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Forms and Concepts. Concept Formation in the Platonic Tradition

2012, De Gruyter eBooks

https://doi.org/10.1515/9783110267242

Forms and Concepts is the first comprehensive study of the central role of concepts and concept acquisition in the Platonic tradition. It sets up a stimulating dialogue between Plato s innatist approach and Aristotle s much more empirical response. The primary aim is to analyze and assess the strategies with which Platonists responded to Aristotle s (and Alexander of Aphrodisias ) rival theory. The monograph culminates in a careful reconstruction of the elaborate attempt undertaken by the Neoplatonist Proclus (6th century AD) to devise a systematic Platonic theory of concept acquisition.

VII Table of contents Table of contents A word of thanks . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Introduction . . . . . . . . . . . . . . . . . . 1. ‘How comes the mind to be furnished?’ 2. Survey of recent literature . . . . . . . 3. Structure and contents of this study . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . XI . . . . . . . . . . . . . . . . . . . . 1 1 5 9 I. Concepts – (ancient) problems and solutions . . . . . . . . . . 1. What is a concept? . . . . . . . . . . . . . . . . . . . . . 2. The relevance of concepts in ancient epistemological debates 3. Different models of concept acquisition in antiquity . . . . 4. Forms and concepts & problematic concepts . . . . . . . . . . . . . . . . . . . . . . . . . . . . 13 13 24 29 35 II. Plato on learning as recollection . . . . . . . . . . . . . . . . 1. Forms and concepts . . . . . . . . . . . . . . . . . . . . . 1.1. The role of concepts in Plato . . . . . . . . . . . . . 1.2. Forms, concepts, language . . . . . . . . . . . . . . . 2. The Parmenides and the archaeology of conceptualism . . . 2.1. Concepts as ‘one over many’ . . . . . . . . . . . . . . 2.2. Refuting conceptualism? . . . . . . . . . . . . . . . . 2.3. Conclusion . . . . . . . . . . . . . . . . . . . . . . 3. The Meno on the different stages of recollection . . . . . . . 3.1. The transition from opinion (doxa) to knowledge . . . 3.2. Conclusion . . . . . . . . . . . . . . . . . . . . . . 4. The Phaedo on the necessity of innate knowledge . . . . . . 4.1. The deficiency argument (Phaedo 72e–77a) . . . . . . 4.2. The continuity between Meno and Phaedo . . . . . . . 5. The Phaedrus on acquiring universal concepts . . . . . . . . 5.1. Recollection and concept attainment (Phaedrus 249b–c) . . . . . . . . . . . . . . . . . . . 5.2. Forms, concepts, language again . . . . . . . . . . . . 5.3. Conclusion . . . . . . . . . . . . . . . . . . . . . . 6. Concept formation and concepts in the Timaeus, Theaetetus, and Sophist . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 39 39 39 41 45 45 48 51 52 52 56 57 57 64 65 . . . . . . . . . . . . 65 70 71 . . . . 71 VIII Table of contents 6.1. Recollection in Plato’s later works . . . . . . . 6.2. Innateness and the structure of the human soul 7. The limits of recollection . . . . . . . . . . . . . . 7.1. Some problematic concepts . . . . . . . . . . 7.2. Recollection and error . . . . . . . . . . . . . 8. Forms, concepts, and recollection . . . . . . . . . . III. IV. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 71 73 78 78 83 84 Aristotle’s reaction to Plato . . . . . . . . . . . . . . . . . . . . . . 1. Aristotle and his teacher Plato . . . . . . . . . . . . . . . . . . . 1.1. A strange couple . . . . . . . . . . . . . . . . . . . . . . . 1.2. Aristotle’s arguments against innate knowledge . . . . . . . . 2. The origin and nature of mathematical concepts . . . . . . . . . 2.1. Concepts and the division of sciences . . . . . . . . . . . . 2.2. A troublesome emendation . . . . . . . . . . . . . . . . . . 2.3. Abstraction and the qua-operator . . . . . . . . . . . . . . 2.4. Aristotelian and Platonic separation . . . . . . . . . . . . . 2.5. Mathematical objects and concepts . . . . . . . . . . . . . 2.6. Linking abstractionM and induction? . . . . . . . . . . . . . 3. Universal concepts – induction (epagōgē) and its different domains 3.1. A general definition of induction . . . . . . . . . . . . . . . 3.2. Induction and its different domains . . . . . . . . . . . . . 3.3. The language of induction . . . . . . . . . . . . . . . . . . 3.4. Different kinds of induction in Aristotle . . . . . . . . . . . 3.4.1. Induction in dialectical and rhetorical practice . . . . 3.4.2. Digression: likeness and the charge of circularity . . . 3.4.3. Induction in ethics and natural science . . . . . . . . 3.4.4. The troublesome case of ‘complete’ or ‘perfect induction’ . . . . . . . . . . . . . . . . . 3.5. Induction and the starting points of syllogism . . . . . . . . 4. Induction of first principles (Posterior Analytics II 19) . . . . . . . 4.1. Introduction . . . . . . . . . . . . . . . . . . . . . . . . . 4.2. What is the object of Analytica Posteriora II 19? . . . . . . . 4.3. Articulation and summary of the argument . . . . . . . . . 4.4. The relation of sense perception and intellect . . . . . . . . . . . . . . . . . . . . . . . . . . . 87 87 87 88 90 90 92 96 98 100 108 111 112 113 114 116 116 119 121 . . . . . . . 