• In the context of learning as the mechanism that drives
human cognitive construction, neuroplasticity is
defined as the biologically inherent and ongoing
process of macrostructural changes in the human brain
that occur throughout life as a result of 1) normal brain
maturation in prenatal and postnatal development and
later cycles of exuberant synaptogenesis and synaptic
pruning; and 2) the subsequent effect of everyday
sensory and extrasensory stimuli as shaped by
environmental influences and apperception, exclusive
of neurodevelopmental disorders and tissue
degradation due to lesions, pathological processes of
progressive neurodegeneration (including the neuronal
atrophy of aging), and brain impact injuries.
51
• In the context of learning and apperception as the
mechanisms that drive human cognitive construction,
neuroplasticity may be fundamentally understood as
constantly changing patterns of neuronal
interconnectivity involving the modulation of neuronal
potentiation (activation readiness and firing strength),
which largely consists of the processes of: 1) synaptic
blooming and pruning, and 2) synaptic strength
modulation.
• Synaptic strength is modulated by a multitude of
conditions including presynaptic neuronal activation
readiness and firing strength; neuromodulator
influence (modulatory input-dependent plasticity);
heterosynaptic plasticity that may involve the timing
and strength of the firing of neighboring neurons or
the timing relationship between pre- and postsynaptic
neuronal pair firing (including STDP – spike timing
dependent plasticity); synaptic scaling; and various
52
combinations of other factors.
The Neuron and Chemical Synapse Structures
in the Human Brain
53
54
55
56
Chemical Synapse
57
• The synaptic blooming and pruning process
consists of synaptogenesis (the formation of new
synapses) and synaptic pruning (the elimination
of redundant synapses). Both synaptogenesis
(i.e., synaptic blooming) and synaptic pruning
o all o u th oughout a i di idual s life,
but at two important junctures there is an
explosion of both synaptic blooming and pruning
(exuberant synaptogenesis followed by extensive
elimination of excess synapses) necessary as an
inherent part of the process of human brain
development. These junctures are early
childhood and again in early adolescence (the
exact ages highly variable between individuals
and different parts of the brain).
58
• Synaptic blooming and pruning is the process
by which new synapses are generated in the
brain and selected synapses eliminated to
allow neurons to 1) strengthen or weaken
existing connections, and 2) make new
connections with other neurons in either
modifying or forming new or more extensive
or complex patterns of neuronal
interconnections.
59
• The ongoing process of synaptic blooming and
pruning maintains a regulated homeostasis
through a basic overall synaptic quantity in the
brain (although there is some evidence that there
is a natural, gradual loss of synaptic quantity
throughout later adulthood), and fine-tunes
neuronal networks by eliminating redundant
(weak or little-used) synaptic connections to
eliminate extraneous neurocircuit noise and
increase the efficiency of neuronal transmission.
The synaptic bloom-and-prune process is an
important component of the fundamental
neurophysiological process by which learning
occurs through apperception; this learning
dependent on the environment in which the
learning occurs through the cellular mechanisms
of long-term potentiation (LTP) and long-term
depression (LTD).
60
Long-Term Potentiation and
Long-Term Depression
• Long-term potentiation (LTP) is defined as the
development of a long-lasting synaptic strength
or vitality between a pair of presynaptic and
postsynaptic neurons as a product of the
interactivity of the pair. The opposite of LTP is
long-term depression (LTD), which produces a
long-lasting decrease in synaptic strength
between a pair of neurons. LTP and LTD are
processes by which chemical synapses are able to
change their strength, constituting a principal
cellular mechanism of learning, as memories and
experience are encoded by the modification of
the strength of synaptic connections that form
changing patterns of neuronal interconnections.
61
• LTP is understood as the mechanism of the principle
des i ed Ca la “hatz as ells that fi e togethe
i e togethe “hatz
, ased o He ia
theory developed in 1949 by Canadian psychologist
Donald Hebb (Hebb 1949) that rather than forming
new neurons (neurogenesis), memories are formed
(that is, experiences are encoded) by strengthening
the connections (the synaptic interfaces) between
existing neurons to improve the effectiveness of their
communication. By the processes of both metabolic
changes and the growing of new connections (i.e.,
new synaptic interfaces), neurons enhance their
ability to communicate.
Hebb DO (1949). The organization of behavior. New York, NY: Wiley & Sons.
Shatz CJ (1992). The developing brain. Scientific American 267(3): 60-67.
62
• In basic Hebbian theory, the persistence or
repetition of a reverberatory activity tends to
induce lasting cellular changes that add to its
stability, for example, when an axon of cell A is
contributory in exciting the axon of cell B and
repeatedly or persistently takes part in firing
it, growth processes and metabolic changes
are generated in one or both cells such that
A s effi ie
i fi i g B that is, the st e gth of
the synaptic connection between A and B) is
increased, leading to a longer potentiation of
cell A when firing cell B.
63
• LTP and LTD are persistent processes, LTP
lasting from several minutes to many months,
and it is this persistence that leads to the
cellular changes that affect neuronal patterns
of interconnectivity.
64
• Though there are several types of long-term
potentiation, they can basically be divided into
Hebbian and non-Hebbian types. Hebbian LTP
requires simultaneous pre- and postsynaptic
depolarization for its induction, as opposed to
Non-Hebbian LTP which is induced without
simultaneity of depolarization.
• A special type of Non-Hebbian LTP, known as
anti-Hebbian LTP, requires simultaneous
presynaptic depolarization and relative
postsynaptic hyperpolarization for its
induction.
65
• Low-level activation of an excitatory pathway can
produce what is known as long-term depression
(LTD) of synaptic transmission in many areas of
the brain. Hebbian LTD is induced by a minimum
level of postsynaptic depolarization and
simultaneous increase in the intracellular calcium
concentration at the postsynaptic neuron.
Alternatively, LTD can be initiated at inactive
synapses if the calcium concentration is raised to
the minimum required level by heterosynaptic
activation, or if the extracellular concentration is
raised. These alternative conditions capable of
causing LTD differ from the Hebbian rule, and
instead depend on modulated as opposed to
potentiated activity.
66
• There are two basic types of long-term
depression, homosynaptic LTD, which is
directly input-specific, and heterosynaptic LTD,
which results from a modulated rather than
potentiated effect.
• In homosynaptic LTD the activity in an
individual neuron alters the efficiency of the
synaptic connection between that neuron (the
presynaptic neuron) and its target (the
postsynaptic neuron) where the synaptic
connection is typically weakened as a result of
low-frequency potentiation or an extended
period of no potentiation in the presynaptic
neuron.
67
• In heterosynaptic LTD the activity of a
particular neuron (a modulatory neuron or
interneuron) results in changes in the strength
of the synaptic connection between another
pair of neurons through the release of
neuromodulators that effect the efficacy of
the synapse of the other pair of neurons. The
weakening of the synaptic connection
between the other pair of neurons is
independent of the activity of the presynaptic
or postsynaptic neuron of the pair. This type of
LTD is referred to as a process of modulatory
input-dependent plasticity.
68
• Neuromodulators (in particular, serotonin and
dopamine) differ from classical
neurotransmitters. Typically, neuromodulators
do not directly generate electrical responses
in target neurons. Rather, the release of
neuromodulators often alters the efficacy of
neurotransmission in nearby chemical
synapses. Furthermore, the impact of
neuromodulators is often quite long lasting in
comparison to classical neurotransmitters.
69
70
71
• LTD is an important process that features in
selectively weakening specific synapses in
order to make constructive use of the
selective strengthening process of LTP. This is
necessary for two vital reasons.
• In the first, if synapses were allowed to
continue increasing in strength and all
synapses reached maximum strength with no
mechanism for reducing synaptic strength, no
new information could be encoded, since
synaptic strength modulation is an
indispensable element in the process by which
new experience and new learning are
registered in the brain.
72
• In the second, if all synapses were
permanent, regardless of lack of efficiency
or use, not only would the number of
synapses reach a ceiling level very early in a
pe so s life, p e e ti g the ge e atio of
any new neuronal connections, but also
neurocircuit efficiency would be highly
compromised by a diffusion of synaptic
noise created by the extraneous or
irrelevant synapses that, through inactivity
resulting from the changing circumstances
of life, lost their usefulness in a specific
neuronal connection.
73
• What this means is that, for a person to continue to
perceive and assimilate new experiences throughout
the pe so s life he the actual number of synapses
are kept at a relatively stable count (with perhaps some
natural reduction) throughout adult life (at a maximum
estimate of 500 trillion), superfluous synapses are
eliminated both to minimize neurocircuit noise and to
make room for new synaptic connections in recognition
of, and reaction to, ongoing new environmental stimuli
and the continuing experiences of life and learning, as
the generation of new synapses (both in increasing the
connective strength between a pair of presynaptic and
postsynaptic neurons, and in the construction of new
interconnections of neuronal circuits) is an essential
component of the process by which new experience
and new learning are registered in the brain.
74
• One of the essential components of the
critical synaptic elimination process is synaptic
pruning by microglial cells in conjunction with
the mechanism of long-term depression that
weakens the less used, redundant and
ineffectual synapses and marks the ineffective
synapses for elimination through the
macrophagic action of microglia in response
to the constant monitoring of the condition of
synaptic connections. Synapses that have
been weakened by the process of LTD are
sensed by the monitoring microglial cells and
are engulfed and digested by the microglia.
75
• Regulatory synaptic pruning in the brain constituting the life-long
learning process has also often been referred to as small-scale axon
terminal arbor pruning, reflecting the position that synaptic pruning
is basically a mechanism of disengagement of axon terminals from
synaptic connections, which may include the processes of axon
degeneration, axon shedding or axon retraction; however the
particular molecular process remains unclear with a number of new
studies implicating, as previously described, phagocytosis by
microglial cells as an integral process of both developmental and
ongoing homeostatic synaptic pruning in the brain (Tremblay et al.
2011; Paolicelli et al. 2011: Yong 2014; Wake et al. 2013; Hughes
2012; Ji et al. 2013).
Hughes V (2012). Microglia: The constant gardeners. Nature 485(7400): 570-2.
Ji K, Miyauchi J & Tsrika SE (2013). Microglia: An active player in the regulation of synaptic activity. Neural Plasticity
2013. Article ID 627325. http://dx.doi.org/10.1155/2013/627325.
Paolicelli RC, Bolasco G, Pagani F, Maggi L, Scianni M, Panzanelli P, Giustetto M, Ferriera TA, Guiducci E, Dumas L,
Ragozzino D & Gross CT (2011). Synaptic pruning by microglia is necessary for normal brain development.
Science 333(6048): 1456-8. doi: 10.1126/science.1202529.
Tremblay M-È, Stevens B, Sierra A, Wake H, Bessis A & Nimmerjahn A (2011). The role of microglia in the healthy brain.
Journal of Neuroscience 31(45): 16064-69.
Wake H, Moorhouse AJ, Miyamoto A & Nabekura J (2013). Microglia: Actively surveying and shaping neuronal circuit
structure and function. Trends in Neuroscience 36(4): 209-17.
http://dx.doi.org/10.1016/j.tins.2012.11.007.
Yong E (2014). Pruning synapses improves brain connections. The Scientist. www.thescientist.com/?articles.view/articleNo/39055/title/Pruning-Synapses-Improves-Brain-Connections/.
76
• Synaptic pruning in brain development has
been defined as consisting of two main
phenomena, synapse disassembly and process
elimination.
– Synapse disassembly has been defined as an
extremely dynamic process of the removal of only
a small subpopulation of synaptic connections
that is to large degree common throughout the
developing nervous system.
In synapse disassembly synapses relatively stronger
than neighboring competing synapses that input to
an identical target seem to diminish in size and shift
position to usurp that of the competitive input, the
stronger synapse maintaining its innervation of the
target with the weaker input both disassembling its
77
synapse and withdrawing its short arbors.
– Process elimination is a phenomenon that occurs
in the regressive stages of development and
consists of both the small-scale pruning of
dendrites in the neocortex, and the large-scale
pruning of long axon collaterals of layer V cortical
projections that can reach millimeters in length.
It has been suggested that developmental process
elimination can involve a number of different
cellular mechanisms ranging from retraction to
degeneration with considerable variability across
the different regions of the nervous system.
78
• In addition to all the various mechanisms of
synaptic pruning discussed above, it has also
been determined that astrocytes play an
indispensable role, not only in synaptic pruning in
the brain but also in synaptogenesis and LTP (see
for example Ota, Zanetta & Hallock 2015; Chung
et al. 2013, Tasdemir-Yalmaz & Freeman 2015,
Clarke & Barres 2013), and are therefore critical
to synaptic strength modulation in the brain.
Chung WS, Clarke LE, Wang GX, Stafford BK, Sher A, Chakraborty C, Joung J, Foo LC, Thompson A, Chen C, Smith
SJ & Barres BA (2013). Astrocytes mediate synapse elimination through MEGF10 and MERTK
pathways. Nature 504(7480): 394-400. doi: 10.1038/nature12776.
