Nations and
Nationalism:
A Global
Historical Overview
V o lume 2
1880 to 1945
GU N T R AM H . H E R B
D AV I D H . KA P L A N
Editors
S A N TA B A R B A R A , C A L I F O R N I A
DENVER, COLORADO
OXFORD, ENGLAND
Copyright 2008 by ABC-CLIO
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Nations and Nationalism:
A Global Historical Overview
volume 2
1880 to 1945
Contents
List of Contributors vii
Preface xi
Acknowledgments xv
Introduction
xvii
hematic Essays
405 Culture and Nationalism
Neil McWilliam
419 Education and Nationalism
Peter J. Weber
435 Ethnic Cleansing and Genocide
Eagle Glassheim
444 Gender and Nationalism in the
Age of Self-Determination
Katherine O’Sullivan See
555 Baltic Nationalism
Kevin O’Connor
570 Bulgaria
Antonina Zhelyazkova
583 Czechoslovakia
Maria Dowling
597 Finland
Jouni Häkli
000 Germany
Stefan Berger
000 Greece
Gregory Jusdanis
000 Hungary
Steve Jobbitt
458 Nationalism and Geopolitics
Gertjan Dijkink
000 Ireland
William Jenkins
471 Language and Nationalism
John E. Joseph
000 Italy
Nicola Pizzolato
485 Literature and Nationalism
Jason Dittmer
000 Poland
Patrice Dabrowski
499 National Rituals of Belonging
Ulf Hedetoft
000 Russia
David Brandenberger
512 Perversions of Nationalism
Aristotle A. Kallis
000 Spain
Frederic Barberà
527 Philosophy, National Character,
and Nationalism
Paul H. Gilbert
000 Ukraine
Yaroslav Hrytsak
Europe
539 Austria
Lonnie R. Johnson
Middle East and Africa
000 Arab Nationalism
Ralph Coury
vi
CONTENTS
000 Ethiopia
Mohammed Hassen Ali
Seyoum Hameso
000 Japan
Neil Waters
000 Iraq
Peter Wien
000 Colombia
Jane M. Rausch
000 Turkey
Kyle T. Evered
000 Puerto Rico
Juan Manuel Carrión
Asia
Americas
Oceania
000 Burma
Jörg Schendel
000 Australia
Stephen Alomes
000 China
Hong-Ming Liang
000 New Zealand
Linda Bryder
000 India
John Mclane
000 Index
000 About the Editors
List of Contributors
Marco Adria
University of Alberta
Linda Bryder
University of Auckland
Christopher A. Airriess
Ball State University
Melanie E. L. Bush
Adelphi University
Mohammed Hassen Ali
Georgia State University
Roderick D. Bush
St. Johns University
Stephen Alomes
Deakin University
Juan Manuel Carrión
University of Puerto Rico
Celia Applegate
University of Rochester
Sun-Ki Chai
University of Hawaii
Chris Atwood
Indiana University
Colin M. Coates
York University
Ghania Azzout
University of Algiers
Saul B. Cohen
New York State Board of Regents
Alan Bairner
Loughborough University
Jerry Cooney
Louisville University (emeritus professor)
Frederic Barberà
Lancaster University
Stella Coram
Independent Scholar
Joshua Barker
University of Toronto
Stéphane Corcuf
University of Lyon
Roderick Barman
University of British Columbia
Jefrey J. Cormier
University of Western Ontario
Patrick Barr-Melej
Ohio University
Ralph Coury
Fairield University
Berch Berberoglu
University of Nevada, Reno
Philippe Couton
University of Ottawa
Stefan Berger
University of Manchester
Kathryn Crameri
University of Sydney
Chris Bierwirth
Murray State University
Ben Curtis
Seattle College
Brett Bowden
Australian National University
Patrice Dabrowski
Harvard University
David Brandenberger
University of Richmond
Devraj Dahal
Friedrich-Ebert-Stiftung Nepal
David Brown
Murdoch University
Gertjan Dijkink
University of Amsterdam
N ATION S A N D N ATION A LISM: VOLUME 2 (1880–1945)
viii
CONTRIBUTORS
Jason Dittmer
University College London
Dennis Hart
Kent State University
Chris Dixon
University of Queensland
David Allen Harvey
New College of Florida
Christine Doran
Charles Darwin University
Stephen Heathorn
McMaster University
Maria Dowling
St Mary’s College
Ulf Hedetoft
Aalborg University
Stéphane Dufoix
University of Paris
Jennifer Heuer
University of Massachusetts, Amherst
Kevin C. Dunn
Hobart and William Smith Colleges
Vernon Hewitt
University of Bristol
Jordana Dym
Skidmore College
Helen Hintjens
Institute of Social Studies, he Netherlands
Jonathan Eastwood
Washington and Lee University
Yaroslav Hrytsak
Central European University
Aygen Erdentug
Bilkent University
Hugh Hudson
Georgia State University
Kyle T. Evered
Michigan State University
Bonny Ibhawoh
Brock University
Søren Forchhammer
University of Copenhagen
Grigory Iofe
Radford University
Will Fowler
University of St Andrews
Zachary Irwin
Penn State University–Erie,
he Behrend College
Michael Geisler
Middlebury College
Paul H. Gilbert
University of Hull
Eagle Glassheim
University of British Columbia
Arnon Golan
Haifa University
Liah Greenfeld
Boston University
Jouni Häkli
University of Tampere
Tareq Ismael
University of Calgary
Nils Jacobsen
University of Illinois–Urbana-Champaign
Laura Dudley Jenkins
University of Cincinnati
William Jenkins
York University
Steve Jobbitt
University of Toronto
Seyoum Hameso
University of East London
Lonnie R. Johnson
Austrian-American Educational Commission
(Fulbright Commission), Vienna
Paul Hamilton
Brock University
Rhys Jones
University of Wales, Aberystwyth
Samira Hanii
University of Algiers
Cynthia Joseph
Monash University
N AT IONS AND NAT IONALIS M: VOLUME 2 (1880–1945)
ix
CONTRIBUTORS
John E. Joseph
University of Edinburgh
Christopher Marsh
Baylor University
Gregory Jusdanis
Ohio State University
Warren Mason
Miami University, Ohio
Aristotle A. Kallis
Lancaster University
John Maynard
University of Newcastle, Australia
Antoni Kapcia
Nottingham University
John M. McCardell Jr.
