Integrative Physiology
Respiratory Sinus Arrhythmia
Endogenous Activation of Nicotinic Receptors Mediates Respiratory
Modulation of Brainstem Cardioinhibitory Parasympathetic Neurons
Robert A. Neff, Jijiang Wang, Sunit Baxi, Cory Evans, David Mendelowitz
Abstract—The heart rate increases during inspiration and decreases during expiration. This respiratory sinus arrhythmia
(RSA) occurs by modulation of premotor cardioinhibitory parasympathetic neuron (CPN) activity. However, RSA has
not been fully characterized in rats, and despite the critical role of CPNs in the generation of RSA, little is known about
the mechanisms that mediate this cardiorespiratory interaction. This study demonstrates that RSA in conscious rats is
similar to that in other species. The mechanism of RSA was then examined in vitro. Rhythmic inspiratory-related
activity was recorded from the hypoglossal rootlet of 700- to 800-m medullary sections. CPNs were identified by
retrograde fluorescent labeling, and neurotransmission to CPNs was examined using patch-clamp electrophysiological
techniques. During inspiratory bursts, the frequency of both spontaneous ␥-aminobutyric acidergic (GABAergic) and
spontaneous glycinergic synaptic events in CPNs was significantly increased. Focal application of the nicotinic
antagonist dihydro--erythroidine in an ␣42-selective concentration (3 mol/L) abolished the respiratory-evoked
increase in GABAergic frequency. In contrast, the increase in glycinergic frequency during inspiration was not altered
by nicotinic antagonists. Prenatal nicotine exposure exaggerated the increase in GABAergic frequency during
inspiration and enhanced GABAergic synaptic amplitude both between and during inspiratory events. Glycinergic
synaptic frequency and amplitude were unchanged by prenatal nicotine exposure. This study establishes a neurochemical link between neurons essential for respiration and CPNs, reveals a functional role for endogenous acetylcholine
release and the activation of nicotinic receptors in the generation of RSA, and demonstrates that this cardiorespiratory
interaction is exaggerated in rats prenatally exposed to nicotine. (Circ Res. 2003;93:565-572.)
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Key Words: nucleus ambiguus 䡲 vagal activity 䡲 respiratory sinus arrhythmia
䡲 prenatal nicotine 䡲 sudden infant death syndrome
T
he heart rate increases during inspiration and decreases
during the post-inspiration/expiration period. This
respiratory-related change in heart rate, respiratory sinus
arrhythmia (RSA), helps to match pulmonary blood flow to
lung inflation and to maintain an appropriate diffusion gradient for oxygen in the lungs.1–3 RSA has been observed in
neonatal4 and adult5,6 humans, baboons,7 dogs,1 rabbits,8 and
seals9 but has not been well characterized in rats.
Heart rate is controlled by the activity of premotor cardioinhibitory parasympathetic neurons (CPNs) in the brainstem, and RSA is mediated in part by central respiratory
modulation of CPN activity. CPNs are primarily located in
the nucleus ambiguus (NA), in proximity to neurons thought
to be essential for respiratory rhythmogenesis.2,3,10 –13 CPNs
in the NA are intrinsically silent and therefore rely on
synaptic inputs to dictate their activity.14
Although the pathways and transmitters responsible for
respiratory modulation of CPNs are unknown,
␥-aminobutyric acid (GABA), glycine, and acetylcholine
(ACh) are all neurotransmitters that have been implicated in
the central generation of RSA. CPNs are inhibited during
inspiration, and this inhibition has been reversed by the
intracellular injection of Cl⫺.15 This suggests that GABAand/or glycine-mediated chloride channels may be involved
in respiratory modulation of CPNs. Paradoxically, however,
one author of the same study described in a later review that
the inhibition of CPNs during inspiration could not be
inhibited by the GABAA antagonist bicuculline or the glycine
antagonist strychnine.2
ACh has been shown to inhibit CPN activity,15 and recent
work has shown that endogenous ACh activates presynaptic
nicotinic acetylcholine receptors (nAChRs), which enhance
both GABAergic and glycinergic inputs to CPNs.16 The
possible involvement of nicotinic receptors in mediating RSA
is interesting because prenatal nicotine augments parasympathetic and reduces sympathetic control of the heart rate17 and
is among the highest risk factors for sudden infant death
syndrome (SIDS).18,19 Infants that succumb to SIDS often
Original received April 1, 2003; revision received July 29, 2003; accepted July 30, 2003.