Clarke LE & Barres BA (2013). Emerging roles of astrocytes in neural circuit development. Nature Reviews
Neuroscience 14(5): 311-21. doi: 10.1038/nrn3484.
Ota Y, Zanetta AT & Hallock RM (2013). The role of astrocytes in the regulation of synaptic plasticity and
memory formation. Neural Plasticity 2013. Article ID 185463.
http://dx.doi.org/10.1155/2013/185463.
Tasdemir-Yalmaz OE & Freeman MR (2015). Astrocytes engage unique molecular programs to engulf pruned
neuronal debris from distinct subsets of neurons. Genes and Development 28(1): 20-33.
doi:10.1101/gad.229518.113.
79
• In all the previous discussion of synaptic
strength modulation in the brain and latterly
synaptic pruning in regulating relative
neuronal connective strength, we have
considered the chemical synapse exclusively;
however, recent studies have identified that a
different type of synapse in the brain, the
electrical synapse, plays a pivotal role in
modulating neuronal activation readiness and
firing strength.
80
Structure and function of gap junctions at electrical synapses. Gap
junctions consist of hexameric complexes formed by the coming
together of subunits called connexons, which are present in both the
pre- and postsynaptic membranes. The pores of the channels connect
to one another, creating electrical continuity between the two cells.
81
At electrical synapses, gap junctions between pre- and postsynaptic membranes
permit current to flow passively through intercellular channels. This current flow
changes the postsynaptic membrane potential, initiating (or in some instances
inhibiting) the generation of postsynaptic action potentials.
82
• Studies have shown that not only do chemical synapses
modulate electrical synapses (see for example Smith &
Pereda 2003) but that electrical synapses are critical for
chemical synapse function (see for example Lieff 2014)
and are subject to both long-term potentiation (LTP) and
long-term depression (LTD) like chemical synapses (see
for example Haas, Zavala & Landisman 2011; and Wang,
Neely & Landisman 2015) that effect the excitability of
the postsynaptic neuron.
Haas JS, Zavala B & Landisman CE (2011). Activity-dependent long-term depression of electrical
synapses. Science 334(6054): 389–93. doi: 10.1126/science.1207502.
Lieff J (2014). Electrical synapses are critical for chemical synapse function.
jonlieffmd.com/blog/electrical-synapses-are-critical-for-chemical-synapsefunction#comment-1565109975.
Smith M & Pereda AE (2003). Chemical synaptic activity modulates nearby electrical synapses.
Proceedings of the National Academy of Sciences of the United States of America
100(8): 4849-54. doi: 10.1073/pnas.0734299100.
Wang Z, Neely R & Landisman CE (2015). Activation of group I and group II metabotropic
glutamate receptors causes LTD and LTP of electrical synapses in the rat thalamic
reticular nucleus. Journal of Neuroscience 35(19): 7616-25. doi:
10.1523/JNEUROSCI.3688-14.2015.
83
• It has been estimated that a single neuron in the human brain can have
up to 20,000 synapses (one type of neuron, the Purkinje cell in the
cerebellum, may have as many as 170-200 thousand synapses as
determined in rat studies – see for example Napper and Harvey 1988)
and that there are typically somewhere on the order of 86 billion
neurons in the adult human brain, with the maximum number of
synapses in the adult human brain estimated at between 150-500
trillion. With the interminable complexity of incalculable combinations
and permutations of all the interactions of synaptogenesis, synaptic
blooming and pruning, LTP/LTD, synaptic scaling, chemical and
electrical synapse reciprocal interplay, and the multitudinous synaptic
input and output of a single neuron in interconnection with a vast
array of other neurons, it is clear that patterns of neuronal
interconnections in the human brain are practically infinite, constantly
changing, and that each macrostructural change is the mechanism of
neurophysiological representation of the perception and
internalization of an element of a new experience, thought, or
memory, all the elements associated with each experience interlinked
by specific patterns of neuronal interconnectivity constituting the
process of apperception expressed through the ceaseless
neuroplasticity of the human brain.
Napper RMA & Harvey RJ (1988). Number of parallel fiber synapses on an individual Purkinje cell
in the cerebellum of the rat. Journal of Comparative Neurology 274(2): 168-77. Published online 9
Oct. 2004: doi: 10.1002/cne.902740204.
84
• However vast the above estimated numbers of synaptic connections in the
ai , the a pale i
ag itude to the t ue o ple it of the ai s
interconnections. A new study has discovered synaptic connectivity never
before seen. Introducing innovative 3D color-coded brain imaging at
nanoscale resolution using a new automated tape-based serial electron
microscopy technique, the study provided a detailed analysis of the
o e ti it et ee e itato a o s a d spi es i a ouse s ai which
suggests that axons are more likely to innervate multiple spines of the
same dendrite than expected by chance encounters based on overlap,
revealing that the complexity of the brain is much more than what had
ever been imagined (Kasthuri et al. 2015). In the study the researchers
found that the sheer magnitude of neuronal connections that make up the
brain imposed a huge challenge – one that made the authors question
whether the finished product justified its use, concluding that their effort
la s a e the ag itude of the p o le o f o ti g neuroscientists who
seek to u de sta d the ai . Noti g that the deg ee of al ost
i o p ehe si le o ple it the dis o e ed as o se ed i a ouse s
brain and considering that a human brain has far more neuronal
complexity, the resistance of the human brain to revealing its deep secrets
is clearly demonstrated in its almost-impossible-to-understand, and,
perhaps, truly-impossible-to-understand intricacies.
Kasthuri N, Hayworth KJ, Berger DR, Schalek RL, Conchello JA, Knowles-Barley S, Lee D, VázquezReina A, Kaynig V, Jones TR, Roberts M, Morgan JL, Tapia JC, Seung HS, Roncal WG,
Vogelstein JT, Burns R, Sussman DL, Priebe CE, Pfister H & Lichtman JW (2015).
Saturated reconstruction of a volume of neocortex. Cell 162(3):648-61.
http://dx.doi.org/10.1016/j.cell.2015.06.054.
85
• Although many of the details of the molecular
mechanisms involved in the macrostructural
processes of synaptic strength modulation,
synaptic pruning and other macrostructural
processes that contribute to neuroplasticity in the
human brain remain unclear, as do the details of
the ways in which those processes interact with
each other, and whether or not the incredible
complexity of the human brain will remain
forever impenetrable, one thing is clear; that the
principal macrostructural mechanisms involved in
the neuroplasticity of the human brain directly
affected by learning and experience are
sufficiently understood to 1) shape positive, selfactualizing behavior, 2) intervene in and enable
recovery from cognitive and behavioral disorder,
and 3) effectuate positive learning realization.
86
• At the gross macrostructural level of the
human brain, neuroplasticity is predominantly
a function of synaptic strength modulation
through synaptic blooming and pruning by the
interaction of LTP and LTD. Through LTP, and
LTD, selected synapses are persistently
strengthened, or weakened, respectively,
based on neurocircuit activity. A persistent
weakening leads to the elimination of the
synapse by the triggering of synaptic pruning.
Synapse elimination (pruning) allows the
formation of new synapses with no
superfluous synapses, maintaining
homeostasis (a relatively stable synaptic
count) and finely tuned neurocircuit integrity.
87
• A strengthened synapse provides a longlasting, efficient connection between a pair of
presynaptic and postsynaptic neurons for
tightly-coupled neurocircuit integration
necessary for deep internalization of an
experience and the formation of well-defined
cognitive constructs enabling comprehensive
understanding and long-lasting learning.
88
• By both changing relative synaptic strength
through the selective strengthening and
weakening of synapses, which produces
different neurocircuit interactions, and by the
elimination of weakened synapses through
the triggering of synaptic pruning, enabling
synaptogenesis and the variability of the
number of synapses innervating a specific
neuronal connection as well as the formation
of new neuronal connections, the interaction
of LTP and LTD is the principal mechanism for
changing the patterns of neuronal
interconnections in the human brain.
89
• This ceaseless changing of patterns of
neuronal interconnections in the human brain
is defined as neuroplasticity and represents
the constant reaction, impression and
internalization of each and every experience
of an individual throughout every moment of
the i di idual s life. Neu oplasti it th ough
the interaction of LTP and LTD is the
mechanism of knowing about and
understanding the world around us and by
which all learning occurs.
90
• Every single change (no matter how minute) in the
gross macrostructural pattern of neuronal
interconnections in the brain represents the
perception, impression and internalization of an
element or elements of a new experience – something
newly learned, newly understood, an idea newly
formed or reformed or seen from a different
perspective, new information added to what was
already known or a whole way of thinking abandoned
from a new insight. Every experience is a new
experience no matter how many times the same sound
has been heard, the same sight seen, the same vista of
the backyard revisited, each time it is a new experience
transformed by all the minute experiences and subtle
changes of perception and new associations acquired
since the last moment the vista or sound was
experienced.
91
• Every thought or contemplation is a new
experience represented by a change in the
pattern of interconnections in the brain. Every
human experience is represented by a unique
pattern of neuronal interconnections in the
brain. Every experience is a learning
experience by which some understanding is
arrived at through interpretation of the
e pe ie e, ut i the effo t to i te p et o e s
experiences misinterpretation can arise,
leading to misunderstanding which may lead
to behavioral and cognitive impairment.
92
• Although there are non-Hebbian as well as
Hebbian types of LTP and LTD, both LTP and LTD
basically operate on the Hebbian principle of
eu o s that fi e togethe i e togethe ; that
is, the use it o lose it p i iple, hi h ea s
that persistent reverberatory action in the
repeated firing of a presynaptic neuron in the
firing of a postsynaptic neuron bonds the preand postsynaptic neurons together in a tightlycoupled, strong communication channel; whereas
infrequency or lack of reverberatory action
between a pre- and postsynaptic neuron weakens
the bond between them, reducing the efficiency
for communication across that neuron pair, with
continuing weakening leading to the elimination
of the synaptic connection between them.
93
• In achieving positive-directed learning and behavioral
out o es, this use it o lose it phe o e a a e
stimulated in individuals to simultaneously induce
coherent, affirmative learning and behavior and
eliminate negative or faulty learning and ineffectual or
self-detrimental behavior, and, through positivedirected learning with intact neuroplasticity, restore
cognitive potency across a broad range of conditions of
cognitive impairment. The key to effecting positivedirected learning, self-actualizing behavior and
effective cognitive functioning is the enriched
environment which stimulates LTP in positive learning
experiences, simultaneously stimulating LTD in
weakening and eliminating the patterns of neuronal
interconnections constituting negative cognitive
constructs of detrimental behavior and impaired
cognitive coherency.
94
• The enriched environment contains strong,
affirmative, stimulating, deep, constantly
reinforced learning experiences that trigger
persistent reverbatory action in neuronal
connections, and through such continually
reinforced action changing thought patterns,
weakens the reverbatory action of neuronal
interconnections representing faulty learning
and ineffectual or detrimental cognitive
constructs through lack of excitatory action as
excitatory action is dominated by the
affirmative learning and newly configured
thought patterns that constantly reinforce the
positive-directed learning.
95
Neuroplasticity, Apperception and
Memory
• Neurophysiologically the internalization of new
experience through apperception is the process
of variable enhancement and reduction of the
strength of existing neuronal connections by
which new patterns of connectivity are formed.
Conversely, the conscious recall of particular
experiences and the subliminal access to the
aggregate of past experience that occurs in
apperception through which new experience is
mediated and interpreted, are manifested
through the activation of the patterns of
neuronal circuit interconnections generated in
the internalization of those experiences as
modified by any new experience and learning.
96
• From this understanding we can clearly equate
learning, cognition, understanding, knowledge and
memory as indistinguishable, inextricable components
of the mechanism of apperception – apperception,
learning, understanding, cognition, knowledge, and
memory simply interchangeable terms for the same
process – each thought, idea, feeling, memory, etc.,
simply a unique pattern of neuronal interconnectivity.
• For example, memory is not simply the recall of the
recording of details of stimuli, phenomena or events
experienced, but the recall of the internalization of that
experience in accordance with preexisting cognitive
schemata that interpret the experience and ascribe an
emotive impression to the experience, selectively
emphasizing some details and de-emphasizing others.
97
• The process of remembering is not just a
question of first making an accurate record in the
mind of the information we receive or the events
we experience and then simply recalling the
experience or event, but the fitting of the new
information or new experiences into the
knowledge and understanding of the world
already stored in the interconnected neuronal
networks of the brain, creating a new narrative
that makes sense of the new information in
conjunction with what we already know and the
perceptions that we have formed about the
world (i.e., a modification of the interconnected
neuronal networks in the brain creating a new,
unique pattern of interconnections).
98
• Recording an event, information, experience, etc.,
as a memory, is not simply recording a full
representation of everything connected with the
experience and all the sensory information that
we have seen, heard, felt, and/or smelled or
tasted and how we may have acted in any
particular experience, but only those aspects that
we have focused on, some details given more
emphasis, others less, and still others not noticed
or recorded at all, depending upon our emotional
state in our understanding or response to the
experience and our interest in the experience
itself and the details of which it is comprised. We
do not record an event per se, but only our
impression of it.
