Iranian Polymer Journal
https://doi.org/10.1007/s13726-019-00738-y
ORIGINAL RESEARCH
Alkyd resin synthesis by enzymatic alcoholysis
Renata Kobal Campos de Carvalho1 · Fernando dos Santos Ortega2 · Andreia de Araújo Morandim‑Giannetti1
Received: 13 February 2019 / Revised: 28 May 2019 / Accepted: 21 July 2019
© Iran Polymer and Petrochemical Institute 2019
Abstract
The synthesis of an alkyd resin through an enzymatic alcoholysis provided by Novozym 435 was analyzed in this study. The
alcoholyses were performed in different enzyme concentrations (2.63, 4.00, 6.00, 8.00, and 9.36%, based on oil’s mass),
oil/glycerin ratios (1.68, 2.50, 3.50, 4.50, and 5.18 oil mol/glycerin mol), at temperatures (33.18, 40.00, 50.00, 60.00, and
66.82 °C) to determine the best reaction conditions for obtaining the highest percentage of monoacylglycerides and diacylglycerides [glycerin/vegetal oil ratio of 1:3.5 (mol/mol), at temperature of 56.73 °C, and 9.36% enzyme concentration based
on oil’s mass (w/w)]. It was verified that 2 h was the ideal reaction time. Under the best alcoholysis condition, the alkyd resin
was produced using phthalic anhydride and the product presented similar characteristics as the current resin produced by a
chemical catalyst in the industrial process (final viscosity = Y2, solid content = 44.00%, and IA ≤ 12). 1H NMR and FTIR
analyses confirmed the formation of an alkyd resin as they showed the presence of characteristic signals of the final product.
The re-usability of the enzyme was investigated, and significant results were observed in the reaction after five cycles (by
activity reduction of 6%) showing the viability of applying enzymatic steps in industrial procedures to produce resins in the
future, once the application of enzymes also reduced the level of toxicity in the processes.
Keywords Design of experiments · Alkyd resin · Enzymatic alcoholysis · Enzymatic catalysis · Novozym 435
Introduction
The application of polymer materials has grown substantially in this century with a depletion of resources derived
from petroleum [1, 2]. This has led to an advance in the
research related to the substitution of synthetic raw materials
by natural and renewable non-petrochemical resources, such
as the production of alkyd resins, considered an eco-friendly
compound [3–5].
Alkyd resins consist of a special polyester family which
have been used for approximately 100 years [4, 6, 7], of
great industrial importance with a high application to produce several types of paints [8] (representing 50% of the
utilized resins), adhesive tapes, lacquer, and resins [9–11].
In this context, many studies on innovation related to
this class of alkyd resin have been developed, such as the
* Andreia de Araújo Morandim-Giannetti
[email protected]
1
Department of Chemical Engineering, Centro Universitário
FEI, São Bernardo do Campo, São Paulo, Brazil
2
Department of Materials Engineering, Centro Universitário
FEI, São Bernardo do Campo, São Paulo, Brazil
preparation stages, which involve condensation reactions of
polyalcohols, fatty acids, vegetable oils (Chinese wood oil,
tall oil fatty acid, soybean oil, yellow oleander, seed oil,
Parinari polyandra Benth seed oil, castor oil, sunflower oil,
and coconut oil), or polyacids [4, 8, 12].
It is also possible to mention studies involving new ways
to obtain intermediates, mainly related to alcoholysis reaction [8, 12, 13]. These reactions are frequently used due to
difficulties in adding fatty acids and glycerin directly to the
production of alkyd resins.
Different polyalcohols can be mentioned in this process,
such as pentaerythritol, ethylene glycol, trimethylolpropane,
neopentyl glycol, and glycerol. In this context, different
intermediates can be obtained, which would be used in the
final esterification with different polyacids, such as phthalic
anhydride, trimellitic anhydride, maleic anhydride, and
fumaric acid, leading to the final resin with specific characteristics [6].
Therefore, due to several possibilities to modify reagents and combine them with other resins, such as phenolic, acrylic, vinyl, epoxy, and silicone, the use of these
compounds allows the attainment of products with different
properties [1–3]. Among these characteristics, it is possible
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Iranian Polymer Journal
to highlight their resistance to alkaline media, thermal stability, corrosion resistance, fast drying [6, 7, 13], better properties related to superficial tension, adhesion, excellent luster
and adherence, easy leveling during the application, and
compatibility with other resins, which have fostered their
application ever intensified in the chemical industry [14–16].
