Threshold Graphs of Maximal Laplacian
Energy
Christoph Helmberg∗
Vilmar Trevisan†
January 31, 2014
The Laplacian energy of a graph sums up the absolute values of the differences
of average degree and eigenvalues of the Laplace matrix of the graph. This
spectral graph parameter is upper bounded by the energy obtained when
replacing the eigenvalues with the conjugate degree sequence of the graph, in
which the i-th number counts the nodes having degree at least i. Because the
sequences of eigenvalues and conjugate degrees coincide for the class of threshold
graphs, these are considered likely candidates for maximizing the Laplacian
energy over all graphs with given number of nodes. We do not answer this
open problem, but within the class of threshold graphs we give an explicit and
constructive description of threshold graphs maximizing this spectral graph
parameter for a given number of nodes, for given numbers of nodes and edges,
and for given numbers of nodes, edges and trace of the conjugate degree sequence
in the general as well as in the connected case. In particular this positively
answers the conjecture that the pineapple maximizes the Laplacian energy over
all connected threshold graphs with given number of nodes.
Keywords: Laplacian Energy, Laplacian spectrum, threshold graph, conjugate
degree sequence
MSC 2010: 05C50, 05C35
1 Introduction
For a simple undirected graph G on n nodes, consider the Laplacian matrix LG = D − A,
where A is the adjacency matrix of G and D is the diagonal degree matrix. The spectral
parameter
n
X
LE(G) =
|λi (LG ) − δ̄|,
i=1
where λi (LG ) are the eigenvalues of LG and δ̄ is the average degree, has been defined by
Gutman and Zhou [4] as the Laplacian energy of G and it has been extensively studied
since then.
∗
Fakultät für Mathematik, Technische Universität Chemnitz, D-09107 Chemnitz, Germany.
[email protected]
†
Instituto de Matemática, Universidade Federal do Rio Grande do Sul, CEP 91509-900, Porto Alegre, RS,
Brazil.
[email protected]
1
Finding the graph on n nodes with largest Laplacian energy is a natural extremal problem
in the area of spectral graph theory and has been considered before. In [3] it has been
proved that the star Sn is the tree with largest Laplacian energy. For general graphs, in [2],
we read “There was a conjecture that maximum Laplacian energy was obtained by a special
class of threshold graphs called pineapples. A disconnected counterexample was discovered
but the conjecture remains open for connected graphs. The (strict) upper bound of 2m (m
is the number of edges) was obtained for Laplacian energy. Many related questions were
posed and discussed concerning this hard topic.”
Threshold graphs appear in many applications (see [5] for an account) but its connection
with high Laplacian energy may be explained as follows (see the next section for definitions).
For the graph G with degree sequence d and conjugate degree sequence d∗ , the Grone-Merris
conjecture, proved by Bai [1], states that the sequence of Laplacian eigenvalues is majorized
by the sequence d∗ , implying that
LE(G) ≤
n
X
|d∗i − δ̄|.
i=1
Since equality is attained by threshold graphs, it is natural to consider this class of graphs
as good candidates for those having largest Laplacian energy.
In this paper we consider the problem of finding threshold graphs with maximal Laplacian
energy. We find extremal graphs in this class fixing several parameters. First we determine
optimal graphs for a fixed number of nodes, edges and trace. Then we find extremal graphs
fixing the number of nodes and edges and finally we fix only the number of nodes.
Hence, in particular, we determine a threshold graph with highest Laplacian energy
among those having n nodes. Indeed, we show that an extremal graph is a disconnected
threshold graph with trace f = ⌊ 2n+1
3 ⌋, f (f + 1)/2 edges and whose Ferrers diagram is
n−2
a rectangle f (f + 1). That is a clique of size ⌊ 2n+1
3 ⌋ + 1 together with ⌊ 3 ⌋ isolated
vertices. For connected threshold graphs, we show that the Pineapple Pn,f ′ with clique size
f ′ + 1 = ⌊ 2n
3 ⌋ + 1 has largest Laplacian energy among all connected threshold graphs with
n vertices. This partially proves the conjecture posed in [8], giving further evidence that
Pn,f ′ is a connected graph on n vertices having largest Laplacian energy.
The paper is organized as follows. The next section introduces notions and definitions
used throughout the paper. Then in Section 3 we determine threshold graphs, with fixed
number of nodes, edges and trace, having largest Laplacian energy. We also show which
one has largest Laplacian energy among those having fixed number of edges and nodes
(dropping the fixed trace). In Section 4, studying the development of the energy when edges
are added successively, we determine threshold graphs of maximum Laplacian energy among
those having a fixed number of nodes. Finally, in the last section, we consider connected
threshold graphs and prove that the Pineapple Pn,f ′ is extremal.