122 125 128 128 129 132 134 Three case studies: Alcinous, Alexander & Porphyry, and Plotinus . . 1. Alcinous between empiricism and recollection . . . . . . . . . . . 1.1. The doctrine of the doxastic logos . . . . . . . . . . . . . . 1.2. Alcinous’ psychology . . . . . . . . . . . . . . . . . . . . . 1.3. Empiricism vs. innate knowledge . . . . . . . . . . . . . . 2. Alexander of Aphrodisias & Porphyry on abstraction and universals 2.1. Alexander – elaborating Aristotle’s notion of abstraction . . . . . . . . . . 141 141 142 144 147 154 155 IX Table of contents 2.2. Neoplatonic readings of Alexander . . . . . . . . . . . . . . . 2.3. Immanent forms, definitional natures, and universal concepts . 2.4. A unitary theory of intellect? . . . . . . . . . . . . . . . . . . 2.5. Porphyry – an abstractionist malgré lui? . . . . . . . . . . . . 2.6. The ‘short commentary’ on Aristotle’s Categories . . . . . . . . 2.7. The epistemological digression in the commentary on Ptolemy 3. Plotinus – ‘Wegbereiter’ of Syrianus and Proclus . . . . . . . . . . 3.1. The doctrine of the twofold nature of the logoi (I): logoi as criteria in perceptual judgements . . . . . . . . . . . 3.2. The doctrine of the twofold nature of the logoi (II): logoi as causes in matter . . . . . . . . . . . . . . . . . . . . 3.3. Plotinus on innate knowledge and recollection . . . . . . . . 157 161 164 171 172 175 184 V. Syrianus’ and Proclus’ attitude towards Aristotle . . . . . . . . 1. Amicus Aristoteles, sed … . . . . . . . . . . . . . . . . . . . 2. Syrianus’ and Proclus’ criticism of induction and abstraction 2.1. Criticizing abstracted universals . . . . . . . . . . . . 2.2. Who is the target of Syrianus’ and Proclus’ criticism? . . . . . . . . . . . 205 205 208 209 219 VI. The crucial role of doxastic concepts in Proclus’ epistemology . . . . 1. Proclus on sense perception and phantasia . . . . . . . . . . . . . 1.1. Place and character of sense perception . . . . . . . . . . . 1.2. Olympiodorus on the ambiguity of sense perception . . . . 1.3. Proclus on phantasia . . . . . . . . . . . . . . . . . . . . . 1.4. Phantasia and geometry . . . . . . . . . . . . . . . . . . . 1.5. Résumé: sense perception, phantasia, and concept formation 2. An innovation by Proclus: his theory of doxa . . . . . . . . . . . 2.1. Unfair to Proclus? – Alleged inconsistencies in his theory of doxa . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2.2. More recent studies on Proclus’ theory of doxa . . . . . . . . 2.3. Digression: doxa in Plato and Aristotle . . . . . . . . . . . . 2.4. Proclus on doxa and innate knowledge . . . . . . . . . . . . 2.5. Proclus on doxastic concepts (logoi doxastikoi) . . . . . . . . 2.6. Doxa correcting sense perception . . . . . . . . . . . . . . . . . . . . . . 223 225 225 227 228 230 231 232 . . . . . . 232 233 240 243 254 260 . . . . . . 263 264 264 265 268 270 VII. Proclus’ Platonic theory of concept attainment . . . . . . 1. The soul and its innate knowledge . . . . . . . . . . 1.1. The discursive nature of soul: Proclus on dianoia 1.2. Dianoia and the logoi of the soul . . . . . . . . . 1.3. Sources of Proclus’ doctrine of the psychic logoi . 1.4. Common notions and psychic logoi . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 186 191 195 X Table of contents 2. The triad of recollection: forgetting – articulation – probolē . . . 2.1. Recollection after Aristotle . . . . . . . . . . . . . . . . . 2.2. Forgetting . . . . . . . . . . . . . . . . . . . . . . . . . 2.3. Articulation (diarthrōsis) . . . . . . . . . . . . . . . . . . 2.3.1. The sources: Plato, Aristotle, the Stoics, and Middle Platonism . . . . . . . . . . . . . . . . . . . . . 2.3.2. The Anonymous in Theaetetum (AT) . . . . . . . . 2.3.3. Articulation: talent and error . . . . . . . . . . . . 2.3.4. Proclus on articulation . . . . . . . . . . . . . . . 2.4. Probolē . . . . . . . . . . . . . . . . . . . . . . . . . . . 2.4.1. Meaning and translation . . . . . . . . . . . . . . 2.4.2. Probolē and geometry . . . . . . . . . . . . . . . . 2.4.3. Résumé . . . . . . . . . . . . . . . . . . . . . . . 3. Proclus on learning and the acquisition of concepts . . . . . . . 3.1. Concept formation and the Platonic dialogue . . . . . . . 3.2. Recollection as an intentional act of the soul . . . . . . . . 3.3. Different stages of recollection . . . . . . . . . . . . . . . 3.4. Different kinds of concepts . . . . . . . . . . . . . . . . 3.5. A difficult passage . . . . . . . . . . . . . . . . . . . . . 3.6. Recollection and error . . . . . . . . . . . . . . . . . . . 3.7. Problematic concepts . . . . . . . . . . . . . . . . . . . . . . . . . . . . 272 272 274 278 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 278 282 284 286 289 290 295 299 299 300 304 305 309 313 317 325 VIII. Plato and Aristotle in harmony? – Some conclusions . . . . . . . . . . 335 Bibliography . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 343 1. Editions and translations . . . . . . . . . . . . . . . . . . . . . . 343 2. Secondary literature . . . . . . . . . . . . . . . . . . . . . . . . . 355 Indices . 1. 2. 3. . . . . . . . . . Index nominum Index locorum . Index rerum . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 381 381 383 390