In this context, this work focuses on the development of
an environmentally friendly enzymatic transesterification
intermediate stage, particularly when it uses Novozym 435
(lipase B from Candida antarctica) as catalyst, the most
common immobilized lipases used in processes [17, 18].
This procedure aims at replacing the ongoing chemical process and reducing the generation of toxic waste originated
from the current chemical catalyst. It also corroborates with
new research that has been of increasing importance as a
new trend in biotechnological processes, thus contributing
to the green polymer chemistry [19].
Experimental
Materials
To carry out the characterizations of the reagents and
enzymatic alcoholyses, Novozym 435 was purchased from
Novozymes Latin America (Araucária, Brazil). The glycerin
(≤ 100%), tetrahydrofuran (THF) (≥ 99.9%), tert-butanol (≥
99.5%), acetone (≥ 99.9%), analytical grade, and acetonitrile
(≥ 99.9%) HPLC grade were purchased from Sigma-Aldrich
(St. Louis, MO, USA). Phthalic anhydride (99.5%) was
purchased from Petrom (Mogi das Cruzes, Brazil), xylene
(98.5%) was purchased from Merck (Darmstadt, Germany),
and mineral turpentine was purchased from Petrobrás Distribuidora (Rio de Janeiro, Brazil), which was provided by
BASF SA (São Bernardo do Campo, Brazil).
Optimization of enzymatic alcoholysis
Before beginning the alcoholysis stage, the characterization
of soybean oil was carried out, determining the acidic index
according to the AOCS Cd 3d-63 and the saponification
index according to the AOCS Cd 3b-76 [15]. With these
data, it was possible to determine the oil’s average molar
mass using Eq. (1):
̄ oil =
M
3 × MKOH
(IS −IA )
1000
,
(1)
where MKOH is the molar mass of KOH; IS represents the
saponification index; IA is the acidic index; and Moil is the
oil’s average molar mass.
13
The composition of the oil used and the best solvent to be
applied during the alcoholysis were also determined, as well
as the enzymatic activity of Novozym 435 in the presence of
hexane, t-butanol, tetrahydrofuran, and water [16], in order
to verify the best reaction solvent.
The enzymatic activity of Novozym 435 was determined
for each of the solvents applied using Eq. (2):
( )
− VkOH2 ]
[V
U
= KOH1
× 1000 × c,
Activity
(2)
g
txm
where activity (Ug−1) represents the necessary quantity of
enzymes to consume 1 µmol of oleic acid per minute (U)
under reaction conditions; VKOH1 represents the volume
spent during the titration without adding the enzyme (mL);
VKOH2 represents the volume used during the titration including the enzyme (mL); c is the solution’s concentration (g
mL−1); t is the time; and m is the sample’s mass (g).
After this stage, experiments on enzymatic alcoholyses
(Fig. 1) were carried out to determine the best reaction condition to obtain an elevated percentage of monoglycerides
and diglycerides.
These experiments were conducted by varying the
enzyme concentrations (2.63, 4.00, 6.00, 8.00, and 9.36%,
related to the oil’s mass), the oil/glycerin ratios (1.68, 2.50,
3.50, 4.50, and 5.18 oil/glycerin at mol/mol), and the reaction temperatures (33.18, 40.00, 50.00, 60.00, and 66.82 °C)
(Table 1). The procedures were carried out in duplicate in a
Shaker Innova 43 incubator, Eppendorf International (Hamburg, Germany) at 300 rpm and during 40 min.
The products of the reactions were analyzed using a Shimadzu HPLC system (Kyoto, Japan) made by LC-20AD
pumps, RID-10A refraction index detector, UV SPD-20A
detector, CTO-20A column oven and CBM-20A controller, Shim-pack CLC-ODS (C18) 4.6 mm × 150 mm column
with CLC-ODS pre-column, determining the percentages of
monoglycerides, diglycerides, and triglycerides. The mobile
stage consisted of an isocratic gradient (60% acetone and
40% acetonitrile). The detector used was the refraction index
with a flux of 0.6 mL/min.