2 Degree sequences, threshold graphs and pineapples
Let G = (V, E) be a simple undirected
graph with node set V = [n] := {1, . . . , n} for some
n ∈ N and edge set ∅ =
6 E ⊆ V2 := {{i, j} : i, j ∈ V, i 6= j}. Denote by m = |E| the number
of edges and for i ∈ V by di := |{j ∈ V : {i, j} ∈ E}| the degree of node i. We assume
throughout that the node numbering is such that degree sequences are non increasing, i. e.
d1 ≥ · · · ≥ dn . Any degree sequence d ∈ Nn0 arising this way is an n-partition of 2m. For
i ∈ [n] the conjugate degree sequence is defined as d∗i := |{j ∈ V : dj ≥ i}|, so d∗n = 0.
The conjugate degree sequence is conveniently visualized by means of Ferrers (or Young)
diagrams, see [7]. For degree sequence d ∈ Nn0 it consists of n left justified rows of -symbols
2
where row i holds di boxes. In this diagram, the conjugate degree d∗i counts the number of
boxes in column i. The diagonal width of the degree sequence f = max{i ∈ V : di ≥ i} is
n of 2m one can construct
called the trace of the partition. For a given n-partition
P k d ∈ N0 P
a graph having this degree sequence if and onlyPif i=1 di ≤ ki=1 (d∗i − 1) for k ∈ [f ]
2m
(Ruch-Gutman Theorem, cf. [7]). Letting δ̄ = n1 P
i∈V di = n denote the average degree
of G, the Laplacian energy is defined as LE(G) = i∈[n] |λi (LG ) − δ̄|.
Figure 1: Ferrers diagram of a threshold graph.
Threshold Graphs. G is called a threshold graph if di = d∗i − 1 for i ∈ [f ]. Note that
the degree sequence of threshold graphs is fully specified once the conjugate degrees d∗i are
given for i ∈ [f ]. This will be exploited heavily and is easily seen by looking at a Ferrers
diagram. There the part strictly below the diagonal boxes is the transpose of the part
above and including the diagonal. The right hand side of Figure 1 is the Ferrers diagram of
the (threshold) graph given by the degree sequence d = (7, 6, 5, 5, 4, 4, 2, 1), whereas the left
hand side illustrates the general appearance of a threshold graph.
A pineapple Pn,f is an n node graph composed by a clique of size f + 1 and the remaining
n − f − 1 vertices are all adjacent to a single vertex of the clique. It is easy to see that
Pn,f is a threshold graph of trace f . As an example, Figure 2 shows on the right hand side
the pineapple P13,5 and on the left hand side its Ferrers diagram. For a fixed number n
of nodes, we can construct n − 1 pineapples by varying the trace from 1 (a star) to n − 1
(a complete graph). In [8] it has been shown that among all pineapples with n nodes, the
′
Pineapple Pn,f ′ , f ′ = ⌊ 2n
3 ⌋, has largest Laplacian energy. In this paper we show that Pn,f
is the extremal graph among all connected threshold graphs with n nodes.
Figure 2: The pineapple P13,5 .
For n nodes and m edges the feasible range of traces f is determined by the constraints
f (f + 1) ≤ 2m and f (f + 1) + 2(n − 1 − f )f = −f 2 + (2n − 1)f ≥ 2m.
3
Thus,
&
1
f (n, m) := n − −
2
'
$
%
r
1
1
1
n2 − n + − 2m ≤ f ≤ − + 2m +
=: f¯(m).
4
2
4
r
If n and m are clear from the context, we use f and f¯ without their arguments. We will
denote the threshold graph induced by a suitable conjugate degree sequence d∗ ∈ Nn0 by
Th∗ (d∗ ).
In a threshold graph G its conjugate degree sequence d∗ gives the spectrum of the Laplace
matrix LG , in particular 0 = λ1 (LG ) = d∗n ≤ λ2 (LG ) = d∗n−1 ≤ · · · ≤ λn (LG ) = d∗1 , see [6].
Thus, for any threshold graph G we have
X
X
X
(δ̄ − d∗i ).
(d∗i − δ̄) +
LE(G) =
|d∗i − δ̄| =
By
P
∗
i∈[n] di
= 2m we have
P
∗
i∈[n] (di
LE(G) = 2
d∗i ≤δ̄
d∗i >δ̄
i∈[n]
− δ̄) = 0 or
X
P
(d∗i − δ̄) = 2
∗
d∗i ≥δ̄ (di
X
− δ̄) =
(δ̄ − d∗i ).
P
d∗i ≤δ̄ (δ̄
− d∗i ), so
(1)
d∗i ≤δ̄
d∗i ≥δ̄
Our aim is to determine which threshold graphs are candidates for having maximal
Laplacian energy for given n and m. Treating the general case first will also pave the
way for the case of connected threshold graphs. Indeed, connected threshold graphs have
d∗1 = n, so node 1 is connected to all other vertices. Thus, by “ignoring” this first node and
the corresponding first column and row in its Ferrers diagram, the connected case can be
reduced to the same procedure used for the solution of the general case.
3 Maximal energy for fixed number of nodes and edges
We first consider threshold graphs with fixed n, m and f and observe that within this group
of threshold graphs a specific optimizer can be given explicitly. We explain the construction
of the Ferrers diagram of the candidate graphs.