From the Department of Pharmacology, The George Washington University, Washington, DC.
Correspondence to Robert A. Neff, Department of Pharmacology, The George Washington University, 2300 Eye St NW, Washington, DC 20037.
E-mail
[email protected]
© 2003 American Heart Association, Inc.
Circulation Research is available at http://www.circresaha.org
DOI: 10.1161/01.RES.0000090361.45027.5B
565
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Circulation Research
September 19, 2003
experience a sustained bradycardia, which is preceded or
accompanied by a life-threatening apnea.19,20 These lifethreatening events in SIDS victims are thought to be caused
by exaggerated central cardiorespiratory interactions.17,19
The aim of the present study was to test whether rats have
an RSA pattern similar to that of other species and to
elucidate the cellular mechanisms responsible for the respiratory modulation of CPNs. Specifically, we tested the
hypothesis that heart rate increases during inspiration in rats.
In addition, we tested whether CPNs receive increased
GABAergic and glycinergic synaptic inputs during
inspiratory-related activity. Furthermore, we examined
whether the respiratory modulation of CPNs is dependent on
endogenous activation of nicotinic receptors. Because our
work demonstrates that endogenous activation of nicotinic
receptors is responsible for RSA, we tested whether prenatal
nicotine exposure alters these cardiorespiratory interactions.
Materials and Methods
Plethysmographic/Blood Pressure Recordings
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Adult female Sprague-Dawley rats were anesthetized with a combination of ketamine (40 mg/kg) and xylazine (5 mg/kg IP, Phoenix
Pharmaceuticals). The femoral artery was exposed and catheterized
with Micro-Renthane tubing (Braintree Scientific) that had been
soaked overnight in heparinized bacteriostatic saline. The animals
were placed in a Covance infusion harness (Instech Labs, Inc) and
allowed to recover for 24 to 48 hours. After recovery, the unanesthetized, freely moving rats were placed in a whole-body plethysmographic chamber, which allowed simultaneous measurement of
blood pressure, heart rate, and respiratory airflow using Biosystem
XA software (Buxco Electronics, Inc). Only measurements recorded
during periods in which the animals were awake and sedentary were
analyzed.
Fluorescent Labeling of CPNs and Medullary
Slice Preparations
Neonatal Sprague-Dawley rats (P1-P5, Hilltop, Scottdale, Pa) were
initially exposed to isoflurane (Abbott Laboratories) until anesthetized and cooled to ⬇4°C. A right thoracotomy was performed, and
the retrograde fluorescent tracer X-rhodamine-5- (and -6)isothiocyanate (Molecular Probes) was injected into the fat pads at
the base of the heart. After 24 hours of recovery, each animal was
anesthetized with isoflurane and decapitated, and the head was
placed in a 4°C physiological saline solution (mmol/L: NaCl 140,
KCl 5, CaCl2 2, glucose 5, and HEPES 10) bubbled with 100% O2,
pH 7.4. All animal procedures were performed with the approval of
the Animal Care and Use Committee of The George Washington
University in accordance with the recommendations of the panel on
euthanasia of the American Veterinary Medical Association and the
National Institutes of Health publication Guide for the Care and Use
of Laboratory Animals. The medulla was removed with care to
preserve the hypoglossal cranial nerve rootlet. The medulla was
mounted on a cutting block and placed into a vibrating blade
microtome (Leica). Serial transverse sections were sliced in a
rostrocaudal progression until the inferior olives and the NA could be
visualized on the rostral surface of the tissue. A single thick (700 to
800 m) section that included CPNs, the hypoglossal nerve rootlet,
the pre-Botzinger complex, and the rostral portion of the hypoglossal
nucleus was cut, transferred to a recording chamber and perfused (4
mL/min) with room temperature artificial cerebrospinal fluid
(mmol/L: NaCl 125, KCl 3, CaCl2 2, NaHCO3 26, glucose 5, and
HEPES 5) equilibrated with 95% O2/5% CO2, pH 7.4.
hypoglossal motor neurons, which generate inspiratory-phase motor
discharge in hypoglossal cranial nerves.13 As seen in other similar
medullary respiratory slice preparations, the frequency of
respiratory-related hypoglossal discharge is significantly lower than
that in in vivo preparations; this is likely due to the reduced
temperature of the preparation and the absence of sensory input to
the medulla.21 Spontaneous respiratory-related activity was recorded
by monitoring the motor neuron population activity from hypoglossal nerve rootlets using a suction electrode. Hypoglossal rootlet
activity was amplified (50 000 times), filtered (10- to 300-Hz
bandpass, CWE Inc), and adjacent-averaged (50-ms windows).
