Catalyst Handbook
The right chem istry for Tier 4
A new type of
engine component
Catalytic exhaust aftertreatm ent is one of the key
technologies that w ill enable engines to m eet the
forthcom ing Tier 4 and equivalent standards.
The introduction of a new class of com ponent is
alw ays challenging, the m ore so w hen its function
and control is very different
to existing engine system s.
New to you,
but not to us
Catalysts have been used as a standard
component on cars for over 30 years and
Johnson Matthey supplied the world’s first
production batch in May 1974.
Since then,we have supplied
more than 500 million
autocatalysts,around one
third of all the catalysts
ever fitted to cars.
The Mark 1 Volkw agen Golf
launched in the USA in 1974.
It w as one of the first m ass
produced cars to be fitted
w ith an autocatalyst.
© Johnson Matthey plc 2007
contents
The timetable for Tier 4 is tight,and the cost
of non-compliance is very high. The purpose
of this booklet is to describe the catalyst
technologies available and how Johnson
Matthey (JM) can work with you to achieve
the required emissions reductions while
maintaining, and in some cases improving,
the other features of diesel engines that
are valued by your customers.
01
Introduction
03
Catalyst Technologies
09
JM’s Capabilities
17
Tier 4 Regulations
19
About Johnson Matthey
From on-road to non-road
Leaders in Diesel Catalyst Technology
Diesel cars were first fitted w ith
catalysts in the early 1990s, since
w hen tighter regulations and
increasing custom er dem ands have
driven the developm ent of engine and
aftertreatm ent technologies together.
Johnson Matthey catalysts and
technologies have been inside
m ost of the particulate filter system s
retrofitted to heavy diesel engines
around the world. JM invented the
CRT® diesel particulate filter (DPF)
system and m ore than 100,000 have
been sold for retrofit applications.
We are building on this success w ith
the introduction of the retrofit SCRT®
(CRT® + selective catalytic reduction
(SCR)) system for integrated control
of all regulated diesel pollutants.
Since 2005, tightening em issions
regulations for truck and bus engines
in Japan, Europe and the USA have led
to the introduction of particulate filters,
SCR systems and NOx adsorbers on new
heavy diesel engines. Johnson Matthey
has developed leading technology to
m eet the requirem ents in all m arkets.
These t ypes of catalysts are all in series
production at JM.
01
© Johnson Matthey plc 2007
The non-road
Applications Challenge
Non-road m achines represent a very
different challenge to on-road vehicles.
Indeed, it would be better to say that
NRMM represents m any thousands
of different applications challenges.
Johnson Matthey has been supplying
and applying retrofit aftertreatm ent
system s to non-road m achines for
m ore than 15 years. Therefore, we
have experience of the variet y of
operating requirem ents, engine dut y
cycles and packaging constraints found
in non-road m achines. We know the
differences between a tractor and a
tracked excavator. And we know the
regulations. We are very well placed
to understand the requirem ents on
catalytic system s for Tier 4 com pliance.
© Johnson Matthey plc 2007
02
Types of
catalyst
technology
An em ission control catalyst is
usually a catalytic coating applied
to a ceram ic or m etallic substrate.
The catalyst has open channels and
the gases react as they pass through.
Som e catalysts are designed to be
able to store reagents (e.g. oxygen,
am m onia) to enhance perform ance
or even to act as a chem ical trap,
as in the case of NOx adsorbers.
A particulate filter is a physical trap.
The m ost com m on t ype is a ceram ic
m onolith like a catalyst substrate, but
w ith channels closed at alternate ends
so that the gases m ust pass through
the channel w alls, leaving the soot
behind. These filters are nearly 100%
efficient for solid particles. Partial
filters, designed for a lower efficiency,
are also available. A DPF does not always
contain a catalyst, but catalysts are
used to burn the accumulated particulate.
Catalyst: a substance which when present in small amounts
increases the rate of a chemical reaction or process but which
is chemically unchanged by the reaction.
