cancers
Review
Lung Carcinoids: A Comprehensive Review for Clinicians
Dan Granberg 1,2, * , Carl Christofer Juhlin 3,4 , Henrik Falhammar 1,5
1
2
3
4
5
*
and Elham Hedayati 2,3
Department of Molecular Medicine and Surgery, Karolinska Institutet, 17176 Stockholm, Sweden;
[email protected]
Department of Breast, Endocrine Tumors and Sarcomas, Karolinska University Hospital Solna,
17176 Stockholm, Sweden;
[email protected]
Department of Oncology-Pathology, Karolinska Institutet, 17164 Stockholm, Sweden;
[email protected]
Department of Pathology and Cancer Diagnostics, Karolinska University Hospital Solna,
17176 Stockholm, Sweden
Department of Endocrinology, Karolinska University Hospital Solna, 17176 Stockholm, Sweden
Correspondence:
[email protected]
Simple Summary: Lung carcinoids are divided into typical and atypical. Most tumors are slowgrowing yet have malignant potential, which is more common in patients harboring atypical carcinoids. A large proportion of these patients are diagnosed incidentally on chest X-ray or CT scan.
Cough, dyspnea, or recurrent pneumonia are common presenting symptoms. Endocrine symptoms,
such as carcinoid syndrome or ectopic Cushing’s syndrome, are uncommon. Most individuals are
cured by surgery, but some tumors metastasize. For patients with metastatic disease, chemotherapy,
peptide receptor radionuclide therapy (PRRT), or targeted therapies are alternatives. In this article,
we review the pathology, symptoms, diagnosis, and treatment of patients with lung carcinoids.
Citation: Granberg, D.; Juhlin, C.C.;
Falhammar, H.; Hedayati, E. Lung
Carcinoids: A Comprehensive
Review for Clinicians. Cancers 2023,
Abstract: Lung carcinoids are neuroendocrine tumors, categorized as typical or atypical carcinoids
based on their histological appearance. While most of these tumors are slow-growing neoplasms,
they still possess malignant potential. Many patients are diagnosed incidentally on chest X-rays
or CT scans. Presenting symptoms include cough, hemoptysis, wheezing, dyspnea, and recurrent
pneumonia. Endocrine symptoms, such as carcinoid syndrome or ectopic Cushing’s syndrome,
are rare. Surgery is the primary treatment and should be considered in all patients with localized
disease, even when thoracic lymph node metastases are present. Patients with distant metastases
may be treated with somatostatin analogues, chemotherapy, preferably temozolomide-based, mTOR
inhibitors, or peptide receptor radionuclide therapy (PRRT) with 177 Lu-DOTATATE. Most patients
have an excellent prognosis. Poor prognostic factors include atypical histology and lymph node
metastases at diagnosis. Long-term follow-up is mandatory since metastases may occur late.
15, 5440. https://doi.org/10.3390/
cancers15225440
Keywords: lung carcinoids; symptoms; diagnosis; treatment; prognosis
Academic Editor: Andrea Cavazzoni
Received: 20 October 2023
Revised: 13 November 2023
Accepted: 14 November 2023
Published: 16 November 2023
Copyright: © 2023 by the authors.
Licensee MDPI, Basel, Switzerland.
This article is an open access article
distributed under the terms and
conditions of the Creative Commons
Attribution (CC BY) license (https://
creativecommons.org/licenses/by/
4.0/).
1. Introduction
Neuroendocrine tumors may arise in many organs in the body, including the gastrointestinal tract, lungs, and sympathetic and parasympathetic ganglia. The presence of
neuroendocrine cells in the lungs was first described by Frölich in 1949 [1] and confirmed by
Feyrter in 1954 [2]. These cells may be solitary or occur in clusters, termed neuroepithelial
bodies [3,4]. Neuroendocrine cells in the lungs are believed to be the origin of neuroendocrine lung tumors [5–8]. Neuroendocrine lung tumors are divided into typical and
atypical carcinoids, large cell neuroendocrine carcinomas, and small cell lung carcinomas.
Arrigoni et al. were the first to introduce the division of pulmonary neuroendocrine tumors
into typical and atypical carcinoids and small-cell lung carcinomas [9]. More recently,
several other classifications have been suggested. For a long time, lung carcinoids were
considered relatively benign neoplasms, and patients were often monitored with chest
Cancers 2023, 15, 5440. https://doi.org/10.3390/cancers15225440
https://www.mdpi.com/journal/cancers
Cancers 2023, 15, 5440
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X-rays for a few years before being discharged. Although both typical and atypical carcinoids are generally slow-growing tumors, it is now understood that certain tumors indeed
possess malignant potential, capable of metastasizing even many years after curative-intent
surgery. This article reviews the pathology, symptoms, diagnosis, treatment, and followup of patients with typical and atypical carcinoids. In addition, we briefly discuss the
conditions of diffuse idiopathic neuroendocrine cell hyperplasia (DIPNECH) and lung
carcinoid tumorlets.
