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Indigenous Urbanism: Class, City and Society in Southeast
Asia
Richard A. O'connor
Journal of Southeast Asian Studies / Volume 26 / 25th Anniversary Special Issue 01 / March 1995, pp 30 - 45
DOI: 10.1017/S0022463400010468, Published online: 07 April 2011
Link to this article: http://journals.cambridge.org/abstract_S0022463400010468
How to cite this article:
Richard A. O'connor (1995). Indigenous Urbanism: Class, City and Society in Southeast Asia. Journal
of Southeast Asian Studies, 26, pp 30-45 doi:10.1017/S0022463400010468
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Journal of Southeast Asian Studies 26, 1 (March 1995): 30-45
® 1995 by National University of Singapore
Indigenous Urbanism: Class, City and Society in
Southeast Asia
RICHARD A. O'CONNOR
University of the South
While Southeast Asia revolves around its cities, scholarship spins off into disciplines
that ignore this fact. In a region that has known cities for two millennia, where even
remote peoples have shaped themselves to or against urban rule, research goes on as
if the city were an alien entity, easily factored out and best forgotten. So village
studies represent these city-centred nations, and few wonder if the entrepreneurs and
middle class who now explain so much might themselves be explained as urban. Our
disciplines divide so deeply that no one addresses how the city organizes society and
shapes the region.
My paper takes the city's centrality as a given and focuses on how urbanism works
and what it means as a social and cultural order. Urbanism, Louis Wirth tells us, is
"a way of life".1 His now classic phrase suggests an inherited form but to him urbanism was less what the past bequeathed than what the present dictated. Urbanism was
a response to urban conditions. Such conditions might be historical or cultural but to
Wirth, an urban ecologist, the determining conditions were economic or functional.
Today, a half century later, urban research has reduced itself to detailing material conditions — the demographic, economic or political facts — as if urbanism were a reflex
of the market. Against this naive reductionism, I assume that urbanites are just as
cultural and social as any group. Their pattern, urbanism, has a life of its own.
Understanding urbanism's privileged place requires a conceptual shift from our
rural/urban dichotomy to Southeast Asia's city/society dyad. Splitting rural from urban
distorts how the Southeast Asian city is at once a centre and the whole. In effect, city
and society function as what Louis Dumont calls a hierarchical opposition.2 Just as
right and left are at once opposed (right vs. left), ranked (right is culturally superior
to left) and presume a larger whole (the body) that the superior part represents (the
right hand betokens the person), so too is the Southeast Asian city distinct from,
superior to and yet representative of society.3
My paper starts broadly and works inward in three steps. The first section argues
that urbanism is only one of several indigenous structural arrangements that "organize
life". In this light the city is not an alien imposition but an indigenous construction.
The second section takes up how this one arrangement has come to dominate the
region. Urbanism, I argue, is a historical and cultural complex that grows by elaborating
I have benefited from comments by Leif Jonsson, Tom Kirsch, Mike Montesano and Nikki Tannenbaum.
I am indebted to the National Endowment for the Humanities, the Luce Foundation, and the University
of the South for funding; and to the Southeast Asia programs at Cornell, Michigan, Northern Illinois,
Wisconsin and Yale who have welcomed my summer research.
'Louis Wirth, "Urbanism as a Way of Life", The American Journal of Sociology 44,1 (1938): 1-24.
Louis Dumont, Essays on Individualism: Modern Ideology in Anthropological Perspective (Chicago:
University of Chicago Press, 1986), pp. 223-33.
3
For example, the Tki city (muang) is culturally distinct from and superior to the village (muang vs.
ban) in a larger whole (muang as both city and village) that the city epitomizes.
2
30
Class, City and Society
31
status distinctions that create meaning and structure society. As city life generates the
distinctions that govern society, an urban autocracy arises. The final section looks at
the modern era where today's new nations ideally supersede the city's well institutionalized dominance. Three complexes — the nation, the state and the middle class —
illustrate how earlier ideologies and institutions constrain present arrangements. My
larger conclusion is that to understand the region we must study urbanism culturally,
historically and comparatively.
Urbanism and Society
Southeast Asia's cities have always brought diverse peoples and societies together.
Urbanism is neither the sum of this diversity nor its common denominator but
a society of societies, a culture of cultures. It encapsulates difference much as written
Chinese encompasses spoken diversity. By encapsulating, urbanism reifies lesser wholes
— a people or village, an entourage or occupation — so that they become fixed parts
of a still higher city-centred whole. In its simplest sense urbanism is just one of many
indigenous relations of parts, and the fact of its great success does not change its
nature.
Urbanism's nature - its function and meaning - arises from how it relates to
society. As we shall see, urbanism is neither alien to society nor the antithesis of rural
life but the essence of societal ordering. What gives urbanism its distinctive character
is how it fits amid the region's other indigenous orders. All of these are "relations of
parts" that assume the still more fundamental process whereby groups first constitute
themselves as wholes. One consequence of this self-conscious "society-making" is a
localism that pervades Southeast Asia.
Localism: Scholars divide Southeast Asia into hundreds of ethnic groups or a
handful of national cultures, but the older and firmer reality is localism. To describe,
say, Indonesia, people by people4 imposes a higher order grouping on villages and
even households that are already ritually complete, each a whole unto itself. Such
intense localism typifies the region's prehistory5 and history6 as well as its present
where the uplands can fragment into "village-level ethnicity"7 and lowland states have
localities doting on difference.8
4
For example, R.M. Koentjarangrat, Introduction to the Peoples and Cultures of Indonesia and Malaysia
(Menlo Park: Cummings Publishing Company, 1975), p. 53.
5
R.B. Smith and W. Watson, "Introduction", in Early South East Asia, ed. R.B. Smith and W. Watson
(New York: Oxford University Press, 1979), pp. 3-14; Joyce C. White, "Prehistoric Roots for Hierarchy in
Early Southeast Asian States" (Paper presented at the 57th Annual Meeting of the Society for American
Archaeology, Pittsburgh, 1992).
6
O.W. Wolters, History, Culture, and Region in Southeast Asian Perspectives (Singapore: Institute of
Southeast Asian Studies, 1982), p. 53.
7
Frank L. Lebar, Gerald C. Hickey and John K. Musgrave, Ethnic Groups of Mainland Southeast Asia
(New Haven: HRAF, 1964), p. 3; F.M. and M. Keesing, Taming Philippine Headhunters: A Study of Government and of Culture Change in North Luzon (London: George Allen and Unwin, 1934), pp. 38-39.
8
Louis Golomb, Brokers of Morality: Thai Ethnic Adaptation in a Rural Malaysian Setting (Hawaii:
University Press of Hawaii, 1978), p. 6; Lucien M. Hanks, "Comment", in The Study of Thailand, ed. E.B.
