David MacPhee, Erika Lunkenheimer, and Nathaniel Riggs
Colorado State University
Resilience as Regulation of Developmental
and Family Processes
Resilience can be deined as establishing
equilibrium subsequent to disturbances to
a system caused by signiicant adversity.
When families experience adversity or transitions, multiple regulatory processes may be
involved in establishing equilibrium, including
adaptability, regulation of negative affect, and
effective problem-solving skills. The authors’
resilience-as-regulation perspective integrates
insights about the regulation of individual
development with processes that regulate family
systems. This middle-range theory of family
resilience focuses on regulatory processes
across levels that are involved in adaptation:
whole-family systems such as routines and
sense of coherence; coregulation of dyads
involving emotion regulation, structuring, and
reciprocal inluences between social partners;
and individual self-regulation. Insights about
resilience-as-regulation are then applied to
family-strengthening interventions that are
designed to promote adaptation to adversity.
Unresolved issues are discussed in relation to
resilience-as-regulation in families, in particular how risk exposure is assessed, interrelations
among family regulatory mechanisms, and how
families scaffold the development of children’s
resilience.
In this conceptual treatise, we propose a perspective on resilience that integrates insights
Department of Human Development & Family Studies,
Colorado State University 1570, Fort Collins, CO 80523
(
[email protected]).
Key Words: resilience, regulation, family systems, theory,
human development.
about the regulation of individual development,
embedded in a developmental psychopathology framework (e.g., Davies & Cicchetti, 2004;
Greenberg, 2006), with processes that regulate family systems. Our overall purpose is to
advance a theory of resilience that focuses on
multilevel analyses in the family as well as
the dynamics of adaptation (see Lich, Ginexi,
Osgood, & Mabry, 2013; Masten, 2007). One
aim is to describe how resilience in childhood
and adolescence may be a product of key regulatory processes at the level of the family,
dyad (i.e., coregulation), and individual (i.e.,
self-regulation). A second purpose is to elucidate
systems processes involved in regulation across
these levels. Our third aim is to articulate how
an understanding of regulatory processes within
families may inform family-strengthening interventions that are designed to promote adaptation
to adversity and stress. We conclude with a discussion of several unresolved issues related to
resilience in the context of regulatory processes
in the family.
A Family Perspective on Resilience
as Regulation
Regulatory processes may take two broad forms
(see Cox & Paley, 1997). The irst is adaptive self-stabilization, in which coordinated
microlevel changes compensate for changes
in the environment and maintain equilibrium
with respect to previously established set points.
These regulatory processes are a form of maintenance. When applied to the family, speciic
examples include processes in the home environment that maintain the family’s sense of
identity and stability (Patterson, 2002b), such
Family Relations 64 (February 2015): 153 – 175
DOI:10.1111/fare.12100
153
154
as maintaining family traditions and daily routines. Another example is enforcing rules that
maintain the family’s values and expectations
of family members’ behavior in social situations. Thus, in the case of families, adaptive
self-stabilization involves adjustments within
the family system as well as between the family
and the external environment (see Figure 1). In
this dynamic and continuous process, behaviors
such as family routines, open communication,
effective problem solving, and emotional support can be both regulating (i.e., a mechanism
of regulation) and regulated (i.e., an outcome of
regulation).
Although maintenance of what is familiar
and comfortable may be functional in many circumstances (Patterson, 2002b), intolerance for
change (i.e., inlexibility) may be maladaptive
when families encounter signiicant life transitions or non-normative threats (Cox & Paley,
Family Relations
1997). Adjustment to these major stressors may
require adaptive self-organization, a second type
of regulatory process that involves reorganization of the system in response to external forces
acting on internal constraints. In this case, new
equilibrium set points or patterns emerge as an
adaptation to changed circumstances. As with
adaptive self-stabilization, changes that result
from adaptive self-organization may occur in
the family’s relation to the environment, or
within the family system. For example, one
family member’s maladaptive response to a
stressor in terms of threat appraisal and physiological arousal (e.g., Evans & Kim, 2013;
Luecken, Appelhans, Kraft, & Brown, 2006), or
emotion regulation and coping style (Folkman
& Moskowitz, 2004), may require signiicant
changes in interpersonal lexibility or a renegotiation of roles within the family (see Table 1 for
examples). These regulatory processes operate
FIGURE 1. Model of Resilience-as-Regulation Involving (A) Vulnerability, Risk, and Protective Factors at
Different Levels of the Family; (B) Exposure to Environmental Risks (i.e., Adversity) and Resources across
Time; and (C) Regulatory Dynamics across Levels of the Family that are Implicated in Family Resilience, as
Measured by Individual and Family Adaptation.
Resilience as Regulation
155
Table 1. Examples of Family-Based Interventions to Promote Regulatory Processes
Regulatory Process
Level
Outcome
Intervention Program
Emotion Regulation
Infant
Child
less disorganization
fewer behavior problems
Teen
less substance use
Teen
less stress
Teen
Teen
less parent-youth conlict
family problem solving
Moss et al. (2011)Str
Moss et al. (2011)Str
Robinson, Emde, & Korfmacher (1997)Str
Triple-P (Sanders, 2008; Sanders et al.,
2004)Tr, Str
FOCUS (Lester et al., 2011)Str
Preparing for the Drug Free Years
(Kosterman, Hawkins, Spoth, Haggerty, &
Zhu, 1997; Spoth, Redmond, & Shin,
2001)Tr
Parents Who Care (Haggerty, Skinner,
MacKenzie, & Catalano, 2007)Tr
Staying Connected with Your Teen
(Haggerty, 2013)Tr
Preparing for the Drug Free YearsTr
REACH (Fischer, Sherman, Han, & Owen,
2013)Str
REACHStr
Moss et al. (2011)Str
Robinson et al. (1997)Str
FOCUSStr
REACHStr
Communication
Conlict; Problem Solving
Teen
Parent
family communication
greater sensitivity
Parent
Parent
Child
less depression & anxiety
coping with PTSD & quality of
life
self-regulation
Teen
lower violence exposure
Parent
monitoring & discipline
Family
Child
Child
Child
organization
adjustment to school
coping skills
self-regulation
Child
less externalizing
Teen
less substance use
Teen
Teen
Family
less antisocial behavior
parent monitoring
marital satisfaction
Family
parent-child relationship
Family Foundations (Feinberg, Jones, Kan,
& Goslin, 2010)Tr
GREAT Families (Matjasko, Vivolo-Kantor,
Henry, Gorman-Smith, & Schoeny,
2013)Tr
GREAT FamiliesTr
Strengthening Families Program (Kumpfer,
Whiteside, Greene, & Allen, 2010; Spoth,
Redmon, & Shin, 2001)Tr
Strengthening Families ProgramTr
C. P. Cowan, Cowan, & Barry (2011)Tr
FOCUSStr
New Beginnings (Hipke, Wolchik, Sandler,
& Braver, 2002)Str
New Beginnings (Wolchick, Schenck, &
Sandler, 2009)Str
Preparing for the Drug Free Years (Park
et al., 2000)Tr
Family Check-Up (Connell, Dishion, Yasui,
& Kavanagh, 2007; Van Ryzin,
Stormshak, & Dishion, 2012)Tr, Str
Family Check-UpTr, Str
Family Check-UpTr, Str
Becoming a Family (P. A, Cowan & Cowan,
1990)Tr
C. P. Cowan et al. (2011)Tr
156
Family Relations
Table 1. Continued
Regulatory Process
Level
Outcome
Intervention Program
Flexibility
Meaning Making
Child
Family
Family
less problem behavior
adaptability
communication & support
Limit Setting; Structuring
Child
less aggression, externalizing
Monitoring; Involvement
Child
Child
Child
Teen
Family
Family
Teen
greater attention
self-regulation
coping eficacy
less substance use
organization
less parent – youth conlict
less substance use
Teen
Teen
Family
problem-solving skills
knowledge of family rules
parent – teen communication
I-FAST (Lee et al., 2009)Tr
I-FASTTr
Saltzman, Pynoos, Lester, Layne, &
Beardslee (2013)Str
SAFE Children (Tolan, Gorman-Smith,
Henry, & Schoeny, 2009)Tr
Fast Track (Conduct Problems Prevention
Group)Str
DARE to be You (Mohajeri-Nelson,
McPhee, Henry, & Swaim, in press)Str
New BeginningsStr
SAFEChildrenTr
New Beginnings (Hipke et al., 2002)Str
New Beginnings (Wolchick et al., 2009)Str
Preparing for the Drug Free YearsTr
SAFEChildrenTr
Preparing for the Drug Free YearsTr
Kristjansson, James, Allegrante,
Sigfusdottir, & Helgason (2010)Tr
Schinke, Fang, & Cole (2009)Tr
Schinke et al. (2009)Tr
Schinke et al. (2009)Tr
Tr = a program provided in advance of a family transition or developmental stage, without regard to families’ exposure to
adversity or current duress.