2. Epidemiology and Etiology
The incidence of lung carcinoids has risen over the past few decades. Currently, it
stands at approximately 0.7 per 100,000 among Caucasians and 0.5 per 100,000 among
Black individuals. Women are slightly more affected than men [10–12]. The disease occurs
in all ages, even in children, yet is most frequent in middle age [10,12]. The etiology is
unknown; no relation to smoking has been found for typical carcinoids, yet smoking may
increase the risk for atypical carcinoids [13,14]. The risk of lung carcinoids is increased in
patients with multiple endocrine neoplasia type 1 (MEN1), seen in 5–35% of those patients,
more commonly in males and smokers. The tumors in MEN1 patients are usually small,
multifocal, located peripherally in the lungs, and recur frequently [15]. Typical carcinoids
account for 2% and atypical carcinoids for 0.2% of all lung tumors; adenocarcinomas
constitute 40%, squamous cell carcinomas 30%, and small cell lung carcinomas 15% of all
lung cancers [16].
3. Clinical Presentation
Up to half of the patients (13–51%) with lung carcinoids have no symptoms and
are incidentally diagnosed on routine chest X-rays or computerized tomography (CT)
scans. Common presenting symptoms include classic pulmonary symptoms such as dry
cough, wheezing sound, hemoptysis, dyspnea, recurrent pneumonia, persisting lung
infiltrates, and chest pain [17–20]. Delayed diagnosis, sometimes for several years, may
occur due to misdiagnosis as asthma. Although lung carcinoids may secrete various
hormones, endocrine symptoms are rare. Carcinoid syndrome, due to elevated 5-hydroxy
indoleacetic acid (5-HIAA) with flushes, diarrhea, asthma, and right-sided valvular heart
disease, is normally seen only when liver metastases are present and is seen in 2–12% of
patients with lung carcinoids [21–23]. The low frequency of carcinoid syndrome can be
explained by the high concentration level of monoamine oxidase in the pulmonary system,
which metabolizes serotonin, and the rare occurrence of distant metastases in patients
with lung carcinoids. An atypical carcinoid syndrome with generalized flushing, edema,
lacrimation, bronchoconstriction, and diarrhea caused by histamine secretion may be seen
occasionally. About 2–6% of patients suffer from ectopic Cushing’s syndrome due to
secretion of corticotropin-releasing factor or adrenocorticotropic hormone (ACTH) [22,24].
Production of growth-hormone-releasing hormone causing acromegaly is rare [25,26].
Neuroendocrine cell hyperplasia may be found in patients with chronic lung diseases,
including bronchiectasis and fibrosis, or those who are heavy smokers. When there are no
predisposing conditions, the entity is called DIPNECH, which is most common in middleaged women. Patients with DIPNECH may experience cough, dyspnea, and wheezing.
Both tumorlets and DIPNECH may occur concomitantly with lung carcinoids.
Metastatic disease occurs in 5–20% of patients with typical carcinoids and up to 70%
of patients with atypical carcinoids. Metastases are most frequently seen in regional lymph
nodes but may also arise distantly in the liver, bones, brain, subcutaneous tissue, mammary
glands, eyes, and adrenals [9,21,27,28]. Metastases may occur late, even decades, after
primary tumor surgery [29].
Cancers 2023, 15, 5440
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4. Diagnosis
4.1. Macroscopic Pathology
A majority (60–84%) of lung carcinoids are centrally located in the main or lobar
bronchi and may be detected at bronchoscopy as a polypoid, highly vascular, intrabronchial
tumor, often infiltrating the surrounding lung parenchyma [30]. Peripheral carcinoids
are not accessible by bronchoscopy. Lung carcinoids may be multiple and surrounded
by tumorlets and/or DIPNECH. Atypical carcinoids are often peripheral, while typical
carcinoids may be situated anywhere in the lungs.
4.2. Histopathology
According to the WHO classification from 1999 [31], lung carcinoids are divided into
typical and atypical carcinoids [32], based on Travis et al. [33] and revised in 2004. The
division into typical carcinoids or atypical carcinoids is based on the number of mitoses
per 2 mm2 and the presence of necrosis in histology. Those tumors with less than two
mitoses per 2 mm2 and without necrosis are relatively benign and are referred to as
typical carcinoids. Those tumors with 2–10 mitoses per 2 mm2 and/or necrosis have
a higher malignant potential and are referred to as atypical carcinoids [34]. A revision
performed in 2015 grouped all neuroendocrine lung tumors, including typical and atypical
carcinoids, large cell neuroendocrine carcinomas, and small cell lung carcinomas, into one
neuroendocrine lung tumor group. The revision included specified methods for counting
mitoses, in which the areas of highest activity should be used for counting [35]. The
current recommendation does not advise using the Ki67 proliferative index as a means to
differentiate between typical and atypical carcinoids, setting them apart from most other
gradable neuroendocrine tumors.
The histological hallmarks of carcinoids encompass neuroendocrine differentiation,
featuring neuroendocrine growth patterns, a “salt and pepper” chromatin pattern, inconspicuous nucleoli, and moderate to abundant cytoplasm. Typical carcinoids are usually
composed of small polyhedral cells with small nuclei that are round or oval. They have
eosinophilic, finely granular cytoplasm and are arranged in various growth patterns such
as trabecular, insular, palisading, ribbon-like, or rosette-like structures, all separated by a
fibrovascular stroma. Nuclear molding is not present. Mitotic activity is infrequent, and
necrosis is not observed (Figure 1). Atypical carcinoids feature increased mitotic counts
and/or punctate necrosis but are otherwise quite similar to typical carcinoids in terms
of cytomorphology and growth patterns. Occasionally, nuclear pleomorphism is noted
(Figure 2).