Ayal (Athens, Ohio: Ohio University Center for International Studies, 1978), p. 62; Alexander Woodside,
"Conceptions of Change and of Human Responsibility for Change in Late Traditional Vietnam", in Moral
Order and the Question of Change: Essays on Southeast Asian Thought, ed. David K. Wyatt and A.
Woodside (New Haven: Yale Southeast Asia Studies, 1982), pp. 136-37.
32
Richard A. O'Connor
Localism is not just the diversity that accumulates from drift and isolation, but an
active principle of symbolic differentiation. Consider, for example, how the Vietnamese
colonized rice plains. A people who expanded from a common core onto accessible
and undifferentiated land should create a homogenous countryside, but because each
Vietnamese village sought its own craft or skill monopoly, they created an intricate
specialized web.9 While Vietnamese differentiated by village and craft, other groups
manufacture diversity on ethnic or moral lines, by culinary nuance or ceremonial style.
The idioms vary from place to place but everywhere nearby groups align their differences. Indeed, on the Malay Peninsula each group changes not just on its own but
with a "tacit understanding" of its neighbours,10 while for Balinese villages "no two
do things exactly alike; [and] if they find that they do, one of them changes
something".11 None of this is new. Going back three or four millennia nearby mainland sites differ so greatly in pottery and ritual culture that archaeologists would assume
isolation were it not that metallurgical techniques and materials show wide linkages.'2
Here localism suggests not isolation but interacting societies, and the larger symbolic
differentiation suggests a Durkheimian organic solidarity between societies.13
"Society-Making" Rules: The region's localism arises from how its societies selfconsciously represent themselves by rites, rules and customs. While these societymaking sets are diverse — ethnicity,14 etiquette, ritual language,15 ritual interdictions16
as well as local customs and royal rites - our interest lies in their similarity in societal
function and cultural meaning. All such sets are taken to be consequential, orderimposing and pragmatic strictures. We may state these characteristics as three indigenous
principles.
First, society-making rules are directly consequential. A body of custom does not
merely represent a group that already exists but its discipline creates that group. It is
not as if "the People . . . " create a constitution that creates a nation, but rather that
such rules create not just a polity but a people. Such rule-making has the radical and
'Neil L. Jamieson, "Multiple Models of Economics and Morality in Vietnam" (Paper presented at the
Annual Meeting of the Association for Asian Studies, Boston, 1987), p. 17.
'"Golomb, Brokers of Morality, p. 6
"Clifford Geertz, Local Knowledge: Further Essays in Interpretive Anthropology (New York: Basic
Books), p. 176.
12
Charles Higham, The Archaeology of Mainland Southeast Asia (Cambridge: Cambridge University
Press, 1989), p. 209; White, "Prehistoric Roots".
13
Its Southeast Asian twist is that solidarity arises not just within a society as it specializes but between
societies as they adapt to each other. See Emile Durkheim, The Division of Labor in Society (New York:
Free Press, 1964).
14
Michael Moerman, "Ethnic Identification in a Complex Civilization: Who are the Lue?", American
Anthropologist 67 (1965): 1215-30.
15
James J. Fox, "Southeast Asian Religions: Insular Culture", in Encyclopedia of Religion, ed. M.
Eliade (New York: Macmillian, 1987), vol. 13, p. 524.
16
P.B. Lafont, Genies, anges et demons en Asie du Sud-est (Paris: Editions du Seuil, 1971), pp. 345-32;
A.W. Macdonald, "Notes sur la Claustration Villageoise dans L'Asie du Sud-Est", Journal Asiatique 245
(1957): 185-210.
Class, City and Society
33
direct effectiveness often attributed to ritual but need imply no religious belief and
may be as mundane as an agricultural practice.17
Second, society-making rules impose order lest chaos reign. Chaos is so readily
imagined that rules are justifiably rigid.18 Even if such rules arise openly from practice, once established their authority comes from outside of everyday life. This "outside" need only be the wisdom of elders or the legacy of ancestors but it is never just
what people do. Southeast Asian society, it seems, is better than the people in it, better
even than its own practice. Conceived as exogenous strictures, such discipline appears
as good-to-have19 but hard-to-keep rules whose very rigidity leaves the rest of life rather
loose.20 It not only creates "systems in which the 'individual' has a notable measure
of autonomy vis-a-vis the 'social structure'"21, but as A. W. Macdonald says, society
can be so generally open because its specific points of closure are so clear and
uncontested.22
Third, society-making rules are formulated openly and changed pragmatically.
Southeast Asians adjust inherited forms almost as freely as democracies write and
revise laws. So society is neither god-given laws nor ancestral custom, but rather working arrangements wherein gods, ancestors and humans adjust their unfolding interests.23 In the islands this consensual arrangement, adat, may constitute a group
literally out of words whereas on the mainland chthonic cults do the same symbolically
out of ancestors, but both act as working sets that adapt an inheritance pragmatically
by treating the ancestors as mentors, not law-givers. In effect the dead guide the living
just as any elder guides the young.24
17
Susan D. Russell and Clark E. Cunningham, "Introduction: Social Change, Cultural Identity, and
Ritual Response", in Changing Lives, Changing Rites Ritual and Social Dynamics in Philippine and
Indonesian Uplands, ed. S.D. Russell and C.E. Cunningham (Ann Arbor: University of Michigan Center
for South and Southeast Asian Studies, 1989), p. 3; G. Condominas, "Ritual Technology in Mnong Gar
Swidden Agriculture", in Rice Societies: Asian Problems and Prospects, ed. I. Norlund, S. Cederroth and
I. Gerdin (Riverdale, MD: The Riverdale Company, 1986), pp. 28-46.
18
On chaos see Michael Aung-Thwin, "Divinity, Spirit, and Human: Conceptions of Classical Burmese
Kingship", in Centers, Symbols, and Hierarchies: Essays on the Classical States of Southeast Asia Studies,
ed. L. Gesick (New Haven: Yale University Southeast Asia Studies, 1983), p. 74; 1 Drakard, A Malay
Frontier: Unity and Duality in a Sumatran Kingdom (Ithaca: Cornell University Southeast Asia Program,
1990), pp. 16-18; Karl G. Heider, Indonesian Cinema: National Culture on Screen (Honolulu: University of
Hawaii Press, 1991), pp. 28-30.
"Overt enthusiasm for such rules - how "good" they are to have - varies culturally. See Hildred
Geertz, "The Balinese Village", in Local, Ethnic, and National Loyalties in Village Indonesia: A Symposium,
ed. G. William Skinner (New Haven: Yale University Southeast Asia Studies, 1959), pp. 24-33, for a distinction between how custom attracts Balinese and repels Minangkabau. On the mainland this would distinguish
Akha from Lisu, and Lawa from Karen.