Str = a program provided to individuals and/or families under stress or experiencing adversity.
in feedback loops whereby, for example, one
subsystem may be reducing variability in the
system in response to a stressor (e.g., parents
more closely monitor children’s activities)
whereas another is amplifying variability (e.g., a
child’s dificult behavior pushes parents to consider new rearing practices). In this way, subsystems or levels of the family both regulate and are
regulated by one another (Cox & Paley, 1997).
Given these deinitions of regulation,
resilience can then be deined as adaptive selfstabilization and self-organization following
disturbances to a system caused by signiicant
adversity. In other words, when adversity is
severe, chronic, or both, it can overwhelm the
family’s regulatory capacity and make the establishment of new equilibria and maintenance of
functioning dificult. Thus, the process of maintaining functioning and/or thriving in the face
of signiicant adversity constitutes resilience. In
some literature, the term resilient has also been
deined as a trait-like characteristic ascribed to
individuals who have maintained functioning
or thrived in the context of adversity, although
resiliency more aptly is applied to this type of
enduring attribute (Patterson, 2002a).
As P. A. Cowan, Cowan, and Schulz (1996)
noted, it is not yet clear what a resilient family
looks like. Some families that are considered
resilient may have developed strong and reliable
regulatory processes that aided them in responding to adversity. As implied by Figure 1, reestablishing equilibrium often involves adaptability,
regulation of negative affect, and resolution of
interpersonal conlicts, which in turn requires
the effective communication and problemsolving skills that often characterize healthy
families (Walsh, 2002). Not surprisingly, many
of these same regulatory processes are central
components of the stress response, including
appraisal of the event, emotion regulation,
and problem solving (Greenberg, 2006). Our
deinition of resilience also accords with how
individuals’ emotion regulation is viewed: in
relation to context (e.g., family interactions)
and in response to stress (Cole, Martin, &
Dennis, 2004). It is still an open question as to
how resilience should best be measured. For
Resilience as Regulation
instance, achieving equilibrium or adapting to
stress could be assessed in terms of normative
standards of behavior, recovery of previous
levels of functioning after catastrophic adversity or trauma (i.e., self-righting), or stress
resistance that entails better-than-expected
adaptation (Bonanno, 2004; Masten, 2007).
However resilience is measured, the deinition
certainly involves regulatory processes which
are strongly implicated in achieving equilibrium
after adversity is experienced (Aldwin, Skinner,
Zimmer-Gembeck, & Taylor, 2011; Masten,
2007; Sameroff & MacKenzie, 2003).
Our purpose is to synthesize insights about
individuals’ resilience with concepts related to
how dynamic systems are regulated, especially
family systems. Individual resilience perspectives focus on multilevel dynamics that include
coregulation among individuals in relationships and family interactions (Masten, 2007).
Dynamic systems perspectives are characterized
by an emphasis on self-organization of systems,
including their rigidity versus lexibility and
relations among their multiple, hierarchically
structured levels (Granic, 2005). A dynamic
systems lens applied to families thus would
emphasize adaptation to adversity that is emergent and conigural – it is an evolving product
of coregulatory processes among individuals,
dyads, and the environment. Multiple regulatory
processes in families have been mapped out,
but these insights have not been systematically
applied to resilience at the family level, at least
not considering a dynamic systems perspective.
One attribute of a family systems perspective
is that resilience is a complex, multilevel process (Masten, 2007). If one simply combined
a given form of adversity at one of three levels of analysis (individual, dyadic, and family
system) with two types of mediating mechanisms (vulnerability and protective factors) and
three domains of outcome (individual, dyadic,
and family system), there would be 18 types
of family risk models (cf. P. A. Cowan et al.,
1996). This schematic is further complicated if
we recognize that (a) the dyadic level of analysis
includes the marital, sibling, and parent – child
subsystems; (b) multiple regulatory processes
may be involved (see Figure 1 and Table 1 for
examples); and (c) individual outcomes may be
measured with biological, social, or psychological indices. An additional layer of complexity
is added when macrosystemic inluences are
considered: Family resilience is embedded in
157
contextual factors such as economic policies
affecting families living in poverty, stigma, and
persecution that affect gay and lesbian families
(e.g., Green, 2012), and prejudice that affects
minority families (e.g., Romero, Edwards, Fryberg, & Orduña, 2014). These stressful social
conditions undermine the mental health of all
family members (Meyer, 2007). This complexity
in studying family resilience is consistent with
the theoretical frameworks informing research
on children’s resilience, which emphasize multiple levels of inluence interacting transactionally
over time (Luthar, Cicchetti, & Becker, 2000).
Another hallmark of a family systems
approach to resilience is attention to the mechanisms by which protection or vulnerability
operate. In this article, we argue that regulatory
mechanisms in the family often mediate the
effects of speciic protective or vulnerability
factors. Family processes may set in motion a
developmental cascade such that effective childrearing practices result in offspring being better
prepared to cope with adversity. For instance,
developmental research has emerged in the last
decade showing that when families promote
self-regulation, children are more skilled at
effortful control, which in turn is associated
with developmental competence and fewer
behavior problems (Dishion & Connell, 2006;
Eisenberg, Smith, Sadovsky, & Spinrad, 2004).
Family regulatory processes also moderate the
impact of stressors, as when marital support
and effective problem-solving skills buffer parents from the deleterious effects of economic
adversity (Conger & Conger, 2002).
