FTUAM-21-
IFT-UAM/CSIC-21-16
arXiv:2103.04897v2 [hep-th] 10 Mar 2021
Effective action in elliptic and hyperbolic
spacetimes.
Enrique Álvarez and Jesús Anero.
Departamento de Fı́sica Teórica and Instituto de Fı́sica Teórica, IFT-UAM/CSIC,
Universidad Autónoma de Madrid, Cantoblanco, 28049, Madrid, Spain
E-mail:
[email protected],
[email protected]
Contents
1 Introduction
3
2 Hyperbolic Heat kernel
2.1 Dimensional reduction from odd to even dimensions.
4
7
3 Four dimensional hyperbolic space H4 .
8
4 Five dimensional hyperbolic space H5
8
5 Elliptic spacetimes.
9
6 Elliptic five dimensional space, E5 .
10
7 Conclusions
11
8 Acknowledgements
11
1
Introduction
There are not many examples of exact effective actions, even to one loop order, and even
for scalar fields. The usual approach (cf. [1] and references therein) only determines the
ultraviolet divergent small proper-time DeWitt coefficients. This leaves undetermined
the infrared behavior.
There is however a theorem [3][4] asserting that whenever the spacetime manifold
is such that its Ricci curvature is non-negative, Rµν ≥ 0, and the manifold has got
maximal volume growth, then the heat kernel corresponding to the ordinary laplacian
obeys
√
Ω(n)
(1.1)
τ K (x, x′ ; τ ) =
lim V
τ →∞
(4π)n/2
√
where Ω(n) is the volume of the unit ball in Rn and V ( τ ) is the volume of the geodesic
√
ball centered at x′ and radius τ . The asymptotic volume ratio is defined as
V (r)
=Θ>0
r→∞ r n
lim
(1.2)
The fact that Θ > 0 is what qualifies for the assertion that the manifold has maximal
volume growth. In fact this is a generalization of a previous theorem by Li and Yau [5]
asserting that with the same hypothesis there should exist a constant C(ǫ) such that
σ(x,x′ )
σ(x,x′ )
C(ǫ) − (2+ǫ/2)τ
1
√ e− (2−ǫ/2)τ ≤ K(x, x′ ; τ ) ≤
√ e
C(ǫ)V ( τ )
V ( τ)
(1.3)
The situation improves in spacetimes with special amounts of symmetry, where we
can find exact expressions for the heat kernel corresponding to the ordinary laplacian1 .
In this work we shall precisely be concerned with maximally symmetric spacetimes
and their euclidean counterparts. The Riemann tensor obeys
Rµνρσ =
R
(gµρ gνσ − gµσ gνρ )
n(n − 1)
(1.4)
and the curvature can be positive or negative
R=±
n(n − 1)
L2
(1.5)
Elliptic spacetimes have got positive curvature. In our conventions, anti-de Sitter spacetime (AdSn ) is one such. In Poincaré coordinates
Pn−1
ηij dy i dy j − L2 dz 2
2
(1.6)
dsAdSn =
z2
1
Related computations have been done for the Dirac operator by Camporesi [6]. See also [2]
3
(where as usual, ηij ≡ diag(1, −1, . . . , −1)). Its euclidean version is the sphere Sn ,
which does not admit Poincaré coordinates [7], although, as all other spacetimes considered here, does admit stereographic coordinates.
Hyperbolic spacetimes have got negative curvature. De Sitter (dSn ) spacetime falls
in this category. In Poincaré coordinates
P
− n−1 δij dy i dy j + L2 dz 2
2
dsdSn =
(1.7)
z2
with z is a timelike coordinate, the euclidean version reads
Pn−1
δij dy i dy j + L2 dz 2
2
dsEdSn =
z2
(1.8)
Correlators, including the energy-momentum tensor in this family of spaces have been
thoroughly analyzed in [8] under the hypothesis that those only depend on the invariant
arc length, s and its derivatives. Physically this is equivalent to the assumption that
the relevant vacuum enjoys all spacetime isometries.
For timelike geodesics the arc length coincides with the physical proper time. We
shall refrain from using this notation though because we shall use it in Schwinger’s
sense later.
We shall also assume that hypothesis (that is, that the the only dependence on
coordinates is through the geodesic length) in the present work; this amounts to demand
invariance (or proper behavior) under all conformal isometries [9].