20
Even in Bali, where everything seems prescribed, Boon observes that the fixity of temples allows
flexibility to social groups. See James A. Boon, The Anthropological Romance of Bali 1597-1972 (Cambridge:
Cambridge University Press, 1977), p. 113.
2I
A. Thomas Kirsch, "Loose Structure: Theory or Description?", Loosely Structured Social Systems:
Thailand in Comparative Perspective, ed. Hans-Dieter Evers (New Haven: Yale University Southeast Asia
Studies, 1969), p. 59.
^Macdonald, "Notes sur la Claustration", p. 206.
23
In effect, as "society" stands above time, "custom" becomes how groups unfold. In contrast, modern
thought treats "custom" as a past that is kept or lost and "society" as a present equilibrium of acts.
M
On adat see Geertz, Local Knowledge, pp. 207-214; on chthonic cults see Paul Mus, India Seen from
the East: Indian and Indigenous Cults in Champa, trans. I.W. Mabbett (Monash University Centre of
Southeast Asian Studies, 1975).
34
Richard A. O'Connor
Negotiable customs let Southeast Asians live pragmatically and localize freely. How
can a group openly adjust the customs that create the group? "Changeable customs",
a seeming oxymoron, are perfectly consistent wherever practical rituals constitute a
group. As the group or its needs change, so must custom. In effect, authority is
anchored locally in an ongoing group and not displaced categorically from the living
to the dead, humans to gods, or present needs to eternal truths. In this rule-making,
where "society seems sedimented . . . out of the pragmatic interests of its acting subjects", the region joins what Marshall Sahlins calls an entire "family of cultures" that
organize life by performative rather than prescriptive structures.25 Such unfolding
structures are how localism prospers and how urbanism arises within the conditions
that localism creates.
"Higher" Orders: As each group makes rules to create itself and keep distinct from
neighbours, a great variety of higher order arrangements arise. Such arrangements
may be as self-conscious as the ritual that organizes polyethnic Lao states26 or as
consciousness-deciding as the ethnic differentiation wherein Malay, Senoi, and Semai
construct each other out of their differences.27 State coercion may create some orders
as a collectivity of local cults28 while others such as the marriage systems29 and competitive feasting30 arise spontaneously. Varied as they are, what these arrangements
share is that they not only preserve but require diversity.31 All encapsulate selfconsciously distinct groups that thereby function as parts of larger wholes.
Urbanism: Urbanism is one such larger whole. It appears to be a radical break,
thanks to its foreign symbols and how thoroughly it has displaced rival wholes, but
Southeast Asian urbanism functions as a supra-local and supra-ethnic order just as
upland feasting or coastal trading do. Its symbols are foreign - Indie, Sinitic, Arabic
or Western — but their indigenous role requires this "outside" origin. Were the urban
not conspicuously foreign, it could not stand categorically above the ethnic and the
local; and yet were it not effectively indigenous it could not dominate these lesser orders
deeply. Indeed, the city's dominance is so deep precisely because it is a grander version
25
MarshalI Sahlins, Islands of History (Chicago: University of Chicago Press, 1985), pp. 26-28. As
Gibson puts it, "in many parts of Southeast Asia social action is thought of as being continuously constructed on the basis of certain shared rules, and not as being defined in advance by a rigid code of
conduct prescribing correct behavior
" Thomas Gibson, Sacrifice and Sharing in the Philippine Highlands Religion and Society Among the Buid in Mindoro (London: Athlone Press, 1986), p. 65.
26
Charles Archaimbault, "Religious Structures in Laos", Journal of the Siam Society 52,1 (1964): 57-74.
"Geoffrey Benjamin, "In the Long Term: Three Themes in Malayan Cultural Ecology", in Cultural
Values and Human Ecology in Southeast Asia, ed. K.L. Hutterer, A.T. Rambo and G. Lovelace (Ann Arbor:
University of Michigan Center for South and Southeast Asian Studies, 1985), pp. 219-78.
^H.L. Shorto, "The Dewatau Sotapan: A Mon Prototype of the 37 Nats", Bulletin of the School of
Oriental and African Studies 30 (1967): 127-41.
29
Claude Levi-Strauss, The Elementary Structures of Kinship (Boston: Beacon Press, 1969).
30
A. Thomas Kirsch, Feasting and Social Oscillation: Religion and Society in Upland Southeast Asia
(Ithaca: Cornell Southeast Asia Program, 1973).
31
See for example G.C. Hickey, Sons of the Mountains: Ethnohistory of the Vietnamese Central Highlands to 1954 (New Haven: Yale University Press, 1982); Gibson, Sacrifice and Sharing; V. Wee, "Material
Dependence and Symbolic Independence: Constructions of Melayu Ethnicity in Island Riau, Indonesia",
in Ethnic Diversity and the Control of Natural Resources in Southeast Asia, ed. A.T. Rambo, K. Gillogly
and K.L. Hutterer (Ann Arbor: University of Michigan Center for South and Southeast Asian Studies,
1988), pp. 197-226.
Class, City and Society
35
of whatever localism might oppose it. After all, an alter ego is far harder to resist than
an alien imposition. Urbanism, we must conclude, is a typically indigenous response
to localism as a distinctively regional condition.
Southeast Asian urbanism's distinguishing features are urban rule and foreign idioms.
All society-making imposes order but urbanism's regime presumes a ruling centre —
a king, palace, capital or government — whose power institutes higher rites and rules
that order a realm of lesser peoples and places. Just as fifteenth century Pegu brought
the Mon realm's local chthonic cults together in the capital's Buddhist cult,32 the current Indonesian government represents its realm's once remote peoples as ethnic pieces
of a national whole.
Urbanism requires conspicuously foreign idioms. Society-making rules always come
from outside of everyday life, but for localism this exogeny need be no more than the
ancestors or the past. For urbanism or indeed any higher order this will not do. If they
are to order localism as it orders everyday life, then these higher orders require a still
more distant idiom. Once begun, pursuing the outside culminates in either asceticism
or foreign borrowings. Asceticism, the ultimate trump, plays off of society's representations to stand beyond not just localism but urbanism too.33 Crucial as it is to current politics, asceticism cannot create a polity and thus it is the other "outside", foreign
borrowings, that best explains how urban rule works.
Where India abhorred the outside as polluting and China disdained it as barbaric,
Southeast Asia appropriated foreign borrowings as the idiom of urban rule. Examples
abound but consider how Manila's elite has favoured foreign tongues — once Malay,
then Spanish and lately English34 — just as Siamese rulers have followed Khmer,
Western and now international styles. Speaking broadly, the idiom is always changing
— Indie, Arabic, Sinitic, modern — but there is continuity in the way foreign symbols
set the city and its elites above the countryside and commoners. In effect, what begins
as a foreign fad becomes an indigenous hierarchy; and what appears as exogenous
change — Indianization, Sinicization, modernization — functions as an indigenous
urbanization that breaks down the local only to build up the urban. Where society's
structure arises performatively, the outside is a perpetually valuable resource.