Respiratory activity was also electronically integrated (⫽50 ms,
CWE Inc) during experiments examining glycinergic synaptic inputs
to CPNs.
Patch-Clamp Techniques
CPNs in the NA were identified by the presence of the fluorescent
tracer.22 Patch pipettes (2.5 to 3.5 M⍀) were visually guided to the
surface of individual CPNs using differential interference optics and
infrared illumination (Zeiss). Patch pipettes contained (mmol/L) KCl
150, MgCl2 4, EGTA 2, Na-ATP 2, and HEPES 10, pH 7.4. This
pipette solution causes the Cl⫺ current induced by the activation of
GABA or glycine receptors to be recorded as an inward current
(calculated reversal potential of Cl⫺ 4 mV). Voltage-clamp recordings were made with an Axopatch 200B and pClamp 8 software
(Axon Instruments). All synaptic activity in CPNs was recorded at
⫺80 mV. Only preparations in which synaptic activity increased in
CPNs during inspiration (in 95 of 117 [81%] of the preparations)
were used for further experimentation and analysis. Only one cell
was recorded per nucleus for an experiment. In 12 slices, an
additional cell was recorded from the same slice in the contralateral
NA.
Focal Drug Application
Focal drug application was performed using a pneumatic Picopump
pressure delivery system (WPI). Drugs were ejected from a patch
pipette positioned within 30 m from the patched CPN. The
maximum range of drug application has been previously determined
to 100 to 120 m downstream from the drug pipette and considerably less behind the drug pipette.23 GABAergic neurotransmission
was isolated by focal application of D-2-amino-5-phosphonovalerate
(AP-5, 50 mol/L), 6-cyano-7-nitroquinoxaline-2,3-dione (CNQX,
50mol/L), and strychnine (1 mmol/L) to block N-methyl-Daspartate (NMDA), non-NMDA, and glycinergic receptors, respectively. Glycinergic neurotransmission was isolated by focal application of AP-5, CNQX, and gabazine (25 mol/L) to block NMDA,
non-NMDA, and GABAA receptors, respectively. Nicotinic receptors were blocked with dihydro--erythroidine (DHE, 100 mol/L)
or curare (10 mol/L). The role of different receptor subtypes was
tested by applying DHE at concentration selective for the ␣42
nicotinic receptor (3 mol/L),24 and ␣7 nicotinic receptor subtypes
were tested with the ␣7 nicotinic receptor antagonist ␣-bungarotoxin
(␣BTX, 100 nmol/L). All drugs were obtained from Sigma.
Prenatal Nicotine Exposure
Adult female rats were anesthetized with ketamine (40 mg/kg)/
xylazine (5 mg/kg IP, Phoenix Pharmaceuticals) on the third day of
gestation and implanted with Alzet osmotic minipumps (Durect)
containing (⫺)-nicotine (56.1 mg/mL bacteriostatic saline, Sigma).
Osmotic minipumps were chosen to avoid the high plasma nicotine
concentrations and subsequent episodic fetal hypoxia/ischemia that
can be produced by nicotine injections.25 Pumps delivered 2.1 mg
nicotine per day, a level approximately equivalent to levels that
occur in moderate to heavy smokers, for 28 days.17
Data Analysis
Recording Respiratory Network Activity
Plethysmographic/Blood Pressure Experiments
The thick medullary slice preparation contains the pre-Botzinger
complex, local circuits for motor output generation, and respiratory
Heart rate intervals were measured during inspiratory and subsequent
expiratory periods in 6 animals using Acqknowledge (version 3.7.3,
Neff et al
Mechanism of Respiratory Sinus Arrhythmia
567
hypoglossal activity were averaged to determine inspiratory values.
Control values were determined by averaging IPSCs that occurred in
a 5- to 10-second window ending 1 second before inspiratory burst
onset and beginning at least 3 seconds after the end of any previous
inspiratory activity. All data are presented as mean⫾SEM. Statistical
comparisons were made using paired or unpaired Student t tests, as
appropriate. A value of P⬍0.05 indicates significant differences.