Middlebury College
Martha Kaplan
Vassar College
John Mclane
Northwestern University
Sharon Kelly
University of Toronto
Kim McMullen
Kenyon College
James Kennedy
University of Edinburgh
Neil McWilliam
Duke University
Robert Kerr
University of Central Oklahoma
Nenad Miscevic
Central European University
P. Christiaan Klieger
Oakland Museum of California
Graeme Morton
University of Guelph
David B. Knight
University of Guelph
Joane Nagel
University of Kansas
Hans Knippenberg
University of Amsterdam
Byron Nordstrom
Gustavus University
Taras Kuzio
George Washington University
Kevin O’Connor
Gonzaga University
Albert Lau
National University of Singapore
Shannon O’Lear
University of Kansas
Orion Lewis
University of Colorado
Steven Oluic
United States Military Academy
Hong-Ming Liang
Washington University in St. Louis
Kenneth R. Olwig
Swedish University of Agricultural Sciences
Catherine Lloyd
University of Oxford
Brian S. Osborne
Queens University
Ouassila Loudjani
University of Algiers
Cynthia Paces
he College of New Jersey
Norrie MacQueen
University of Dundee
Razmik Panossian
London School of Economics
Paul Maddrell
Aberystwyth University
Christopher Paulin
Manchester Community College
Fouad Makki
Cornell University
Hooman Peimani
Bradford University
Virginie Mamadouh
University of Amsterdam
Nicola Pizzolato
Queen Mary University of London
N ATION S A N D N ATION A LISM: VOLUME 2 (1880–1945)
x
CONTRIBUTORS
Linda Racioppi
Michigan State University
Ray Taras
University of Colorado
Pauliina Raento
University of Helsinki
Jessica Teets
University of Colorado
Jane M. Rausch
University of Massachusetts–Amherst
Anne Marie Todd
San Jose State University
Elizabeth Rechniewski
University of Sydney
Anna Triandafyllidou
Hellenic Foundation for European and
Foreign Policy
Angelo Restivo
Georgia State University
Elisa Roller
European Commission
Luis Roniger
Wake Forest University
Marianne Rostgaard
Aalborg University
Victor Roudometof
University of Cyprus
Mona Russell
East Carolina University
Jörg Schendel
Independent Scholar
Conrad Schetter
University of Bonn
Klaus Schleicher
University of Hamburg
Katherine O’Sullivan See
Michigan State University
Nanda R. Shrestha
Florida A&M University
Daniel Speich
ETH Zurich
Alberto Spektorowski
Tel Aviv University
Daniel Stone
University of Winnipeg
Christine Straehle
University of Quebec at Montreal
Laszlo Strausz
Georgia State University
William H. Swatos Jr.
Association for the Sociology of Religion
Toon van Meijl
Radboud University Mijmegen
Neil Waters
Middlebury College
Peter J. Weber
Hochschule für Angewandte Sprachen (SDI),
Munich
Ben Wellings
he Australian National University
George White
Frostburg State University
Joseph M. Whitmeyer
University of North Carolina, Charlotte
Peter Wien
University of Maryland
Michael Wood
Dawson College
Kathleen Woodhouse
Rutgers University
David Yaghoubian
California State at San Bernardino
Takashi Yamazaki
Osaka City University
Antonina Zhelyazkova
International Center for Minority Studies and
Intercultural Relations, Soia, Bulgaria
Research Assistants
Gruia Badescu
Zachary Hecht-Leavitt
Jonathan Hsu
Kathleen Woodhouse
Cartography
Conor J. Stinson
Jonathan Hsu
N AT IONS AND NAT IONALIS M: VOLUME 2 (1880–1945)
Turkey
Kyle T. Evered
Chronology
1839–1871
1877–1878
1914–1918
1915
1916
1918–1923
1919
1919–1923
1920
1922
1923
1924
1927
1928
1933
1934
1938
1952
Ottoman Empire’s Tanzimat reform era.
Russo-Turkish War results in an Ottoman defeat.
World War I.
Battle of Gallipoli.
Sykes-Picot agreement between Britain and France.
British and Triple Entente occupations of Istanbul.
Amasya Agreement; Erzurum Congress; Sivas Congress.
Turkish War of Independence.
National Pact declared; Grand National Assembly formed in Ankara; Treaty of Sèvres.
Sultanate is abolished.
Treaty of Lausanne. Also, a recently re-seated assembly proclaims a new Turkish Republic and declares Atatürk as its president and İnönü as its prime minister.
The caliphate is abolished.
Atatürk delivers his famous 36-hour “Speech” (or Nutuk) to a Republican Peoples
Party congress.
Introduction of a new Turkish alphabet.
Universal suffrage is declared.
Turkish assembly confers surname/title “Atatürk” (or “father of the Turks”) upon Mustafa Kemal.
Death of Atatürk.
Turkey joins NATO.