Whatever its origins,35 the outside's ongoing function is that it meets a structural
need created by localism. Here, in its own ideology, urbanism averts the chaos that
localism creates. Where groups live together and each represents its motives by localism,
internecine struggle always seems only a moment away. Set against this incipient
32
Shorto, "The Dewatau Sotapan", p. 127.
James A. Boon, "Incest Recaptured: Some Contraries of Karma in Balinese Symbology", in Karma:
An Anthropological Inquiry, ed. C.F. Keyes and E.V. Daniel (Berkeley: University of California Press,
1983), pp. 185-222.
34
John U. Wolff, "The Character of Borrowings from Spanish and English in Languages of the Philippines", Philippine Journal of Linguistics 4,5 (1973-74): 72-81; and "Malay Borrowings in Tagalog", in
Southeast Asian History and Historiography: Essays Presented to D.G.E. Hall, ed. C D . Cowan and O.W.
Wolters (Ithaca: Cornell University Press, 1976), pp. 345-67.
35
If localism divided early Southeast Asia, it would be like Melanesia where big-men use outside borrowings to outdo rivals. If higher polities first arose by alien idioms, borrowing from the outside might become
a built-in need. See Michael Allen, "Elders, Chiefs, and Big Men: Authority Legitimation and Political
Evolution in Melanesia", American Ethnologist 11,1 (1984): 20-41; and Richard A. O'Connor, A Theory
of Indigenous Southeast Asian Urbanism (Singapore: Institute of Southeast Asian Studies, 1983), p. 29.
33
36
Richard A. O'Connor
anarchy, urbanism represents itself as the cool reason and objectivity that only the outside offers. The fact that such dramas sometimes play themselves out for real should
not disguise the abiding symbolic interdependence whereby localism's supposedly
parochial claims on the person strengthen urbanism's "civilizing" authority over society.
Urbanism's ostensibly exogenous order requires a chaos that comes from within the
society it rules.
In this section we have seen how urbanism is not an alien imposition but an indigenous arrangement whose structural equivalence to localism lets the city epitomize
society. Were the urban opposed to the rural or equated with the market, then its
dominance would be circumscribed. Yet Southeast Asia lacks — or lacked - these
limits. Constructed as a hierarchical opposition, the city becomes that part whose
superiority lets it represent the whole. In this setup urban authority reaches deeply into
social life. It is to this cultural dominance that we turn now.
Urbanism as a Historical and Cultural Complex
While urbanism is just one way Southeast Asian societies arrange themselves structurally, it is the dominant arrangement in most of the region. Today's urban behemoths
are primate cities whose wealth and power dwarf other towns and dominate their
societies.36 The sheer size of Bangkok or Jakarta may be new but such centrality is as
old as Angkor or Srivajaya. We might as easily imagine the United States without
capitalism as think of Southeast Asia without urban dominance.
Urban Dominance: So obvious and decisive a feature would seem to demand some
explanation and yet urban dominance is left largely unexplained. True, some scholars
measure population flow or material conditions as if today's balance must abide by
timeless laws of economic efficiency, but they are assuming conditions of intense and
continual competition that hardly exist. Any selective pressure operates slowly if at all
because a primate city creates monopoly conditions. It forces society to adapt to it.
Like any monopoly, it can be inefficient or even self-destructive and yet survive for
centuries. To assume the city's size, wealth or power represents some higher economic
logic or hegemonic reason merely imposes an adaptationist teleology on the data.37
Such tautologies aside, we are left to explain urban dominance as either purely historical or "rational" within cultural conditions that require their own explanation.
Either way history and culture require examination.
If history holds the answer, then the region's early cities established patterns that
structured later events. In this explanation urbanism's sheer self-interested mass would
perpetuate itself by creating the conditions that decide what is economically viable
and politically effective. While this is plausible for the Tai as well as the region,38 the
36
Jonathan Rigg, Southeast Asia: A Region in Transition — A Thematic Human Geography of the
ASEAN Region (London: Unwin Hyman, 1991), pp. 133-35.
"Stephen Jay Gould, "Evolution and the Triumph of Homology, or Why History Matters", American
Scientist 74 (1986): 60-69.
38
On the Tai see Richard A. O'Connor, "Cultural Notes on Trade and the Tai", in Ritual, Power and
Economy: Upland-Lowland Contrasts in Mainland Southeast Asia, ed. Susan D. Russell (DeKalb: Northern
Illinois University Center for Southeast Asian Studies, 1989), pp. 27-65; and "From 'Fertility' to 'Order',
Paternalism to Profits: The Thai City's Impact on the Culture-Environment Interface", in Culture and
the Environment in Thailand- A Symposium of the Siam Society (Bangkok: The Siam Society, 1989),
pp. 393-414; on the region see O'Connor, Indigenous Urbanism.
Class, City and Society
37
historical evidence is not strong enough to stand alone and thus we must consider the
cultural pattern this history presumes.
A cultural explanation for urban dominance focuses on how society represents itself
in symbols that presume a centre. A culture can have what Sahlins calls "a privileged
institutional locus . . . whence emanates a classificatory grid imposed upon the total
culture".39 In the West, he argues, that locus is the economy. In Southeast Asia it is
the city.40 A locus rules its region by creating conditions that colour experience and
•divide function and meaning into pieces that presume the dominant locus. In effect,
then, Southeast Asia's pieces presume a ruling centre. The city is built into culture and
society. Elaborating these symbolic distinctions thus constitutes urbanization in its
widest sense.
Indigenous Urbanization: Narrowly defined, urbanization is the rising percentage
of a nation's population who live in urban areas. Useful as it is to know how many
people are drawn physically into the city, this number does not reveal how deeply they
are drawn into urban forms or how significant these forms are. As a physical place
the city has a varied and limited impact but it is as social distinctions that urbanism
imposes itself strictly and deeply on how people live.
In urbanization new and finer status distinctions appear within older and broader
ones in a process of symbolic differentiation.41 Starting with localism, the first centrecreating step distinguishes lord from commoner as it makes the ruler's settlement into
a "city" above what become "villages". Once accepted, this distinction settles if a
centre will rule and starts a struggle over which centre will rule. Out of this struggle
come further social distinctions that establish one city as the capital and its line as
"royal" while the rest become provincial towns ruled by nobles. And so it goes. As one
hierarchical distinction arises within another, the capital's elite and urban life get set
above the larger society these distinctions create. Each step presumes prior ones and
creates categories of people or place that then perpetuate themselves as the conditions
out of which new distinctions arise.