99
• All our stored information, the aggregate of all
past experience, is changed – enhanced or
distorted – modified to some degree by the
information of each new experience, at the same
time the aggregate of all past experience, that is,
the cognitive schemata or residuum of all
experience, is always present but not conscious,
as consciousness (i.e., articulate awareness) is a
manifestation of intention or directedness
towards something, a deliberate recall of specific
data, events, interactions with specific people,
etc., therefore, the vast proportion of our
cognitive schemata remains subliminal, operating
below conscious (articulately aware) recognition,
but always active and shaping our thoughts,
emotions, intentions, motivations, etc.
100
• Individual consciousness therefore may be
defined as a selective, directed access of discrete
components within the multilevel continuum of
the sum total of the cognitive schemata of the
mind in the reaction to and interaction with
sensory and extrasensory stimuli as shaped by
internal phenomena (i.e., what we have learned
and how we have learned it through our
experience – how one learns determines what
one learns and what one learns determines how
one behaves). Consciousness then is an
intentional, constantly varying manifestation of
learning formed from, and directed by, the sum
total of cognitive schemata derived through
apperception.
101
• The innumerable internal and external sensory inputs or
experiences that are ceaselessly being processed into
patterns of information by the brain to form impressions
and build associational constructs, mental images and
schemas and personal knowledge databases, are so vast
and complex, that they would swamp and totally
overwhelm the articulately aware or conscious mind. If
such interminably complex and intertwining substratum
activities were conscious, all attention would be totally
absorbed in analyzing how each and every stimulus is
related to every other stimulus and how such relationships
are processed and internalized — and we would starve to
death dwelling on the sensations and impressions of being
hungry rather than forming a broad perception of the world
that would enable our interaction with that world to obtain
the nourishment needed to sustain life. The vast proportion
of human functioning and understanding then is subliminal
and inaccessible to articulate awareness or
o s ious ess.
102
• Individual worldview, and indeed, personality itself, is
based on our own unique disposition of the
mechanisms of the sense organs for vision, hearing,
smell, touch and taste and other intricate physiological
functioning including neuronal activity and all other
physical and biological properties that affect to what
extent we are able to perceive various stimuli; and how
such stimuli are processed and internalized into levels
of awareness and intellectual proclivities; that,
together, make each of us unique in our abilities,
motivations, desires, styles of communication,
emotional responsiveness, etc. Our essence is
composed of phenotype-personality-worldview with a
constant interaction with our internal and external
environment in an ongoing dynamic at a substratum
below the level of articulate awareness that,
accumulatively, modifies or remolds our phenotypepersonality-worldview.
103
• Cognition, composed of innumerable
cognitive constructs which in turn are
composed of innumerable highly subtle,
complex, dynamic interactions beyond the
power of the mind to intelligibly connect in
any holistic conscious configuration (that is, in
its entirety, is beyond directly accessible
articulate awareness), is experienced by
articulate awareness only in inner-cognitived i e sele ti e hu ks of limited
directedness, which we refer to as
o s ious ess.
104
• Even these hu ks of di e ted ess, or
consciousness, are experienced only as highly
confined, thin, surface concretizations or
conceptualizations, whereby the
overwhelming extent of the vast complex of
the underlying cognitive schemata driving the
direction of attention of articulate awareness,
beyond vocabulary and articulation to
discriminate in all its complexities and
intricate subtleties and paradoxes of feelings
and impressions, remains elusive to the
scrutiny and understanding of the individual.
105
• Cognition: Defined herein as the unique patterns of connections,
associations, relationships and reasoning by which the individual
recognizes, categorizes and internalizes the constituents of her or his
environment and forms a self identity. Cognition constitutes the
processes by which the individual applies meaning to all that she or he
senses and feels from her or his environment and internally constructs
within her or his mind, and the schemata derived therefrom. Cognition
is a predominantly subliminal process experienced in articulate
awareness only in fleeting, ever- ha gi g su fa e hu ks of
consciousness.
• Mind: Defined herein as the embodiment of cognition; the unique
collective sets of cognitive constructs and the interrelationships
the eof i.e., the i di idual s u i ue og iti e s he ata and the
behavioral effects of that cognitive schemata. The mind is an
abstraction of the effects of the collective sum of all the interlocked
mechanisms of the neurophysiological actions of the patterns of
neurocircuit interconnections in the brain. Like cognition, the mind is a
predominantly subliminal quality experienced in articulate awareness
only in fleeting, ever- ha gi g su fa e hu ks of o s ious ess.
106
• Behavior: Defined herein as the expression of the
mind in interaction with self and the external
environment.
• Consciousness: Defined herein as an everchanging moment-to-moment peak of articulate
awareness into a narrow window of a minute
portion of the surface of the total configuration
of experiences, impressions and intentions
unique to each individual as encoded in the
cognitive schemata of the mind.
• Subliminal: The state of cognitive functioning
that both generates and consists of the cognitive
schemata and remains below the threshold of
articulate awareness, that though directs
conscious behavior, is not accessible to
consciousness.
107
• From these definitions, the terms cognitive
schemata, cognition, mind and behavior are all
part of what is fundamentally a single
phenomenon, the terms simply referring to
slightly different perspectives and/or
manifestations of that phenomenon, with
o s ious ess o a ti ulate a a e ess a li ited
condition of this phenomenon. Additionally, we
can understand a cognitive construct as simply
any single set of conceptual components formed
from a specific experience and undergoing
constant transformation in interaction with each
of the different accumulative cognitive constructs
continually formed from every experience, that
collectively constitute the cognitive schemata.
108
Social Integration, Cognition and
Behavior
• Through the process of evolution, by which the human
brain developed as a social brain, whereby all learning
and behavior is constructed within the ongoing
mechanism of socialization and all experience and
understanding is internalized in a social context, for all
human beings socialized and living in a community and
society, behavior is a product of, and response to, social
integration or lack thereof. All psychological problems,
i.e., all behavioral or cognitive problems, may then be
said to be social integration problems – and since
socialization and human behavior are learned and not
prewired, all behavioral or cognitive problems are, in
effect, learning problems.
109
• Succinctly, since behavior is the expression of
the mind in interaction with self and the
external environment, and the mind is the
embodiment of cognition, any behavioral
problem is in fact a cognitive problem and vice
versa, the two terms are completely
interchangeable and translate into a problem
of social integration, which in turn translates
into a problem of learning. Learning is the
process by which social integration is
achieved, and social integration defines the
extent to which cognition and behavior are
effectively adjusted for positive interaction
ith o e s e i o e t.
110
Social Integration Problems
• Social integration problems are divided into two
distinct types: 1) degradation of cognitive
resources, and 2) faulty learning or distorted
cognitive schemata.
• Degradation of cognitive resources constitutes an
impairment of core cognitive capacity which may
be manifested in one or more of the basic
categories of observable gross behavior that
include attention, memory, problem solving and
social sense, whereby the dysfunction in any one
or in various combinations of two or more of
these categories undermines the ability to
logically assess and socially interact appropriately
to the social context.
111
• The categories of so-called observable gross behavior, consisting of
atte tio ,
e o , p o le sol i g a d so ial se se, a e useful
and necessary for understanding different abilities that may be observed
in individuals and in addressing cognitive deficits that may be presented
within any one or more of those behavioral domains; however, such
behavioral domains are hypothetical constructs distinguished by the
context in which the behavior is observed in accordance with the modal
conventions of culture, society and community and the prevailing
definitions of particular human actions and responses. We do not know
hat is eall i the i di idual s i d a d hat is ehi d the eha io that
e thi k e see, assu e a d i te p et. It ould e that a i di idual s
seeming inattention is a natural response to the distraction of a profound
and continuing grief at the loss of a loved one and has nothing to do with
any real degradation of cognitive resources but a normal situational
response to a shattering experience that requires time to heal, or the
result of a preoccupation with the unique opportunity of a new business
venture that requires very careful planning and precise implementation
for success, distracting attention away from other concerns.
112
• All observed gross behavior is a result of interminably complex cognitive
processing that directs particular interactions with self and the
environment based on life history, personality, life plan, and reaction in
accordance with the perceived effect of, or social opportunity presented
in, each situation. Cognition is an inherently interactive process, forming
cognitive constructs from the associations and perceived relationships of
the stimuli constituting a particular experience and extrapolating
situation-dependent conceptualizations in the interplay among the
accumulative, constantly modified cognitive constructs continually formed
from every experience. Cognition cannot be divided into distinct
components or types or different behavioral outcomes, as it is a
mechanism of massively complex, continuous interaction. Therefore,
observed gross behavior, a product of cognition, is driven by a complex
interaction of cognitive constructs that cannot be defined by simplistic,
shallow categories. Every behavioral outcome is the expression of a unique
cognitive interplay. What may appear, or assumed, on the surface, to be
similar actions, are actually expressions of different, not infrequently very
different and even incompatible cognitive constructions,
conceptualizations or personal meanings.
113
• O se a le g oss eha io that is, hat e thi k e see i a othe s
a tio s o espo ses as defi ed so io ultu al o s a e si ple,
surface manifestations of cognition, a facility that is indivisible into
discrete components as all aspects of cognition are integrated,
inextricable elements of any aspect of cognition.
• Such observable actions of attention, memory, problem solving and
social sense are merely constructs of each other, the interpreted
manifestations of the unified process of basic cognition – a
neurophysiological construction of highly integrated interconnectivity
of neuronal circuits that span the entire brain and react to all stimuli
(external and internal; i.e., apperception, including the new cognitive
orientation formed from the internal reconfiguration of conceptual
frameworks) by the modification of synaptic connections – but by no
means do such observed actions convey the intertwining conceptual
frameworks which initiated them.
• While observable gross behavior consists of socioculturally defined
hypothetical constructs that are blind to the underlying cognitive
formulations that drive the behavior, unique to each individual and
each self-perceived situation of the individual, the observed repetition
of apparent difficulties in attention, memory, problem solving and/or
social sense in different tasks and contexts are important in discovering
and diagnosing a deficit in cognitive functioning impeding the
i di idual s a ilit to i te a t opti all ith he o his e i o e t.
114
• Faulty learning or distorted cognitive
schemata refers to problematic thinking and
behavior that disturbs a i di idual s selffulfillment in the effective conception and
negotiation of her or his environment in the
establishment and achievement of
appropriate individual goals and in meeting
social responsibilities, regardless of the state
of her or his cognitive resources.
• The degradation of cognitive resources and
faulty learning are not mutually exclusive and
an individual with a social integration problem
can have both conditions to lesser or greater
degree.
115
• Generally, those that exhibit a degradation of
core cognitive resources will also have faulty
(usually underdeveloped) cognitive schemata;
whereas many individuals with faulty or
distorted cognitive schemata may have fully
functional and vibrant cognitive resources, but
prolonged presentation of distorted cognitive
schemata or extreme distortion of cognitive
schemata often leads to a degradation of core
cognitive resources.
116
Social Integration, Learning and the
Enriched Environment
• All operant behavior, including social integration, is
learned.
• All learning takes place in a social context and all
positi e, lasti g lea i g takes pla e i a e i hed
environment (or, in negative learning, in an
impoverished environment – i po e ished efe i g
to a lack of sufficient positive stimuli or experiences,
including lack of social interaction and lack of, or
inappropriate social or interpersonal bonding).
• An enriched environment is one that has constancy,
maintains a bonding group dynamic, provides
challenging but not overambitious eclectic learning
experiences and is positive, reinforcing, stimulating,
rewarding, encouraging, supportive, and full of
possibilities.
117
• As new thought patterns and cognitive constructs
emerge from engaged, affirmative, self-fulfilling
learning experiences within the enriched environment,
oth the depth a d eadth of the i di idual s
cognitive core is exercised, strengthened and
continually expanded through the introduction of new
ideas, ways of thinking, frameworks of knowledge and
understanding that open up ever-multiplying doors of
possibilities. The richness of experience of bonding
with and developing respect for and appreciation of
others and the joy of belonging and acceptance in
group identity and sharing discovery and feelings
ope s up the i di idual s self-conceptualization and
the possibilities of being. Learning becomes easier, and
the challenges of learning fun, eagerly awaited, new
adventures in the absorbing mystery of life and the
universe.
118
• The constancy of the socially infused, deeply engaged
learning experiences within the enriched environment
and the numerous reexamination of concepts and facts
through the exercise of the consideration of many
different points of view within widely ranging eclectic
subject matter and topics within a subject and highly
i agi ati e hat if s e a ios ithi ea h topi , the
presynaptic and postsynaptic connection between
neuron pairs comprising the pattern of neuronal
interconnections representing a concept or facts and its
associations are repeatedly and persistently activated
triggering LTP for durable and efficacious synaptic
interconnectivity and long-lived internalization of
concepts and facts and the development of powerful,
highly comprehensive and penetrating cognitive
formulations composed of wide and deep associations. 119
• The cognitive constructs formed from the new learning
within the enriched environment are continually
strengthened by LTP and become dominant cognitive
constructs undermining the relevance of old, detrimental
or negative cognitive constructs, whereby the
presynaptic and postsynaptic connection between
neuron pairs comprising the pattern of neuronal
interconnections representing a negative cognitive
construct are less activated as the negative cognitive
construct more and more fades from ongoing thought
patterns, triggering LTD that weakens and finally triggers
the elimination of the synaptic connection between the
neuron pairs comprising the pattern of neuronal
interconnections representing the negative cognitive
construct, entirely purging the negative cognitive
construct.