4.3. Diffuse Idiopathic Neuroendocrine Cell Hyperplasia (DIPNECH) and Carcinoid Tumorlets
Proliferation of pulmonary neuroendocrine cells may remain confined to the respiratory mucosa (DIPNECH) or progress locally, leading to the development of tumorlets and
carcinoid tumors. In contrast, the tumor cells in tumorlets extend beyond the respiratory
epithelial basement membrane [34]. Tumorlets show the same morphology as typical
carcinoids but are not larger than 5 mm in size.
4.4. Immunohistochemistry
From an immunohistochemical viewpoint, lung carcinoids are positive for pan-cytokeratins
and neuroendocrine markers of first- (CD56, chromogranin A, and synaptophysin) and
second-generation lineages (INSM1). Several hormones, including serotonin (84%), pancreatic polypeptide, gastrin, gastrin-releasing peptide, calcitonin, ACTH, and growthhormone-releasing hormone often show positive immunostaining in lung carcinoids; multiple hormones may be found in the same tumor [19,36]. S-100 protein expression is
most common in peripheral tumors [37,38]. The adhesion molecule CD44 has prognostic implications in typical carcinoids and is expressed in most lung carcinoids [39]. The
retinoblastoma gene protein also frequently shows positive immunohistochemistry in typical carcinoids [40,41], while the proteins p53 and BCL-2 are usually negative, yet more often
Cancers 2023, 15, 5440
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positive in atypical carcinoids [42,43]. The proliferation marker Ki67 is generally low in
typical carcinoids but may be higher in atypical tumors [44]. Thyroid transcription factor-1
(TTF-1) stains positive in 28–69% of lung carcinoids [45,46] and may help in the differential diagnosis between a primary lung carcinoid and metastasis from a neuroendocrine
tumor located elsewhere. The marker is considered highly specific (but not sensitive) for
pulmonary neuroendocrine neoplasms [46]. Staining for bombesin may be useful to supCancers 2023, 15, x FOR PEER REVIEW
4 of 18
port a pulmonary origin in terms of metastatic spread in cases without a known primary
tumor [47].
A
B
C
Figure 1. Histological and immunohistochemical hallmarks of a typical pulmonary carcinoid. (A)
Figure 1. Histological and immunohistochemical hallmarks of a typical pulmonary carcinoid.
Low-power (×40 magnification) overview of a hematoxylin–eosin-stained slide depicting an endo(A) Low-power (×40 magnification) overview of a hematoxylin–eosin-stained slide depicting an
bronchial tumorous mass. (B) High-power magnification (×200) of tumor cells in cord-like arrangeendobronchial
mass.atypia,
(B) High-power
magnification
(×200)
tumorcarcinoids
cells in cord-like
ments.
Note thetumorous
lack of nuclear
mitotic figures,
and necrosis.
(C) of
Typical
are difarrangements.
Note
the
lack
of
nuclear
atypia,
mitotic
figures,
and
necrosis.
(C)
Typical
carcinoids
fusely positive for chromogranin A and synaptophysin; the latter staining is depicted here.
are diffusely positive for chromogranin A and synaptophysin; the latter staining is depicted here.
A
4.5. Genetic Alterations
B
Deletions in the MEN1 locus at 11q [48] are common in both typical and atypical
carcinoids. Homozygous somatic inactivation of the MEN1 gene has been reported in
36% of sporadic lung carcinoids [49]. Deletions of chromosome 10q or 13q are frequent in
atypical carcinoids [48]. Aneuploidy has been detected and reported in 5–32% of typical
carcinoids as well as in 17–79% of atypical carcinoids [50–53]. Subsets of cases may harbor
mutations in clinically relevant genes such as EGFR and PIK3CA, for which targeted therapy
may be an option [54].
4.6. Radiology
The tumor is visible on chest X-rays in more than 60% of patients [24,55]. Patients
with central tumors may have peripheral atelectasis or pneumonic infiltrates as signs of
bronchial obstruction. CT scan is more sensitive than chest X-ray [56–58] and should always
be performed to detect enlarged lymph nodes, tumorlets, and DIPNECH and delineate
the tumor. Magnetic resonance imaging (MRI) scan is less sensitive than CT scan to detect
small lung lesions.
Figure 2. Atypical carcinoid. (A) Hematoxylin–eosin-stained tumor cells at ×400 magnification with
slightly irregular tumor nuclei; several mitotic figures are noted (in circles). (B) The Ki-67 index was
15% (×200 magnification). Although not diagnostic, the Ki-67 index is usually much higher in atyp-
Cancers 2023, 15, 5440
A
Figure 1. Histological and immunohistochemical hallmarks of a typical pulmonary carcinoid. (A)
Low-power (×40 magnification) overview of a hematoxylin–eosin-stained slide depicting an endobronchial tumorous mass. (B) High-power magnification (×200) of tumor cells in cord-like arrange5 of
18
ments. Note the lack of nuclear atypia, mitotic figures, and necrosis. (C) Typical carcinoids are
diffusely positive for chromogranin A and synaptophysin; the latter staining is depicted here.