How do distinctions arise? Urbanism's always foreign idiom creates a scarcity that
inevitably breeds social distinctions. When only a few possess the outside's emblems,
their value is high; as more people get these symbols their value falls; and finally some
new distinctions come in at the top to start the cycle again. All who play politics
manipulate this flow. In the traditional Balinese state rulers conferred status down from
the top while lesser folk ceded power up from the bottom.42 In this interplay we see
how the region urbanizes, how the countryside comes under its urban courts. In
nineteenth-century Siam, for example, archival records show the monarchy carefully
awarding distinctions to align a royal temple hierarchy with the shifting politics of
popular monks and powerful nobles.43 Across the region sovereignty empowered a
39
Marshall Sahlins, Culture and Practical Reason (Chicago: University of Chicago Press, 1976), p. 211.
^Insofar as other regions have loci, likely candidates are the state in China, religious purity in India,
exchange in Melanesia, and kinship in Africa.
41
O'Connor, Indigenous Urbanism.
42
Clifford Geertz, Negara: The Theatre State in Nineteenth-Century Bali (Princeton: Princeton University Press, 1980), pp. 62-63.
43
Richard A, O'Connor, "Urbanism and Religion: Community, Hierarchy and Sanctity in Urban Thai
Buddhist Temples" (Ph.D. diss., Cornell University, 1978).
38
Richard A . O'Connor
ruling centre to manufacture status distinctions - titles, honours, privileges, rights to reward allies and co-opt rivals, giving lesser leaders and local groups a stake in the
centre. This century's bureaucratization hardly differs.44 In effect, ruling groups create
the nations they rule. Where the Western economy elaborates the product distinctions
that create its culture,45 Southeast Asian cities elaborate the status distinctions that
urbanize society.
Overall, then, indigenous urbanization is the elaboration of status distinctions that
presume a centre and organize society hierarchically.46 It is these distinctions that explain urban dominance and build the city into society. They establish an urban autocracy — meaning not "absolute power" but rather more literally "self empowered" —
wherein urban life generates the status distinctions that govern the city and the larger
society. Once this closure comes, the city rules a countryside it need never know.
Urbane yet insular, elites can imagine peasantries and nations to suit themselves.
Urbanism Today: Nation, State and Class
While urbanism shows great continuity, it is also true that Indianization, world
religions and modernity have revolutionized the region in turn. Each epochal shift
creates what Robert McKinley calls an era. Each era's socially constructed meanings
constitute a "system of knowledge" that enters into a dialogue with still earlier
systems.47 As the new subordinates the old, later eras encapsulate earlier ones. In consequence, as McKinley shows for the Malay, an animist rite can exist within an Islamic
explanation within a modern framework. Now if we go by dominance, then as the
higher defines the lower's niche, modernity shapes the functions and meaning of all
lesser systems. On the other hand, if we go by precedence, then as the lower comes
earlier, Islam and still earlier systems restrict what modernity can be. I do not doubt
modernity's dominance changes the rest, but my concern here is how precedence enforces continuity. History — merely what came before - explains urban behemoths
better than present function or meaning ever will.
To study modernity's built in urban bias we shall focus on the inherited social forms
whereby earlier institutions and ideologies condition the present. We touch on three
contemporary complexes — the nation, the state and the middle class — to show how
each embodies an earlier urbanism.
The Nation: A nation, Benedict Anderson suggests, is not only an imagined community but also an easily borrowed idea.48 Once borrowed, this import adjusts to
indigenous context and historical sequence. In Southeast Asia the result is nations that
are new in principle but old in pattern. The egalitarianism of citizenship is a new and
powerful ideology, but status distinctions and localism still decide which citizen gets
^Hans-Dieter Evers, "The Bureaucratization of Southeast Asia", Comparative Studies in Society and
History 29,4 (1987): 666-85.
45
Sahlins, Culture and Practical Reason.
^O'Connor, Indigenous Urbanism.
47
Robert McKinley, "Zaman dan Masa, Eras and Periods: Religious Evolution and the Permanence of
Epistemological Ages in Malay Culture", in The Imagination of Reality: Essays in Southeast Asian Coherence Systems, ed. A. Becker and A. Yengoyan (Norwood, NJ: Ablex, 1979), p. 306.
48
Benedict Anderson, Imagined Communities: Reflections on the Origin and Spread of Nationalism
(Rev. ed.; London: Verso, 1991).
Class, City and Society
39
what. To become a nation Thailand became a geopolitical body,49 but this conspicuously modern construction is also an analog of emboxment, an indigenous
construct.50 Ideally the nation supersedes the city, but these new nations succumb
readily to urban interests and remain heavily mortgaged to urban forms. Consider two
major continuities.
First, the nation operates by the same self-conscious society-making process as
urbanism and localism. All three readily impose rules lest chaos and corruption reign.51
The fact that the region's new nations have seen chaos may indeed exert "a subtly
addictive and a profoundly rigidifying force",52 and yet a fascination with order and
its collapse is too old and pervasive to attribute solely to recent politics. In imagining
not just community but anarchy, the nation invests its rules with a moral authority
that pits discipline against democracy, makes corruption a perennial issue, and stifles
open debate.53 If democracy presumes that a nation's rules come from its people, that
they arise "within", then this clashes with the indigenous assumption that order comes
from "without", that rules descend from elders, ancestors and kings.
While the nation, urbanism and localism are alike in their society-making rules,
they differ in the arena where the rules are actually made. In localism it is the community with deference to the elders; in urbanism it was the court with deference to
the king; and in the nation it is the city with deference to the people. Who are "the
people"? A rich politics arises on this issue. While prebendal bureaucrats argue with
foreign-funded Non-Governmental Organizations and the media swing from social
science to sob stories, the one constant is that these are all urban voices articulating
modern values on behalf of others or indeed an "other". In the end this cacophony
is an acephelous urban autocracy that imagines a "people" to suit itself.
The second continuity is how the new subsumes the old. Just as urbanism is an
order above localism and ethnicity, the nation now constitutes itself as a community
above all lesser communities. Here social theorists once wrongly assumed that civil
society itself was new and that its modern identity could succeed only at the expense
of earlier traditional ones and their primordial sentiments.54 What actually happened
49
Thongchai Winichakul, Siam Mapped: A History of the Geo-Body of a Nation (Honolulu: University
of Hawaii Press, 1994).
50
Georges Condominas, L'espace social apropos de VAsie de Sud-Est (Paris: Flammarion, 1980); Macdonald, "Notes sur la Claustration".
51
For an ethnographic illustration see J. Joseph Errington, "Self and Self-conduct among the Javanese
Priyayi Elite", American Ethnologist 11,2 (1984): 275-90.
"Clifford Geertz, The Interpretation of Cultures (New York: Basic Books, 1973), p. 324.