120
Psychopathology: What is a
Ps hologi al P o le o Behavioral
Diso de ?
• A psychological problem or behavioral disorder is
defined as a significant recurring departure from the
established expectations of perception-response in
so ial e ou te s ithi the p e aili g ilieu of o e s
society such that the ability to achieve self-actualizing,
positive, sustainable, realistic life goals is inhibited.
• Such a departure is also defined as a cognitive deficit
since it represents impaired cognitive schemata that go
agai st o a e ou te to the o
o se se of the
internalized age-appropriate socialization of behavioral
o s i stilled th ough the fu da e tal ope atio al
mechanisms of the social brain.
121
• This departure from the common sense
o
i.e., impaired social integration) may
be due to either 1) impoverished or faulty
learning (a disruptive or aberrant socialization
process resulting in distorted cognitive
schemata) or 2) a basic degradation of
neurocognitive resources (constituting the
fundamental core cognitive capacities, such as
the ability to recognize or understand
common social cues, the ability to apply
logical reasoning to different situations or the
ability to interpret symbolic relationships in
acquiring basic language skills, etc.), or both.
122
• Social integration may be defined as the ability to
assess and react appropriately to the social cues
constituting a specific social context and the ability to
form a realistic, practical, sustainable, positive life plan
o siste t ith the o es a d alues of o e s
overarching culture and society.
• Social cues consist of: 1) the unspoken rules and
decorum of a specific social context (i.e., the roles,
expectations, and style and content of discourse tacitly
agreed to by the discourse participants as an inherent
structure of the group dynamic or formal social
etiquette, or in response to the personality and
situation of the other in a dyadic encounter); and 2)
cognizance of a) the individual steps in achieving the
goals of o e s realistic, practical, sustainable, positive
life plan; b) the relevance of the particular social
encounter to those steps; and c) a consideration of the
ost effe ti e ea s i fu the i g o e s life goals
through the particular social encounter.
123
• Social cues may be understood then as consisting of
two major components: 1) the clues that reveal the
ules a d e pe tatio s of o e s behavior from the
perspectives of the other(s) in a given social context;
and 2) the clues that reveal how the social encounter is
ele a t to o e s o pe spe ti e elati e to o e s life
goals, and the behavior one should adopt in the
encounter to achieve those goals.
• In the latter, even though the perspective reflects
highly personal goals, those goals are socially based,
referring to what one wants to get out of life, i.e., o e s
self-defined position or role of interaction in society,
and therefore constitutes an essential component of
social cues. The social relevance of any encounter is
e uall depe de t o oth o e s o pe spe ti e i
the la ge o te t of life goals a d i o e s i
ediate
situation, and, on the perspective of the larger context
and immediate situation of those one is interacting
with.
124
Common Sense
• Social integration is the principal organizing
framework of the social brain through which
experience is codified, and is therefore the
defining component of human behavior.
• Social integration may be likened to what in
the e a ula is te ed o
o se se: a
inherent complex of cognitive processes that
seamlessly interact in the perception of our
world and our place in it as learned and
formulated through the mechanism of
socialization.
125
• Common sense may be understood as the
inherent ability to recognize the relationships
and behavioral cues presented by different
social situations and to react (consistent with
a positive and realistic life plan) appropriately
to the perspective(s) of the particular
individual or individuals with whom one is
socially interacting by intuitively
(automatically) homing in on the common
knowledge, culture, and common
e pe tatio s of o e s e i o e t, so iet o
community as ingrained through the process
of socialization.
126
Social Integration, the Group Dynamic
and Cognitive Neuroeducation (CNE)
• Humankind has been evolutionarily directed
to live in a social environment, with a principal
tendency toward sophisticated social
structures consisting of societies composed of
a hierarchy of overlapping nested groups,
each constituting specific cultural and social
norms under the umbrella of the general
cultural and social norms of the encapsulating
society.
127
• The well-being and quality of life of the
individual depends on the cognitive skills to
effectively negotiate social interaction in
eeti g the de a ds of the i di idual s so ial
environment.
• Beyond pure social adaptation, the human
being is a psychologically complex being that
neurotypically requires different levels of
interaction with other human beings to meet
basic psychological needs.
128
• We are defined as individuals, as unique
personalities, by the psychological needs
unique to each individual, and the unique
manner by which each individual interacts
with society (that is, with other human beings
within culturally and socially determined rules
and norms) to meet those needs.
• We are social animals and the way we learn,
and consequently, what we learn and how we
interact socially, defines who we are as unique
individuals, that is, who each of us is as a
distinct person that is distinguished from
every other person now living, that ever lived,
or ever will live.
129
• Our personality, our uniqueness as an
individual, is manifested through social
consciousness; i.e., social integration.
• Social integration has been referred to as
so ial i tellige e, a d defi ed as the
practical, tacit or crystallized intelligence that
enables ordinary individuals to achieve and
maintain rewarding relationships and to
secure meaningful life goals. It underlies what
is popula l efe ed to as o
o se se.
130
• The regulation of affect is pivotal to the
formation and maintenance of social
relationships. Affect not only informs and
directs reasoning, but may also block it. With
this u de sta di g, e otio al i tellige e
has now been recognized as an integral
component of social integration.
131
• The rules and expected conduct in social relations are
differentially defined through a hierarchy of social
groupings, from family, dyad, workplace, ethnic and
religious circles, and professional, educational
recreational and special-interest clubs, associations,
organizations and institutions; to community, city,
district, nation, society, culture and civilization.
• Although normatively conforming to the general rules
and behavioral expectations of the larger umbrellas of
civilization, culture, society, nation, district, city and
community, social relations are actually experienced
more directly, intensely, consistently and personally in
small group settings, as outside of small groups personto-person encounters are more random, fleeting, and
superficial, particularly so in the massed automated
anonymity of modern urbanized daily life; hence, social
rules and relations are more directly defined and
reinforced in interpersonal interactions within the
group dynamic in small group settings.
132
• Since social relations are defined by groups,
social integration is developed through the
i di idual s i te a tio ithi ea h disti t
group to which the individual belongs,
particularly through the formation of a shared
understanding regarding common themes. It
is the group dynamic in social/learning
activities that forms the vehicle by which both
social integration and learning is enhanced in
CNE with its emphasis on perspective taking.
133
• Perspective taking consists of the ability and
custom to go beyond spontaneous, initial surface
impressions and apply a thoughtful appraisal and
a honed proficiency in recognizing and
interpreting social cues that explain another
pe so s thi ki g, feeli g a d eha io f o that
pe so s pe eptio of he o his o situatio i
a particular social encounter.
• Perspective taking involves the development of
respect for, understanding of, and empathy with,
other individuals by putting oneself in the other
pe so s pla e a d efle ti g ho o e
her/himself would act and feel in that place.
134
• An important component of perspective taking is
social context appraisal, the balanced assessment
of social contexts and circumstances which
a ou t fo a i di idual s eha io i a pa ti ula
social encounter.
• While the context of the individual is always
essential for understanding individual behavior, in
the group dynamic social context appraisal
transcends individual behavior, extending to the
ultu all t a s itted o s of the g oup.
• In the group dynamic, perspective taking must
take into account both the personal context and
the so ial o te t defi ed the g oup o s
a d the i di idual s ole o positio ithi the
group.
135
• Another essential component of perspective taking is affective
e gage e t. It is p e isel o e s o e otio al state that i flue es
the pe eptio of a othe s e otio al state a d dete i es the
selection and processing of personally relevant social information;
either effectively picking out the essential information and its
implications within the particular social encounter, or completely
issi g o disto ti g that i fo atio to o e s o det i e t.
• A i di idual s feeli gs a e a p i ipal dete i a t of eha io i a
so ial situatio , a d it is i pe ati e to u de sta d a othe s feeli gs i
o de to u de sta d that pe so s eha io a d likel espo se i a
so ial i te a tio as a lue to o e s o
eha io i a pa ti ula so ial
encounter. However, it is impossible to understand the affective state
of a othe u less o e s o affe ti e espo se is app op iatel ell
ha o ized ith o e s pe so al situatio elati e to the o te t of a
pa ti ula e pe ie e. I o de to o e tl u de sta d a othe s
feelings, one has to consistently experience their own appropriate
emotional reactions. A lack of affect can be no less self-destructive and
socially disruptive as uncontrolled, inappropriate emotional outbursts.
136
• A major part of perspective taking then, is the
ealizatio of the i di idual s o e otio al
capacity by learning to engage experiences
deeply through commitment and the full
giving of oneself to the experience with
introspection, reflection, sharing and
attachment.
• By putting oneself totally into the experience
as an integral part of the experience, the
individual learns involvement and concern;
and learns to fully relate to the experience
and to others – to feel, to empathize and to
bond.
137
• Perspective taking, including social context
app aisal, app e iatio of o e s o a d
a othe s affe t, efle tio o past
interpersonal experiences, and the
development of a shared understanding, are
the foundation stones of the learning
environment implemented within the CNE
program.
138
The Group Dynamic and CNE
• CNE is essentially a learning program whereby
learning is self-defined from within each
participant through the experience of group
interaction and self-reflection that effectively
energizes or restarts the inherent cognitive
developmental process of social integration
needed to acquire the cognitive competencies
that support a personally meaningful and
rewarding life. In CNE the participant learns to
THINK AND FEEL, as opposed to either simple
rote memorization, the accumulation of loosely
connected facts, or learning pure MECHANICAL
BEHAVIOR.
139
• CNE consists of a learning environment by
which social consciousness, learning and selfintegration are internalized through 1)
instruction, assignments and feedback from
observation, discussion and reflection; 2)
participation in the group dynamic and its
formalized and unsaid rules and expectations;
3) the consideration of the perspective of the
other in the group interrelationships; and 4)
the naturally evolving bonding and
identification with the group and the
individual connections forged with its fellow
members.
140
• The CNE group structure provides a socializing
experience in a nurturing, supportive,
reassuring atmosphere in which anxiety and
pressure to perform/participate and conform
is minimized through a gentle orientation to
the group process through participation in
entertaining activities that incorporate
interactive expression, leading to a growing
sense of belonging to, and identifying with,
the group and a growing self-confidence in
expressing one-self and being socially
accepted.
141
• In being included and expected to equally
contribute her/his own thoughts and
perceptions to every part of the group process
as an integral member of the group, each
member begins to understand that every
member of the group, including her/himself, is
critical to the group, without whom the group
dynamic is substantively changed.
142
• Any sense of pressure or anxiety of fully
participating in the group is gradually
eliminated as each member comes to visualize
her/himself as part of the working group, and
her or his input and participation is not
distinct from the group and not judged by it or
its rules, but rather an inextricable component
of the group, its process and its unique
dynamic. The member identifies her/himself
as part of the group, her/his self-identity
becoming interlinked with the group identity.
143
• Though instructionally based, with guided
rules of participation, the learning
environment of CNE does not indoctrinate or
impose a rigid prescription of social behavior,
but sets an example of social decorum
through the group-ge e ated o s
which sensitivity to, and understanding of,
social context, perspective taking and affective
engagement takes place, whereby the basic
tenets conducive to rich, rewarding social
interaction may be gleaned, generalized,
modeled and logically applied to the myriad
contexts of real-world social encounters.
144
• In the group dynamic the participant practices
verbalizing and expressing clear thinking and observes
and learns from the other group members who
variously perform appropriately or inappropriately in
their responses, and successfully execute or struggle in
the performance of their roles or assignments.
• The group members are praised for their successes and
supported and encouraged when struggling.
• It is important that every small improvement be noted
and applauded as it demonstrates progress, and by
continual progress, one small step at a time, the road
to successful endeavor becomes clear and the
participant gains satisfaction and confidence in her/his
accomplishments and learns to realize that through
he /his o dete i ed effo ts a d dilige e, the sk s
the limit, that task and subject mastery and the world
of opportunity lie open to conquest, awaiting her/his
challenge.
145
• The group experience provides a
nonthreatening vehicle to acquire and
strengthen basic cognitive capacities and
social skills essential for the development of
effective and rewarding social integration,
such as how to make and complete an
intelligible statement, how to ask questions or
gi e o e s opi io app op iatel a d
sensitively, how to agree and tactfully,
constructively disagree, and how to become
an interested, active, attentive, concerned,
compassionate and empathetic listener.
146
• All group activities are designed to 1) keep
members focused on a task; 2) instruct and
reinforce how to communicate and use
language in a socially appropriate and relevant
manner; 3) instruct and reinforce how to give
and receive constructive feedback about how
a fellow member performs a designated
activity; 4) instruct and reinforce how to best
utilize and benefit from group feedback, and
i st u t a d ei fo e ho to tailo o e s
responses to the particular nature or
characteristics of a given situation.