03
© Johnson Matthey plc 2007
When designing a catalyst,we make it active to give high
conversions from smaller catalysts and to make the best
use of precious metal.
We make it selective to ensure that it is active for the
desired reactions and does not produce undesirable
by-products.
And we make it durable to meet useful life requirements
and to minimise the durability factors that must be
applied to new systems. Designing durability requires
an understanding of how the catalyst will be used in its
application and the exhaust conditions that it will see
throughout its life. It also requires knowledge of the
deactivation mechanisms,both chemical and physical,
of each type of catalyst.
?
What are the properties of
a good catalyst
© Johnson Matthey plc 2007
04
PM Control
Particulate filters are used to trap
Particulate Matter (PM). Catalysts are needed
to burn the PM collected in the trap, m aintaining
the perform ance of the system . There are two w ays
that catalysts can be used to keep DPFs clean, and these
are often used together.
Soot Com bustion Rate (CO2 Intensit y)
Nitrogen dioxide (NO2) and oxygen (O2) can both be used to
com bust the soot trapped in a filter. NO2 has the advantage that
it reacts w ith soot at the tem peratures found in diesel exhaust.
The O2 reaction requires higher tem peratures, but is m uch faster.
0
100
200
300
400
500
o
Tem perature C
05
© Johnson Matthey plc 2007
600
700
Using
NO2 to regenerate
a particulate filter
NO2 reacts w ith soot trapped in a filter, m aking NO and CO2.
This reaction can occur from 200°C, so the tem peratu res found
in diesel exhaust stream s are sufficient and no additional energy
is required. Som e of the NOX em itted by an engine is NO2 and m ore
can be m ade by an oxidation catalyst designed to oxidise NO to NO2.
This system – an oxidation catalyst to m ake NO2 followed by a
particulate filter w hich is regenerated by the NO2 – is the CRT®
system , a Johnson Matthey invention.
Using
Using the CRT® effect to regenerate a filter has two great advantages:
it is continuous (helping to m aintain a low and even exhaust back
pressure) and it requires no additional energy.
O2 to regenerate
a particulate filter
Particulate matter collected in a filter can be oxidised very quickly
using the oxygen (O2) in the exhaust gases. This reaction requires
higher temperatures (>550°C) than are reliably foun d in most diesel
engine applications, so some mechanism is required to raise the
temperature of the exhaust periodically.
An oxidation catalyst placed before the filter is a very efficient way of
doing this. When the filter needs regenerating, the hydrocarbon content
of the exhaust stream is increased.The catalyst burns the hydrocarbon,
producing the heat required.The catalyst can also be designed to make
NO2 during normal operation to provide additional regeneration.
The hydrocarbon enrichment can be achieved in-cylinder using electronic
fuel systems, or by injecting fuel directly into the exhaust system.
© Johnson Matthey plc 2007
06
NOx Control
Converting NOx from the engine to nitrogen
requires a chem ical reduction. Diesel exhaust
is an oxidising, not a reducing, environm ent.
There are t wo main strategies to achieve
NOx reduction.
Selective
catalyic reduction
An SCR system reduces NOx to nitrogen (N2) and is capable of m ore
than 90% conversion, depending on conditions. To achieve this reaction
in norm al, lean (i.e. high oxygen, low hydrocarbon) diesel exhaust,
a chem ical reductant is needed. In m ost system s, am m onia (NH3) is used,
and this is delivered as an aqueous solution of urea (“AdBlue” in Europe).
The urea decom poses in the exhaust stream to form am m onia, w hich
reacts w ith the NOx to m ake nitrogen and w ater.
An SCR system requires a m eans of storing the urea and injecting the
am ount required to reduce the NOx em itted by the engine. Careful
control is needed for transient cycles. The SCR catalysts usually have an
oxidation catalyst , often called a slip catalyst, at the end as a guard to
ensure that no am m onia is em itted.