The data obtained were analyzed using the Statistica 12.0
software (Stat Soft, 2014, Oklahoma, USA) with a confidence level of 95% to define the best reaction conditions.
To this end, a rotational central composite design statistical
planning (RCCD) was used and the results were evaluated
by response surfaces [20].
The variables which mostly influenced the process were
also evaluated. By using the desirability function (Eq. 3),
through the use of restrictions, it was possible to determine
the condition which allowed the highest conversion from oil
to monoglycerides and diglycerides:
√
D = m d1 d2 … d m ,
(3)
Iranian Polymer Journal
Fig. 1 The proposed mechanism involved in enzymatic
alcoholysis
where d describes the individual desirability and m describes
the number of parameters analyzed.
The most important parameters that affect a material
achieved with the desired characteristics were verified by
analyzing the Pareto charts with a 95% confidence interval
for the selection of significant variables. The standardized
effects were determined for each input variable (enzyme
concentration, the oil/glycerin ratio, and the reaction’s temperature) and the interaction among these variables was
determined by Eq. (4):
tcal =
𝜃
,
EP(𝜃)
(4)
where tcal represents the standardized effects; θ is the value
of the effect; and EP(θ) shows the standard error for each
effect.
Besides the time factor, the oil/glycerin ratio, and the catalyst percentage, a study was also conducted to determine
the optimal reaction time. This way, experiments were carried out in duplicate using the best parameters obtained after
the analysis of the data acquired through statistical planning,
varying the times in 1, 2, 4, 6, 8, 12, and 24 h. The samples
were also evaluated by HPLC.
The tests were performed aiming at recovering the catalyst and making the process more viable with less environmental impact, as “rejects” would not be generated for the
catalyst to dispose. In this context, enzyme recovery was
evaluated for five cycles and the data analyzed by HPLC.
After determining the best conditions to carry out the
alcoholysis and posterior attainment of the alkyd resin, the
product of this stage was evaluated through the solubility
test in methanol [21].
Attainment of the alkyd resin
The product obtained after the optimization in enzymatic
alcoholysis conditions was submitted to the resin attainment process in an Inox Reactor with agitation and capacity
of 3 L, provided with electrical heating/cooling and digital
temperature control, reflux condenser and N2 atmosphere.
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Iranian Polymer Journal
Table 1 Variables in optimization of alcoholysis stage
Table 2 Composition of soybean oil
Temperature (°C)
Compound
Percentage (%)
Myristic acid
Palmitic acid
Palmitoleic acid
Stearic acid
Oleic acid
Linoleic acid
Linolenic acid
Other components
0.12
11.40
0.16
4.14
23.47
53.46
6.64
0.57
50.00 (0)
50.00 (0)
50.00 (0)
50.00 (0)
50.00 (0)
50.00 (0)
60.00 (+ 1)
60.00 (+ 1)
60.00 (+ 1)
60.00 (+ 1)
40.00 (− 1)
40.00 (− 1)
40.00 (− 1)
40.00 (− 1)
66.82 (+ 1.68)
33.18 (− 1.68)
Oil/glycerin ratio (oil
mol/glycerin mol)
3.50 (0)
5.18 (+ 1.68)
1.82 (− 1.68)
3.50 (0)
3.50 (0)
3.50 (0)
2.50 (− 1)
4.50 (+ 1)
4.50 (+ 1)
2.50 (− 1)
4.50 (+ 1)
2.50 (− 1)
2.50 (− 1)
4.50 (+ 1)
3.50 (0)
3.50 (0)
Catalyst (%)
(based on oil’s
mass)
2.63 (− 1.68)
6.00 (0)
6.00 (0)
6.00 (0)
9.36 (+ 1.68)
6.00 (0)
8.00 (+ 1)
8.00 (+ 1)
4.00 (− 1)
4.00 (− 1)
4.00 (− 1)
4.00 (− 1)
8.00 (+ 1)
8.00 (+ 1)
6.00 (0)
6.00 (0)
For this process, an m/m ratio of 34.02% of soybean oil,
7.08% of glycerin, 10.72% of THF, 1.29% of Novozym 435,
10.53% of phthalic anhydride, 0.72% of xylene, and 33.00%
of turpentine were used. The reaction was conducted until
the desired acidity and viscosity were obtained (lower than
12 and between Z and Z2, respectively).