147
• Through the group process the participant practices giving
support and acting empathetically and understanding
so eo e else s feeli gs i diffe e t situatio s i.e.,
pe spe ti e taki g ithi the li i g theat e of the g oup
with its different members and their different personalities
and problems –– learning through instruction, experiences,
interaction, cooperation, teamwork, feedback, discussions
and exchanges of opinions, and the freeing up and
de elop e t of the pa ti ipa t s o affe ti e
responsiveness and thinking though situations and
contexts; learning not by strict rules, rote memory or
conditioned behavior, but by the natural i ide tal o
implicit learning that characterizes the learning acquired by
the experiences of living a normal life in the real world
within the familiarity, support, security and reinforcement
of the group, developing strong, durable cognitive
constructs and social values that equip the individual to
effectively integrate into and weather and defend against
the chaos and pressures of the real world at large.
148
• In the CNE program, all learning and activities
are integral to the group dynamic and develop
as a group process, with the experiences of
the program uniquely internalized by each
individual participant, being both
simultaneously shared and highly personal, as
each individual participant develops her/his
own viewpoint of life and understanding of
her/himself.
149
The Basics of CNE
• CNE is an intrinsic framework that maintains
an enriched environment for exercising the
social brain in effecting optimum levels of
cognition and learning realization in reaching
positive, balanced, self-actualizing behavioral
outcomes and mastery of academic subjects.
150
• The enriched environment, as previously
defined, consists of constancy, the
maintenance of a bonding group dynamic,
challenging but not overly ambitious eclectic
learning experiences and a positive,
reinforcing, stimulating, rewarding,
encouraging, supportive ambience with a
strong infusion of eager anticipation full of
possibilities.
151
• A large part of the enriched environment is
embodied within the CNE group dynamic.
• The CNE group dynamic provides constancy:
– Every activity and learning experience is
structured through the group dynamic consisting
of 1) stable group composition and expectancy,
familiarity and a sense of welcoming belonging
and congeniality; and 2) group support and the
responsibility invested in each member to fully
and effectively contribute to interdependent
learning from each other while collectively
encouraging independent growth through ongoing
interactive dialog, constructive feedback and the
emphasis on self-challenge. The group dynamic
i stills the olle ti e se se of all fo o e a d o e
152
fo all.
• The CNE group dynamic instills bonding:
– Bonding is a natural and desired outcome of an
effectively congealed, nurturing group dynamic that
evolves from a growing familiarity with the group; the
unique input and participation of each member of the
group and the expectation thereof; the unique
interaction between the group members; the
dependence on group feedback; the growing personal
identification with the group; the deep satisfaction of
sharing and being a part of the learning, growth and
development of each of the members of the group
a d the se se of o e tio i the e e s effo ts
a d i ol e e t ith o e s o g o th a d
development; and the special connection that arises
out of the discovery of a deeper compatibility with
one or more particular members of the group.
153
• Much of the positive, reinforcing, encouraging
and supportive ambiance of the CNE enriched
environment is created and maintained by the
CNE group dynamic by the following means:
– Positive so ial i te a tio a d eha io al o s
(i.e., such that are conducive to harmonious and
effective group interaction and individual selfactualization), rather than defined as strict rules,
become mutually established and expected by all the
group members in the engagement of the group
process to foster stress-free, courteous, respectful,
articulate and content-rich dialog. Through the
internalization of these mutual group expectations,
each member gleans the protocols and social cues
that govern appropriate social behavior; the group
interaction both establishing and reinforcing positive
and appropriate social behavior and an open,
responsive, curious, conscientious mindset.
154
– The CNE group dynamic stresses individual selfexpression and full participation in the group as an
inextricable member of the group. An evolving
identification with the group that parallels a
growing self-confidence and sense of importance
as an essential component of the group, and the
growing sense of responsibility to provide input
a d o st u ti e feed a k to ea h e e s
participation in an activity or execution of an
assignment, lead to greater motivation to
participate more effectively in both the group
process and learning activities of CNE that in turn
fosters encouragement of o e s o effo ts i
encouraging and participating in the growth of the
self-actualization of the other members of the
group.
155
– Every CNE activity is structured through and evolves around the
group dynamic. The CNE group dynamic and every CNE activity
is in essence a fluid, ongoing dialog consisting of the inherent
components of 1) an assignment connected with a group
activity (which may simply be a discussion of the impressions of
o e s e pe ie e of the a ti it that, depe di g o the t pe of
assignment, is presented to the group at large either individually
or in small teams, and 2) a general commentary (i.e., group
discussion and dialog) evaluating each presentation of the
assignment.
• In evaluating the presentations emphasis is placed on the
approach to the assignment, the execution of the assignment, the
fluidity of teamwork and equality of individual contribution, and
the quality of the content and articulation of the points in each
presentation. Individual participation in all group activities
(including the evaluation of the presentations) is also evaluated.
All commentary is evaluated by relevance and helpfulness through
the perspicacity and articulation of 1) appropriate praise in the
recognition of the strengths of dialog input, especially praise in
noted areas of improvement, 2) informative responses, and 3) the
distillation of, and constructive tips for, particular areas in need of
improvement. All CNE group interaction and commentary,
including evaluations, are fluid, taking place spontaneously in the
context of the conversation of the moment, totally dissociated
156
with any official, static, after-the-fact grading process.
• The group dialog provides the avenue for the principal function of
group feedback, the key to both group integration and individual
growth within the group. It is through feedback that social cues
and social expectation are constructively assimilated and that both
cognition and social skills are enhanced, and encouragement and
support are both given and received.
• CNE group feedback is designed to prevent unhelpful,
u i fo ati e o i pe so al espo ses su h as he did ell. The
goal of CNE group feedback is to directly and personally address
each individual and promote more elaborated, articulate
commentary providing meaningful and constructive evaluation
that stimulates thoughtful, relevant and sensitive discourse.
157
• Rather than an impersonal exercise of criticism or vacuous
compliments, CNE group feedback is an exercise in honing 1) true
engagement and empathy with each individual of the group and
the group as a whole; 2) analytical skills and discernment in
picking out fello
e e s st o g points, weak points and
improvements in the different areas of participation in the group;
3) attentive, engaged listening; 4) articulate, thoughtful response;
5) tactful, constructive and supportive criticism in the helpful
consideration of others; and 6) clear thinking and effective
communication. By both tactful, constructive criticism of weak
points and recognition and praise of improvement, effort and
particular excellence, group feedback is both a central mechanism
of support, encouragement and motivation within the CNE
enriched environment and is a primary tool for promoting
essential cognitive capacities, affective involvement, learning
realization, language and social skills and positive behavioral
orientation.
158
• Participation within the CNE group structure through group
commentary and feedback, while establishing and reinforcing
group values and rules of interaction, rather than enforcing any
conformity of personality, actually is a powerful vehicle of selfdiscovery and development of individuality. By observing the
differences in each individual member of the group and interacting
with them; sharing thoughts, opinions and experiences and
developing a deeper understanding of each member; one begins
to recognize not only the differences between each of the
members of the group, but also between each member and
o eself; su h e og itio i fo i g a lea e e og itio of o e s
own individuality, of who one is, and, in learning to appreciate the
diffe e t pe so alities of the g oup a d el o i g ea h s
i di idual pe spe ti es a d a s of thi ki g, ea h s hu o ,
warmth, and unique contributions to the group, one begins to
ette u de sta d a d app e iate o e s o u i ue ess a d
individuality and a growing sense of self and self-confidence
emerges. Since we are social beings with social brains, our
personalities are formed from the way each of us uniquely
interacts with other people within the commonly agreed rules of
159
social conduct.
CNE Learning Activities and the
Enriched Environment
• CNE is designed for flexibility in implementation
within a wide variety of educational settings and
learning situations.
• This flexibility is achieved by 1) choice of a wide
scope of learning material and activities targeting
different age and educational levels, class sizes,
curriculum structures, subject content and
student capabilities or 2) modes of interaction
with whatever material or activities that may be
institutionally dictated.
160
• To maintain the greatest flexibility in program
efficacy across the widest range of educational
situations, CNE implementation is facilitator
based.
• The CNE facilitator, when free to select,
determines the appropriate materials and
activities to incorporate within the CNE group
dynamic, being careful to ensure a fluid synergy
between activities and materials.
• When not free to select, the facilitator
determines how to interact with the
institutionally dictated materials and/or activities
in ways that effectively counteract the negativity
or incongruence of such materials or activities
and best establish and reinforce the enriched
environment.
161
• In the determination of materials and
activities and the respective conjoined synergy
thereof, and in the determination of the ways
of interaction with dictated materials and/or
activities, a number of elements essential to
the composition of the enriched environment
must be an inherent quality of consideration.
162
• The inherent elements essential for the
composition of the enriched environment are
enumerated as follows:
– Ongoing, constantly reinforced stimulation
The inherent quality of, and engagement in, any
material, activity or interaction therewith must
stimulate the deepest intellectual, playful, numinous
(i.e., transcendent), aesthetic, evocative,
imaginative, creative and inquisitive core of each
group member individually and the group
collectively.
163
To make the synaptic connections comprising the
pattern of neuronal circuit interconnections formed
from each learning experience both strong and durable
(long-term potentiation) for deeply ingrained learning,
the engagement or interaction with the materials and
activities must be eclectic, reiterated and reinforced
though examination from many different perspectives or
views, analogies, applications and implications.
As an example, in a math class, taking mathematical
principles and equations and applying them to
innovative and enlightening situations, such as the
revelations of mathematics and even humor in analyzing
dail e s as i the ook, A Mathematician Reads the
Ne spape , o i a ea th s ie es lass appl i g the
fundamental laws of astronomy and geological theories
to hypothetical science fiction scenarios such as in the
ook, What if the Moo Did t E ist? Vo ages to Ea ths
164
That Might Ha e Bee .
In subjects in the hard sciences and technology,
such as mathematics, physics, geology, engineering,
computer science, electronics, etc., it is essential to
introduce supplementary or adjunct activities that
stimulate the numinous, playful, aesthetic and
evocative core of the group members to enrich the
learning environment and engage deeper personal
and social associations with the subject material.
In language, and, especially, English classes, the
subject itself provides the vehicle for eclectic,
reiterated, and reinforced engagement as well as
deep stimulation of the intellectual, playful,
numinous, aesthetic, evocative, imaginative,
creative and inquisitive core of the individual and
165
collective group members.
– Challenging, but not overreaching, eclectic
learning experiences
Learning experiences, which includes materials,
activities and ways of interaction therewith, should
be carefully appraised as to level of modal (i.e., that
of the majority) group capabilities so that initial
engagement is within reach of the modal level, with
deeper, richer, more discerning, satisfying,
stimulating and nuanced engagement gained
through progressive steps of interaction.
166
All learning experiences should be eclectic in that
many different situations, frames of reference, ideas,
points of view, and codes of behavior, honor and
morality such be considered from the widest possible
perspectives.
Such perspectives can be seen through the beliefs,
values and intellectual traditions of different religions,
cultures, places and times in history, and the art and
literature that so profoundly evokes those cultures,
times, places, traditions, lifestyles, and the human
condition and personal situations within each. By
learning about others, and the frameworks of their
lives, we can better understand ourselves and our own
culture; reflecting on where we are on our own
jou e th ough life a d he e e d like to go.
167
– Promotion of cognitive capacities, affective
involvement, learning realization, language and
social skills and positive behavioral orientation
In the CNE learning experiences there is an essential
engagement in 1) dialog between each member of
the group, the facilitator and the lesson materials
and activities; 2) adventures in different cultures,
times and places; the triumphs and tragedies of
characters fictional, real and imagined in the great
promise and vicissitudes of life; the sharing of ideas,
feelings, hopes, dreams, stratagems and solutions,
and sentiments about life and the world around us;
3) a view into the realms of the strange and
mysterious; 4) sharing good times, great stories,
illuminating art, invigorating activities; and 5) having
fun together.
168
In the CNE learning experiences the facilitator joins the
group dynamic in guiding the engagement in the
materials and activities in dialog by which the group
members individually and collectively learn about the
world around them, about different people in different
circumstances in different places, times and cultures –
about life, about each other, and about themselves.
In dialog with activities such as written assignments, the
group members continually improve in speaking,
reading and writing English and in understanding spoken
English. In such activities as reading stories or
performing skits or plays that portray real social
contexts, the group members individually and
collectively experience English life and learn natural
E glish; i.e., the feel of E glish, ith its i fle tio s,
rhythms, nuances, expressions, body language and
ultu al o s, just like e all lea ou o
ati e
tongues in natural social contexts and social interaction.