B
Atypical carcinoid.
carcinoid. (A)
(A) Hematoxylin–eosin-stained
Hematoxylin–eosin-stained tumor cells
400 magnification
magnification with
with
Figure 2. Atypical
cells at
at ×
×400
slightly
figures
areare
noted
(in (in
circles).
(B) The
Ki-67Ki-67
indexindex
was
slightly irregular
irregulartumor
tumornuclei;
nuclei;several
severalmitotic
mitotic
figures
noted
circles).
(B) The
15%
(×200(×
magnification).
Although
not diagnostic,
the Ki-67
index index
is usually
much much
higherhigher
in atypwas 15%
200 magnification).
Although
not diagnostic,
the Ki-67
is usually
in
ical
carcinoids
compared
withwith
typical
ones.ones.
atypical
carcinoids
compared
typical
4.3. Diffuse
Idiopathic
Neuroendocrine
Cellmay
Hyperplasia
andofCarcinoid
Tumorlets
Somatostatin
receptor
scintigraphy
visualize(DIPNECH)
about 70–80%
lung carcinoids
[59].
68 Ga-DOTATOC or 68 Ga-DOTATATE is more
Positron
emission
tomography
(PET)
with
Proliferation of pulmonary neuroendocrine cells may remain confined to the respirsensitive
than somatostatin
receptor
scintigraphy
to detect
somatostatin-receptor-positive
atory
mucosa
(DIPNECH) or
progress
locally, leading
to the
development of tumorlets
neuroendocrine tumors [60] (Figure 3). 68 Ga-PET/CT is recommended preoperatively to
determine whether it can be used for postoperative follow-up, as well as for staging of the
disease [61]. PET with 68 Ga is especially valuable in patients with Cushing’s syndrome
who often have small tumors, with up to 12 years delay in localizing the tumor [62]. The
benefit of PET with 18 F-fluorodeoxyglucose (FDG) is more controversial since these tumors
often have lower uptake than expected for malignant tumors (Figure 1) [63,64]. However,
in a study of 16 patients with lung carcinoids (11 typical, 5 atypical) the overall detection
sensitivity was 75%. The authors concluded that PET with FDG is valuable for evaluating
typical and atypical lung carcinoids [65].
Bronchoscopy is performed in most patients and can identify central intrabronchial
tumors (Figure 4).
Since brushing or sputum cytology is often negative, it is crucial to take biopsies to
obtain a correct preoperative diagnosis. It is generally considered safe to take biopsies
despite the risk of bleeding [66]. Peripheral tumors may be biopsied transthoracically
guided by CT, although misdiagnosis as small cell lung carcinoma is not uncommon.
Staining for Ki67 may aid in the differential diagnosis between atypical carcinoid and small
cell lung carcinoma. A Ki67-index > 25% favors the diagnosis of small cell lung cancer,
while a lower proliferative rate indicates carcinoid [67,68].
Plasma chromogranin A is usually at normal concentrations. Preoperative elevation
of chromogranin A should warrant an intense search for distant metastases. Analysis of
5-HIAA, cortisol, or ACTH is not indicated unless endocrine symptoms are present.
cers 2023,Cancers
15, x FOR
PEER
2023, 15,
5440REVIEW
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6 of
FigureFigure
3. Carcinoid
ininthe
leftlobe
lobe
strongly
positive
on 68Ga-DOTATOC
PET/CT
3. Carcinoid
theupper
upper left
strongly
positive
on 68 Ga-DOTATOC
PET/CT (left)
and (left) a
negative
on
FDG
PET/CT
(right).
negative on FDG PET/CT (right).
Bronchoscopy is performed in most patients and can identify central intrabronch
tumors (Figure 4).
x FOR PEER REVIEW
Cancers 2023, 15, 5440
77of
of 18
Figure
4. Carcinoid filling almost the whole right main bronchus.
Figure 4.
4.7. Staging
Since brushing or sputum cytology is often negative, it is crucial to take biopsies to
obtain
a correct
preoperative
It isafter
generally
considered
safe
to take biopsies
Staging
of lung
carcinoidsdiagnosis.
is performed
TNM (tumor,
nodes,
metastases)
classification according
to the
eighth[66].
edition
of lung cancer
despite
the risk of
bleeding
Peripheral
tumorsstage
mayclassification
be biopsied [69].
transthoracically
guided by CT, although misdiagnosis as small cell lung carcinoma is not uncommon.
4.8. Differential
Diagnoses
Staining
for Ki67
may aid in the differential diagnosis between atypical carcinoid and
diagnosesAof
a radiologically
identified
lung tumor
include
smallDifferential
cell lung carcinoma.
