Erschienen in: Journal of Low Temperature Physics ; 183 (2016), 3. - S. 258-263
https://dx.doi.org/10.1007/s10909-015-1377-8
Stability of Surface State Electrons on Helium Films
P. Leiderer1 · E. Scheer1 · K. Kono2,3 ·
J.-J. Lin2,3,4 · D. G. Rees2,3
Abstract Electrons on helium substrates form a model Coulomb system in which
the transition from classical electron liquid to Wigner crystal is readily observed.
However, attempts to increase the electron density in order to observe the ‘quantum
melting’ of the system to a Fermi degenerate gas are hindered by an instability of the
helium surface. Here we describe experimental efforts to reach the degenerate regime
on thin helium films and microstructured substrates, for which the surface instability
is suppressed. We demonstrate that, although the electron densities obtained exceed
those for bulk helium substrates, observation of quantum melting remains challenging.
We discuss possible solutions to the technical challenges involved.
Keywords
Electrons on helium · Thin films · Quantum melting
1 Introduction
Surface state electrons (SSE) on liquid helium form a unique 2-dimensional (2D)
Coulomb system under particularly clean and well-defined conditions, and their interesting properties have been described in several reviews [1] (here we discuss 4 He
exclusively). The SSE phase diagram, as calculated by Peeters and Platzman [2],
B
P. Leiderer
[email protected]
1
Department of Physics, University of Konstanz, 78457 Konstanz, Germany
2
NCTU-RIKEN Joint Research Laboratory, Institute of Physics, National Chiao Tung University,
Hsinchu 300, Taiwan
3
RIKEN CEMS, Hirosawa 2-1, Wako, Saitama, Tokyo 351-0198, Japan
4
Department of Electrophysics, National Chiao Tung University, Hsinchu 300, Taiwan
Konstanzer Online-Publikations-System (KOPS)
URL: http://nbn-resolving.de/urn:nbn:de:bsz:352-0-325964
259
is dominated by a competition between three energy contributions: (i) the thermal
energy, proportional to temperature, E th ∼ T ; (ii) the Coulomb energy E Coul resulting from the mutual repulsion of the charges, which is proportional to the inverse
distance between the electrons and hence ∼n 1/2 (where n is the electron density); (iii)
the Fermi energy, which for a 2D system is E F ∼ n. Accordingly, the phase diagram
of such a system displays three regimes, namely a classical 2D Coulomb gas/fluid, a
Wigner crystal phase, and a degenerate Fermi gas, which is predicted to appear for
n > 2.4 × 1012 cm−2 [2].
As yet, the quantum melting transition from the Wigner crystal to the degenerate
Fermi remains essentially unexplored due to an electro-hydrodynamic (ehd) instability
of the bulk liquid surface at an electron density of 2×109 cm−2 [3]. Above this density
(which is reached at an applied electric field E crit ≈ 3 kV cm−1 ) the homogeneous
density distribution of the SSE breaks up into a lattice of multielectron dimples. On
further increase of the applied electric field, the electrons in the dimples break through
the liquid surface as multielectron bubbles [4–7]. This ehd instability of the SSE can
be suppressed if, instead of liquid helium, a solid with negative electron affinity such
as hydrogen or neon is used as a substrate [8]. In the present paper, we discuss another
approach to suppress the ehd instability and to reach higher electron densities, namely
the use of thin helium films instead of bulk liquid helium as a SSE substrate.
2 Stability of Electrons on Helium Films
Helium films are more stable against deformations of their surface than the bulk liquid
because of the van der Waals forces of the substrate. Saturated films in equilibrium
with the bulk liquid have a thickness d which depends on the height h of the film
above the liquid level as d ∼ h −1/3 (in the non-retarded regime). When such a film
is charged with electrons, its thickness is reduced due to the electrostatic pressure of
the SSE sheet, an effect which may be used to determine the electron density on the
helium film [9]. Since the solid substrate underneath the helium film contributes to the
image charge of the SSE and hence to a partial screening of the Coulomb interaction,
the calculated area of the Wigner crystal regime on films in the (n − T ) phase diagram
shrinks [2]. Experiments with SSE on films have been carried out both on insulating
and on metallic substrates:
2.1 SSE on Insulating Substrates
The first experiments showing an enhanced stability of He films compared to the bulk
liquid were performed by Etz et al. [9], and the highest density reached on various
insulating materials was 1011 cm−2 , i.e., close to the regime where quantum melting
on films is expected. However, in these measurements, the state of the SSE was not
determined. Jiang et al. [10] then investigated the classical region of the phase diagram
of the Wigner crystal on He films up to a density of 2 × 1010 cm−2 , and found good
agreement with the predictions for screened Coulomb interaction. This was confirmed
later by Mistura et al. [11].