When working with lorenztian signature the square of the arc length is not positive
semidefinite; it can become zero or even negative. This is in fact the reason why J.L.
Synge introduced the world function, [10], which is essentially the square of the invariant
arc length.
Our formulas however remain formally valid with appropiate analytic continuation.
2
Hyperbolic Heat kernel
Acting on functions of the geodesic arc length [8] the laplacian in Hn reads
✷=
n−1 ∂
∂2
+
2
∂s
L tanh Ls ∂s
(2.1)
The corresponding heat equation reads
∂
Kp+1 (τ, s) = Dp Kp+1 (τ, s)
∂τ
4
(2.2)
where
Dp Kp+1 (τ, s) =
p
∂
∂2
+
s
2
∂s
L tanh L ∂s
Kp+1 (τ, s)
(2.3)
In the following we shall often work with in terms of a dimensionless proper time and
dimensionless arc length, Ls .
• In the flat limit s → 0 this reduces to
p ∂
∂
∂2
K(τ,
s)
+
K(τ,
s)
=
K(τ, s)
∂s2
s ∂s
∂τ
(2.4)
and the canonical solution is
K(τ, s) = (4πτ )
−(p+1)/2
s2
exp −
4τ
(2.5)
this obeys the correct boundary condition
lim K0 (τ, s) = δ n (x − x′ ) 6= δ(s)
τ →∞
(2.6)
• In the opposite limit, s → ∞ the heat equation reduces to
∂2
∂
∂
K(τ, s) + p K(τ, s) =
K(τ, s)
2
∂s
∂s
∂τ
whose general solution is a wave packet composed out of
r
2
π
s
ps p2 τ
K(τ, s) =
exp − −
−
τ
4τ
2
4
(2.7)
(2.8)
this does not satisfy the boundary condition at τ = 0, but this is presumably
natural because our approximation is valid for large values of s only.
• Let us find a recurrence relation in flat spacetime. This recurrence relation is
known in the mathematical literature [11], but our proof stems directly from the
heat equation. Apply the lineal approximation
DpL =
p ∂
∂2
+
2
∂s
s ∂s
with p completely arbitrary
′
Kp−1
2−p ′
p − 2 ′′
1 ′′′
L
Dp
=
Kp−1 + 2 Kp−1
+ Kp−1
3
s
s
s
s
5
(2.9)
(2.10)
where K ′ = ∂K
, on other hand, let us assume that the function K obeys the heat
∂s
kernel equation on p − 2 dimension, and derive one more time
3
∂
p − 2 ∂2
p−2 ∂
∂ ′
+
− 2
Kp−1 =
K
(2.11)
3
2
∂s
s ∂s
s ∂s
∂τ p−1
obtain
DpL
′
Kp−1
s
1 ∂ ′
K
s ∂τ p−1
(2.12)
1 ∂
Kp (τ, s)
2πs ∂s
(2.13)
=
in conclusion, this implies
Kp+2 (τ, s) = −
Of course, in flat spacetime, where we know the full dependence of the heat kernel
with the spacetime dimension
Kn (s) =
1
2
e−s /4τ
n/2
(4πτ )
there is another trivial recurrence relation
r
1 τ ∂Kn (s)
Kn+1 (s) = −
s π ∂s
(2.14)
(2.15)
• Let us try to generalize this to the hyperbolic case. Consider the expression
(which is independent of the dimension p)
′
Kp−1
1−p ′
2−p ′
(p − 2) cosh s ′′
1
=
Kp−1 +
K ′′′
Dp
Kp−1 +
3 Kp−1 +
2
sinh s
sinh s
sinh s p−1
sinh s
sinh s
(2.16)
if we derive again the heat equation for p − 2 dimension
3
∂
p − 2 ∂2
p−2 ∂
∂ ′
+
−
Kp−1 =
K
(2.17)
2
3
2
∂s
tanh s ∂s
∂τ p−1
sinh s ∂s
obtain
′
′
Kp−1
Kp−1
1−p ′
1 ∂ ′
(1−p)τ
−(1−p)τ ∂
=
e
K
+
K
=e
Dp
sinh s
sinh s p−1 sinh s ∂τ p−1
∂τ
sinh s
(2.18)
this implies
′
Kp−1
= e−(1−p)τ Kp+1
sinh s
6
(2.19)
because with the heat equation
Dp e−(1−p)τ Kp+1
= e−(1−p)τ
∂
Kp+1
∂τ
(2.20)
finally we have the recurrence relationship
Kp+2 (τ, s) = −
e−pτ ∂
Kp (τ, s)
2π sinh s ∂s
(2.21)
It is to be stressed that this relationship is a consequence of the heat equation
exclusively. Independently of any boundary conditions.