Ki67-index
> 25% favors
the diagnosis
of small
cellother
lung lung
canneoplasms,
and metastasis
from another
primary
tumor. The histopathological
cer,
while a hamartoma,
lower proliferative
rate indicates
carcinoid
[67,68].
differentiation
between atypical
carcinoid
and small
cell lung cancer
may sometimes
be
Plasma chromogranin
A is usually
at normal
concentrations.
Preoperative
elevation
difficult
but
is
clinically
significant
since
patients
with
carcinoids
are
most
often
cured
by
of chromogranin A should warrant an intense search for distant metastases. Analysis of
surgery. In
contrast,
with
cell lung
cancer
are treated
with chemoradiotherapy.
5-HIAA,
cortisol,
orpatients
ACTH is
notsmall
indicated
unless
endocrine
symptoms
are present.
5. Treatment
4.7.
Staging
Most patients
lung carcinoids
are diagnosed
occurrence
of distant
Staging
of lungwith
carcinoids
is performed
after TNM before
(tumor,the
nodes,
metastases)
clasmetastases.
Surgery
is
curative
in
most
of
these
cases.
In
individuals
with
distant
metassification according to the eighth edition of lung cancer stage classification [69].
tases, the treatment is more controversial. A watch-and-wait policy has been proposed in
asymptomatic
individuals with a low proliferative rate [61]. Possible treatment options
4.8.
Differential Diagnoses
include somatostatin analogues, chemotherapy, mTOR inhibitors, and radionuclide therapy
diagnoses ofdepending
a radiologically
identifiedreceptor
lung tumor
includeproliferative
other lung
177 Lu-DOTA-octreotate,
with Differential
on somatostatin
expression,
neoplasms,
hamartoma,
and metastasis
primary
tumor.
The A
histopatholograte, bone marrow
and kidney
function,from
and another
the patient’s
general
health.
summary of
ical
differentiation
between
atypical
carcinoid
and
small
cell
lung
cancer
may
sometimes
treatments for individuals with metastatic disease is given in Table 1.
be difficult but is clinically significant since patients with carcinoids are most often cured
by surgery. In contrast, patients with small cell lung cancer are treated with chemoradiotherapy.
Cancers 2023, 15, 5440
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Table 1. Therapies for patients with lung carcinoids.
n
CR + PR
SD
PFS (mo)
OS (mo)
Reference
Octr, Lan
61
0
47 (77%)
17.4
58.4
[70]
Octr, Lan
31
2 (6.5%)
24 (77.4%)
28.6
NR
[71]
Tem
31
3 (14%)
11 (52%)
5.3
23.2
[72]
Pas
41
1 (2.4%)
14 (34.1%)
8.5
-
[73]
Cap + Tem
33
6 (18%)
19 (58%)
9.0
30.4
[74]
177 Lu
9
5 (56%)
-
-
-
[75]
90 Y
84
24 (29%)
-
-
40
[76]
177 Lu
34
5 (15%)
16 (47%)
18.5
48.6
[77]
22
6 (27.3%)
9 (40.9%)
27
42
[78]
114
15 (13.3%)
61 (53.5%)
28.0
58.8
[79]
Everolimus + Octr
33
20 (66.7%) *
-
13.6
-
[80]
Everolimus
63
1 (1.6%)
50 (79.4%)
9.2
-
[81]
Everolimus
42
1 (2.4%)
13 (31.0%)
12.5
-
[73]
Everolimus + Pas
41
1 (2.4%)
20 (48.8%)
11.8
-
[73]
Spartalizumab
30
5 (16.7%)
17 (56.7%)
-
-
[82]
Pembrolizumab
9
1 (11.1%)
-
-
-
[83]
177 Lu
90 Y, 177 Lu, 90 Y
+
177 Lu
Octr, octreotide; Lan, lanreotide; Pas, pasireotide; Cap, capecitabine; Tem, temozolomide; 177 Lu, 177 Lu-DOTATATE;
90 Y, 90 Y-DOTATOC;
NR, not reached; *, minor response.
5.1. Surgery
For patients with typical and atypical lung carcinoids without distant metastases,
surgery involving the complete removal of the primary tumor and a systematic lymph
node dissection, which eliminates all affected lymph nodes, is recommended as the sole
curative treatment. It is essential to preserve as much healthy lung parenchyma as possible.
Surgical methods include bronchotomy with excision of the tumor and bronchoplasty,
sleeve resection where the part of the bronchus containing the tumor is resected and an
end-to-end anastomosis is performed, wedge or segmental resection, lobectomy, bilobectomy, and pneumonectomy. When deciding the surgical procedure, the type of tumor
(typical/atypical), presence of lymph node metastases and surrounding tumorlets, and
the age and lung function of the patient must all be taken into account. In contrast to
lung cancer, carcinoids do not require wide resection margins. Peripheral tumors can be
removed by wedge resection, segmentectomy, or lobectomy/bilobectomy. Small central
tumors can be treated with bronchotomy with resection of the tumor and bronchoplasty,
sleeve resection of the bronchus, or segmentectomy [84–86], while larger central tumors
may require lobectomy or bilobectomy. An advantage of sleeve resection is that the hospital
morbidity and mortality are very low [84] and more lung function is preserved. Pneumonectomy is reserved for large invasive central tumors. In older patients and patients
with reduced lung function, great efforts should be made to preserve maximum lung
parenchyma. Intra-operative biopsies with examination of frozen sections are warranted.