07
© Johnson Matthey plc 2007
NOx adsorber
catalysts
NOx adsorber catalysts or NACs,
also know n as lean NOx traps (LNTs),
operate in two m odes. In norm al diesel
exhaust conditions, they adsorb the
NOx from the exhaust gas, storing
it chem ically. In “rich” exhaust
conditions, w ith little or no oxygen (O2)
they release the stored NOx and react
it w ith com ponents of the rich exhaust
gas - carbon m onoxide (CO),
hydrocarbons (HC) and hydrogen (H2)
- to m ake nitrogen.
Like any trap, chem ical or physical,
NACs have a finite capacit y so the
engine or som e auxiliary system m ust
create rich exhaust conditions at
intervals to regenerate the catalyst
and this reduces the stored NOx to
nitrogen. NACs also store sulphur
and this reduces their capacit y to trap
NOx, so periodic “desulphations”,
requiring increased exhaust
tem peratures, are necessary.
NOx Adsorber Catalyst - lean conditions
NO + 1/ 2 O2
CO2
NO2
Pt
Rh
NOx Adsorber Catalyst - rich conditions
NOx
CO + HC + H2
CO
Pt
Rh
N2 + CO2
© Johnson Matthey plc 2007
08
Development
and testing
Catalyst
Technology
Each new Johnson Matthey catalyst
form ulation is the product of four
decades of developm ent experience
and a fundam ental understanding of
catalyst properties. Research into
new t ypes of catalysts and catalytic
properties is undertaken at JM’s ow n
research facilities. Team s around the
world develop new form ulations to
m eet the requirem ents of different
engines, regulations and applications.
09
© Johnson Matthey plc 2007
Coatings are developed specifically
to exploit the properties of different
substrate t ypes.
Test work starts in the laboratory
using bottled gases to sim ulate
exhaust gas w ith precise control
of gas m ix and tem perature.
Testing then m oves to engines for
perform ance and durabilit y testing.
and ageing
Testing
Johnson Matthey has its ow n test
cells dedicated to diesel engine
testing in Europe, the USA and Japan,
m any capable of transient operation.
These cells are used to test and prove
catalysts; for catalyst ageing and for
collaborative developm ent program m es
using custom er engines. Our facilit y in
Detroit also perform s contract testing
(see www.jmtesting.com).
JM develops proprietary catalyst-specific
accelerated ageing procedures for
its own and customer testing.These
are based on catalyst deactivation
mechanisms and are validated against
catalyst aged in real world operation
on vehicles and m achines.
© Johnson Matthey plc 2007
10
Systems technology
and applications
expertise
JM works to develop new
aftertreatm ent system s and m akes
them available for new engines and
retrofitting. This work covers not
just the catalysts them selves, but the
operating principles of the w hole
system . An exam ple of this is the
CRT® (Continuously Regenerating Trap)
particulate filter system . Johnson
Matthey developed its operating
principle in the late 1980s. It has
been used in the m ajorit y of retrofit
particulate filter system s supplied
around the world and has also been
em ployed in m any OEM applications.
Johnson Matthey won the Royal Academy
of Engineering MacRobert Award in 2000
for its CRT® technology, in recognition of an
outstanding innovation of benefit to societ y
11
© Johnson Matthey plc 2007
JM’s work in this area has m oved
beyond particulate filter system s
to include system s for NOx and NO2
control and integrated 4-w ay system s,
w hich sim ultaneously reduce em issions
of PM and NOx as well as CO and HC.
Having worked on retrofit applications
since the early 1990s, Johnson Matthey
has direct, hands-on experience in
the non-road m arket. This is based
prim arily on particulate filter system s
for construction and m aterials handling
m achines, but we also have experience of
other system s and of rail and agricultural
applications. This long experience
has given us an understanding of the
particular challenges of non-road m obile
m achinery: the variable and som etim es
extrem e dut y cycles, the physical
dem ands placed on the exhaust system ,
the packaging constraints, heat rejection,
perform ance m onitoring and control.
