Original Paper UDC 316.61:[321.013:061.1EU]
Received March 15th, 2011
Dragica Vujadinović
University of Belgrade, Faculty of Law, Bulevar kralja Aleksandra 67, RS–11000 Belgrade
[email protected]
On European Identity
Abstract
European identity can be considered in its objective dimension, as being the top-down
project and also the bottom-up process of building the genuine form of the trans-national
political community, as well as in its subjective dimension related to the identification of the
individuals and groups – the Europeans – with this new political community and in addition
to their already established identification with a certain nation-state. The third dimension,
related to the relevant interpretative models – ethno-cultural/Euroscepticism approach,
European constitutional patriotism, pluralist/multiculturalism approach – has also been
important factor of European identity-building.
New type of political community opens new questions – whether it is a Europe as the family of nations, a Europe of citizens, a Europe which is going to be built through common
practices, a Christian Europe or a Europe of mutual matching and crossing civilizations, a
secular Europe or Europe of religious Christian heredity and/or different religions.
Founding Treaties define European identity politically, starting from the motto “Unity in
Diversity”. However, this motto is differently interpreted by communitarians/Euro nationalists, ethno-nationalists/Euro skeptics, liberals and republicans/European constitutional
patriots.
Controversial character of political identity has to be kept in mind always again. The politics of identity, the misuse of an ethnically concieved concept of identity with its war-like
consequences, has represented one of the most destructive potentials of a contemporary
politics, including the region of Europe (Western Balkans). On the other hand, political
communities cannot survive without homogenizing force of a common identity, and it is
especially valid for proposed democratic communities, including European Union.
When European identity is regarded, it is most important to define its meaning in a sense
which will empower a democratic capacity of the European Union, which will contribute to
overcoming its democratic deficit, and will also contribute to escaping particularist, xenophobic, Euro skeptic tendencies and sentiments.
Key words
European Union, European identity, European constitutional patriotism, European citizenship, European social model
Introduction
Talk on European identity is related to political identity. The question is what
political identity generally means and what kind of political identity does
matter in a case of the European identity. The concept of political identity has
been originally linked to the nation-state, as a primary form of the modern
political community. In the case of European identity the question is about a
new form of identity related to the political community which certainly is not
equal to the nation-state.
Political identity has had three dimensions: objective framework of institutional-legal and social order, subjective context of a collective and individual
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attachment of social actors to the political community, and the dimension
related to relevant interpretations of the given political community. All these
three dimensions play certain role and mutually contribute to the identity
building. Interpretations of objective and subjective dimensions of the political identity have been of a constitutive power for the process of its building.
So far, political identity has always been a kind of construct.
The main focus will be on an objective and subjective meaning and interpretation of the European identity, which enables, supports, empowers democratic
character and sustainability of European Union as sui generis political community. Historical and pre-political background of building European identity
and political elements and manifestations of the European identity will be
taken into consideration. European identity will be considered as an idealtypical concept, with outlining its empirical manifestations and its normative
content as concieved from the point of democratic legitimacy of this specific
and still not fully formed political community. While comparative perspective
is necessary, the political identity of a nation-state will be a starting point of
consideration.
1. Political identity of the nation-state
Each political identity consists of objective – institutional-political-legaleconomic-cultural-social dimensions of a certain nation-state, but also of subjective/intersubjective links of citizens with their state, feeling of belonging,
membership, loyalty, identification with that political community. However,
there is a third important dimension of building a political identity, related to
its interpretations, or interpretative models. Most relevant interpretations/constructs of the modern nation-state are: firstly, civic interpretation, secondly,
nationalistic/ethno-cultural one, and there is also a rising importance of an
additional – multiculturalist interpretation.
Identity building of a modern nation-state had happened initially through the
fusion of nationalism and republicanism, and later on a liberal-democratic
institutional legal/political order fully achieved its civic content and articulation. Modern political identity in its paradigmatic form and its objective
dimension has meant primarily liberal-democratic institutional legal-political
system of the nation-state, followed by and accompanied with certain economic, social, cultural system and structures.
Identity of each nation-state comes out, descriptively and analytically speaking, from pre-political elements such as a common language, culture, territory, historical memories, tradition, political-historical continuity between
the past, the present and the future, but primarily comes out from a profiled
political and institutional system, and its legality and legitimacy.
Historically, the mobilizing force of the nation-state was twofold, firstly, it
meant a fight for overcoming a medieval transcendent founding of the state
in the God’s will or reason, and secondly, it meant destruction of the feudal
state and its authoritarian social strata structures. Initial nationalism, as Jürgen
Habermas states, had been related to forming modern nation-states and had
a positive, libertarian spirit and democratic connotation, but later on started
being more linked to authoritarian and anti-democratic tendencies and social forces (being more existent among upper classes and attached to rightist,
conservative ideological orientations).1 On the other hand, further democratic
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development of the nation-state became more and more distant from nationalism, and the civic principle replaced the ethnic one.
Habermas also states2 that there is no conceptual inter-connection of civility
and national identity, republicanism and nationalism (between civic, republican character of a modern state and nationalism). He says that, however,
nationalism and republicanism had been factually inter-connected during the
process of the nation-state establishing, they have not been essentionally interconnected. Namely, a democratic nation-state had built only in a short period
a narrow link between ethnos and demos. Nationalism and republicanism, as
accompanied, had produced in people a readiness to fight and, if necessary,
to give their lives for their country. According to him, it explains the relation
of mutual empowering and charging which at the beginning existed between
nationalism and republicanism.