Results
Sprague-Dawley Rats Exhibit RSA Pattern Similar
to That of Other Species
Respiratory airflow (Figure 1, top) and blood pressure (Figure
1, bottom) were simultaneously recorded in 6 conscious,
freely moving rats. During inspiration, the average heartbeat
interval decreased significantly from 171⫾4 ms during expiration to 168⫾4 ms during inspiration (P⬍0.05). This change
in heart period corresponds to an average inspiratory-related
increase in heart rate of 6.9⫾1.9 bpm (P⬍0.05).
Figure 1. Heart rate increases during inspiration (Insp) and
decreases during expiration (Exp) in the rat. Blood pressure (BP)
and respiratory airflow were recorded simultaneously in unanesthetized, freely moving rats (n⫽6 animals). The heartbeat-toheartbeat interval was significantly decreased from 171⫾4 to
167⫾4 ms during Insp (P⬍0.05).
Biopac Systems). Heart rate was recorded from at least 20 respiratory cycles while the animal was awake and sedentary. Data are
presented as mean⫾SEM. Statistical comparisons were made using
paired Student t tests. A value of P⬍0.05 indicates significant
differences.
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Electrophysiology
Synaptic events were detected using MiniAnalysis (version 5.6.12,
Synaptosoft). The frequency and amplitude of inhibitory postsynaptic currents (IPSCs) that occurred in CPNs during inspiratory-related
CPNs Are Inhibited During Inspiration by
Endogenous Nicotinic ACh Receptor–Mediated
Increases in GABAergic Activity
To determine the cellular basis of RSA, the synaptic activity
of CPNs was measured in vitro. GABAergic neurotransmission was isolated by focal application of the glutamatergic
and glycinergic antagonists AP-5, CNQX, and strychnine in
22 cells (from 17 preparations). The focal application of these
antagonists did not significantly alter the frequency (P⬎0.05)
or duration (P⬎0.05) of the respiratory activity.
During inspiration, the frequency of GABAergic synaptic
inputs to CPNs was significantly increased (basal 5.2⫾0.7
Hz, inspiration 10.5⫾1.3 Hz, P⬍0.01, n⫽22 cells; Figure
2a). All IPSCs under these recording conditions were blocked
Figure 2. Endogenous activation of nicotinic receptors mediates GABAergic inhibition of premotor CPNs during inspiration. Inspiratory-related bursting activity
was recorded from the hypoglossal rootlet (XII), rectified, and adjacent-averaged
(XII with bar above). Fluorescently identified CPNs were patch-clamped in the
whole-cell configuration, and GABAergic
IPSCs were isolated by focal application
of the NMDA, non-NMDA, and glycine
receptor antagonists AP-5 (50 mol/L),
CNQX (50 mol/L), and strychnine
(1 mmol/L), respectively. a, During
inspiratory activity, the frequency of
GABAergic IPSCs in CPNs was significantly increased (P⬍0.05). b, GABAA antagonist gabazine blocked all IPSCs. c,
Nicotinic receptor antagonist curare (10
mol/L) significantly inhibited (P⬍0.05)
the inspiratory-related increase in
GABAergic synaptic frequency in CPNs.
Representative traces in panels a, b, and
c are from 3 CPNs.
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September 19, 2003
by focal application of the GABAA antagonist gabazine
(Figure 2b). Focal application of the nicotinic antagonist
curare significantly reduced the inspiratory-related increase
in GABAergic synaptic frequency (control basal 3.5⫾0.6 Hz,
control inspiration 7.6⫾1.3 Hz, curare basal 2.6⫾0.4 Hz,
curare inspiration 4.4⫾0.6 Hz, P⬍0.05, n⫽12 cells from 10
preparations; Figure 2c) but did not significantly affect the
basal frequency of IPSCs between bursts (P⬍0.05, n⫽12
cells). GABAergic synaptic amplitude was not significantly
altered by inspiratory activity or by the application of curare
(P⬎0.05, n⫽12 cells).
Determination of the nAChR Subtype Mediating
Inspiratory-Related Increase in GABAergic Input
to CPNs
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To determine the specific nicotinic ACh receptor (nAChR)
subtype mediating the respiratory-related increase in GABAergic frequency, subtype-selective nicotinic antagonists were used.