Figure 3: Type I threshold graph for (n, m, f ) = (11, 31, 4).
We call Type I the threshold graph with n vertices, m edges and trace f constructed
in such a way that its conjugate degree sequence d∗ is lexicographically maximal. In the
following algorithmic construction of such a sequence it suffices to describe the placement of
the m -symbols below the diagonal, because for threshold graphs the other m -symbols
have to be placed on and above the diagonal in the corresponding transposed positions.
In order to obtain a sequence with trace f , below the diagonal the first rows up to row
f + 1 have to be filled with -symbols (positions (i, j) for 1 ≤ j < i ≤ f + 1), then
4
the remaining m − f (f + 1)/2 -symbols are placed in column-wise order, i.e., in the
sequence (f + 2, 1), (f + 3, 1), . . . , (n, 1), (f + 2, 2), (f + 3, 2), . . . . Figure 3 illustrates a
Type I threshold graph with n = 11, m = 31 and f = 4. The conjugate degree sequence is
d∗ = (11, 11, 11, 8, 4, 4, 4, 3, 3, 3, 0)
Figure 4: Type II threshold graph for (n, m, f ) = (11, 31, 7).
We call Type II the threshold graph with n vertices, m edges and trace f constructed
in such a way that its conjugate degree sequence d∗ is lexicographically minimal. A
procedure to construct such a graph is to now to fill the positions on and above the
diagonal in column-wise order without exceeding row index f , i. e., the sequence reads
(1, 1), (1, 2), (2, 2), (1, 3), . . . , (f, f ), (1, f + 1), . . . , (f, f + 1), (1, f + 2), . . . until m -symbols
have been placed (the corresponding m -symbols below the diagonal need to be placed
in row-wise order without exceeding column f ). Figure 4 illustrates a Type II threshold
graph with n = 11, m = 31 and f = 7. We notice that the conjugate degree sequence is
d∗ = (9, 9, 9, 8, 8, 8, 8, 3, 0, 0, 0).
Lemma 1 Among all threshold graphs on n nodes and m edges having a degree sequence
with trace f the following are among those with maximal Laplacian energy:
k
j
(f +1)/2
(≤ f ) its first f conjugate
1. for f + 1 ≤ δ̄ the Type I graph i. e. with k = m−f
n−1−f
∗
∗
degrees are di = n for i ∈ [k], di = f + 1 for i ∈ {k + 2, . . . , f } and, if k < f ,
d∗k+1 = f + 1 + m − f (f + 1)/2 − k(n − 1 − f ),
j
k
2. for f +1 ≥ δ̄ the Type II graph i. e. with h = m−f (ff +1)/2 and k = m−f (f +1)/2−f h
(≤ f ) its first f conjugate degrees are d∗i = f + h + 2 for i ∈ [k] and d∗i = f + h + 1
for i ∈ {k + 1, . . . , f }.
Proof Case 1: Using Ferrers diagrams it can be worked out that the given conjugate degree
sequence d∗ has indeed trace f and belongs to a threshold graph G on n nodes and m
edges. Now consider all threshold graphs on n nodes and m edges with degree sequence of
trace f that have maximal Laplacian energy. Assume, for contradiction, that G is not in
this set. Among the maximizers pick Ĝ with degree sequence dˆ so that the largest index
i ∈ [f ] with dˆ∗i > d∗i is minimal and dˆ∗i − d∗i is minimal as well. Let ı̄ be the corresponding
index. Because d∗ is lexicographically maximal, there must be an index ı̂ < ı̄ with d∗ı̂ > dˆ∗ı̂ .
Furthermore we may assume that either ı̂ = 1 or dˆ∗ı̂−1 > dˆ∗ı̂ by decreasing ı̂ otherwise.
Now consider the conjugate degree sequence d˜∗ of a threshold graph defined via its first f
elements by
ˆ∗
i ∈ [f ] \ {ı̂, ı̄},
di
d˜∗i =
dˆ∗i + 1 i = ı̂,
ˆ∗
di − 1 i = ı̄.
5
The corresponding graph G̃ is again a threshold graph on n nodes and m edges having
aP
degree sequence of trace f . It remains to show that the Laplacian energy LE(G̃) =
2 d˜∗ ≥δ̄ (d˜∗i − δ̄) is at least as large as that of Ĝ, then by the choice of Ĝ this yields the
i
desired contradiction. For analyzing the change in energy we only need to consider the
changes in the conjugate degrees with indices in [f ], more precisely only in ı̂ and ı̄, because
for i ∈ [n] \ [f ] we have d˜∗i ≤ f < δ̄ as well as dˆ∗i ≤ f . If d˜∗ı̄ ≥ δ̄ then also dˆ∗ı̂ ≥ dˆ∗ı̄ ≥ δ̄, so
both graphs have the same energy. We may thus assume d˜∗ı̄ = dˆ∗ı̄ − 1 < δ̄ in the following. If
d˜∗ı̂ ≤ δ̄ then again this results in the same energy so we may also assume d˜∗ı̂ = dˆ∗ı̂ + 1 > δ̄. If
P
P
dˆ∗ı̄ ≤ δ̄ then d˜∗ ≥δ̄ (d˜∗i − δ̄) = dˆ∗ ≥δ̄ (dˆ∗i − δ̄)+min{1, d˜∗ı̂ − δ̄} and the energy increases. So the
i
i
P
P
remaining case is δ̄ < dˆ∗ < δ̄ +1 which leads to ˜∗ (d˜∗ − δ̄) = ˆ∗ (dˆ∗ − δ̄)+1−(dˆ∗ − δ̄),
ı̄
di ≥δ̄
i
di ≥δ̄
i
ı̄
thus an increase in energy again.