In an attempt to give arguments in favour of an idea that republicanism and
nationalism have not been essentially interrelated, he points to the difference
between ‘freedom’ conceived as a fight for national independence and collective self-determination and ‘freedom’ in a sense of political liberties which
an individual possesses inside his/her state. He says that these two concepts
have had so much different meaning that the republican freedom could cut its
“umbilical cord” with a national consciousness from which it had been born.
Habermas concludes that a republican, civic concept of national sovereignty
has had nothing to do with a collective will inherited in a homogeneous heredity or way of life. Namely, consensus achieved in regard of association of
free and equal citizens comes out in a last instance from identically applied
procedures which have been recognized by everyone.3
Although modern states were formed as nation-states and early constitutions
have established political community on the premise of the identity of national majority – in the long historical period of the fight for universal human
rights – they further evolved towards the universal category of a citizen and
liberal-democratic polity.4
Habermas speaks about historical social-integrative and democratic potentials of the nation-state, in a sense that nation-state was the one which opened
itself firstly to forms of democratic legitimacy and later on also developed
as a social state. According to Habermas, only in a frame of the nation-state
a state could evolve into democratic, legal and social state.5 However, as already mentioned, Habermas also points to the destruction of an initial conscience between nationalism, democracy and libertarianism, by stating that
the nation-state and democracy had been born in the French Revolution as the
twins, but, however, shortly afterwards it happened that nationalism became
counter-posed to democracy and an internal relationship of ethnos and demos
was broken.6 Nenad Dimitrijević states about this:
1
Habermas, J., Citizenship and National Identity, Praxis International, Vol. 12, No. 1,
April 1992.
the Contemporary Serbia? In: Vujadinović,
D. and Goati, V. (eds.), Serbia at the Political
Crossroads, Belgrade: CEDET–FES 2009.
2
5
Ibid.
3
Ibid.
4
Passage taken from: Vujadinović, D., What
is the Rational National and State Interest of
Habermas, J., The postnazionale Konstellation, Frankfurt: Suhrkamp Verlag, 1998.
6
Habermas, J., Faktizitat und Geltung, Frankfurt: Suhrkamp Verlag, 1992, p. 634.
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“It is true that many contemporary liberal democracies are founded as nation-states. Historically, the political neutrality of the liberal nation-state has been based on the premise of identity of national majority which was later transformed into a liberal non-problematic republican
identity. That was typically done trough ‘privatization’ of special group identities (even though
history offers much evidence of repression and the annulment of national minority identities).
Classical liberalism recognizes equal individual rights to all citizens, concurrently referring to
civil society as a sphere of legitimate care for particular identities.”7
Objective dimension of political identity depends also on an issue whether political community has had authoritarian or democratic character. Srđan Vrcan8
points to the fact that political identity of the nation-state can be both authoritarian and democratic, that appealing to national sovereignty can have both
democratic and nationalistic implications, that nationalism can be linked to
different political ideologies (democratic, fascistic and communist). Different
implications come out from constitutional and interpretative founding of the
modern nation-state in the ‘nation’ conceived either as ‘people’ (multitude,
internal differentiation and complexity, affirmation of a free choice of individuals), on the one hand, or in the ‘nation’ conceived as ‘Volk’ (homogeneity,
“community of blood and soil”, “community of those dead, alive and not yet
born”); namely, the first concept of the nation-state has been democratic by
its nature and the second one has been inherently authoritarian. As already
mentioned, the modern nation-state has become predominantly based on the
civic principle, i.e. principle of constitutionalism and the rule of law.
Identity of political community, however, cannot be based only on its objective dimension and objectively homogenizing factors. Political identity needs
also a subjective/intersubjective dimension of the people’s identification with
a certain political unit, feeling of belonging, devotion, sense of membership.
Again, this subjective dimension depends on whether sense of belonging to
the political community comes out from a common historical-cultural heredity combined with fear from authoritarian state authority or from democratically legitimized state authority based on an ethnicity principle, on the one
hand, or, on the other, from constitutional patriotism, i.e. sense of belonging
based on democratically legitimized state authority.
Paradigmatic model of the sense of belonging in a modern political community has been connected with the democratic institutional framework of limited
and divided government and people’s institutionally guaranteed political participation in decision-making. Sense of belonging to the modern nation-state
has been linked to the constitutional patriotism, but, however, in a pluralist
political and social context of the modern liberal-democratic state it is also
sometimes and to a certain extent linked to nationalist, ethno-cultural sentiments. Different political-ideological orientations have been playing their
roles in creating/founding sentiments of belonging to the given polity.
Political identity has always been a certain interpretation,9 an ideological construct. We cannot speak about one and only content of a certain political identity of a modern polity, because it always matters a certain interpretation(s) of
the past, present times and future, with an aim to legitimize either an existing
or an intended polity. Eriksen says that an interpretation of the past matters
a contemporary construct of the past. He also states that each conception of
ethnic/national identity has represented the construct, which can be based on
heroic or tragic interpretation of the past and which can have different implications for the political identity. He also concludes that political identity in
general represents a certain construct, in a sense that different political ideologies – including the nationalistic ideology – can serve for affirming a certain
power structure of the given nation-state.10
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The above mentioned initial fusion of nationalism and republicanism has been
kept on through certain political ideologies. Different interpretations of the
modern nation-state have been expressed as liberal-democratic, neo-liberal,
conservative, socialist, extreme-right, and extreme-left political ideologies.
The multi-party system and civil society activism have been based on diffe
rent political ideologies, which have been dominantly coloured in this or that
way by the civic principle (cosmopolitism, constitutional patriotism), but also
happens to be designated by nationalistic approach and ethnicity principle
(ethno-nationalism, ethno-cultural orientation).