2.1
Dimensional reduction from odd to even dimensions.
The starting point in the recurrence relationship is the formal one-dimensional case. It
can be easily checked that
s2
e− 4τ
K1 (τ, s) =
(4πτ )1/2
(2.22)
∂
∂2
K1 (τ, s) =
K1 (τ, s)
2
∂s
∂τ
(2.23)
it obeys
the engineering dimensions of the heat kernel are determined by its behavior when
τ = 0. From here on we can determine via the recurrence all odd dimension heat
kernels.
The recurrence relationship easily leads to
2
e−p τ
K2p+1 (τ, s) =
(2π)p
1 ∂
−
sinh s ∂s
p
K1 (τ, s)
(2.24)
Here we can see why dimensional reduction from n = 2p + 1 towards n = 2p (what
Jacques Hadamard [12] dubs ”the method of descent”) does not naively work in this
case.
The reason is clearly that
n−1
(2.25)
p≡
2
is a fractional number for even n, so that we have to take a fractional power of the
operator
∂
1
D≡−
(2.26)
sinh s ∂ s
7
which has been worked out for example in [13] in the framework of Scrödinger’s equation, with the result for hyperbolic spaces,
1 ∂
−
sinh s ∂s
n−1
2
1
f (s) = √
π
Z
∞
dx
s
1
∂
−
sinh x ∂x
n/2
f (x) √
sinh x
cosh x − cosh s
(2.27)
Let us examine in detail a couple of examples.
Four dimensional hyperbolic space H4 .
3
Our recurrence relation leads to
√ − 9τ −M 2 L2 τ Z ∞
2
2e 4
x2 − 2τ + 2xτ coth x
sinh x
− x4τ
K4 (τ, s) =
dx
e
2
(4πτ )5/2
sinh x
(cosh x − cosh s)1/2
s
(3.1)
The effective action (related work is found in e.g. [14]) is
Z ∞
dτ
Vef f [φ̄] ≡
K(τ, s)
τ
0
for a
g 4
φ
4!
(3.2)
self-interaction is then given in the effective potential approximation by
√
h
√
1
sinh x
8
+
4x
9 + 4M 2 L2 +
2
1/2
3 sinh x
x
(cosh x − cosh s)
s
i √
√
g
2 2
+x2 (9 + 4M 2 L2 ) + 2x 2 + x 9 + 4M 2 L2 coth x e−x 9+4M L /2 + φ̄4
4!
(3.3)
2
Vef f [φ̄] =
(4π)2
where
Z
∞
dx
g
M 2 ≡ m2 + φ̄2
2
(3.4)
The minimum is still at φ̄ = 0 as long as m2 ≥ 0.
4
Five dimensional hyperbolic space H5
Following with recurrence again leads to the five-dimensional heat-kernel
2
s2
2
e−4τ −M L τ − 4τ s2 − 2τ + 2sτ coth s
K5 (τ, s)s =
(4πτ )5/2
sinh2 s
8
(4.1)
there is no polynomial interaction of the type gφn that enjoys dimensionless coupling
constant in five dimensions, since the field itself has [φ] = 3/2.
The only potential (besides the mass term) with a positive dimension coupling constant corresponds to a g φ3 interaction with [g] = 1/2, which we will assume henceforth.
The effective potential, in turn, reads
√
2
2
i g
√
√
1 e−s M L +4 h
2 L2 + 4 + s2 (M 2 L2 + 4) + s 1 + s M 2 L2 + 4 coth s +
2
+
2s
φ̄3
M
Vef f [φ̄] =
(2π)2 s3 sinh2 s
3!
(4.2)
where the effective mass in order to compute the effective potential is
M 2 → m2 + g φ̄
(4.3)
and we are making the approximation that φ̄ is constant
∂µ φ̄ = 0
(4.4)
The minimum is still at the origin φ̄ = 0 as long as m2 ≥ 0.
5
Elliptic spacetimes.