169
In the CNE learning experiences learning realization,
cognitive capacity and language fluidity are
strengthened and expanded through the
de elop e t of the g oup e e s self-expression
in the expected and self-impelled participation in 1)
the dialog of the CNE learning experience, and 2)
the presentation of an assignment connected with
the learning experience, and, further, through the
development of the conceptual frameworks and
imagination by which to understand and analyze the
situations and circumstances explored in the dialog
and the creation of different perspectives or
nuances thereon or solutions thereto in the group
e e s o t i utio s to the dialog.
170
In the CNE learning experiences affective
involvement, social skills, and positive behavioral
orientation are heightened and broadened through
progressive interaction with the group dialog and
the activities and associated materials that comprise
each experience, building on the cognitive and
social adaptation gains from each preceding
experience.
171
Affective involvement, social skills and positive
behavioral orientation naturally evolve as an
inextricable, seamless, indivisible part of the give
and take of attentive, concerned and connected
listening and empathetic, constructive criticism and
supportive feedback in the CNE group dynamic and
in the attendant identification with, and absorption
in, the characters and their personal situations in
role playing in such CNE activities as reading and
dis ussi g sto ies f o the a ious ha a te s
points of view; in performing skits or plays; and
from the emergent absorption in the transcendent
evocations of expression in music, dance and art.
172
The give and take in both the CNE group dynamic
and in role playing in CNE activities instills a
sensitivity and openness to accept and appreciate
a othe s o e fo o eself a d to e ip o ate
such concern, evoking genuine understanding of
and affection for others.
173
– Cultivation of curiosity, imagination, motivation
and eager anticipation full of possibilities
We are normally born with a pseudo-fixed action
pattern of curiosity about our environment and the
world we live in. Through this curiosity we learn
about our environment and experience the great
wonder and delight of discovery. This is manifest
from infancy and becomes the dominant
preoccupation of early childhood. If this natural
curiosity is nurtured it may be maintained
throughout life, fostering creativity, an open,
receptive mind, critical thinking, and a lifelong love
of learning. Learning is inherently fun, inspirational,
and essential for self-development, independence
174
and fulfillment.
The accumulation of learning, that is, knowledge
itself, is composed of relative truths, as all things
may be understood from many different positions,
starting points, frames of reference and personal
perspectives. Being relative does not make these
t uths a less eal to the f a es of efe e e i
which they reside. The full recognition of this
relativity leads to the undeniable, stirring realization
that there are so many more, endless things to
discover, so many more, endless ways by which to
view all phenomena, so many more, endless ways to
think about life and all its mysteries and so many
more, endless contributions to knowledge waiting
for eager, imaginative, curious, probing, questioning
minds to reveal.
175
Unfortunately, in many instances the teaching and
learning environment in the classroom is so regulated,
mechanical, and confined, that the spontaneity spurred
by the sudden wonder of new possibilities, the birth of
new ideas and reconsideration of old ideas, the
illumination of dark corners in the mysteries of life and
the sharing of the excitement of new discoveries are
blunted, curtailed, even stifled, by the mechanistic
routine of the classroom and the strict, limited lesson
plan.
Learning is the processing of new information involving
thinking, reflection, imagination and inspiration, not
static memorization. The formulation of ideas evolves
through discussion, sharing ideas and considering the
ideas of othe s i a dialog i hi h o e s ideas a be
confirmed, reinforced, expanded, modified to greater or
lesser extent or entirely reformulated by the exchange
of different perspectives. We are what we know and we
know what we read, experience and discuss.
176
True learning then, rather than the uncritical
olle tio a d a so ptio of p esupposed fa ts, is
a sha ed e pe ie e. B p esupposed hat is
meant here is the passive, unchallenged acceptance
of whatever we read or are told without reflection,
critical evaluation, consideration of dissenting views
or discussion — without any deep engagement with
the logical construction of data that allegedly
suppo t the fa ts a d the t ue i pli atio s of the
fa ts as they impact or inform what we believe or
what we think we already know about the world we
live in.
177
From this position, the role of the teacher should be,
and that of the CNE facilitator is, that of MC, the master
of ceremonies introducing the subject of study, guiding
the direction of study, monitoring and stimulating class
dis ussio , pla i g the de il s ad o ate i suggesti g
a s that the fa ts a e isleadi g, ot suffi ie tl
alidated, o i pl i g a gu e ts that so e fa ts iss
the point and are not really relevant to the real issues at
the o e of o e of a p o le . The tea he s ole
should be, and that of the CNE facilitator is, to fully
engage the student in the subject, in the study material
— encouraging the student to challenge the material, to
think critically, to come up with her or his own ideas and
to articulate those ideas in class discussion and in
exciting debate. We only really learn by fully engaging
the study material, by thinking about the material from
as many different perspectives and as wide a view as
possible.
178
It is the pure excitement of these potential discoveries that is
the single most important impression that any teacher can
impart to a student and to a class. It is the joy of learning, the
awe of the endless mysteries of life and the universe, the
thrill of new understanding through the awakening of the
stude t s atu al u iosit that ust e the p i e o je ti e
of any teacher. CNE focuses on both the expression of and
exposure to the different ideas of each member of the class
through dialog, discussion and debate in a group dynamic by
which ideas are exchanged and thought and critique are
stimulated and the voice of each student becomes part of
the discussion, both a unique and integral piece of the
g oup s o age of dis o e and self-enrichment. While the
CNE facilitator as teacher devises basic curriculum;
introduces, guides, monitors, suggests, advises, clarifies;
add esses i ui ies; a d fo all assesses the stude t s
work, the CNE fa ilitato e su es that the stude t s oi e
must be clearly heard, encouraged and equally respected in
the classroom. Real learning takes place inside the head of
the learner, not through the mouth of the teacher.
179
The CNE activities, related materials and group
dialog explore the different realms of understanding
and knowledge from the widest possible
perspectives, stimulating each of the group
members with the awe of the vast potentials of
discovery, of endless paths on the journey through
life, and the eager anticipation of the possibilities
waiting beyond the next turn in the road on the
great adventure of being.
180
CNE and English
• The role of language in human cognition
– Language is a unique evolutionary development of the
human social brain that enables higher levels and
more acuity and precision of communication that
supports the evolutionary determinants of the social
brain towards the human tendency for more
sophisticated, intricate and complex social
organization.
– The organization of sophisticated and complex
multinested social constructions and the ability to
successfully negotiate the intricate intertwining
interactions of such constructions are the most
fundamental and unique features of human cognition.
Such human cognitive qualities are inherently a
product of and totally dependent upon language and
the fluency and facility of intercommunication.
181
– Language is fundamental to human cognition
It has been demonstrated in studies of cognitive dysfunction in
humans that cognitive deficits are largely recognized in errors in
syntactical, symbolic, semantic and lexical processing and logical
sequencing – all principal components of language processing –
and that higher-order cognitive processing (i.e., so-called
e e uti e fu tio s , espe iall highe a st a t, o eptual
thinking, is essentially the correlation of constructions of language
(see, for example, Robinson 2015 and Deák 2014). Even pure
mathematics employs the basic components of language such as
logical sequencing, symbolic representation, syntax and semantics.
Such basic elements of human cognition as thoughts, ideas,
planning, etc., are principally constructions of language.
Deák GO (2014). Interrelations of language and cognitive development. In P Brooks & V
Kamp (Eds.), Encyclopedia of Language Development (pp. 284-91). Thousand Oaks,
CA: SAGE.
Robinson SM (2015). Brain lesion and fMRI studies and the myth of cognitive function
localization. doi: 10.13140/RG.2.1.3496.4641.
182
F o the eu o iologi al e ide e, the e is o k o
a that ge es
ould [spe ifi all ] e ode fo o epts like su je t a d e
Ha is
2006), so that language, rather than an independent process of
evolutionary biology, emerged within the human social brain as a
fundamental attribute of cognition to facilitate the essential capacity for
learning and social interaction.
Human cognition is understood as a basic capacity requiring
de elop e t th ough i te a tio ith o e s e i o e t, a p o ess of
learning and socialization empowered through language.
I the last
ea s, la guage de elop e t esea h has o ed steadil
toward recognizing that language processing is cognition [emphasis
supplied], language use is distributed cognition, and understanding
hild e s apa it fo la guage ea s u de sta di g the de elop e t
and recruitment of general learning and cognitive processes [e phasis
supplied] (Deák 2014, p. 290).
Deák GO (2014). Interrelations of language and cognitive development. In P Brooks & V Kamp
(Eds.), Encyclopedia of Language Development (pp. 284-91). Thousand Oaks, CA: SAGE.
Harris CL (2006). Language and cognition. In Encyclopedia of Cognitive Science. doi:
10.1002/0470018860.s00559.
183
• English as a powerful medium of learning and
cognitive development
– Language is an integral component of human
cognition. This is not simply a theoretical position,
but has been clearly documented in the evidence
of the direct link between language ability and
cognitive development dating from the earliest
research on child language in the 1970s (Deák
2014, p. 284).
Deák GO (2014). Interrelations of language and cognitive development. In P Brooks &
V Kamp (Eds.), Encyclopedia of Language Development (pp. 284-91). Thousand
Oaks, CA: SAGE.
184
– Human cognition is a diffuse phenomena of the
social brain; language, music, mathematics and
writing systems that have developed across
different societies throughout history are simply
observed products of the evolution and
expression of an inherent cognitive capacity and
sociocultural traits common to humans.
– The neurophysiological processes that constitute
cognitive capacity also support the development
of language, which facilitates learning, which in
turn stimulates and enriches the quality and
breadth and depth of cognition. Simply stated,
language ability, no less than learning, is a
function of cognition.
185
– While a wide capacity for cognition is commonly
encoded into all normal human genotypes, it must
be developed through an extensive range of
learning experiences. Language is the primary
medium for learning; but, as an inherent cognitive
capacity, must itself be developed through general
learning processes that broadly exercise cognitive
resources.
186
– In recognition of the significant role of the
exercise of general cognitive resources in language
learning, the European Commission has endorsed
two similar approaches to learning English as a
foreign language that both integrate language and
content teaching. These approaches are CBI
(content-based instruction) and CLIL (content and
language integrated learning).
187
– CNE has a basic affinity with both CBI and CLIL, and in
particular shares objectives and fundamental
pedagogic principles with CBI, as follows:
1.
2.
3.
4.
5.
6.
Learners are exposed to a considerable amount of language through
stimulating content. Learners explore interesting content and are engaged in
appropriate language-dependent activities. Learning language becomes
automatic.
CBI supports contextualized learning; learners are taught useful language
that is embedded within relevant discourse contexts rather than as isolated
language fragments, hence students make greater connections with the
language and what they already know.
Complex information is delivered through real-life contexts for the students
to grasp well, leading to intrinsic motivation.
In CBI information is reiterated by strategically tying information to the
concern of moment and situation, compelling the student to learn out of
engagement and passion.
Greater flexibility and adaptability in the curriculum can be deployed as per
student interest.
Content-based language experiences for the learner are, in effect, hands-on
learning experiences.
188
– Like CNE, the CBI classroom is learner-centered, in
which students learn through doing; that is, by
direct, active engagement in the learning process.
Central to both CNE and CBI is the understanding
that learning occurs, not simply through exposure
to the tea he s fa ilitato s i put, ut i a la ge
part, through peer input and interactions, by
which students assume active social roles in the
classroom that involve interactive learning,
negotiation, information gathering and the coconstruction of meaning.
189
– CLIL has been defined as providing foreign language
education through using the foreign language as the
medium of instruction in academic courses, teaching
both the subject and the language. The European
Co
issio o side s this app oa h to p o ide
effective opportunities for pupils to use their new
language skills now, rather than learn them now for
use later. It opens doors on languages for a broader
range of learners, nurturing self-confidence in young
leaners and those who have not responded well to
fo al la guage i st u tio i ge e al edu atio .
[Journal of the European Union Council Resolution of 21 November 2008 on a European
strategy for multilingualism. http://eur-lex.europa.eu/legalcontent/EN/ALL/?uri=CELEX:32008G1216(01)]
190
– Ostensibly, CLIL has been considered a type of CBI in
which content is defined specifically as an academic
subject or that of the sciences or professional fields (see
Dalton-Puffer 2011 pp. 183-184 and Wolff 2007, pp. 1516) and the language of instruction a foreign language,
i.e., a language other than the native tongue or second
language of the students (see Dalton-Puffer 2011 pp.
182-183).
Dalton-Puffer C (2011). Content-and-Language Integrated Learning: From Practice to
Principles? Annual Review of Applied Linguistics 31:
‒
. doi:
10.1017/S0267190511000092.
Wolff D (2007). CLIL: Bridging the gap between school and working life. In D Marsh & D
Wolff (Eds.), Diverse contexts—converging goals. CLIL in Europe (pp. 15–25). Frankfurt
am Main, Germany: Peter Lang.
191
– The language of instruction in CLIL in actual
practice however is overwhelmingly English (see
Dalton-Puffer 2011 p. 182 and p. 183; Eurydice
Network 2006; Fernández et al. 2008; Lim & Low
2009), to such extent that CLIL may effectively be
referred to as CEIL (content and English integrated
learning) [Dalton-Puffer 2011 p. 183].