Resilient families also might be distinguished
by unique proiles of regulatory mechanisms.
If equiinality characterizes resilience (Davies
& Cicchetti, 2004), then different combinations
of regulatory processes likely contribute to
the family system’s equilibrium subsequent to
adversity. We could ind only one related study
in the literature, and it clustered families based
on various protective factors at one point in time.
Coyle et al. (2009) studied families with a parent who had an alcohol problem and found that
“well-functioning families” had higher scores on
all measures of family regulatory processes (e.g.,
communication, problem solving, cohesion,
adaptable roles) as well as indices of effective
child rearing. Although this study suggested
that family and dyadic regulatory mechanisms
co-occur, it did not disentangle cause and effect
because resilience (the outcome) was deined
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Family Relations
in terms of its predictors – regulatory processes that were conceptualized as protective
factors (for a discussion of such tautologies, see
Luthar & Zelazo, 2003). Also, this study did
not examine the dynamic interplay of regulatory
mechanisms over time as they inluence the
family system’s equilibrium. That is, if families
achieve similar functional levels of equilibrium
and self-organization by different regulatory
pathways, a taxonomy of family regulatory
processes might result that could be used to
ine-tune interventions.
Regulatory Processes in the Family
Regulation is an integrative construct related to
the healthy functioning of families and individuals within them. Given that the ield lacks a
middle-range theory that incorporates systems
insights about regulation, family systems theory,
and resilience processes, we provide an integrative framework (see Figure 1) that is organized
by different levels of the family system (P. A.
Cowan et al., 1996; Cox & Paley, 1997). Within
each level of the family system, key regulatory
mechanisms are identiied that have been linked
empirically to equilibrium or adaptation in the
face of adversity. Considering that the measurement of resilience is still debated, nor have
causal directions of inluence between resilience
and regulation been deinitively established,
we include prior research that investigates
regulatory processes as predictors, moderators/mediators, and outcomes of resilience.
Results from intervention programs may shed
light on whether these regulatory processes are
causally implicated in resilience (see below).
Family-Level Regulatory Processes
The Double ABCX and Circumplex Models.
Two earlier family systems models have regulatory processes as their centerpiece: the
circumplex model and the double ABCX model.
Both identify adaptability as a key mechanism,
suggesting that either model could be applied
to family resilience. In this case, adaptability
is deined as a trait-like ability to respond to
change, such that some families may have a
stronger baseline ability to adapt to change than
others. However, only the double ABCX model
(McCubbin & Patterson, 1983) was speciically
meant to be applied to families’ response to
adversity. Among the family resources that could
be used to resist crisis are several regulatory
processes that include adaptability, organization,
and coping strategies that are used to manage
the demands of a situation. One example of
family adaptability is role lexibility, or the
ability to deploy strategies1 that it speciic situational demands that may be outside the scope of
what one “should” do. Coping strategies may be
especially important to family resilience because
they are strongly related to adaptation, depending upon whether problem-focused or escapist
strategies are used, as well as emotion regulation
(Folkman & Moskowitz, 2004). In addition, the
ability to adapt the coping strategy to situational
demands, which itself involves self-regulation,
may be critical (Folkman & Moskowitz, 2004).
Finally, appraisal mechanisms involved in the
family’s subjective deinition of the stressor
are a form of meaning making that can affect
emotion regulation (Lazarus, 1999). In a reformulation of the double ABCX model, Patterson
(2002b) argued that the appraisal process is
critical to family resilience.
The circumplex model incorporates three
family systems processes: cohesion, communication, and lexibility versus rigidity. Much
research inds that balanced, lexible family systems are more functional (D. H. Olson, 2000),
though there is a paucity of research that applies
the circumplex model to resilience. In one
example of a developmental cascade, family
rigidity was indirectly associated with adolescents’ suicidal ideation through its effect on adolescent problem-solving skills (Carris, Sheeber,
& Howe, 1998). This study illustrated how two
regulatory processes – family adaptability and
individuals’ problem solving – may be linked
in the service of resilience. In short, it is not yet
clear how well the circumplex model accounts
for family resilience, in part because it is more
descriptive of family types than explanatory
of resilience processes and in part because a
global, static snapshot is taken of family functioning rather than a dynamic motion picture of
interacting family processes.
Family Cohesion Versus Family Coherence. Is
family cohesion a regulatory process? Within the
circumplex model, cohesion is deined in terms
1 The phrase “ability to deploy strategies” helps to distinguish between “adaptability” as a trait of the person or
family, and “adaptation” as a dynamic process of establishing equilibrium subsequent to adversity.
Resilience as Regulation
of emotional bonding and commitment, coalitions, and shared interests (D. H. Olson, 2000),
none of which implies dynamic regulation. It
would be helpful to know how a family trait such
as cohesion contributes to resilience, if indeed
it does: through social control mechanisms such
as shared norms, modeling, and parental supervision (e.g., Houltberg, Henry, & Morris, 2012);
emotional support; reduced family conlict; or
collaborative problem solving.
A different systems concept, coherence, may
be more applicable to understanding family
resilience. Sense of coherence emerged out of
Antonovsky’s (1979) salutogenic model, which
attempts to explain the origins of health or coping with stress. Sense of coherence (SOC) is the
extent to which one sees the world as manageable, meaningful, and comprehensible. When
people see problems as manageable, they are
more likely to seek out resources such as social
support, and when life is seen as meaningful,
problems are more often actively confronted.
SOC has been applied in several studies to
families’ adaptation to stress (see McCubbin,
Thompson, Thompson, & Fromer, 1998). For
instance, in two studies by Olsson et al. (Olsson
& Hwang, 2002; Olsson, Larsman, & Hwang,
2008), SOC moderated the association between
cumulative risk and the well-being of parents
of children with an intellectual disability, and
SOC also was directly related to measures
of well-being and depression. The corpus of
research to date thus suggests that family coherence may be an important contributor to family
resilience.
Regulatory Processes and Family Resilience.
The family systems literature related to
resilience has recently moved from a static view
of risk and protective factors to a more dynamic,
process-oriented approach (P. A. Cowan et al.,
1996). Research has focused on how family
interactions may be protective stress regulators,
especially those involving emotion regulation
(Gunnar, 2006). Emotion regulation entails
problem solving and cognitive reappraisal, both
of which confer multiple beneits to physical
health, psychological adjustment, and interpersonal functioning (for a review, see Aldao
& Nolen-Hoeksema, 2012). Emotional inlexibility, including rumination and avoidance,
contribute to maladjustment; whereas expressive
lexibility – the ability to enhance or suppress
emotional expression – predicts long-term
159
resilience to cumulative life stress (Waugh,
Thompson, & Gotlib, 2011; Westphal, Seivert,
& Bonanno, 2010). The ability to assess a context and adapt emotional expression accordingly
may be especially important to well-being and
adaptation (Aldao & Nolen-Hoeksema, 2012).
For instance, emotional lexibility in the context
of whole-family discussions of conlict buffers
children’s regulatory abilities from the effects
of negative parenting practices such as the
criticism or dismissal of children’s emotions
(Lunkenheimer, Hollenstein, Wang, & Shields,
2012). For all of these reasons, Aldao and
Nolen-Hoeksema (2012) suggested that emotion regulation interventions should help family
members to accurately read contextual cues and
then lexibly apply appropriate strategies.