53
On exploiting the threat of ethnic chaos, see David Brown, The State and Ethnic Politics in Southeast
Asia (London: Routledge, 1994). On the continuity, see James Cotton, "The Limits to Liberalization in
Industrializing Asia: Three Views of the State", Pacific Affairs 64,3 (1991): 311-27. On the "emphasis on
rules" in Indonesia's New Order, see Ruth T. McVey, "The Beamtenstaat in Indonesia", in Interpreting
Indonesian Politics: Thirteen Contributions to the Debate, ed. B. Anderson and A. Kahin (Ithaca: Cornell
University Southeast Asia Program, 1982), p. 87. McVey attributes this pattern to a legacy of the colonial
state reinforced by the "rule-mindedness of the military" but in uncolonized Thailand even civilian officials
pride themselves on their rule-determined "discipline" (rabiap). The larger issue is that the imagined alternative to such rule-mindedness is first corruption and finally chaos. Here corruption, as violating a specifically national trust, is clearly new.
54
Clifford Geertz, "The Integrative Revolution: Primordial Sentiments and Civil Politics in the New
States", in Old Societies and New Societies: The Quest for Modernity in Asia and Africa, ed. C. Geertz
(New York: The Free Press, 1963), pp. 105-157.
40
Richard A. O'Connor
is that a new civil society subsumed an older one. A crucial step, and the epitome of
the process, was the formation of new national languages. In Thailand, for example,
Standard Thai is now spoken almost everywhere but most local languages continue to
prosper.55 Similarly, in Indonesia a lingua franca used by the Dutch and spoken in
Jakarta became the new language for the new reality of the nation.56 For most it
remains the language of citizenship and education whose formality sets it apart from
mother tongues that mark home and neighbors by their intimacy.57
Adding a new national identity at the top institutes a hierarchy that subordinates
other identities. No nation shows this better than Indonesia where local groups invent
religions, edit customs and discover dances that accommodate national categories and
tourist sensibilities.58 In Indonesia fundamentalists and recent history raise the stakes,
but this interplay pervades the region. On one side is the nation whose agents are
urban in attitude, training and often background. On the other side are local groups
who may resist or accommodate but can hardly deny the national order. In early
modernizing, governments insisted on changing these supposedly backward folks for
everyone's good, but elites have yet to decide if the nation is a cultural or political
community59 and lately sentimentalizing urbanites have targeted folk traditions for
preservation. In Malay novels the once obstructionist village is now a reservoir of
national virtue60 while Bangkok's middle classes find the "true Thai" off in the countryside,61 never mind that many peasants have Lao or even Mon ancestry. Indonesia's
policies not only imply that national citizenship can accommodate ethnic and religious
diversity, but officials actively encourage minorities to mark their differences.62
Why do officials and other urbanites now insist on diversity? If our perspective is
not decades but centuries, then society has reverted to type after a brief homogenizing
interim. Yet this is not to say that the nation's self-conscious modernizing was a trend
that did not take. To the contrary, these higher rules are now so well established that
local diversity threatens little. But why do customs that once got sneers now get an
official nod or even an indulgent smile? It is not local groups who decide this. What
we are seeing is neither disdain63 nor paternalism nor even the "managerial and tutorial
55
William A. Smalley, Linguistic Diversity and National Unity: Language Ecology in Thailand (Chicago:
University of Chicago Press, 1994).
56
John Hoffman, "A Foreign Investment: Indies Malay to 1901", Indonesia 27 (1979): 65-92; Ben
Anderson, "The Languages of Indonesian Politics", Indonesia 1 (1966): 89-116.
57
John U. Wolff, "The Functions of Indonesian in Central Java", in South-East Asian Linguistic
Studies, ed. Nguyen Dang Liem (Pacific Linguistics, Series C, no. 42, 1976), pp. 219-35.
58
Greg Acciaioli, "Culture as Art: From Practice to Spectacle in Indonesia", Canberra Anthropology 8,
1-2 (1985): 148-72; Janet Hoskins, "Entering the Bitter House: Spirit Worship and Conversion in West
Sumba", in Indonesian Religions in Transition, ed. Rita Smith Kipp and Susan Rodgers (Tucson: University
of Arizona Press, 1987), pp. 136-60; Susan Rodgers, "Batak Tape Cassette Kinship: Constructive Kinship
Through the Indonesian National Mass Media", American Ethnologist 13,1 (1986): 23-42.
59
Brown, The State, p. 261.
^David J. Banks, From Class to Culture: Social Conscience in Malay Novels Since Independence (New
Haven: Yale University Southeast Asia Studies, 1987).
6i
O'Connor, "From Fertility to Profits".
62
Acciaioli, "Culture as Art"; John R. Bowen, "Communications to the Editor", Journal of Asian
Studies 49,3 (1990): 609-611; Rita Smith Kipp, "The Secularization of an Ethnic Identity" (Paper presented
at the Annual Meeting of the Association for Asian Studies, New Orleans, 1991).
63
Heather Sutherland, The Making of a Bureaucratic Elite: The Colonial Transformation of the Javanese Priyayi (Singapore: Heinemann, 1979), p. 30.
Class, City and Society
41
air" of bureaucrats,64 but rather urbanites and nationals eager to establish their identity by who they are not. A touristic encounter collapses intricate status distinctions
into juxtaposed kinds, into "us" and "them". Who does this serve? As this urban trope
domesticates difference for the nation, it reassures the middle class of their place in
urban society. It declares the city one, saying top and bottom differ only by degree.
Difference in kind is not in the city but off in the countryside. Where national tropes
meet urban needs, the city still rules society.
The State: Although easily conflated, a nation and a state are not the same.65 A
state may serve a nation by implementing popular will or a nation may serve a state
by supporting its administrators' particular interests. A nation is an entire country but
the character of a state is often urban because of the facilities it inherits, the customs
it carries and the status its personnel hold.
In Southeast Asia when the interests of the state and nation differ, the state usually
wins because it is older and better institutionalized. While the nation began only with
independence, states took over personnel, offices and procedures from colonial or royal
administrations. Such continuity may explain why Indonesia's national government
sometimes acts as the Dutch colonial state once did,66 and why Singapore's government has a sense of superior virtue that oddly resembles a British colonial administration. It is Thailand, however, where the continuity seems greatest. Here the absolute
monarchy's fall left its one-time servant, the civil and military bureaucracy, the master
of the nation. As the best established strategic group, the bureaucracy's often independent institutions have set the national agenda ever since.67 Even at the other extreme,
where the state is weak, the nation is hardly strong. In the Philippines landed interests
hold sway while in Malaysia and Indonesia the government party decides what is good
for the nation as well as the state.
Whether it is a continuity or a change, the modern state has secured its dominance
by expanding enormously and co-opting the educated into its ranks. From 1940 to 1968
Indonesia's administration grew perhaps ten fold while during the 1970s the number
of government employees grew 50 per cent in Thailand, 90 per cent in Malaysia and
almost 400 per cent in Indonesia.68 In this "runaway bureaucratization", Hans-Dieter
Evers sees the offspring of the "historical marriage of a patrimonial and a modern
bureaucracy under colonial auspices".69 Just as courts once elaborated status distinctions, states now manufacture jobs to consolidate control; and as these positions
accumulate, their distinctions elaborate a national culture and create a middle class.