The resin was characterized through the Gardner viscosity and color scales, acidity index, and determination of rheological parameters. The Gardner viscosity scale, the acidity
index, and the Gardner color were determined by the ASTM
D1545, D1639, and D1544 methods, respectively [22].
The alkyd resin was also characterized through nuclear
magnetic resonance (NMR), infrared spectroscopy (FTIR),
and rheological analysis. The 1H NMR and 13C NMR spectra
were obtained using Chloroform-d (CDCl3) with a Bruker
Avance III 600 HD spectrometer (Germany) operating at
600 MHz for protons and 150 MHz for carbon. Chemical
shifts (δ, ppm) were reported relative to tetramethylsilane
(TMS).
The infrared spectroscopy analysis was performed using
a Thermo Scientific Nicolet 6700 FTIR Spectrophotometer
(USA). The attenuated total reflectance spectrum was collected in the range of 4,000–500 cm−1 with a resolution of
4 cm−1 and 256 scans per sample.
The rheological characteristics of the oil, alcoholysis
product, and alkyd resin were investigated using a rotational viscometer model DV-II + Pro with an SC4-25
spindle (Brookfield, USA) for alkyd resin and an SC4-18
spindle (Brookfield, USA) for oil and alcoholysis products.
The samples (10 mL) were placed into a cylindrical sample
13
chamber equipped with a temperature probe (SC4-13RP,
accuracy of ± 0.1 °C) and attached to a water jacket assembly. The temperature was maintained at 36.8 °C (± 0.1 °C)
using a temperature-controlled stirred water bath (Brookfield EX-200, USA). In order to reduce heat loss during the
experiment, the sample chamber was covered with an insulation cap.
The analysis consisted of measuring the shear stress
as the shear rate gradually increased, in 8 steps, from 5 to
35 s−1 and then returned to 5 s−1, following the same path.
An equilibration time of 10 s was held on each shear rate
before the shear stress was measured. The data were analyzed using Eqs. (5) and (6)
𝜏 = K ⋅ 𝛾̇ n ,
(5)
𝜂ap = 𝜏∕𝛾,
̇
(6)
where τ is the shear stress; K is the consistency index; 𝛾̇ is
the shear rate (s−1); n is the dimensionless power law index;
and ηap (mPa s) is the apparent viscosity.
Results and discussion
Physicochemical properties of the oil
During the process to determine the best enzymatic alcoholysis conditions to obtain alkyd resins, soybean oil was
initially characterized. An acidity index of (1.00 ± 0.12 mg
KOH g−1), a saponification index of 182.27 ± 11.16 mg
KOH g−1, an average molar mass of 927.30 gmol−1, and the
composition (Table 2) were determined.
Optimization of enzymatic alcohololysis
After characterizing the soybean oil, the alcoholysis stage
was optimized. To this end, a study on the influence of
applying different solvents in the process was carried out.
This analysis was needed because the viscosity proved to
be an important factor during the enzymatic processes, as
Iranian Polymer Journal
the high viscosity hinders the miscibility among the oil,
glycerin and enzyme.
Regarding the enzymatic activity, it was possible to
verify an activity of 15.00, 51.50, 36.50, and 33.00 U/g
using hexane, t-butanol, tetrahydrofuran (THF), and
water, respectively [15]. Therefore, t-butanol, a low-cost
non-toxic solvent, was chosen to carry out all alcoholysis
reactions. The results of monoglyceride, diglyceride, and
triglyceride percentages are shown in Table 3 [18].
Analyzing the data on monoglycerides, diglycerides,
and triglycerides regarding each of the alcoholyses, a
reduction of triglyceride percentage and a significant
increase in monoglyceride and diglyceride percentages
can be verified.
Through the analysis of the Pareto diagram (Fig. 2)
and considering p equal to 0.05 with a confidence level
of 95.00%, it was possible to evaluate the variables which
mostly influenced the process and the interactions among
them.
Therefore, analyzing the effects related to the production
of monoglycerides, it was possible to verify that the temperature (linear and quadratic terms) and the catalyst percentage
(linear) were the variables which mostly influenced their
attainment. This can be explained possibly by the inactivation of the enzyme when the temperature is increased due to
the denaturation, and the increased probability of ruptures
of the same molecule by the increase in catalyst’s concentration. Regarding the conversion of diglycerides, only the
linear and quadratic terms related to the temperature influenced the process.