Focal application of ␣BTX (␣7-selective nicotinic antagonist)
had no significant effect on the frequency of GABAergic
synaptic inputs to CPNs between inspiratory bursts (control
4.9⫾1.2 Hz, ␣BTX 5.5⫾1.2 Hz, P⬎0.05, n⫽4 cells) and did
not alter the inspiratory-related increase in GABAergic synaptic
frequency (control basal 5.0⫾1.2 Hz, control inspiration
15.2⫾2.7 Hz, ␣BTX basal 5.7⫾1.1 Hz, ␣BTX inspiration
11.4⫾2.4, P⬎0.05, n⫽4 cells from 4 preparations).
However, focal application of the nicotinic antagonist DHE,
in a concentration selective for the ␣42 receptor subtype (3
mol/L), abolished the increase in GABAergic frequency during inspiration (control basal 8.5⫾1.7 Hz, control inspiration
13.9⫾2.7 Hz, DHE control 6.4⫾1.2 Hz, DHE inspiration
8.2⫾1.8 Hz, P⬍0.05, n⫽6 cells; Figures 3a, 3b, and 3e) but did
not affect GABAergic synaptic frequency between bursts (control 8.5⫾1.7 Hz, DHE 6.4⫾1.2 Hz, P⬎0.05, n⫽6 cells from 3
preparations). GABAergic synaptic amplitude was not significantly altered by ␣BTX (control 49.7⫾8.2 pA, ␣BTX 40.5⫾8.9
pA, P⬎0.05, n⫽4 cells) or DHE (control 57.2⫾11.4 pA,
DHE 52.9⫾9.2 pA, P⬎0.05, n⫽6 cells). Focal application of
gabazine reversibly blocked all GABAergic synaptic events
(Figures 3c through 3e).
Glycinergic Respiratory Inputs to CPNs
In an additional 13 cells (from 10 preparations), glycinergic activity
was isolated by focal application of the glutamatergic and GABAergic antagonists AP-5, CNQX, and gabazine. The application of
these antagonists did not significantly alter the frequency (P⬎0.05)
or duration (P⬎0.05) of the respiratory activity. During inspiration,
glycinergic synaptic frequency was also significantly increased
(basal 11.0⫾2.2 Hz, inspiration 19.0⫾3.5 Hz, P⬍0.01, n⫽13 cells;
Figure 4a). Focal application of the nicotinic antagonist DHE in a
high concentration that blocks all nicotinic receptors (100 mol/L,
Figures 4b, 4c, and 4f) did not significantly alter the inspiratoryrelated increase in glycinergic frequency (control basal 13.4⫾3.8
Hz, control inspiration 22.3⫾6.3 Hz, DHE 13.4⫾4.0 to 22.0⫾6.1
Hz, P⬎0.05, n⫽7 cells from 5 preparations). DHE did not
significantly alter the frequency of glycinergic synaptic events
between inspiratory events (Figure 4f, n⫽7 cells, P⬎0.05). All
IPSCs under these recording conditions were reversibly blocked by
focal application of strychnine (Figures 4d through 4f). Glycinergic
Figure 3. ␣42 nicotinic receptors mediate the inspiratory-related
GABAergic inhibition of CPNs. GABAergic IPSCs were isolated
by focal application of the NMDA, non-NMDA, and glycine
receptor antagonists AP-5, CNQX, and strychnine, respectively.
a, Inspiratory activity evoked a significant increase (P⬍0.01) in
the frequency of GABAergic IPSCs in CPNs. b, This inspiratoryrelated increase in GABA synaptic frequency was abolished by
focal application of the nicotinic receptor antagonist DHE at a
concentration selective for the ␣42 receptor subtype (3 mol/L).
DHE did not significantly change GABA synaptic frequency
between bursts. c and d, Gabazine (25 mol/L) reversibly
blocked all IPSCs under these recording conditions. Representative traces in panels a through d are from the same CPN. e,
Values are mean⫾SEM from 6 cells. *P⬍0.05 and **P⬍0.01.
amplitude was not altered by respiratory activity (basal 52.0⫾5.1
pA, inspiration 59.6⫾9.1 pA, P⬎0.05, n⫽13 cells) or by application of DHE (control 52.0⫾5.1 pA, DHE 44.9⫾7.7 pA,
P⬎0.05, n⫽7 cells). Application of 100 mol/L DHE did not
significantly alter the frequency (P⬎0.05) or duration (P⬎0.05) of
the respiratory activity.