Situating the Nation
Today linked inextricably to the modern Republic of Turkey, variations of Turkish
nationalism actually arose in the inal decades of the Ottoman Empire (1290s–
1922). his political precursor to the Turkish nation-state was not, however, an
entity that could be deined essentially as just “Turkish.” hough led primarily by
a ruling Ottoman Turkish dynasty, the Ottoman state was a vast land-based empire that was notable for a populace of diverse ethnicities, languages, and religions. It was also an Islamic state that had claimed control of the Caliphate since
as early as the 15th century. As an institution, the Caliphate originated in the seventh century following the death of the Prophet Muhammad (ca. 570–632 CE). It
was the only institution in history that authorized a uniied religious and political
leadership over the Islamic world, as recognized at least by most Sunni Muslims,
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761
and it thus became a major prize for empires of the Middle East to control since
the time of the Umayyad dynasty in the later seventh century.
For the Ottomans, reliance on the authority and symbolisms of the sultanate
and the Caliphate were not the only means to rule an empire that included many
non-Turks and non-Muslims. Practical governance of this pluralistic society functioned through the establishment of the millet system. Initially, a millet was deined
roughly as a religious community, but concepts of ethnicity became integrated
over time, as well. his system implied a centralized, imperial order within which
local communities existed in a semi-autonomous state that both allowed them to
express their own religious, cultural, and linguistic identities at a local scale and
empowered them to manage related institutions (especially for religion and education). In this manner, the millet system was a safeguard against the empire’s potentially disruptive heterogeneity; rather than immediately assuming that unfavorable
policies resulted from ethnic or religious discrimination, individuals were limited to making less politically volatile assumptions focused on their own communities, its leaders, and its representatives and liaisons in the imperial system.
In depicting periods prior to the late Ottoman era, many historians have represented the millet system as a successful means of governing an extremely diverse
society.
Already in a sustained period of decline since the 17th-century economic crisis, the Ottoman Empire of the 19th century experienced serious challenges to its
legitimacy and its very existence. Problems faced by the Sublime Porte (i.e., the
Ottoman state) included the particularization of ethnic and religious groups into
nationalisms that would seek total autonomy, competition with other global empires (such as the expanding Russian empire), economic and technological marginalization, and bureaucratic ineiciencies. Identifying many of these problems
as stemming from failures to modernize, the Ottomans initiated the Tanzimat reforms in 1839. he reform era that followed (1839–1871) witnessed an emphasis
on modernizing—and further centralizing and empowering—the empire’s bureaucratic institutions and the ways that state and society were managed. It was
also a period marked by state eforts to enhance loyalty to the troubled empire by
moving beyond requiring simply allegiance from its subjects and millets to actually promoting identiication with the empire. his state-fostered identity construct known as “Ottomanism” thus evolved in a context of reform that was both
inspired by connections—and competition—with Europe, on the one hand, and
devised to prevent internal ethno-nationalist fragmentation by substituting an
imperial identity, on the other. In dealing speciically with its Muslim populace,
the empire also emphasized “Islamism” as an identity subject to the Ottomanheld Caliphate. Lacking anything approaching a robust economy, many of the
ambitious Tanzimat reforms were instituted piecemeal and partially, at best.
Moreover, Ottomanism, interpreted by many non-Turkish citizens as an assertion of Turkish identity over other ethnic identities, often contributed more to
ethno-national development among the empire’s ethnic minorities, and Islamism
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763
was viewed both as divisive by many non-Muslims and as illegitimate by many
Arab Muslims who had long doubted the appropriateness of a non-Arab Caliphate ruling over the umma (the collective Islamic community).
his era also gave rise to the Young Ottomans, a disparate group of intellectuals who were comprised mostly of educated sons of the elite and lesser oicials.
Media savvy, they were the irst in Turkey to employ a press for their own ends.
hough their interests were diverse, they generally regarded the Tanzimat reforms
as hollow approximations of European ideals that were applied autocratically
and were essentially disloyal to Ottoman traditions and Islamic sensibilities. Advocating an alternative Ottomanism that was not just articulated from above,
they were staunch critics of the state, committed to promoting alternative paths
of modernization that would be true to their Ottoman heritage, to Islam, and to
their desire to learn from Europe without being subordinate to it politically, culturally, or intellectually.
Historically, the most prominent from this loose grouping of early nationalists was Namik Kemal. His contemporaries likely appreciated his powerful emphasis on the supreme importance of vatan (“fatherland”), a concern due to the
ongoing territorial dissolution of the Ottoman Empire. Having already lost much
of what would become Greece in the preceding decades, the Ottoman state was
confronted throughout the 19th century both by other global empires and by rebellious ethno-nationalisms and religious groups. he most notable of these international conlicts was the Russo-Turkish War of 1877–1878, which resulted in
large losses of lives on both sides. Russia’s immediate geopolitical gains from the
war were largely reversed later by other European powers at the 1878 Congress of
Berlin, while the Ottoman Empire lost most of its territories in the Balkans and a
great deal of prestige and legitimacy. Additional events that would contribute to
the eventual decline and collapse of the empire included the following: Austria
Namik Kemal (1840–1888)
Namik Kemal was among the first foundational figures contributing to an emergent Turkish national identity. He was a writer of plays, poems, and prose, a newspaper columnist,
and a publisher. Heavily associated with—directly or otherwise through the influence of
his words—the Young Ottomans and later the Young Turks, he was also distinguished
from many as he never sought to thoroughly renounce Islam, even being associated especially with Sufism in his later years. As such, he is sometimes identified as an early model
thinker for representing the compatibility between maintaining the Islamic faith alongside
secular politics, as well as for advancing the ideas and agendas of a nascent Turkish nationalism. He is most credited with embedding the territorial idea of vatan in the collective
Turkish nationalist consciousness. His early 1870s dramatic play Vatan yahnut Sillistre is
associated most often with Kemal’s popularization of this term and the sentiments of
territoriality..