Table 3 Monoglyceride,
diglyceride, and triglyceride
percentages obtained in each
reaction
The terms “linear” and “quadratic” concerning the temperature influenced on the consumption of triglycerides,
as well as the enzyme’s concentration. Once the enzyme’s
denaturation happens, its inactivity increases, thus reducing
the reaction’s yield. The lower the enzyme’s concentration,
the higher would be the probability of preserving the triglycerides. It is also possible to verify that the variables which
mostly influenced the process to form monoglycerides were
the temperature and the enzyme’s concentration (Fig. 2a).
This analysis confirms the hypothesis of a possible
inactivity of the enzyme due to the denaturation when the
temperature is greatly increased. This leads to the need
for higher enzymatic concentrations for larger numbers of
breaks in the triglycerides’ structure, thus obtaining a higher
concentration of monoglycerides.
The temperature was the variable which mostly influenced the formation of diglycerides, as well as monoglycerides. However, in this case, the catalyst’s concentration
did not have a significant influence, as the smaller concentrations performed fewer breaks, allowing the formation of
diglycerides, as previously mentioned (Fig. 2b).
Concerning triglycerides (Fig. 2c), the percentage was
affected by the temperature and the enzyme’s concentration.
In this case, the elevated temperature led to the denaturation
of the enzyme, minimizing the formation of monoglycerides
and diglycerides. The enzyme’s low concentrations hindered
the occurrence of a reaction.
Analyzing the contour surfaces (Fig. 3), it was possible
to verify that very low or very high temperatures impair
the formation of mono and diglycerides. The higher the
Independent variable
Dependent variable
Temperature (°C)
Oil/glycerin ratio
Catalyst (%)
Monoglycerides (%)
Diglycerides (%)
Triglycerides (%)
0.0
50.0
50.0
50.0
50.0
50.0
50.0
60.0
60.0
60.0
60.0
40.0
40.0
40.0
40.0
66.8
33.2
0.00
3.50
5.18
1.82
3.50
3.50
3.50
2.50
4.50
4.50
2.50
4.50
2.50
2.50
4.50
3.50
3.50
0.00
2.64
6.00
6.00
6.00
9.36
6.00
8.00
8.00
4.00
4.00
4.00
4.00
8.00
8.00
6.00
6.00
3.59 ± 0.02
59.38 ± 5.75
68.47 ± 1.49
64.92 ± 2.35
63.26 ± 2.13
63.11 ± 1.76
51.83 ± 2.17
57.20 ± 8.72
68.12 ± 6.27
37.32 ± 4.31
43.58 ± 17.55
9.78 ± 0.39
17.44 ± 0.83
48.44 ± 4.58
25.65 ± 3.61
62.77 ± 3.01
9.00 ± 3.63
3.00 ± 0.06
36.85 ± 6.33
31.53 ± 1.49
33.35 ± 1.87
20.18 ± 1.35
28.69 ± 4.23
23.33 ± 3.77
38.91 ± 8.25
23.31 ± 6.83
29.99 ± 4.82
33.55 ± 11.95
5.35 ± 0.70
6.07 ± 0.03
19.79 ± 1.17
7.90 ± 0.53
21.84 ± 2.70
4.14 ± 1.38
93.41 ± 0.04
3.77 ± 0.58
0.00 ± 0.00
1.73 ± 0.47
16.56 ± 0.78
8.20 ± 2.47
24.84 ± 5.95
3.88 ± 0.47
8.57 ± 0.56
32.69 ± 0.51
22.87 ± 5.60
84.87 ± 1.09
76.49 ± 0.80
31.76 ± 5.75
66.45 ± 3.09
15.40 ± 0.31
86.86 ± 5.01
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Iranian Polymer Journal
In Table 4, the regression coefficients obtained during the
analysis of the enzymatic alcoholysis data show the effects
of the variables studied (temperature, oil/glycerin ratio, or
catalyst’s percentage) in the production of monoacylglycerides, diacylglycerides and consumption of triacylglycerides.