Effect of Prenatal Nicotine Exposure on
GABAergic and Glycinergic Synaptic Inputs
to CPNs
GABA
The frequency of GABAergic synaptic events increased
460⫾90% in animals prenatally exposed to nicotine (n⫽18
cells from 17 preparations), a significant exaggeration of the
Neff et al
Mechanism of Respiratory Sinus Arrhythmia
569
Figure 4. CPNs are inhibited during
inspiration by an increased frequency of
glycinergic IPSCs, which is not mediated
by the activation of nicotinic receptors.
Glycinergic IPSCs were isolated by focal
application of the NMDA, non-NMDA,
and GABAA receptor antagonists AP-5,
CNQX, and gabazine, respectively. a,
Inspiratory activity evoked a significant
increase (P⬍0.05) in glycinergic IPSCs in
CPNs. b and c, This inspiratory-related
increase in IPSC frequency was not significantly altered by focal application of a
high concentration (100 mol/L) of the
nicotinic receptor antagonist DHE. d
and e, Glycine antagonist strychnine
(Strx) reversibly blocked all IPSCs under
these recording conditions. Representative traces in panel a and panels b
through e are from 2 CPNs. f, Values are
mean⫾SEM from 7 cells. *P⬍0.05.
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260⫾40% increase observed in unexposed animals (n⫽22
cells, P⬍0.01; Figures 5a through 5c and 5e). Prenatal
nicotine did not significantly alter the frequency of GABAergic synaptic events between inspiratory bursts (unexposed
5.2⫾0.7 Hz [n⫽22 cells], prenatal nicotine 7.7⫾0.7 [n⫽18
cells], P⬎0.05). Focal application of DHE at a concentration (3 mol/L) selective for ␣42 nicotinic receptors significantly inhibited the inspiratory-related increase in GABAergic frequency in animals prenatally exposed to nicotine
(control basal 6.2⫾1.2 Hz, control inspiration 14.8⫾2.2 Hz,
DHE basal 2.8⫾0.8 Hz, DHE inspiration 4.6⫾1.3 Hz,
P⬍0.05, n⫽6 cells from 5 preparations). In addition, DHE
significantly reduced basal GABAergic synaptic frequency
(P⬎0.05, n⫽6 cells).
Prenatal nicotine also significantly increased GABAergic
synaptic amplitude relative to unexposed animals both between (unexposed 43.7⫾4.5 pA [n⫽22 cells], prenatal nicotine 61.0⫾5.5 pA [n⫽18 cells], P⬍0.05) and during (unexposed 45.3⫾5.3 pA [n⫽22 cells], prenatal nicotine 66.1⫾6.2
pA [n⫽18 cells], P⬍0.05) inspiratory bursts (Figures 5d and
5e). All GABAergic synaptic events were reversibly blocked
by focal application of gabazine.
Glycine
The inspiratory-related increase in glycinergic frequency was
not significantly altered in animals prenatally exposed to
nicotine (179⫾17%, n⫽11 cells from 8 animals) compared
with unexposed animals (191⫾15%, n⫽13 cells, P⬎0.05;
Figure 5e). Glycinergic synaptic amplitude was not significantly altered by prenatal nicotine exposure between (unexposed 52.0⫾5.0 pA [n⫽13 cells], prenatal nicotine 43.3⫾5.5
pA [n⫽11 cells], P⬎0.05) or during inspiratory bursts (un-
exposed 59.6⫾9.1 pA [n⫽13 cells], prenatal nicotine
45.2⫾7.9 pA [n⫽11 cells], P⬍0.05). All glycinergic IPSCs
were reversibly blocked by focal application of strychnine.
Discussion
There are four major findings from the present study: (1)
Heart rate increases during inspiration and decreases during
expiration in conscious, unrestrained rats. (2) CPNs in the
brainstem are inhibited during inspiration by an increase in
both GABAergic and glycinergic synaptic inputs. (3) The
respiratory-related increase in GABAergic activity, but not
glycinergic activity, is mediated by the endogenous activation
of ␣42 nicotinic ACh receptors. (4) Prenatal nicotine exposure significantly exaggerates the GABA-mediated, but not
glycine-mediated, inhibition of CPNs during inspiration.