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seizing Bosnia-Herzegovina; a French occupation of Tunisia; a British occupation
of Egypt; Bulgaria’s annexation of East Rumelia; the rise of Armenian nationalism
amid Russian intervention; the Greco-Turkish War; and the Macedonian question. Prior to—and especially after—such conlicts, the Ottoman Empire was regarded by Western powers as the so-called “Sick Man of Europe.” Such losses also
contributed to the further actualization of Turkish national identiication. he
outcome of both the Russo-Turkish War of 1877–1878 and the other losses that
preceded it, plus the ascension of Sultan Abdülhamid II (1842–1918, reigned
1876–1909) to the throne, marked the end to the brief ive-year period of constitutional experimentation, when the Young Ottomans exercised varying degrees
of inluence over Ottoman policies.
In the subsequent decades, Abdülhamid II reverted to autocratic rule, although he sought to realize many of the reformist promises of the Tanzimat, applying his own versions of Ottomanism among the empire’s citizenry and Islamism
among its Muslims. Accordingly, education became an important state tool in
promoting these ideals—though iscal limitations often inhibited opening and
expanding schools. Schooling was also a sphere of foreign penetration, with other
empires and Christian missionaries opening schools throughout the empire—
especially in territories of ethnic and religious minorities. As a leader, Abdülhamid II was not at all averse to employing severe—even violent—repression to
perceived resistance, as was particularly true in policies toward the empire’s increasingly nationalistic and pro-Russian Armenian minority.
In reaction to Abdülhamid II’s rule, as well as from a desire to revive the constitutionalism that was considered briely in the Young Ottoman period prior to
his ascension, the so-called Young Turks (also known as the Committee of Union
and Progress, or CUP, and by similar names) articulated many alternative expressions of Ottomanism. As with manifestations of Ottomanism that were voiced by
the Young Ottomans, the visions of Ottomanism expressed by the Young Turks
expressed evocatively and appreciably a nascent Turkish nationalism. Almost
without exception, historians of this period have depicted the rise of the Young
Turks as inluenced—at least partly—by liberal ideologies in the West, as were
many Young Ottomans. With respect to Islamism, some were quite devoted to its
adoption and application, others were less enthusiastic, and some were even opposed to its emphasis. Many also manipulated ethnic and religious diferences
within Ottoman society to acquire support against Abdülhamid II—sometimes
creating enduring intergroup animosities. Others attempted to deine variously
distinct Turkish nationalisms; some expressions had profoundly racial overtones,
others were based more on ethnicity, and others integrated both approaches in
deining “Turkish-ness.”
Additionally, some Young Turks’ views went far beyond the realms of the Ottoman Empire and promoted pan-Turkism—seeking to unify all Turkic peoples
from eastern Europe to eastern Turkestan (today, China’s Xinjiang province). hus,
while notions of an Ottoman or Turkish territory might have been a growing
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concern, speciic expressions of its location ranged from the European and Anatolian territories of the modern Turkish nation-state to the various territories
claimed by the Ottoman Empire throughout its long histories, and even to the
central southern core of Eurasia. Given such variabilities, it is diicult to make
appropriate generalizations about the Young Turks collectively. Indeed, it would
be more appropriate to distinguish between the political program followed by
those who would later rise to power, on the one hand, and the individual works of
this broad movement’s main luminaries, on the other. In sum, their profound diversity has sometimes been overshadowed by their unity of opposition to Abdülhamid II and their stated desires to restore a constitutional system.
Disenchantment in the empire with Abdülhamid II and his tight control of
the state was widespread. In 1908, a Young Turk leadership asserted control by
gaining the support of troops stationed in Macedonia. hey reinstated the 1876,
pre-Abdülhamid II constitution and marched toward Istanbul. Despite a counterrevolution led by Abdülhamid II in April 1909, the Young Turks established
themselves, deposed Abdülhamid II, and set up a constitutional monarchy that
they led. he sultanate, under Mehmed V (1844–1918, reigned 1909–1918), would
be little more than a igurehead for the state throughout the remainder of the empire’s history. Focused on acquiring internal control, the Young Turks made the
Ottoman state extremely vulnerable to external powers—even promoting cooperation among them (especially Britain and France). In recalling the territorial
losses and insecurity that the empire endured during the previous century, this
focus was both foolhardy and dangerous. his characterization was especially
true of the Ottoman Empire’s involvement in World War I. Seeking to alleviate
their most immediate concerns over Ottoman territories with the British and the
French and relecting the sympathies of many with the plight of Turkic Muslims
in the Russian empire, the Young Turk political leadership entered eagerly into an
alliance with Germany.
he overzealous application of their political leadership’s policies within the
empire was also counterproductive. Despite the hardships that instability and
friction with external powers caused, the Young Turks attempted to achieve internal control by any means possible. When not preoccupied with foreign challenges along their borders, the Young Turks attempted to quell any dissension
within them. For instance, shortly before Erzurum was captured by Russia in
1916, many Armenians were massacred or died amid deportations from Eastern
Anatolia, making the massacres of Armenians under Abdülhamid II seem little
more than a prelude in scale. Despite the deaths of many Turks in the interethnic violence that ensued, Armenian claims of “genocide” persist to the present
day and still frustrate the Turkish nation-state internationally in its conduct of
foreign afairs and domestically as various parties seek to address the matter
publicly.