Research on family conlict and problem
solving illuminates how various forms of dysregulation in the family may be interconnected.
Cummings et al. (Cummings, Papp, & Kouros,
2009; Cummings & Schatz, 2012; Davies,
Sturge-Apple, Cicchetti, & Cummings, 2007)
have detailed how marital conlict may spill
over into the parent – child relationship and
also affect children’s self-regulation and neurophysiological functioning. Higher levels of
family conlict increase children’s risk for sleep
disturbances, health problems, and behavior
problems (for a review, see El-Sheikh & Erath,
2011). Some children are particularly vulnerable to family conlict because their autonomic
nervous system makes them more susceptible to context and they have more dificulty
marshaling an adaptive emotional or social
response (El-Sheikh & Erath, 2011). Conger
and Conger (2002) found that parents who
were resilient in the face of economic adversity
experienced less marital conlict and had better
problem-solving skills, and their children were
more resilient during developmental transitions
if the parent – child relationship was characterized by less hostility. It is for these reasons
that Walsh (2002) considered open emotional
sharing and collaborative problem solving to be
essential elements of family resilience. Because
a well-functioning family is able to manage
the frustrations of unmet wants and needs,
family problem solving also is an element of
many family strengthening programs (Vucinich,
1999).
Routines may be an underappreciated form of
family regulation that inluence individual and
family health (Fiese & Winter, 2010). Family
160
Family Relations
routines may serve a protective function by
promoting relationship coherence and behavior monitoring (Spagnola & Fiese, 2007). For
instance, family meals are predictive of adolescent well-being only when family relationships
are strong (Meier & Musick, 2014). Fiese (2006)
emphasized that lexible approaches to family
time, such as meal times, are optimal for promoting healthier families and also suggested that
families create family-level emotion regulation
processes through their repetitive routines and
rituals. Conversely, an emerging literature on
family chaos indicates that higher levels of disorganization in the family contribute to impaired
self-regulation in children. For example, studies
have found that chaos in the home was indirectly
related to later externalizing behaviors through
children’s limited inhibitory control (Hardaway,
Wilson, Shaw, & Dishion, 2012). Furthermore,
maternal executive function attenuated the link
between maternal harsh parenting and child conduct problems, but only when households were
not chaotic (Deater-Deckard, Wang, Chen, &
Bell, 2012). All told, these studies indicate that
the degree of predictability and organization in
the family system may have proximal (and possibly bidirectional) effects on family members’
self-regulation and, perhaps even more important, may buffer or amplify the effects of adversity on parents and their children.
Dyadic Coregulation
Sensitive Parenting. As noted earlier, maintaining or reestablishing equilibrium in the
family subsequent to adversity often involves
regulation of negative affect, resolution of interpersonal conlicts, and problem solving, each
of which is central to coregulation of dyadic
relationships. These coregulatory processes are
elemental to sensitive, responsive parent – child
relationships, which are salient forces in young
children’s adaptation to adversity (e.g., Gewirtz,
Forgatch, & Wieling, 2008; Wyman et al., 1999;
Yates, Egeland, & Sroufe, 2003). Of particular
import is affect regulation in the parent – child
dyad, which is consistently found to mediate
the association between rearing practices and
child outcomes (e.g., NICHD Early Child Care
Research Network, 2004). Not surprisingly, parents’ emotion coaching predicts better emotion
regulation – especially of anger – in children,
which is in turn associated with lower levels
of externalizing behaviors (Shortt, Stoolmiller,
Smith-Shine, Eddy, & Sheeber, 2010).
Conversely, uninvolved or coercive rearing
practices place children at high risk for maladaptive outcomes, especially in the face of
stress (Matjasko, Grunden, & Ernst, 2007). For
example, one study found that greater maltreatment risk in young mothers was associated with poorer self-regulation in their 3 year
olds, which in turn predicted later preacademic
and behavior problems at age 5 years (Schatz,
Smith, Borkowski, Whitman, & Keogh, 2008).
In another longitudinal study, intrusive parenting
in toddlerhood inversely predicted effortful control a year later, which in turn mediated the association with later ego resiliency (Taylor, Eisenberg, Spinrad, & Widaman, 2013). Given that
ego resiliency involves lexible problem solving
as well as the ability to adapt to stress, the Taylor
et al. (2013) study suggests that overcontrolling,
inlexible rearing practices undermine children’s
ability to adapt to adversity.
Structuring. Parents also regulate their children’s behavior through structuring. In an
important way, structuring is an antonym for a
chaotic family environment because it is deined
as “parents’ organization of children’s environment to facilitate children’s competence”
(Grolnick & Pomerantz, 2009, p. 167). Speciic
manifestations of structuring include clear rules
and expectations, predictable consequences for
misbehavior, irm enforcement of expectations,
and behavioral control (Grolnick & Pomerantz,
2009). Given that resilience typically is assessed
in relation to competent functioning (Masten,
2007; Masten & Coatsworth, 1995), structuring
that is neither lax nor intrusive should promote
resilience because this form of social control
and guidance, if internalized by children, results
in better self-regulation. Multiple studies support the conclusion that parental structuring is
related to resilience. For instance, Pettit, Bates,
and Dodge (1997) found that supportive parenting – assessed as use of calm discussions,
guidance, and reasoning – mitigated the effects
of family adversity on later behavior problems.
In adolescence, parental monitoring was an
important protective factor for youth living
in violent communities (Horowitz, McKay, &
Marshall, 2005) and was linked to reductions in
risky sexual behavior, substance use, and school
problems (Lohman & Billings, 2008). Thus, the
evidence strongly supports the conclusion that
Resilience as Regulation
resilience is nurtured when parents effectively
regulate emotions in the parent – child dyad as
well as guide but do not coerce children.
Dyadic Synchrony. A related research agenda
focuses on dyadic regulation from a systems
perspective. One goal of this line of research,
exempliied by the work of Lunkenheimer and
colleagues, is to understand how self-regulation
arises from reciprocal inluences between the
child and his or her social partners. Specifically, dysregulated parent – child interactions
contribute to children’s adjustment problems and
behavior disorders by means of impaired emotion regulation (Diamond & Aspinwall, 2003;
S. L. Olson & Lunkenheimer, 2009). In addition,
dyadic rigidity versus lexibility in parent – child
interactions predicts children’s externalizing disorders (Hollenstein, Granic, Stoolmiller, & Snyder, 2004; Lunkenheimer, Olson, Hollenstein,
Sameroff, & Winter, 2011). Conversely, dyadic
synchrony between young children and their parents facilitates the development of social skills
(e.g., communicative competence), emotion regulation, and effectance (Harrist & Waugh, 2002),
all of which have been implicated in resilience.
These indings suggest that stress or adversity may dysregulate parent – child interactions
(Cummings et al., 2009), which then compromise children’s ability to self-regulate, manifested as depression and externalizing disorders.