RSA Pattern in Rats
It is well established in many species (including neonatal4 and
adult5,6 humans, baboons,7 dogs,26 seals,9 and rabbits8) that
the heart rate increases during inspiration and decreases
during expiration. This RSA improves the efficiency of
pulmonary gas exchange by better matching ventilation and
pulmonary blood flow. 1,2,9 This inspiratory-related
tachycardia is predominantly mediated by a reduction in
cardiac vagal activity due to the decreased activity of CPNs in
the NA.2,3,8,15,27–30 However, data describing cardiorespiratory interactions in the rat are contradictory. A recent in vivo
study has paradoxically shown that in contrast to all other
studied species, the activity of CPNs is enhanced during
inspiration in rats.31 However, there are several factors that
make the results from that study difficult to interpret. These
include a desynchronization of central respiratory activity
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September 19, 2003
Figure 5. Prenatal nicotine exposure exaggerates the inspiratory-related increase in
GABAergic, but not glycinergic, synaptic
inputs to CPNs. a, In animals prenatally
exposed to nicotine, CPNs received
increased GABAergic synaptic input during
inspiration. b, In unexposed animals, the frequency of GABAergic IPSCs increased
260⫾90% during inspiration. In animals prenatally exposed to nicotine, the frequency of
GABAergic IPSCs increased 460⫾40% during inspiration, which is a significant augmentation (P⬍0.05) of this response. Representative traces in panels a and b are from 3
CPNs. c, Values are mean⫾SEM from 22
control and 18 prenatal nicotine experiments.
**P⬍0.01. d, GABAergic IPSC amplitude is
significantly increased by prenatal nicotine
exposure both between and during inspiratory bursts. Unexp indicates the group not
exposed to nicotine; Pre Nic, the group
exposed to prenatal nicotine. Values are
mean⫾SEM from 22 control and 18 prenatal
nicotine experiments. *P⬍0.05. e, Values are
mean⫾SEM percent increase of the
inspiratory-related increase in GABAergic
(n⫽22 Unexp cells, n⫽18 Pre Nic cells) and
glycinergic (n⫽13 Unexp cells, n⫽11 Pre Nic
cells) IPSCs in CPNs during inspiration.
*P⬍0.05. Prenatal nicotine exposure significantly exaggerates the inspiratory-related
increase in GABA frequency. In contrast, the
inspiratory-related increase in glycinergic
frequency is not significantly altered by prenatal nicotine exposure.
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from lung inflation and using anesthetics, which in general
reduce or eliminate parasympathetic cardiac activity. In
contrast, a recent study using the rat working heart brainstem
preparation32 (a preparation without anesthetics) demonstrates
that heart rate increases during inspiration, consistent with
studies using other species.4 –9,26 The results from the present
study unequivocally demonstrate that similar to the RSA that
occurs in other species, heart rate increases during inspiration
in conscious, freely moving rats.
Inhibitory Respiratory-Related Synaptic Inputs
to CPNs
Previous in vivo work has shown that CPNs are inhibited
during inspiration via a chloride-mediated current.15 The
present study demonstrates that CPNs receive an increased
frequency of both GABAergic and glycinergic IPSCs during
inspiration. This respiratory-dependent inhibition of CPN
activity provides a cellular mechanism for the tachycardia
that occurs during the inspiratory phase of the respiratory
cycle.
Involvement of Nicotinic Receptors in RSA
The GABA-mediated inhibition of CPNs during inspiration
was significantly inhibited by curare, indicating that the
increase in GABAergic frequency is mediated by the activation of nicotinic receptors. Further investigation revealed that
this increase in GABAergic frequency was unaffected by
␣BTX, demonstrating that it was not mediated by the activation of the ␣7 nAChR subtype. However, an ␣42-selective
concentration of DHE abolished the GABAergic inhibition
of CPNs during inspiration, demonstrating that activation of
␣42 nAChRs by endogenous ACh is essential for the
GABAergic component of this cardiorespiratory interaction.
The facilitation of GABAergic inputs to CPNs by activation
of nicotinic receptors is consistent with previous work, which
has shown that spontaneous GABAergic synaptic inputs to
CPNs are enhanced by the activation of ␣42 receptors
located in the presynaptic terminals of GABAergic neurons.16,33 The present study also indicates that the nicotinic
receptors responsible for the increased GABAergic activity
during inspiration are in proximity to the CPNs, inasmuch as
the focal application of the nicotinic antagonist DHE abolished this increase.