Individuals diagnosed with atypical carcinoids should undergo at least a lobectomy as
a basic surgical intervention [58,61,87]. Nowadays, most surgeries for lung carcinoids
are performed by video-assisted thoracoscopic surgery (VATS) [88], which leads to better
quality of life as well as better-preserved lung and shoulder function compared with open
surgery [89]. Even if there is a small risk for conversion to open surgery, especially in larger
tumors, this does not result in more postoperative complications [90].
Cancers 2023, 15, 5440
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5.2. Interventional Pulmonology
Since lung carcinoids often grow profoundly into the surrounding tissue, endoscopic
excision of the mass by YAG laser is usually not recommended. Two studies, however,
found that bronchoscopic laser therapy was a safe and effective treatment option for
approximately 54–64% of individuals with typical intrabronchial carcinoids; open surgery
had to be performed later for the remaining patients [91,92]. If possible, a sleeve resection
may instead be performed to avoid a lobectomy and repeated surgery [85]. Open surgery
is not recommended for individuals with a high risk of cardiopulmonary complications.
Instead, their obstructive symptoms may be palliated by YAG-laser-mediated removal or
reduction of an intrabronchial carcinoid. Moreover, in a few patients, laser treatment to
reduce the tumor mass may enable surgery after post-obstructive infiltrates have resolved.
There is no scientific evidence for adjuvant chemotherapy after radical surgery [93,94].
5.3. Radiotherapy
External radiotherapy is mainly performed to alleviate pain from bone metastases and
treat brain metastases but is also recommended as a complementary treatment modality
after incomplete resection or palliative treatment in inoperable tumors. Peptide receptor
radionuclide therapy (PRRT) is a possibility in individuals with metastatic or inoperable tumors showing high expression of somatostatin receptors on 68 Ga-DOTATOC or
68 Ga-DOTATATE PET. In one small study, a radiological response was observed among
5/9 patients receiving 177 Lu-DOTA-octreotate for a median of 31 months [75], and in another study, 29% (24/84) treated with 90 Y-DOTA-octreotide responded objectively [76].
Since 9.5% of all patients treated with the 90 Y-DOTA-octreotide experienced a serious
permanent worsening of the kidney function, 177 Lu-DOTA-octreotate may be preferable.
Ianniello et al. treated 34 patients having progressive lung carcinoids (15 typical, 19 atypical) with four to five cycles of 177 Lu-DOTA-octreotate up to a cumulated activity of 18.5 or
27.8 GBq. Individuals with typical carcinoids achieved a disease control rate of 80% (6%
complete response, 27% partial response, and 47% stable disease) with a median PFS of
20.1 months, while individuals with atypical carcinoids had a disease control rate of 47.5%
(no objective response) with a median PFS of 15.7 months [77]. Sabet et al. reported 22 patients that received four cycles of 7.8 GBq 177 Lu-DOTATATE with three-month intervals;
partial response occurred in 6 (27.3%) and stable disease in 9 (40.9%). Median PFS was
27 months, and median overall survival (OS) was 42 months [78]. Another, more extensive,
retrospective study encompassing 114 patients compared three protocols: 90 Y-DOTATOC,
177 Lu-DOTATATE, and 90 Y-DOTATOC + 177 Lu-DOTATATE. Median OS was 58.8 months,
and median progression-free survival (PFS) was 28.0 months. In that study, 15 patients
(13.3%) had objective response and 61 (53.5%; including 15 individuals with minor response) had stable disease. Individuals treated with the combination of 90 Y-DOTATOC and
177 Lu-DOTATATE showed the best objective response rate (38.1%) [79].
5.4. Somatostatin Analogues
The somatostatin analogues octreotide and lanreotide have previously demonstrated
antitumoral activity in gastrointestinal and pancreatic neuroendocrine tumors [95,96].
Sullivan et al. evaluated 61 patients with lung carcinoids (20 typical, 41 atypical) receiving
octreotide long-acting release (LAR) 20 or 30 mg intramuscularly every four weeks or
lanreotide LAR 90 or 120 mg subcutaneously every four weeks. Forty-one patients were
slowly progressing before the start of somatostatin analogue treatment. The best response
was stable disease seen in 47 patients (77%). Median PFS and median OS were 17.4 months
and 58.4 months, respectively. Individuals with slowly progressive disease before the
somatostatin analogue and patients with functioning tumors had significantly longer
PFS [70]. In a more recent report, 31 consecutive individuals, 14 with typical and 17 with
atypical lung carcinoids, used first-line octreotide LAR or lanreotide depot every four
weeks. A majority (60%) had Ki67 ≤ 10%. Partial response was observed in 2 individuals
(6.5%), stable disease in 24 (77.4%), and progressive disease in 5 (16.1%) individuals.