Case 2: Here d∗ corresponds to a lexicographically minimal conjugate degree sequence
amongst all of trace f for n nodes and m edges, but on the index set [n] \ [f ] its completion
via the Ferrers diagram is in fact lexicographically maximal. This time, shifting one unit
from the largest index in [n] \ [f ] with larger value to a smaller one in [n] \ [f ] with smaller
value will prove the result by analogous arguments.
The next result shows that the lexicographically extremal conjugate degree sequences
of trace f and f¯ give rise to candidates for threshold graphs on n nodes and m edges of
maximal Laplacian energy.
Theorem 2 The set of threshold graphs on n nodes and m edges with maximal Laplacian
Energy contains at least one of these: the Type I threshold graph of trace f or the Type II
threshold graph with trace f¯.
Proof Let G be a threshold graph of maximal Laplacian energy on n nodes and m edges
and denote the trace of its conjugate degree sequence d∗ by f .
Suppose first f + 1 < δ̄. In this case we assume G to be selected so that its trace f is
minimal among all optimal threshold graphs. According to Lemma 1 we may assume that
the sequence d∗ of G is lexicographically maximal. If f = f we are done, so suppose, for
contradiction, that f > f . Because d∗ is lexicographically maximal with f > f we know
d∗f = f + 1, d∗f +1 < f and there is a smallest index ı̂ ∈ [f − 1] with d∗ı̂ < n. Define a new
conjugate degree sequence dˆ∗ of a threshold graph Ĝ on n nodes and m edges with trace
f − 1 via
∗
i ∈ [f − 1] \ {ı̂},
di
∗
ˆ
di =
d∗i + 1 i = ı̂.
Note that extending this sequence results in dˆ∗f = f − 1. Like in the proof of Lemma 1 one
checks that LE(Ĝ) ≥ LE(G). Because the trace of Ĝ is smaller than that of G this yields
the desired contradiction.
It remains to consider the case f + 1 ≥ δ̄. This time we assume G to have maximal trace
f among all optimal threshold graphs. By Lemma 1 its conjugate degree sequence d∗ may
be assumed to be lexicographically minimal. For f = f¯ the claim holds, so assume, for
contradiction, f < f¯. This and lexicographic minimality of d∗ ensure d∗f ≥ f + 2, d∗f +1 = f
and the existence of a maximal index ı̂ ∈ [f ] with d∗ı̂ ≥ f + 3. Therefore we may specify a
threshold graph Ĝ on n nodes and m edges with trace f + 1 via the first f + 1 entries of its
degree sequence dˆ∗ by
∗
i ∈ [f ] \ {ı̂},
di
∗
∗
˜
d − 1 i = ı̂,
di =
i∗
di + 2 i = f + 1.
6
Again it suffices to track the changes in order to prove LE(Ĝ) ≥ LE(G) and because of the
larger trace of Ĝ this establishes the desired contradiction.
With this we can work out rather explicit formulas for the Laplacian energy for each case
with given n and m by using (1). For the Type I threshold graph f with lexicographic
maximal conjugate degree sequence d∗ ,
(
2δ̄(n − m)
2m ≤ n,
T E(n, m) := LE(Th∗ (d∗ )) =
(2)
2[(f − 1)(n − δ̄) + max{0, d∗f − δ̄}] 2m ≥ n,
with
d∗f = f + 1 + m − f (f + 1)/2 − (f − 1)(n − 1 − f ).
The case of Type II threshold graph with trace f¯ and lexicographic minimal conjugate
degree sequence d¯∗ reads
T E(n, m) := LE(Th∗ (d¯∗ )) = 2[(n − 1 − f¯)δ̄ + max{0, δ̄ − d¯∗f¯+1 }]
with
(3)
d¯∗f¯+1 = m − f¯(f¯ + 1)/2.
4 Maximal energy for fixed number of nodes
In order to find, for a fixed number of nodes n, which m determines the threshold graph
with largest Laplacian energy, we study the behavior of the Laplacian energy of Type I and
Type II graphs as a function of m.
First consider, for increasing m, the development of T E(n, m), which corresponds to the
lexicographically maximal case generated in Ferrers diagram by filling up the first f (n, m)
columns below the diagonal in column-wise order. Observe that the same minimal trace
k = f (n, m) ∈ [n − 1] is obtained for
mk := k(k + 1)/2 + (k − 1)(n − 1 − k) ≤ m ≤ mk+1 − 1.