"McVey, "The Beamtenstaat", p. 85.
*5Benedict Anderson, "Old State, New Society: Indonesia's New Order in Comparative Historical
Perspective", Journal of Asian Studies 42,3 (1983): 477-96; and Imagined Communities.
^Anderson, "Old State"; Ruth McVey, "Faith as Outsider: Islam in Indonesian Politics", in Islam in the
Political Process, ed. J. Piscatori (Cambridge: Cambridge University Press, 1983), pp. 199-225.
*7On strategic groups, see Hans-Dieter Evers, "Sequential Patterns of Strategic Group Formation and
Political Change in Southeast Asia" (University of Bielefeld, Sociology of Development Research Centre,
1982); on institutions, see William H. Overhold, "Thailand: A Moving Equilibrium", Pacific Review 1,1
(1988): 7-23.
68
Anderson, "Old State", p. 483; Evers, "Bureaucratization".
69
Evers, "Bureaucratization", pp. 666, 678.
42
Richard A. O'Connor
The Middle Class: It is not easy to be middle class where the niche is new. Urbanites who are above the poor but beneath the powerful have only a merchant's heritage
to claim. In fact some are merchants or their offspring, but this minority niche hardly
suits the growing number who fill the middle positions created by government expansion and economic growth. Their new condition requires new social forms.
The middle falls between conflicting conditions. On the one hand, if class arises
from parental background and present occupation, then the middle still splits into two
groups: a petty bourgeoisie who prosper as a minority, and a professional middle class
whose education, identity and prospects are all national.™ On the other hand, if the
schools and bureaucracies that fostered today's generation have had their way, then the
nation is a single whole whose core is those with the requisite education and income.
Here consumerism's many ephemeral distinctions erode the few enduring lines that
mark class and ethnicity, but whether this ends as atomization, life style pluralism, or
a single middle remains to be seen.
Caught in this flux, urbanites seek social forms to place themselves. While some
fads may stick, the emerging middle appears to rely heavily on social forms inherited
from earlier and especially founding groups.71 The middle is already too large and
dispersed to renegotiate these customs, and it may well be too diverse ever to agree
again. So this new group relies on social forms that replicate the ways of founding
groups. Consider Indonesia and Thailand.
In the 1920s a "metropolitan superculture" emerged among modern educated Indonesians in the colony's cities.72 Combining "a colonial-derived Western style" with the
outlook of the traditional elite ipriyayi), this new culture "dominated the independence
movement" that created the nation.73 By the mid-1960s this mestizo culture was already
into its second native-born generation and assimilating newcomers as biculturals.74
Under Suharto it claimed the state whose New Order policies favour a middle class
that now dominates the nation.75 In roughly a half century the social forms created
by "an extremely small"76 urban group have come to shape the way an extremely large
nation imagines and constructs itself.
In Thailand a middle class is only now emerging out of the proclivities of petty
merchants, modern-day "courtiers" and a handful of ascetic bureaucrats. While the
first two groups delight in a status competition that has dominated the Thai capital
since Ayutthaya, these bureaucrats are relative newcomers who disdain the conspicuous
70
Richard Robinson and David S.G. Goodman, "The New Rich in Asia: Affluence, Mobility, and
Power", Pacific Review 5,4 (1992): 321-27.
71
Our theory combines Evers' strategic groups with Foster's cultural crystallization to argue that the
first group to dominate a niche generates the social forms that constrain all who come later. See Evers,
"Sequential Patterns", and George M. Foster, Culture and Conquest: America's Spanish Heritage (Chicago:
Quadrangle Books, 1960).
72
Hildred Geertz, "Indonesian Cultures and Communities", in Indonesia, ed. Ruth McVey (New Haven:
HRAF, 1967), pp. 35-37; McVey, "Faith as Outsider"; Sutherland, Bureaucratic Elite, p. 43.
73
McVey, "Faith as Outsider", pp. 203-205.
74
Benedict Anderson, "Cartoons and Monuments: The Evolution of Political Communication Under
the New Order", in Political Power and Communications in Indonesia, ed. K.D. Jackson and L.W. Pye
(Berkeley: University of California Press, 1978), p. 319; Geertz, "Indonesian Cultures", pp. 35-36.
"McVey, "Faith as Outsider", p. 219.
76
Ibid., p. 204.
Class, City and Society
43
consumption that drives the other two. I call these officials "ascetic" to mark the
austere and self-denying discipline that orders their lives, but their other distinctive
traits are an assertively modern insistence on reason and a decidedly conservative faith
in expertise and institutions. Perhaps only a few officials continue this line but the real
legacy of these ascetic bureaucrats is a civil and military service built around their values.
Any bureaucracy dotes on rules but this particular ascetic style has affinities with
Buddhist monasticism and testifies to the social position of its founders. The closest
Buddhist link is with the royally favoured Thammayut Order. Founded in the nineteenth century, this sect put reason above custom and discipline above all. It sought
to reform Buddhism as the modern bureaucracy would later seek to reform government. Early in this century Thammayut reformers were at the height of their influence
just when an impressionable first generation of modern educated commoners were
beginning careers in the then emerging bureaucracy. As newcomers their vulnerable
social position made asceticism an attractive stance. Coming into a court society of
the well born and wealthy, these new civil servants were mostly commoners from farming or merchant families.77 Their willing subordination to discipline is a stance we
might expect from newcomers among the well connected. Whether they presented
themselves humbly as dutiful servants of the king or claimed the high ground by refusing to play an old-boy game they could not win, adherence to discipline was their
natural refuge. Their subordination to modernity — reason, efficiency, progress — was
all the greater because it was all they had. Later, once these officials were well established, modernity and discipline would come to justify bureaucratic rule. As the best
educated found government positions, Thailand failed to develop the kind of strong
independent professional class that elsewhere in the region casts informed doubt on
the bureaucracy's right to rule or the neutrality of its reason.78 Today, secure in a
discipline all revere and some follow, the civil and military service has values that are
best explained by the bureaucracy's beginnings.
Turning from the bureaucracy to the middle class more generally, Nithi Aewsriwong
notes their dependence on borrowed royal forms and attitudes.79 Religion illustrates
this nicely. Overall the middle class has largely copied a style of Buddhism whose
gift-giving is better suited to court politics than bourgeois practicality.80 While such
ceremonies are still popular, their very success at enriching the Sangha has now encouraged new religious movements that decry corruption and insist on a conspicuously
77
Surveying the most successful early civil servants, Evers found a remarkable 43 per cent were the
children of farmers and 33 per cent were from merchant families. Only 19 per cent had a father in government service, the bastion of the traditional elite. See Hans-Dieter Evers, "The Formation of a Social Class
Structure: Urbanization, Bureaucratization and Social Mobility in Thailand", American Sociological Review
31,4 (1966); 480-88.