© Johnson Matthey plc 2007
12
1.0
CO
THC
NO
NOx
0.8
0.6
0.4
0.2
Points: Measured
Lines: Simulated
Steady state conversions
0.0
100
150
200
250
300
350
400
450
500
Inlet Temperature / °C
Systems
integration
DOC light-off m odel validation
13
© Johnson Matthey plc 2007
Modelling
JM builds computer models of catalyst performance,
starting with the measured kinetics of individual
reactions over real catalysts. These are built up
into m odels capable of m odelling fully transient
operation. Models are im portant tools in JM’s ow n
catalyst developm ent work but are also m ade
available to custom ers for their ow n system
developm ent and calibration. This approach
is particularly valuable in the non-road market,
reducing the work required to check the performance
of whole engine systems over different ratings
and m achine-specific dut y cycles.
System s to control PM and NOx are m ore than a
sim ple com bination of PM filter and NOx control
system . It is best w hen the two are designed to
work together: NO2 from a PM filter can help an
SCR system downstream; NOx adsorber desulphation
cycles can be used to regenerate particulate filters.
To assist packaging, the com ponents them selves can
be integrated, for exam ple w ith SCR or NAC coatings
on particulate filters.
Integrated
systems
Catalytic system s for PM or NOx control alm ost
alw ays contain m ore than one com ponent. An SCR
system w ill have an oxidation catalyst after the SCR
catalyst and som etim es before. A particulate filter
usually has an oxidation catalyst before the filter
and a catalytic coating on the filter itself.
© Johnson Matthey plc 2007
14
Manufacturing
technology
Johnson Matthey has ten TS16949certified manufacturing plants
around the world, with two more
under construction. JM’s proprietary
coating technology enables very
precise control over the amount of
washcoat and precious metal applied
to each part, giving consistent high
performance and efficient use of
raw materials. It also allows different
catalytic coatings to be applied to
different areas of the substrate,
further enhancing performance,
efficiency and, in some cases,
durability. It also enables more than
one function to be built into a single
component, reducing the complexity
and cost of the finished system.
JM is in full series production of diesel
oxidation catalysts for active filter
systems, catalysed particulate filters
for light and heavy duty engines, SCR
catalysts and NOx adsorbers.
Production
15
© Johnson Matthey plc 2007
Precious metal
management
Most em ission control catalysts for m obile applications contain precious
m etals. Johnson Matthey is an acknow ledged authorit y on precious
m etal m arkets and sole m arketing agent for Anglo Platinum Ltd,
the world’s largest producer of platinum group m etals. JM is able to
advise custom ers on the m ethods of sourcing, pricing and m anaging
their precious m etal requirem ents in the w ay that best suits their needs.
For further inform ation on the platinum group m etals m arkets,
visit w w w.platinum .m atthey.com .
Johnson Matthey is also the world’s largest refiner of secondary platinum
group m etals so, at the end of a m achine’s life, we are able to recover the
precious m etals from the exhaust catalysts and reuse them .
© Johnson Matthey plc 2007
16
Power
<8kW
8-19kW
Tier
1
2
4
1
2
4
Year
2000
2005
2008
2000
2005
2008
8.0
8.0
8.0
6.6
6.6
6.6
10.5
7.5
7.5
9.5
7.5
7.5
1.0
0.8
0.4
0.8
0.8
0.4
CO
NMHC
NOx
PM
Power
19-37kW
37-56kW
Tier
1
2
4
4
1
2
4
4
Year
1999
2004
2008
2013
1998
2004
2008
2013
5.5
5.5
5.5
5.5
-
5.0
5.0
5.0
7.5
4.7
4.7
0.4
0.3
0.03
CO
NMHC
9.5
7.5
7.5
4.7
NOx
PM
9.2
0.8
0.6
0.3
0.03
-
Original Tier 2/ 3 lim it of 0.4g/ kWh
m ay be used if 0.03g/ kWh lim it is
introduced in 2012.