Sibling Coregulation. An emerging literature
on sibling relationships also illustrates dyadic
coregulatory processes within the family context (McHale, Updegraff, & Whiteman, 2012),
though studies in this area rarely focus on
resilience. For example, Volling et al. (Bedford
& Volling, 2004; Volling, McElwain, & Miller,
2002) described how parent regulation of the
sibling relationship is gradually internalized so
that older children become more responsible for
the siblings’ interpersonal regulation as well as
their own emotional self-regulation. Feinberg
et al.’s (2013) family systems model of sibling
inluences on problem behavior highlights the
importance of other coregulatory processes.
Siblings may learn that by escalating negative behavior, they can coerce their brother
or sister into acceding to their demands, thus
initiating coercive patterns with parents and
teachers that contribute to antisocial behavior.
Deviance training also occurs when siblings collude in opposition to parental authority, which
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reinforces each other’s antisocial tendencies.
Also, sibling negativity has evocative effects
that contributes to parental stress, depression,
and disengagement; and fuels harsh rearing
practices, all of which undermine children’s
adjustment (Bullock & Dishion, 2002; Feinberg
et al., 2013). Feinberg et al. (2013) developed
the Siblings Are Special program to modify such
sibling and parent-child regulatory process –
emotion communication and regulation, selfcontrol, problem solving, parent management
of sibling conlict, and family norms related to
differential treatment and fairness – and found
that children developed more self-control and
social competence, parents were more effective
at managing sibling interactions (i.e., structuring), and sibling relationships became more
positive.
Individual-Level Self-Regulation. Child and
adolescent self-regulation primarily emerges
from other regulation in the family (Blair &
Raver, 2012; Galarce & Kawachi, 2013). In
early life, regulation is externally mediated via
caregivers: parents regulate behavior through
coaching, monitoring, modelling of behavior,
imposing sanctions for transgressions, and
other control processes (Jessor, Donovan, &
Costa, 1991). Such social controls do contribute to resilience. For instance, in a study of
low-income families, Buckner, Mezzacappa,
and Beardslee (2003) found that resilient youth
(i.e., high emotional well-being and mental health), as compared to their nonresilient
peers, were markedly different in terms of active
parental monitoring and self-regulatory skills. In
early childhood, other regulation gradually gives
way to self-regulation, in part, through dyadic
coregulation processes whereby parent and
child regulate and are regulated by one another’s
affect, behavior, and physiology during face-toface interactions. Parents may also engender self-regulation through autonomy support
and mind-mindedness that promote executive
functioning in children (Bernier, Carlson, &
Whipple, 2010).
Other regulation may also foster conscious
control of behavior, as dual-process theories
postulate (Zelazo, Carlson, & Kesek, 2008).
Dual-process theories assert that many maladaptive behaviors are the result of unconscious,
automatic responses (Sherman et al., 2008), and
that adaptive behaviors involving self-regulation
require controlled responses that in many cases
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are learned from agents of socialization. Thus,
regulatory processes in the family are strongly
implicated in achieving equilibrium after adversity is experienced, in no small measure because
of the dynamic interplay between coregulation
in the parent – child dyad and children’s developing self-regulation. In short, family-level
coregulatory, transactional, and socializing
process experienced during early childhood can
either facilitate or hinder the development of
self-regulation, and ultimately resilience. The
quality of these experiences interacts with rapid
cognitive advances associated with the capacity
to internally mediate experience (e.g., inhibitory
control, self-talk) to affect one’s capacity for
self-regulation.
Individuals’ self-regulation is regarded as
central to developmental competence in general (Haase, Heckhausen, & Wrosch, 2013) as
well as across multiple spheres of behavioral
(DeWall, Baumeister, Stillman, & Gailliot,
2007; Riggs et al., 2013) and physical health
(Francis & Susman, 2009) development. Speciic forms of impaired self-regulation such as
executive dysfunction (Hofmann, Schmeichel,
& Baddeley, 2012) may interfere with children’s
and adolescents’ ability to adapt to the environment, thus leading to academic and social
disturbances (Anderson, Anderson, Jacobs, &
Smith, 2008) as well as various behavior and
mental health disorders (Riggs & Greenberg,
2009). Conversely, self-regulation skills including effortful control (Eisenberg & Spinrad,
2004), executive function (Gardner, Dishion,
& Connell, 2008; Martel et al., 2007), reactive
control (Martel et al., 2007), and emotion regulation (Crowell, Skidmore, Rau, & Williams,
2013) are important factors for successful adaptation to adversity (W. Chen & Taylor, 2013).
For example, regulatory skills serve as protective factors for children exposed to violence in
low-income neighborhoods (Bruett, Steinberg,
Rabinowitz, & Drabick, 2013) and for adolescents exposed to peer deviance (Gardner et al.,
2008). In the context of high levels of family
substance use and psychopathology in the community, Martel et al. (2007) found that resilient
adolescents, as indicated by fewer problem
behaviors and greater social competence, were
characterized in childhood by moderate levels
of reactive control, resourcefulness in adjusting self-control to the context, and executive
functions related to cognitive and emotional
control.
Family Relations
Given the importance of self-regulation to
healthy development and successful adaptation
to adversity (Heatherton & Wagner, 2011), intervention efforts have been directed at improving self-regulation (Fonagy & Target, 2002) and
associated constructs such as executive function
or effortful control (Riggs, Greenberg, Kusché,
& Pentz, 2006). Evidence-based strategies for
promoting self-regulation include school-based
social-emotional learning curricula (e.g., Promoting Alternative THinking Strategies; Kusché
& Greenberg, 1994) and mindfulness training
(e.g., Tang, Yang, Leve, & Harold, 2012), among
others (Boekaerts & Corno, 2005).
Family-Based Interventions to Optimize
Regulation and Resilience
The validity of the resilience-as-regulation perspective can be assessed in part by examining the effects of family-based interventions.
Is improved family functioning subsequent to
adversity due to more effective regulation? As
Greenberg (2006) noted, many preventive interventions focus on promoting processes related
to executive function, which involves various
forms of regulation such as inhibition, consequential thinking, problem-solving skills, and
goal-directed behavior. At the level of family
interactions, other regulatory skills that might
be taught include conscious control of emotions and responses (Cummings & Schatz, 2012;
Diamond & Aspinwall, 2003) and repairs in
dyadic interactions, both of which are related
to abuse potential (Skowron, Kozlowski, & Pincus, 2010) and the effects of marital conlict on
children (Cummings et al., 2009). In a more general sense, interventions may be effective if they
help families and individuals move from rigidity
to lexibility (Granic, O’Hara, Pepler, & Lewis,
2007). To the extent that lexibility requires regulatory strategies to be employed in the face of
adversity, then such interventions should promote resilience.
In the sections that follow, we irst discuss
interventions that are intended to prepare families for expectable transitions such as marriage,
becoming a parent, or the irst child entering
school or becoming an adolescent. The presumption of many such interventions is that developmental change introduces the potential for disequilibrium and stress, which if it is chronic
“can derail the functioning of a family system, with ripple effects to all members and
Resilience as Regulation
their relationships” (Walsh, 2002, p. 131). These
interventions typically focus on teaching regulatory skills that will help participants to reestablish equilibrium in the family system; stress
inoculation or adaptive self-stabilization may be
an emphasis. The second section concerns selective interventions targeted at high-risk families,
with an emphasis on regulatory mechanisms that
mitigate risk or promote protective factors.