For k ∈ [n − 2] and mk ≤ m < mk+1 − 1 the value h = m − mk + k + 1 gives the row
index of the last -symbol in column k and increasing m by one results in appending a
-symbol in row h + 1 of column k. The change of the value of T E(n, m) with δ̄ = 2m
n to
2(m+1)
T E(n, m + 1) with δ̄+ = n
can now be traced by distinguishing the cases on whether
this next -symbol is still below the imaginary line through δ̄+ , just crosses it or whether
the previous box was already above it. This gives rise to a recurrence relation for T E(n, m)
along columns that allows to conclude that the maximum value over all columns must be
attained in m = mk+1 − 1 for k = ⌊ n3 + 56 ⌋.
Lemma 3 Given n ≥ 2 and m ≥ n/2 so that k = f (n, m) ∈ [n − 2] and
mk = k(k + 1)/2 + (k − 1)(n − 1 − k) ≤ m < mk+1 − 1,
2m
n ,
2m+2
n
and h = m − mk + k + 1, then
k−1
h + 1 ≤ δ̄+ ,
−4 n
k−1
T E(n, m + 1) = T E(n, m) +
−4 n + 2(⌈δ̄+ ⌉ − δ̄+ ) h + n2 < δ̄+ < h + 1,
4
−4 k−1
δ̄ ≤ h.
n +2− n
let δ̄ =
δ̄+ =
Furthermore, for fixed n ≥ 2 a number of edges m maximizing T E(n, m) is m = k(k +
1)/2 + k(n − 1 − k) with k = ⌈ n3 ⌉.
7
Proof The case distinction is correct, because we cannot have δ̄+ = δ̄ + n2 ≤ h + n2 < δ̄+
and once δ̄ ≤ h we also have δ̄ + n2 < h + 1. For m ≥ n2 satisfying mk ≤ m ≤ mk+1 − 1 we
have f (n, m) = k, so h = k + 1 + m − mk is equal to d∗f (n,m) in (2), therefore
T E(n, m) = 2[(k − 1)(n −
2m
n )
+ max{0, h −
2m
n }].
As the case h + n2 < δ̄+ < h + 1 implies h + 1 = ⌈δ̄+ ⌉, the differences due to adding a single
edge are obtained by direct computation.
We proceed to show that for fixed n the maximum value of T E must be attained for some
k with m at the upper boundary. For k ∈ [n − 2] the relation h + n2 < δ̄+ < h + 1 implies
k−1
k−1
4
⌈δ̄+ ⌉− δ̄+ < 1− n2 , which ensures −4 k−1
n ≤ −4 n +2(⌈δ̄+ ⌉− δ̄+ ) ≤ −4 n +2− n . Therefore
for each k ≥ 2 the maxima or obtained at the boundary, thus either for mk or for mk+1 − 1.
For k = 1 one checks directly that the value grows from m = 1 to m = n − 1 throughout.
2(mk −1)
2(mk −1)
Stepping to the next k > 1, compare T E(n, mk − 1) = 2[(k − 2)(n −
)+n−
]
n
n
2mk
2mk
to T E(n, mk ) = 2[(k − 1)(n − n ) + max{0, k + 1 − n }]. The value increases only if
2m
k + 1 ≥ n k + (k − 1) n2 , which simplifies to the condition k(n + 4) ≤ 3n. Hence, the only
case with T E(n, mk ) > T E(n, mk − 1) is k = 2. For k = 2 and m = m2 = n we also have
h = 3 ≥ δ̄ = 2 resulting in T E(n, m′ + 1) = T E(n, m′ ) + 2 − n8 for m2 ≤ m′ < m3 − 1,
which also holds for n = 3 because then m2 = m3 − 1. Thus, for fixed n the maximum
value of T E must be attained for some mk+1 − 1, k ∈ [n − 1].
In order to find the maximizing k ∈ [n − 1], observe that
n
2 T E(n, mk+1
− 1) = k 3 + (1 − 2n)k 2 + n2 k.
For k ≥ 2 the difference to the predecessor is
3k 2
− (4n + 1)k +
(n2
(4)
n
2 (T E(n, mk+1
− 1) − T E(n, mk − 1)) =
q
5
+ 2n) which is strictly positive for k < 32 n + 16 − ( n3 − 23 )2 − 12
.
5
Due to the integrality of k we may ignore the term − 12
below the square root whenever
q
5
x − x2 − 12
≤ 61 which yields the condition 43 ≤ x = n3 − 23 . Thus for n ≥ 6 a best k
is k ∗ = ⌊ n3 + 56 ⌋ = ⌈ n3 ⌉. For n ∈ {2, 3, 4, 5} the same formula holds, as can be verified
directly.
In studying the development of T E(n, m) for increasing m the same strategy works out
when proceeding in lexicographically minimal order by filling up the elements on and above
the diagonal in column-wise order. As before, h holds the row index of the last element
in column k, but this time h < k refers to the part above the diagonal. It turns out that
the formula for the next column can be continued directly from the diagonal element on
the previous column, allowing for a smooth transition between columns in the recurrence
relation for T E(n, m).