Dalton-Puffer C (2011). Content-and-Language Integrated Learning: From Practice to
Principles? Annual Review of Applied Linguistics :
‒
. doi:
10.1017/S0267190511000092.
Eurydice Network (2006). Content and language integrated learning (CLIL) at school in
Europe. Eurydice, the information network on education in Europe.
Directorate-General for Education and Culture, European Commission. Brussels,
Belgium. http://www.indire.it/lucabas/lkmw_file/eurydice/CLIL_EN.pdf.
Fernández DJ et al. (Eds.). (2008). Proceedings selection from XXXIII FAAPI Conference: Using
the language to learn. Learning to use the language: What’s next in Latin America.
Santiago del Estero, Argentina: British Council.
Lim L & Low E-L (Eds.). (2009). Multilingual, globalizing Asia: Implications for policy and
education. AILA Review 22.
192
– In contrast to CLIL, CBI is primarily orientated toward learning English as a
foreign language or a second language (Brinton 2003; Snow 2001; Brinton,
Snow & Wesche 1989; DellCarpini & Alonso 2013) with content more broadly
defined in CBI, consisting of engaging a variety of topics and participating in a
variety of activities related to stories, drama, music, dance, the arts, current
events and news, movies, etc., or any particular academic subject.
– However, in spite of such professed distinctions the approaches of CBI and
CLIL have become largely conflated, with approach, content and structure less
and less distinct (see Pérez-Cañado 2012 p. 315; Georgiou 2012 and Ting
2010). In Japan CLIL is mostly construed as simply teaching an academic
su je t i E glish ith little o o o e fo the i teg atio of the stude t s
voice within the pedagogical process.
Brinton D 2003. Content-based instruction. In D Nunan (Ed.), Practical English language teaching
(pp. 199-224). New York, NY: McGraw Hill.
Brinton D, Snow MA & Wesche MB (2003). Content-based second language instruction. Michigan
Classics Edition. Ann Arbor, MI: University of Michigan Press ELT.
DelliCarpini M & Alonso OB (2013). Content-based instruction. Alexandria, Virginia: TESOL
International Association.
Georgiou SI (2012). Reviewing the puzzle of CLIL. ELT Journal 66(4) [Special issue, October]:
‒
.
Pérez-Cañado ML (2012). CLIL research in Europe: Past, present, and future. International Journal
of Bilingual Education and Bilingualism 15(3):
‒ . doi: 10.1080/13670050.2011.630064.
Snow MA (2001). Content-based and immersion models for second and foreign language
teaching. In M Celce-Murcia (Ed.), Teaching English as a second or foreign Language (3rd ed.)
(pp. 303–318). Boston, MA: Heinle & Heinle.
Ting YLT (2010). CLIL appeals to how the brain likes its information: Examples from CLIL
(neruo)science. International CLIL Research Journal
: ‒ .
193
– CNE shares with CLIL and CBI the fundamental
principle that general learning strengthens and
expedites language learning and that language
learning most effectively exercises cognitive
resources in the facilitation of general learning.
Consequently, CNE (i.e., for implementation in
Japan) and CLIL and CBI all combine language
learning with general learning by using a foreign
language (either a foreign or second language in
CBI) as the medium of the learning environment,
with designated content in that language.
– In CLIL and CBI the medium of learning is
overwhelmingly English, and in CNE is exclusively
E glish, hi h egs the uestio : Wh E glish?
194
– Even though CBI was primarily developed in the
United States within the English teaching (i.e.,
TESL/TEFL) field, then widely adopted throughout
Europe and other parts of the world, nevertheless,
it is undoubtedly the status of English as the
modern lingua franca – the language of
international communication across the world –
that accounts for its predominance as the medium
of learning in CLIL as well as in CBI worldwide
(Dalton-Puffer 2011 p. 182 and p. 183).
Dalton-Puffer C (2011). Content-and-Language Integrated Learning: From Practice to
Principles? Annual Review of Applied Linguistics 31:
‒
. doi:
10.1017/S0267190511000092.
195
– In investing the time and effort to learn a foreign
or second language it would certainly be most
sensible and most advantageous to select a
language that offered the widest utility
throughout the world and the widest
opportunities for career choice and advancement.
– To earn the status of the modern lingua franca, it
would seem that the English language, above and
beyond the significant international influences of
the English-speaking nations such as the United
States and the United Kingdom, would have some
special attributes of its own.
196
– A major contribution in exercising general
og iti e esou es a d e pa di g a i di idual s
framework of understanding and expectation is
the novelty of a whole new complex of semantics,
syntax, prosody, sentence and thought
construction, and nuances of meaning, expression
and world view embodied in any new language
and the cultural tradition from which it evolved
and which it shapes and perpetuates. A new
language opens a door onto a whole new world of
thinking and being, a new world of new
possibilities and new understandings of others
and of self.
197
– Novelty is an especially powerful component of
learning in stigmatized learners labeled as
mentally unbalanced, learning or cognitively
impaired, or behaviorally maladjusted, as novel
situations and a novel environment present a
whole new set of rules and possibilities free from
the negativity of the fixed categories of social
expectations of the native culture and the social
barriers in which such learners have been mired.
Novelty presents a new orientation for these
learners by which to shed the chains of
deprecatory labels and redefine themselves as
whole human beings.
198
– Novelty is an equally powerful component of
learning for Japanese students in the Japanese
educational system. As Japan is a highly insular
society emphasizing mass conformity and
deemphasizing individuality, education is
orientated toward rote memorization, surface
facts, standardized examinations and highly
structured curricular and extracurricular
a ti ities o up i g ost of the stude t s ti e,
with little opportunity and even less
encouragement for dialog; articulate selfexpression; self-reflection; exchange of ideas;
creative spontaneity; critical thinking and indepth probing of concepts, theories and
principles and their implications.
199
– In addition, the Japanese educational system, geared
to assessment solely on grades from test scores of
surface rote facts as opposed to real in-depth
knowledge and understanding, with students
su je ted to the e a i atio hell of i te se
pressure and competition for success by the
competitive results of entrance examinations for
ad issio fi st i to the est high s hools a d the
the est u i e sities, to e hi ed the est
companies. As a result, Japanese students have little
time and few avenues conducive for thinking about
themselves, learning about life and examining issues,
and consequently struggle to understand themselves
and discover their own potential and their own,
unique inner voice. Further, the Japanese language
itself, full of levels of politeness emphasizing the
hierarchy of social status, is more attuned to enforcing
social position and social rules than enabling full selfexpression and detailed, free, deep communication
between individuals.
200
– Releasing the Japanese student from the strict
social expectations and social order ingrained in
the Japanese language and providing both
channels of flexibility and fluidity as well as the
encouragement of self-expression and
interpersonal engagement, the novelty of a new
language and its cultural context allows the
Japanese student to learn from totally new
viewpoints, explore life more widely and deeply,
enter into freer relationships and discover her or
his own potential as a unique thinking, feeling
individual.
201
– Basically, novelty attracts and holds attention,
stimulates natural curiosity and demands thinking
outside the o , e plo i g e f a es of
reference that challenge and expand imagination,
creativity, and problem solving which exercise and
strengthen the full range of core cognitive
resources in conceptual invention, reconfiguration
and modes of interaction. As a result, novelty can
significantly improve the quality and scope of
learning realization through enhancement of the
motivation, capacity and aptitude for learning.
202
– In human evolutionary development, attention as a response to
novelty is a pseudo-fixed action pattern tightly coupled to the fight-orflight response (acute stress response) that alerts the group to
imminent danger or opportunity.
– In the acclimation to habitat (in itself an examination of and
adjustment to novelty), a group becomes sensitized to the minute
details of all the sights, sounds and smells of their environment, and
anything noticed in the immediate habitat that is different from the
usual features of the harmonious environment (i.e., the static
background) stands out to draw the attention of the group and
triggers immediate focus and analysis to determine if it represents a
threat such as a predator or a volcano about to erupt, or opportunity
such as prey within range of capture for the evening meal, and a splitsecond decision is made to attack, capture, defend or flee (fight-orflight response). Novelty, originally a life-saving reflex-like arousal
generating a fight-or-flight response, remains a biologically ingrained
mechanism of arousing and holding attention and invoking strong
curiosity, maintaining its powerful attraction force and innate
motivation for discovery and learning. The attraction to, curiosity or
inquisitiveness about, and investigation of, novelty is the fundamental
203
mechanism of learning.
– Of course, not only English, but any new language
provides a novel framework for learning, and none
of the features of English that are delineated in
the following discussion that distinguish English as
an exceptionally effective medium for learning are
unique to English, as every language has its own
special qualities and richness of expression of the
cultural spheres of its origin and continuing
evolution; however, English has a unique
combination of qualities that make it particularly
effective as a foreign language serving as a
medium of learning and as a universal medium for
international communication.
204
– In addition to its dominant status as the modern
lingua franca – the universal language of
international communication, the combination of
the attributes of English that constitute its special
effectiveness as a medium for learning realization
include:
• 1) Its mixed cultural heritage that combines a unique
cultural perspective with openness to adoption by
other cultures
Though a member of the Germanic-based family of
languages, English has evolved a largely Latin-based
vocabulary, with Latin proper forming the base of 29% of
English vocabulary and the Romance or Latinate
languages (mostly Latin, French and Italian) forming the
base of 58% of the total English vocabulary, only 26% of
modern English vocabulary being Germanic based, and
only 20-33% of modern English vocabulary derived from
native Old English (all percentages approximate).
205
As a result of a heritage of a founding open immigration
policy, the USA became the melting pot of different
peoples, ethnicities, creeds, traditions, cultures, religions
and languages from around the globe. In the true sense
of a melting pot, all these different cultural traditions and
languages were not simply absorbed but added to and
mixed in with the mainstream culture and language, with
the English language continually evolving through a great
influx of loanwords, colorful expressions, characteristic
idioms, linguistic constructions, accents and folkways of
many different languages and cultural influences from all
over the world.
206
The evolution of English in the USA was in turn exported
to the English-speaking former colonies of the erstwhile
British Empire across the globe due to the huge impact
of American commerce and trade, entertainment
industry, pop culture, military supremacy and
political positioning, adding to the already unique
cultural flavoring of the English spoken in the different
former colonies; the transformed English dialects
introduced back into the melting pot of American English
through ongoing large-scale immigration. Through this
constant influx of foreign elements and cultural mixing,
English worldwide has evolved into a rich, highly flexible
language that readily and easily assimilates diverse
foreign language constructions and cultural elements and
is smoothly and easily assimilated into diverse cultures.
207
• 2) Its inherent social equality and respect for the individual
E glish has o g a
ati al i fle tio fo le els of polite ess that,
in reality, function as forms of speech positing levels of rank,
authority or social status between speakers) and no built-in
morphology requiring or reflecting hierarchy of social position
between first-, second-, and third-person, maintaining a structural
unification of social equality.
I additio , E glish has a e st o g opula e
to e as
opposed to many languages that have either a weak copula or zero
copula [i.e., where the copula is limited to only a few set
constructions or often serves as a form of politeness and formality
rather than a semantic function, or, is omitted entirely in different
inflections of different tenses either in the spoken (especially the
vernacular) or written language, or both]. The strong copula enables
sentence construction in English to place emphasis on flexibility of
highly individual voice, action, expression, mode, reflection, etc.,
recognizing the value of human experience in the scheme of life and
each individual as a unique, essential and equal contributor to that
scheme – providing a level playing field for interpersonal
communication.
208
It must be understood that, in truth, it is really impossible to
compare different languages in anything other than very
general, simplistic terms. Every natural language has its own,
unique form and beauty of expression and power of
communication. Every natural language uniquely portrays the
special feelings, color, rhythm of life and sensibilities of the
umbrella culture in which it was formed and continues to
perpetuate. No natural language is better, can be better, than
any other natural language. Every natural language is simply
the embodiment of expression of the flavor, character and
complexion of the cultural umbrella and societal framework
from which it evolved. No other natural language can even
remotely begin to express the character of a culture like the
native language of that culture.
209
The power of English, as presented herein, refers to
its evolution in the formation of a combination of
features that have contributed to its dominant status
as the modern lingua franca, the universal language
for communication between cultures, not implying in
any way any superiority over the native language of
any culture. In the ever-increasing
internationalization of the modern global
community, a universal language is imperative,
requiring non-English speakers to learn English to
become viable in the world arena, and, increasingly,
fluency in English is becoming a major consideration
for career advancement around the globe.
210
Since a foreign language is a very powerful medium for the
enhancement of general learning realization as well as general
cognitive development, as both learning and language are broad,
fundamental processes of human cognition, the features of English,
as outlined herein, explain how and why English provides the most
effective general learning environment for non-English-speaking
learners. In both educational settings and intervention in behavioral
and cognitive disorder, English provides not only novelty, but equally,
an undemanding cultural sphere of social equality and open
expression by which to reconfigure a positive, expansive cognitive
schemata free from narrow conformity and the repression of socially
perpetuated stereotypical labels and hierarchies of social class that
have imprisoned the individual in an unbreakable web of negative or
constricted self-image and self-doubt. English, evolving from a rich
heritage of myriad cultural and linguistic influences, provides a more
neutral, liberating conceptual framework to break out of rigid,
stifling sociocultural bounds that may entrap anyone at any time in
particular situations in any cultural, societal and linguistic milieu,
thus paving an avenue by which an individual can discover who she
or he really is and what she or he may achieve in life.