Besides the data analysis and the verification of the
influence of each parameter, the condition which led to the
attainment of the largest quantity of monoacylglycerides
and diacylglycerides was determined using the desirability
function (Fig. 4) (temperature at 56.70 °C, molar ratio at
1:3.5, catalyst’s percentage = 9.36%) with a confidence level
above 95%.
After the analysis on the influence of temperature, oil/
glycerin ratio, and enzyme’s concentration, studies on the
optimal reaction time were carried out. It was verified that
2 h was the ideal time to convert and obtain the contents of
monoacylglycerides and diacylglycerides needed in producing the alkyd resin (approximately 95% conversion) (Fig. 5).
It is also important to highlight that the standard deviations obtained during the analyses are justified by the fact
that the enzyme is a non-specific catalyst to form mono
or diglycerides, thus deviations above 1% are normally
acceptable.
The optimal alcoholysis obtained with the parameters
established above (56.70 °C, glycerin/oil molar ratio of
1:3.5 m/m, and a catalyst’s percentage of 9.36%) was submitted to the esterification with phthalic anhydride. The solvent was added to control the desirable viscosity and acidity
in the process, and after the specified values obtained, the
final resin was diluted.
Attainment and characterization of the alkyd resin
Fig. 2 Standardized main effect through the Pareto charts: the variables which mostly influence the production of monoacylglycerides
(a), diacylglycerides (b), and the conservation of triacylglycerides (c)
enzyme’s concentration, the higher the production of monoacylglycerides and diacylglycerides, as the oil/glycerin ratio
did not provide a significant influence on the process.
13
A resin was produced with the same viscosity and acidity as
shown in Table 5. The first result of viscosity was obtained
with 6 h of esterification. The final viscosity attained was
Y2, and the content of solids was 44.00%.
It is important to highlight that, during the esterification
of an alkyd resin, the viscosity values obtained are only referential, as the acidity level is the main control variable in
the development. Therefore, the control of the advancement
is carried out until a lower level of acidity or similar to the
specified is attained (IA ≤ 12).
The final viscosity level is extremely important for the
final application. It defines the quantity of solvent that is
used in the formulation of the resin during the process and
final stages of the production of coatings and paintings, for
example, along with the content of the solids of the resin.
The viscosities of the soybean oil, alcoholysis product,
and resin showed that the materials exhibit Newtonian
behavior, including shear-dependent viscosity and yield
stress (Table 6). These characteristics could be investigated
Iranian Polymer Journal
Fig. 3 Contour surface during the alcoholysis process’s optimization
Table 4 Equations of the curve for monoglycerides and diglycerides
Polynomial equation: a0 + a1X1 + a2X2 + a3X3 + a4X1X2 + a5X1X3 + a6X2X3 + a7X12 + a8X22 + a9X32
R2
Mono
Di
Tri
0.747
0.774
0.814
Linear parameter
Quadratic parameter
a0
a1
a2
a3
a4
a5
a6
a7
a8
a9
− 266.200
− 147.202
513.402
11.369
6.230
− 17.600
− 20.740
− 6.876
27.616
11.140
2.935
− 14.074
0.439
0.082
− 0.357
− 0.015
− 0.110
0.125
0.127
− 1.450
1.323
− 0.114
− 0.044
0.158
− 0.489
2.446
− 1.956
− 0.604
0.640
− 0.036
X1 = temperature, X2 = oil/glycerin ratio, and X3 = enzyme’s concentration
through the tests that measure the shear stress as a function
of a shear rate applied to the fluid.
It was also found that the viscosity increases significantly
at the end of the resin formation process when compared to
the oil viscosity of the product of alcoholysis, to indicate the
occurrence of polymerization.
By analyzing the obtained 1H NMR spectrum (Figs. 6,
7) for the alkyd resin produced, there are signals with
chemical shifts of 0.883–0.896 ppm relative to the hydrogens of the methyl group peaks of the fatty acid chain.
It is also possible to observe the presence of signals at
1.249–1.592 ppm and 2.038–2.766 ppm relative to the
–CH2 aliphatic chain group of the fatty acid of soybean
oil and allylic hydrogens, respectively. The presence of
glycerin can be confirmed by the signals at 4.127 ppm and
4.304 ppm.
The other signals at 7.507, 7.693, and 5.329 ppm could be
attributed to hydrogens of phthalic anhydride and the presence of unsaturations in the main fatty acids of soybean oil.