Lemma 4 Given n ≥ 3 and m with k(k + 1)/2 ≤ m < (k + 1)(k + 2)/2 for some k ∈ [n − 2].
Put δ̄+ = 2(m + 1)/n = δ̄ + n2 and h = m − k(k + 1)/2, then
k
h + 1 ≤ δ̄+
2 − 4n
k+1
T E(n, m + 1) = T E(n, m) +
4 − 4 n − 2(δ̄ − ⌊δ̄⌋) h + n2 < δ̄+ < h + 1
δ̄ ≤ h
4 − 4 k+1
n
Furthermore, for fixed n ≥ 3 a number of edges m̄ maximizing T E(n, m) is m̄ = k̄(k̄ + 1)/2
with k̄ = ⌊ 13 (2n + 1)⌋.
8
Proof The case distinction is correct, because we cannot have δ̄+ = δ̄ + n2 ≤ h + n2 < δ̄+
and once δ̄ ≤ h we also have δ̄ + n2 < h + 1. Note that for k(k + 1)/2 ≤ m < (k + 1)(k + 2)/2
we have f¯(m) = k. In contrast, m = (k + 1)(k + 2)/2 yields f¯(m) = k + 1. Yet, by (3), for
all k(k + 1)/2 ≤ m ≤ (k + 1)(k + 2)/2 there holds
2m
T E(n, m) = 2[(n − (k + 1)) 2m
n + max{0, n − (m − k(k + 1)/2)}].
Indeed, for the special case m = (k + 1)(k + 2)/2 we get m − k(k + 1)/2 ≥ 2m
n as well as
∗
¯
df¯+1 = 0, so T E(n, m) = 2[(n − 1 − (k + 1))δ̄ + δ̄]. The case distinction now discerns which
of the terms within the max-expression is active for m and m + 1. In particular, in the
case h + n2 < δ̄+ < h + 1 we use h = ⌊δ̄⌋ in max{0, δ̄ − h}. The differences in value due to
the additional edge are now obtained by direct computation.
Next, we show that for fixed n ≥ 3 the number of edges m∗ maximizing T E(n, m)
must satisfy m∗ ∈ {k(k + 1)/2 : k ∈ [n − 1]}. This follows once we prove 2 − 4 nk ≤
k+1
4 − 4 k+1
n − 2(δ̄ − ⌊δ̄⌋) ≤ 4 − 4 n , because then the maximum will be attained at the
boundary. But the condition h = ⌊δ̄⌋ < δ̄ < δ̄ + n2 = δ̄+ < h + 1 shows that δ̄ − ⌊δ̄⌋ < 1 − n2 ,
so the relations hold.
In order to find the maximizing k ∈ [n − 1], observe that
n
2 T E(n, k(k
+ 1)/2) = (n − k)k(k + 1).
(5)
Because n2 (T E(n, k(k + 1)/2) − T E(n, (k − 1)k/2)) = (2n + 1 − 3k)k ≥ 0 if and only if
k ≤ 31 (2n + 1), the maximum energy is found for k ∗ = ⌊ 31 (2n + 1)⌋.
Comparing both maximizers, we arrive at the following result.
Theorem 5 For given n ≥ 2 a threshold graph on n nodes maximizing the Laplacian energy
is the Type II graph having conjugate degree sequence d∗i = k + 1, i ∈ [k], and d∗k+i = 0,
i ∈ [n − k], with trace k = ⌊ 13 (2n + 1)⌋.
Proof For the given n let m, m̄ and k, k̄ be as defined in lemmas 3 and 4. By these
lemmas it suffices to show T E(n, m) ≤ T E(n, m̄), or equivalently, by (4) and (5)
k 3 + (1 − 2n)k 2 + n2 k ≤ (n − k̄)k̄(k̄ + 1).
(6)
We prove this by discerning three cases:
Case 1: n = 3h with h ∈ N: Then k = h and k̄ = 2h. The left hand side of (6) evaluates to
4h3 + h2 , the right hand side to 4h3 + 2h2 , so (6) holds.
Case 2: n = 3h + 1 with h ∈ N: Then k = h + 1 and k̄ = 2h + 1. The left hand side now
reads 4h3 + 5h2 + 2h + 1, the right hand side 4h3 + 6h2 + 2h and (6) holds again.
Case 3: n = 3h − 1 with h ∈ N: Then k = h and k̄ = 2h − 1. We obtain for the left hand side
4h3 − 3h2 + h and for the right hand side 4h3 − 2h2 , proving the theorem.
We observe that this maximizer is the disconnected threshold graph consisting of a union
n−2
of a complete graph of size ⌊ 2n+1
3 ⌋ + 1 with ⌊ 3 ⌋ isolated vertices.