From the point of an interpretative dimension as constitutive one for political identity, few additional remarks are necessary. Political identity has been
created primarily by elites (political, cultural, religious, intellectual, media
elites), and depends significantly on their ideological-political affiliations.
For the sake of its own profiling, political identity always needs the “relevant others”, either treated as enemies or different entities. In the case of
liberal-democratic polity, the “relevant others” have been authoritarian and
anti-democratic regimes in general, and that especially used to be the Soviet
Block before the fall of the Berlin Wall. Political identity can also be differentiated in relation with the contested/problematic past of its own (example of
the post-World-War II Germany).
Main interpretations of the modern nation-state are civic and ethno-cultural
(ethno-nationalist) interpretation. However, with a processes of massive economic and political immigrations from the mid-20th century and further on
into developed Western countries, a talk on multiculturalism and an interpretation of a modern political identity from the point of multiculturalism came
at agenda.
Ethno-cultural interpretation of a political identity links political identity of a
certain nation-state to the past, ethnos, homogenous culture, memories, tradition, and collectivity. Collective identity in this case is uncontested and imposed to the individuals, who are expected to accept, interiorize and follow
it. In this interpretation the past dominates and determines the present and
future, and nation-state has been institutionalized on the ethnic principle. Patriotism is linked to a more or less apologetic relation towards the given collective identity and dominant ethnos. Patriotism is close to ethno-nationalism,
although the collectivist nature of patriotism as such can be less rigid and
heteronymous than in the case of ethno-nationalism.
Civic interpretation of the same political identity starts from the institutionallegal framework of a democratic state and its legality and legitimacy; the past,
present and future of the given polity and political identity have been open
to reconsideration from the value/civilization standards. Individuals put into
question legitimacy whenever the polity violates democratic mechanisms,
protection of human rights; they do not accept unquestionably the construct of
a (collective) political identity as uncontested part of their personal identity.
7
9
Dimitrijević, N., Ustavna demokratija shva
ćena kontekstualno (Constitutional Demo
cracy Understood Contextually), Belgrade:
Fabrika knjiga, 2007, p. 155.
See: Vujadinović, D., op. cit. See also: Eriksen, Th. H., Ethnicity and Nationalism, 2nd
ed.,Virginia: Pluto Press & Sterling, 2002.
8
Eriksen, Th. H., op. cit.
Vrcan, S., Nacija, nacionalizam, moderna
država (Nation, Nationalism, Modern State),
Zagreb: Golden marketing–Tehnička knjiga,
2006, pp. 99–110.
10
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Patriotism has been linked here to the notion of “constitutional patriotism”,
i.e. it becomes much more individualist and autonomous sentiment.
Ideal-typically speaking, the issue of identity in a modern political community finds a rational answer from the perspective and criteria of constitutional
democracy. Constitutional democracies institute the rule of law and equally
tenable freedom of all individuals, preventing the rule of people (as ethnos),
which always turns into the rule of the dominant nation (thus violating the
principles of constitutional democracy).
However, the controversial character of political identity has to be kept in
mind always again. History of Europe of the 20th century bears tragic legacies
of ethnic and national identity conceived as organic collective belonging. Issues of political identity entail ambivalent practical-political potentials, both
destructive and productive ones; for example, wars came out even in a near
past, just in a geographical frame of Europe – in the Balkans, because of the
search for new political identities. The politics of identity, the misuse of an
ethnically conceived concept of identity with its war-like consequences, has
represented one of the most destructive potentials of a contemporary politics.
On the other hand, political communities cannot survive without homogenizing force of a common identity, and it is especially valid for proposed democratic communities, including European Union.11
2. Background processes
of building the European identity
Historical preconditions of the European identity and the genesis of its establishing consist of the following elements and factors of impact:
– the heritage of ancient Greek rationality, democratic polis, concept of legality and mixed government; then, the heritage of Roman legal system
building, especially in the field of private law, and its embedding in the
modern 19th century legal systems of Western countries; the medieval ideal
of equality of all people before God, ideal of unity all over the Christian
world (conducted through establishing churches as the common institutional framework, unified religious rituals, same religious and feudal titles,
church’s unique nomenclature and common Latin language, unique dress
codes, habits, everyday life of religious officials; in addition, establishing
of universities in the 13th century with common centers of studying law or
medicine, common textbooks); the Modern age and the revival of rationalism, empiricism and scientific world view (mediated by the Renaissance
movement);
– the heritage of industrial and political revolutions of the 18th and the 19th
century, and a gradual build-up of liberal and liberal democratic states and
societies;
– the heritage of illiberal modernism (rooted in the Versailles Treaty basis of
building nation-states – with a combination of illiberal dimension of romantic collective belonging and liberal right to self-determination – which
expressed its most destructive features in the Nazism and Holocaust);12 the
heritage of the long history of colonialism, imperialism, and wars between
European countries;
– post-World War II attempts to distance from war-like and traumatic Euro
pean past, to build new European relationships based on peace, stability,
and security (Schumann, Konrad Adenauer, and Jean Monnet); here also
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belongs the whole institutional history of gradual building of, firstly, European Economic Community and further on the common European institutional legal and political system (starting from the Treaty of Rome in 1957
to the Treaty of Lisbon in 2009);
– building of the trans-national community of European nation-states which
was accompanied and made more complicated (more complex) by massive
immigration of guest workers, firstly, in the ‘70s of the 20th century from the
former colonies and the south parts of Europe (Italy, Greece, Serbia/Former
Yugoslavia) and Turkey, and then by a new wave in the ‘80s and the ‘90s under the impact of globalization and with a flow of immigrants from all over
the Third World; in addition, the intra-European immigrations which happened (from the East to West) after the EU enlargement in 2004 and 2007;
– developing of the human rights culture as the top value standard of the EU
legal and political system, with consequential affirmation and politicization of different collective identities, based on sex, gender, religion, ethnic
culture, etc.