By analyzing the spectra obtained for the soybean oil and
for the alcoholysis product, it was possible to observe the
presence of fatty acid protons, as well as glycerin protons,
and the absence of signals related to aromatic protons. These
data corroborate with the results obtained by Patil et al. and
Poorabdollah et al., confirming the attainment of the resin
through enzymatic alcoholysis [9, 23, 24].
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Iranian Polymer Journal
Fig. 4 Optimal reaction conditions using the desirability function
Table 5 Results of viscosity and acidity obtained during the production of the resin
Fig. 5 Content of acyl glycerides obtained after alcoholysis in
accordance with the conversion time
13
Esterification time (h)
Process viscosity (Gardner)
Acidity
6
7
8
9
10
11
12
13
13.5
N–O
S–
U+
V+
X+
Y–
Y–Z
Z
Z2
29.70
22.80
19.30
17.40
15.20
13.80
13.10
12.60
12.1
The data obtained through FTIR analysis for the soybean
oil, alcoholysis product, and resin (Fig. 8) indicated the presence of bands at approximately 1500 and 750 cm−1, which
can be attributed to the –C–H bending and rocking vibrations, respectively.
Iranian Polymer Journal
Table 6 Rheological parameters obtained from the power law model
for alkyd resin
Parameter
Soybean oil
Alcoholysis product
Alkyd resin
K (mPa sn)
n
R2
ηapp (mPa s)
34.55
0.99
0.99
32.43–33.59
41.88
0.99
0.99
39.91–41.24
3154.28
0.99
0.99
3121.29–3080.94
The presence of bands was also verified in the region of
1,150 and 1750 cm−1 assigned to the C–O–C stretching vibration of the ester group and C=O stretching vibration of the
carbonyl group, respectively, as well as bands at 2950, 2850,
and 3200–3500 cm−1 referring to the –C–H symmetric and
asymmetric-stretching vibration and the hydroxyl group. The
band at 3010 cm−1 assigned to the unsaturation (=C–H) and
the aromatic C=C stretching frequency at 1580–1590 cm−1
confirmed the formation of the alkyd resin and corroborate
with the results obtained by Patil et al. [9, 24].
Fig. 6 Representation of the reaction to obtain the alkyd resin from the enzymatic alcoholysis product
Fig. 7 1H NMR spectra for the soybean oil, enzymatic alcoholysis product, and alkyd resin
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Iranian Polymer Journal
Conclusion
Fig. 8 FTIR-ATR spectra for soybean oil, alcoholysis product and
alkyd resin
The enzymatic esterification reactions in a heterogeneous medium with Novozym 435 were effective to produce
alkyd resins, presenting the same performance obtained in
the process currently used by the industry through chemical
catalysis.
In the enzymatic alcoholysis reactions of soybean oil,
the contents of monoglycerides and diglycerides obtained,
when compared to the chemical alcoholysis, presented rather
similar values and times, enabling the process to be carried
out by enzymatic reaction. The best conversion into monoglycerides and diglycerides was acquired at temperature of
56.73 °C, molar ratio of 1:3.5 (glycerin/oil m/m), catalyst
percentage of 9.36%, and 2 h duration.
The use of an enzymatic catalyst has presented sustainable benefits, as it is perfectly possible to recover the enzyme
to be reused in the production process.
Acknowledgements The authors would like to thank BASF SA for
allowing the use of its laboratories and facilities for the development
of part of the work, Fundação Educacional Inaciana Padre Sabóia de
Medeiros (Centro Universitário FEI) for supporting this research, and
Dr. Nivaldo Boralle for the NMR measurements.
References
Fig. 9 Conversion of triacylglycerides to monoacylglycerides and
diacylglycerides after five cycles of enzyme recovery
Enzyme recovery
The reusability of the enzyme in processes is very important in order to reduce costs. Therefore, the triacylglycerols
percentage of conversion to monoacylglycerols and diacylglycerols after five cycles was investigated.
The results showed the enzymatic activity reduced by
approximately 6% after the five cycles (Fig. 9). Significant changes in conversions were not evident in the first
four cycles. These results showed the feasibility of applying
enzymatic steps into industrial procedures to produce resins
in the future, once the application of enzymes also reduced
the level of toxicity in the processes.
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