78
A crucial juncture came early in this century when the rapidly expanding royal service coopted the
newly educated into the monarchy's competition against traditional elites. In Indonesia, on the other hand,
the colonial administration's failure to absorb many modern education Indonesians created an independent
professional class that would later trouble the Dutch. On Indonesia see Sutherland, Bureaucratic Elite, p. 54.
79
Nithi Aewsriwong, "Watthanatham khong khonchanklang thai" [Culture of the Thai Middle Class],
in The Middle Class and Thai Democracy, ed. Sungsidh Piriyarangsan and Pasuk Phongpaichit (Bangkok:
Chulalongkorn University, 1993), pp. 49-65.
8(>
rhe Siamese elite's Buddhism has long served their status competition. See O'Connor, "Cultural
Notes", p. 46. Continuing these customs, the middle class emphasizes temple construction, end-of-lent
offerings (kathiri) and other conspicuous gift-giving ceremonies (e.g. "forest robes" or phapa).
44
Richard A. O'Connor
strict discipline. These movements are controversial but their admiration for discipline
is as old as the Thammayut sect and as conservative as the bureaucracy. On one
religious extreme the Santi Asok group has an austere asceticism that upholds the early
bureaucrats' values, while on the other extreme the Thammakai movement's delight in
wealth and authority updates the conspicuous displays that merchants and courtiers
have always favoured.81 In doctrine these two contemporary movements clash just as
deeply as modernizing and traditional elites ever did, but their implicit agreement on
discipline suggests the inherited trait that may come to distinguish bourgeois religion.
These politics are Thai but the dilemma is regional. Nowhere does income or education make people "middle class" spontaneously, but in Southeast Asia competing forms
make the transition especially uncertain. As the middle expands rapidly, newcomers
eager to validate their standing seem to prefer either to copy elite practices or adopt
their predecessors' customs.
Conclusion
Southeast Asia's cities are indigenous in origin, function and meaning and yet
research treats them as alien impositions. Cities are ancient to the region and home
to almost a third of its people82 but somehow scholars assume the "real" Southeast
Asia is off in the countryside and back in the past. This myth misrepresents the region,
all of its nations, and most of its cultures, and yet is the bedrock where research begins.
Our era romanticizes the countryside, but the deeper bias against the city is in how
disciplines constitute themselves. It is not just that academic lines divide urban life
arbitrarily, but that studying a city holistically upsets the accepted methods — the procedural rules and shortcuts — that define disciplines. It is these methods that reduce
or deny the city. To make their subjects easier to study, it is commonplace for anthropology to isolate the countryside from the city, wrongly making "part societies" into
autonomous wholes;83 for geography to factor out indigenous meanings, naively
making the city into an alien economic absolute; and for political science to focus on
competing interests, forgetting how urbanism constructs the competition and biases
the outcome. In these fields and others, as disciplines define reality, the city disappears.
Today's hot topic, the region's booming economies, shows how little scholars appreciate the city's significance. Research focuses on the drama's stars only to forget the
urban stage. Chinese entrepreneurs and state officials are well worth studying in themselves, but these two groups did not arise independently or recently.84 The activities
and identity of each party are sensible not in themselves but only in relation to the
symbolic differentiation that constructs urban life and relates these two groups to
each other. Whether or not entrepreneurs and officials coalesce into a middle class,
physically and culturally they already form part of an urban class that shares insider
understandings and social advantages. It is not just that business alliances and bureaucratic careers benefit from urban social connections, but that these groups and their
81
Apinya Fuengfusakul, "Empire of Crystal and Utopian Commune: 1\vo Types of Contemporary
Theravada Reform in Thailand", Sojourn 8,1 (1993): 153-83.
82
Jonathan Rigg, Southeast Asia, p. 133.
"Robert Redfield, "The Social Organization of Tradition", The Far Eastern Quarterly 15,1 (1955).
^Ruth McVey, "The Materialization of the Southeast Asian Entrepreneur", in Southeast Asian Capitalists,
ed. Ruth McVey (Ithaca: Cornell University Southeast Asia Program, 1992), pp. 7-33.
Class, City and Society
45
socializing rely on cultural forms and social conditions that require urban explanations.85 To imagine that Thai bureaucrats and Sino-Thai merchants suddenly get
along because it now suits their interests misunderstands how interests are culturally
constructed.86 Their solidarity arises from the way urban society has adapted traditional social forms (cremations, end-of-lent [kathiri] and forest robes \phapa] gifts) to
modern uses and authenticated modern forms (old school ties, a king above politics,
birthday parties) as traditional. This city-made "social infrastructure" supports the
booming Thai economy. To credit this economic success to foreign investment forgets
that capital flows to whatever works. As the Thai economy flourishes, that of the
Philippines languishes and Ferdinard Marcos takes the blame. Yet is this the work of
one man or were Filipino social forms especially vulnerable to his style of domination?87 All across the region distinctive social forms decide what groups win and lose,
where resources flow, and how economies actually work.
To understand Southeast Asia we must study its cities holistically. Urbanism is a
start but to get far we must shed a myth and avoid two earlier errors. The myth is that
the city is just what practicality demands and not what a culture constructs. The errors
arise from studying a social entity as if it were like a language that could be understood
in itself and apart from time. The first mistakes heuristic fictions for literal truths.
Easily made, this error is easily corrected now that we all know the "village" is neither
self-contained nor timeless nor sometimes even a village. The second error accepts a
single synchronic case as completed scholarship. Studying a culture or any whole "in
itself is vital as a rule of method but self-defeating as a principle for scholarship.
Rigour requires regional comparison. If rescuing the city from reductive oblivion only
reifies it into an all-or-none cultural whole, then perhaps it was best forgotten in the
first place. My hope is that seeing the city regionally will allow historical generalizations that combine context and rigour.
85
On connections see Kevin Hewison, Bankers and Bureaucrats: Capital and the Role of the State in
Thailand (New Haven: Yale University Southeast Asia Studies, 1989),
86
Richard A. O'Connor, "Merit and the Market: Thai Symbolizations of Self-interest", Journal of the
Siam Society, 74 (1986): 62-82.
87
Turner analyzes how Marcos gained legitimacy by tapping middle class discontent over corruption and
exploiting a legalism established in Spanish and American eras. See Mark M. Turner, "Authoritarian Rule
and the Dilemma of Legitimacy: The Case of President Marcos of the Philippines", Pacific Review 3,4
(1990): 349-62. Overhold observes that the relative autonomy of Thai institutions has impeded the centralizing control exercised by Marcos and evident in Indonesia's Golkar. See Overhold, "Thailand".