Acting on functions of the geodesic arc length [8] the laplacian in En reads
✷=
n−1 ∂
∂2
+
2
∂s
L tan Ls ∂s
(5.1)
There is a quite similar recurrence in the case of positive curvature, with trigonometric
functions taking the place of hyperbolic ones. We shall be brief here. Again we start
with the operator of heat kernel over K
′
Kp−1
p−1 ′
2−p ′
(p − 2) cos s ′′
1
=
Dp
Kp−1 +
Kp−1 +
K ′′′
(5.2)
3 Kp−1 +
2
sin s
sin s
sin s p−1
sin s
sin s
on other hand if derive again the heat equation for p − 2 dimension
3
∂ ′
p − 2 ∂2
p−2 ∂
∂
Kp−1 =
+
−
K
2
3
2
∂s
tan s ∂s
∂τ p−1
sin s ∂s
(5.3)
obtain
Dp
′
Kp−1
sin s
p−1 ′
1 ∂ ′
∂
=
Kp−1 +
Kp−1 = e−(p−1)τ
sin s
sin s ∂τ
∂τ
9
e
(p−1)τ
′
Kp−1
sin s
(5.4)
this implies
′
Kp−1
= e−(p−1)τ Kp+1
sin s
(5.5)
because with the heat equation
Dp e−(p−1)τ Kp+1
= e−(p−1)τ
∂
Kp+1
∂τ
(5.6)
Finally we get the recurrence relationship
Kp+2 (τ, s) = −
epτ ∂
Kp (τ, s)
2π sin s ∂s
(5.7)
Let us work out an example in some detail.
6
Elliptic five dimensional space, E5 .
The starting point, as well as in the hyperbolic case, is the n = 1 heat kernel which is
common to both cases
s2
e− 4τ
K1 =
(4πτ )1/2
(6.1)
we use the recurrence (5.7) with the normal term in mass
2
2
s2
e4τ −M L τ − 4τ s2 − 2τ + 2sτ cot s
K5 (τ, s) =
(4πτ )5/2
sin2 s
(6.2)
The effective action is defined by
√
2
2
i g
√
√
1 e−s M L −4 h
2 L2 − 4 + s2 (M 2 L2 − 4) + s 1 + s M 2 L2 − 4 cot s +
2
+
2s
Vef f [φ̄] =
φ̄3
M
(2π)2 s3 sin2 s
3!
(6.3)
where the effective mass in order to compute the effective potential is
M 2 → m2 + g φ̄
(6.4)
in the conclusions we explain in detaill this result, for the effective action on elliptic
spacetime.
10
7
Conclusions
It is remarkable that the effective action for massless scalars in elliptic spacetimes
(which are compact when euclidean) is IR divergent, whereas in (non compact even
when euclidean) hyperbolic spacetimes it is not.
Actually, there is always a minimal value for the effective mass above which the
effective action does converge. For example, for five dimensional elliptic spaces, IR
divergences in the effective action disappear whenever
M 2 ≡ m2 + g φ̄ ≥
4
L2
(7.1)
The reason for this divergence in the massless case might be related to the presence of
antipodal points. The reason is that the laplacian in elliptic spaces
✷=
∂2
n−1 ∂
+
2
∂s
L tan Ls ∂s
(7.2)
is singular not only when s = 0, but also whenever
s = nπL
(7.3)
for any admissible integer n. Usually n = 1 corresponds to the geodesic distance to the
antipodal point.
This fails to happen in hyperbolic spaces, where the hyperbolic tangent only vanishes when s = 0.
This is the reason why Schrödinger [15] proposed already in 1957 the elliptic interpretation, where all antipodal points are identified.
While suggestive, the fact that the spacetime dSn /Z2 is not orientable poses many
physical problems.
8
Acknowledgements
One of us (EA) is grateful for useful correspondence with José Gracia-Bondı́a. This
work has been supported in part by AEI grant PID2019-108892RB-I00/AEI/10.13039/501100011033
as well as from the Spanish Research Agency (Agencia Estatal de Investigacion) through
the grant IFT Centro de Excelencia Severo Ochoa SEV-2016-0597, and the European
Union’s Horizon 2020 research and innovation programme under the Marie SklodowskaCurie grants agreement No 674896 and No 690575. We have also been partially supported by FPA2016-78645-P(Spain). This project has received funding /support from
the European Unions Horizon 2020 research and innovation programme under the Marie
Sklodowska -Curie grant agreement No 860881-HIDDeN.
11
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