Example 6 Let n = 11 be the number of nodes. The candidate threshold graphs for largest
Laplacian energy are the Type I with number of edges m = k(k + 1)/2 + k(n − 1 − k) = 34
as k = ⌊ n3 + 56 ⌋ = 4 and the Type II with number of edges m = k(k + 1)/2 = 28, for
⌋ = 7. The respective Ferrers diagrams of these graphs are in Figure 5.
k = ⌊ 2∗11+1
3
The Laplacian energy of the Type I graph (on the left hand side of Figure 5) is 38.545,
whereas the Type II (right hand side of Figure 5) has Laplacian energy 40.727, which is in
accordance with Theorem 5.
9
Figure 5: Type I and Type II threshold graph candidates for n = 11.
5 Maximal energy for connected threshold graphs
For connected threshold graphs we have m ≥ n − 1 and d∗1 = n. Thus the analysis for the
case of Type I with lexicographically maximal conjugate degree sequences can be applied
without any changes, and Lemma 3 still determines the best choice of m for given n in
the lexicographically maximal setting. The connected Type II case (with lexicographically
minimal connected conjugate degree sequence) needs some minor adaptations, but the same
line of arguments works out again.
In the connected setting, Lemma 1 reads as follows.
Lemma 7 Among all connected threshold graphs on n nodes and m ≥ n − 1 edges having a
degree sequence with trace f the following are among those with maximal Laplacian energy:
1. for f + 1 ≤ δ̄ the Type I threshold
graph with
k lexicographically maximal conjugate
j
m−f (f +1)/2
degree sequence, i. e. with k =
(≤ f ) its first f conjugate degrees are
n−1−f
∗
∗
di = n for i ∈ [k], di = f + 1 for i ∈ {k + 2, . . . , f } and, if k < f , d∗k+1 =
f + 1 + m − f (f + 1)/2 − k(n − 1 − f ),
minimal
2. for f + 1 ≥ δ̄ the connected Type II threshold graph
k
j with lexicographically
m−n+1−f (f −1)/2
connected conjugate degree sequence, i. e. with h =
and k = m − n +
f −1
∗
1 − f (f − 1)/2 − (f − 1)h (≤ f ) its first f conjugate degrees are d1 = n, d∗i = f + h + 2
for i ∈ {2, . . . , 1 + k} and d∗i = f + h + 1 for i ∈ {k + 2, . . . , f }.
As the proof follows that of Lemma 1 almost verbatim, it is omitted.
Due to the constraint d∗1 = n the upper bound on f is now determined from f (f − 1) ≤
2(m − n + 1), thus for n − 1 ≤ m ≤ n(n − 1)/2 the former f¯(m) is replaced by
%
$
r
1
9
+ 2(m − n) +
≥ δ̄ − 1.
f¯c (m) :=
2
4
As before, we will only write f¯c if the argument m is clear form the context. With this we
may now adapt the formulation of Theorem 2.
Theorem 8 The set of connected threshold graphs on n nodes and m ≥ n − 1 edges with
maximal Laplacian Energy contains at least one of these: the Type I threshold graph with
lexicographically maximal conjugate degree sequence of trace f or the connected Type II
threshold graph with lexicographically minimal connected conjugate degree sequence of trace
f¯c .
10
Again the proof is skipped, because the arguments are identical.
For the connected case there is no change in the formula T E(n, m) of the Type I threshold
graph and for the connected Type II threshold graph with trace f¯c and lexicographically
minimal connected conjugate degree sequence d¯c , one obtains
T E c (n, m) := LE(Th∗ (d¯∗c )) = 2[(n − 2 − f¯c )(δ̄ − 1) + δ̄ + max{0, δ̄ − d¯cf¯c +1 }]
with
d¯cf¯c +1 = m − n + 2 − f¯(f¯ − 1)/2.
Next, we adapt Lemma 4.
Lemma 9 Given n ≥ 3 and m with n − 1 + k(k − 1)/2 ≤ m < n − 1 + k(k + 1)/2 for some
k ∈ [n − 2], put δ̄+ = 2(m + 1)/n = δ̄ + n2 and h = m − n + 2 − k(k − 1)/2, then
k
h + 1 ≤ δ̄+
2 − 4n
k+1
T E c (n, m + 1) = T E c (n, m) +
4 − 4 n − 2(δ̄ − ⌊δ̄⌋) h + n2 < δ̄+ < h + 1 .
4 − 4 k+1
δ̄ ≤ h
n
Furthermore, for fixed n ≥ 2 a number of edges m̄ maximizing T E c (n, m) is m̄ = n − 1 +
k̄(k̄ − 1)/2 with k̄ = ⌊ 32 n⌋.
Proof The case distinction is correct, because we cannot have δ̄+ = δ̄ + n2 ≤ h + n2 < δ̄+
and once δ̄ ≤ h we also have δ̄ + n2 < h + 1. For n − 1 + k(k − 1)/2 ≤ m < n − 1 + k(k + 1)/2
we have f¯c (m) = k, while m = n − 1 + k(k + 1)/2 yields f¯c (m) = k + 1. For all
n − 1 + k(k − 1)/2 ≤ m ≤ n − 1 + k(k + 1)/2 there holds
T E c (n, m) = 2[(n − 2 − k))( 2m
n − 1) +
2m
n
+ max{0, 2m
n − (m − n + 2 − k(k − 1)/2)}].