211
To reiterate, it is really not possible to compare two
different natural languages using identical criteria of
comparison, as each is the result of the evolution of
distinct processes driven by many unique factors, not the
least of which are cultural and ethnic folkways formed
from a particular orientation toward viewing,
understanding, and expressing both the environment and
modal interaction therewith of the habitat constituting
the homeland of the language. Various features or
mechanics of one language may have no correlations in
another. Such is the particular situation with our
discussion of the role of the copula in different
languages. The only relevant orientation of this
discussion is that of the point of view of level of difficulty
in both learning and fully expressing oneself in a new
language as considered from a universal rather than any
particular cultural setting.
212
In the English language, the copula function (that is, the
subject complement – linking the subject of the sentence with
the p edi ate is ai l p o ided the e
to e although,
even in English, there are what may be termed semi-copulas
or pseudo-copulas, such as words like become, get, feel, and
seem. Indicative of the major role and scope of the main
opula i E glish, the e
to e, it has a la ge u e of
different inflected forms than any other English verb (i.e., is,
am, are, was, were, be, being, been . The e
to e a d the
pseudo- or semi-copulas all provide the English language with
a major power and flexibility in defining not only highly
explicit, but also subtle states of being, giving more vibrant
voice to the human spirit. This may be compared with such
languages as Turkish, Bengali, Russian, Ukrainian, Hungarian,
Berber, Arabic, Malay/Indonesian, Hebrew and Japanese, all
with a weak copula function that in some cases drop the
copula altogether.
213
As an example, in Japanese there are two copula forms which are
used primarily to predicate sentences, da (always declarative, never
interrogative, used principally to delineate subordinate clauses) and
desu (restricted to placement as a part of the end of a sentence).
These t o fo s a a t i a s si ila to the E glish e
to e,
with na and de used as particles within sentences to modify or
connect. In addition, in Japanese, there are two verbs, aru and iru
(aru used for inanimate objects, including plants, and iru for animate
beings or animate organisms like humans and other animal taxa as
well as animate anthropomorphic objects like robots, with some
exceptions in the usage of both verbs), that also correspond to some
e te t to the E glish e
to e; ho e e , these e s a e ot
copulas, but existential verbs that indicate simple existence rather
than states of being. The word desu does not function only as a
copula, but often serves instead as a semantically empty element of
formality and politeness. The copula is often omitted in Japanese
when using nonpast tenses. The inflection of the copula and
espe iall the e
to e i Japa ese is at o e u h o e
complex and restrictive than in English, whose eight different forms
(is, am, are, was, were, be, being, been) combine basic simplicity
with fluidity in sentence construction.
214
Japanese, in addition, has no articles and no inflection
designating a distinction between a quantity of one or plurality
in contrast with the flexibility in English to change meaning
simply by the exchange or omission of an article while
maintaining the exact same format of construction even when
the object is not specifically quantified, as in the examples:
I ate a chicken in the backyard.
I ate the chicken in the backyard.
I ate chicken in the backyard.
Certainly the sentences above are neither particularly
revealing nor articulate in terms of details, but they serve to
illustrate how the simple use of an article in English can
dramatically change meaning, providing tremendous flexibility
to articulate meaning using straightforward and efficient
sentence construction. In the first example, the sentence
refers to the speaker having eaten one out of a number of
chickens kept in the backyard, the second referring to the
speaker having eaten the single chicken that had been kept in
the backyard, and the last sentence referring to the speaker
having enjoyed a meal of chicken in the particular
215
environment of the backyard.
In another example, Russian, like Japanese, has both a weak
opula a d o a ti les. The ‘ussia e
to e byt has been
reduced to the single form of yest [ there) is ] i the p ese t
tense, but it is almost never used as a copula. In Russian, there
is no explicit copula in the present tense. The use of the zero
copula (the absence of an overt copula) in the present tense is
prevalent in most contexts in Russian and is also a feature of
some contexts in Polish.
216
• 3) Its morphological simplicity
English has evolved a morphological simplicity by eliminating
most grammatical inflection, with a bare minimum of noun
declension and verb conjugation, and a total absence of
adjective declension in addition to its complete exclusion of
any grammatical i fle tio fo le els of politeness or
formality.
217
In illustration of the simplicity of English morphology it is instructive
to compare examples of noun, verb and adjective inflection in other
languages with that in English. The degree of complexity of noun
declension can be easily demonstrated by the sheer number of noun
cases in a language as in the following examples:
Number of Noun Cases
Hungarian: 18
Finnish: 15
Polish, Czech, Serbo-Croatian, Latvian and Lithuanian: 7
Latin and Russian: 6
In comparison, English has virtually eliminated noun cases,
ai tai i g o l a liti lette s, a d apost ophe s, appe ded to
the end of a noun to indicate plurality, and possessive case,
respectively, and three simple pronoun cases:
subjective/nominative, objective/accusative, and
possessive/genitive. The pronoun cases support the power of the
st o g opula a d e
to e i E glish, e phasizi g the
importance of person in English sentence construction.
218
As an illustration of relative complexity of verb conjugation, the
following compares the number of common inflected forms of
regular verbs in Japanese with the inflected forms of regular verbs in
English:
Japanese Inflected Verb Forms
(Inflection
polite imperative
formed by
plain negative imperfective
group type:
plain negative perfective
group 1
-te form (gerundive)
group 2a
provisional conditional
group 2b
past conditional
sa-group
volitional
ka-group)
passive
causative
potential
English Inflected Verb Forms
past indicative and subjunctive
3rd-person singular present indicative
present participle
uninflected (takes the infinitive form)
219
As an example of relative complexity of adjective declension, the
following lists the number of some common regular inflected forms of
adjectives in Japanese compared with no adjective inflection in English:
Japanese Inflected Adjective Forms
(Inflection
informal nonpast
formed by
informal past
i-adjective
informal
and
negative nonpast
na-adjective
informal negative past
types)
polite nonpast
polite negative nonpast
polite negative past
-te form
provisional conditional
past conditional
volitional
adverbial
degree(-ness)
220
• 4) Its evolution into both an analytic and an isolating language
Combining morphological simplicity with flexibility of word order
(as distinguished from the ordering of grammatical elements) and
verbal voice, English is both a highly analytic and isolating
language that provides the linguistic power and finesse of
extreme precision and clarity as well as the expression of the
most delicate and subtle sensibilities, intricate ideational,
imaginative and metaphysical abstractions and sublime poetical
aesthetic. English is one of the most simultaneously analytic and
isolating languages of all the Indo-European language group.
– English as an analytic language
An analytic language is one that establishes grammatical
relationships by the use of unbound morphemes (i.e.,
separate words) and ordering of grammatical elements rather
than inflectional morphemes in contrast to synthetic
languages that rely heavily on bound morphemes, and,
particularly, inflectional morphemes. English largely conveys
grammatical relationships by prepositions, conjunctions,
articles, use of the strong copula, verbal voice and ordered
grammatical elements rather than by bound morphemes
constituting long, complex, rigid, compound word
constructions.
221
– English as an isolating language
An isolating language is one that has a low morphemeper-word ratio. English consists of a highly diverse
vocabulary of words composed of a single morpheme,
and although there are a large number of English
o ds, su h as t a eled o sisti g of the o phe es
t a el a d ed – the latter an inflectional suffix
desig ati g past te se a d ho e aft o sisti g of
the o phe es ho e a d aft that a e o posed
of two morphemes that may include either an
i fle tio al o phe e su h as ed o a de i atio al
o phe e su h as the affi ho e added to the o d
aft to fo the de i ati e ho e aft, E glish
maintains one of the lowest morpheme-per-word ratios
across the Indo-European language group, relying
mainly on a rich vocabulary and the logic of sentence
construction in the juxtaposition of ideas and imagery
for flexibility in effecting precision, nuance, tone and
abstract expression.
222
• In summary, while English shares different
qualities with a number of different
languages, each language special as the
expression of a distinctive cultural envelope,
English has a unique combination of qualities
that make it both an especially powerful,
more readily adaptable, universal medium of
communication between cultures, as well as a
highly effective vehicle of learning, by broadly
exercising cognitive capacities in a wider
universal context and providing a level playing
field for self-expression and self-discovery free
from the demands of more restrictive
sociocultural imperatives.
223
CNE and the ELT Professional in Japan
CNE is a combination of fundamental principles
and the techniques of instruction, curriculum
selection and presentation of curriculum in
rigorous adherence to those principles that
provide an enriched environment leading to the
most effective learning outcomes in the
achievement of subject mastery, heightened
cognitive functioning, rewarding social
integration and self-actualizing, independent
behavior.
224
Though CNE is similar in some aspects with both
CBI (content-based instruction) and CLIL (content
and language integrated learning) in that English is
the primary focus and medium of learning and that
CNE shares with both CBI and CLIL the basic
principle of generating active involvement with
eclectic, engaging content fostering greater
connections between topics and elaborations with
learning material leading to deeper, more
engrained learning and recall of conceptually
integrated information, CNE dramatically differs
from both CBI and CLIL in its methodological focus
on content and the techniques by which content is
selected, presented and interacted with.
225
CNE is a group-dynamic-based methodological approach to
broadly exercising cognitive resources in general learning
scenarios, which can vary dramatically in terms of facility and
material resources; level, age, maturity, background and
number of learners per class; and in institutional regime and
curriculum flexibility; and whether CNE is implemented within
a non-language subject course or in an English language
course, or specifically as an intervention in learning disorders
or behavioral or cognitive disorder, and in any number of
other situations, so that CNE has no set curriculum, but rather
is dependent on the expertise of a CNE facilitator to
determine the mechanics of the class, group session or
program and the content and style of presentation thereof
most appropriate to a given situation while maintaining
rigorous adherence to the CNE core principles, techniques and
objectives. To ensure the greatest degree of adaptability to
any situation, CNE is highly facilitator-dependent to the extent
that facilitator expertise is a central component of CNE.
226
Because CNE revolves around English as the
medium for learning and cognitive expansion,
the ELT professional makes an ideal and the only
really practical choice as a CNE facilitator in
Japan due to her or his training and experience
teaching English to Japanese students as well as
her or his defined status in Japan and position
within the Japanese educational system, not
only specific to English language education, but
often as the professional responsible for
conducting activities in all things related to
English.
227
The responsibility of the CNE facilitator is acquiring
a deep understanding of the processes of learning
and behavior in the human social brain through
apperception in the mechanisms of the interaction
between synaptic blooming and pruning and
synaptic strength modulation as driven by LTP and
LTD, and the application of that understanding in
creating the most effective enriched environment
by which positive, deep, long-term learning is
realized and negative, detrimental cognitive
constructs are replaced with open, socially
integrated, broadly informed, well-reasoned, selfaffirming thinking.
228
In creating the optimum enriched environment, the CNE
facilitator must also acquire a very special skill set in a number of
techniques, for example:
• How to determine how to implement the group dynamic,
including the particular make-up and size of groupings and
the group working structure (such as whether or not to
implement a revolving group leader and the extent of the role
of the group leader, etc.).
• How to select the most relevant content and supporting
material and activities with respect to available resources; the
class level and composition; the overall pedagogical structure
of the institution within which the program is implemented,
including the length of the term in which a class runs, the
duration of a class session and the frequency with which the
class meets; etc.
229
• How to engage the materials and interact with the activities
in the most fluid, synergistic way which most effectively
supports and perpetuates the group dynamic and
individual participation in optimizing learning at both the
individual and group level.
The skill sets and techniques in answering these questions
must always clearly answer the fundamental question of how
does o e s de isio i ea h a d e e ase efle t ho the
brain actually works in most effectively stimulating LTP and
LTD in the formation of positive, broad-based, deep, lasting
learning outcomes.
230
Armed with expertise in knowledge of the learning
mechanisms of the brain and the special techniques
and skill sets in the application of this knowledge in a
wide spectrum of educational and mental health
settings, along with the training and experience in
teaching English to Japanese students, the ELT
professional in Japan is uniquely qualified to make a
dramatic impact on the quality of life of her or his
students by opening up untapped channels of learning,
expanding the horizons of the mind, and mediating
behavior toward realistic, positive goals of selfactualization.
231
With this expertise the ELT professional is
empowered to play a pivotal role in Japan as a
specialist in education, not simply in language
education, but also in general education, as well
as in the field of mental health as a specialist in
the remediation of cognitive and behavioral
disorder.
232
Center for Applied Social Neuroscience (CASN)
638-2 Keyakidai, Eiheiji-cho,
Yoshida-gun, Fukui 910-1223 JAPAN
Tel: 0776-63I t l: + -776-63-2290)
Mobile: 080-5855I t l: + -80-5855-6639)
email:
[email protected]