17
© Johnson Matthey plc 2007
Engines <56kW
Regulations
US EPA non-road
emissions limits
56-75kW
Tier
1
2
3
4a
4b
Year
1998
2004
2008
2012
2015
CO
-
5.0
5.0
5.0
5.0
NMHC
-
7.5
4.7
-
0.19
NOx
PM
9.2
-
-
3.4
0.4
-
0.4
0.4
0.02
0.02
Power
75-130kW
Tier
1
2
3
4a
4b
Year
1997
2003
2007
2012
2015
CO
-
5.0
5.0
5.0
5.0
NMHC
-
-
0.19
6.6
4.0
-
0.3
0.3
Tier
1
2
3
4a
4b
Year
1996
2001-3
2006
2011
2014
11.4
3.5
3.5
3.5
NOx
PM
9.2
Power
CO
Engines >56kW
Power
3.4
0.4
0.02
0.02
130-560kW
NMHC
1.3
NOx
9.2
PM
0.54
6.4-6.6
4.0
0.2
0.2
Power
5.0
0.19
2.0
0.4
0.02
0.02
130-225kW
Year
NMHC
225-450kW
450-560kW
2003
2001
2002
6.6
6.4
6.4
NOx
Tier 4 phase-in
Manufacturers m ay certify all their
engines according to the 4a and 4b
standards show n in the table.
Alternatively, they m ay phase in the
NOx + HC standard as follow s:
Test cycles and fuels
Tier 1-3: test cycle is the NRSC
(=ISO8178-C1) fuel sulphur <2000ppm
Tier 4: engines m ust m eet lim its over
NRSC and NRTC fuel sulphur 7-15ppm ;
NTE (not to exceed) lim its apply
• 130-560kW engines PM/ CO 100%
com pliance from 2011; NOx/ HC 50%
com pliance in 2011-3
• 56-130kW engines PM/ CO 100%
com pliance from 2012; NOx/ HC 25%
com pliance in 2012-4
Notes
These tables are intended for general guidance only.
For full regulations, refer to the regulatory authorities.
Standards for engines >560kW not show n.
© Johnson Matthey plc 2007
18
Johnson
Matthey
Johnson Matthey is
a speciality chemicals
company focused on
its core skills in catalysts,
precious metals and
fine chemicals.
About
The group's principal
activities are the
manufacture of autocatalysts
and pollution control
systems,catalysts and
components for fuel cells,
pharmaceutical compounds,
process catalysts and fine
chemicals,and the refining,
fabrication and marketing
of precious metals.
19
© Johnson Matthey plc 2007
Johnson Matthey has continued to develop its technology for alm ost
200 years, dem onstrating the com pany’s abilit y to m aintain world
leadership by adapting constantly to rapidly changing custom er needs.
Rigorous in its ow n environm ental policies, m any of Johnson Matthey’s
products have a m ajor beneficial im pact on the environm ent and
enhance the qualit y of life for m illions around the world.
JM’s Em ission Control Technologies business is part of the Environm ental
Technologies Division. It is the world leader in the developm ent and
m anufacture of em ission control catalysts for internal com bustion
engines. It provides exem plary custom er service through a global
network of technology centres, m anufacturing plants and sales offices,
local to custom er needs.
© Johnson Matthey plc 2007
20
United Kingdom
Johnson Matthey Plc
Orchard Road
Royston
Hertfordshire
SG8 5HE
UK
T (44) 1763 253000
F (44) 1763 256015
[email protected]
www.jmcatalysts.com/ect
USA
Johnson Matthey
380 Lapp Road
Malvern
PA 19355
USA
Japan
Johnson Matthey
5123-3 Kitsuregawa
Sakura-shi
Tochigi 329-1412
Japan
T (1) 610-971-3100
F (1) 610-971-3116
T (81) 286 86 5781
F (81) 286 86 5791