3. Empirical manifestations and characteristics
of the European identity
European identity can be considered in its objective dimension as being the
top-down project and also the bottom-up process of building the political
community, as well as in its subjective dimension related to the identification
of the individuals and groups with that political community. The third dimension, related to the relevant interpretative models, has also been important
factor of European identity building.
3.1. Objective framework
Institutional economic, political and legal system – being founded on the constitutional democracy and the rule of law – have been in a process of completion.
European elites designed and completed single market, common European
currency, European Central Bank, the Schengen passport free zone, European
elections, European symbols – flag, anthem, motto (“united in diversity”, or
“unity in diversity”), concept and practice of European citizenship. European
elites recently also built a very successful policy of enlargement.
Constitutive for European identity are four basic freedoms, all-encompassing system of values and human rights, but also the practices of networking
the Europeans at different micro-levels, like business, finances and economy
in general, education, cultural entertainments, transnational civic initiatives,
European public, I-networking, etc. EU identity is also defined in contrast to
the afore mentioned traumatic past of Europe (colonialism, imperialism, Nazism, fascism, Stalinism, anti-Semitism), and as a peaceful project oriented
towards tolerance and deliberation and compromise. EU identity is defined
in relation with “relevant others”, which after the fall of the Berlin Wall and
11
Majer, T. Identitet Evrope, Belgrade: Službeni
glasnik, 2009 (Die Identität Europas, Frankfurt: Suhrkamp Verlag, 2009), p. 10.
12
Stalinism, however, also belongs to the illiberal, perverted modernism. See: Feher, F.
and Heller, A., Class, Democracy, Modernity,
Theory and Society, No. 12, 1983; Heller, A.,
Teorija istorije (Theory of History), Belgrade:
Rad, 1984.
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with rising economical changes in a globalized world have become, besides
the USA, also China and India.13 European identity is also defined in relation
to multiculturalism, pluralism, and, as already mentioned, processes of globalization. Post-colonial and guest workers, and all waves of immigrations,
turned homogenous national societies into multicultural ones. Uncontrollable
character of these immigrations,14 especially in the ‘80s and the ‘90s, caused
the formation of the Schengen zone in the 2000s thus making Europe the
“fortress” towards the outside world.
European identity is especially related to the fall of the Berlin Wall: it was a
push for the EU enlargement, which deeply changed the sense and content of
European identity; “new” democracies brought new forms of diversity, conservatism, ethno-nationalism, as well as the importance of the religious factor
into European identity and polity. European secularism has been contested by
the revival of importance of Christianity (Polish Catholicism, Romanian Orthodox religion entered the EU) by the EU25 enlargement, but also by a great
presence of Muslim religion inside the EU countries. Another shift and push
for the European identity building is related to the introduction of European
citizenship with the Maastricht Treaty in 1992.
Internal migrations of the “Euro stars” represent the most attractive side of the
European individual integration, where well educated and well established
individuals/professionals use all the advantages of the free access to job, residence and political rights in whichever European country they choose to live;
they live and work in “Euro cities” and identify themselves much more with
being Europeans than members of certain nationalities.
Europeans’ travel and tourist habits, taking part in European cultural happenings, in European business and professional engagements, as well as in
European civil society, taking advantages of European citizenship wherever
they live throughout Europe, contributes to the gradual processes of social
and cultural European identity building of individuals.
Depoliticized European identity – through economic, cultural, social, I-networking has been causing the rising politicization in a mode of new particularism, xenophobia, ethno-nationalisms, Euroscepticism (and it happens in
both the “new” and “old” member states, though with somewhat different
background causes).
To sum up, European identity, in its objective dimension, has been related
to a multiple, plural, multi-leveled political community, which has also been
building a unique and united institutional-legal, economic and political structure, called the European Union. The European identity has been built across
the top-down but also bottom-up storylines as well as through different macro- and micro-levels of the community practices (in all spheres of economic,
political, social and everyday life).
The above mentioned multicultural and pluralist impacts have been imposing great challenges and tasks to the concept and practice of the European
identity. In addition, real processes of economic, cultural, political, social,
Internet networking of different parts and levels of the European community
also contribute to the build-up of multiple identities in the EU. According to
Holmes, EU regulations on different micro-levels (for example, in agriculture) and EU networking on different micro-levels (I-networking, European
civic initiatives, European art festivals), become the means by which varied
groups of people negotiate over time the common sentiments and expectations that constitute a very broadly based European identity.15
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It is better to speak about European identities, about multiple demoi; a single
European identity is not possible. European identities are open to multiple
interpretations; they are not defined primordially from within and cannot be
simply imposed politically from outside.16 They emerge from the confluence
and blending of a variety of projects and processes.
“Europe’s identities exist in the plural. There is no one European identity, just as there is no one
Europe. These identities can be concieved as both social process and political project. Understood as process, identities flow through multiple networks and create new patterns of identification. Viewed as project, the construction of identities is the task of elites and entrepreneurs,
operating in Brussels or various national settings… Bureaucrats crafting a Europe centered on
Brussels, xenophobic nationalists, cosmopolitan Europeanists, anti-globalization Euro-skeptics,
and a European public that for decades has been permissive of the evolution of a European polity – they are all politically involved in the construction of an evolving European identity.”17
3.2. Interpretations of the European identity building
There are three main concepts of a European-identity building: ethno-cultural
(ethno-nationalistic, Eurosceptical), civic (constitutional patriotism) and pluralist (multicultural).