Indeed, for the special case m = n − 1 + k(k + 1)/2 we get m − n + 2 − k(k − 1)/2 ≥ 2m
n
as well as d¯cf¯ +1 = 1, so T E c (n, m) = 2[(n − 2 − (k + 1))(δ̄ − 1) + δ̄ + (δ̄ − 1)]. As before,
c
the cases depend on which of the terms within the max-expression are active for m and
m + 1 and follow by direct computation. The case h + n2 < δ̄+ < h + 1 uses h = ⌊δ̄⌋ in
max{0, δ̄ − h}.
For fixed n ≥ 3 the number of edges m∗ maximizing T E c (n, m) must satisfy m∗ ∈
k+1
{n − 1 + k(k − 1)/2 : k ∈ [n − 1]}, because 2 − 4 nk ≤ 4 − 4 k+1
n − 2(δ̄ − ⌊δ̄⌋) ≤ 4 − 4 n
implies attainment at the boundary. The latter inequalities hold because δ̄ − ⌊δ̄⌋ < 1 − n2 is
guaranteed by h = ⌊δ̄⌋ < δ̄ < δ̄ + n2 = δ̄+ < h + 1.
In order to find the maximizing k ∈ [n − 1], observe that
= (n−k)(n−2+k(k−1))+n = −k 3 +k 2 (n+1)+k(2−2n)+n2 −n.
(7)
The difference in values for k + 1 and k computes to
n
2 T E c (n, n−1+k(k−1)/2)
n
2 (T E c (n, n − 1 + k(k
+ 1)/2) − T E c (n, n − 1 + (k − 1)k/2)) = −3k 2 + k(2n − 1) + 2 − n,
which is strictly positive
1
n− 2
if and
only
if
k
<
3 +
'
&
q
1
2
(n−2) + 94
n− 2
=
3 +
3
q
(n−2)2 + 49
3
. More generally, the maximizing
5
= ⌈ 2n
3 − 6 ⌉ where the last equation holds for
q
n ∈ {2, . . . , 6} by direct computation and for n ≥ 7, because then n − 12 + (n − 2)2 + 49 −
parameter for n ≥ 2 is k̄
2n
5
2n + 52 < 16 and integrality of n establish validity. In fact, ⌈ 2n
3 − 6 ⌉ = ⌊ 3 ⌋ holds for
n = 1, 2, 3 and thus for all n ∈ N, so for given n ≥ 2 the maximum energy is found for
k̄ = ⌊ 2n
3 ⌋.
11
This allows to identify the Pineapple Pn,f ′ , with trace f ′ = ⌊ 2n
3 ⌋, as a maximizer of the
Laplacian energy among all connected threshold graphs with a given number of nodes.
Theorem 10 For given n ≥ 2 a connected threshold graph on n nodes maximizing the
Laplacian energy has conjugate degree sequence d∗1 = n, d∗i = k + 1 for i ∈ {2, . . . , k}, d∗i = 1
for i ∈ {k + 1, . . . , n − 1} and d∗n = 0 with k = ⌊ 23 n⌋.
Proof For the given n let m, m̄ and k, k̄ be as defined in lemmas 3 and 9. By these
lemmas it suffices to show T E(n, m) ≤ T E c (n, m̄), or equivalently, by (4) and (7)
k 3 + (1 − 2n)k 2 + n2 k ≤ (n − k̄)(n − 2 + k̄(k̄ − 1)) + n.
(8)
Again we prove this by discerning the following three cases:
Case 1: n = 3h with h ∈ N: Then k = h and k̄ = 2h. The left hand side of (6) evaluates to
4h3 + h2 , the right hand side to 4h3 + h2 + h, so (8) holds.
Case 2: n = 3h + 1 with h ∈ N: Then k = h + 1 and k̄ = 2h. The left hand side now reads
4h3 + 5h2 + 2h + 1, the right hand side 4h3 + 5h2 + 3h and (8) holds again.
Case 3: n = 3h − 1 with h ∈ N: Then k = h and k̄ = 2h − 1. We obtain for the left hand side
4h3 − 3h2 + h and for the right hand side 4h3 − 3h2 + 2h − 1, proving the theorem.
Example 11 For n = 11, the Pineapple P11,7 has m = 31 edges and largest Laplacian
energy among all connected threshold graphs with 11 vertices. We notice that LE(P11,7 ) =
39.091 < 40.727 = LE(G), where G is the Type II threshold graph of Example 6. This is
one more instance ascertaining the general belief that, fixing n, the maximal Laplacian
energy would be attained by a non connected graph.
Acknowledgments
This work is partially supported by CAPES Grant PROBRAL 408/13 - Brazil and DAAD
PROBRAL Grant 56267227 - Germany. Vilmar also acknowledges the support of CNPq Grants 305583/2012-3 and 481551/2012-3 and FAPERGS - Grant 11/1619-2.
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