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Median PFS was 28.6 months, and median OS was not achieved. Median PFS was longer,
yet not significantly, in individuals with typical carcinoids and Ki67 ≤ 10% [71]. The
double-blind SPINET trial, randomizing individuals with somatostatin-receptor-positive
typical and atypical carcinoids 2:1 to lanreotide LAR 120 mg s.c. or placebo every four
weeks, was ended early due to slow accrual after inclusion of 77 individuals (52 lanreotide,
26 placebo). Results were presented at the 2021 ESMO meeting. PFS was 21.9 months for
lanreotide vs 13.9 months for placebo in individuals with typical carcinoids and 13.8 months
for lanreotide vs 11.0 months for placebo in atypical carcinoids. The authors concluded
that lanreotide 120 mg every 4 weeks could be an appropriate treatment especially for
individuals with typical carcinoids [97].
5.5. Chemotherapy
In individuals with metastatic lung carcinoids, several chemotherapy regimens have
shown to have limited response rates. The modalities that have been studied are single
cisplatin and docetaxel, carboplatin + etoposide, paclitaxel ± doxorubicin, streptozotocin
+ 5-fluorouracil or doxorubicin, oxaliplatin + capecitabine, 5-fluorouracil + dacarbazine +
epirubicin, and 5-fluorouracil + cisplatin + streptozotocin [98–104]. The best results were
observed with temozolomide. In one report encompassing 31 individuals with typical or
atypical carcinoids, objective tumor response was demonstrated in 14% and stabilization
of progressive disease in 52%. All individuals with partial response were found to have
atypical carcinoids, but stabilization was noted in both typical and atypical carcinoids [72].
Combining temozolomide with capecitabine has yielded similar results. Papaxoinis et al.
treated 33 individuals with well-differentiated lung carcinoids (10 typical, 20 atypical,
3 not specified) with capecitabine 750 mg/m2 twice daily day 1–14 and temozolomide
200 mg/m2 day 10–14, repeated every four weeks for at most six cycles, followed by
maintenance therapy with octreotide LAR 30 mg intramuscularly every four weeks. Partial
response was found in 6 (18%) and stable disease in 19 (58%) patients. The median
response duration was 21.7 months, median PFS was 9.0 months, and median OS was
30.4 months [74].
5.6. Targeted Therapies
Several medications targeting signal pathways or membrane receptors have shown
activity in individuals with neuroendocrine neoplasia. In 2011, two reports were published
demonstrating that both everolimus, an inhibitor of mammalian target of rapamycin
(mTOR), and sunitinib, inhibiting vascular endothelial growth factor receptor (VEGFR),
platelet-derived growth factor receptor (PDGFR), and c-kit, prolong PFS in persons with
pancreatic endocrine tumors [105,106].
5.7. mTOR Inhibitors
Everolimus was also studied in individuals with lung carcinoids. In a subanalysis
from the randomized, placebo-controlled RADIANT-2 study, PFS in lung carcinoid patients
treated with everolimus + octreotide LAR was 13.6 months vs 5.6 months in the group with
placebo + octreotide LAR. However, no significant difference was found. A small response
was observed in 67% and 27% in the everolimus and placebo groups, respectively [80].
In another subanalysis from the randomized phase 3 RADIANT-4 study, encompassing
90 individuals with well-differentiated lung carcinoids, everolimus 10 mg od (n = 63)
was compared with placebo (n = 27). Median PFS was 9.2 months (95% CI 6.8–10.9) in
the everolimus group and 3.6 months (95% CI 1.9–5.1) in the placebo group. The risk
for disease progression or death was reduced by 50% in the everolimus group. Tumor
shrinkage was observed in 58% of the individuals receiving everolimus vs 13% among
those that were on placebo [81]. In the LUNA study, everolimus (n = 42) was compared
with long-acting pasireotide (n = 41) and everolimus + pasireotide (n = 41) in persons with
well-differentiated lung and thymic carcinoids. Disease control rate (complete response +
partial response + stable disease) after 9 months was 33.3% in the everolimus group, 39.0%
Cancers 2023, 15, 5440
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in the pasireotide group, and 58.5% in the combination group [73]. These data suggest
that everolimus has antitumor activity in individuals with lung carcinoids. According to
recommendations in the Commonwealth Neuroendocrine Tumor Research Collaboration
and the North American Neuroendocrine Tumor Society Guidelines, everolimus should be
considered in progressing lung NETs, both non-functional and functional [107].
5.8. Anti-Angiogenic Drugs
The tyrosine kinase receptors PDGFRα, PDGFRβ, c-kit, and EGFR are expressed in
most lung carcinoids [108]. However, neither sunitinib nor pazopanib, an inhibitor of
VEGFR-1, VEGFR-2, VEGFR-3, PDGFRα, PDGFRβ, and c-kit, has been studied in lung carcinoids except as small parts of more extensive studies, with no convincing results [109,110].
5.9. Immune Therapy
Immune checkpoint inhibitor antibodies target the interaction between programmed
death receptor 1 (PD-1) and its ligand PD-L1. Examples are pembrolizumab, nivolumab
and atezolizumab. Antitumoral activity has been shown in several tumor types. There are
few clinical data for patients with lung carcinoids. Spartalizumab, a humanized anti-PD-1
antibody blocking PD-L1 and PD-L2, was investigated in a phase 2 study with advanced
non-functioning neuroendocrine tumors progressing on prior therapy. In 30 patients with
thoracic NET, partial response was observed in 5 (16.7%), all harboring atypical tumors.