3.2.1. Ethno-cultural concept
Anthony Smith, a famous scholar of nationalism, locates European identity
between simultaneous trends of ethno-national revival and global cultural aspirations, and expresses essentially Eurosceptic ideas through the proposal
that “the only way in which a truly united Europe could emerge is through the
slow formation of common European memories, tradition, values, myths and
symbols, in the image of ethnos and the nation”.18
Ethno-cultural interpretation of the European political identity has been essentially linked with afore mentioned ethno-nationalistic trends in the “new”
Member States. In addition, ethno-cultural interpretation of the European
identity building helps us to understand the revival of xenophobia and ethno13
Anthony Giddens speaks that according to the
economic expansion of China and India, the
Third World percentage in the world industrial product will rise from 10% in the 1980s to
50% in the 2020s, while the European industrial product is falling down from 26% which
EU 25 conducted in 1980 to 22% in 2002, and
with a tendency to fall to 17% of the world
industrial production in 2015. See: Giddens,
A. Evropa u globalnom dobu (Europe in the
Global Age), Belgrade: Clio, 2009.
14
On the role of immigrations in making and
unmaking Europe, see Favell, A. Immigration, migration, and free movement in the
making Europe, in: Checkel, J. and Katzenstein, P. European Identity, Cambridge: Cambridge University Press, 2009.
According to Favell, migration polity – as still
being nation-states centered – has become the
crucial pillar of unmaking post-national Europe. Anti-immigrant-extreme-right movements across Europe and the trend of toughening politics on immigration and integration
in many European nation-states, has become
the main source of the persistent nation-states
building, in contrast with the processes of Europeanization and globalization.
15
Holmes, D. R, Experimental Identities (after
Maastricht), in: Checkel, J. and Katzenstein,
P., op. cit.
16
Katzenstein, P. J. and Checkel, J. T. Conclu
sion – European Identity in Context, in:
Checkel, J. and Katzenstein, P., op. cit., p.
226.
17
Ibid., p. 213.
18
See: Jovanović, M., In Search of a European
Identity, in: Jovanović, M., Vujadinović, D.,
Etinski, R. Democracy and Human Rights in
the EU, Maribor–Belgrade: POGESTEI Editions, 2009.
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nationalism also in the “old” Member States, which come out as a reaction
to massive immigrations, globalization, and Europeanization. Identification
with her/his own nation-state as such, nation-state patriotism as opposed to
the European identity, is linked to the rising trend of particularism and Euroscepticism.
3.2.2 Civic concept
“Constitutional patriotism” – it was not included into theoretical discourse
only and firstly by Habermas, but his writings made it popular and well understood. Habermas introduced this concept in respect of the post-War divided Germany, in an attempt to make a sharp interpretative distance towards the
Nazi past and Holocaust nightmare heredity, and affirming the civic identity or
a moral/rational collective identity based on universal principles and framed
by a post-War establishment of a liberal-democratic constitutional state in
West Germany (combination of feelings of shame and proud).19 According to
Habermas, the civic conception of “the nation” as opposed to an ethnic one
“reflects both the actual historical trajectory of the European nation-states and
the fact that democratic citizenship is established as abstract, legally mediated
solidarity between strangers”.20
Constitutional patriotism unexpectedly achieved a new popularity in the late
‘90s, it became an attractive model (also for other countries) of a civic loyalty
and sense of belonging to the political community, and also started being used
as a normative model for understanding of the European identity building (as
the civic basis of identification with a supranational political community).
Another vision of civic concept is the one offered by Weiler`s model of supranational citizenship. In an attempt to amortize deep dilemmas in constructing
the ends and means of transnational integration within the framework of the
European Union, he affirms the proposed interpretation of European citizenship inside Amsterdam Treaty, as a combination of national and European
citizenship. These two citizenships have to stay distinct and complemented;
national identity encompasses the realm of ethno-cultural identification and
belonging, whereas European citizenship encompasses the realm of law and
Enlightenment (civic ideal). Weiler argues for a multiple identity and multiple demoi (organic demos and non-organic, civic demos); where individuals
simultaneously express both organic-cultural identification with their nation
and membership to European supranational values that transcend ethno-cultural differences.
3.2.3. Pluralist concept
It is built with an attempt to emphasize a pluralist nature of the European polity. According to Baubock, identities in modern democratic polities (including the European Union) are shaped by multiple overlapping and changing
affiliations of different kinds of social groups and associations, among which
the most important are gender, sexual, political, and ideological orientation,
religious conviction, as well as class, language, ethnic culture. “In such polities, democratic representation and citizenship have to combine the traditional
liberal precept of equal rights for equal citizens with sensitivity for those collective identities.”21 It implies measures for “symbolic recognition” of minority or immigrant community’s culture and allocation of resources for enabling
these communities to develop without being subjected either to coercive assimilation or enforced segregation.
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Baubock thinks that European identity cannot be based only on constitutional
rights of Union citizens, and the task would be to expand/extend pluralism in
the EU beyond mere recognition of national identities of the Member States
and to acknowledge the collective identities of sub-national and transnational
minorities. Institutional measures would be related to direct EU measures that
go beyond non-discrimination policy and directly allocate group-differentiated rights, material resources and political powers to specifically disadvantaged groups.