hough the Ottoman Empire’s demise is often associated with World War I in
prosaic general histories, this banal view only accounts for the last scenes of a
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Mehmet Ziya Gökalp
Ziya Gökalp (1876–1924), as he is more commonly known, is widely regarded as the
most significant voice of an emergent Turkish nation prior to the rise of Atatürk. Born in
Diyarbakir—possibly with some Kurdish ancestry—educated in veterinary science in Istanbul, and a self-taught philosopher and sociologist, he was influenced strongly by the
works of Durkheim and other European notables. Advocating a centralized system of education, he viewed it as a chief vehicle for integrating Western ideas with Turkish national
culture, and both with Islam. He held only minor political offices during the Young Turk era
and served in the new republic’s assembly for only a short time until his death. Gökalp’s
major accomplishment was the construction of an ideological foundation that facilitated
both the transition from the Young Turks’ version of the Ottoman state to the modern
Turkish republic and the creation of a national image that functioned as the theoretical
counterpart to what would be Atatürk’s national policies.
rather long drama involving many internal dynamics. he internal histories of
identity construction—not only of Ottomanism, Islamism, pan-Turkism, and Turkish nationalisms but also of many ethnic and religious minorities’ nationalisms—
and of conlicting views of governance and the proper paths to modernization
were at least as decisive in bringing about the empire’s eventual collapse. In both
the histories of the inal days of the empire and of the republic that would follow,
the works of writers and philosophers from the Young Ottoman era, like Namik
Kemal, and from the Young Turk era, like Mehmet Ziya Gökalp and Yusuf Akçura,
would prove decisive in articulating the lexicon and imageries that Mustafa Kemal Atatürk (1881–1938) would draw upon in deining the Turkish nation-state.
Instituting the Nation
While debates over the eventual division of Ottoman territories—and especially
the Bosporus—had been ongoing among European powers for almost a century,
the eventual demise of the so-called “Sick Man of Europe” was especially a matter
of concern amid the hostilities of World War I. Britain and France’s attempt to
gain a foothold in Anatolia that could be used as a base for a push toward Istanbul and the Bosporus—the prolonged Battle of Gallipoli that took place throughout much of 1915—was thoroughly unsuccessful. his battle did, however, enable
the meteoric rise of a mid-level oicer named Mustafa Kemal. Later known as
Mustafa Kemal Atatürk, he distinguished himself as one of the heroes of the fatherland in leading troops against this considerable invasion force. In the following year, the Sykes-Picot agreement of 1916 formally divided the Ottoman lands.
he plan efectively carved up not only much of the remaining Arab lands of the
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Ottoman Empire between Britain and France, it also partitioned considerable
lands in what would emerge—despite this plan—as the modern Turkish republic.
Earlier agreements also made territorial oferings within Anatolia to Italy and
even ofered the Bosphorus and Istanbul to Russia.
With the Ottoman defeat in World War I, Sultan Mehmed VI (1861–1926,
reigned 1918–1922) was briely in a position of symbolic leadership over what remained of the empire, while the British and then the Triple Entente began an occupation of Istanbul that would last from 1918 to 1923. At this time, the sultan
had the remaining members of the top CUP/Young Turk leadership arrested—
some had already led—and they were then convicted of various crimes, several
of them in absentia. In May 1919, Atatürk and others began the Turkish War of
Independence—recognizing the failed Ottoman state for the European puppet
state it was beginning to become. he presence of foreign forces in Istanbul and
Anatolia helped him acquire support with the call to arms that came in the form
of the June 1919 Amasya Agreement. his movement for an independent nationstate was further galvanized by the subsequent 1919 congresses held in both Erzurum and Sivas. At these congresses, among many other issues, the territorial
shape of an eventual Turkish nation-state was envisioned. his idealized Turkish
national homeland was oicially declared in January 1920 the Misak-ı Millî (National Pact). he operative capital for this new homeland was designated in the
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small, central Anatolian city of Ankara in April 1920 when a national assembly
was established there.
he earlier proposed Sykes-Picot partition would seem minor, however, in
contrast with the terms of the 1920 Treaty of Sèvres and its division of Anatolia.
hough accepted by the marginalized Ottoman sultanate, this treaty was rejected
by—and also contributed to further support for—Atatürk’s alternative government, which also abolished the sultanate in November 1922. Atatürk’s rejection
of the Treaty of Sèvres and his leadership during the ongoing Turkish War of Independence forced an eventual replacement of the original treaty with the 1923
Treaty of Lausanne. his agreement roughly ixed international recognition of
the boundaries largely associated with the modern Turkish republic.
In October 1923, already possessing a state structure from the War of Independence, the new state’s assembly proclaimed the new Republic of Turkey, appointed Mustafa Kemal Atatürk as its new president, and declared that the
military leader—and Atatürk’s key representative at the Lausanne peace talks—
İsmet İnönü (1884–1973) would be prime minister. Upon this history of national
struggle, the nation-state of Turkey would be established—as would a vision of
its membership and the singular national narrative that was directed largely by
Atatürk. In this manner, Kemalism—named for Mustafa Kemal Atatürk—became
the singular deinition of Turkish nationalism, the ideological basis of the nationstate, and the doctrine of the republic. In this context, too, we see why Mustafa
Kemal would later acquire “Atatürk” (or “father Turk”) as his surname/title from
a 1934 act of Turkey’s assembly.