In addition, 17 (56.7%) had stable disease [82]. In the KEYNOTE-028 study, individuals
with advanced PD-L1-positive carcinoid or pancreatic neuroendocrine neoplasia were
treated with pembrolizumab 10 mg/kg every fortnight for up to 2 years. Nine patients
with lung carcinoids were included, of whom one had a partial response lasting seven
months [83]. Although Tsuruoka et al. found no expression of PD-L1 in typical and atypical
carcinoids [111], further testing of immune checkpoint inhibitors in persons with lung
carcinoids would be highly interesting since antitumoral activity has been observed in
other tumor types regardless of PD-L1 expression [112].
5.10. Local Treatment
Patients with progressing liver metastases and stable or no disease outside the liver
or uncontrollable hormonal symptoms from liver metastases may benefit from debulking
of the liver metastases. This may be performed by embolization of the hepatic arteries
with particles causing ischemia in the metastases, 90 Y-labeled microspheres (SIR-Spheres®
or TheraSpheres® ) causing a local radiation effect in the metastases, or chemotherapeutic
agents. Although radiofrequency or microwave ablation of liver metastases has not been
shown to prolong survival in individuals with liver metastases from ileal neuroendocrine
tumors [113], this can be an alternative for individuals with a limited number of liver
metastases or patients in whom only one liver metastasis is progressing and the other
remains stable.
5.11. Adjuvant Treatment
There are no data supporting prolonged survival with adjuvant chemotherapy or
radiotherapy after surgical resection either of typical or atypical carcinoids [94,114,115].
5.12. Symptomatic Treatment
The primary symptomatic treatment for classical carcinoid syndrome is somatostatin
analogues [61,116]. Patients with diarrhea and high 5-HIAA levels may in addition benefit
from telotristate ethyl [117,118]. Bilateral adrenalectomy is the most efficient symptomatic
therapy in persons with ectopic Cushing syndrome and metastatic disease [119]. Other
options include ketoconazole, metyrapone [116], somatostatin analogues [120], and mitotane [119], which can also be used to correct the metabolic disturbances before surgery in
patients without distant metastases.
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5.13. Treatment of DIPNECH
There is no accepted treatment for patients with DIPNECH, but bronchodilators or
inhaled corticosteroids could be tried in addition to surgical excision of the largest lesion(s).
Systemic therapy with somatostatin analogues was shown to stabilize the condition [121].
DIPNECH is stable in approximately half of individuals, and the remaining half will
develop progressive disease [122,123].
6. Prognosis
Most patients treated with surgical resection of the tumor will be cured. Five- and
ten-year survival is 87–100% and 82–95%, respectively, for patients with typical carcinoids,
and 40–93% and 31–67%, respectively, for patients with atypical carcinoids [19,24,124–126].
Poor prognostic factors include atypical histology, lymph node metastases at diagnosis,
advanced stage, and presence of tumorlets [124,127–130]. In addition, one study found
that patients with persistent Cushing syndrome after treatment had worse prognosis [131].
Regarding the Ki67 index, conflicting results have been obtained [44,127,128,132]. Apart
from typical histology and absence of lymph node metastases, positive prognostic factors
include positive immunostaining for CD44, the adhesion molecule, and positive nuclear
staining for the metastasis suppressor gene nm23 [39,132].
7. Follow-Up
Lung carcinoids may recur late, many years and even decades after primary surgery [29,133–136].
In order to detect late disease progression and recurrences after primary surgery, long-term
follow-up is necessary. Some authors recommend life-long follow-up [116]. The radiological
follow-up should include a low-dose thoracic CT scan and MRI scan of the abdomen. PET
with 68 Ga-DOTATOC/DOTATATE may be used in patients with somatostatin-receptorpositive tumors in case of equivocal radiology. Bronchoscopy examination needs to be
repeated in a selected patient category [116]. The frequency of the radiological examinations
has to be determined on an individual basis. Special attention is needed among patients
with high proliferative rate, lymph node metastases at surgery, and atypical carcinoids. In
patients with radically resected node-negative typical carcinoids, the risk of recurrence is
very low, about 2%; it may be possible to abstain from follow-up in this patient group [135].
8. Conclusions
Most lung carcinoids are slow-growing neoplasms detected before distant metastases are present. Radical surgery, including resection of the primary tumor and affected
lymph nodes, is curative in most cases. Adjuvant postoperative chemotherapy is not
indicated. Patients with metastatic disease may be treated with chemotherapy (preferably
temozolomide-based), somatostatin analogues, mTOR inhibitors, or PRRT with 177 LuDOTATATE. Disease recurrence may occur late; hence, long-term follow-up is essential,
except maybe in patients with radically operated typical carcinoids without lymph node
metastases. Most patients have an excellent prognosis.
Author Contributions: D.G. wrote the first draft, C.C.J., H.F. and E.H. edited and reviewed the
manuscript. All authors have read and agreed to the published version of the manuscript.
Funding: This research received no external funding.
Conflicts of Interest: The authors declare no conflict of interest.
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