This review of intervention programs is not
comprehensive. Rather, it is meant to illustrate how regulatory mechanisms are incorporated into family strengthening programs. To be
included in the sample of programs listed in
Table 1, the family-based intervention had to
focus on promoting regulatory skills and at least
one outcome had to involve children’s or adolescents’ later functioning, ideally their ability
to adapt. Not all were embedded in a resilience
framework. For instance, only one half of the
interventions explicitly measured adaptation or
adjustment to stress as an outcome. Also, exposure to adversity was deined differently across
programs. Several programs were provided to
families regardless of their own risk status, under
the presumption that adolescence is inherently
challenging. These included Schinke, Fang, and
Cole’s (2009) substance-abuse prevention program for teen girls and their mothers, and Preparing for the Drug Free Years (see Table 1).
Other programs were targeted at high-risk individuals, families, or neighborhoods, but these
social address models were rarely translated into
direct assessments of risk exposure (i.e., adversity). Finally, few of the interventions listed
in Table 1 focused on the family system as a
whole. Instead, marital or parent – child dyads
were more often the focus, the exceptions being
FOCUS, Preparing for the Drug Free Years, Parents Who Care, the Strengthening Families Program, New Beginnings, and I-FAST.
Inoculation and Family Transitions. Cowan
and Cowan (C. Cowan & Cowan, 2012; P. A.
Cowan & Cowan, 2003) have written eloquently
about how research on major family transitions
provides insights to guide resilience-promoting
interventions. They observed that family transitions typically involve disequilibrium that may
require reorganization of the self (e.g., sense of
well-being, locus of control), revision of social
roles, and renegotiated close relationships when
conlict and dissatisfaction are common symptoms of such transitions. To promote adaptive
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self-stabilization, preventive interventions may
help move families “closer to adaptive positions on their life trajectories” (P. A. Cowan &
Cowan, 2003, p. 428) by teaching them how to
cope with stress and regulate their emotions,
how to problem solve more effectively (e.g.,
during conlicts), and how to balance autonomy
granting with structured guidance in child rearing. Meaning making may be another form of
regulation that is important to resilience (Walsh,
2002): It may account for differences between
partners in how they navigate family transitions
(P. A. Cowan & Cowan, 2003), which can fuel
conlicts, and it also may contribute to maladaptive intergenerational patterns when families
of origin have different ideas about what a
“well-functioning” family does.
Inoculation should be an especially effective
form of intervention to promote resilience in
the face of expectable family transitions. Stress
inoculation involves exposure to mild adversity
in anticipation of similar challenges later in life
(Daskalakis, Bagot, Parker, Vinkers, & de Kloet,
2013). Unlike the concept in medicine, however, where immunity is conferred, psychosocial inoculation promotes resistance to stress.
For example, individuals who in one longitudinal study reported some lifetime adversity had
better mental health and were more resilient to
adverse events than people with either no history of adversity or high levels of adversity
(Seery, Holman, & Silver, 2010). Other longitudinal research found that previous experience
with moderate, controllable stress predicted a
more successful transition to marriage as well
as to parenthood, with effective problem-solving
skills being a key mediating variable (Neff &
Broady, 2011). In contrast, high, chronic adversity in the irst two decades of life compromises
physiological reactivity and emotion regulation,
contributing to later problem behaviors (Lovallo,
2012). Often, exposure to mild stressors may
be accompanied by direct instruction in coping,
as when parents living in unsafe neighborhoods
rehearse with their children how to avoid danger
(Jarrett, 1999).
A number of interventions, with a focus on
regulatory processes, have been devised to help
families prepare for expectable family transitions. Feinberg, Jones, Kan, and Goslin (2010)
randomized couples expecting their irst child
into a program focused on the coparenting relationship versus a control group. In the authors’
view, the coparenting relationship serves a
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central regulatory function in the family because
it is sensitive to parent attributes and also inluences parent and child adjustment. In an example
of adaptive self-stabilization, the intervention
taught couples to coordinate their parenting and
to manage conlict around child rearing. Significant effects were later observed on coparenting
quality, parent mental health, effective rearing
practices, and especially child self-regulatory
behaviors. In one of C. Cowan and P. A.
Cowan’s (2012) interventions, which began a
year in advance of the oldest child’s transition to
kindergarten, parents were taught skills related
to coping with stress, conlict resolution, and
problem solving. Compared to a consultation
control group, children in the intervention group
had higher school achievement, less aggression,
and fewer symptoms of depression as a result of
improved responsive parenting and decreased
couple conlict. At a 10-year follow-up, the
intervention group maintained higher levels of
marital satisfaction and children’s adaptation
(C. P. Cowan, Cowan, & Barry, 2011).
Comprehensive programs to teach regulatory skills have been developed for parents of
adolescents, with both the Family Check-Up
(FCU) and Preparing for the Drug Free Years
(PDFY) interventions demonstrating beneits
at the individual, dyadic, and family systems
levels. Among the regulatory processes targeted by PDFY are problem solving, effective
disciplinary practices, emotion regulation, and
resolving family conlict (Spoth, Redmond, &
Shin, 1998). Signiicant intervention effects
were found for each of these regulatory processes (Kosterman, Hawkins, Spoth, Haggerty,
& Zhu, 1997; Park et al., 2000) and for teen
substance use trajectories. The FCU uses a
tiered approach to prevention: a universal
classroom-based component, a family component that promotes skilled parenting, and an
indicated treatment to teach family management
skills. The FCU had a signiicant impact on
adolescents’ antisocial behavior and substance
use, with these outcomes being mediated by
changes in family conlict and parent monitoring (Connell, Dishion, Yasui, & Kavanagh,
2007; Van Ryzin & Dishion, 2012; Van Ryzin,
Stormshak, & Dishion, 2012). Thus, the results
from the FCU and PDFY illustrate one form of
family resilience: changes in families’ regulatory skills can alter the trajectory of adolescents’
behavior such that they are more well adjusted
than expected.
Family Relations
Communication and problem-solving skills
typically are core components of couple relationship education that is intended to promote
healthy marriages (Oliver & Margolin, 2009).
Such interventions prepare couples making the
transition to marriage, or they may be directed
at high-risk couples to ameliorate stress and prevent divorce (Silliman, Stanley, Cofin, Markman, & Jordan, 2002). As a whole, the research
on stress inoculation suggests that resilience in
the face of family transitions might be promoted
by earlier exposure to moderate, manageable
stressors in conjunction with instruction in problem solving, communication, and emotion regulation.
Selective Interventions. If interventions for
high-risk families succeed in promoting adaptive self-organization, one would expect ripple
effects throughout the family system (Walsh,
2002) as new set points or patterns emerge. This
presumption is supported by the evidence for
multiinality in the outcomes listed in Table 1;
interventions that alter one regulatory process
may confer multiple beneits across the family
system. This is especially true of programs that
focus on emotion regulation. For example, home
visitation program effects often are mediated by
parents’ emotional availability and sensitivity,
which in turn promote emotion regulation and
reduce behavior problems even among children
who have been maltreated (Moss et al., 2011;
Robinson, Emde, & Korfmacher, 1997). Two
interventions developed for military families
coping with post traumatic stress disorder
(PTSD) also focused on teaching emotion
regulation skills. Beneits accrued in terms of
children’s and adults’ mental health, coping
skills, relationship satisfaction, and family
problem solving and communication (Fischer,
Sherman, Han, & Owen, 2013; Lester et al.,
2011). These programs for military families
illustrate another form of family resilience:
Changes in individuals’ regulatory skills can
help families to recover previous levels of
functioning (Bonanno, 2004).