260
Results for higher electron densities, up to 10 11 cm- 2, were obtained by Gtinzler et
al. [12] on a He film supported by a 500 om Si02/Si substrate. In this experiment, the
microwave absorption by a sheet of SSE in a cavity was determined at a frequency of
10 GHz as a function of the electron density. After an initial increase of the absorption
proportional to the electron density, a kink was observed that signaled the transition to
the Wigner crystal phase. Upon a further increase of n the absorption became nearly
constant, and then increased again steeply. This second feature was interpreted as a
signature of quantum melting, but detailed investigations in this density range, which
would allow a more conclusive statement, have proven challenging. At these high
electron densities, the helium film is already very thin, and the electrons easily are lost
through the film, forming a space charge on the substrate that hampers the experiments.
In our search for suitable substrates for attaining high electron densities, we have
developed a simple, quick method in order to characterize samples: First electrons are
supplied in a regular pulse train from a heated filament. As the helium film charges
up, the amplitude of the current pulses decreases exponentially, because the SSE sheet
screens the electric field between film and electron source more and more. After the
film is charged to saturation, the SSE are removed sideways by a high voltage applied
to a pick-up wire. As long as all the deposited electrons remain on top of the He film
and are mobile, this charging/discharging sequence can be reproducibly repeated. If on
the other hand charges become localized, and in particular when they traverse the He
film, either due to an instability or by tunneling, higher and higher voltages have to be
applied to the bottom electrode underneath the insulator substrate to observe charging
pulses, as in Fig. 1. With this method, we are presently studying various dielectric
and semiconducting materials in order to check their suitability as substrates for high
electron densities. This includes also Si wafers with a thin (1 nm) natural oxide, for
which one might hope that the charging effects described above are reduced. However,
preliminary results indicate that this unfortunately does not seem to be the case.
2.2 SSE on Metallic Substrates
On metallic substrates, the charging up by electrons which traverse the film can be
avoided. We have therefore also studied SSE on thin He films supported by 45 nm-thick
Fig. 1 Charge registered by the
bottom electrode underneath the
insulating substrate as a function
of time. At the beginning
electrons from the previous
charging process are discharged.
Then the film is charged again in
a series of pulses (Color figure
online)
~discharge
ls/cm, lnA/cm
•1/ ,1.' rj"'IY'' ,,,.
l 1' 1'
1'charging pulses
261
evaporated gold layers on glass [13]. No adhesion layer was deposited between the
gold and the glass. AFM measurements revealed a 'hilly' surface profile with a typical
amplitude of several nm and a lateral spacing of order IOOnm. The SSE density was
determined via a measurement of the film thickness by surface plasmon resonance. In
Ref. [13] (Fig. 3) the film was initially charged to an electron density of2 x 10 10 cm- 2 ,
and then the electron source was switched off. In contrast to insulating substrates, the
electron density began to drop immediately, first exponential-like, and then linearly
over a long timescale. This basic behavior was found in all the samples measured. The
reason for the linear behavior is not yet understood, but it might provide a clue for
developing models for the electron loss through the He film. One might expect that
the sample roughness plays the dominant role. However, although the quality of the
sample is of influence, the history of the charging is also important.
We demonstrated this by using two gold films, denoted as the upper and lower
segments, that were arranged in parallel and separated by a narrow gap of 100 11m
[14]. The He film above the upper segment was charged in the usual way by electron
pulses from a hot filament, while the lower segment was kept at a negative voltage.
The electron densities on both segments were monitored simultaneously via the He
film thickness, as before. Immediately after charging the upper segment to a density of
10 11 cm- 2 , a potential difference of 120 V was applied between the two segments, in
order to pull electrons from the upper segment to the lower segment. The experimental
traces for the two segments are shown in Fig. 2. The density on the lower segment,
which starts from zero, reaches a maximum, and then exhibits a very slow linear
decrease of 0.8 x 109 cm- 2 per hour. By contrast, the loss on the upper segment in
the linear region near the end of the decay curve amounts to about twice this value.
When the charging procedure of the two segments is exchanged the behavior
changes accordingly. This demonstrates that the charging history influences the elec-
10
• lower segnent, positive voltage
upper segment, negative voltage
2
0
2
4
6
8
10
12
14
t[h)
Fig. 2 Electron density as a function of time for two electrode segments with different charging history.
Here, the upper segment was charged directly from a filament while the lower segment was charged by
moving electrons from the upper to the lower segment (Color figure online)
262
tron loss through the liquid film. One interpretation for this behavior could be electron
transport of SSE through the core of quantized vortices in the film [15]. Charging the He
film directly from a filament generates a perturbation which could give rise to the additional formation of quantized vortices. Charging a film sideways by pulling the thermalized electrons from the upper segment, on the other hand, should be much less perturbative. Since no temperature dependenceofthe electron loss was observed between 1.0
and 1.7 K, a thermal mechanism for this process is unlikely. Whether it is of quantummechanical nature, e.g., tunneling of SSE through vortex cores, will be the subject
of further investigations. However, our results demonstrate that smoother metallic
substrates are required to reach high electron densities for significant periods of time.
2.3 SSE on Films in Confined Geometry
On micro- and nanostructured substrates, a mesoscopic meniscus forms, termed as
a "suspended helium film" [ 16]. There exist a number of investigations of strong
electron correlation and Wigner crystallization effects for suspended films in channels,
including electron Jane formation and the melting of the Wigner crystal [17- 19]. In
such microchannel geometries, the stability of the liquid surface is increased compared
to the bulk surface not by van der Waals forces, but by surface tension.