Defining the Nation
As noted above, there was a rich and diverse tradition of deining “Turkish-ness”
—and, recalling pan-Turkism, even “Turkic-ness”—since as early as the Tanzimat
era (if we include early, state-led Ottomanism) and the Young Ottomans. he new
republic under Atatürk’s leadership sought to deine itself as a modern nationstate, and it thus circumscribed a Turkish nationalism that purged notions of
Ottomanism and Islamism. Alternative Anatolian identities, such as those of the
Armenians, Greeks, Kurds, Laz, and others, were also not included in visions of
the new nation’s membership. While some of these groups had been previously
expelled—or would be shortly amid population exchanges with Greece, for example, others were expected to assimilate ethnically and linguistically. In this
sense, the vision of a Turkish nation that was being employed was one of an elective identity; through education and personal choice, people could become Turkish. Indeed, racial views of identity—especially when they were associated with
pan-Turkish ideals and agendas—were characterized as fundamentally racist
and even fascist, and advocates of such perspectives were later targets of proseN AT IONS AND NAT IONALIS M: VOLUME 2 (1880–1945)
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cution in the Anatolian republic. While this view of a national identity was ine
for everyone who was inclined to comply with it, it created particular problems
for those who were not. Indeed, Atatürk’s euphemistic characterization of Kurds
as simply “mountain Turks” relected not only intolerance for alternative inclinations of ethnic identiication (not to mention either ignorance or ambivalence
toward a people who are Irani, and not Turkic) but also a pejorative view of alternative ethnic identities within the republic as primitive and ignorant. Given such
perspectives, it is also understandable why the relatively poor republic that
emerged from the Ottoman state’s collapse and World War I pursued policies of
nation-building and education with such rigor. Meanwhile, Kurdish identity and
political agendas were suppressed by the state, thus beginning the basis for the
Kurdish question—and the associated problem of insurgency—that persists to
this day in southeastern Anatolia.
he geographic deinition of the Turkish nation also remained consistent
with the vision articulated in the so-called National Pact of 1920, though with
some exceptions; the former Ottoman vilayet (or province) of Mosul was relinquished to the British as part of Mandate Iraq, and there were some other less
signiicant changes as well. his geopolitical organization of the state was viewed
as critical to the Turkish state in a number of ways. Initially, with the exception of
claims by Kurds and other minority ethnic groups and by Armenians and Greeks
who had been expelled or were being “exchanged,” it was not a territory that could
be viewed as particularly threatening to others or as irredentist. Indeed, it is often noted in Turkish national histories that Atatürk sought to safeguard Turkey
by avoiding such territorial ambitions and opportunities, as in the case of his reported rejection of Azerbaijani invitations for him to annex Azerbaijan so that it
would be under fellow Turkic peoples and not under Russo-Soviet control. Later,
this geographic decisiveness created what many Turks viewed as an ideal Anatolian core upon which the national narrative could be established.
he matter of religion was also a great concern. While Turkey is often characterized as supporting “secularism,” some scholars of the early republic prefer to
describe it as endorsing “laicism.” As a concept, laicism was borrowed from constitutional developments in 19th-century France and had little to do with thoroughly suppressing any particular religion. Rather, it was a more explicit statement
airming that the state would not support—or even simply favor—any particular
religion. he removal of Islam from the political sphere began at least as early as
Atatürk’s 1924 abolishment of the caliphate and the abolishment of Islamic courts,
and it continued politically with the 1937 incorporation of “secularism” in the republic’s constitution and with related social reforms, such as the prohibition of
veiling or covering by women and girls who worked for the state or attended its
schools. Still, characterizations of the Turkish republic as “secular” or “laicist” are
overstatements. Indeed, though Atatürk tried to keep the politicization of Islam
and the Islamicization of politics in check, the state also neither aspired to
eliminate religion entirely nor entrust it to non-state entities. In keeping with the
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corporatist Kemalist state, religion was to be managed by state institutions that
would control theological education, staing of clergy, mosques and other infrastructure, and so forth. his arrangement would endure until changes in the administration of religion in Turkey which came about due to manifestations of
political Islam that emerged over the past two decades. As with state repression
of political expressions of ethno-linguistic identities, suppression of religion and
dealing with its resurgence became an enduring challenge for the state.
In addition to ethno-linguistic, geographic, and religious aspects of national
identity, deining the Turkish nation and the Kemalist state in a way that was inclusive for women was also a major concern. hough Atatürk made women’s
rights and opportunities a priority, the issue was not entirely new. During the
later period of imperial decline, the roles of women both in the family and within
a wider society were topics that were commonly discussed by supporters of the
Ottoman state and by its array of critics, alike. hus, even prior to the creation of
a secular Turkish republic, symbolisms of the place of women in Ottoman society
constituted powerful discursive weapons in struggles against both tradition and
conservative Islam. For Ziya Gökalp, the woman was employed symbolically in
consonance with imagery from idyllic Turkic communities of ages past. In such
contexts, women and men were idealized as having equal rights and privileges in
both the home and society. herefore, notions of parity between the sexes were
quite integral in the fusions of Turkic mythologies and political ideals that would
emerge in most manifestations of Turkish nationalism. Among the key proponents
of women’s roles in the emergent Turkish nation and nation-state was the prominent woman writer Halide Edib Adivar (1884–1964). In 1933, universal sufrage
was declared in Turkey—ahead of similar declarations in some Western states.
Narrating the Nation
While an abundance of “Turkish” literature—novels, short stories, plays, songs,
poetry, histories, essays, and so forth—emerged after the time of the Young Ottomans by writers such as Namik Kemal, Ziya Gökalp, Yusuf Akçura, and Halide
Edib Adivar, among others, perhaps the most profound statement of the new
nation-state was written on the Anatolian landscape rather than on paper. he
designation of Ankara as the nation’s capital was a profound statement about
what the Turkish nation was—or at least what it should be—and what it was not.