The same idea of more inclusive European polity and concept of a constructive, responsible EU citizenship has been offered by the Greek author Kostakopoulou. According to her, European citizenship has to be placed in a
common concern for the future of a pluralist political community, shared by
different groups and their engagement in collective shaping of that common
future. Formal inclusion of the third-country nationals who live and work in
the EU should be regulated by a Community law concept, and without requiring them to possess nationality of an individual Member State.22 In addition,
political democracy has to become more participatory and inclusive, and social policy has to be more just in respect of disadvantaged social groups. She
calls responsible citizens to fight against tougher immigration and asylum
measures which are coming into life in many Member States. She calls for
“ethos of responsibility and respect”, and for “virtuous citizenship based on
an ethic of the Other”.23
It should be said that besides the above mentioned multicultural, pluralist
approaches to the European identity issue, which are designated by openness, tolerance, principle of inclusiveness), multicultural solutions of the issue of political identity can also split towards ethno-nationalist collectivist
solutions.
To sum up, these different interpretative models have been playing an extraordinary important role in building European identity, especially because of its
incomplete objective institutional completion as well as its deficit in democratic legitimacy and general lack of sentiments of belonging, commitment,
devotion of the Europeans to this new establishing polity.
3.3. Subjective dimension – what makes the European Union
the political community of European citizens?
Objective preconditions and characteristics of European identity are far from
covering the definition and content of the concept. Without subjective/intersubjective feelings of the citizens of Europe that the European political community matters to them, that they feel it as their own, that they owe loyalty to
it, we cannot speak about European identity in its full meaning.
Main lines of forming intersubjective loyalty of Europeans towards European
political community could be related to the European constitutional patriotism (redefined in the new trans-national context), European social model (redefined in contrast to the paternalistic welfare state), European citizenship (in
19
21
See: Miller, J.-W., Constitutional Patriotism,
Princeton: Princeton University Press, 2007
(translated into Serbian: Ustavni patriotizam,
Beograd: Fabrika knjiga, 2010).
Ibid., p. 61.
20
23
See: Jovanović, M., op. cit., p. 57.
22
Ibid., p. 63.
Ibid., p. 65.
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D. Vujadinović, On European Identity
its legal, political, social, cultural manifestation), and European civil society
(as a democratic participatory stimulus for the afore mentioned phenomena).
3.3.1. European constitutional patriotism
This idea is accepted in an attempt to articulate the civic identification at the
trans-national European level, to explain sense of belonging, devotion, care
of Europeans for the European polity, in other words, to explain an attractiveness of the European Union for European peoples.
The question is what the European constitutionalism means and why it is attractive for European peoples and insofar produces “European constitutional
patriotism”. According to Miller, constitutional architecture of the European
Union keeps the diversity of nation-states, represents the peaceful continuity with their liberal-democratic character and simultaneous overcoming of
their particularisms. Constitution making of the European polity is based
on deliberation and political struggles without in advance proposed unique
purpose; normative constitutional culture has been in this case a continuous project in contrast to the well defined nation-state constitutional orders.
Normative and economic attractiveness of European polity comes out from
the fact that its constitutional power is capable for an enlargement and also
is capable for the “transnational overflowing” towards the countries which
are out of the EU. Namely, political culture and legal and political systems
of the accession countries have been remodeled under influences of the EU.
Attractiveness of the EU comes out also from an openness of its constitutional power; there is no one demos, and European demoi will have always
again to negotiate and decide upon what they want and what they do not
want to share. European people are attracted by the Union and tend towards
it in a measure of its stimulating diversity and not imposing homogeneity
and unity.24
Miller accepts the statement of Joseph Weiler that Union requires a high level
of “constitutional tolerance”, and that Union demands all the peoples to learn
from each other on the background of the persistent multitude. The attractiveness of the European polity also comes out from the multi-level governance,
lack of one power center above the nation-states; namely, there are multiple
channels of check-in and numerous procedural resources for dealing with
what European citizens/peoples want to do together and what they want to do
separately. Europeans would seemingly accept to take part in creating a constitutional tolerance instead of constitutional uniformity; they would not mind
seeing themselves as keeping being together, but also as being divided in the
crucial things. Europeans do not mind having been created and constructed,
but the recognition of them as individuals and keeping of diversity among
them have been however the highest values for them.25
Europeans do not feel the call for obedience; they are attracted by advantages
of the European polity but have not been passionately identified with it. Ideal of mutual recognition of different demoi and celebrating diversity is very
attractive, but it, however, bears the risks of converting the European trans
national multiculturalism into the plural monoculturalism. Attractiveness of
European polity produces loyalty and conviction which has always been open
for criticism and contestation.
According to Muller, constitutional patriotism as the crucial part of the critical citizenship is far from unconditional loyalty and obedience, which many
nation-states inside EU and outside it demand from its citizens; constitutional
patriotism is an existent example of reflexive, self-critical belonging, without
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weakening the community, but also without any strong identification with
that community. Constitutional patriotism promises a combination of a critical reflection and a complex emotional adherence/attachment to the political
community. Representatives of the European constitutional patriotism believe
that this combination contributes to the strengthening of European political
community.26
To sum up: in contrast to the notion of constitutional patriotism related to the
nation-state, which bears full respect for clearly defined constitutional principles and well established constitutions of the given nation-states, European
constitutional patriotism reflects the motto “Unity in diversity” and meaning
of a self-critical belonging, as well as the genuine character of the EU as the
never-ending-building of a genuine democratic trans-national polity.