Testing for mediation by the intervention’s
key mechanisms (MacKinnon, Kisbu-Sakarya,
& Gottschall, 2013) is one criterion for establishing a causal relation between improved
regulatory processes and enhanced resilience.
Several of the programs listed in Table 1 conducted such analyses, particularly when the
intervention focused on parents’ use of limit
Resilience as Regulation
setting or monitoring. For instance, the SAFE
Children intervention – implemented at the
transition to school – signiicantly increased
parents’ use of consistent caregiving and limit
setting, with concomitant improvements in
children’s self-regulation (Gorman-Smith et al.,
2007; Tolan, Gorman-Smith, Henry, & Schoeny,
2009). The New Beginnings Program (Wolchik,
Schenck, & Sandler, 2009) was designed to
promote children’s resilience to their parents’
impending divorce, in part by teaching parents effective discipline and conlict resolution
skills. Program effects on children’s behavior
problems were mediated by mother – child relationship quality (Wolchik et al., 2009); beneits
were maintained only when children had high
self-regulatory skills (Hipke, Wolchik, Sandler,
& Braver, 2002).
The GREAT Families program recruited
families of high-risk adolescents, with a focus
on parents’ discipline and monitoring as well as
family communication and support (Smith et al.,
2004). The intervention group signiicantly
improved in the targeted parenting practices, and
these changes predicted lower levels of violence
exposure in the families’ high-risk neighborhoods (Matjasko, Vivolo-Kantor, Henry,
Gorman-Smith, & Schoeny, 2013). Evaluations of interventions such as these indicate
that when parents more effectively regulate
their offspring’s behavior through structuring
and monitoring, their children’s self-regulation
and adjustment can improve. The results of
such interventions also support the hypothesis
that child-rearing practices are an important
mediator of the effects of adversity on children
(Gewirtz et al., 2008).
Unresolved Issues in Resilience as Regulation
in the Family
Assessing Risk Exposure. What is unresolved
in family resilience that might be addressed
by a perspective that emphasizes regulatory
processes? One issue relates to risk exposure.
Rutter et al. (Luthar et al., 2000; Rutter, 2012)
have argued that in many cases, individuals who
were assumed to be resilient in fact were not
exposed to adversity. One potential way to determine risk exposure is to assess various aspects
of dysregulation, including physiological indicators (Blair & Raver, 2012; Obradović, 2012)
such as the hypothalamic-pituitary-adrenal
(HPA) axis and stress hormones, as well as more
165
subtle affective dysregulation. For instance,
Schwartz and Proctor (2000) found that the
effect of violence victimization on negative
social outcomes was mediated by emotion
dysregulation. In terms of physiological indicators, Haggerty (2013) found that the effect
of the Staying Connected to Your Teen program on later substance use was mediated by
HPA axis regulation, relecting coping with
stress. Although such studies indicate that
self-regulation contributes to resilience, it is
unclear whether there is a veridical relation
between the degree of adversity and the level
of dysregulation. A recent latent proile analysis suggests that resilience may be deined in
part by an inverse relation between risk and
biomarkers. Brody et al. (2013) found that
a resilient proile was characterized by high
cumulative socioeconomic status (SES) risk but
low allostatic load and good adjustment in early
adulthood. Perhaps resilient individuals had
experienced stress inoculation, which has been
shown to reduce physiological stress reactivity
(Obradović, 2012). Such indings suggest that
stress regulation should be viewed as vulnerability or protective factors rather than as measures
of risk exposure (see Figure 1).
Risk exposure at the family level is more
challenging to assess given that families consist
of multiple subsystems, each of which may have
particular vulnerability and protective factors as
well as unique ways of manifesting adaptation
(P. A. Cowan et al., 1996). Individuals’ ratings
of stress do not adequately represent the family’s
exposure to adversity because members may
differ in their appraisal of the threat (Patterson,
2002a, 2002b), and complex temporal dynamics
and tipping points are overlooked (Lich et al.,
2013). One solution proposed by Lich et al.
(2013) is to combine quantitative measures
of risk and vulnerability/protective factors
with qualitative diagrammatic frameworks that
better capture system-level disequilibrium. A
second approach is based on research into
how stressors shape families’ lives. Repetti,
Wang, and Saxbe (2009) found that individuals’ stress affected the family system in two
primary ways, both of which relected dysregulation: reduced social engagement and
increased irritability. These barometers of family stress, measured with daily diaries, were
reliably related to biomarkers at the individual level and had crossover effects on other
family members. Self-reported family chaos is
166
another promising way to assess family-system
exposure to adversity. Family chaos is related
to indicators of stress such as poverty, marital
and job dissatisfaction, and depression but
explains unique variance in family members’
functioning such as children’s inhibitory control (Brown, Ackerman, & Moore, 2013) and
parents’ responsiveness to children’s emotions
(Nelson, O’Brien, Blankson, Calkins, & Keane,
2009).
Crossover Effects. How are regulatory processes
interrelated across family, dyadic, and individual systems, and how does resilience emerge
from these linkages? This issue acknowledges
that family resilience must be examined from
a systems perspective because (a) resilience is
a dynamic, developmental process and families
are complex systems (Lich et al., 2013), implying that (b) there are multiple pathways to adaptation for individuals and families (Davies &
Cicchetti, 2004).
Several examples of crossover effects can
be highlighted in which different regulatory
processes may become coupled to promote
or impair adaptation. First, research inds that
when parents are depressed (for a review, see
Coyne, Downey, & Boergers, 1996), their
affect regulation is compromised; they are more
self-absorbed and thus disengaged from other
family members; they are more demanding,
inconsistent, unresponsive parents; there is
more discord in the marital relationship; and
family coherence is diminished. These regulatory systems may interact such that the mother’s
depression compromises the father’s parenting
behavior when marital conlict is high but not
low (P. A. Cowan et al., 1996), or children may
be buffered from parental depression when
the spouse has good conlict resolution skills
(Papp, 2012) and does not have mental health
problems. Second, research on divorce’s effects
on children (Wolchik et al., 2009) implicates
regulatory processes at several levels including
parental distress; reduced parental availability
as a result of increased work involvement;
family chaos due to changing homes, schools,
and parent partners; and interparental conlict, which is bidirectionally related to parent
stress. However, other regulatory processes
help to protect children from the deleterious
effects of divorce: a mother – child relationship
characterized by warmth, positive communication, effective problem-solving skills, and low
Family Relations
conlict; and children who are high in coping
eficacy (Wolchik et al., 2009).
Research has not yet revealed whether there
are tipping points when families encounter
adversity. How many regulatory processes must
be impaired before a family system is unable to
self-right? Are some regulatory mechanisms in
the family so central, such as effective emotion
regulation and child rearing, that their use tips
the balance in favor of resilience? In relation
to cumulative risk models, P. A. Cowan et al.