Figure 3 shows the SSE current in a 10 !LID-wide channel as a function of electron
density (T = 0.95 K). At low densities, the fluid region and the transition to the Wigner
crystal, marked by a decrease in the SSE current, are clearly discernible. Upon further increase of the electron density, a sudden irreversible loss of the current signal
1010 cm- 2 . A similar limit has been observed in a
points toward an ehd instability at~
Fig. 3 Transport measurement
of SSE confined in a
10 IJ.m-wide channel. A
back-gate voltage Vbg is used to
control the electron density on
the channel. The density at
which the SSE fom1 a Wigner
crystal is indicated by the arrow.
SSE are lost irreversibly from
thedeviceforn ~JoiOcm-2
n (109 cm"2 )
0
2.5
2
6
4
8
10
12
T = 0.95 K
2.0
~
1.5
.s
1.0
0.5
0.0
0
2
vbg
3
(V)
4
263
microchannel device by Shaban et al. [20]. We conclude that, while these microstructured substrates allow higher densities than achieved on bulk helium, nanoscale control
of the suspended helium film is required in order to achieve densities approaching the
quantum melting regime.
3 Conclusions
We have discussed several approaches for stabilizing the surface of liquid helium in
order to reach much higher densities of SSE than on bulk He, which would allow one
to study novel features of the SSE system such as the quantum melting transition.
Experiments with helium films on insulating, metallic and microstructured surfaces
show that it is possible to suppress the dimple instability on bulk helium and to go
beyond the maximum density of 2 × 109 cm−2 . However, up to now densities reaching
1011 cm−2 could be realized in only a few experiments. At such elevated densities new
loss mechanisms come into play, which so far have not been investigated in detail,
like the ehd instability in finite geometry and the transport of individual electrons
through the film, possibly at weak spots like pinned quantized vortices. Although the
high-density regime of SSE is thus still an experimental challenge, the preliminary
results show that it should be possible to study quantum effects of electrons on He
films more extensively.
Acknowledgments This work was partly supported by JSPS KAKENHI Grant No. 24000007, and by
the Taiwan Ministry of Science and Technology (MOST) through the MOE ATU Program and Grant Nos.
NSC 102- 2112-M-009-015 and MOST 103-2112-M-009-017. We thank A. Dahm for helpful discussion
and J. Engelhardt for contributions to the experiments.
References
1. E. Andrei, Two-Dimensional Electron Systems on Helium and Other Cryogenic Substrates (Kluwer
Academic, Dordrecht, 1997)
2. F.M. Peeters, P.M. Platzman, Phys. Rev. Lett. 50, 2021 (1983)
3. M. Wanner, P. Leiderer, Phys. Rev. Lett. 42, 315 (1979)
4. U. Albrecht, P. Leiderer, Europhys. Lett. 3, 705 (1987)
5. J. Tempere, I.F. Silvera, J.T. Devreese, Phys. Rev. B 67, 035402 (2003)
6. W. Guo, D. Jin, H.J. Maris, Phys. Rev. B 78, 014511 (2008)
7. E.M. Joseph, V. Vadakkumbatt, A. Pal, A. Ghosh, J. Low Temp. Phys. 175, 78 (2014)
8. K. Kajita, J. Phys. Soc. Jpn. 54, 4092 (1985)
9. H. Etz, W. Gombert, W. Idstein, P. Leiderer, Phys. Rev. Lett. 53, 2567 (1984)
10. H.-W. Jiang, M.A. Stan, A.J. Dahm, Surf. Sci. 196, 1–3 (1988)
11. G. Mistura, T. Günzler, S. Neser, P. Leiderer, Phys. Rev. B 56, 8360 (1997)
12. T. Günzler, B. Bitnar, G. Mistura, S. Neser, P. Leiderer, Surf. Sci. 361/362, 831 (1996)
13. A. Angrik, J. Faustein, P. Klier, J. Leiderer, Phys. Low Temp. Phys. 137, 335–344 (2004)
14. A. Faustein, Diploma thesis, University of Konstanz (2004)
15. F.M. Ellis, L. Li, Phys. Rev. Lett. 71, 1577 (1993)
16. A. Valkering, J. Klier, P. Leiderer, Phys. B 284, 172–173 (2000)
17. D.G. Rees, I. Kuroda, C.A. Marrache-Kikuchi, M. Höfer, P. Leiderer, K. Kono, Phys. Rev. Lett. 106,
026803 (2011)
18. H. Ikegami, H. Akimoto, K. Kono, Phys. Rev. Lett. 102, 046807 (2009)
19. H. Ikegami, H. Akimoto, D.G. Rees, K. Kono, Phys. Rev. Lett. 109, 236802 (2012)
20. F. Shaban, T. Lorentz, R. Rau, M. Ashari, D.G. Rees, K. Kono, E. Scheer, P. Leiderer, J. Phys. 568,
012008 (2014)