3.3.2. European social model
Anthony Giddens considers that the European constitutional patriotism has
not been sufficient basis for the attractiveness of the European political community. According to him, it has to be accompanied by an implementation of
the new European social model, which will bring new qualities in comparison with the paternalistic and brought-down welfare state social model. New
European social model should be based on investments in human resources,
in new technologies, in an improvement of family life, gender equality and
protection of the rights of children. It should not intervene in a redistributive
manner into the market; it would not be based on an interventionist state social policy but on stimulating market economy and reducing the role of the
state only to the above mentioned investments and regulations. European social model will not be the model of welfare state but the model of the society
based on an active social support.
According to Giddens, if the European polity wants to be a real community
and not only the sum of constitutional principles and treaties, European social
model has to be built as the real basis of an attractiveness of the European
political community.27
3.3.3. European citizenship
European citizenship has its legal and political dimensions, especially articulated by introducing formally into founding European documents the notion
of the European citizenship (Maastricht Treaty), which is complementary to
the nation-state citizenship. Legal and political notion of European citizenship encompasses the right to vote at local elections wherever the citizen lives
inside European union, as well as the right to vote for European Parliament; in
addition, it presupposes the right to free movement for the sake of job and residence, then, the right to the consular and diplomatic protection of the citizen
by any European state diplomatic representatives abroad, as well as the right
to petition to European Parliament, the right to access to the Ombudsperson,
and the right to use any official European language.
European citizenship has also its cultural, social, social-psychological dimensions. European citizenship is related to the issues of participation in demo24
26
See: Miller, J.-W., op. cit., pp. 138–146.
Ibid., pp. 167–168.
25
27
Ibid., p. 149.
See Giddens, A., op. cit., pp. 127, 133, 269,
271, 284.
130
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cratic politics, i.e. to a so-called democratic deficit of the EU. European citizenship is essentially related to the civil society activism, through which the
fight for bigger inclusiveness and recognition, for European social model and
for improvement of European constitutionalism has been at agenda. European
citizenship has been modeled and re-modeled by the processes of multiple
identities building.
John Keane says that the post-national citizenship is based on multiple, potentially mutually conflicting, and changing identities; it is embedded in the
civil society activism and in the struggle for diversity. It bears guarantees for
citizens that they can be different; it is not based on homogenous beliefs and
fixed membership. It is not any more republican in a traditional sense, and on
the state politics centered concept of citizenship. European citizenship is far
from traditional understanding in which citizenship represents the common
identity in the given political-legal nation-state framework.28
Instead of the conclusion
The text started with the notion of European identity and ended with the notion of European identities. Europe’s multiple identities have resulted from
the top-down project of institutional legal-political framing and constitution
making, on the one hand, and bottom-up processes of social and cultural
integration, on the other. They are results of building the supra-national political community which leaves an open space for nation-states and national
identities of their people; and, they are also results of different macro- and
micro dimensions of the community’s practices (political, economic, cultural, social and civic practices), which are based on different levels of gover
nance, on different forms of networking, and on manifold struggles both for
protection of individual human rights and for recognition of different mino
rity rights (based on sex, gender, ethnos, national culture, class stratification,
etc).
The response to the question about what attracts – actually as well as ideal-typi
cally speaking – Europeans (with their multiple identities) to the European
polity is related to the aforementioned concepts of European constitutional
patriotism, European social model, European citizenship and European civil
society.
Dragica Vujadinović
O europskom identitetu
Sažetak
Europski identitet se može razmatrati u svojoj objektivnoj dimenziji kao projekt odozgor i proces
izgradnje izvornog oblika transnacionalne političke zajednice odozdol, a u svojoj subjektivnoj
dimenziji vezanoj uz identifikaciju pojedinaca i grupa – Europljana – s ovom novom političkom
zajednicom zajedno s već uspostavljenom identifikacijom s pojedinom nacijom-državom. Treća
dimenzija, vezana uz relevantne interpretativne modele – etno-kulturni/euroskeptični pristup,
europski ustavni patriotizam, pluralistički/multikulturalni pristup – također je bila važan čimbenik izgradnje europskog identiteta.
Novi tip političke zajednice otvara nova pitanja – je li ta Europa obitelj nacija, Europa građana, Europa koja će biti izgrađena na zajedničkim djelatnostima, kršćanska Europa, ili Europa
uzajamno odgovarajućih i preklapajućih civilizacija, sekularna Europa ili Europa kršćanskog
religijskog nasljeđa i/ili različitih religija.
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D. Vujadinović, On European Identity
Osnivačke povelje definiraju europski identitet politički, počevši sa sloganom »Jedinstvo u
različitosti«. Međutim, ovaj slogan različito interpretiraju komunitarijanci/euro-nacionalisti,
etno-nacionalisti/euroskeptici, liberali i republikanci/europski ustavni patrioti.
Kontroverzni karakter političkog identiteta se uvijek iznova mora imati na umu. Politika identiteta, zloupotreba etnički osmišljenih pojmova identiteta sa svojim ratnim posljedicama, predstavljala je jedan od najdestruktivnijih potencijala suvremene politike, uključujući i jednu regiju
Europe (zapadni Balkan). S druge strane, političke zajednice ne mogu preživjeti bez homogenizirajuće sile zajedničkog identiteta, što posebno vrijedi za predložene demokratske zajednice
poput Europske unije.
Kada se raspravlja o europskom identitetu, najvažnije je definirati njegovo značenje u smislu u
kojem će osnažiti demokratske kapacitete Europske unije, u kojem će doprinijeti prevladavanju
demokratskog deficita i izbjegavanju pratikularističkih, ksenofobičnih, euroskeptičnih težnji i
naklonosti.