(1996) noted that a very high risk score may
be nulliied by a supportive family environment. In contrast, a low risk score may result
in psychopathology for children who are vulnerable. To answer such questions, dynamic
epigenetic models – rather than linear, additive
approaches – will need to be used that assess
regulatory processes across multiple systems in
high- versus low-risk families.
Scaffolding of Self-Regulation. The third issue
is more speculative. We begin with the observation that self-regulation develops progressively
throughout childhood and adolescence as a product of parental scaffolding, or other regulation,
and children’s increased capacity for internalization of rules, self-talk, and inhibitory control
(Aldwin et al., 2011; Galarce & Kawachi,
2013). Perhaps there is a parallel in resilience.
For young children who are the most vulnerable
to adversity, resilience may actually reside in the
family system in the form of context protection
(Jessor et al., 1991), recruitment of external
resources, reframing (E. Chen, Miller, Lachman, Gruenewald, & Seeman, 2012), and other
types of equilibration. Even when children are
exposed to serious adversity such as violence,
their self-regulatory skills may confer resilience
if parents are supportive (Houltberg et al., 2012)
and have effective communication and affect
regulation skills (Upshur, 2011). This supportive
scaffolding likely does not involve shielding
children from adversity so much as helping them
to understand and manage challenges. As Rutter
(2012) said, “Protection resides not in evasion
of the risk but in successful engagement with it”
(p. 186). As development progresses within a
healthy family environment, children internalize
and master the skills that are necessary to adapt
to adversity. This instruction in coping may be
implicit, such as modeling, or it may be overt,
such as inoculation and coaching (Brooks,
2005). Parents’ preparation of their children for
Resilience as Regulation
adversity may be one form of future-oriented
coping (Folkman & Moskowitz, 2004) entailing
proactive planning for later challenges. Additional research is needed to delineate the implicit
and deliberate ways that families prepare their
children to adapt to adversity.
Conclusions
We have deined family resilience in a way
that emphasizes regulatory processes within
dynamic systems: establishing equilibrium
in a system due to perturbations caused by
signiicant adversity. This deinition is deceptively simple, however. Consider the proximal
cause of disturbances to the family system.
Adversity has been deined in terms of cumulative social risks (e.g., Evans & Kim, 2013),
exposure to trauma (e.g., Fischer et al., 2013),
and expectable family transitions (e.g., P. A.
Cowan & Cowan, 2003), among other stressors
(Patterson, 2002a). Whether a given stressor
in fact results in a disturbance to the family
system may depend on multiple processes
including family members’ appraisals (Patterson, 2002b) and previous experience with stress,
especially in one’s family of origin (Luecken
et al., 2006). Earlier experiences with stress, the
stress appraisal process, and a threat’s intensity
and chronicity also may amplify or modulate
functioning of the autonomic nervous system,
speciically allostatic load, which itself may
mediate the relation between adversity and
adaptation (e.g., El-Sheikh & Erath, 2011;
Obradović, 2012). These complex processes
related to adversity imply that family members
may experience adversity in divergent ways,
and that the risk side of the resilience equation
requires multilevel systemic measures that are
sensitive to tipping points (Lich et al., 2013).
Regulatory processes involving adaptive
self-stabilization and adaptive self-organization
establish equilibrium in the family system
(Aldwin et al., 2011; Masten, 2007), but this
also is a deceptively simple claim. Regulatory
processes are operationalized differently across
studies, making it dificult to compare indings
or to identify which forms of regulation are
central to resilience. Also, regulatory processes
operate within a hierarchically organized family system (Cox & Paley, 1997). Each family
member has a unique set of vulnerabilities and
resources, each dyad has a unique relationship
history and relational dynamic, and the family
167
interacts with other social systems that may
create spillover and buffering effects (P. A.
Cowan et al., 1996). Biological mechanisms are
increasingly recognized as critical to children’s
vulnerability (Evans & Kim, 2013; Heatherton
& Wagner, 2011) and self-regulation, especially
in the parent – child dyad (Blair & Raver, 2012;
Galarce & Kawachi, 2013) and marital dyad
(Cummings et al., 2009). However, research
on biological mechanisms that contribute to
resilience has not yet been well integrated
into a family systems perspective that emphasizes probabilistic epigenesis over the life
course (Cicchetti, 2013). In short, if regulatory
processes are a linchpin of family resilience,
then future studies will need to be multilevel
and longitudinal and tap into the evolving
dynamics of a complex system (for examples,
see Davies et al., 2007; Evans & Kim, 2007;
Hardaway et al., 2012).
A resilience-as-regulation perspective may
characterize key aspects of a dynamic system’s
response to adversity – feedback loops, nonlinearities, and self-organization are notable (Lich
et al., 2013) – but this focus on regulatory
processes does omit constructs that likely are
important to resilience. Notably, certain family
resources contribute to resilience: optimism,
conidence, perseverance, transcendence, inancial security, and social support (Patterson,
2002a; Walsh, 2002). Patterson (2002a) argued
that these strength-based family traits should
be labeled as family “resiliency,” to distinguish
them from regulatory processes that contribute
to family “resilience.” However, some resources
also are involved in regulating family systems:
Secure internal working models may contribute
to resilience by means of emotion regulation
(Shaver & Mikulincer, 2012), and social support
contributes to family well-being by means of
emotion regulation and problem solving (Armstrong, Birnie-Lefcovitch, & Ungar, 2005). We
do not minimize the contribution of family
strengths to resilience but instead emphasize
that regulatory processes must be understood if
dynamic concepts such as equilibrium, adaptive
self-stabilization, and adaptive self-organization
in the family system are inherent to family
resilience.
Finally, a resilience-as-regulation framework
has implications for family-strengthening interventions. Evaluations of interventions for at-risk
families, as well as longitudinal research on
resilience, have identiied multiple pathways in
168
which regulatory processes mediate the relation between adversity and adaptation. These
mediational pathways often involve conlict resolution, emotion regulation, coping with stress,
and effective disciplinary practices. Less common are interventions to enhance coparenting
(but see Feinberg et al., 2013) or the marital relationship (but see C. P. Cowan et al.,
2011) that later affect children’s adaptation.
Rarer still are interventions that explicitly target whole-family regulatory processes such as
adaptability or routines versus chaos, although
some interventions, such as the Strengthening
Families Program (Kumpfer, Whiteside, Greene,
& Allen, 2010), have assessed family organization as an outcome. Intervention trials that aim
to promote family resilience by modifying regulatory processes could yield important insights
about adaptation to adversity. First, if regulatory
processes reestablish equilibrium in distressed
families by myriad pathways, then interventions
could be tailored to families’ speciic needs.
In systems terms, regulatory processes represent distinct leverage points (Lich et al., 2013)
to enhance family resilience. More generally,
family-strengthening interventions address complex problems that are embedded in social context and that are epigenetic in nature. As such,
interventions that target regulatory mechanisms
in families could advance systems models in prevention science more generally (Granic et al.,
2007; Lich et al., 2013) and resilience speciically (Rutter, 2012).
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