Rejecting Istanbul, the centuries-long seat of both the Ottoman sultanate and the
caliphate, Ankara would remain the center of the new Anatolian and secularist
Turkish nation-state. As with many forward capitals, the planning for Ankara was
ambitious and involved an international competition to select the ideal design for
the modernist republic. Incorporating the usual state buildings and monuments—
ones that were grandiose in scale and ultramodern and masculine in style—the
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Yusuf Akçura
Of both Volga and Crimean Tatar heritage, Akçura (1876–1935) was one of the few figures associated with the Young Turk movement who was not only influenced by European
thought but who actually studied for a number of years in France. A prodigious writer, his
pan-Turkish influence on the Young Turks is often explained by his parentage, his sustained connections with and sympathies for the Tatars of Kazan, and family connections
to the distinguished Tatar Jadidist Ismail Bey Gaspirali. With the emergence of the Turkish
state, he was a member of the Turkish assembly, but was perhaps most noted for being
tapped by Atatürk to head the republic’s historical society—what would emerge to be the
Türk Tarih Kurumu (Turkish Historical Foundation).
chosen plans also included signiicant green spaces and elements like an urban
farm for research. Such designs revealed how the Kemalist state intended to instruct its citizenry on how their lives should be lived, not only in work but in recreation, and how the state intended to reach out and modernize what was still an
essentially agrarian, rural society.
he selection of Ankara was also telling about how the nation would deine
its membership. Abandoning the cosmopolitan, world city of Istanbul, Ankara
was reinvented as a quintessentially Anatolian hearth for an Anatolian Turkish
nation. he ethnic, linguistic, and religious diversity of Ottoman society was thus
rejected, as was any identiication with ambitions beyond the borders roughly
identiied by the National Pact of 1920—with some subsequent modiications.
he seat of the new nation-state thus spoke to its intentions of neutrality—as
would be demonstrated in the subsequent World War II era—and its introspective orientation. Indeed, rather than looking to other Turkic societies to deine
the nation, the Kemalist state incorporated pre-Turkic symbols of Anatolia—such
as those of the Hittites and other early Anatolian-based civilizations. As a matter
of state historiography, the Ottoman past was thus relegated to a far lesser status
than the evolving histories of the republic would be. While Ankara as a tableau
for the presentation of this idealized Anatolian Turkish state was a sound choice,
the presentation’s mythic appropriations of past civilizations and its exclusions
of contemporary identities still present in Anatolia (like those of the Kurds, Laz,
remaining Armenians and Greeks, Alevis, and other ethnic and religious constituencies) would create profound obstacles for future generations.
hough such excluded ethno-linguistic and religious “others” would confront
the state in later years of the republic, other types of alternative narratives did
emerge in the early period. In such cases, too, the urban landscape provides us
with an ideal view of such discordant narrations of the nation. Although the Kemalist state was ambitious, populist, and corporatist—not only out of a desire
to control but also out of sincere convictions of inclusivity in the program of
modernization—its resources were seriously limited. his became immediately
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Major intersection in Ankara with the city’s former Hittite-derived symbol prominently displayed. Since the rise of Islamism in contemporary Turkey, this symbol was replaced by a
symbol incorporating a mosque. (Courtesy of Kyle T. Evered)
apparent in the dynamics of rural-to-urban population shifts. Despite its remarkable planning, Ankara—and other large cities—simply could not foresee or efectively absorb the numbers of people arriving from the countryside. hus, encircling
and interspersed with the ornately planned landscape of the capital emerged
gecekondu (Turkish squatter settlements) that would endure in various forms up
to the present day. hese neighborhoods of the disenfranchised in the capital and
in other key cities would form the basis of a sort of Islamic populism that would
manifest itself in the late 20th and early 21st centuries.
Mobilizing and Building the Nation
In addition to the populism and corporatism that the state employed—and its
written and unwritten policies of inclusion/exclusion, as indicated above—the
Kemalist state also found particular nation-building institutions to be of paramount importance. Beyond just a centralized system of education that largely excluded private schools and universities—at least until recent decades—the state
would also craft a distinct notion of “Turkishness.” his goal would depend upon
controlling language, history, and notions of tradition, among other things.
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At the time of the empire’s collapse, the common written language was Ottoman Turkish. It was a hybrid of Turkish, Arabic, and Persian and was written in
variations of the Arabic script. For the vast majority of peoples in Anatolia, this
language was not only inaccessible on account of their mass rates of illiteracy, but
much of its vocabulary was also foreign. To foster nation-building projects, one of
the immediate priorities involved both standardizing a Turkish language and the
promotion of literacy. In 1928, Turkey adopted a modern Turkish alphabet—a
move that also implied severing connections with its Ottoman and Islamic past
and more closely approximating a European/Western future. In 1932, Turkey
established what would eventually become the Türk Dil Kurumu (Turkish Language Foundation). Initially guided by the so-called “Sun-Language heory,”
language reforms began that would endure and continue long beyond the immediate interests generated by this bizarre view on the Turkish language and its derivation. In scope, the reforms generally entailed the replacement of Arabic and
Persian words with Turkish words and/or neologisms. Words that were unique
inventions for this particular Anatolian Turkish replaced words common throughout most Turkic languages. Geofrey Lewis’s book, he Turkish Language Reform:
A Catastrophic Success, provides a wonderful account of how the actions and results of the project far exceeded the original expectations of its mandate.
As indicated in the previous section, the formative Kemalist state sought to
further solidify the legitimacy of the republic in the minds of its citizens—while
sharply diferentiating itself from its not-so-distant Ottoman and Islamic pasts. It
thus created and fostered its own academic institutions that were devoted to the
history of the Turkish nation. In this exercise, an unlikely mixing of the Anatolianbound Kemalism with a revamped pan-Turanian notion of ethno-genesis could
be witnessed. As it became institutionalized, however, it was entirely apparent
that the alluring pan-Turanian myths of Turkic origins would only be employed
to the extent that they would reify the exclusively Anatolian imagery of the Turkish nation-state. While appeasing some citizens’ fantasies of the pan-Turanian,
they would refocus attention back toward Anatolia. In short, a co-optation of Turkists was sought through the deployment of mythic histories of the nation. Yusuf
Akçura was appointed to lead this movement and establish what would become
the Türk Tarih Kurumu (Turkish Historical Foundation). At its 1932 gathering—
and with the enthusiastic support of Atatürk—the so-called “Turkish historical
thesis” was advanced as the singular paradigm of the nation’s history. Blending
aspects of the mythic, the historic, and the fantastic, this thesis purported that
the origins of all Turkic peoples could be traced to central Asia.
he “Turkish historical thesis” was based on notions concerning the Turkic
cultural hearth in central Asia, from which Turkic peoples difused in successive
waves outward to Europe, the Middle East, east Asia, and even to the Americas.