Ključne riječi
Europska unija, europski identitet, europski ustavni patriotizam, europsko građanstvo, europski socijalni model
Dragica Vujadinović
Über die europäische Identität
Zusammenfassung
Die europäische Identität kann in ihrer objektiven Dimension inspiziert werden, als Von-obenher-Projekt sowie Von-unten-an-Aufbauprozess der authentischen Form der national übergreifenden politischen Gemeinschaft, wie auch in ihrer subjektiven Dimension, zusammenhängend
mit der Identifizierung der Einzelnen und Gruppen – der Europäer – mit diesem neu erschienenen politischen Gemeinwesen und zusätzlich zu ihrer bereits erlangten Identifikation mit dem
jeweiligen Nationalstaat. Die dritte Dimension, similär den relevanten interpretativen Modellen – ethnokultureller/euroskeptischer Ansatz, europäischer Verfassungspatriotismus, pluralistisches/multikulturelles Herangehen – trat gleicherweise als gewichtiger Faktor der europäischen Identitätsbildung hervor.
Der neue Typ der politischen Gemeinschaft öffnet frische Fragen – ist dieses Europa eine Nationenfamilie, ein Europa der Bürger, ein künftig mittels Gemeinschaftspraktiken ausgebautes
Europa, ein christliches Europa oder ein Europa der gegenseitig übereinstimmenden und überlappenden Zivilisationen, ein säkulares Europa oder eben ein Europa des religiösen christlichen Erbes und/oder der Religionsvielfalt.
Die Gründungschartas definieren die europäische Identität politisch, beginnend mit dem Leitspruch Einheit in der Verschiedenheit. Dennoch wird dieses Motto andersartig von den Kommunitaristen/Euronationalisten, Ethnonationalisten/Euroskeptikern, Liberalen und Republikanern/europäischen Verfassungspatrioten bewertet.
Der umstrittene Charakter der politischen Identität muss immer erneut im Gedächtnis bewahrt
werden. Die Politik der Identität, der Missbrauch des ethnisch vorgestellten Identitätsbegriffs
mit seinen kriegerischen Auswirkungen, repräsentierten eines der destruktivsten Potenziale der
zeitgenössischen Politik, einschließlich einer Region Europas (Westbalkan). Zum andern können politische Gemeinschaften ohne eine homogenisierende Tatkraft der Gemeinschaftsidentität
kaum überleben, namentlich ein vorgeschlagener Zusammenschluss der Demokratien, die Europäische Union inbegriffen.
Wenn die europäische Identität erörtert wird, ist es von größter Tragweite, ihre Bedeutung in
dem Sinne festzulegen, in welchem die demokratischen Kapazitäten der Europäischen Union
gekräftigt werden, in welchem zur Deckung ihres demokratischen Defizits beigesteuert wird
als auch zur Vermeidung partikularistischer, xenophober, euroskeptischer Tendenzen und Zuneigungen.
Schlüsselwörter
Europäische Union, europäische Identität, europäischer Verfassungspatriotismus, europäisches Staatsbürgertum, europäisches Sozialmodell
28
Keane, J., European Citizenship? Historical
Foundations, New Departures, London–Berlin: CiSoNet Perspectives, 2005, pp. 10–11.
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Dragica Vujadinović
De l’identité européenne
Résumé
L’identité européenne peut être examinée dans sa dimension objective, comme projet descendant tout comme processus ascendant de construction d’une forme authentique de communauté
transpolitique, et dans sa dimension subjective, liée à l’identification des individus et des groupes – les Européens –, avec cette nouvelle communauté politique en plus de l’identification
déjà établie avec tel ou tel État-nation. La troisième dimension, liée aux modèles interprétatifs
pertinents – approche ethno-culturelle/eurosceptique, patriotisme constituionnel européen, approche pluraliste/multiculturelle – fut également un facteur important dans la construction de
l’identité européenne.
Un nouveau type de communauté politique amène de nouvelles questions : cette Europe est-ce
une nation, une Europe de citoyens, une Europe à construire sur des pratiques communes, une
Europe chrétienne, ou une Europe des civilisations qui se correspondent et se croisent, une Europe laïque ou une Europe d’héritage religieux chrétien et/ou de religions diverses.
Les traités fondateurs définissent l’identité européenne politiquement, à commencer par le
slogan « Unité dans la diversité ». Cependant, ce slogan est interprété différemment par les
communautaristes/euro-nationalistes, ethno-nationalistes/eurosceptiques, libéraux et républicains/patriotes constitutionnels européens.
Le caractère controversé de l’identité politique doit toujours être gardé à l’esprit. La politique
d’identité, l’abus du concept d’identité pensé ethniquement avec ses conséquences guerrières, a
représenté l’un des potentiels les plus destructeurs de la politique contemporaine, incluant une
région d’Europe (Balkans occidentaux). D’un autre côté, les communautés politiques ne peuvent survivre sans force homogénéisante d’une identité commune, ce qui est particulièrement
valable pour les communautés démocratiques proposées telles que l’Union européenne.
Lorsque il est question de l’identité européenne, le plus important est de définir sa signification
dans un sens qui renforcera les capacités démocratiques de l’Union européenne et qui contribuera à surmonter le déficit démocratique ainsi qu’à échapper aux tendances et aux penchants
particularistes, xénophones, eurosceptiques.
Mots-clés
Union européenne, identité européenne, patriotisme constitutionnel européen, citoyenneté européenne, modèle social européen