In contrast, greater (100 mol/L) concentrations of DHE
did not significantly alter the respiratory-related increase in
glycinergic synaptic frequency in CPNs. Interestingly, previous studies have shown that spontaneous glycinergic inputs to
CPNs are also enhanced by the activation of ␣42 nicotinic
receptors in glycinergic presynaptic terminals.16 This suggests that although glycinergic inputs to CPNs possess
presynaptic nicotinic receptors, the respiratory-evoked increase in glycinergic synaptic input to CPNs is not mediated
by the activation of nicotinic receptors. Alternatively, there
may be nicotinic modulation of glycinergic activity that
occurs at a location distant from the CPNs and out of the
range of the focal application of drugs in the present study.
Prenatal Nicotine Exposure and
Respiratory-Related Synaptic Inputs to CPNs
In animals prenatally exposed to nicotine, the inspiratoryrelated increase in GABAergic synaptic frequency was nearly
Neff et al
Downloaded from http://ahajournals.org by on May 29, 2020
twice that of unexposed animals, whereas the inspiratorydependent increase in glycinergic frequency was not significantly different in control and nicotine-exposed animals. This
is consistent with the results that nicotinic antagonists abolished the inspiratory-related increase in GABAergic frequency to CPNs but did not alter the respiratory modulation
of glycinergic IPSCs to CPNs. In addition to enhancing the
increase in frequency of GABAergic synaptic inputs to CPNs
during inspiration, prenatal nicotine exposure also caused a
significant increase in the amplitude of both spontaneous and
inspiratory-evoked GABAergic synaptic inputs to CPNs.
Other studies have shown that the ␣42 nAChR subtype is
significantly upregulated in rat brains chronically exposed to
nicotine34,35 and that ␣42 receptors chronically exposed to
nicotine exhibit enhanced responses to ACh and are less
sensitive to desensitization.36 A greater number of, enhanced
responses to, and reduced desensitization of ␣42 nicotinic
receptors may be responsible for the prenatal nicotineinduced exaggeration of the ␣42-mediated increase in
GABAergic synaptic frequency in CPNs during inspiration.
The ␣42 receptor antagonist DHE (3 mol/L) significantly inhibited the inspiratory-related increase in GABAergic frequency in animals prenatally exposed to nicotine,
indicating that activation of ␣42 nicotinic receptors by
endogenous ACh also mediates this cardiorespiratory interaction in animals prenatally exposed to nicotine. In addition,
␣42 block significantly reduced the frequency of spontaneous, non–inspiratory-related GABAergic synaptic inputs to
CPNs in animals prenatally exposed to nicotine but not in
unexposed animals. This suggests that prenatal nicotine
augments endogenous cholinergic control of GABAergic
inputs to CPNs in animals prenatally exposed to nicotine.
These alterations in cardiorespiratory control with prenatal
nicotine exposure may be clinically important. Maternal
cigarette smoking is highly correlated with SIDS, and it has
been suggested that SIDS is caused by an alteration of
brainstem sites responsible for cardiorespiratory control.17,19,37,38 Infants that subsequently succumb to SIDS have
heart rates higher than those in other infants.39 The exaggerated amplitude of all GABAergic inputs to CPNs and enhanced increase in GABAergic synaptic frequency during
inspiration observed the present study would be expected to
evoke an elevated basal heart rate and a greater than normal
tachycardia during inspiration. This nicotine-mediated facilitation of GABAergic neurotransmission to CPNs provides
possible mechanisms for the elevated heart rate in SIDS
victims and the elevated heart rate prevalent in smokers.
In summary, rats possess normal RSA, and CPNs are
inhibited during inspiration by an increase in the frequency of
both GABAergic and glycinergic synaptic inputs. The
inspiratory-related increase in GABAergic synaptic frequency is mediated by the activation of ␣42 nicotinic
receptors and is significantly exaggerated by prenatal exposure to nicotine. These data show a neurochemical link
between the neurons essential for respiration and neurons that
control heart rate and reveal a physiological role of endogenous ACh release and the activation of nicotinic receptors in
the generation of RSA.
Mechanism of Respiratory Sinus Arrhythmia
571
Acknowledgments
This study was supported by NIH National Heart, Lung, and Blood
Institute grants HL-72006 and HL-59895 to Dr Mendelowitz. Dr
Neff was supported by the Jocelyn Beard Moran Memorial Fellowship from the American Heart Association, Mid-Atlantic affiliate.
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