According to this thesis, the civilizations that would later emerge were all culturally and biologically derivative, at least in part, of an early Turkic people of one
ethnic type or another. his insinuation of a Turkic contribution to, or at least a
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presence within, the major civilizations of the world was an idea that was not
promoted outside Turkey, but it was further developed and taught from early
childhood on within the republic. he Anatolian Turkish nationalism of the Kemalist period thus depicted earlier peoples of the region as ancestral brethren—
sometimes in a rather extreme fashion. he earliest of Anatolia’s prehistoric
agriculturalists and pastoralists, the Hittites, the Phrygians, the Lydians, the
Galatians, the Sumerians, the Byzantines, and the Seljuk and Osmanlı/Ottoman
Turks were thus all rooted in the soil of Anatolia and were alive in the present
day in the Turkish nation and its political manifestation, the Kemalist state.
Monuments of a romantic Anatolia would be erected subsequently, even in prominent locations within the nation’s capital. Indeed, images from Hittite art have
been common motifs in government publications and textbooks throughout the
nation-state era. heir contemporary usage has been in decline, however, as they
have been increasingly replaced—sometimes even amid contestations regarding claims as to their authenticity/legitimacy. he earlier, Kemalist-era icon for
Ankara featured one such Hittite statue, and its departure is but one example of
the declining symbolic relevance of Anatolian icons.
Finally, within the Turkish republic, the question as to whether or not to employ folk culture as a medium for nation-building was never an issue. Indeed, that
question seems to have been resolved by Young Ottoman and Young Turk theorists, like Namik Kemal and Ziya Gökalp, respectively. Moreover, the message was
not at issue either; the state would promote the Anatolian ideal of Turkish nationalism as fostered by the Kemalist state. he main questions concerning folk
culture, therefore, tended to center around the forms to be promoted and how
they might complement—or how they might require modiication in order to
complement—the historical and linguistic projects of the new nation-state. Of
the varieties of folk culture that the Turkish state actively promoted, folklore
could easily be identiied as having been among the most prominent. Indeed, as a
crucial component of nation-building, folklore studies in Turkey enjoyed the status of a discipline unto itself for many years. In 1927, the Halk Bilgisi Derneği
(Folklore Association) was established. Publications, such as the association’s
journal Halk Bilgisi Mecmuası, soon followed. Building upon some of the earlier
works of igures like Gökalp, many initial works were devoted to the epics of heroic igures or popular tales.
Under the Kemalist leadership and institutions of the early republic, the Turkish nation developed along a largely singular trajectory within Turkey until the
inal days of World War II and Turkey’s increased contacts with the West through
programs like the Truman Doctrine and its entry into NATO in the early 1950s.
While divergence from this trajectory did occur—as was the case with panTurkish or Kurdish activists—it was policed and repressed by the state. In this
isolated and controlled context, histories of Turkish national identity and the
Kemalist state traveled roughly the same path until the republic increased oppor-
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tunities for political dissent within its borders—as with the adoption of a multiparty system—and allowed increased contacts beyond them.
Selected Bibliography
Ahmad, Feroz. 2001. he Making of Modern Turkey. London: Routledge.
Berkes, Niyazi. 1998. he Development of Secularism in Turkey. Introduction by Feroz Ahmad.
New York: Routledge.
Bozdo ğan, Sibel. 2001. Modernism and Nation Building: Turkish Architectural Culture in the
Early Republic. Seattle: University of Washington Press.
Bozdoğan, Sibel, and Reşat Kasaba, eds. 2003. Rethinking Modernity and National Identity in
Turkey. Seattle: University of Washington Press.
Evered, Emine Ö. 2007. “An Educational Prescription for the Sultan: Hu¨seyin Hilmi Paşa’s
Advice for the Maladies of Empire.” Middle Eastern Studies 43, no. 3: 439–459.
Evered, Kyle T. 2005. “Regionalism in the Middle East and the Case of Turkey.” Geographical
Review 95, no. 3: 463–477.
Gökalp, Ziya. 1968. he Principles of Turkism. Translated and annotated by Robert Devereux.
Leiden, he Netherlands: E. J. Brill.
Kandiyoti, Deniz, and Ayşe Saktanbar, eds. 2002. Fragments of Culture: he Everyday of Modern
Turkey. New Brunswick, NJ: Rutgers University Press.
Karpat, Kemal H. 2001. he Politicization of Islam: Reconstructing Identity, State, Faith, and
Community in the Late Ottoman State. Oxford: Oxford University Press.
Landau, Jacob B. 1995. Pan-Turkism: From Irredentism to Cooperation. Bloomington: Indiana
University Press.
Lewis, Bernard. 2001. he Emergence of Modern Turkey, 3rd ed. Oxford: Oxford University
Press.
Lewis, Geofrey L. 1999. he Turkish Language Reform: A Catastrophic Success. Oxford: Oxford
University Press.
Mardin, Şerif. 2006. Religion, Society, and Modernity in Turkey. Syracuse, NY: Syracuse University Press.
White, Jenny B. 2003. Islamist Mobilization in Turkey: A Study in Vernacular Politics. Seattle:
University of Washington Press.
Zürcher, Erik J. 2005. Turkey: A Modern History. 3rd ed. London: I. B. Tauris.
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